Case Law[2022] ZALAC 102South Africa
Myers v National Commissioner of South African Police Service and Another (CA 1/2021) [2022] ZALAC 102; [2022] 11 BLLR 991 (LAC); (2022) 43 ILJ 2469 (LAC) (30 June 2022)
Labour Appeal Court of South Africa
30 June 2022
Headnotes
the rank of Lieutenant Colonel (“Lt Col”).
Judgment
begin wrapper
begin container
begin header
begin slogan-floater
end slogan-floater
- About SAFLII
About SAFLII
- Databases
Databases
- Search
Search
- Terms of Use
Terms of Use
- RSS Feeds
RSS Feeds
end header
begin main
begin center
# South Africa: Labour Appeal Court
South Africa: Labour Appeal Court
You are here:
SAFLII
>>
Databases
>>
South Africa: Labour Appeal Court
>>
2022
>>
[2022] ZALAC 102
|
Noteup
|
LawCite
sino index
## Myers v National Commissioner of South African Police Service and Another (CA 1/2021) [2022] ZALAC 102; [2022] 11 BLLR 991 (LAC); (2022) 43 ILJ 2469 (LAC) (30 June 2022)
Myers v National Commissioner of South African Police Service and Another (CA 1/2021) [2022] ZALAC 102; [2022] 11 BLLR 991 (LAC); (2022) 43 ILJ 2469 (LAC) (30 June 2022)
Download original files
PDF format
RTF format
make_database: source=/home/saflii//raw/ZALAC/Data/2022_102.html
sino date 30 June 2022
IN
THE LABOUR APPEAL COURT OF SOUTH AFRICA, CAPE TOWN
Reportable
Case
no: CA 1/2021
In
the matter between:
IVAN
MYERS
Appellant
And
THE
NATIONAL COMMISSIONER OF
SOUTH
AFRICAN POLICE SERVICE
First Respondent
THE
PROVINCIAL COMMISSIONER OF
WESTERN
CAPE
Second Respondent
Heard:
24 February 2022
Delivered:
30 June 2022
Coram:
Coppin JA, Savage
et
Tokota AJJA
JUDGMENT
COPPIN
JA
[1]
This is an appeal against the whole judgment of the Labour Court
(Rabkin-NaickerJ) in terms of
which it reviewed and set aside an
arbitration award (“the promotion award”) of an
arbitrator of the Safety and Security
Sectoral Bargaining Council
(SSSBC) (“the bargaining council”) concerning the
appellant’s promotion following
his reinstatement, having found
that the central issue at the arbitration, namely, whether the
upgrade of the post the appellant
(“Myers”) occupied, was
res judicata
and could not have been revisited by the
arbitrator. Leave to appeal to this court was granted by the court a
quo.
Background
to the promotion award
[2]
The appellant (“Myers”) occupied the position of unit
commander of the Maitland dog
unit of the South African Police
Services (“SAPS”) when he was dismissed by the SAPS on 12
July 2007. At the time he
was on salary level 10 and held the rank of
Lieutenant Colonel (“Lt Col”).
[3]
On 29 November 2012 the Supreme Court of Appeal (“SCA”)
ordered Myers’ retrospective
reinstatement into the position he
held before the dismissal. It is common cause that in between the
date of his dismissal and
the date his reinstatement was ordered by
the SCA, the SAPS, including the dog unit, underwent structural
changes. The Maitland
Dog Unit was amalgamated with another dog unit,
the Faure Dog Unit.
[4]
In light of the increased geographical area and responsibility
brought about by the amalgamation
of those dog units the post of
commander of the (now amalgamated) dog unit, which now became known
as the “K9 Unit, Cape
Town”, was upgraded to salary level
12 and was intended to be occupied by an officer with the rank of
Colonel. At the heart
of the dispute between Myers and the SAPS is
the question whether the SAPS had implemented or was still to
implement this upgraded
post by the time of Myers’
reinstatement.
[5]
It is common cause that the SAPS, when initially confronted with the
order of the SCA that it
reinstate Myers, was of the view that it
could not place him as commander of the restructured post, and,
instead, offered him posts
at the same salary level and rank as that
which he occupied at the time of his dismissal (i.e. at level 10 and
for the rank of
Lt Col).
[6]
Myers refused to accept the alternatives offered to him and
approached the Labour Court contending
that the SAPS were in contempt
of the reinstatement order of the SCA for not reinstating him in the
upgraded post at level 12.
[7]
The Labour Court (per Steenkamp J)
[1]
found that even though the SAPS did not comply with the order of the
SCA, its non-compliance was not wilful or
mala
fide
and it was therefore not in contempt. Steenkamp J, nevertheless,
deemed it in the interest of justice to interpret the SCA’s
reinstatement order and concluded that the order contemplated that
Myers be reinstated to the post that he would have occupied
had he
not been unfairly dismissed; that the restructured post, previously
occupied by Myers, was then occupied by a Captain Du
Plessis (“Du
Plessis”) who had been promoted to the rank of Lt Col and
salary level 10. Steenkamp J, accordingly, dismissed
the contempt
application, but held that Myers should be reinstated to the
restructured post, i.e. as commander of the K9 unit,
but at salary
level 10, retrospective to the date of his dismissal.
[8]
The SAPS only appealed to this court against that part of Steenkamp
J’s order that directed
Myers’ reinstatement as commander
of the K9 unit, and Myers cross- appealed against the dismissal of
the first contempt application.
Both the appeal and cross-appeal were
dismissed by this court on 10 April 2015.
[2]
The order of Steenkamp J thus stood.
[9]
It is common cause that two weeks later, on 24 April 2015, the
Provincial Commissioner of the
SAPS wrote to a certain Col. Visser
(“Visser”) and to the provincial commander of emergency
services notifying them
that Visser’s job description had to be
changed to that of “Unit Commander K9 Services”. It
appears from that
letter that Visser had been appointed to the post
of “Unit Commander: Cape Town K9” a few years before
that, but continued
to perform duties as K9 and Mounted Unit
Coordinator. This “placement” of Visser in the position
of commander of the
K9 unit seems to have caused Myers to approach
the Labour Court a second time, claiming that the SAPS was still in
contempt of
the SCA order reinstating him, as well as the subsequent
orders of Steenkamp J and of this Court.
[10]
On 4 May 2015 Myers launched the second contempt application in the
Labour Court, in which he alleged, inter-alia,
that after this
Court’s dismissal of the appeal against Steenkamp J’s
order he had received no indication from the
SAPS that they intended
to comply with the court orders that had been issued up until then,
and that this was the position, despite
evidence placed before this
court showing that Lt Col Du Plessis had been promoted to fill his
post. Myers also contended that
the SAPS had appointed Visser as Unit
Commander of the K9 Unit in violation of his rights and in violation
of the court order.
[11]
Seemingly coincidentally, on 5 May 2015, the Provincial Commissioner,
in a letter of that date, reversed
Visser’s placement as
commander of the K9 Unit, on the grounds that it was “erroneous”.
Visser was expressly
informed in that letter that he was “not
placed in the post of commander: Cape Town K9 Unit” and that he
“must
continue in [his] duties at Provincial Emergency
Services”. A letter bearing the same date was also written by
the Provincial
Commissioner to Myers, in which Myers was requested to
report to the Cape Town K9 Unit as commander “with immediate
effect”.
The letter further confirmed Myers’s appointment
to be on salary level 10.
[12]
On 6 May 2015 Myers assumed the position of commander of the K9 unit,
but immediately took leave. On 7 May
2015 Myers wrote to the
Provincial Commissioner contending, inter-alia, that the Commissioner
was still not complying with the
extant court orders. He also claimed
that he was entitled to the position of commander of the K9 unit, but
on level 12 (and to
the rank of Colonel), which, he contended, is the
level to which the post he occupied had been upgraded and to which he
was entitled
to be appointed, because his reinstatement was
retrospective.
