Case Law[2024] ZACC 27South Africa
Charnell Commando and Others v City of Cape Town and Another (CCT 49/23) [2024] ZACC 27; 2025 (3) BCLR 243 (CC); 2025 (3) SA 1 (CC) (20 December 2024)
Constitutional Court of South Africa
20 December 2024
Headnotes
Summary: Gentrification — eviction — temporary emergency accommodation — inner city
Judgment
begin wrapper
begin container
begin header
begin slogan-floater
end slogan-floater
- About SAFLII
About SAFLII
- Databases
Databases
- Search
Search
- Terms of Use
Terms of Use
- RSS Feeds
RSS Feeds
end header
begin main
begin center
# South Africa: Constitutional Court
South Africa: Constitutional Court
You are here:
SAFLII
>>
Databases
>>
South Africa: Constitutional Court
>>
2024
>>
[2024] ZACC 27
|
Noteup
|
LawCite
sino index
## Charnell Commando and Others v City of Cape Town and Another (CCT 49/23) [2024] ZACC 27; 2025 (3) BCLR 243 (CC); 2025 (3) SA 1 (CC) (20 December 2024)
Charnell Commando and Others v City of Cape Town and Another (CCT 49/23) [2024] ZACC 27; 2025 (3) BCLR 243 (CC); 2025 (3) SA 1 (CC) (20 December 2024)
Download original files
PDF format
RTF format
Links to summary
PDF format
RTF format
Heads of argument BEGIN
Heads of arguments
PDF format
Heads of argument END
make_database: source=/home/saflii//raw/ZACC/Data/2024_27.html
sino date 20 December 2024
FLYNOTES:
EVICTION – Gentrification –
Temporary
emergency accommodation
–
Implementation
– Whether City acted reasonably in not delivering emergency
housing in inner city – Unreasonably
failed to adopt its own
policy to be implemented in conjunction with emergency housing
program – Fails to make provision
for any temporary
emergency accommodation in inner city in face of foreseeable
evictions – Unreasonably compounds legacy
of spatial
apartheid – Appeal upheld – Constitution, s 26.
SAFLII
Note:
Certain
personal/private details of parties or witnesses have been
redacted from this document in compliance with the law
and
SAFLII
Policy
CONSTITUTIONAL
COURT OF SOUTH AFRICA
Case
CCT 49/23
In
the matter between:
CHARNELL
COMMANDO
First Applicant
GICILLE
VANESSA COMMANDO
Second Applicant
PRISCILLA
NEL
Third Applicant
DYLAN
NEL
Fourth Applicant
MA-AIDA
ABELS
Fifth Applicant
SULAIMAN
GOLIATH
Sixth Applicant
FAIZA
FISHER
Seventh Applicant
GEORGE
FARIA RODRIGUES
Eighth Applicant
NASHIET
ABELS
Ninth Applicant
MICHELLE
SMITH
Tenth Applicant
MEGAN
SMITH
Eleventh Applicant
ROSELINE
SMITH
Twelfth Applicant
RASHIEDA
SMITH
Thirteenth Applicant
MARK
NEIL SMITH
Fourteenth Applicant
MOGAMAT
TAURIQ SMITH
Fifteenth Applicant
and
CITY
OF CAPE TOWN
First Respondent
WOODSTOCK
HUB (PTY) LIMITED
Second Respondent
and
ABAHLALI
BASE MJONDOLO
Amicus Curiae
Neutral
citation:
Charnell Commando and Others
v City of Cape Town and Another
[2024] ZACC 27
Coram:
Madlanga ADCJ, Bilchitz AJ,
Chaskalson AJ, Dodson AJ,
Majiedt J, Mathopo J, Mhlantla J, Theron J and
Tshiqi J.
Judgments:
Mathopo J (majority): [1] to [116]
Bilchitz AJ
(dissenting in part): [117] to [205]
Heard
on:
27 February 2024
Decided
on:
20 December 2024
Summary:
Gentrification — eviction — temporary emergency
accommodation — inner city
Spatial
apartheid — unconstitutional — progressive realisation —
as near as possible
ORDER
On
appeal from the Supreme Court of Appeal (hearing an appeal from the
High Court of South Africa, Western Cape Division, Cape
Town)
the following order is made:
1.
Leave to appeal is granted.
2.
Condonation is granted.
3.
The appeal is upheld.
4.
