Case Law[2018] UGSC 103Uganda
Attorney General v Gladys Nakibuule Kisekka (Constitutional Appeal 2 of 2016) [2018] UGSC 103 (11 July 2018)
Supreme Court of Uganda
Judgment
THE REPUBLIC OF UGANDA
IN THE SUPREME COURT OF UGANDA AT KAMPALA
. CONSTITUTIONAL APPEAL NO. 02 OF 2016.
(CORAM: TUMWESIGYE, KISAAKYE, ARACH-AMOKO, NSHIMYE, MWANGUSYA,
OPIO-AWERI, TIBATEMWA-EKIRIKUBINZA, JJSC.)
BETWEEN
J
ATTORNEY GENERAL I::::::::::::::::::::: APPELLANT
AND
GLADYS NAK1BUULE KISEKKA :::::::::: RESPONDENT
[Appeal from the decision of the Constitutional Court (Kavuma
Ag.DCJ, Kasule, Mwondha, Bossa, Kakuru, JJA) Constitutional
Petition No. 55 of 2013, dated 22 nd October 2014]
Representation
Mr. Geoffrey Madete, State Attorney appeared for the appellant whereas Mr.
Fred Muwema and Mr. Andrew Oluka appeared for the respondent.
r
5 JUDGMENT OF PROF. TIBATEMWA-EKIRIKUBINZA.
BREIF FACTS
The facts pertaining to this matter as contained in the
respondent ’ s affidavit in support of the petition filed at the
Constitutional Court were that:
10 Sometime in 2009, the respondent who was a judicial officer
at the rank of Deputy Registrar issued a decree pursuant to
a default judgment in HCCS No. 2006 of 2008, Asiimwe
Diana Jackline v. Dr. Aggrey Kiyingi. On May 29, 2009, she
issued a warrant of attachment in respect of the same
is matter. On August 27, 2009, the respondent received a letter
from MMAKS Advocates protesting the attachment of some
of the plots that had been included in the warrant of
attachment. This letter indicated that the land comprised in
the said plots of land did not belong to the judgment debtor
20 but to their client, Muhammed Ssekatawa, who had, in
2006, obtained leases thereon and held duplicate titles to
said land.
The respondent responded to the complaint of the said
advocates on the same day by recalling the warrant in
25 respect of the property at issue, to avoid unnecessary
objector proceedings. She copied the letter recalling the
warrant to all the parties; including the Commissioner of
Lands, and also gave a copy to the complainant who was also
the judgment creditor.
30 On August 31, 2009, the said judgment creditor through her
lawyer wrote to the respondent, protesting the recall of the
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warrant. The respondent advised the complainant to file a
formal application. On October 6, 2009, the complainant
wrote another letter to the Registrar of the High Court
protesting the recall of the warrant. This letter was copied
to the Ministry of Lands, the Commissioner of Land
Registration, the Honorable Principal Judge, and to the
respondent. The respondent did not respond, since she was
never called to do so by any superior officer of the Judiciary.
The judgment creditor subsequently lodged a complaint
against the respondent with the Judicial Service
Commission (JSC) about the recall of the warrant. In the
complaint, she alleged fraudulent frustration of the
execution process by the respondent when she
administratively vacated a warrant of attachment and sale
of property that had been issued by her. She further alleged
that the respondent, together with other persons mentioned
in the complaint, were involved in a corrupt agreement to
deny her, as the decree holder in the suit, her right to
execute her judgment against Dr. Kiyingi who was resident
outside Uganda and had no other known property
On June 25, 2013, the JSC notified the respondent about
the complaint by the judgment creditor and required her to
make a reply to the complaint within 14 days. On June 26,
2013, she responded to the allegations in the complaint
denying any wrong doing; contending that the recall was a
judicial administrative act exercised in her judicial
discretion during the execution management process; for
good cause.
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On 13 th September 2013, the JSC served the respondent
with a plea taking notice scheduled for 3 rd October 2013. The
respondent had been charged with offences of abusing
judicial authority contrary to Regulation 23 (n) and
contravention of the Code of Judicial Conduct contrary to
Regulation 23(j) of the Judicial Service Commission
Regulations.
On October 3, 2013, the respondent appeared before the
JSC Disciplinary Committee and objected, through her
lawyer, to the plea taking. The lawyer also raised preliminary
objections to the effect that the charges and JSC
Disciplinary Committee proceedings were time barred,
unfounded in law and unconstitutional. The Disciplinary
Committee reserved its Ruling on the preliminary objections
for the 17 th day of November 2013.
On November 17, 2013, the respondent appeared before the
Disciplinary Committee. However, before the Committee
could deliver its Ruling, the respondent informed the
Committee that the complainant was a non-existent person.
The Disciplinary Committee promised to investigate the
matter and to inform her of their findings.
On December 3, 2013, the Disciplinary Committee delivered
its Ruling dismissing the preliminary objections raised.
Furthermore, the Committee stated that the charge sheet
disclosed an offence and that it was fair and just to listen to
the complainant ’ s grievance even though it was time barred.
The Disciplinary Committee also verbally informed the
respondent that it had verified the existence of the
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complainant. The JSC Disciplinary Committee determined
that the complaint disclosed a prima facie case meriting full
investigation as to the truth of the allegation and instituted
disciplinary charges against the respondent under the
Judicial Service Commission Regulations. The JSC then
ordered the respondent to take plea on the charges and
adjourned the matter to the 17 th day of On December 2013
for plea taking.
However, on 10 th December 2013, the respondent filed a
petition in the Constitutional Court with eight (8) grounds.
Of the eight (8), only two grounds were upheld by the
Constitutional Court to wit:
i)that the act and/or conduct of the JSC of preferring
charges against the respondent in respect of acts/or
omissions involving the recall of a warrant, which are
judicial acts is inconsistent with and in contravention of
Articles, 2, 20, 28, 42, and 44 of the Constitution of the
Republic of Uganda.
ii) that the act/or conduct of the JSC of lifting the judicial
immunity accorded to the respondent and holding her
personally liable for her judicial act of recalling the warrant
in the discharge of her judicial work is inconsistent with and
in contravention of Articles, 2, 20, 28, 42, 44, 128(4) and 173
of the Constitution of the Republic of Uganda.
The Court additionally awarded her the costs of the petition.
From this Ruling, the Attorney General of Uganda filed an
appeal in this Court on the following grounds:
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Grounds of Appeal
l. The Justices of the Constitutional Court erred in law
and in fact in declaring that the act and/or conduct
of the Commission of preferring charges against the
petitioner in respect of acts/ or omissions involving
the recall of a warrant, which are judicial acts, is
inconsistent with and in contravention of Articles
2, 20, 28, 42 and 44 of the Constitution of the
Republic of Uganda.
2. The Justices of the Constitutional Court erred in law
and in fact in declaring that the act and or conduct
of the Commission of lifting the judicial immunity
accorded to the petitioner and holding her
personally liable for her judicial act of recalling the
warrant in the discharge of her judicial functions is
inconsistent with and in contravention of Articles
2, 20, 28, 42, 44, 128 (4) and 173 of the Constitution
of the Republic of Uganda.
Appellant ’ s submissions
Ground 1
The appellant ’ s counsel submitted that the act of the JSC
Disciplinary Committee of preferring charges against the
respondent was not inconsistent with Articles 2,20,28,42,
44,128 (4) and 173 of the Constitution.
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That in fact the act of preferring charges by the JSC was
consistent with the functions of the Commission which it is
enjoined to perform under Articles 147 (d) and 148 of the
Constitution.
Counsel conceded that Article 128(4) of the Constitution
grants judicial immunity to the respondent. He however
argued that the right inherent in Article 128(4) must be
interpreted alongside the constitutional mandate of the
Commission.
Counsel thus submitted that the two Constitutional
provisions on which the present matter rotated viz Article
128 (1) providing for a judicial officer ’ s immunity against
suits and Article 147 (d) providing for the disciplinary
mandate of the Commission cannot be read in isolation of
each other. That this was in line with the renowned principle
that the Constitution must be interpreted as an integral
whole with no particular provision destroying the
other. Counsel relied on the authorities of
P.K.Ssemwogerere & Anor vs. AG Supreme Court
Constitutional Appeal No. 1 of 2002 and AG of Tanzania
vs. Rev. Christopher Mitikila [2010] E.A 13.
In conclusion, the appellant ’ s counsel prayed that this Court
makes a finding that the learned Justices of the
Constitutional Court erred in law and or in fact when they
declared that the act of the JSC of preferring charges against
the Respondent was inconsistent with the provisions of the
Constitution and reverses the decision of the lower court.
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Respondent ’ s Submissions
In reply to the above submission, the respondent ’ s counsel
argued that Article 147 (d) of the Constitution should not be
invoked to undermine Article 128 of the Constitution which
guarantees and protects the immunity of judicial officers for
actions done in exercise of their judicial duty.
The respondent ’ s counsel further contended that the
Appellant had not demonstrated to this Court or in the court
below the irregularity involved in recalling the warrant so as
to subject the respondent to disciplinary action.
It was the view of the respondent ’ s counsel that the act of
recalling the warrant of attachment and sale was a judicial
act and thus protected by Article 128 (1) of the Constitution.
In conclusion, the respondent prayed that this Court
upholds and adopts the finding of the Constitutional Court.
Ground 2
Appellant ’ s Submission
The appellant contended that the Justices of the
Constitutional Court erred in law and fact in declaring that
the act of lifting the judicial immunity accorded to the
respondent by the JSC was in contravention of Articles 2,
20, 28, 42, 44,128(4) and 173 of the Constitution. The
appellant argued that the JSC was exercising its
constitutional mandate and that as such its actions did not
amount to lifting of the respondent ’ s immunity.
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The appellant further contended that the Honourable
Justices of the Constitutional Court did not address their
minds to the Constitutional mandate of the JSC and thereby
came to a wrong conclusion. That had the learned Justices
addressed Article 128 (4) together with Articles 147 (d) and
148 of the Constitution, they would have been alive to the
principle that judicial immunity is not absolute. Counsel
submitted that much as judicial officers enjoy protection
under Article 128 (4), disciplinary proceedings of the JSC
are a special procedure during which immunity can be lifted
so that complaints against a judicial officer can be examined
by the Commission in line with provisions of the
Constitution. That nevertheless in the instant case, the
respondent ’ s immunity was not lifted by the JSC since the
JSC was at the time only investigating the veracity of the
complaint it had received. Counsel submitted that the
defence of immunity was still available to the respondent.
The appellant therefore prayed that this Court overturns the
findings of the Constitutional Court on this ground and that
the declarations and orders of the Constitutional Court be
set aside. Furthermore, counsel prayed that costs of the
appeal be provided for.
Respondent ’ s Submissions
In reply to the submissions of the appellant on ground 2, the
respondent ’ s counsel argued that judicial immunity is an
absolute right enjoyed by judicial officers for anything done,
whether wrong or right, spiteful or envious, malicious or
done with hatred provided it is done in exercise of judicial
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5 authority. That charging the respondent with the offences of
abuse of judicial authority and contravention of the Judicial
Code of Conduct would deny her judicial immunity which is
guaranteed under Article 128 of the Constitution.
In respect to the two overriding Articles viz Article 128 and
io Article 147 (d), the respondent ’ s counsel argued that Article
128 (3) of the Constitution enjoins every government
organ/agency such as the JSC to accord courts such
assistance as may be required to ensure the effectiveness of
the Courts.
is Counsel further submitted that the use of the word 'shall ’ in
Article 128 implies that the Article is couched in mandatory
terms unlike Article 147. It was therefore the view of counsel
that since Article 147 - delimiting immunity - is not couched
in mandatory language, it cannot prevail over Article 128.
20 That it was the intention of the framers of the Constitution
to allow judicial immunity to prevail.
The respondent ’ s counsel thus prayed that the appeal fails,
the decision of the Constitutional Court be upheld and that
this Court rejects any suggestion that a judicial officer be
25 punished for doing their work. Furthermore, that costs for
the appeal and in the lower court be awarded to the
respondent.
Analysis of Court
so Although the appellant presented two grounds of appeal, I
will resolve them as one ground. This is because it is the
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decision of preferring charges against the respondent that is
in essence being challenged as constituting lifting of the
immunity accorded to a judicial officer.
I must also make mention of the fact that several
constitutional provisions were cited in the grounds of appeal
presented before this Court. The grounds of appeal were
derived from the holdings of the Constitutional Court which
declared that the actions of the JSC had contravened the
said Constitutional Articles. The Articles in issue were:
Article 2 on the supremacy of the Constitution; Article 20
providing for fundamental and other human rights and
freedoms; Article 28 on the right to a fair hearing; Article 42
on an individual ’ s right to just and fair treatment in
administrative decisions; Article 44 which prohibits
derogation from particular human rights and freedoms and
Article 173 which protects Public Officers from victimization
or discrimination for having performed their duties. I have,
however, not found these provisions of relevance in
determining the matter before Court. I will therefore limit my
analysis to Article 128(4) which deals with judicial immunity
on the one hand and Articles 147 and 148 which deal with
the mandate of the JSC on the other hand.
In resolving this appeal, I have found it pertinent to answer
a question which inherently arises from the facts of the
matter before Court: Is judicial immunity absolute or do we
acknowledge the possibility of abuse of judicial
authority/discretion?
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An answer to this question is critical because of the
submission of counsel for the respondent that “ judicial
immunity is an absolute right enjoyed by judicial officers for
anything done, whether wrong or right, spiteful or envious,
malicious or done with hatred provided it is done in the
exercise of judicial authority/power and the only remedy
available to a party aggrieved is to appeal against such
decision. ” In support of his arguments, counsel relied on the
English case of Sirros vs. Moore [1974] 3 All ER 776.
The answer to the above question is also pertinent if we are
to exhaustively deal with 4 concepts which are at the heart
of the administration of justice: judicial independence and
the related principles of judicial discretion and judicial
immunity on the one hand, juxtaposed with the principle of
judicial accountability on the other hand. Dealing with this
question will enable me answer the question; what is the
essence of Article 148 of the Constitution - an Article which
deals with the mandate of the Judicial Service Commission.
And under what circumstances can it be said that the
Commission has overstepped its power and authority? What
is the effect of juxtaposing Article 148 with Article 128 of the
Constitution which deals with the Independence of the
Judiciary?
I now proceed to discuss the concepts relevant to
determination of the matter.
JUDICIAL INDEPENDENCE
Counsel for the appellant submitted that the personal
independence of the judicial officer is one of the two main
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aspects of judicial independence. He relied on the Canadian
authority of Valente vs. The Queen [1985] 2 S.C.R 673,
wherein Le Dain J observed that the constitutional principle
of judicial independence has two major elements, the
individual element and institutional element. The appellant
further contended that while judicial independence forms an
important guarantee, it also has the potential to act as a
shield behind which judges have the opportunity to conceal
possible unethical behavior. That as such those judicial
officers who violate the code of conduct and the principles
entrenched in the Bangalore Principles of Judicial conduct,
2002 are liable to judicial accountability for their conduct.
The respondent on the other hand submitted that Article
147 should not be invoked to undermine Article 128 which
guarantees independence of the judiciary and protects the
right of immunity of judicial officer for actions done in the
exercise of their judicial duty because Judicial
Independence / immunity is the substratum upon which any
judicial system is built. Further that Judicial independence
will not be obtained where there is a threat of disciplinary
action when a judicial officer makes a wrong decision.
Article 128 (1) of the Constitution states that, “ in the
exercise of judicial power, the courts shall be
independent and shall not be subject to the control or
direction of any person or authority. ” And Article 128 (2)
provides that, “ No person or authority shall interfere with
the courts or judicial officers in the exercise of their
judicial functions. ”
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I am aware that judicial independence is now universally
recognized as one of the hallmarks of constitutional
democracy and rule of law. It is accepted that an
independent judiciary is the key to upholding the rule of law
in a democratic society. Judicial independence requires that
an individual judge be unconstrained by collegial and
institutional pressures when deciding a question of fact and
law.
The purpose of judicial independence is the complete liberty
of the judicial officer to impartially and independently decide
cases that come before the court and no outsider be it
government, individual or other judicial officer should
interfere with the manner in which an officer makes a
decision. [Per Chief Justice Dickson in The Queen vs.
Beauregard, Supreme Court of Canada, (1987) LRC
(Const) 180 at 188].
The principle of judicial independence aims at protecting
judicial decision-making from intimidation and outside
interference. [See: Pullman vs. Allen, 466 U.S. 522
(Supreme Court of the United States, 1984].
Judicial independence is a critical feature of the Judiciary,
requiring the judiciary to ensure that judicial proceedings
are conducted fairly and that the rights of the parties are
equitably observed - Nakibuule vs. Attorney General,
Constitutional Court Petition No. 55 of 2013.
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JUDICIAL DISCRETION
Because the judiciary is designed to be independent, judicial
officers must have discretion in order for the legal system to
function properly.
Discretion refers to the power or right given to an individual
to make decisions or act according to her/his own judgment.
Judicial discretion is therefore the .power of a judicial officer
to make legal decisions based on her opinion - but I hasten
to add - but within general legal guidelines. In Black ’ s Law
Dictionary 5 nd Edition, “ judicial and legal discretion ” is
defined as “ discretion bounded by the rules and principles of
law, and not arbitrary, capricious, or unrestrained. ” (My
emphasis). Judicial discretion does not therefore provide a
license for a judge to merely act as he or she chooses.