[13]
At the hearing of the second contempt application in the Labour Court
and specifically concerning the SAPS’s
alleged duty to promote
him to the upgraded level 12 post retrospectively from 29 June 2009,
the following was contended on behalf
of Myers: Firstly, that if,
between the date of his dismissal and his reinstatement there had
been salary increases, bonuses payable,
post upgrades, or an
enlargement of the areas of operational responsibility attached to
the restructured position, he would be
entitled to all of those
benefits; and, secondly, that if the position he held had, in the
interim, pending his reinstatement,
been merged with another
position, he had to be reinstated to the merged position.
[14]
The Labour Court (per Whitcher J) found in Myers’ favour. Even
though the Labour Court there found
that Myers occupied the position
of commander of the Maitland Dog Unit at salary level 10, it reasoned
that the Provincial Commissioner
had “misunderstood the true
scope of the relief of reinstatement” and ordered the SAPS to
fully comply with the orders
of the SCA, the Labour court (Steenkamp
J) and this court, and in particular, to appoint Myers to the lowest
notch at salary level
12, to promote him to the rank of Colonel, and
to pay him the difference between the two salary levels (i.e. between
salary levels
10 and the lowest notch at salary level 12)
retrospectively to 1 March 2011, which was the first day following
the upgrade of the
post to a level 12 post.
[15]
Of significance, the Labour Court (Whitcher J) imposed an onus on the
employer to prove that the dismissed
employee (Myers) would not have,
but for his dismissal, achieved the promotion which was “plausibly
within his grasp”
had he not been dismissed. It further held in
that regard that “[o]nce an employee has established [that] a
particular benefit
or promotion was plausibly within his grasp, had
he not been unfairly dismissed, and this is not rebutted,
reinstatement, in fairness,
should include these enhancements to his
remuneration or rank”. Whitcher J held that the SAPS had placed
nothing before the
SCA or the Labour Court indicating that Myers
would not have benefited, as a specialist incumbent, from the fact
that his post
was upgraded while he should have been in it. Whitcher
J concluded that Steenkamp J correctly ordered that the SCA order
meant
that Myers should be reinstated into the restructured position
and that this could only have meant at level 12.
[16]
The SAPS successfully appealed against that order to this court
[3]
which found that Myers was not entitled to be promoted to the
upgraded post. Myers cross appealed regarding the date from which
it
was ordered that he should be paid back pay, namely, 1 March 2011,
essentially alleging that it should have been ordered from
an earlier
date. His cross-appeal was contingent upon the admission of new
evidence which he sought to adduce at the hearing of
the appeal. The
application to adduce the evidence was refused and the cross-appeal
was dismissed.
[17]
This court accepted that the order of Steenkamp J still stood and
that Myers was to be reinstated into the
restructured post at level
10 and that this had been definitively determined by this court in
the first contempt appeal. It also
accepted the evidence of the SAPS
that the restructured level 12 post had not been implemented as yet
and was only to be implemented
at some future date during phase 2 of
the restructuring process; further, that the appointment on 24 April
2015 of Visser as commander
of the K9 Unit was erroneous and had been
reversed on 5 May 2015 and that Myers had been reinstated on that
same day at level 10.
[18]
This court also accepted that the discretion of the National
Commissioner, under the SAPS Employment Regulations,
whether to
retain Myers in the upgraded post, or to advertise it, would only be
activated upon implementation of the upgraded post.
This court
further held that Whitcher J had erred in imposing an onus on the
SAPS to show that Myers would not have been promoted
to the upgraded
post.
[19]
This court held that on the evidence that served before the court in
the second contempt application Myers
had failed to establish any
legal right to be appointed at salary level 12, retrospectively to
the date of his dismissal, and that
the claim before Whitcher J ought
to have failed on the basis that the orders of the SCA, the Labour
Court (i.e. of Steenkamp J)
and of this court in the first contempt
application, did not direct that Myers be reinstated at a salary
level to which he had
never previously had a legal entitlement.
[20]
Significantly though, this court alluded to the fact that a failure
to promote an employee may found a plausible
unfair labour practice
claim. And in the context of dealing with Myers’ application to
adduce evidence on appeal, mentioned
that if Myers contended that he
was entitled to a higher salary because of his reinstatement, he
should pursue such a claim in
the appropriate forum. It specifically
held, inter alia, the following:
“
[53]
The Labour Court erroneously imposed an onus on the SAPS to prove
that the dismissed employee would not, but for his dismissal,
have
achieved the promotion which was plausibly within his grasp, had he
not been dismissed. A reinstatement order imposes no such
burden on
the employer. It is directed at putting the employee back in the
position he or she was [in] before the dismissal. Although
a claim by
a reinstated employee that, but for his dismissal, he would have
achieved a promotion might give rise to a plausible
unfair labour
practice claim, this does not mean that reinstatement at the salary
level and rank at the time of the dismissal would
amount to a breach
of the reinstatement order. The Labour Court, therefore, erred in
arriving at the contrary finding.”
[4]
[21]
This court further held:
“
[85]
Lt Col Myers has failed to demonstrate any exceptional circumstances
which would justify the admission, at this stage, of the
evidence he
seeks to adduce on appeal. He has been reinstated at salary level 10,
which was his salary level at the time of his
dismissal. It is
probably impermissible for him to now seek, merely through relief
sought in the notice of motion (unsupported
by evidence) to claim a
higher salary. Lt Col Myers has been reinstated, and if he contends
as he does, that he is entitled to
a higher salary, he should pursue
this claim in the appropriate forum.”
[5]
The
promotion award
The
Bargaining Council
[21]
It is apparent that the above
orbiter
statements made by this
court in the second contempt matter prompted Myers’ next move.
In about May 2018 he referred an unfair
labour practice (promotion)
dispute to the bargaining council for resolution.
[22]
The gist of Myers’ case in that forum was that he was
reinstated into the restructured dog unit by
the National
Commissioner of the SAPS without advertising the post, that he was
retained in that post in terms of SAPS Employment
Regulation 30(8),
and was still serving in that position (at that stage) for about 3
years after such reinstatement. He further
contended that the SAPS
refused to absorb him into that position in terms of regulation 30(9)
of the said regulations, even though
the National and Provincial
Commissioners had agreed to his appointment to that post. He sought
to be promoted to the rank of colonel
at salary level 12
retrospectively to 30 April 2009, which he alleged was the date on
which the restructured post was implemented.
And he wanted to be paid
the difference he earned at salary level 10 and what he would have
earned at level 12, also retrospectively,
from 1 June 2009.
[23]
The matter went to arbitration where Myers produced documentary
evidence, testified himself and called as
witnesses, Major-General
Govender (“Govender”), Brigadier Van Wyk (Van Wyk) and a
Mr Graham Daniels, secretary of the
SA Police Union in the Cape. The
SAPS called one witness, Visser, who had retired in the interim.
[24]
In a written award dated 11 December 2018 the arbitrator found in
Myers’ favour, concluding, essentially,
that in light of all
the evidence, Myers had proved on a balance of probabilities that the
upgraded post had been implemented by
the SAPS during phase 1 of the
restructuring process, which was completed on or about 13 May 2009
(or June 2009). The arbitrator
further accepted that even though
Myers had been placed in the restructured post by the National
Commissioner on 5 May 2015 in
compliance with the orders of the SCA
and Labour Court, and not because of the exercise of his discretion,
he had retained Myers
in that position (i.e. at level 10) for a
period of more than 3 years without promoting him to the rank of
Colonel.