The orders of
the
Supreme
Court of Appeal and the High Court are set aside and substituted with
the following order:
(a)
“The City of Cape Town’s implementation of the National
Housing Programme
is declared to be unconstitutional to the extent
that the City—
(i)
unreasonably failed to adopt its own Temporary Emergency
Accommodation Policy
to be implemented in conjunction with the
National Emergency Housing Programme;
(ii)
declines to consider providing Temporary Emergency Accommodation in
the inner city on
a blanket basis without considering the
circumstances of individuals;
(iii)
provides
Transitional Housing in the inner
City for evicted persons who have occupied land in the inner city
unlawfully from the outset but
does not do so for evicted persons who
are former lawful occupiers, such as the applicants;
(iv)
fails to make provision for any Temporary Emergency Accommodation in
the inner city in the
face of the foreseeable evictions resulting
from the phenomenon of gentrification consequent upon the
implementation of the City
of Cape Town’s development policies
in Woodstock and Salt River;
(v)
unreasonably compounds the legacy of spatial apartheid by failing to
provide Temporary
Emergency Accommodation in the inner city to
persons evicted from Woodstock, when its residents had succeeded in
resisting forced
removals under the successive Group Areas Acts.
(b)
The City of Cape Town is directed to develop a reasonable Temporary
Emergency
Accommodation Policy to be implemented together with the
National Emergency Housing Programme, in a reasonable manner,
consistent
with this judgment.
(c)
The City of Cape Town is
directed to provide the applicants with “Temporary Emergency
Accommodation” or “Transitional
Housing” in
Woodstock or Salt River or, failing those, the Inner City
Precinct
[1]
, and, as near as
possible, to the property at Units 1[…] to 1[…], B[…]
Street, Woodstock (the property) within
6 months of the date of this
order, provided that they are still resident at the property and have
not voluntarily vacated it.
(d)
Pending
the implementation of this order, the
applicants may not be evicted from the property.
”
5.
The City of Cape Town is ordered to pay the
costs of the applicants
in this Court, in the Supreme Court of Appeal and in the High Court,
including the costs of two counsel.
JUDGMENT
MATHOPO J
(Madlanga ADCJ, Chaskalson AJ, Majiedt J, Mhlantla J,
Theron J and Tshiqi J concurring):
Introduction
[1]
“
We have a long way
to go because we still live with the legacy of apartheid, the legacy
of violence, the legacy of separateness,
of suspicions around people,
the legacy of tremendous disparities between white and black, the
legacy between some living in opulence
and some in dire poverty, the
legacy of racism.”
[2]
This statement is by Abdullah Mohamed Omar, a man who held many
titles, but relevant to this matter, a renowned freedom fighter
and a
lawyer who was compelled to move his practice to Woodstock, Cape Town
due to the stringent and racist provisions of the Group
Areas Act
[3]
in the 1960s.
[4]
He made
this statement during the post-apartheid era, lamenting the fact that
very little had changed in the lives of some
members of the
community.
[2]
This case concerns the City of Cape Town’s (City)
implementation
of an emergency housing programme in relation to
persons who may be rendered homeless pursuant to their eviction in
Woodstock and
Salt River, Cape Town, in the context of the
gentrification of these areas
which
is encouraged by the City and supported with tax breaks
.
The key issue is whether the constitutional duty of a municipality to
provide temporary emergency housing extends to making
temporary
emergency housing available at a specific location. In this
regard, in particular, the issue is whether the City
has acted
reasonably in not delivering emergency housing in the inner city, in
circumstances where residents in these areas face
eviction as a
result of gentrification arising from a development policy
implemented by the municipality. In respect of the
applicants,
the central question is whether the City acted reasonably in its
determination of the locality of the emergency housing
offered to
them, which was some 15 km away from their current residences,
and, importantly, outside the inner city and its
surrounds.
[3]
The issues surface in the application for leave to appeal by
the
applicants against the judgment and order of the
Supreme Court of Appeal, which upheld an appeal by the
first
respondent, the City, against the judgment of the Western Cape
Division of the High Court, Cape Town (High Court). The
High Court granted the applicants an order declaring the City’s
emergency housing programme and its implementation unconstitutional.
That Court also directed the City to provide the applicants with
temporary emergency housing in the inner city or its surrounds.
The Supreme Court of Appeal disagreed with the High
Court and held that the City only bore an obligation to provide
emergency housing to the applicants in a location as near as possible
to the area from where they were evicted.
Parties
[4]
The applicants in this matter are collectively referred to
as the
“B[...] residents”. They reside in five adjoining
cottages in B[...] Street, Woodstock, Cape Town.
[5]
The first respondent is the City, which has opposed the relief
sought
by the B[...] residents. The second respondent is
Woodstock Hub, a property development and management company
and
the owner of the property in which the B[...] residents reside.
The second respondent does not participate in the proceedings.
Abahlali baseMjondolo (Abahlali) filed an application to
be admitted as amicus curiae (friend of the court).