Ideally, judicial decisions will involve minimal discretion as
judges apply proven facts to the established law, and a case
could be given to any judge and the results would be the
same. However, legal issues are not always clearly defined
as black and white, right and wrong. It is not possible to
create laws for every possible issue that could come up in a
given case. Therefore, judicial officers must make many
discretionary decisions within each case that influence the
outcome of the case or the legal recourse of the parties. [See:
Natayi vs. Barclays Bank of Uganda Ltd (MA No. 263 of
2013) UGHCLD 60 (14 June 2013); Kaweesa vs. Mugisha
(CIVIL APPEAL NO. 28 OF 2013) [2014] UGHCLD 21 (22
April 2014)].
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Under the doctrine of the separation of powers, the ability of
judges to exercise discretion is an aspect of judicial
independence.
Nevertheless, while a judicial officer may have the discretion
to decide the issues and outcomes within a case, this does
not mean he or she will always make the right decision.
Sometimes, judges misunderstand the law or pertinent facts
and make an unfair decision. Therefore, while much
deference is given to the judge ’ s decision, an erroneous
judicial decision may be overturned through the appeals
process in order to maintain the integrity of the legal system.
A question however remains: if a judicial officer intentionally
misuses this discretion to reach their own purposes, is the
officer in any way liable/accountable or are they immune to
questioning?^
JUDICIAL IMMUNITY
The concept of judicial immunity originated in early
seventeenth-century England. In two English decisions,
Floyd & Barker, 77 Eng. Rep. 1305 (1607) and The Case
of the Marshalsea, 77 Eng. Rep. 1027 (1612) Lord Edward
Coke laid the foundation for the doctrine of judicial
immunity based on four public policy grounds. One of the
grounds was maintenance of judicial independence. Another
was respect and confidence in the judiciary.
In Uganda judicial immunity is enshrined in Article 128 (4)
of the Constitution which provides: “ A person exercising
judicial power shall not be liable to any action or suit for
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any act or omission by that person in the exercise of
judicial power. ”
In H/W Aggrey Bwire vs. AG & Judicial Service
Commission, SCCA No. 8 of 2010, Kitumba JSC agreed
with the Court of Appeal statement that:
Judicial independence or immunity is not a
privilege of the individual judicial officer . It is
the responsibility imposed on each officer to
enable him or her to adjudicate a dispute
honestly and impartially on basis of the law and
the evidence, without external pressure or
influence and without fear of interference from
anyone. (My emphasis)
It is clear that the court acknowledged that immunity and
independence are interlinked. But what is perhaps even
more critical to note is that these privileges come with
responsibility - the liberty is to be used honestly and
impartially .
Counsel for the appellant conceded that Article 128 (4) of the
Constitution provides immunity to a judicial officer. He
however argued that immunity did not mean that the
judicial officer could not be subjected to disciplinary
proceedings. In support of this argument, counsel relied on
the Bangalore Principles of Judicial conduct, 2002, which
state that:
Judges are accountable for their conduct to
their appropriate institutions to maintain
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judicial standards which are themselves
independent and impartial and are intended to
supplement and not to derogate from the
existing rules of law and conduct which bind the
judge.
The appellant also contended that had the learned Justices
of the Constitutional Court read Article 128 of the
Constitution together with Articles 147 (d) and 148, they
would have come to the conclusion that judicial immunity
is not absolute.
On the other hand, counsel for the respondent argued that
the provisions of Article 128 (4) are couched in mandatory
terms and that as long as a judicial officer is performing their
duty under a judicial oath, they are immune and such
immunity is absolute. Counsel further argued that had the
legislature intended to limit this immunity it would have
clearly stated so in Article 147 of the Constitution that
details the functions of the Judicial Service Commission.
Counsel concluded that as long as a judicial officer was
doing a judicial act, then he or she should not appear before
the Judicial Service Commission for disciplinary action.
I therefore conclude that whereas counsel for the respondent
opined that judicial immunity is absolute, counsel for the
appellant argued that in exercising discretion a judicial
officer is accountable to the JSC.
I am aware that judicial independence and judicial
accountability have long been viewed as being in tension
with each other. The assumption is that any effort to
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strengthen judicial independence makes it difficult to hold
judges accountable, and that any accountability initiative
undermines judicial independence.
In my view, the starting point is to understand that
independence and the related principle of immunity on the
one hand and accountability on the other are not ends in
themselves. These principles are for purposes of ensuring
fair, impartial and effective justice. Whereas independence
can bolster judicial courage exercised by judges called upon
to rule in difficult cases, accountability can bolster the
integrity judges demonstrate in their performance on the
bench. [Per David Pimentel, Balancing Judicial Independence
and Accountability in a Transnational State: The case of
Thailand.] 1 There is also no doubt that respect and
confidence in the judiciary, which is one of the four
public policy grounds for independence of the judiciary is
rooted in the integrity of judicial officers. It is therefore
important that one sees judicial accountability as crucial to
judicial integrity. In answering the question whether as
contended by counsel for the respondent, judicial immunity
is absolute, despite the existence of Articles 147 and 148 of
the Constitution, I must be guided by the well-known rule of
constitutional interpretation which is articulated in the
judgment of this Court in Tinyefuza vs. the Attorney
General, Constitutional Appeal No.l of 1997. In line with
the said authority I cannot look at the essence of Article 128
in isolation of Article 147 since:
1 33 Pacific Basin Law Journal 155 (2016).
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... the entire Constitution has to be read as an
integrated whole and no one particular
provision destroying the other but each
sustaining the other. This is the rule of
harmony, rule of completeness and
exhaustiveness and the rule of paramountcy
of the written Constitution.
I must ensure that both purpose and effect are relevant in
interpreting the provisions. [See: Ssemwogerere & others
vs. Attorney General, EALR [2004] 2 EA 276 at p.319);
Attorney General vs. Salvatori Abuki, Supreme Court of
Uganda Constitutional Appeal No.l of 1998.] I opine that
whereas the purpose of Article 128 on judicial immunity is
to bolster judicial courage, Articles 147 and 148 on
accountability bolster judicial integrity. Each of these
principles is a means to the same end - ensuring a fair,
impartial and effective judicial system. Whereas I am in no
doubt that judicial immunity is the substratum upon which
any judicial system is built, I am also in no doubt that
immunity is not an end in itself.
I further opine that the concept of judicial immunity is only
applicable to judicial acts properly so called. The concept
cannot extend to acts not qualified as judicial although
performed by a judicial officer. Even if so qualified, judicial
immunity is not applicable where a body constitutionally
mandated to investigate the propriety of a judicial act
appropriately exercises the said mandate and in effect
invokes the principle of judicial accountability. This is
because judicial independence and immunity are not
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intended to be a shield from public scrutiny. Judicial
independence and immunity do not shield a judicial officer
from accountability. I must emphasize that in a democratic
polity, it is inconceivable, that any person, whether an
individual or an authority, exercises power without being
answerable for the exercise. Judicial accountability like
judicial independence has thus come to be recognized as a
bulwark of the Rule of Law.
JUDICIAL ACCOUNTABILITY
But what constitutes accountability? Judicial
Accountability can be defined as the cost that a judge
expects to incur in case his/her behavior and/or decisions
deviate too much from a generally recognized standard.
The Law Reform Commission of Western Australia,
Complaints Against Judiciary Report, states that, judicial
accountability refers to judges being answerable for their
actions and decisions to the community to whom they owe
their allegiance.
The need for judicial accountability has now been recognized
in most democracies. And judicial accountability has today
become a catch word all over the world. Judges can no longer
oppose calls for greater accountability on the ground that it
will impinge upon their independence. P D Finn, in The
Abuse of Public Power in Australia: Making our Governors our
Servants 2 3 states that the accountability of the judiciary
2 Project No. 102 at http://www.lrc.justice.wa.gov.au , accessed on 22/12/17.
3 (1994) 5 (1) Public Law Review, 43.
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cannot be seen in isolation. It must be viewed in the context
of a general trend to render governors answerable to the
people in ways that are transparent, accessible and effective.
As noted by Uganda ’ s Chief Justice Bart Katureebe in his
address at the 18 th Annual Judges Conference 4 in Uganda:
The rule of law is not a self-effecting concept
and therefore requires a strong, independent
and accountable Judiciary to uphold ... As
Judges, we can only do our job well in
promoting the rule of law by, among other
things, ... accepting restraints imposed on us by
the doctrine of accountability in Article 126 of
the Constitution. Article 126 (1) provides that:
Judicial power is derived from the people and
shall be exercised by the courts established
under this Constitution in the name of the
people and in conformity with the values,
norms and aspirations of the people.
Katureebe CJ referred to the Commonwealth (Latimer
House) Principles on the Three Branches of Government
which provide that: “ Judges are accountable to the
Constitution and to the law which they must apply honestly,
independently and with integrity. ” (My emphasis)
Recognizing the perceived tension between judicial
independence and judicial accountability, Justice Michael
Kirby of the High Court of Australia rightly stated that the
4 19 th January, 2016.
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important question should be: “ How can accountability be
improved but in a way that does not weaken the adherence
of the judge, and society, to the principles of judicial
independence? ” 5
Griffith G, Judicial Accountability, Background paper No. I 6
defines the concept of accountability as a person or class of
persons being answerable for their actions and decisions to
some clearly identified individual/body. (My emphasis).
I opine that the answer to Kirby ’ s critical question lies in the
establishment of institutions such as the Judicial Service
Commission, institutions which as envisaged by the
Bangalore Principles are themselves independent and
impartial. It is this principle that is captured in Article 147
(2) of the Constitution thus: “ In the performance of its
functions, the Judicial Service Commission shall be
independent and shall not be subject to the direction or
control of any person or authority ” .
In my view, the JSC is a clearly identified body to which
judicial officers are accountable.
Indeed Justice Michael Kirby (infra) argues that a judge is,
by law, accountable to the public through the disciplinary
process . I subscribe to the same view.
This then takes me to an exposition of the mandate of the
Judicial Service Commission. It also takes me back to the
5 A text for a lecture delivered in Brisbane on 6th October 2001 at the University of Queensland and the Common
Wealth Legal Education Association.
6 New South Wales Parliamentary Library Research Service, 1998,14.
23
0
s question: under what circumstances can it be said that the
commission has overstepped its authority?
The Mandate of the Judicial Service Commission.
According to Article 147 (1):
The functions of the Judicial Service
io Commission are-
(d) to receive and process people's
recommendations and complaints concerning
the Judiciary and the administration of justice
and, generally, to act as a link between the
is people and the Judiciary.
Article 148 provides inter alia that:
Subject to the provisions of this Constitution,
the Judicial Service Commission may ...
exercise disciplinary control over persons
20 holding [judicial office].
Following the above constitutional mandate of the Judicial
Service Commission and Section 5 the Judicial Service Act,
the Judicial Service Commission Regulations, 2005 were
promulgated. Regulation 23 stipulates the offences which
25 warrant disciplinary action by the Judicial Service
Commission. Examples of such offences are: abuse of
judicial authority and contravention of the Code of Judicial
Conduct, the offences that the respondent in the present
matter was charged with.
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In his submissions, counsel for the appellant argued that
the learned Justices of the Constitutional Court erred when
they held that the lifting of judicial immunity accorded to the
respondent in Article 128 of the Constitution, by the Judicial
Service Commission and inviting her to respond to the
complaint lodged against her was unconstitutional. He
further argued that the actions of the Judicial Service
Commission were based in the Constitution. He therefore
faulted the learned Justices of the Constitutional Court for
not addressing their minds to the constitutional mandate of
the Commission.
On the other hand, counsel for the respondent argued that
recalling of a warrant was a judicial act and not subject to
disciplinary action before the Commission.
ABUSE OF JUDICIAL AUTHORITY
It was submitted for the appellant that where a judicial
officer ’ s conduct is ultravires the Uganda Code of Judicial
Conduct and the Bangalore Principles on Judicial Conduct,
then such a judicial officer has to account for the
misconduct.
On the other hand, counsel for the respondent argued that
there was no misconduct by recalling a warrant for
attachment and sale. That the practice of recalling a warrant
was an acceptable judicial practice worldwide and therefore
there was no need for the Commission to charge the
respondent with abuse of judicial authority.
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The Judicial Service Commission Regulations do not define
what constitutes abuse of judicial authority. Black ’ s Law
Dictionary 7 defines “ judicial authority ” as the power and
authority appertaining to the office of a judge. On the other
hand, “ abuse ” is defined as everything which is contrary to
good order established by usage; departure from reasonable
use; immoderate or improper use. 8
From the above definitions, I conclude that what constitutes
abuse of judicial authority is improper/ inappropriate use of
the power of a judicial office. This must be differentiated
from a judicial officer ’ s error in law which can only be the
subject of appeal. Thus in the United States persuasive
authority of Oberholzer vs. Commission on Judicial
Performance 9 , the Tennessee Supreme Court stated that a
judge ’ s legal error is not ordinarily misconduct warranting
disciplinary action. Furthermore, in the same case, Hon.
Adolpho A. Birch CJ, as he was then held that: “ Judicial
independence is the judge's right to do the right thing or,
believing it to be the right thing, to do the wrong thing . ” (My
emphasis)
And Jeffrey M. Shaman et al in their book, Judicial Conduct
and Ethics , (1995) state:
The preservation of an independent judiciary requires
that judges not be exposed to personal discipline on
the basis of case outcomes or particular rulings, other
than in extreme or compelling circumstances . An
7 5 th edition at page 760.
8 Page 10, infra.
9 No. 5064923 May 13, 1999.
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independent judge is one who is able to rule as he or
she determines appropriate, without fear of jeopardy
or sanction. So long as the rulings are made in good
faith, and in an effort to follow the law as the judge
understands it, the usual safeguard against error or
overreaching lies in the adversary system and
appellate review . As the courts have often said, the
disciplinary process should not be used as a substitute
for appeal . Due to the possible threat to judicial
independence, it has been suggested that legal error
should be dealt with only in the appellate process and
never should be considered judicial misconduct."
(Emphasis mine).
Counsel for the respondent cited the authority of Sirros vs.
Moore (supra) to support his argument that the Judicial
Service Commission erred in summoning the respondent to
answer complaints brought against her for recalling a
warrant of attachment. Counsel ’ s argument was that this
contravened the respondent ’ s right to absolute immunity in
the exercise of judicial duties. In Sirros v Moore (supra),
Denning LJ held that:
... no action is maintainable against a Judge for
anything said or done by him in the exercise of
a jurisdiction which belongs to him. The words
which he speaks are protected by an absolute
privilege. The orders which he gives ... cannot
be made the subject of civil proceedings against
him. No matter that the judge was ... actuated
by envy, hatred and malice, and all
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uncharitableness, he is not liable to an action
io If
• • •
Whereas I agree with Lord Denning ’ s statement that a
judicial officer cannot be subjected to a civil suit for anything
done in the exercise of his or her judicial discretion, the very
principle articulated in Oberholzer (Supra) and by Shaman
et al (supra), the pronouncements are not applicable to the
work of a body legally mandated to investigate the conduct
of a judicial officer. The JSC is such a body. The absolute
immunity that Lord Denning was referring to is immunity
from civil action. Black ’ s Law Dictionary, 11 defines a civil
action or suit as;
An ordinary proceeding in a court of justice, by
which one party prosecutes another party for
the enforcement or protection of a right, the
redress or prevention of a wrong, or the
punishment of a public offence ... More
accurately, it is defined to be any judicial
proceeding, which, if conducted to a
determination, will result in a judgment or
decree.
Proceedings before the Judicial Service Commission are not
in the nature of and do not culminate into a civil suit. The
JSC is not a court of law. Therefore, the authority of Sirros
vs. Moore (Supra) is not applicable to the present matter. 10 11
10 Pages 781-782.
11 9 lh edition at page 32.
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Lord Denning held that no action is maintainable against a
judge in the exercise of judicial power even when the
decision arrived at was “ actuated by envy, hatred and
malice, and all uncharitableness. ” It is this statement
that counsel for the respondent was emphatic about.
However, it must be noted that in the same case, after
stating that a judge who performs a judicial act is immune
from civil liability, Buckley LJ further held:
It is perhaps arguable that a judge, though
acting within his powers, might be shown to
have acted so perversely or so irrationally that
what he did should not be treated as a judicial
act at all. In such a case the remedy of his
removal from office would be available. I doubt
whether it would be in the public interest that
his conduct should be open to debate in a
private action.
It is conduct such as that referred to by Buckley LJ that
the JSC would unearth in its investigations. It is therefore
not the correctness/merit of the judicial decision that
would be a subject of investigation by the commission -
since such would be ultra vires the mandate of the
commission - but rather whether the decision resulted from
improper exercise of judicial power.
On the other hand, an appellate court has no mandate to
discipline a judicial Officer and indeed a party who appeals
against a decision of a Judicial Officer is not alleging abuse
of judicial authority.
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What therefore must be emphasized is that in a bid to 5
protect judicial independence and judicial officers from
uncalled for disciplinary action for judicial decisions, judicial
accountability should not be undermined. I am of the view
that it can never be said that a judicial officer should never
be investigated for abuse of judicial discretion.
However, I must quickly add that this should be backed with
extrinsic evidence and not mere speculation.
What is critical is that a right balance between the principles
of judicial independence and accountability needs to be
maintained. For as stated by Gibson L. James in his article,
Balancing Independence and Accountability of State Court
Judges, 12 “ only the thoughtless and lazy prefer total
independence or total accountability. ” Judicial officers
should be accountable to the people from whom power is
derived through appropriately established institutions . In
Uganda ’ s context, this is the Judicial Service Commission.
Judicial Independence has an important corollary - judicial
accountability. Indeed, whereas Article 128 (4) of the
Constitution provides that a judicial officer shall not be
liable for any action in exercise of judicial power, abuse of
judicial power cannot qualify as exercise of judicial authority
deserving protection.
The tough question therefore is: how can we balance
judicial independence and judicial accountability? And
which institutional structures can contribute to maintaining
12 7 th July 2013 at http://www.libertylawsite.org accessed on 22/12/17.