[25]
The arbitrator also found that Myers proved that, since he had
received satisfactory performance ratings
before his dismissal he
would have been promoted, but for his dismissal; that the SAPS did
not rebut Myers’ case to that
effect; and the SAPS had
committed an unfair labour practice when it failed to promote Myers
to the rank of Colonel and to salary
level 12 in the restructured
post.
[26]
The arbitrator then made an award: (a) declaring that the SAPS
committed an unfair labour practice relating
to the promotion of
Myers; (b) promoted Myers into the upgraded position of Unit
Commander of the K9, Cape Town Dog Unit at salary
level 12, and to
the rank of Colonel in terms of Regulation 30(9) of the SAPS
Employment Regulations; (c) ordered that Myers’
“promotion
shall have retrospective effect from the date of the implementation
of the post, which is 1 June 2009”;
(d) ordered the SAPS to pay
Myers “the difference in salary level 10 and that of salary
level 12 retrospectively from 1 June
2009”; (e) directed that
“the calculation of the loss of income since 1 June 2009 shall
include notch advances in the
salary range of salary level 12 since 1
June 2009”; (e) ordered the SAPS to adjust Myers’ pension
fund accordingly;
(f) ordered the SAPS to comply with the award by no
later than 1 February 2019; and (g) made no order as to costs.
The
review of the promotion award in the Court
a quo
[27]
Unhappy with that outcome the SAPS brought an application in the
Labour Court (“the court
a quo
”) to review and set
aside the promotion award. The judgment in those proceedings is the
subject of this appeal.
[28]
The SAPS essentially contended in the court
a quo
that the
arbitrator could not effectively overturn the findings of this court
made in the appeal against the order of Whitcher
J. As an
alternative, it contended, that even if it were to be found that the
SAPS had committed an unfair labour practice by not
promoting Myers
to the upgraded post, as has been found by the arbitrator, the award
of the arbitrator was, nevertheless, reviewable
on the basis that it
is not one that a reasonable arbitrator would have made. In that
regard the SAPS essentially argued that a
reasonable arbitrator would
not have found that the level 12 post was implemented by the SAPS on
1 June 2009. As a further alternative,
the SAPS contended that even
if it could be held that a reasonable arbitrator could have found
that Myers ought to have been promoted
to the upgraded post, a
reasonable arbitrator would not have promoted Myers as the arbitrator
purported to, and would not have
concluded that the promotion to
level 12 must be made retrospective to 1 June 2009.
[29]
The court
a quo
seemingly found that the issue raised in the
review was crisp. It summarised the issue as follows:
“
The
arbitrator, in contrast to what was found by the LAC, made a factual
finding that the restructuring of the post had been implemented.
She
differed on matters of law as to the import of the relevant SAPS
regulations and in finding that an onus existed on the SAPS
to show
that the National Commissioner decided not to retain the applicant
into the restructured post. The curious feature of the
matter before
me then, is that the arbitration award overturns points of fact and
law previously decided by the Labour Appeal Court,
between the same
parties.”
[30]
Despite a submission by the SAPS that the promotion award stood to be
set aside on various grounds the court
a quo
proceeded to
decide the review application on a very narrow basis. Rejecting an
argument on behalf of Myers that the SAPS did not
raise the defence
of
res judicata
at the arbitration and should therefore not
concern the court
a quo
, it essentially held that the defence
went to the jurisdiction of the bargaining council; that the
arbitrator was constrained by
the principles of
res judicata
and
stare decisis
, and was bound by the factual and legal findings
of this court in the appeal against the judgment of Whitcher J, more
particularly,
its finding that the upgraded post had as yet not been
implemented. It also found that the arbitrator could not overturn
those
findings, or come to a contrary conclusion. The court a quo,
accordingly, reviewed and set aside the promotion award solely on
that basis.
[31]
It is significant that the court
a
quo
did consider whether the principle of
res
judicata
/issue
estoppel was applicable to the proceedings in the bargaining council.
Having referred to
dicta
in
a decision of the Labour Court in
Le
Roux v Commission for Conciliation, Mediation and Arbitration and
Others
[6]
,
the court
a
quo
reasoned that to allow the decision of the arbitrator to stand “
would
not be conducive to legal certainty. Nor would it accord with the
provisions of the LRA
.”
According to the court a quo, in deciding whether those principles
were applicable “
the
principle of stare decisis in the LRA [had to be] brought into the
mix”
.
The court
a
quo
also held that, in addition, “
the
principle outlined
”
by Cameron
et
al
in
Ascendis
Animal Health (Pty) Ltd v Merck Sharp Dohme Corporation and
others
[7]
,
“
that
the doctrine of res judicata seeks to protect litigants and the
courts from never–ending cycles of litigation
…”, applies.
[33]
Having briefly related the history of the litigation between Myers
and the SAPS, regarding his reinstatement
and concerning the position
to which he was reinstated, the court
a quo
concluded:
“
in
these circumstances, it seems to me that good sense and fairness must
direct this court to relax the ‘same cause of action’
requirement in this case. To do so also accords with the
stare
decisis
principle reflected in the provisions of the LRA. The
principle of finality in litigation is more prescient in labour
litigation
given the principle of speedy resolution of disputes and
this further cements my decision in this matter.”
[34]
Finally, the court
a quo
held that in the circumstances the
promotion award stood to be set aside on the ground that the
arbitrator did not have jurisdiction
to hear the matter because the
principle of
res judicata
/issue estoppel applied. The
promotion award was thus reviewed and set aside and Myers was ordered
to pay the costs of the review
application. Subsequently, the court
a
quo
granted Myers leave to appeal to this court.
Arguments
on appeal
[35]
Counsel for Myers argued, essentially, that the court
a quo
erred, because this court had specifically directed him to refer his
promotion dispute to the appropriate forum; and that by the
time he
was reinstated the post that he held at the time of his dismissal had
already been upgraded and was no longer a post at
salary level 10 for
a Lt Col, but was a level 12 post for an officer with the rank of
Colonel, and, further, that he had functioned
in that upgraded post
after being placed there by the National Commissioner in compliance
with the reinstatement order of the SCA.
[36]
Counsel for Myers contended further that Myers’ claim of unfair
treatment was also premised on the
fact that for three years after
his reinstatement he had occupied the new merged post, with greater
responsibilities and thus ought
to have been promoted to level 12 and
to the rank of Colonel. According to counsel, the arbitrator’s
award in Myers’
favour was one a reasonable arbitrator could
have made. He also argued that the SAPS relied on a number of new
grounds and for
the first time on review claimed, and unreasonably
so, that the issue of the upgrade of the post before the arbitrator
was
res judicata
.
[37]
Counsel for Myers further argued that the court
a quo
erred in
upholding the
res judicata
point and had failed to decide the
merits of the review. In addition to arguing that the arbitrator
could not be faulted for not
having determined the
res judicata
issue because it was not raised before the arbitrator, it was
submitted by counsel that the
res judicata
point should have
been rejected by the
court a quo
on the following grounds: (a)
the defence applies in civil law and has as its basis public policy
and therefore cannot simply be
applied in the area of labour law,
where fairness is the yardstick; (b) to uphold the defence was to be
extremely unfair to Myers;
(c) Myers had not been afforded the full
benefit of his reinstatement order to which he laid claim in the past
in terms of contempt
proceedings; (d) (in the second contempt matter)
this court had told Myers to pursue his unfair promotion claim in the
appropriate
forum; (e) Myers had pursued such a claim in the
bargaining council and had obtained the benefit of the promotion
award after the
arbitrator had heard the evidence of all the parties,
including evidence which Myers had not been allowed to adduce in the
appeal
to this court (i.e. against the order of Whitcher J).