Background
[6]
The B[...] residents, who
now constitute a group of some 15 persons, excluding their
dependants and children, initially occupied
the property by virtue of
lease agreements with the previous owners and, in some cases, in
terms of inter generational leases
going back to the era of
their grandparents. The B[...] residents, who form part of the
Woodstock and Salt River communities,
are one of the very few
communities that managed to resist forced removals from “white”
cities under apartheid.
The premises constituting their homes
are five adjoining cottage units situated on a single erf. The
rental they were paying
for each housing unit ranged from R300 to
R2 000 per month. The erf was then purchased for
proposed development
by Woodstock Hub on 30 October 2013
for R3.15 million from Reza and Erefaan Syms. This was all
done with a
view of building residential units for letting at rentals
that were significantly higher than what the B[...] residents were
paying.
This purchase and proposed development were part of a
broader wave of gentrification in the inner city. Developers
largely
capitalised on tax incentives in the form of deductions in
respect of capital expenditure for private residential or commercial
developments, pursuant to the
Taxation Laws Amendment Act,
[5
]
which they were afforded from 2012 onwards, after the inner city
precinct which included Woodstock and Salt River, was declared
an
Urban Development Zone.
[6]
[7]
The B[...] residents
continued to occupy the property even after it was sold. During
June 2014, the B[...] residents
received letters of cancellation
of their lease agreements from Woodstock Hub’s attorneys, who
were managing the property
even though the transfer of ownership had
not yet occurred. The letters required the B[...] residents to
vacate the property.
During July 2015, Woodstock Hub
instituted eviction proceedings against the B[...] residents in terms
of the Prevention of
Illegal Eviction from and Unlawful Occupation of
Land Act
[7]
(PIE).
[8]
On 17 March 2016, an order was granted in terms of
which
the B[...] residents were directed to vacate the property by
31 July 2016. According to the B[...] residents,
this
order was taken by agreement pursuant to legal advice given to them
by their former attorney, that the B[...] residents had
no legal
defence to the eviction application. They were not advised at
that time of the City’s obligation to provide
temporary
emergency accommodation. The B[...] residents brought an urgent
application seeking to vary the dates in the order
of 17 March 2016
by extending the deadline for them to vacate the property to
30 November 2016. The variation
application was
dismissed on 5 August 2016.
[9]
Between 3 and 19 September 2016, the B[...] residents,
their current attorneys, Ndifuna Ukwazi Law Centre (NU), City
officials, and the Executive Mayor engaged in various discussions
regarding alternative accommodation options. The discussions
arose by virtue of a letter by NU alerting the City, including
the
Mayoral Committee Member responsible for Human Settlements, of the
imminent evictions, and further seeking the assistance of
the City
with regard to temporary emergency accommodation. In its
response the City, among other averments
,
denied that it had
an obligation to provide temporary emergency accommodation.
Further, the City was of the view that the
eviction was a “private
eviction” which was “just and equitable”, and that
they did not have temporary
emergency accommodation available but
were willing to place the B[...] residents on the waiting list for
such emergency housing,
provided they applied and met the criteria.
[10]
On 8 September 2016, the B[...] residents were informed by
the City officials
that Woodstock Hub had agreed not to proceed with
the execution of the eviction order until 26 September 2016.
The
City officials proposed that the City would assist the
B[...] residents to apply for social housing and that they would have
“first
option” to apply for units in the upcoming social
housing developments in the Woodstock and Salt River areas once
these
had been developed “in approximately 18 months”.
It subsequently transpired that the B[...] residents did
not
qualify for the social housing. During the course of
September 2016, various items of correspondence were directed
to
the City by NU on behalf of the B[...] residents, placing the City on
terms to provide details of when it would provide temporary
emergency
accommodation to the B[...] residents, failing which the Court would
be approached for relief. With no adequate
response received
from the City and considering that the eviction of the B[...]
residents was imminent, an application was launched
on
20 September 2016 in the High Court.
[11]
In its original form, the notice of motion sought an order in two
parts; Part A
suspending the execution of the eviction orders
which were granted on 17 March and 19 August 2016
pending the outcome
of Part B, in which an order was sought
declaring that the City was under a constitutional obligation to
provide the B[...]
residents with temporary emergency accommodation
in a location “as near as possible” to erf 1[…]
B[...]
Street, within three months. To this end, the B[...]
residents sought an ancillary order directing the City to report to
the Court within two months as to what accommodation it would make
available and the nature and proximity thereof, together with
an
explanation as to why the particular location and form of
accommodation had been chosen. The report was also to set out
the steps which had been taken by the City to engage “meaningfully”
with the B[...] residents with regards to such
accommodation.
[12]
At the hearing of the
application on 9 November 2016, the parties agreed to an
order postponing the application to 31 January 2017,
and
providing for, among others, the B[...] residents to apply for all
social housing opportunities within the city by 30 November 2016.