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the desirable balance? It is in recognition of the need to
balance independence and accountability that the
Constitution carries Article 128 which clothes judicial
officers with independence and immunity on the one hand
and also Articles 147 and 148 which empower the Judicial
Service Commission to exercise disciplinary control over
judicial officers.
Judicial officers cannot oppose calls for accountability on
the ground that it will impinge upon their independence.
Independence and accountability must be sufficiently
balanced so as to strengthen judicial integrity. Whereas
independence bolsters judicial courage, accountability
bolsters the integrity a judge demonstrates in the exercise of
judicial discretion.
Institutions such as the Judicial Service Commission, which
are legally mandated to discipline judicial officers, cannot be
prevented from doing their work by a judicial officer citing
judicial immunity. This is because proceedings before the
JSC do not constitute an action or "suit ” envisaged under
Article 128 (4) of the Constitution from which a judicial
officer is protected.
Consequently, I respectfully differ with the decision of the
Constitutional Court that preferring charges against a
judicial officer by the JSC for purposes of effecting Articles
147 and 148, is in and of itself, a contravention of the
constitutional protection accorded to a judicial officer by
Article 128 (4) (supra).
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Furthermore, the respondent ’ s counsel contended that the
appellant had not demonstrated the irregularity involved in
recalling the warrant so as to subject the respondent to
disciplinary action. It is however a fact that the respondent ’ s
action of going to the Constitutional Court prevented the
JSC from carrying out investigations into the complaint
brought against her. In the circumstances, the Commission
could not arrive at a decision as to whether or not she had
abused her authority. It may as well be that the JSC would
have concluded not only that the act complained of fell
within the realm of judicial conduct but also that the officer
appropriately exercised judicial discretion in arriving at her
decision. But it is only if the officer answers the charges
preferred against her that the Commission is able to arrive
at such a conclusion.
Since no decision was reached, I respectfully disagree with
the conclusion of the Constitutional Court that the JSC had
held the respondent personally liable for a judicial act.
I therefore conclude that a judicial officer once notified of a
complaint lodged against them before the JSC for abuse of
judicial authority cannot answer that call with the shield of
judicial immunity.
Orders
I would reverse the decision of the Constitutional Court, set
aside its declarations and substitute an order dismissing the
petition.
32
5 Since the appeal raises matters of public importance, I
would order that each party bears their own costs.
10 Dated at Kampala this II..... day of 2018.
PROF. LILLIAN TIBATEMWA-EKIRIKUBINZA
is JUSTICE OF THE SUPREME COURT.
33
THE REPUBLIC OF UGANDA
IN THE SUPREME COURT OF UGANDA
AT KAMPALA
(CORAM: TUMWESIGYE; KISAAKYE; ARACH-AMOKO; NSHIMYE; MWANGUSYA;
OPIO-AWERI; TIBATEMWA-EKIRIKUBINZA; JJ.SC)
CONSTITUTIONAL APPEAL NO: 02 OF 2016
BETWEEN
ATTORNEY GENERAL APPELLANT
AND
GLADYS NAKIBUULE KISEKKA :::::::::::::::::::::::::::::::::::::::::::::::::RESPONDENT
[Appeal from the decision of the Constitutional Court (Kavuma, Ag. DCJ, Kasule,'
Mwondha, Bossa, Kakuru, JJA) dated 22 nd October, 2014 in Constitutional Petition No. 55
of2013J
JUDGMENT OF TUMWESIGYE, ISC
I have had the benefit of reading in draft the judgment of my learned sister,
Justice Professor Tibatemwa-Ekirikubinza, JSC and I agree with her that the
appeal should be allowed.
My understanding of Article 128(4) of the Constitution, is that "action" or
"suit" therein refers to civil proceedings and not disciplinary proceedings.
"Action ” and "suit" are two words which are often interchangeably used.
Under Article 128(4) a judicial officer cannot be liable in any civil proceedings
in exercise of judicial power. He or she enjoys absolute immunity in civil
actions as guaranteed by Article 128(4).
Black's Law Dictionary 9 th Edition at p. 818 defines judicial immunity as:
"The immunity of a judge from civil liability arising from the
performance of judicial duties".
1
1
Section 46(1) of the Judicature Act provides: "A judge or commission or
other person acting judicially shall not be liable to be sued in any civil
court for any act done or ordered to be done by that person in the
discharge of his or her or its judicial functions whether or not within the
limits of his or her or its jurisdiction. ”
It is this interpretation of judicial immunity that Lord Denning MR, expressed
in the case of Sirros v. Moore [1974] 3 All E.R. 776 at pp. 781-782 where he
stated:
No action is maintainable against a judge for anything said or done
by him in the exercise of a jurisdiction which belongs to him. The
words which he speaks are protected by an absolute privilege. The
orders which ... cannot be made the subject of civil proceedings
against him. No matter that the judge was actuated by envy, hatred
and malice and all uncharitableness, he is not liable to an action.
The remedy of the party aggrieved is to appeal to the court of
appeal... to reverse his ruling... a judge is not liable to an action for
damages. The reason is not because the judge has any privilege to
make mistakes or to do wrong. It is that he should be able to do his
duty with complete independence and free from fear.
In the same case Buckley LJ also stated:
It is perhaps arguable that a judge, though acting within his
powers, might be shown to have acted so perversely or so
irrationally that what he did should not be treated as a judicial act
at all. In such a case the remedy of his removal from office would
be available. I doubt whether it would be in the public interest that
his conduct should be open to debate in a private action.
$
Therefore, in my view, Article 124(4) provides against bringing a civil suit or
action against a judicial officer in respect of a judicial decision he or she made.
It would be wrong to invoke it in respect of disciplinary proceedings brought
against a judicial officer. Articles 147(4) and 148 provide that the Judicial
2
Service Commission (JSC) can receive complaints and conduct disciplinary
proceedings against a judicial officer.
As was stated by Buckley LJ in Sirros v. Moore (supra) a judicial officer's
decision can be so outrageous that it leaves no doubt in anybody's mind that it
was either actuated by improper motive or sheer incompetence. Either way
such behavior would call for disciplinary action that could result even in the
removal of a judicial officer. Let me give an example which happened in our
jurisdiction. In a criminal case NAK-KRA 03 CR CO 300-2016 before a Grade 1
magistrate, a man was charged with theft of a motor vehicle. The vehicle was
stolen from the home of a lady who lived in Kiira Municipality, a few miles
from Kampala. The lady reported the theft to police who tracked the vehicle to
Adjumani and found it with the accused in company of another man on their
way to South Sudan.
The accused did not give any explanation on how he came to be found with
the vehicle. However, it was the finding of the judicial officer that there was no
evidence showing that it was the accused who entered the premises of the
lady and stole the vehicle. So he reduced the charge and convicted the accused
of retaining a stolen vehicle and sentenced him to community service.
This was a judicial decision, but it is my view that the judicial officer who
made it should have been investigated by the JSC for possible disciplinary
action if the matter had been brought to its attention.
This is not to say that Article 128 which guarantees the independence of
judicial officers in exercise of judicial power should be ignored or treated
lightly by the JSC. The rule of law which underpins democracy cannot exist
without an independent judiciary. Therefore, the JSC in exercise of its
disciplinary powers and functions must ensure that the independence of the
judiciary is strengthened and not undermined through uncalled for
questioning of judicial officers' decisions.
Judicial decisions will most often leave unsuccessful parties dissatisfied. Some
parties may be tempted to complain to the JSC alleging misconduct of the
judicial officer who made the decision. The JSC needs to exercise utmost care
3
before deciding to frame a charge of misconduct against any judicial officer for
a decision the judicial officer made in exercise of judicial power. Judicial
officers are liable to make honest errors in their decisions. Such errors will be
corrected on appeal. That is why appellate courts exist in our judicial system.
The JSC must only look for misconduct, irrational or unusual decisions that
any reasonable person would be concerned with and not for errors of law.
Judicial officers should not have to look over their shoulders in fear that the
decisions they make may result in their being summoned by the JSC to face
disciplinary proceedings.
Be that as it may, it is also important to appreciate that under Article 147(2)
the JSC is independent and is not subject to the direction or control of any
person or authority. It is the body established to evaluate the matter
complained about and to make a decision on whether or not to investigate it.
In exercise of its powers and functions it can summon a judicial officer to
appear before it to answer whatever charge is framed against him or her.
Therefore, in my view the respondent was not justified to refuse to appear
before the JSC on the ground that the JSC did not have power to question her
decision of recalling the warrant of attachment she had issued.
As the majority of members of the court (six to one) agree that this appeal
should be allowed, the appeal is allowed with no order as to costs. The JSC is
free to go ahead with its disciplinary proceedings against the respondent.
4
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THE REPUBLIC OF UGANDA
IN THE SUPREME COURT OF UGANDA AT KAMPALA
CONSTITUTIONAL APPEAL NO. 02 OF 2016
[CORAM: TUMWESIGYE, KISAAKYE, ARACH-AMOKO, NSHIMYE, MWANGUSYA,
OPIO-AWERI AND TIBATEMWA-EKIRIKUB1NZA]
BETWEEN
ATTORNEY GENERAL::::::::::::::::::::::::::::::::::::::::::::::::::::::: APPELLANT
AND
GLADYS NAKIBUULE KISEKKA::::::::::::::::::::::::::::::::::::::::RESPONDENT
(Appeal from the judgment of Justices Kavuma, Ag. DCJ, Kasule, Mwondha, Bossa and
Kakuru, JJA/JJC dated 22 nd October 2014 in Constitutional Petition No. 55 of 2013)
JUDGMENT OF ARACH-AMOKO, JSC
I have had the advantage of reading in draft the judgment of my
learned sister Professor Tibatemwa-Ekirikubinza, JSC and I agree that
the appeal must be allowed. I also agree that each party bears its or her
cost.
The facts of the case which are not in dispute are set out in her
judgment and I do not need to recapulate them here except where
necessary for my purpose.
1
5 In the Constitutional Court, the respondent filed eight grounds and only
two were upheld. The Court declared that:
(i)The act and/or conduct of the JSC of preferring charges against the
Respondent in respect of acts/or omissions involving the recall of a
warrant, which are judicial acts is inconsistent with and in
10 contravention of Articles 2, 20, 28, 42 and 44 of the Constitution of the
Republic of Uganda.
(ii)The act/or conduct of the JSC of lifting the judicial immunity
accorded to the Respondent and holding her personally liable for her
judicial act of recalling the warrant in the discharge of her judicial work
is is inconsistent with and in contravention of Articles 2, 20, 28, 42, 44,
128(4) and 173 of the Constitution of the Republic of Uganda.
Grounds of Appeal
It is from the above declarations that the following grounds of appeal
arise.
20 1. The Justices of the Constitutional Court erred in law and in fact in
declaring that the act and/or conduct of the Commission of preferring
charges against the petitioner in respect of acts/ or omissions
involving the recall of a warrant, which are judicial acts, is
inconsistent with and in contravention of Articles 2, 20, 28, 42 and 44
25 of the Constitution of the Republic of Uganda.
2. The Justices of the Constitutional Court erred in law and in fact in
declaring that the act and/or conduct of the Commission of lifting the
judicial immunity accorded to the petitioner and holding her
personally liable for her judicial act of recalling the warrant in the
30 discharge of her judicial functions is inconsistent with and in
2
5 contravention of Articles 2, 20, 28, 42, 44, 128 (4) and 173 of the
Constitution of the Republic of Uganda.
In my view, there are two main issues for decision in this appeal. The
first one is whether the act of preferring charges against the
Respondent with respect of a judicial act of recalling a warrant of arrest
io was inconsistent with and in contravention of Articles 2,20,28,42 and
44 of the Constitution. This issue arises from ground 1 of the appeal.
The Judicial Service Commission (JSC) is a constitutional organ
established under Article 146 of the Constitution. The functions of the
JSC are clearly provided under Article 147 and 148 of the Constitution
is as well as section 5 of the Judicial Service Act, Cap 14, and Laws of
Uganda. Article 147(d) specifically enjoins the JSC to: "receive and
process peoples' recommendations and complaints concerning the
judiciary and the administration of justice and to also act as a link
between the people and the judiciary."
20 The JSC, in line with its mandate and in the spirit of Article 147(d), has
constituted a Disciplinary Committee to receive and process complaints
from the public concerning the judiciary and the administration of
justice. The Committee activities are regulated by the Judicial Service
(Complaints and Disciplinary Proceedings) Regulations, S I No. 88 of
25 2005.
It is further in line with this mandate that the JSC received a complaint
against the Respondent, alleging unprofessional conduct in the course
of her judicial duties. On the 25 th June 2013, the JSC informed the
Respondent about the complaint and' requested her to submit a
30 response. On the 26 th June, the Respondent responded to the
complaint. In line with Regulation 10(2) of the Judicial Service
3
5 (Complaints and Disciplinary Proceedings) Regulations, S I No. 88 of
2005, the JSC determined that the complaint had established a prima
facie case against the Respondent. The JSC consequently prepared a
charge sheet and invited the Respondent to appear before the JSC to
take plea on the 3 rd October 2013.
io The contention by Counsel for the Respondent is that this act was
inconsistent with and in contravention of Articles 2,20,28,42 and 44 of
the Constitution. Counsel for the Appellant disagreed with him.
I have carefully perused the record of appeal and the submissions of
counsel for the Respondent, and I must say that I have not found any
is evidence of such contravention or inconsistency. In matters of such
grave accusation, it is incumbent upon the petitioner to demonstrate
the inconsistency or contravention complained of, otherwise, a bare
allegation, which I think this one is, does not suffice to support such a
declaration as the one made by the learned Justices of the
20 Constitutional Court.
I also note that the learned Justices of the Constitutional Court did not
discuss how the said Articles were contravened by the JSC when it
preferred charges against the respondent and invited her to take plea
so that the process of investigation would continue. The declaration
25 was, with due respect without any basis at all.
I therefore agree with counsel for the Appellant that the act of
preferring charges against the Respondent for a judicial act was not
inconsistent with or in contravention of Articles 2,20,28,42 and 44 of
the Constitution. It was therefore an error for the learned Justices of
so the Constitutional Court to make such a declaration.
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Ground I of the appeal would succeed for this reason.
The second issue is whether the act of the JSC of lifting the judicial
immunity accorded to the Respondent and holding her personally liable
for her judicial act of recalling a warrant in discharge of her judicial
functions is inconsistent with and in contravention of Articles
2,20,28,42,44,128(4) and 173 of the Constitution. This issue arises from
ground 2 of the appeal.
There is no doubt in my mind that the Respondent's act of recalling the
warrant of execution is indeed a judicial act. The question then is, was it
covered by the judicial immunity accorded to judicial officers under
Article 128(4) of the Constitution?
Article 128(4) of the Constitution provides that:
"A person exercising judicial power shall not be liable to any action or
suit for any act or omission by that person in the exercise of judicial
power."
Counsel for the Respondent contended that the act of the JSC fell
within the ambit of Article 128(4) above and it was inconsistent with
and in contravention of this Article. Counsel for the Appellant
maintained the opposite view. I agree with Counsel for the Appellant
for the following reasons.
First, the expression "any action or suit" is not defined in Article 128(4)
or anywhere in the Constitution. I have consulted a number of legal
dictionaries for the definition. For instance, according to Black's Law
Dictionary 9 th edition, page 32, the word "action" means "a civil or
criminal proceeding... the terms 'action and 'suit' are nearly if not
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quite synonymous. But lawyers speak of proceedings in courts of law
as 'actions' and in courts of equity as 'suits'.
The same Dictionary defines judicial immunity at page 818 as:
"The immunity of a judge from civil liability arising from the
performance of his judicial duties."
According to Halsburys Laws of England 3 rd Edition at page 706, the
subject is clearly addressed in the following paragraphs as follows:
"1351. Persons Protected. Persons exercising judicial functions in a
court are protected from all civil liability whatsoever for anything
done or said by them in their official capacity."
In the following paragraph the reason for such protection is given as
follows:
" 1352. The Reasons for protection. The object of judicial privilege is
not to protect malicious or corrupt judges, but to protect the public
from the danger which the administration of justice would be exposed
if the persons concerned therein were subjected to inquiry as to
malice, or to litigation with those whom their decisions might offend.
It is necessary that such persons should be permitted to administer the
law not only independently and freely and without favour, but also
without fear.
From the foregoing, it is safe to conclude that the immunity referred to
in Article 128(4) of the Constitution is in respect of actions or civil suits
instituted in Courts of law in respect of judicial duties by judicial officers
that are likely to lead to monetary damages. It does not extend to
disciplinary actions by the JSC which is an independent body set up
under the Constitution because disciplinary proceedings are not the
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"actions or suits" envisaged under Article 128(4) of the Constitution.
The question of lifting judicial immunity does not in my view arise, for
that reason.
I am fortified in my conclusion by Principle No. 16 of the Bangalore
Principles on Judicial Conduct which reads as follows:
"16. Without prejudice to any disciplinary procedure or to any right of
appeal or compensation from the state, in accordance with national
law, judges should enjoy personal immunity from civil suits of
monetary damages for improper acts or omissions in the exercise of
their judicial functions."
Principle number 16 of the UN Basic principles On Independence of The
Judiciary is also couched in exactly the same words.
It is clear from the above that judicial officers are not immune from
disciplinary proceedings. They are immune from civil suits. It is also
clear to me that judicial immunity is not absolute.
The conduct of judicial officers in the execution of their duties can be
investigated. Judicial officers are accountable to the people. Objective
xxvi of the Constitution is entitled "Accountability". It provides as
follows:
"(i) All public offices shall be held in trust for the people.