[38]
It was further submitted by Myers’ counsel that, in any event,
the requirements for successfully raising
the defence of
res
judicata
were not met because: (a) the dispute and the fact in
the contempt application, which culminated for decision in this court
and
those in the bargaining council, were not the same; (b) that in
the said contempt application this court did not decide on Myers’
claim for higher remuneration, or even, in relation to that question,
whether the upgraded post had been implemented; the dispute
about the
appellant’s unfair non-promotion had not been decided by this
court, which only decided the issue of Myers’
reinstatement;
(c) this court in fact directed Myers to refer the dispute relating
to his promotion to the correct forum and that
is what he did; (d)
this court declined to decide the unfair promotion part of the
dispute.,
[39]
Counsel for Myers submitted in the alternative that even if the
requirements of
res judicata
were met, then that defence could
not be applied in a manner that resulted in an unfair outcome for
Myers, and that if the court
a quo
had considered the merits
of the matter it would have found that the arbitrator’s
decision was one a reasonable arbitrator
could have made.
[40]
In response, counsel for the respondents basically argued the
following: The court
a quo
correctly determined on the basis
of
issue estoppel
that the arbitrator could not have
ventilated the same issues of fact and law that had already been
decided by this court in the
second contempt appeal. In the
alternative, in the event of this court finding that the court
a
quo
erred in reviewing the award on the grounds of
issue
estoppel
, it would have to determine what the court
a quo
has not decided, namely, whether the arbitrator’s main
conclusion, that the respondents committed an unfair labour practice
by not promoting Myers to salary level 12 (and the rank of colonel)
is one which a reasonable arbitrator would have arrived at.
Further
alternatively, that if this court finds that the arbitrator’s
conclusion, that Myers should have been promoted, falls
within the
range of decisions a reasonable arbitrator could have made, then the
question that arises is whether a reasonable arbitrator
would have
made the promotion retrospective to 1 June 2009.
[41]
In respect of the
issue estoppel
point specifically, counsel
for the respondents submitted, essentially, that this court in the
appeal against Whitcher J’s
order, accepted (a) that the order
made by Steenkamp J still stood and that the appellant was entitled
to be reinstated into the
restructured post; (b) that the SAPS’s
evidence, that the upgraded post had not been implemented as yet and
that it was only
to be implemented in the future during phase two of
the restructuring process, was to be accepted; and (3) that the
discretion
conferred on the National Commissioner to retain the
appellant in the upgraded post, or to advertise it, will only be
activated
upon implementation of the upgraded post. Counsel submitted
further that the arbitrator was faced with the same claims and the
same circumstances Myers advanced before Whitcher J and that this
court, in the appeal against the order of Whitcher J, overturned
that
order and made findings which bound the arbitrator.
Discussion
Res
judicata/issue estoppel
[42]
The requirements of
res
judicata
are the following: (a)there must be a previous judgment by a
competent court; (b) between the same parties; (c) bases on the same
cause of action, and (d) with respect to the same subject matter or
thing
[8]
. Even though the court
a quo mentions
res
judicata
the
actual principle the respondents are relying on is the principle of
“issue estoppel”, an extension of
res
judicata
.
In the United Kingdom the
res
judicata
doctrine is known as “cause of action estoppel” or “issue
estoppel”.
[9]
The label
“issue estoppel” came to refer to instances where the
same cause of action requirement of the
res
judicata
principle were not rigorously enforced
[10]
.
It is also a firm part of South African law, generally.
[11]
[43]
It is accepted
[12]
that the formulation of the issue estoppel rule as applied in South
African cases was correctly reflected in a passage from
Spencer
Bower
on
Res
judicata
,
namely, the following
[13]
:
“
Where
the decision set up as
res judicata
necessarily involves a
judicial determination of some question of law or issue of fact, in
the sense that the decision could not
have been legitimately or
rationally pronounced by the tribunal without at the same time and in
the same breath, so to speak, determining
that question or issue in a
particular way, such determination, though not declared on the face
of the recorded decision, is deemed
to constitute an integral part of
it is as effectively as if it had been made so in express terms; but
beyond these limits they
can be no such thing as
res judicata
by implication.”
[44]
The respondents, thus, contend that the arbitrator in the bargaining
council, seized with the unfair labour
practice (promotion) hearing,
was bound, in terms of that principle, by this court’s decision
in the appeal against the order
of Whitcher J, and more particularly,
this court’s finding that, the upgraded (i.e. level 12)
position had not been implemented
as yet, and that the arbitrator
could not have come to a different conclusion in respect of that
issue. The court
a quo
effectively accepted that contention
and found that the arbitrator’s failure to comply with the
principle vitiated the entire
proceedings before that arbitrator,
since that finding by the arbitrator was at the heart of the matter
and the principle itself
was relevant to the question of
jurisdiction.
[45]
The rationale for the principle is to give effect to the finality of
judgments. It is a measure intended
to limit endless litigation and
to ensure certainty in respect of matters that have already been
decided by the court.
[14]
Its
roots are in good sense and fairness
[15]
.
[46]
In
Molaudzi
v S
[16]
the
Constitutional Court held that although the general thrust of
international jurisprudence was that
res
judicata
was usually recognised in one way or the other as necessary for legal
certainty and the proper administration of justice, many
jurisdictions recognise that this could not be absolute since the
perpetuation of an error was not a virtue, but to correct it
was a
compulsion of judicial conscience
[17]
.
[47]
Over time our courts have thus expressed the view that the doctrine
should not be applied rigidly. The relaxation
started in
Boshoff
v Union Government
[18]
where it was held by the Transvaal Provincial Division that
res
judicata
should not be understood literally in all circumstances and applied
as an immutable, inflexible rule. And that its requirements
may be
extended and adapted to avoid unacceptable alternatives. In
Bafokeng
Tribe v Impala Platinum Ltd and others
[19]
it was held by the High Court that the principle of
res
judicata
must be carefully delineated and demarcated in order to prevent
hardships and actual injustice to the parties.
[48]
In
Smith
v Porritt and Others
[20]
the
Supreme Court of Appeal (per Scott JA) explained how the defence of
res
judicata
evolved into issue estoppel:
“
Following
the decision in
Boshoff v Union Government
1932 TPD 345
the
ambit of the exception
rei judicata
has over the years been
extended by the relaxation in appropriate cases of the common law
requirements that the relief claimed
in the cause of action be the
same (
eadem res ad eadempetendi causa
) in both the case in
question and the earlier judgment where the circumstances justify the
relaxation of these requirements those
that remain are that the
parties must be the same (
idem actor
) and that the same issue
(
eademquestio
) must arise. Broadly stated, the latter involves
an inquiry whether an issue of fact or law was an essential element
of the judgment
on which reliance is placed. Where the plea of res
judicata is raised in the absence of a commonality of cause of action
and the
relief claimed it has become commonplace to adopt the
terminology of English law and to speak of issue estoppel. But as was
stressed
by Botha JA in
Kommissaris van BinnelandseInkomste v ABSA
Bank Bpk
1995 (1) SA 653
(A) at 669D, 670J-671B, this is not to be
construed as implying an abandonment of the principles of the common
law in favour of
those of English law; the defence remains one of
res
judicata
. The recognition of the defence in such cases will
however require careful scrutiny. Each case will depend on its own
facts and
any extension of the defence will be on a case-by-case
basis… Relevant considerations will include questions of
equity and
fairness not only to the parties themselves but also to
others….”
[49]
In
Molaudzi
the Constitutional Court considered that the court’s power to
relax the requirements of the doctrine of
res
judicata
derived from its inherent power as recognised in section 173 of the
Constitution of the Republic of South Africa, 1996 to regulate
its
own processes and to develop the common law if the interests of
justice so demand and because
res
judicata
was indeed a common law principle. The Constitutional Court
emphasised that this power of the courts does not apply to
substantive
rights, but rather to adjectival, or procedural, rights
only. It also warned that the power had to be exercised sparingly
otherwise
there would be legal uncertainty and potential chaos and
that it must not be used by a court to assume jurisdiction it
otherwise
does not have. Not only must the interest of justice
require the departure or relaxation of the
res
judicata
principle,
but there must be exceptional circumstances present to justify such
departure
[21]
.