(ii) All persons placed in positions of leadership and responsibility
shall, in their work, be answerable to the people.
(Hi) All lawful measures shall be taken to expose, combat and
eradicate corruption and abuse or misuse of power by those holding
political and other public offices."
7
5 Article 126 (1) provides that:
"(1) judicial power is derived from the people and shall be exercised by
the courts established by this Constitution in the name of the people
and in conformity with law and with the values, norms and
aspirations of the people."
io If these Articles are read and interpreted using the rule of harmony, the
end result is that they actually support each other. While Article 128
provides for judicial independence, Articles 147 (1) (d) and 148 provide
the bridge between judicial independence and accountability.
Notably, even under ground 2 of the appeal, counsel for the
is Respondent did not canvass and even the learned Justices of the
Constitutional Court never clearly demonstrated how the act of the JSC
complained of contravened or was inconsistent with the rest of the
Articles mentioned in this ground before coming to their conclusion in
their judgment. It was therefore an error for the said Articles to be
20 included in the declarations by the learned Justices of the
Constitutional Court as the Articles that had been contravened by the
JSC.
The second ground would also succeed for this reason.
Before taking leave of this matter, I would like to state that a judicial
25 officer who has been summoned by the JSC to respond to complaints
against him or her should comply and place his or her defence(s) before
the JSC. Claims of judicial immunity should not be used to block
investigations by the JSC. The Commission should be allowed to carry
out its constitutional mandate as far as possible. Decisions of the JSC
8
5 can then be referred to court under judicial review proceedings or by
reference to the Constitutional Court in appropriate cases.
In view of the above, I would allow the appeal and would set aside the
judgment and orders of the Constitutional Court. I make no order as to
costs.
10
Dated this ....... l.lL day of.... ....................
2018
is M.S.ARACH-AMOKO
JUSTICE OF THE SUPREME COURT.
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THE REPUBLIC OF UGANDA
IN THE SUPREME COURT OF UGANDA AT KAMPALA
CONSTITUTIONAL APPEAL NO. 02 OF 2016.
(CORAM: TUMWESIGYE, KISAAKYE, ARACH-AMOKO, NSHIMYE,
MWANGUSYA, OPIO-AWERI, TIBATEMWA-EKIRIKUBINZA,
JJSC.)
BETWEEN
ATTORNEY GENERAL ::::::::::::::::::::::::: APPELLANT
AND
GLADYS NAKIBUULE KISEKKA :::::::::::: RESPONDENT
[Appeal from the decision of the Constitutional Court (KavumaAg.DCJ,
Kasule, Mwondha, Bossa, Kakuru, JJA) Constitutional Petition No. 55 of
2013, dated 22'^ October 2014.]
JUDGMENT OF A.S.NSHIMYE, JSC
I have had the opportunity of reading the lead judgment in
draft of my learned sister Prof. Tibatemwa-Ekirikubinza, JSC
and agree with her analysis, conclusion and order as to costs.
I only wish to lay a little more emphasis on the issue of judicial
accountability of judicial officers.
As rightly stated by Prof Tibatemwa-Ekirikubinza, JSC, judicial
immunity and independence are not intended to be a shield
from public scrutiny. Judicial immunity is not absolute.
1
5
10
15
20
25
Furthermore, the Judicial Service Commission is a clearly
established Constitutional body to which all judicial officers are
accountable.
Given the above exposition, it was in my view not appropriate
for the respondent to run to the Constitutional Court without
first giving chance to the due process of the Judicial Service
Commission to carry out its mandate. What the respondent did
was to seek refuge in the Constitutional Court to challenge the
mandate of the Judicial Service Commission in investigating
the complaint brought against her.
In my opinion, the respondent ’ s answer or explanation that she
acted judicially and therefore immune to the disciplinary
process would have been appropriately raised before the
Commission even at the stage of their preliminary inquiry
before they would decide to commence full fledged disciplinary
proceedings. Had the respondent submitted herself to the due
process of the Commission, her answer would have influenced
the Commission to come to the conclusion that the act
complained of was a judicial act over which the respondent was
protected and needed not, to be investigated and thereby
dismiss the complaint. Usually taking wrong channels is costly
in terms of time and money before a decision over any given
problem is found.
2
5
10
15
20
25
In opining so, I am alive to the provisions of Article 137(5) of
the Constitution that:
where any question as to the interpretation of
this Constitution arises in any proceedings in a
court of law other than a field court martial, the
court —
(a) may, if it is of the opinion that the question
involves a substantial question of law; and
(b) shall, if any party to the proceedings requests
it to do so, refer the question to the
constitutional court for decision in
accordance with clause (1) of this article.(See
also: Paul k. Ssemogerere and Ors vs Attorney
General;Supreme Court Constitutional Appeal
No.l of 2002)
However, a careful study of the record does not show that a
constitutional question arose in the proceedings of the Judicial
Service Commission to warrant a reference to be made to the
Constitutional Court.
I note that the investigation carried out by the Judicial Service
Commission was still at its preliminary stages. Therefore, the
effect of the respondent ’ s action of seeking a remedy in the
Constitutional Court without allowing the Judicial Service
3
f •
5 Commission to finalise its preliminary investigations was
premature. It also amounted to undermining and sidelining the
accountability process vested in the Commission which is a
constitutionally established institution in our country to handle
complaints against judicial officers.
10 With due respect to the Justices of the Constitutional Court,
there is no way they could have held that the act of the
Commission in preferring charges against the respondent in
respect of judicial Acts was inconsistent with Articles 2,20,28,
42 and 44 of the Constitution, when the commission was not
15 given an opportunity by the respondent to do so.
In the same vien, their Lordships, the Justices of the
Constitutional Court erred in holding that the commission lifted
the judicial immunity of the respondent and held her personally
liable for judicial acts.
20 In my view that finding is not borne out of the record, the
commission was not given an opportunity by the respondent to
lift or not lift the said judicial immunity.
I therefore come to the conclusion that it was wrong abnitio for
25 the respondent not to have honoured summons of the judicial
service commission to give her explanation.
4
5
2018.
10
I would in the result allow the appeal and set aside the
declarations of the Constitutional Court and substitute an
order dismissing the petition of the respondent.
V A.S.NSHIMYE
JUSTICE OF THE SUPREME COURT
Dated at Kampala this day of
5
/K- 7^1^ OS^
THE REPUBLIC OF UGANDA
IN THE SUPREME COURT OF UGANDA AT KAMPALA
(Coram: Tumwesigye; Kisaakye; Arach-Amoko; Nshimye;
Mwangusya; Opio-Aweri; Tibatemwa- Ekirikubinza; JJSC
Constitutional Appeal No. 02 of 2016
Between
Attorney General Appellant
And
Gladys Nakibuule Kisekka Respondent
[Appeal from the decision of the constitutional Court (Kavuma, Ag.
DCJ; Kasule, Mwondha, Bossa, Kakuru, JJA) dated 22 nd October,
2014 in Constitutional Petition No. 55 of 2013]
JUDGMENT OF MWANGUSYA, JSC
I have had the opportunity of reading in draft the judgment of my
learned Sister, Prof Lillian Tibatemwa-Ekirikubinza, JSC and I
am in agreement with her that for the reasons she so ably
advances in her judgment this appeal should be allowed.
The background to the case which is fairly straight forward is
also well explained in her judgment and therefore it is not
necessary to repeat it.
1
The judgment also addresses the contention of the respondent
that as a judicial officer who performed a judicial function in
recalling the warrant of attachment she is not liable to
disciplinary action by the Judicial Service Commission because it
infringes on her immunity.
The petition was brought under Article 137 clause 3 (b) of the
Constitution which provides as here under: -
“ 137. Question as to the interpretation of the
Constitution.
1
2
3. A person who alleges that
(a)
(b) any act or omission by any person or authority is
inconsistent with or in contravention of a provision of
this Constitution, may petition the constitutional court
for a declaration to that effect, and for redress where
appropriate ”
The provision of the Constitution allegedly contravened by the
‘ act ’ of the Judicial Service Commission to charge the
respondent with Disciplinary offences is Article 128 which is set
down hereunder: -
2
Article 128. Independence of the Judiciary
1) In the Exercise of Judicial Power, the Courts shall be
independent and shall not be subject to the control or
direction of any person or authority.
2) No person or authority shall interfere with the Courts
or judicial officers in the exercise of the judicial
functions.
(3)
(4) A person exercising judicial power shall not be liable
to any action or suit for any act or omission by that
person in the exercise of judicial power .
(5)
(6)
(7)
(8) ”
One of the cardinal principles that guide Courts in interpretation
of a provision of the Constitution is the rule of harmony and
completeness laid down in the case of Paul Semwogerere vs.
Attorney General, Constitutional Appeal No 01 of 2002 where
this Court stated as follows
“ It is an elementary rule of Constitutional construction
that no one of the provision of the Constitution is to be
segregated from the others and to be considered alone
but that all the provisions bearing upon a particular
3
subject are to be brought into view and to be interpreted
so as to effectuate the great purpose of the instrument. ”
See also Attorney General vs. David Tinyefuza (Supreme
Court Constitutional Appeal No. 2 of 1998) where it was stated
that:-
“ the entire Constitution has to be read as an integral
whole and no one particular provision destroying the
other but each sustaining the other. This is the rule of
harmony, rule of completeness and exhaustiveness and
the rule of paramountcy of the written Constitution. ”
One of the complaints raised by Counsel for the Appellant was
that the Constitutional Court did not apply the above principles
in arriving at the conclusion that the act of the Judicial Service
Commission in charging the respondent for Disciplinary offences
was in contravention of provisions of the Constitution. The
specific provisions of the Constitution that the Constitutional
Court was required to harmonise with Article 128 allegedly
contravened by the Judicial Service Commission are Article 147
and 148 of the Constitution which spell out the functions of the
Judicial Service Commission including appointment and
disciplinary control of Judicial officers. The said articles are as
folio ws:-
“ 147. Functions of the Judicial Service Commission.
1) The functions of the Judicial Service Commission are:
4
T
(a) to advise the President on exercise of the President ’ s
Power to a point persons to hold or act in any office
specified in clause (3) of this article, which includes
power to confirm appointments, to exercise
disciplinary control over such persons and to remove
them from office;
(b) .............................................
(C) ...........................................
(d) ...........................................
(e)
(fl ...........................................
2) In the performance of its functions, the Judicial Service
Commission shall be independent and shall not be
subject to the direction or control of any person or
authority.
3) The offices referred to in clause (1) (a) of this article
are:-
(a)the office of the Chief Justice, the Deputy Chief Justice,
the Principal Judge, a justice of the Supreme Court, a
justice of Appeal and a judge of the High Court.
(b)the office of the Chief Registrar and a registrar.
148. Appointment of other judicial officers.
Subject to the provisions of this Constitution, the Judicial
Service Commission may appoint persons to hold or act in
5
any judicial office other than the offices specified in article
147 (3) of this Constitution and confirm appointments in
and exercise disciplinary control over persons holding or
acting in such offices and remove such persons from office. ”
I wish to make two observations from the above provisions. The
first is that there is a striking similarity between Article 128
clause (1) and Article 147 clause (2) in that in the performance of
their functions both the Courts and the Judicial Service
Commission
“ shall be independent and shall not be subject to the
direction or control of any person or authority. ”
The other observation is that the ‘ act ’ of commencing disciplinary
proceedings against the respondent is not inconsistent or in
contravention of the Constitution. On the contrary it is
consistent with Article 148 which gives the Judicial Service
Commission the mandate to appoint, confirm appointment and
exercise disciplinary control over persons holding office under the
said provision. The respondent falls in this category. Once it is
established that the ‘ act ’ is not in contravention of the
Constitution the provision of Article 137 (3) (b) of the
Constitution becomes inapplicable because beyond the ‘ act ’ of
commencing proceedings the matter remains for determination
on merit and not for constitutional interpretation and on this
consideration alone I would allow the appeal. But there are other
considerations.
The other consideration is whether the Disciplinary Proceedings
of the Judicial Service Commission are subject to Article 128
6
clause 4 of the Constitution giving immunity to officers exercising
judicial power. I am guided by the principle already stated that
in the interpretation of the Constitution it should be looked at as
a whole with no provision destroying another. The provisions
should sustain each other. So Article 128 clause 4 should not be
allowed to destroy Article 148 of the Constitution which
empowers the Judicial Service Commission to exercise
Disciplinary control over Judicial Officers. The two articles of the
Constitution should sustain each other and I see no
contradiction in a Judicial Officer performing a Judicial act
without interference from anybody and where the Judicial Service
Commission exercises disciplinary control over a Judicial Officer
in conformity with Article 148 of the Constitution. That is the
application of rule of harmony already stated in this judgment.
I would, therefore, allow this appeal. I would also allow the
Judicial Service Commission complete the process that was
interrupted by the petition so that the matter is concluded.
I would make no order as to costs given the importance of the
issue raised by the petition.
Dated this /./ ................ Day of ....................... 2018
Eldajd Mwangusya
JUSTICE OF THE SUPREME COURT
7
THE REPUBLIC OF UGANDA
6 IN THE SUPREME COURT OF UGANDA AT KOLOLO
CONSTITUTIONAL APPEAL NO. 02 OF 2016.
(Coram: Tumwesigye, Kisaakye, Arach-Amoko, Nshimye, Mwangusya,
Opio-Aweri & Tibatemwa-Ekirikubinza).
ATTORNEY GENERAL APPELLANT.
VERSUS
12 GLADYS NAKIBUULE KISEKKA RESPONDENT.
(Appeal from the Judgment of Justices of the Constitutional Court: Kavuma, Ag. DCJ, Kasule,
Mwondha, Bossa & Kakuru, JJA/JJC).
JUDGEMENT OF OPIO-AWERI,
I have had the benefit of reading in draft the judgment of my learned
18 sister Justice, Hon. Prof. Lillian Tibatemwa and I agree with her
findings.
The thrust of this appeal was whether the Judicial Service
Commission ’ s act of preferring charges against a judicial officer who
performed a judicial act amounts to waiving of judicial immunity and
therefore unconstitutional.
24 True, to answer this question, one has to discuss the concepts
involved which are judicial immunity, judicial independence and
judicial accountability.
Judicial independence is provided for under Article 128 (1) and (2) of
the Constitution. It provides as follows;
(1) In the exercise of judicial power, the courts shall be
30 independent and shall not be subject to control or direction
of any person or authority.
(2) No person or authority shall interfere with the courts
or judicial officers in the exercise of their judicial functions.
Judicial independence entails protecting the judiciary from other
arms of government. Its main objective is to avoid undue influence on
36 courts from other branches of government or private or partisan
interests.
1
Judicial immunity is defined by Black ’ s Law Dictionary 9 th Edn at
6 page 818 as the immunity of a Judge from civil liability arising from
the performance of judicial duties.
Judicial immunity seeks to create a safe environment for judicial
officers in order to enable them adjudicate over matters with
impartiality and without fear or favor. This concept is enshrined in
the Constitution under Article 128(4). It provides that;
12 “ A person exercising judicial power shall not be liable to any
action or suit for any act or omission by that person in the
exercise of judicial power ” .
The concepts of Judicial independence and judicial immunity aim at
ensuring that the Judicial Officers are impartial while adjudicating
over matters without fear of being influenced or attacked before,
18 during or after adjudication. This was well laid by Kitumba JSC in
the case of Aggrey Bwire Vs Attorney General & Judicial Service
Commission, SCCA NO. 8 of 2010 where she stated inter alia that;
“ Judicial independence or immunity is not a privilege of the
individual Judicial Officer. It is the responsibility imposed on
each officer to enable him or her to adjudicate a dispute honestly
24 and impartially on basis of the law and the evidence, without
external pressure or influence and without fear of interference
from any one. The core of the principle of judicial independence
is the complete liberty of the judicial officer to hear and decide
cases that come before the courts and no outsider be it
government, individual or even another judicial officer should
30 interfere with the way in which an officer conducts and a
decision. R vs Beauregard, SC of Canada, (1987) LRC (Constn)
180 at 188 per chief Dickson. ”
It follows that the mandate of the judiciary is premised on the
principles that every person is entitled to equality, a free and fair trial
by a competent, independent and impartial tribunal and that the
36 public confidence is paramount.
Judicial independence and immunity is not a veil or shield for judicial
officers from public scrutiny but rather means to an end which is
impartial justice. I shall now discuss judicial accountability.
It is defined in the Law reform Commission of Western Australia
Against The Judiciary, Discussion Paper of September 2012 as
42 judges being answerable for their actions and decisions to the
2
community to whom they owe their allegiance. The concept of judicial
6 accountability is enshrined in our Constitution under various
provisions.
Article 2 of the Constitution provides that all power is derived from
the people of Uganda.
Article 126 further provides that;
Judicial power is derived from the people and shall be exercised
12 by the courts established under this Constitution in the name of
the people and in conformity with law and with the values,
norms and aspirations of the people. Emphasis mine.
Objective XXVI of the National Objectives and Directives
Principles of State Policy of the 1995 Constitution of Uganda stated
as follows:
is i. All public offices shall be held in trust for the people.
ii. All persons in positions of leadership and responsibility shall in
their work be answerable to the people.
iii.All lawful measures shall be taken to expose, combat and
24 eradicate corruption and abuse of powers or misuse of power
by those holding political and other public offices.
Article 149 of the Constitution provides for the judicial oath of office
as one of the avenues to ensure that judicial officers are held liable
for their decisions and actions. It reads as follows;
Every Judicial Officer shall, before assuming the duties of his or
30 her office take and subscribe the oath of allegiance and the
judicial oath specified in the Fourth Schedule to this
Constitution.
The oath reads as follows;
“ I , swear in the name of the
Almighty God/solemnly affirm that I will well and truly exercise
36 the judicial functions entrusted to me and will do right to all
manner of people in accordance with the Constitution of the
Republic of Uganda as by law established and in accordance with
the laws and usage of the Republic of Uganda without fear or
favor, affection or ill will: (So help me God) ”
3
■7 . ■ •
When a Judicial Officer subscribes to the Oath of Office under the
6 Constitution, he is subjected to codes and rules which echo the spirit
of the Oath.
Rule 1.2 of the Judicial Code of Conduct provides that a Judge shall
at all times behave in a manner that promotes public confidence in
the independence, integrity and impartiality of the Judiciary and shall
avoid impropriety and the appearance of impropriety.
12 Public confidence in the judiciary is eroded by improper conduct.
Such conduct compromises the independence, integrity and
impartiality of the Judiciary.
Further in ensuring Judicial Accountability, the framers of the
Constitution established the JSC under Article 146.
Its functions are provided for under Article 147 which provides as
is follows;
The functions of the Judicial Service Commission are —
(a) to advise the President in the exercise of the President ’ s power
to appoint persons to hold or act in any office specified in
clause (3) of this article, which includes power to confirm
appointments, to exercise disciplinary control over such
24 persons and to advise remove them from office;
(b) subject to the provisions of this Constitution, to review and
make recommendations on the terms and conditions of service
of judges and other judicial officers and staff of the judiciary
appointed in accordance with article 148A of this Constitution;
(c) to prepare and implement programmes for the education of,
30 and for the dissemination of information to judicial officers and
the public about law and the administration of justice;
(d) to receive and process people ’ s recommendations and
complaints concerning the Judiciary and the
administration of justice and, generally, to act as a link
between the people and the judiciary;
36 (e) to advise the Government on improving the administration of
justice; and
(I) any other function prescribed by this Constitution or by
Parliament. {Emphasis mine}
4
• The Judicial Service Comhiission is the link between the Judiciary
6 and the people. It is the only avenue through which Judicial Officers
are held accountable to the persons who trusted them with office.
Regulation 23 of the Judicial Service Commission Regulations,
2005 creates offences against discipline for which JSC may exercise
jurisdiction. It provides that;
A Judicial Officer omits against discipline if he or she does all or any
12 of the following:
a) Conducts himself or herself in any manner prejudicial to the
good image, honor , dignity and reputation of the service;
b) Practices favoritism, nepotism or corruption whether for
personal advantage or gain or that of any other purpose;
18
c) Practices discrimination whether on basis of sex, race, ethnic
origin, tribe, birth, creed or religion , social or economic
standing, political opinion or disability;
d) Is a habitual late comer or absente or absconds from duty
24 without reasonable excuse;
e) Is insubordinate, rude, abusive and disrespectful or uses vulgar
language.
f) Is untrustworthy or lacks integrity in public or private
30 transaction
g) Engages in private interests at the expense of his or her official
duties;
h) Divulges official information to unauthorized persons.
36
i) Acts in contravention of the code of judicial conduct , the
judicial oath or any other taken by the judicial officer;
j) Is convicted of a criminal offence by a court of law;
42 k) Disregards the chain of command in his or her place of
employment without reasonable excuse;
5
3
I. «»
1) Abuses judicial- authority; or
6 (n) In any way contravenes any provisions of the law, Uganda
Standing Orders or any other instructions relating to the discipline of
the judicial officers.
The provisions of the Constitution that are subject to this appeal are
Articles 2, 20, 28, 42, 44, 128(4) and 173 of the Constitution. For
purposes of clarity, I shall reproduce them as they are laid in the
12 constitution as follows;
Article 2 provides that;
(1) This Constitution is the supreme law of Uganda and shall have
binding force on all authorities and persons throughout Uganda.
(2) If any other law or any custom is inconsistent with any of the
provisions of this Constitution, the Constitution shall prevail, and
is that other law or custom shall, to the extent of the inconsistency, be
void.
Article 20 provides;
(1) Fundamental rights and freedoms of the individual are inherent
and not granted by the State.
24
(2) The rights and freedoms of the individual and groups enshrined in
this Chapter shall be respected, upheld and promoted by all organs
and agencies of Government and by all persons.
Article 28 provides as follows;
30 (1) In the determination of civil rights and obligations or any criminal
charge, a person shall be entitled to a fair, speedy and public
hearing before an independent and impartial court or tribunal
established by law.
(2) Nothing in clause (1) of this article shall prevent the court or
36 tribunal from excluding the press or the public from all or any
proceedings before it for reasons of morality, public order or
national security, as may be necessary in a free and democratic
society.
(3) Every person who is charged with a criminal offence shall —
6
(a) be presumed to be' innocent until proved guilty or until that
6 person has pleaded guilty;
(b) be informed immediately, in a language that the person
understands, of the nature of the offence;
(c) be given adequate time and facilities for the preparation of his
or her defence;
(d) be permitted to appear before the court in person or, at that
12 person ’ s own expense, by a lawyer of his or her choice;
(e) in the case of any offence which carries a sentence of death or
imprisonment for life, be entitled to legal representation at the
expense of the State;
(f) be afforded, without payment by that person, the assistance of
an interpreter if that person cannot understand the language
18 used at the trial;
(g) be afforded facilities to examine witnesses and to obtain the
attendance of other witnesses before the court.
(4) Nothing done under the authority of any law shall be held to be
inconsistent with —
24 (a) clause (3) (a) of this article, to the extent that the law in
question imposes upon any person charged with a criminal
offence, the burden of proving particular facts;
(b) clause (3)(g) of this article, to the extent that the law imposes
conditions that must be satisfied if witnesses called to testify
on behalf of an accused are to be paid their expenses out of
30 public funds.
(5) Except with his or her consent, the trial of any person shall not
take place in the absence of that person unless the person so
conducts himself or herself as to render the continuance of the
proceedings in the presence of that person impracticable and the
court makes an order for the person to be removed and the trial to
36 proceed in the absence of that person.
(6) A person tried for any criminal offence, or any person authorised
by him or her, shall, after the judgment in respect of that offence,
be entitled to a copy of the proceedings upon payment of a fee
prescribed by law.
7
3
(7) No person shall be charged with or convicted of a criminal offence
6 which is founded on an act or omission that did not at the time it
took place constitute a criminal offence.
(8) No penalty shall be imposed for a criminal offence that is severer
in degree or description than the maximum penalty that could
have been imposed for that offence at the time when it was
12 committed.
(9) A person who shows that he or she has been tried by a competent
court for a criminal offence and convicted or acquitted of that
offence shall not again be tried for the offence or for any other
criminal offence of which he or she could have been convicted at
18 the trial for that offence, except upon the order of a superior court
in the course of appeal or review proceedings relating to the
conviction or acquittal.
(10) No person shall be tried for a criminal offence if the person
shows that he or she has been pardoned in respect of that offence.
24
(11) Where a person is being tried for a criminal offence, neither that
person nor the spouse of that person shall be compelled to give
evidence against that person.
(12) Except for contempt of court, no person shall be convicted of a
30 criminal offence unless the offence is defined and the penalty for it
prescribed by law.
Article 42 provides that;
Any person appearing before any administrative official or body has a
right to be treated justly and fairly and shall have a right to apply to a
court of law in respect of any administrative decision taken against
36 him or her.
Article 44 provides that;
Notwithstanding anything in this Constitution, there shall be no
derogation from the enjoyment of the following rights and freedoms —
(a) freedom from torture and cruel, inhuman or degrading
treatment or punishment;
42 (b) freedom from slavery or servitude;
8
f
(c) the right to fair hearing;
6 (d) the right to an order of habeas corpus.
Article 128(4) provides as follows;
A person exercising judicial power shall not be liable to any action or
suit for any act or omission by that person in the exercise of judicial
power.
12 Article 173 provides that;
A public officer shall not be —
(a) victimized or discriminated against for having performed his or
her duties faithfully in accordance with this Constitution; or
(b) dismissed or removed from office or reduced in rank or
otherwise punished without just cause.
18 The argument by the appellant is that disciplinary proceedings
against a Judicial Officer who did a judicial act contravened certain
provisions of the Constitution. It is prudent to first lay out the
procedure of handling complaints by the JSC.
The procedure is laid down in R. 10 of the Judicial Service
(Complaints and Disciplinary Proceedings) Regulations as follows;
24 1. The respondent shall be served the copy of the complaint and
shall be required to file a reply within fourteen days from the date
of service.
2. Where after considering the complaint, the Commission decides
that a prima facie case has been established, it shall fix a date for
30 the hearing of the complaint.
3. The Secretary shall fix a date for the hearing notice on each party
to the proceedings together with a copy of the complaint and the
hearing notice shall be in the form set out in the schedule.
36 4. Personal service shall be effected by tendering a copy of the
complaint to the party in person, and where personal service
cannot be rendered, service shall be by registered post,
substituted service or any other mode the Commission may
prescribe.
9
* 5. A period of fourteen days shall lapse between the service of the
6 notice and the day set out for hearing of the complaint.
6. A hearing notice shall be in the form set out in the Schedule and
shall require the persons to whom it is addressed to furnish the
secretary with one copy of each of the documents that he or she
wishes to produce at the hearing at least ten days before the date
12 fixed for hearing.
7. If any of the parties to the proceedings fails to appear on the
hearing day, the Commission may upon proof of service of the
hearing notice proceed to hear and determine the complaint.
18 8. Where the complaint has been determined by the Commission in
the absence of either party to the proceedings, the party or both
parties who failed to appear may apply to the Commission for the
re-hearing of the complaint.
9. If the Commission is satisfied that the hearing notice was not duly
24 served or that the party who failed to appear at the hearing was
prevented from appearing a reasonable cause, for any order for
the re- hearing of the complaint.
10. The application for hearing referred to in sub regulation (8) shall
be made within fourteen days from the date of the decision of the
30 commission but the Commission may extend the period for good
cause.
11. The Commission may accept evidence by affidavit at a hearing, if
it considers that the respondent shall not be prejudiced by the
absence from the hearing, if it considers that the respondent shall
not be prejudiced by the absence from the hearing of the person
36 who has given evidence by affidavit.
12. The Commission may request any person other than the parties or
their witnesses to attend before it and give evidence that may be of
assistance to the Commission while considering a complaint.
42 13. Where the Commission has accepted evidence by affidavit, it
may, if it is satisfied that it is in the interest of the respondent,
require the person making the affidavit to appear before the
Commission for cross-examination at such place and time as the
Commission may direct.
io
* 5. A period of fourteen days shall lapse between the service of the
6 notice and the day set out for hearing of the complaint.
6. A hearing notice shall be in the form set out in the Schedule and
shall require the persons to whom it is addressed to furnish the
secretary with one copy of each of the documents that he or she
wishes to produce at the hearing at least ten days before the date
12 fixed for hearing.
7. If any of the parties to the proceedings fails to appear on the
hearing day, the Commission may upon proof of service of the
hearing notice proceed to hear and determine the complaint.
18 8. Where the complaint has been determined by the Commission in
the absence of either party to the proceedings, the party or both
parties who failed to appear may apply to the Commission for the
re-hearing of the complaint.
9. If the Commission is satisfied that the hearing notice was not duly
24 served or that the party who failed to appear at the hearing was
prevented from appearing a reasonable cause, for any order for
the re- hearing of the complaint.
10. The application for hearing referred to in sub regulation (8) shall
be made within fourteen days from the date of the decision of the
30 commission but the Commission may extend the period for good
cause.
11. The Commission may accept evidence by affidavit at a hearing, if
it considers that the respondent shall not be prejudiced by the
absence from the hearing, if it considers that the respondent shall
not be prejudiced by the absence from the hearing of the person
36 who has given evidence by affidavit.
12. The Commission may request any person other than the parties or
their witnesses to attend before it and give evidence that may be of
assistance to the Commission while considering a complaint.
42 13. Where the Commission has accepted evidence by affidavit, it
may, if it is satisfied that it is in the interest of the respondent,
require the person making the affidavit to appear before the
Commission for cross-examination at such place and time as the
Commission may direct.
io
6 14. A hearing of a complaint by the Commission and the
pronouncement of the decision shall be in camera unless otherwise
decided by the commission or due to public interest.
15. The Commission may pronounce its decision immediately after the
conclusion of the hearing of the complaint or may reserve is decision
12 to a specific date.
16. Where the decision of the Commission is reserved, the secretary
shall communicate to the parties of the proceedings a notice of the
date on which the decision of the commission is to be pronounced.
is 17. The decision of the commission shall be in writing.
18. The secretary may in addition, cause notification of a final order
to be published in at least one of the local newspapers circulating in
Uganda, or announce it on a radio of is choice.
24 19. The Commission may send copies of its decision;
(a) to persons, organizations or institutions having interest in
the proceedings;
(b) to the Judiciary;
30
(c) to a department or tribunal ; or
(d) upon request to any member of the legal profession or
any legal institution on payment of a fee prescribed by
the commission.
36 From the fore going, the procedure adopted by the Judicial Service
Commission in the impugned disciplinary proceedings is in line with
all the constitutional principles of equality and fairness and therefore
not inconsistent with Articles 20, 28 and 44 of the Constitution.
The powers of the Judiciary and that of the Judicial Service
Commission as provided above are all created by the Constitution.
42 The two Institutions are in effect branches from the same tree.
Applying the principle of harmony the two Articles are expected to
support rather than contradict each other. Both Articles were
intended for Judicial accountability. Thus once a Judicial Officer is
11
y
called upon to account for a cause of conduct, he or she has to
6 comply.
In my opinion the disciplinary proceedings does not amount to a suit
or action as described in Article 128(4). Judicial immunity only
precludes a Judicial Officer from suits in Courts of law by aggrieved
litigants but does not apply to disciplinary action. I accordingly find
that Article 128 does not contradict Article 147.
12 For the above reasons, this appeal is allowed in terms proposed by
my learned sister Justice, Hon. Prof. Lillian Tibatemwa, JSC .
18
Dated at Kampala this
Justice io-Aweri
day of.
Justice of the Supreme Court
2018.
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REPUBLIC OF UGANDA
IN THE SUPREME COURT OF UGANDA AT KAMPALA
[CORAM: TUMWESIGYE; KISAAKYE; ARACH-AMOKO; NSHIMYE; MWANGUSYA; OPIO-
AWERI; & TIBATEMWA-EKIRIKUBINZA, JJ.S.C.] 1
CONSTITUTIONAL APPEAL NO. 02 OF 2016
BETWEEN
THE ATTORNEY GENERAL:APPELLANT i
AND
GLADYS NAKIBUULE KISEKKA RESPONDENT
[Appeal from the Judgment of Justices of the Constitutional Court (Kavuma, Ag. DCJ,
Kasule, Mwondha, Bossa & Kakuru, JJA/JJC dated 22 nd October 2014 in
Constitutional Petition No. 55 of 2013]
JUDGMENT OF DR. KISAAKYE, JSC (DISSENTING)
The Attorney General of Uganda filed this appeal against the Judgment
of the Constitutional Court. The Court had declared as unconstitutional, i
the acts/conduct of the Judicial Service Commission of lifting judicial
immunity and preferring charges for recalling a warrant of attachment
against a Judicial Officer, Gladys Nakibuule, (hereinafter referred to as
the respondent).
!
I have had the benefit of reading in draft the lead Judgment of my
learned sister Tibatemwa-Ekirikubinza, JSC wherein she holds that this
appeal should be allowed on ground that the Judicial Service
Commission (hereinafter referred to as the Commission) had power to
commence disciplinary proceedings against the respondent.
Other members on the Coram agree with her lead Judgment.
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With all due respect to my learned colleagues, I am unable to concur
with them. On the contrary, I find that the acts of the Commission of
lifting the respondent ’ s immunity and preferring charges against her for
a judicial act of recalling a warrant of attachment and sale contravened
Article 128 (4) of the Constitution.
Before considering the submissions and merits of this appeal, it is
necessary to provide a brief background to this appeal. On 29 th May
2009, the respondent, who was working as Deputy Registrar of the 1
Commercial Division of the High Court, issued a warrant of attachment
and sale in H.C.C.S No. 2006 of 2008: Asiimwe Diana Jackline v. Dr.
Aggrey Kiyingi.
On 27 th August 2009, the respondent received a complaint from the law
firm of MMAKS Advocates that some of the plots of land that she had
included in the warrant of attachment belonged to their client and not to
the judgment debtor. On the same day, the respondent recalled the
warrant by letter as follows:
“ MMAKS Advocates
Masembe, Makubuya, Adriko
Karugaba, Ssekatawa.
KAMPALA
RE: KAMPALA HIGH COURT CIVIL SUIT NO. 266 OF 2008 ASIIMWE
DIANA JACKLINE VS. AGGREY KIYINGI.
1. LRV 3931 FOLIO 24 PLOT 33 KYADONDO BLOCK 273 AT 1
BUZIGA REG. PROP: AGGREY KIYINGI.
2. LRV 3931 FOLIO 24 PLOT 33 KYADONDO BLOCK 273 AT
BUZIGA REG. PROP: AGGREY KIYINGI.
I refer to yours ref: 3948/ VMS/ 908/2006 dated 27 th August 2009.
I have noted the contents of your letter and to avoid unnecessary ,
objector proceedings, given the developments, the Warrant of
attachment and sale of the above property registered on the 25 th
June 2009 under instrument Nos. 414920 and 414921 is hereby
recalled.
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Gladys Nakibuule Kisekka
DEPUTY REGISTRAR ”
She copied the letter of recall to the Commissioner Land Registration;
Makeera & Co. Advocates, and Quickway Auctioneers & Court Bailiffs.