[50]
The court
a quo
found that in deciding whether the
res
judicata
/issue estoppel doctrine was to be applied, the principle
of
stare decisis
“
must be brought into the mix”
and that the principle of
res judicata
“
sought to
protect litigants and the court from never ending cycles of
litigation
”.
[51]
The court
a quo
went on to conclude that “
good sense
and fairness
” directed it to relax the same-cause-of-action
requirement of the
res judicata
defence in this matter. It
reasoned that such relaxation accorded with the
stare decisis
principle and that “
the principle of finality in litigation
is more patent in labour litigation given the principle of speedy
resolution of disputes
”, and it that further “
cemented
”
the court
a quo
’s decision on the matter.
[52]
While the
res
judicata
and
stare
decisis
principles
seem to have the same broad object, namely, to ensure certainty and
finality, they are indeed two different concepts.
There is no
question that
stare
decisis
is applicable to proceedings in the Commission for Conciliation,
Mediation and Arbitration (CCMA) and in bargaining councils. The
full
Latin maxim states “
stare
decisis et non quietamovere
”
meaning “
one
stands by decisions and does not disturb settled points.
”
[22]
[53]
Commissioners and arbitrators in the CCMA and in bargaining councils
established in terms of the LRA are
bound to follow and apply the
rationes
decidendi
of the higher courts. As is confirmed in
Le
Roux
,
those officials are “
unquestionably
bound by [those] judgments
”
[23]
.
[54]
A case might also be made for the applicability in such proceedings
of the doctrine of
res judicata
in its strict, or rigid form.
The difficulty, however, arises with issue estoppel, as the principle
entails the exercise of a power
to relax the strict requirements of
res judicata
in a particular case. While courts unquestionably
have such discretion, as confirmed in
Molaudzi,
it is not
clear that Commissioners or arbitrators acting under the auspices of
the CCMA, or bargaining councils established in terms
of the LRA,
have such power.
[55]
The court
a quo
did not consider that aspect, but seems to
have focussed on its power to relax the requirements of
res
judicata
, i.e. as a court,
albeit
in the wrong context.
The question ought to have been about what the arbitrator could
reasonably have done and not about what the
court could do (i.e.
whether the doctrine was indeed applicable)
[56]
In
BMW
(SA) (Pty) Ltd v Van der Walt
[24]
this
court held, in the context of whether a second disciplinary enquiry
in respect of the same misconduct could be instituted by
the same
employer against the same employee, that it was not necessary to
decide whether the principles of
autre
fois acquit
or
res
judicata
applied in Labour law, since, ultimately, the question was one of
fairness, which was paramount
[25]
.
In
Feni
v Commission for Conciliation, Mediation and Arbitration and others
[26]
this Court once again considered the question, but did not conclude
that the principle of
res
judicata
was applicable, although it held that the principle of
lis
alibi pendens
was, apparently following the lead of the Constitutional Court in
Association
of Mineworkers and Construction Union and others v Ngululu Bulk
Carriers (Pty) Ltd (in liquidation) and others
[27]
,
where it, seemingly, accepted that the
lis
pendens
principle would be applicable in labour law.
[57]
In general, the issue estoppel principle, or the relaxation of the
res judicata
principle, does not seem to lend itself to
application in the proceedings of the CCMA or bargaining councils,
particularly because
these bodies are not courts and do not have the
same powers that courts have as envisaged in section 173 of the
Constitution. In
Molaudzi
the Constitutional Court identified
those powers as enabling courts to “
develop
” or
relax the application of the doctrine of
res judicata
where
the circumstances and interests of justice so demand. Unless an
arbitrator in the CCMA or bargaining council has the same
or similar
powers to a court, the basis upon which an arbitrator would be able
to relax the application of the
res judicata
principle in any
particular case would be impossible, legally. This, in turn, leads to
the question whether an arbitrator would
have no discretion, but to
apply the doctrine rigidly in every case, notwithstanding the
interest of justice, or the hardship and
injustice that would ensue.
That, in turn, would mean that the very
rationale
for allowing
the relaxation of the doctrine, namely, in essence, to prevent
hardship and actual injustice to the parties, would
be negated.
[58]
It can hardly be contended that the power of an arbitrator and a
commissioner in terms of section 158(1)
of the LRA, to conduct the
arbitration in a manner that he or she considers appropriate, is the
equivalent of a court’s powers
in terms of section 173 of the
Constitution. The power to develop the common law belongs exclusively
to the courts and the legislature.
[59]
The argument, thus, that the issue estoppel principle possibly does
not apply in such proceedings has merit
for at least that reason and
because fairness, which is also the basis for the relaxation of the
strict requirements of
res judicata
, is in any event,
paramount in such proceedings.
[60]
Even if one assumes, for the sake of argument, that the doctrine
applies to such proceedings, it would have
to be invoked by the party
relying on it. It is common cause that in this matter the doctrine
was not expressly invoked before
the arbitrator in the proceedings in
the bargaining council and that it was raised for the first time in
the review application
in the court
a
quo
.
In the practice of the High Court the defence of
res
judicata
has to be raised in the pleadings, and if it is not specifically
pleaded it is assumed that the defence has been waived
[28]
.
The same must axiomatically apply to issue estoppel.
[61]
The argument by counsel for the respondent, that the defence could
not have been pleaded in the bargaining
council because there were no
pleadings, cannot hold. Even if there were no pleadings the defence
could have been raised fairly
through other means, such as by way of
a special point (i.e.
in limine
) or as, or in, an objection.
The further argument by counsel, even though the defence was not
raised by name, it was effectively
raised because the record shows
that the arbitrator’s attention was drawn to the fact that the
issues Myers sought to re-ventilate
before it had already been
determined by this court, can also not hold.
[62]
What is clear is that in the bargaining council the respondents did
not object to the evidence on the basis
of the doctrine of
res
judicata
, estoppel, which, if applicable, would have required the
arbitrator to consider whether the doctrine should be applied
rigidly,
or whether, in the interest of justice, or due to the
presence of exceptional circumstances, its application should be
relaxed.
A contention that Mr Myers was alive to the issue because of
the nature of the questions put to him is not adequate and does not
equate to having raised the defence of
res judicata
(or more
appropriately, of issue estoppel) squarely, and fairly.
[63]
During his evidence in chief Myers,
inter alia
, was asked to
explain a paragraph in a document dated 28 August 2008 pertaining to
the restructuring of the SAPS. In his answer
he sought to infer,
inter alia
, that Visser had been placed in the upgraded post.
The record shows that counsel for the SAPS did not object to the
answer
per se
, but had, in an exchange, after counsel for
Myers showed why Myers’s interpretation was relevant, submitted
that the factual
dispute about the implementation of the upgraded
post was dealt with by this court in the contempt matter. That retort
was met
by a denial from Myers’ counsel, who submitted that the
issue had not been subjected to cross-examination at all, i.e. in
the
proceedings before this court, and that it was the very reason why
the matter had been referred to arbitration, namely, to
deal with the
factual disputes.
[64]
If the defence of
res judicata
was indeed seriously relied
upon by the SAPS, that was an opportune moment to have raised it
clearly and unequivocally, but it
was not. The exchange can hardly be
said to have been an instance where the respondents raised the
defence of
res judicata
(or more appropriately, issue
estoppel), let alone properly, or even adequately.
[65]
The arbitrator can hardly be faulted for not having mentioned the
doctrine. It was not expressly (or even
impliedly, or adequately)
relied upon. If fairness (and relevance) was the only measure for
allowing evidence and accepting it,
which would have been the same as
relaxing the doctrine, then the arbitrator could hardly be said to
have acted unreasonably in
that regard.
[66]
In any event, it would not have been fair to relax the requirements
of
res judicata
in circumstances where the finding, that the
upgraded post had not been implemented as yet, was made by this court
in motion proceedings
on paper, on the strength of the
Plascon
Evans’
rule, and without the benefit of cross-examination
and the discovery of documents. Deviation from the requirements of
res judicata
could reasonably have been regarded as
permissible, since it was likely to give rise to potentially unfair
consequences in the
proceedings at the bargaining council.
[67]
The evidence given at the arbitration, concerning the question of the
implementation of the upgraded post,
underscored the fallacy of
finding that Myers was bound in the bargaining council by the finding
of this court on that issue. Such
a conclusion might have resulted in
the perpetuation of an error and would have caused injustice.
[68]
In the second contempt application (i.e. that was decided by Whitcher
J) Myers simply alleged that he would
like to be promoted to salary
level 12 with effect from 29 June 2009 (or for September 2008), but
furnished no factual basis for
his contention. While the SAPS did not
dispute in those proceedings that since 29 June 2009 there was
approval, in principle, to
upgrade the post of commander of the Dog
Unit, it repeatedly asserted on affidavit that the upgrade had not
been implemented as
yet and was only to be implemented during phase 2
of its restructuring process.
[69]
Myers unsuccessfully contended in the second contempt appeal in this
court that that was a bare denial. This
court found that it was not
and effectively held that it was adequate in light of the absence of
any “
factual assertions
” by Myers in his founding
affidavit “
calling for a more complete answer
.”
This court held that on the basis of the
Plascon Evans
principle and on the basis of the facts accepted by Steenkamp J in
the first contempt application, Whitcher J ought to have accepted
that the upgrade had not been implemented and was only to be
implemented during phase 2 at some date in the future; and that the
failure to accept that fact had caused Whitcher J to err
fundamentally. This court found that “
there was accordingly
no basis in law and fact
” for Whitcher J to have found that
the salary level 12 post had been implemented on 1 March 2011.
[70]
In the proceedings in the bargaining council Myers produced
documentary evidence to show that his post had
indeed been upgraded,
approved and had been implemented by June 2009. He also produced
documentary evidence to show that Visser
had been laterally
transferred to the upgraded post. Myers was not cross-examined in
respect of this documentary evidence, as counsel
for the SAPS
maintained that Myers could not explain the documents adequately and
that only the officers who actually produced
them could give such an
explanation. Since the issue of the implementation was crucial, one
would have expected the SAPS to then
call those officers, but it did
not. It only called Visser to give evidence at the proceedings in the
bargaining council. He was
not the author of, or the person
responsible for, any of the crucial documents produced in evidence by
Myers.
[71]
On the other hand, in the proceedings in the bargaining council Myers
called two officers, namely Major General
Govender and Brigadier Van
Wyk, who had made averments on behalf of the SAPS in the second
contempt application to the effect that
the upgrade had not been
implemented and was only to be implemented in phase 2 of the
restructuring process. In the bargaining
council it was confirmed
that despite having made those averments, neither of them had actual
knowledge of those facts and they
conceded, effectively, that those
averments were based on hearsay, namely, on what they had been told
by their subordinates. The
subordinates themselves did not make any
affidavits and were never called as witnesses in any of the
proceedings. Of further significance,
it appears that in the
proceedings in the bargaining council the officers, Govender and Van
Wyk, in effect, in light of the documentary
evidence Myers produced,
appeared somewhat doubtful whether the upgraded post had in fact not
been implemented already.
[72]
Myers also called a Mr Graham Daniels, provincial secretary of SAPU
(i.e the police union) in the Western
Cape, who gave evidence of his
knowledge and involvement in the restructuring process. According to
his testimony, the restructuring
of the Maitland Dog Unit was part of
the first phase, which was completed during 2011.
[73]
Visser, who gave evidence on behalf of the SAPS in the bargaining
council proceedings, could not reasonably
or adequately explain why
his name appeared on the official meeting attendance lists and on the
PERSAL payroll as unit commander
of Maitland, or of the K9 Unit and,
generally, why he would have been placed in a post that had not been
implemented. It is a rather
strange that the SAPS did not call any
officials who were directly involved with the restructuring process
and who could give first-hand
evidence of or concerning,
inter
alia
, the status of the post occupied by Myers, or, perhaps more
appropriately, that was occupied by Visser.
[74]
To summarise, the court
a quo
erred in concluding that issue
estoppel applied to the proceedings in the bargaining council, even
though it had not been raised
specifically in that forum, or by
implying that the arbitrator had the power, as it were, to relax a
requirement of the
res judicata
defence. In any event, and on
the assumption that the doctrine was applicable, the court
a quo
erred in finding that given all the circumstances, the requirements
would have been relaxed in this particular instance.
[75]
In light of that conclusion, it is now necessary, with the agreement
of the parties
[29]
, to decide
the other grounds of review that (unfortunately) were not considered
by the court
a
quo
.
The test on review pertaining to decisions on the merits of unfair
labour practice matters is trite. It is essentially whether
they are
decisions that no reasonable arbitrator could reach
[30]
.
The
other grounds of review
Background
[76]
In the second contempt matter, this court, like the Labour Court, had
to decide whether the SAPS was in contempt
in not reinstating Myers
at level 12. The finding was
[31]
that it did not constitute contempt, because reinstatement meant that
he had to be put back in the position he was in at the time
of his
dismissal; that Steenkamp J correctly found that it was at level 10
and that Whitcher J’s order was inconsistent when
the meaning
of “
reinstatement
”
as articulated by the Constitutional Court in
Equity
Aviation Services (Pty) Ltd v Commission for Conciliation, Mediation
and Arbitration and Others
[32]
.It
appears that Myers case before Whitcher J was thus, in effect, an
impermissible conflation of an alleged contempt claim and
an implied
unfair labour practice claim (i.e. relating to an alleged failure to
promote him). The Labour Court (Whitcher J) could
only have been
properly seized of the former and not the latter.
[77]
In terms of section 186(2)(a) of the LRA “an unfair labour
practice” includes “any unfair
act or omission that
arises between an employer and an employee involving…unfair
conduct by the employer relating to the
promotion… or relating
to the provision of benefits to an employee.”
[78]
Myers referred an unfair labour practice dispute to the bargaining
council relating to his (alleged) promotion.
His case in that forum
was basically the following: that he was reinstated by the National
Commissioner in the restructured post
(that had already been
implemented) on 5 May 2015; that it was not advertised; that he was
retained in the upgraded post in terms
of Regulation 30(8) of the
SAPS Employment Regulations, because he continued to serve in their
position for a period of three years
after his reinstatement; that,
notwithstanding, the SAPS refused to “
absorb
” him
into the upgraded position as envisaged in Regulation 30(9) of the
Employment Regulations and even though, the National
and Provincial
Commissioners had agreed to appoint him to the post.
[79]
Myers further alleged that he was performing the functions and
responsibilities of the command of the largest
dog unit in the
country, but was not being paid a salary (i.e. at level 12) or
promoted to the rank (i.e. of Col) required by the
position; that he
wished to be promoted to that level and rank, and to be paid the
difference in what he earned at level 10 as
a salary and what he
would be paid at level 12, retrospectively from 1 June 2009 (which he
seems to have alleged to have been the
date from which he would have
occupied the upgraded post, but for his dismissal).
[80]
It was incumbent on Myers to show that there was an unfair act or
omission on the part of the SAPS relating
to his promotion, or
relating to the provision of benefits to him. Regarding his promotion
during the period of his absence due
to his unfair dismissal, that
was really a matter of speculation that was ultimately tied to his
reinstatement, and that had already
been authoritatively decided upon
by the SCA, the Labour Court and this court. In any event, the thrust
of Myers case in the bargaining
council related to the period after
his reinstatement and was in particular based on the fact that he was
retained in that post
for years after his reinstatement.