On 31 st May 2013, (after 3 years and 9 months), the judgment creditor
filed a complaint against the respondent with the Commission. The
complaint was in respect of the respondent ’ s decision to recall the
warrant of attachment and sale. Upon receipt of the said complaint, the
Commission notified the respondent and requested her to make a
response, which she did. After examining the complaint and the
response, the Commission determined that a prima facie case had been
made against the respondent. On 13 th September 2013, the Commission
charged the respondent with three counts as per the following charge
sheet.
CHARGE SHEET
COUNT I 1
STATEMENT OF OFFENCE
Abusing Judicial Authority contrary to Regulation 23(m) of the
Judicial Service Regulations 2005.
PARTICULARS OF OFFENCE. i
Gladys Nakibuule Kiseka on the 1 7 th day of August 2013 while
working as a Deputy Registrar in the High Court (Commercial
Division) you irregularly recalled an order of attachment and sale of
some of Dr. Kiyingi ’ s properties in HCCS No. 266 of 2008 (Asiimwe
Diana Jackline v. Dr. Aggrey Kiyingi) which you issued on 29 th May
2009 which frustrated the execution process.
COUNT II
STATEMENT OF OFFENCE
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Abusing Judicial Authority contrary to Regulation 23(m) of the
Judicial Service Regulations 2005.
PARTICULARS OF OFFENCE.
Gladys Nakibuule Kiseka on the 1 7 th day of August 2013 while
working as a Deputy Registrar in the High Court (Commercial
Division) you acted on a letter from MMAKS Advocates of 27 th August
2009 (a third party) who had written to you to the effect that their
client one Mohammed Sekatawa had bought the said properties on
3 rd June 2006 and renewed the lease on 1 1 th April 2008 which
deprived the other party the right to be heard.
COUNT III
STATEMENT OF OFFENCE
Acting in contravention of the Code of Judicial Conduct, the Judicial
Oath or any other oath taken by the judicial officer contrary to
Regulation 23(j) of the Judicial Service Regulations 2005.
PARTICULARS OF OFFENCE.
Gladys Nakibuule Kiseka on the 1 7 th day of August 2013 while 1
working as a Deputy Registrar in the High Court (Commercial
Division) you irregularly acted on claims of a third party when you
investigated the objections contained in the letter instead of a proper
application which act fell below the prerequisite to the performance of
judicial office contrary to Principle 6.1 of the Uganda Code of Judicial 1
Conduct.
The Commission requested the respondent to take plea on the above
charge sheet. It should be noted that while the charge sheet contains
particulars indicating that the respondent recalled the warrant of
Attachment on 17 th August 2013, the Record of Appeal bears
respondent ’ s letter of recall which has already been reproduced in this
Judgment was actually dated 27 th August 2009.
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35
On 10 th December 2013, the respondent filed Constitutional Petition No.
55 of 2013 under Article 137 of the Constitution. In her Petition, she
alleged, among others, that several acts of the Commission contravened
and/or were inconsistent with several cited Articles of the Constitution.
The respondent prayed for eight declarations from the Constitutional
Court. Out of these, only two of the declarations she sought are relevant
to this appeal and were framed as follows:
(i) The act and/ or conduct of the Commission of preferring charges
against the petitioner in respect of acts/ omissions involving the recall
of a warrant, a common judicial practice which by itself does not
constitute a criminal/ disciplinary offence is inconsistent with and in
contravention of Articles 2, 20, 28, 42, and 44 of the Constitution. 1
(ii) The act and/or conduct of the Commission of lifting the judicial
immunity accorded to judicial officers and holding the Petitioner
persona lly lia ble for judicial acts and/ or omissions in the discharge
of her judicial work is inconsistent with and in contravention of
Articles 2, 20, 28, 42, 44, 128 (4), and 1 73 of the Constitution. i
The respondent also prayed for the following orders from the
Constitutional Court.
(i) An order to quash and expunge from the public records the charges
and Disciplinary Proceedings instituted by the Commission against
the Petitioner; 1
(ii) An order staying the Commission ’ s interviews and recruitment
process of judicial officers where your Petitioner is an eligible
candidate until hearing and final determination of the Petition;
(Hi) A permanent injunction against the Attorney General, the
Commission, its Disciplinary Committee, agents or servants
restraining them from continuing with the Disciplinary Proceedings
against your Petitioner or at all;
(iv) General damages be ordered to be paid for inconvenience, mental
anguish and injury occasioned to your Petitioner;
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1
(v) Costs of the Petition; and
(vi) Any other or further order as Court may deem fit.
On 22 nd October 2014, the Constitutional Court allowed the Petition and
made two declarations as follows:
1. The act and/ or conduct of the Commission of preferring charges
against the Petitioner in respect of acts/or omissions involving the
recall of a warrant, which are judicial acts is inconsistent with and in
contravention of Articles 2, 20, 28, 42, and 44 of the Constitution.
2. The act and/or conduct of the Commission of lifting judicial immunity
accorded to the Petitioner and holding her personally liable for her
judicial act of recalling the warrant in the discharge of her judicial work
is inconsistent with and in contravention of Articles 2, 20, 28, 42, 44,
128(4) and 173 of the Constitution.
The Constitutional Court declined to award the respondent damages but
awarded her costs of the Petition.
Dissatisfied with the above two declarations made by the Constitutional
Court, the Attorney General appealed to this Court on the following
grounds:
1. The Justices of the Constitutional Court erred in law and in
fact in declaring that the act and/or conduct of the
Commission of preferring charges against the petitioner in
respect of acts/or omissions involving the recall of a warrant,
which are Judicial acts, is inconsistent with and in
contravention of Articles 2, 20, 28, 42 and 44 of the
Constitution of the Republic of Uganda.
2. The Justices of the Constitutional Court erred in law and in
fact in declaring that the act and/or conduct of the
Commission of lifting the judicial immunity accorded to the
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1
petitioner and holding her personally liable for her judicial
act of recalling the warrant in the discharge of her judicial
functions is inconsistent with and in contravention of Articles
2, 20, 28, 42, 44, 128(4) and 173 of the Constitution of the
Republic of Uganda.
The Attorney General prayed that the appeal be allowed and the •
declarations and orders of the Constitutional Court be set aside. The
Attorney General also prayed for costs of the appeal.
Geofrey Madete represented the Attorney General at the hearing of this
appeal, while Fred Muwema and Andrew Oluka represented the
respondent. Counsel for both parties filed written submissions. At the
commencement of hearing this appeal, Court consulted both parties as
to whether any one of them had any objection to a previous and a
current member of the Commission being on the Coram. Both parties
indicated that they had no objection to either of the two members being
on the Coram.
In considering this appeal, I will first handle and dispose of ground 2 of
appeal.
Parties ’ submissions on Ground 2 of Appeal
Submitting on this ground, the Attorney General faulted the
Constitutional Court for failing to address itself to the mandate of the
Commission as provided for under Article 148 of the Constitution. As a
result, the Attorney General contended, the Constitutional Court reached
an erroneous holding that the Commission ’ s actions were ’
unconstitutional.
Submitting further on this ground, the Attorney General reiterated that
the Commission was a constitutional organ, whose functions were clearly
provided for under Articles 147 and 148 of the Constitution as well as
under section 5 of the Judicial Service Act, Cap 14, Laws of Uganda. The
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1
Attorney General conceded that Article 128 (4) of the Constitution grants
immunity to judicial officers from actions or suits while exercising
judicial power and that this immunity was essential for the independence
of judicial officers. However, the Attorney General contended that
judicial independence also had the potential to conceal possible
unethical behavior of Judges and all lower bench Judicial Officers.
Relying on the Bangalore Principles of Judicial Conduct, the Attorney
General contended that it was for this reason that Judicial Officers were
expected to follow ethical guidelines in their judicial conduct and ,
behavior.
The Attorney General submitted that in spite of the protection afforded to
judicial officers undei' Article 128(4) of the Constitution, the disciplinary
proceedings of the Commission were a special procedure during which
immunity could be lifted and the essence of accusations against a
Judicial Officer examined by the Commission in line with the provisions
of the Constitution.
Specifically citing Article 147 (1) (d) of the Constitution, the Attorney
General submitted that the Commission was constitutionally enjoined to ,
receive and process people ’ s recommendations and complaints. The
Attorney General further submitted that the Commission was acting
within its mandate, when it received a complaint against the respondent
alleging unprofessional conduct in the course of her judicial duties, and
when it informed her about the complaint on 25 th June 2013 and ,
requested her to submit a response.
Relying on Regulation 10(2) of the Judicial Service (Complaints and
Disciplinary Proceedings) Regulations, S.L No. 88 of 2005, the
Attorney General also contended that the Commission having determined
that a prima facie case had been established against the respondent, it ’
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accordingly prepared a charge sheet and invited the respondent to
appear before the Commission on 3 rd October 2013 for plea taking.
The Attorney General faulted the holding of the Constitutional Court as
being contrary to the principle of conclusiveness and exhaustiveness of
the Constitution. The Attorney General contended that the
Constitutional Court should have acted in consonance with the
constitutional interpretation principles of completeness and
exhaustiveness, and should not have read Article 128(4) of the
Constitution in isolation of Article 147(d) of the same Constitution. The
Attorney General submitted that if the learned Justices of the
Constitutional Court had read Article 128(4) together with Articles 147
(d) and 148 of the Constitution, they would have been alive to the fact
that judicial immunity is not absolute. He relied on this Court ’ s decision
i
in P.K. Ssemogerere & 2 ors v. Attorney General, Constitutional
Appeal No. 01 of 2002.
The Attorney General prayed to this Court to allow Ground 2 of appeal.
Respondent ’ s submissions on Ground 2 of Appeal
1
Submitting on this ground, counsel for the respondent prayed to this
Court to uphold the decision of the Constitutional Court that the
Commission ’ s act and/or conduct amounted to lifting the respondent ’ s
judicial immunity. Counsel for the respondent submitted that Article
128(2) of the Constitution clearly prohibited any person/authority from t
interfering with the Courts or Judicial Officers in the exercise of judicial
authority. He further submitted that the same Article 128 of the
Constitution guaranteed Judicial Officers immunity from any suit or
action for anything done while they are exercising judicial power or
performing their duties. 1
Counsel for the respondent contended that judicial immunity was an
absolute right enjoyed by judicial officers for anything done, whether
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wrong or right, spiteful or envious, malicious or done with hatred,
provided it was done in the exercise of judicial authority/power. Counsel
for the respondent further submitted that this judicial immunity was
firmly anchored injudicial independence. He argued that the only
remedy available to a party aggrieved with a decision made by a Judicial
Officer was to appeal against such a decision.
Relying on this Court ’ s decision in Aggrey Bwire vs Attorney General, ,
Supreme Court Civil Appeal No. 08 of 2010, counsel for the
respondent submitted that judicial immunity encompasses the liberty of
a judicial officer to adjudicate matters without interference from
Government, outsiders or the fear of disciplinary proceedings. Counsel
for the respondent further submitted that he was alive to the fact that in ,
Aggrey Bwire (supra), judicial immunity offered by Article 128(4) of the
Constitution was lifted because of the numerous complaints that had
been lodged against Bwire which included being untrustworthy, lack of
integrity, honor, dignity and conducting himself in a manner that was
prejudicial to the good image of the judiciary. Counsel argued that the ,
actions Bwire was accused of were clearly different from the actions
leading to charges which had been preferred against the respondent,
which related to conduct/acts done in the exercise of her judicial duties.
Counsel cited and relied on, among others, the definitions of judicial
power and judicial immunity in Black ’ s law Dictionary 9 th Ed at pages
924 and 818 respectively and on the dictum of Lord Denning MR in the
case of Sirros v. Moore & others [1975] Q.B. 118 to support the
respondent ’ s submissions. '
Respondent ’ s counsel also contended that the conduct/actions of the
respondent that the Commission sought to punish were actions done in
the exercise of judicial authority and that these actions were shielded by
the immunity conferred on the respondent under Article 128(4) of the
Constitution.
io
Counsel for the respondent submitted that charging the respondent with
the offences of Abuse of Judicial Authority and Contravention of the 1
Judicial Code of Conduct for performing her judicial duty was a denial
of her right to immunity. Counsel further contended that the particulars
5 of the charges the Commission had preferred against the respondent
revealed that the respondent was acting in her capacity as a Deputy
Registrar of the High Court when she recalled the warrant. 1
Counsel for the respondent submitted that judicial immunity was among
those other rights envisaged under Article 45 of the Constitution. He
10 also contended that Article 20(2) of the Constitution enjoined all
Government organs/agencies to promote this right in a manner similar
to those rights under Chapter 4 of the Constitution.
Counsel for the respondent prayed that the Court dismiss this ground of
appeal.
15 Constitutional provisions governing this Appeal
Before I proceed to consider the merits of this appeal, I have found it
important to lay out the constitutional provisions at issue in this appeal.
This Petition was filed under Article 137 (3) of the Constitution. This
article provides in the relevant part as follows:
i
20 “ A person who alleges that-
(a) ...
(b) any act or omission by any person or authority,
is inconsistent with or in contravention of a provision of this
i Constitution, may petition the Constitutional Court for a
25 declaration to that effect, and for redress where appropriate. ”
1
Furthermore, Article 132(3) of the Constitution mandates this Court to
hear appeals from the decision of the Constitutional Court.
Turning to the substantive provisions governing this appeal, it should be
noted that the Constitution not only guarantees the independence of the
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Judiciary as a whole, but also grants immunity to persons exercising
judicial authority from actions and/or suits for their acts and omissions
committed while they are exercising judicial authority. These twin
protections are firmly entrenched in Articles 128 (2) which provides as
follows:
“ No person or authority shall interfere with the Courts or
judicial officers in the exercise of their judicial functions. ”
Furthermore, Article 128 (4) of the Constitution provides for immunity to
judicial officers from actions while exercising judicial power thus follows:
“ A person exercising judicial power shall not be liable to any
action or suit for any act or omission by that person in the
exercise of judicial power. ” (underlining mine) !
The other constitutional provisions which are central to the disposal of
this appeal can be found in the provisions which established the
Commission, and lay out its functions and mandate.
Article 146 (1) & (2) of the Constitution establishes the Commission while 1
Article 147 of the Constitution provides for the functions of the
Commission. Article 147 (d) in particular vests in the Commission the
responsibility to receive and process people ’ s recommendations and
complaints as follows:
“ Receive and process people ’ s recommendations and complaints 1
concerning the judiciary and the administration of justice and,
generally, to act as a link between the people and the Judiciary ”
Furthermore, Article 148 of the Constitution gives the Commission
powers to appoint and exercise disciplinary control over certain
categories of judicial officers. It provides as follows: i
“ Subject to the provisions of this Constitution, the Judicial
Service Commission may appoint persons to hold or act in any
judicial office other than the offices specified in Article 147 (3)
of this Constitution and confirm appointments in and exercise
disciplinary control over persons holding or acting in such
offices and remove such persons from office. ” ,
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As the above provisions clearly show, the Constitution, on the one hand,
grants independence and protection on a person exercising judicial
power from ‘ any action or suit for any act or omission by that person in the
exercise of judicial power 1 . At the same time, the same Constitution
grants the Commission with the power to exercise disciplinary control
over judicial officers. The question that therefore arises is how should
these constitutional provisions be interpreted in relation to each other?
Overtime, Courts have developed principles which aid in the
interpretation of the provisions of a Constitution. One of these principles
which should guide this Court in consideration of this appeal is the rule ,
of harmony which requires that constitutional provisions should not be
looked at in isolation.
Another principle of constitutional interpretation that is relevant to this
appeal requires that where several provisions of the Constitution have a
bearing on the same subject, they should be read and considered
together so as to bring out the full meaning and effect of their intent.
None can be ignored or preferred over the other.
These principles were expounded on by this Court in Attorney General
v. Susan Kigula & 417 others, Constitutional Appeal No. 3 of 2006 i
as follows:
“ The Constitution should be looked at as a whole with no
provision destroying another, but provisions sustaining each
other. This has been said to be the rule of harmony or
completeness. It has also been settled by this Court that ,
provisions bearing on a particular issue should be considered
together to give effect to the purpose of the Constitution. ”
Similarly, in David Tinyefuza v. Attorney General, Constitutional
Petition No. 01 of 1996, Manyindo, D.C.J. (as he then was) expounded
on these principles as follows:
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1
“ The entire Constitution has to be read as an integrated whole,
and no one particular provision destroying the other but each
sustaining the other. This is the rule of harmony, rule of
completeness and exhaustiveness and the rule of paramountcy
of the written constitution. ”
In Paul Semogerere v. Attorney General, Constitutional Appeal No. •
01 of 2002, this Court cited with approval the decision of the US
Supreme Court in South Dakota v. North Carolina, 192 US 268
(1940) where the learned Justices held as follows:
"It is an elementary rule of constitutional construction that no
one provision of the Constitution is to be segregated from the
others and to be considered alone but that all the provisions
bearing upon a particular subject are to be brought into view
and to be interpreted as to effectuate the great purpose of the
instrument. "
This appeal requires me to construe various articles of the Constitution ,
with one another before I can confirm or reverse the findings and
declarations of the Constitutional Court. It therefore follows that the
principles cited above which have been previously followed by this Court
also apply to this appeal.
Court ’ s consideration of Ground 2 of Appeal
With the above principles in my mind, I shall now proceed to consider
ground 2 of appeal. In my view, a proper construction of Article 128 (4)
of the Constitution raises four scenarios regarding judicial immunity.
The first scenario arises in respect of any judicial act or decision done
when exercising judicial power. In this case, such Judicial Officer enjoys
absolute judicial immunity from any action or suit and no personal
liability can arise.
The second scenario is in respect of any omission made by a Judicial i
Officer during the exercise of judicial power. Again, under Article 128(4),
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a Judicial Officer is also not personally liable for his or her omissions
and cannot be sued for such omissions. An omission is defined in
Black ’ s Law Dictionary, 9 th Ed. at page 1197 as “ Something that is left
out, left undone or otherwise neglected. ” ,
It therefore follows that the failure, by a Judicial Officer to act as he or
she should have acted, is not a ground for holding him or her personally
liable, provided the failure to act, however erroneous, was in the course
of exercise of judicial power. The erroneous act or omission may be no
more than a legal error or a bona fide error of judgment. The only time 1
such action or omission can be faulted is in the course of review by
another Court.
The third scenario under Article 128 (4) arises where the conduct or
omission(s) of a Judicial Officer falls in the category of misconduct, even 1
though it may occur in the course of exercise of judicial power. Such
conduct which, on one hand, may lead to appellate review by a higher
Court may also lead to institution of disciplinary proceedings against
such a Judicial Officer. Such conduct or omission, in my view, is not
protected by judicial immunity conferred by Article 128(4) of the ,
Constitution. I find the words of the Michigan Supreme Court In the
Matter of Laster, 404 Mich. 449 (1979) 274 N. W'. 2d 742 persuasive
in this aspect. It was observed as follows:
“ Judicial conduct creating the need for disciplinary action can
grow from the same root as judicial conduct creating potential t
appellate review, but one does not necessarily exclude the other.
One path seeks to correct past prejudice to a particular party;
the other seeks to prevent potential prejudice to future litigants
and the judiciary in general. ”
However, the Commission should ensure that it is not investigating
exercise of judicial power that is a preserve of an appellate Court.
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Lastly, a proper construction of Article 128 (4) clearly shows that conduct
which is outside the course of exercise of judicial power is not protected
by immunity. Such conduct or omission includes conduct or omission
that is contrary to the law or the terms and conditions of service for
Judicial Officers such as reporting to work late or drunk, failure to write
judgments, incompetence, among others.
In the first two instances I discussed, the immunity accorded to a
Judicial Officer is absolute, whereas in the third category there is partial ,
immunity, which can be lifted, provided the conduct complained of
supports a charge of misconduct. In the fourth and last instance, it is
clear that no immunity is available to the Judicial Officer.
In all these four instances described above, it is very important and
necessary for the Commission to distinguish between the judicial
decision itself and the conduct complained of, which supports a charge
of misconduct.
The constitutional provisions on judicial immunity notwithstanding, it is
also clear that the Constitution recognized that there was need for people i
to participate in the administration of Justice. The framers of our
Constitution envisaged that the participation of people would include
citizens making recommendations as well as complaints against the
judiciary and the administration of justice.
<
Furthermore, although the same Constitution recognized the need to
confer immunity to judicial officers while exercising judicial power, it also
created a mechanism for dealing with judicial officers who were either •
incompetent or those who misconduct themselves while exercising their
judicial functions.
The Constitution specifically entrusted the Commission to receive
complaints (under Article 147 (1) (d) of the Constitution) and to exercise
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disciplinary control over those judicial officers below the rank of
Registrar (under Article 148 of the Constitution), if the situation so
warranted. It is thus clear that under Article 147 of the Constitution the i
Commission is given power to receive complaints and investigate them.
Implied under this Article is also the power of the Commission to dismiss
the complaint when the Commission has found no merit in it or when it
falls outside the mandate of the Commission.
The power vested in the Commission to exercise disciplinary control over
certain categories of Judicial Officers is directly provided for under
Article 148 of the Constitution. The question that needs to be resolved in
this appeal is when is the Commission permitted to institute disciplinary
proceedings under Article 148 of the Constitution which would not
contravene Article 128 (2) & (4) of the Constitution?
The answer to the above question lies in both Articles 148 and 128(4) of
the Constitution. Article 148 which empowers the Commission to
exercise disciplinary control over judicial officers below the rank of
Registrar starts with the proviso 'subject to the provisions of this i
Constitution. ’ The significance of this proviso is that the Commission
should exercise its power under Article 148 of the Constitution in such a
way that it does not contravene other provisions of the Constitution.
One such provision of the Constitution is Article 128(4) which I have
already analyzed. 1
A proper construction of Article 128 (4) of the Constitution clearly shows
that the Constitution prohibited any action or suit against any Judicial
Officer for their judicial acts or bona fide omissions made when
exercising judicial power. The language of the Constitution is i
unequivocal in this aspect: once a Judicial Officer is exercising judicial
power, no one, be it the Commission, a Government department or an
individual is allowed to institute any action or suit against that Judicial
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Officer arising from his or her exercise of judicial power to perform a
judicial act.
The Commission would be contravening Article 128(4) if it initiates any
disciplinary proceedings against a Judicial Officer based on: (a) a
complaint on a judicial act or (b) a Judicial Officer ’ s judicial actions or
bona fide omissions made during the exercise of a judicial power.
On the other hand, it is also clear that as long as the Commission is not
investigating exercise of judicial power or a bona fide error or omission
committed in the exercise of judicial power, the Commission will not be
acting contrary to the provisions of the Constitution for it to open and
conduct disciplinary proceedings against a judicial officer for inability to
perform the functions of his or her office, misbehaviour/misconduct or
incompetency.
It also follows that any proceedings that the Commission may bring
against a Judicial Officer over whom it has a disciplinaiy mandate, which
are based on a complaint not involving acts or omissions arising out of
exercise of judicial power are permissible under Article 148 of the
Constitution and would not contravene or be inconsistent with Article
128(4) of the Constitution.
I note that whereas the learned Justices of the Constitutional Court
correctly held that the lifting of the respondent ’ s judicial immunity
contravened Article 128 (4) of the Constitution, they failed, in my view, to
elucidate on the powers of the Commission regarding its mandate to
exercise disciplinary control over certain judicial officers. This could
have gone a long way in addressing some of the issues raised by the
Attorney General in this appeal.
As I observed earlier, the Constitution envisages the Commission to
exercise disciplinary control over Judicial Officers for complaints based
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on either inability to perform the functions of the judicial office or
misconduct by a judicial officer. Indeed for the higher bench, the
Constitution provides in Article 144 (2) of the Constitution as follows:
"A judicial officer may be removed from office only for-
(a) inability to perform the functions of his or her office arising
from infirmity of body or mind;
(b) misbehaviour or misconduct; or 1
(c) incompetence,
but only in accordance with the provisions of this article.
Although the Constitution does not have a similar provision for other
Judicial Officers who are appointed by the Commission, it cannot be that
such grounds as are mentioned in Article 144(2) would only be applicable ,
to Judicial Officers sitting on the higher bench, but would not apply for
those Judicial Officers sitting on the lower bench, such as the
respondent in this appeal.
Note should be made of the fact that while inability to perform the
functions of a judicial office, either from infirmity of mind or body would
not be as difficult to prove, the Commission needs to take caution when
it is proceeding on complaints based on alleged misconduct of a Judicial
Officer in the course of exercise of judicial power. This is so because the
line between judicial error and judicial misconduct is not always clearly
drawn out. This may be more evident when a Judicial Officer has been
charged with the offence of abuse of judicial authority. This point has
been underscored in several persuasive authorities such as R. R. Parekh
v. High Court of Gujrat &> anor, Civil Appeal Nos. 6116-6117 of
2016 where the Supreme Court of India held as follows:
“ A charge of misconduct against a Judicial officer must be
distinguished from a purely erroneous decision whether on law
or on fact. The legality of a Judicial determination is subject to
such remedies as are provided in law for testing the
correctness of the determination. It is not the correctness of the
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verdict but the conduct of the officer which is in question. The
disciplinary authority has to determine whether there has
emerged from the record one or more circumstances that
indicate that the decision which forms the basis of the charge
of misconduct was not an honest exercise of judicial power.
Similarly, in Re Hon. Lisa O. Gorcyca, MSC Petition No. 152831 of ,
2017, the Supreme Court of Michigan rightly observed that:
“ Distinguishing judicial misconduct from legal error is not a
simple endeavour. ”
Where the act or omission which supports the charge of misconduct is
outrightly outside the exercise of judicial power, the Commission will not
find it hard to proceed to investigate and prefer charges if the
investigation warrants it. Regulation 23 of the Judicial Service
Regulations, 2005 S.I. 87 of 2005 is quite insightful in this aspect. It
lists instances where a judicial officer ’ s act or omission may lead to
outright disciplinary action. These include practicing favoritism,
nepotism, discrimination, corruption, habitual late coming, absconding
from duty without reasonable excuse and insubordination.
However, while I appreciate that judicial conduct warranting disciplinary
action may also emanate from the judicial decision making process, we ’
should not lose site of the danger of subjecting such judicial errors of law
before the Commission for purposes of determining whether misconduct
existed. In my view, such action would inevitably lead to erosion of
judicial independence of Judicial Officers in the course of making judicial
decisions. ■ Consequently, Judicial Officers will start treading carefully so 1
as not to attract the wrath of the Commission ’ s Disciplinary Committee.
The initiation of such proceedings is likely to shake the confidence of
such a Judicial Officer acting bona fide and may also affect his or her
independence. I find the words of the Alaska Supreme Court In re
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1
Curda, 49 P. 3d 255, 261 appropriate in this instance. It was stated
therein as follows:
“ All Judges make legal errors. Sometimes this is because
legal principles are unclear. Other times the principles are
clear, but whether they apply to a particular situation may
not be. Whether a Judge has made a legal error is frequently
a question on which disinterested, legally trained people can
reasonably disagree. And whether legal error has been
committed is always a question that is determined after the
fact, free from the exigencies present when the particular 1
decision in question was made.
Further, Judges must be able to rule in accordance with the
law which they believe applies to the case before them, free
from extraneous considerations of punishment or reward.
This is the central value of judicial independence. That value ,
is threatened when a judge confronted with a choice of how
to rule-and Judges are confronted with scores of such choices
every day-must ask not "which is the best choice under the
law as I understand it," but "which is the choice least likely
to result in Judicial discipline?"
1
Having stated as above, the Court concluded that ‘ legal error that is
neither willful nor part of a repeated pattern of misconduct is not an
appropriate subject of disciplined
There is therefore need for extreme care and caution before initiation of
disciplinary proceedings against a Judicial Officer for purposes of 1
determining whether or not there was misconduct in a legal error arising
out of exercising of judicial power.
Having laid out and analyzed the constitutional framework underlying
this appeal, I will now proceed to consider the merits of ground 2 of
appeal.
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1
I have already highlighted the provisions of Articles 128 (2) 86 (4), 147 (d)
and 148 of the Constitution and the relevant principles of constitutional
interpretation. I had also earlier on in my analysis of Article 128 (4)
stated that a judicial officer has absolute immunity with respect to any 1
judicial act/decision and/or a bona fide omission arising out of the
exercise of judicial power.
The pertinent question to therefore ask at this stage is whether the
respondent, in recalling a warrant of attachment and sale was exercising
judicial power and performing a judicial act. The learned Justices of the 1
Constitutional Court answered this question in the affirmative.
Black ’ s Law Dictionary, 9 th Ed at page 28 defines a judicial act as ‘ an
act involving the exercise of judicial power. ’
Judicial power on the other hand, is defined by the same dictionary at
page 924 as follows:
“ the authority vested in courts and judges to hear and decide
cases and to make binding judgments on them; the power to
construe and apply the law when controversies arise over what
has been done or not done under it. ” 1
In this particular case, the respondent ’ s judicial power to make orders
for attachment is provided for in Order 50 Rule 4 of the Civil Procedure
Rules as follows:
“ Formal orders for attachment and sale of property and for the
issue of notices to show cause on applications for arrest and
imprisonment in execution of a decree of the High Court may be
made by the registrar. ”
Although Order 50 Rule 4 only provides for power to issue formal orders,
I note that a Judicial Officer exercising powers to issue warrants is
vested with other judicial powers provided for under section 98 of the
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1
Civil Procedure Act, Cap 71, Laws of Uganda. This section provides for
the inherent powers of the Court as follows:
“ Nothing in this Act shall be deemed to limit or otherwise affect i
the inherent power of the court to make such orders as may be
necessary for the ends of justice or to prevent abuse of the
process of the court. ”
Thus, if in the respondent ’ s view, the recall of the warrant of attachment
and sale was necessary, section 98 above gave her that mandate.
The Constitutional Court found that the respondent ’ s acts were judicial
acts and held as follows:
“ The Petitioner carried out a judicial act of recalling the warrant
of attachment...After carefully examining the circumstances
under which the Petitioner exercised her discretion to recall the 1
warrant, we consider that her being charged with disciplinary
offences in the circumstances went against the spirit and letter
of the Constitution, particularly Articles ... 128(4) of the
Constitution...It is important to note that the words used in the
article are ‘ any act or omission ’ . No distinction is made
between administrative and non-administrative actions. t
Therefore holding the Petitioner personally liable for the
judicial act of recall of a warrant of attachment contravened
the above Article. ”
It should be noted that the Constitution did not make a distinction
between administrative and non-administrative decisions. The
respondent still enjoyed the immunity granted to her by Article 128(4) of
the Constitution.
From the above holding of the Constitutional Court, it is also evident that
the Constitutional Court found that (a) the respondent was exercising
judicial power, (b) that the act of recalling a warrant of attachment was a i
judicial act, (c) that she was therefore entitled to the protection accorded
to judicial officers under Article 128 (4) of the Constitution.
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Whether or not the respondent followed the propel' procedure in recalling
the warrant is a different matter. What is important is that she exercised
judicial power to do so. I therefore agree with the learned Justices of the
Constitutional Court that the respondent ’ s recall of a warrant amounted
to a judicial act. In the circumstances the provisions of Article 128 (4)
would be applicable to the respondent.
Black ’ s Law Dictionary 9 th Edn at page 818 defines judicial immunity as
follows:
“ The immunity of a Judge from civil liability arising from the
performance of judicial duties. ”
In Sirros v. Moore, [1974] 3 All ER 776, 781-782, Lord Denning
expounded on the meaning of immunity as follows: 1
“ ...it has been accepted in our law that no action is maintainable
against a Judge for anything said or done by him in the exercise
of a jurisdiction which belongs to him. The words which he
speaks are protected by an absolute privilege. The orders which
he gives, and the sentences which he imposes, cannot be made ,
the subject of civil proceedings against him. No matter that the
Judge was under some gross error or ignorance, or was actuated
by envy, hatred and malice, and all uncharitableness, he is not
liable to an action. The remedy of the party aggrieved is to
appeal to a court or appeal or to apply for harbeas corpus, or a
writ of error or certiorari, or take some such step to reverse his
ruling. Of course, if the Judge has accepted bribes or been in the 1
least degree corrupt, or has perverted the course of justice, he
can be punished in the criminal courts. That apart, however, a
judge is not liable to an action for damages. The reason is not
because the judge has any privilege to make mistakes or to do
wrong. It is so that he should be able to do his duty with
complete independence and free from fear. ” ■>
I note that the Constitution does not define what amounts to a suit or
action under Article 128 (4) of the Constitution. I also note that the
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majority have found that disciplinaiy proceedings do not fit within an
‘ action or suit ’ envisaged under Article 128 (4) of the Constitution. 1
The question that I need to resolve is whether disciplinaiy proceedings by
the Commission arising out of a complaint against a Judicial Officer in
the course of exercising judicial power can amount to an ‘ action or suit ’
as envisaged under Article 128(4) of the Constitution.
Black ’ s Law Dictionary 9 th Edn. at page 32 defines one of the meanings
of the word ‘ action ’ as follows:
“ ...4. A civil or criminal judicial proceeding- Also termed action
at law.
Black ’ s Law Dictionary then cites with approval Estee ’ s Pleadings,
Practice, and Forms to expound on this definition as follows:
‘ An action has been defined to be an ordinary proceeding in a
Court of Justice, by which one party prosecutes another
party for the enforcement or protection of a right, the 1
redress or prevention of a wrong, or the punishment of a
public offence. But in some sense this definition is equally
applicable to special proceedings. More accurately, it is
defined to be any judicial proceedings, which, if conducted to
a determination, will result in a Judgment or decree. The
action is said to terminate at Judgment. ” Emphasis mine.
It is also important to note that Black ’ s Law Dictionary (supra) at page
531 defines ‘ Disciplinary Proceedings ’ as follows:
“ An action brought to reprimand, suspend, or expel a licensed
professional or other person from a profession or other group
because of unprofessional, unethical, improper, or illegal ,
conduct. ” Emphasis Mine
In Australia Apple & Pear Marketing Board v. Tanking (1942) 66
CLR 77 at page 83, cited in Words & Phrases Legally Defined Vol 2:
D-J at page 496, which I find persuasive, it was held that:
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“ The term ‘ Judicial ’ does not necessarily mean acts of a Judge
or legal tribunal sitting for the determination of matters of
law, but for the purpose of this question a judicial act seems
to be an act done by a competent authority, upon
consideration of facts and circumstances, and imposing
liability or affecting the rights of others. ”
On the other hand, the term suit is defined by the same dictionary at 1
page 1572 as follows:
“ Any proceedings by a party or parties against another in a
court of law. ”
I also wish to state that in determining whether proceedings before the
Disciplinary Committee of the Commission amount to an action, the
basis of such determination should not only be on the statutory
character of the Disciplinary Committee. Rather the character of the
functions of conducting a hearing and proceedings before it should also
be considered.
In light of the persuasive authorities above, it is my view that
proceedings before the Commission ’ s Disciplinary Committee have all the
features/hallmarks of an action envisaged before a judicial body, namely:
a complaint culminating into a charge (evidenced by a charge sheet)
against a Judicial Officer (the respondent) and a prosecutor to prosecute 1
the charges against a Judicial Officer. All this adjudication takes place
before a body empowered to determine such matters-the Disciplinary
Committee and eventually, the Commission itself. Furthermore in the
process of conducting the hearings up to making a finding, the
Disciplinary Committee has all the powers of a quasi judicial body which i
are similar to those of a Court.