[81]
The arbitrator seems to have (unreasonably, or wrongly) conflated the
two periods. This is also apparent
from the relief awarded. The
relevance of evidence regarding implementation of the upgraded post
only related to Myers’ case
after his reinstatement. Neither
Myers, nor the bargaining council, could review the reinstatement
issue. They were bound by the
decisions of the courts in that regard.
[82]
As regards the second period, i.e. following Myers’
reinstatement – the issue essentially was
whether there was any
unfairness in the form of an act or omission on the part of the SAPS
relating to his promotion, or benefits.
Myers clearly could not show
a contractual entitlement to a promotion (as found by this court in
the second contempt matter). Whether
he had such an entitlement by
virtue of the fact that he was actually operating in a position that
had been upgraded since his
dismissal and in respect of which there
were added duties and responsibilities, was an issue that had to be
decided by the bargaining
council.
[83]
The arbitrator concluded that the post Myers had been placed into had
added responsibilities, his and retention
in that post, without
promoting him, was unfair; that the SAPS had “
failed to
apply its mind to the promotion
” of Myers and had “
not
advanced any cogent reasons for its failure to promote
”
Myers to “
the salary level of the restructured post that the
currently occupies
” and that in the light of all of those
facts the SAPS had committed an unfair labour practice.
[84]
Regulation 30 of the SAPS Employment Regulations deals with the
grading of posts and the determination of
salaries. In terms of
regulation 30(7) the National Commissioner may increase the salary of
a post to a higher salary level in
order to accord with job weight –
(a) if the job evaluation system indicated that the post was graded
incorrectly; and (b)
there are sufficient funds available.
[85]
In terms of Regulation 30(8) if the National Commissioner increases
the salary of a post as provided under
sub-regulation (7) then he
must, either transfer the incumbent employee to a post that accords
with that employee’s salary
level and advertise the vacant post
at the higher salary level, or elect to retain the incumbent employee
in the upgraded post
without advertising it, if (a) the incumbent
already performs the duties of the post; (b) the incumbent has
received a satisfactory
rating in his or her most recent performance
assessment; and (c) it will be in the interest of the Service.
[86]
Regulation 30(9) further provides that if the National Commissioner
continues to employ the incumbent in
the higher graded post without
advertising it – (a) the absorption of the incumbent in the
higher graded post, as provided
for in sub-regulation (8) –
must take effect on the first day of the month following the month
during which the National
Commissioner approved that absorption; and
(b) the salary of the employee must be adjusted to the minimum notch
of the higher salary
level with effect from the date referred to in
subparagraph (a).
[87]
It is apparent from the award that Myers relied principally on these
regulations and that the arbitrator
found that they applied to him,
even though the National Commissioner “
has not formally in
writing exercised his discretion on whether or not to retain
”
Myers in the restructured post. The fact that Myers had remained in
that (restructured) post for more than three years after
his
reinstatement, according to the arbitrator, appeared to indicate that
the National Commissioner did indeed decide to retain
him in that
position “
since no evidence to the contrary has been
adduced
”. The arbitrator thus seems to have required of the
SAPS to show the opposite, i.e. that the National Commissioner did
not
decide to retain Myers in the restructured post.
[88]
The arbitrator further concluded that Myers did not just remain in
the restructured post and that the National
Commissioner “
would
surely have exercised a discretion not to retain
” him in
that post after his reinstatement. And found that “
the only
reasonable inference that can be drawn in the circumstances is that
[Myers] is retained in the restructured post
.”
[89]
The arbitrator thus effectively found that the National Commissioner
had tacitly exercised his discretion
to retain Myers in the upgraded
post, because he never moved him from the post for what could be
regarded as a substantial period
of time. Myers had been reinstated
in May 2015 and had been effectively retained in what was an upgraded
post since then. By the
time the promotion dispute was referred to
the bargaining Council, i.e. in May 2018, more than three years had
elapsed.
[90]
In light of the facts the arbitrator could reasonably have come to
such a conclusion. In the period since
his reinstatement Myers
received favourable performance assessments and therefore one could
legitimately assume a deliberate intention
to retain him in the
position. It is undisputed that the responsibilities of the post he
occupied since his reinstatement had increased
due to the
restructuring and the amalgamation of dog units, Myers was therefore
not operating on the same level that he was operating
at before or at
the time of his dismissal, but on a higher level without being paid
and promoted commensurate with such higher
level. If the provisions
of the regulations were properly applied Myers ought to have been
absorbed in the higher post, whatever
his rank and level at the time
of his reinstatement.
[91]
Having declared that the SAPS had committed an unfair labour practice
in failing to promote Myers, the arbitrator,
inter alia
, held
that Myers was promoted to salary level 12 and to the rank of Colonel
in terms of Regulation 30 (9) of Employment Regulations,
retrospectively from the date the post was found by the arbitrator to
have been implemented, namely, 1 June 2009; ordered the SAPS
to pay
Myers the difference in salary from 1 June 2009; declared that the
“
loss of income since 1 June 2009 shall include notch
advances in the salary range of salary level 12 since 1 June 2009”
;
ordered the SAPS to adjust Myers’ pension accordingly and to
comply with the award “
by no later than 1 February 2019
”.
[92]
The arbitrator did not determine exactly when the National
Commissioner had tacitly exercised his discretion
to retain Myers in
the upgraded post. According to the respondents the exercise of the
discretion could not have occurred before
the date of referral of the
promotion dispute to the bargaining council, namely, May 2018, which
is also the date when this court
gave judgment in the second contempt
matter. The respondents go on to argue as if the arbitrator found
that the unfair labour practice
had only been committed after the
three-year period since Myers had been reinstated, and submit, in
effect, that the award if upheld
should only take effect from the
date it was made namely 11 December 2018, and that it could not have
been made retrospectively
at all.
[93]
The premise the respondents argue from, namely, that the unfair
labour practice was only found to have been
committed after the three
years Myers had been in the post since his reinstatement, is clearly
wrong. That was not the finding
of the arbitrator. The arbitrator in
effect found that the unfair labour practice had occurred before
that, or otherwise in the
period since Myers had been retained in the
post since his reinstatement.
[94]
However, making the award effective from 1 June 2009 appears
incongruent in particular if the award itself
is based on SAPS
regulation 30 (7), (8) and (9). The effective date could only be one
subsequent to the date of Myers’ reinstatement
on 6 May 2015.
On the respondents’ version he had been reinstated to level 10
(and the rank of Lt. Col.), but the evidence
indicates that Myers had
been operating in an upgraded post, with added responsibilities and
which was fundamentally different
from the post he occupied at the
time of his dismissal.
[95]
A reasonable arbitrator, having found that Myers had been tacitly
absorbed into the upgraded post, or ought
to have been absorbed in
that post, as contemplated in Regulation 30, would have concluded
that such absorption could only have
taken place in line with the
provisions of that regulation. In terms of Regulation 30(8) the
“
absorption date
” is the first day of the month
following the month during which the National Commissioner approved
the absorption. Such approval
could only take place after the
National Commissioner elected to retain the incumbent in the upgraded
post if the incumbent “
already performs the duties in the
post
”, “
received a satisfactory rating of his most
recent performance assessment
” in that post and “
it
would be in the interests of the Service
”.