Black ’ s Law Dictionary (supra) at page 1364 defines the term ‘ quasi
judicial ’ as follows:
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“ Of, relating to, or involving an executive or administrative
official ’ s adjudicative acts. Quasi judicial acts, which are
valid if there is no abuse of discretion, often determine the
fundamental rights of citizens. They are subject to review by
Courts. ”
Black ’ s Law Dictionary then cites with approval A Text of
Jurisprudence 4 th Edn to expound on this definition as follows:
( Quasi judicial is a term that is...not easily definable. In the
United States, the phrase covers judicial decisions taken by
an administrative agency-the test is the nature of the tribunal
rather than what it is doing. In England quasi judicial
belongs to the administrative category and is used to cover 1
situations where the administrator is bound by the law to
observe certain forms and possibly hold a public hearing but
where he is a free agent in reaching the final decision. If the
rules are broken, the determination may be set aside, ... ”
The Citizens ’ Handbook which was compiled by the Commission is also (
quite insightful on what quasi-judicial bodies are. At page 11 of ‘ A
Citizen ’ s Hand Book on Law & Administration of Justice in
Uganda ’ , 3 rd Edn. (A publication of the JSC), it is stated as follows:
“ Quasijudicial bodies are administrative or official bodies or
persons that have powers to make judicial decisions that ,
affect the rights of others. For instance, disciplinary
committees, such as that of the Law Council, the Police
Disciplinary Committee, the Public Service Commission,
Judicial Service Commission , and the Medical <& Dental
Practitioners Board have quasi judicial powers. ” Emphasis
mine.
i
Because the disciplinary Committee of the Commission is a quasi-
judicial body having and exercising quasi judicial powers, I find that the
charges (based on a complaint the Commission receives) against a party
before the disciplinary committee and the proceedings that follow qualify
as actions envisaged under Article 128 (4) of the Constitution.
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1
I also wish to note that the Attorney General in his submissions also
acknowledges that the Commission ’ s disciplinary proceedings are ‘ a
special procedure. ’ As I stated earlier, this special procedure falls under
the definition of ‘ action ’ as expounded in Black ’ s Law Dictionary.
In light of my analysis above I find that in making a determination, the
disciplinary committee of the Commission is exercising a quasi-judicial
function. It therefore follows that the procedure before the Disciplinary
Committee is a quasi judicial process. This inevitably leads me to the
conclusion that the Disciplinary Committee has all the hallmarks of a ,
quasi-judicial body.
It is therefore correct to argue that Disciplinary Proceedings before the
Commission amount to an action envisaged under Article 128(4) of our
Constitution. As such, it follows that the action which has the effect of
reviewing legal errors for purposes of finding misconduct fall within
actions that are prohibited under Article 128 (4) of the Constitution.
I therefore respectfully disagree from the finding of the majority that
disciplinary proceedings do not amount to an action envisaged under
Article 128(4) of the Constitution. 1
As I noted earlier, the Commission charged the respondent on the basis
of a complaint which was lodged by Asiimwe Diana Jackline. Ms.
Asiimwe alleged that the respondent fraudulently frustrated her
execution process by irregularly recalling a warrant of attachment and
sale of property. According to the complainant, the irregularity was
manifested by among others (i) recalling a warrant of attachment and
sale of some properties of the judgment debtor by letter and not another
Court Order, (ii) failure to give the complainant or her lawyers a hearing
on grounds that she was avoiding unnecessary objector proceedings,
which the complainant would have preferred.
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1
In my view, a review of the charge sheet would go a long way in helping
this Court to determine whether or not the Commission ’ s preference of
charges against the respondent in the circumstances lifted the
respondent ’ s judicial immunity. 5
Under count 1 of the charge, the particulars of the charge of Abuse of
Judicial authority was that the respondent irregularly recalled an order
of attachment and sale of property which frustrated the execution
process. I note that the Commission did not specify the respondent ’ s
acts or omissions which constituted the ‘ irregular recall ’ to support the
charge of misconduct. In the absence of the acts or omission that would
constitute an irregular recall that could warrant a charge of misconduct,
the Commission, in my view, was doing what an appellate Court was
supposed to do-that is, examine whether the recall was proper or not.
i
With regard to count 2 which still related to the charge of abuse of
judicial authority, the particulars of the charge are that the respondent
acted on a letter from a third party to recall the warrant without
according the complainant the right to be heard. Just like in the
preceding count 1, the Commission did not specify in the particulars of 1
the charge how the respondent ’ s reliance on a letter to recall a warrant
amounted to misconduct warranting disciplinary action.
In my view, the particulars as they stand show that the Commission was
reviewing the legal process taken by the respondent to recall the warrant.
This review process fell under the docket of an appellate Court and not
the Commission.
Lastly under count 3, the respondent was faulted for ‘ irregularly acting
on claims of a third party ’ to investigate an objection contained in a letter
instead of a proper application. Just like in count 1, the Commission did
not specify the respondent ’ s acts or omissions that constituted
‘ irregularly acting ’ on the claims of a third party that would warrant a
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i
charge of misconduct. In the absence of these acts and/or omissions,
the proper entity to do this review process was an appellate Court.
Before I take leave of count 3, I note that the Commission was faulting i
the respondent for recalling a warrant of attachment administratively.
Even if it is argued that the recall was an administrative process, it was
still a judicial decision since it involved exercise of judicial power. My
view is fortified by interpretation of the term judicial duties ’ in ‘ Words
and Phrases Judicially Defines (I-N) vol 3 at page 181 which defines i
the term as follows:
“ The word ‘ judicial ’ has two meanings. It may refer to the
discharge of duties exercisable by a judge or justices in Court,
or to administrative duties which need not be performed in
Court, but in respect of which it is necessary to bring to bear a ,
judicial mind-that is, a mind to determine what is fair and just
in respect of the matters under consideration. ”
I also note that under the above 3 counts, the Commission acknowledged
that the respondent acted in the course of working as a ‘ Deputy Registrar
in the High Court (Commercial Division) ’ . It can therefore be argued that
that the Commission preferred charges of misconduct against the
respondent which were in respect of her exercise of judicial power to
recall a warrant of attachment and sale of property.
A further review of the charge sheet clearly shows that the Commission
did not distinguish between the judicial act and the non judicial acts that 1
constituted a disciplinary offence. As I held earlier, clearly, the preferring
i of charges in respect of the judicial act for the recall of a warrant was
unconstitutional.
Thus, from the way all the 3 counts were framed, the Commission was ,
set to review the process of recall of a warrant (a judicial act) by the
respondent, which review amounted to a judicial process that was a
preserve of a higher Court.
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Furthermore, the respondent ’ s acts being judicial acts, they fell squarely
under my first interpretation of Article 128 (4) of the Constitution. The
question whether the recall was right or wrong could not and cannot be
answered by the Commission, through its exercise of its disciplinary
control over the respondent. This is because the Commission did not
have the mandate to question a judicial act carried out by the
respondent. In the circumstances, it is my finding that by preferring
charges against the respondent, the Commission lifted the respondent ’ s
judicial immunity. Furthermore, I also find that the lifting of the
respondent ’ s judicial immunity was inconsistent with Article 128 (2) & (4)
of the Constitution.
In conclusion on this ground, I have found that: (a) the charges preferred i
against the respondent emanated from her recall of a warrant of
attachment and sale of property, (b) the respondent ’ s actions of recall of
a warrant amounted to a judicial act, (c) the respondent carried out this
judicial act in the course of exercising her judicial power, and (d) the
charge sheet did not show the irregular conduct that amounted to 1
misconduct.
In light of the provisions of Article 128(4) of the Constitution already
cited and discussed in this Judgment, the respondent was immune from
any action or suit in respect of the recall of this warrant. It therefore
i
follows that by preferring charges against the respondent in respect of a
judicial act, the Commission was doing exactly what the Constitution
prohibited under Article 128(4). The charging of the respondent
therefore went against the letter and spirit of the Article.
It is my finding that the Commission unjustifiably lifted the respondent ’ s
judicial immunity when it preferred charges against her for her
performance of a judicial act.
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I therefore agree with the conclusion reached by the learned justices of
the Constitutional Court that the act and/or conduct of the Commission 1
of lifting the judicial immunity accorded to the respondent with respect
to her judicial act of recalling a warrant of attachment in the discharge of
her judicial work, contravened Article 128(4) of the Constitution. Ground
2 of this appeal fails in as far as it faults the findings and declaration of
the Constitutional Court on the lifting of the respondent ’ s immunity. 1
Before I take leave of this ground, I need to address myself to a
submission made by the Attorney General regarding the need for a
Judicial Officer facing disciplinary proceedings to appear and raise the
defence of judicial immunity.
The Attorney General submitted that the respondent was entitled to raise
the protection accorded to her under Article 128(4) of the Constitution in
her own defence. As I noted earlier, although the Constitution vests the
Commission with powers to take disciplinary action against judicial
officers, it is also incumbent on the Commission to adhere to the 1
Constitution in the course of executing its mandate. It therefore follows
that the Commission should at all times ensure that it does not initiate
disciplinary proceedings against any Judicial Officers which contravene
or are inconsistent with Article 128 of the Constitution. The Commission
only has powers to handle complaints against Judicial Officers which i
pass Article 128 (4) test.
A question that arises from this is whether a Judicial Officer who
believes that his or her actions are protected by judicial immunity should
decline to appear before the Commission when called upon to do so? My
view is that where the Commission has reviewed the complaint and seen
it fit to charge a Judicial Officer for a disciplinary offence, it is incumbent
on such Judicial Officer to appear before the Commission and raise the
defence of judicial immunity.
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•)
1
the Commission contravened the Constitution when it lifted her judicial
immunity which is protected by Article 128 (4) of the Constitution.
Given my finding above, it also follows that the Commission contravened
the provisions of Article 128 (4) of the Constitution, when it preferred
charges against the respondent for recalling a warrant of attachment and
sale. I therefore find that the Constitutional Court did not err when it so
held.
Court's consideration of other findings of the Constitutional Court 1
I note that under both Ground 1 and Ground 2 of this appeal, the
Attorney General also challenged the holding of the Constitutional Court
that the acts of the Commission also contravened Articles 2, 20, 28, 42,
44 and 173 of the Constitution.
i
None of the parties canvassed these provisions at the Constitutional
Court. I however note that despite this omission by the parties, the
learned Justices of the Constitutional Court made a finding on them by
holding that the Commission ’ s acts violated Articles 2, 20, 28, 44 and
173 of the Constitution. The learned Justices of the Constitutional Court i
did not show how they came to the conclusion that the Commission ’ s
acts violated Articles 2, 20, 28, 44 and 173 like they did in respect of
Article 128 of the Constitution.
Furthermore, in arguing both grounds of appeal in this Court, the
Attorney General did not canvass how the Constitutional Court erred in
holding that the above provisions were violated by the Commission ’ s
actions. The respondent in turn did not canvass them as well. In my
view, it was incumbent on the Attorney General to present arguments in
this Court why the learned Justices of the Constitutional Court erred in
holding that the Commission ’ s acts contravened the above Articles.
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Ground 1 of Appeal
This ground was framed as follows:
The Justices of the Constitutional Court erred in law and in
fact in declaring that the act and/or conduct of the Commission
of preferring charges against the petitioner in respect of
acts/or omissions involving the recall of a warrant, which are i
judicial acts, is inconsistent with and in contravention of
Articles 2, 20, 28, 42 and 44 of the Constitution of the Republic
of Uganda.
The Attorney General ’ s submissions
Some of the submissions the Attorney General argued under this ground 1
have already been canvassed in Ground 2. I only wish to recap that the
Attorney General contended that the act of the Commission ’ s
Disciplinary Committee of preferring charges against the respondent was
not inconsistent with Articles 2, 20, 28, 42, and 44 of the Constitution.
The Attorney General submitted that the Commission having perused
both the complaint and the response from the respondent and having
determined that a prima facie case had been established against her,
accordingly prepared a charge sheet and invited her to appear before the
Commission for plea taking. 1
The Attorney General also contended that the Commission ’ s act of
preferring charges against the respondent was consistent with the
functions the Commission is enjoined to perform under Article 147 (d) of
the Constitution and that no immunity was lifted by the Commission in
the respondent ’ s case.
The Attorney General further contended that the respondent was at all
times lawfully before the Disciplinary Committee of the Commission and
that she was entitled to raise the protection accorded to her under Article
128(4) of the Constitution in her own defence. The Attorney General
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conceded that the provisions of Article 128(4) of the Constitution granted
a judicial officer immunity. However, the Attorney General submitted
that, in consonance with the constitutional interpretation rule of
completeness and exhaustiveness, Article 128 (4) of the Constitution
which guarantees judicial immunity should not be read in isolation of
Article 147 (d) of the same Constitution.
The Attorney General further contended that in any event, the defence of
judicial immunity and independence was available to the respondent to
invoke in the disciplinary proceedings instituted by the Commission, an
option the respondent ignored. Lastly, the Attorney General argued that ,
by holding that the act of preferring charges was inconsistent with the
provisions of the Constitution, the Constitutional Court was flouting
Article 147(d) of the Constitution.
Respondent ’ s Submissions
i
Counsel for the respondent defended the findings and declarations of the
Constitutional Court. He reiterated his earlier submissions and
conceded that the Commission has power to exercise judicial control over
judicial officers like the respondent. Counsel conceded that the
Commission can handle peoples ’ complaints in this regard under Article
147(1) (d) of the Constitution.
He however contended that Article 147 of the Constitution should not be
invoked to undermine Article 128 of the Constitution, which guarantees
independence of the judiciary and protects the right of immunity of
Judicial Officers for actions done in the exercise of their judicial duty.
He further contended that judicial independence/immunity was the
substratum upon which any judicial system was built.
Counsel for the respondent further contented that whereas it was not
refuted that charges against the respondent emanated from her recall of
a warrant of attachment, the Attorney General had failed to demonstrate
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to this Court or the Constitutional Court that the recall was irregular or
that it warranted disciplinary action.
Counsel for the respondent further submitted that the act of recalling
warrants was widely practiced in our judicial system and that the
respondent had demonstrated this by attaching to her Affidavit in
Support of the Petition several letters recalling warrants of attachment
from different Judicial Officers. These letters appear at pages 38-55 of
the Record of Appeal.
Counsel for the respondent also submitted that the Constitutional Court 1
confirmed this practice (of recalling warrants of attachment) in its
Judgment and held that it was a common judicial practice performed by
judicial officers such as Registrars, in the exercise of their duties.
Counsel further contended that this did not amount to abuse of judicial
authority or a contravention of the Judicial Oath. i
Consideration of Ground 1 of appeal.
In holding that the Commission contravened the Constitution when it
preferred charges against the respondent for her recall of a warrant of
attachment, the Constitutional Court held as follows:
’ 1
“ The petitioner carried out a judicial act of recalling the warrant
of attachment. It has not been demonstrated that what she did
was not a judicial act. After carefully examining the
circumstances under which the Petitioner exercised her
discretion to recall the warrant, we consider that her being
charged with disciplinary offences in the circumstances went i
against the spirit and letter of the Constitution, particularly
Articles 2, 20, 28, 42, 44, 128 (4) and 173. ”
In my consideration of ground 2 of appeal, I concurred with the findings
of the learned Justices of the Constitutional Court that the respondent ’ s
action of recall of the warrant of attachment was a judicial act and that
35
5
10
15
20
25
Be that as it may, I find that there was no basis for the learned Justices
of the Constitutional Court to hold that the Commission ’ s acts of
preferring charges against the respondent and of lifting her judicial
immunity contravened any of the cited Articles, with the exception of
Article 128 (4). To this extent, I therefore agree with the Attorney
General that the Constitutional Court erred when it held that the
Commission ’ s acts contravened Articles 2, 20, 28, 44 and 173 of the
Constitution.
1
Orders and Declarations.
The Attorney General prayed that the appeal be allowed with costs. On
the other hand, the respondent only prayed to this Court to dismiss this
appeal with costs.
The appellant ’ s grounds of appeal have majorly failed. I would
accordingly dismiss this appeal with costs to the respondent.
I would modify the Declarations and orders of the Constitutional Court
as follows: ,
(a) The act and/or conduct of the Commission of preferring charges
against the respondent in respect of a judicial act of recalling a
Warrant of Attachment contravened and was inconsistent with
Article 128 (2) & (4) of the Constitution.
(b) The act and/or conduct of Commission of lifting the judicial immunity
accorded to the respondent and charging her in respect of her
judicial act of recall of a warrant of attachment contravened and was
inconsistent with Articles 128(2) & (4) of the Constitution.
(c) The order of costs made by the Constitutional Court is hereby
confirmed.
I would also make the following additional orders:
37
(a) The Constitutional Court erred in holding that the Commission ’ s
acts/conduct of lifting the respondent ’ s judicial immunity for the
judicial act of recalling a warrant of attachment and sale contravened
Articles 2, 20, 28, 44 and 173 of the Constitution when these
5 allegations had not been canvassed by the parties.
(b) The Constitutional Court erred in holding that the Commission ’ s
acts/conduct of preferring charges against the respondent for the
judicial act of recalling a warrant of attachment and sale contravened
Articles 2, 20, 28, 44 and 173 of the Constitution when these
io allegations had not been canvassed by the parties.
(c) The respondent is hereby awarded the costs of this appeal.
/■ — Dated at Kampala this ....... day of .....Cc.^.S^f..... 2018.
JUSTICE DR. ESTHER KISAAKYE
JUSTICE OF THE SUPREME COURT.
38
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