[96]
Myers only performed the duties in the upgraded post on his own
version, which was not or not effectively
rebutted, after his
reinstatement, i.e. from 6 May 2015. One assumes that he would have
received a satisfactory assessment a year
or so after that date. His
uncontested version is that he received satisfactory assessments in
that position. There is no indication
that his performance in the
upgraded position was not in the interest of the SAPS. All
indications are that it in fact was. Taking
into account all those
facts a reasonable arbitrator would have concluded that a reasonable
date for absorption would have been
after the date Myers received a
favourable performance assessment in that upgraded post. A date two
years into the post would indeed
be reasonable.
[97]
Even though the arbitrator could not promote Myers she was indeed
empowered to find that he had been tacitly
absorbed into, or that he
ought to have been absorbed into the upgraded position and to order
the National Commissioner (Including
the Provincial Commissioner and
the SAPS) to do all that was administratively necessary to give
effect to such absorption with
effect from a particular date,
including an order that Myers be paid a salary commensurate with the
upgraded position from that
date.
[99]
It follows that even though the award would require some amendment it
was essentially a reasonable award
in the circumstances and the
appeal should succeed.
Costs
[100]
As regards the costs, while the general rule is that costs do not
follow the result in labour matters, this is
an exceptional case
where, taking into account the law and fairness, the cost should
follow the result. The respondents’
obfuscation of the fact of
the implementation of the upgrade in effect made it necessary for
Myers to refer an unfair labour practice
(promotion) dispute to the
bargaining council; and the very fact of the implementation was not
only at the heart of the promotion
dispute, but was the basis on
which the court a quo found in favour of the respondents, and which,
in turn gave rise to this appeal.
[101]
In the result, the following is ordered:
Order
100.1The
appeal is upheld with costs;
100.2
The order of the court a quo is set aside and is substituted with the
following order:
“
1.
The review application is dismissed and the award of the arbitrator
is amended to read as follows: (a) It is declared that the
SAPS
committed an unfair labour practice relating to the promotion of
Myers; (b) Myers is to be absorbed into the upgraded position
of Unit
Commander of K9 Cape Town Dog Unit at salary level 12 and the rank of
Colonel as contemplated in terms of Regulation 30(9)
of the SAPS
Employment Regulations, retrospectively and with effect from 1 May
2017; (c) The respondents are directed to do all
that is
administratively required to give effect to such absorption;(d) The
SAPS is ordered to pay Myers the difference between
what he was paid
on level 10 and what he should have been paid on level 12,
retrospectively from 1 May 2017; (e) The calculation
of the payment
contemplated in paragraph (d) should include all notch advances and
other benefits on salary level 12 since 1 May
2017; (f) The SAPS is
ordered to adjust Myers’ pension fund accordingly; (g) There is
no order as to costs.”
100.2
The respondents and the SAPS are to comply with the award as amended
by no later than 30 August 2022.
P.
Coppin
Judge
of the Labour Appeal Court
Savage
and Tokota AJJA concur in the judgment of Coppin JA.
APPEARANCES:
FOR
THE APPELLANT:
R Stelzner SC and J Nortje
Instructed
by Halday Attorneys
FOR
THE RESPONDENTS:
A Freund SC and E de Villiers –Jansen SC
Instructed
by The State Attorney (Cape Town)
[1]
See:
Myers
v National Commissioner of the SA police Service and Another
[2014] 5 BLLR 461
(LC) (28 January 2014)
[2]
See:
National
Commissioner of SA Police Service and Another v Myers
[2015] ZALAC 31.
[3]
See:
National
Commissioner of the SA Police Service and Another v Myers
(2018) 39 ILJ 1965 (LAC).
[4]
Ibid
para 53.
[5]
Id
fn 3 at para 85.
[6]
(2000)
21 ILJ 1366 (LC) paras 20-22.
[7]
2020
(1) SA 327
(CC) (“
Ascendis
”).
[8]
See,
inter alia,
Ascendis
(above)
para 71.
[9]
See:
Ascendis(above)
paras
111-114;
Molaudzi
v S
2015 (2) SACR 341
(CC) (“
Molaudzi
”)
para 25 where reference is made to the definition of the rule in
Arnold
v National Westminster Bank P/C
[1991] 2 AC 93
;
[1991] 3 ALL ER 41
at 104.
[10]
See
Ascendis
(above) para 114.
[11]
See
inter
alia
,
Hyprop
Investments ltd and others v NSC Carriers and Fowarding CC and
Others
2014 (5) SA 406
(SCA) (“Hyprop”) para 5;
Ascendis
(above);
Molaudzi
(above).
[12]
See,
inter alia,
Boshoff
v Union Government
1932 TPD 345
;
Liley
and another v Johannesburg Turf Club
1983 (4) SA 548
(W) at 551-552;
Hyprop
(above).
[13]
Spencer
Bower and Handley
Res
Judicata
(LexisNexis)
[14]
See:
Molaudzi
(above)
para 16;
KA
Mtuze v Bytes Technology Group South Africa (Pty) Ltd and others
2013 (12) BCLR 1358
(CC) at para 18;
[15]
Per
Cameron J in
Ascendis
(above) at para 112.
[16]
2015
(2) SACR 341
(CC).
[17]
See
para 30, or at 355a.
[18]
1932
TPD 345.
[19]
1999
(3) SA 517
(BH) at 566B-E.
[20]
2008
(6) SA 303
(SCA) at para 10.
[21]
See:
Molaudzi
(above) at para 38.
[22]
See,
inter
alia
,
Turnbull
– Jackson v Hibiscus Coast Municipality and Others
2014 (6) SA 592
(CC) ("
Turnbull
– Jackson
")
para 50 fn. 100.
[23]
See
also,
inter
alia
,
Turnbull-Jackson
para 57.
[24]
(2000)
21 ILJ 113 (LAC).
[25]
See
also:
Brandford
v Metrorail Services (Durban) and others
(2003) 34 ILJ 2269 (LAC).
[26]
(2020)
41 ILJ 1899 (LAC).
[27]
(2020)
41 ILJ 1837 (CC).
[28]
See,
inter
alia
,
Blaikie
Johnstone v P Hollingsworth (Pty) Ltd
1974 (3) SA 392
(D) at 395 and the authorities cited there.
[29]
National
Union of Metalworkers of SA on behalf of Sinuko v Powertech
Transformers (DPM) and Others
[2014]
2 BLLR 133
(LAC) para 41.
[30]
See,
inter alia,
Sidumo
and another v Rustenburg Platinum Mines Ltd and others
[2007] 12 BLLR 1097 (CC).
[31]
See
this court’s judgment in
National
Commissioner of SA Police and Another v Myers
(2018) 39 ILJ 1965 (LAC) paras 51-61.
[32]
[2008] ZACC 16
;
2009 (1) SA 390
(CC) at para 36.
sino noindex
make_database footer start
Similar Cases
Myers v National Commissioner of South African Police Service (CA 01/2021) [2023] ZALAC 3; (2023) 44 ILJ 1024 (LAC); [2023] 4 BLLR 296 (LAC) (2 February 2023)
[2023] ZALAC 3Labour Appeal Court of South Africa99% similar
South African Police Services v Mkonto and Others (PA8/24) [2026] ZALAC 2 (8 January 2026)
[2026] ZALAC 2Labour Appeal Court of South Africa98% similar
Notisi v South African Police Service and Others (JA31/2022) [2023] ZALAC 33; [2024] 4 BLLR 380 (LAC); (2024) 45 ILJ 986 (LAC) (14 December 2023)
[2023] ZALAC 33Labour Appeal Court of South Africa97% similar
Mabunda v South African Police Services and Others (JA57/22) [2024] ZALAC 21 (2 May 2024)
[2024] ZALAC 21Labour Appeal Court of South Africa97% similar
South African Police Services v Coericius and Others (CA 11/2021) [2022] ZALAC 104; [2023] 1 BLLR 28 (LAC) (29 September 2022)
[2022] ZALAC 104Labour Appeal Court of South Africa97% similar