[8]
The outcome of this process was that there was no social
housing available in the greater Cape Town area for the B[...]
residents, principally because they did not meet the basic
affordability/income and other criteria to qualify for it.
[13]
The application was argued on 31 January 2017 and
1 February 2017
before Weinkove AJ who, prior to his
recusal but subsequent to the hearing, requested the parties to
provide further information
on the issue of the transportation needs
of the B[...] residents based on a hypothetical scenario of their
relocation to Wolwerivier
(
which is about 30 km
away from the city and from where the B[...] residents are currently
residing)
, which the City had offered to the B[...] residents
as temporary emergency accommodation during the course of the
litigation. In
their letter dated 8 December 2016,
the B[...] residents indicated that they had concerns about accepting
the offer which
the City had made to provide them with such
accommodation in Wolwerivier, given the absence of schools, health
facilities and work
opportunities there and the distance between
Wolwerivier and the City/Woodstock/Salt River area, which would
adversely affect the
B[...] residents’ ability to travel to
their current workplaces, schools and health facilities.
[14]
The matter was reallocated to Sher J who heard it on 12 and
13 September 2017.
In the course of the hearing on
13 September 2017, the High Court raised certain
questions regarding the use
of erf 1[...], Salt River for the
purposes of a City-owned transitional housing project. On the
same day, the then Mayor Patricia de Lille
and
Councillor Brett Herron issued media statements regarding
the City’s inner city social housing initiative and
affordable
housing on well-located City-owned land in the Woodstock and Salt
River areas. The significance of their statements
will be
apparent below. The matter was subsequently postponed for the
City to file an affidavit in respect of these developments,
to which
the B[...] residents had a right to reply.
[15]
Following the City’s
further affidavit, the B[...] residents brought an application for
leave to amend their relief. They
intended to amend their
notice of motion to include an order stating that the City’s
housing programme and its implementation
under the Integrated Human
Settlements Five-Year Plan
[9]
was inconsistent with its constitutional and statutory obligations.
This inconsistency arose from the City’s failure
to
provide the B[...] residents and the residents of Woodstock and Salt
River, who were at risk of homelessness due to eviction,
with access
to “transitional” housing or temporary emergency
accommodation in the immediate city centre and surrounding
areas.
[16]
On 20 December 2018, the City advised NU that it had
identified possible
temporary emergency accommodation for the B[...]
residents in Maitland and requested the B[...] residents to indicate
when they
could view the accommodation. On 16 August 2019,
the City advised that the offer of temporary emergency accommodation
in Maitland was no longer available as the receiving community had
objected to the relocation of the B[...] residents to the Maitland
site. In the same letter, the City advised that temporary
emergency accommodation could be made available to the
B[...] residents
at a site called Kampies,
which
is about 15 km away from the inner city
. The site
visit to Kampies took place on 29 February 2020.
[17]
On 2 March 2020, over a year and a half after the amended
notice of motion
was filed, the City delivered its further answering
affidavit in respect of the amended relief. On 4 March 2020,
two days after filing its further answering affidavit, the City
requested the B[...] residents to indicate their acceptance or
rejection of the Kampies offer by 7 April 2020. On
6 April 2020, the B[...] residents directed a letter
to the
City’s attorneys providing reasons for their rejection of the
City’s offer of temporary emergency accommodation
at Kampies.
Litigation
history
High Court
[18]
The issue before the High
Court was whether the City has an obligation to provide emergency
housing to persons who would be rendered
homeless pursuant to an
eviction in the inner city and its surrounds, in particular Woodstock
and Salt River. The High Court
held that the occupancy
rights afforded by section 26(3) of the Constitution are but one
of a subset of so-called “housing
rights”, which are
provided for by the section. It relied on
Grootboom
,
[10]
which held that section 26(1) provides that everyone has the
right to have access to adequate housing, and in terms of
section 26(2)
the state must take reasonable legislative and
other measures to achieve the progressive realisation of this right.
Progressive
realisation means, in effect, that the state is
required to make housing more accessible, not only to a larger
number, but also
to a wider range of people. Relying on
Blue
Moonlight
,
[11]
the Court pointed out that the provision of temporary or “emergency”
accommodation to persons who find themselves in
situations of crisis
or emergency is an accepted part of the state’s obligation to
provide access to adequate housing, in
terms of section 26 of
the Constitution.
[19]
The High Court, however,
made it clear that as a matter of law, neither the B[...] residents
nor any other evictees in the city
have a right to demand to be
placed in temporary emergency housing in the area or location in
which they live.
[12]
The
Court reasoned that the City’s emergency housing programme and
its implementation, in relation to persons who may
be rendered
homeless pursuant to their eviction in the inner city and its
surrounds, and in Woodstock and Salt River in particular,
was
unconstitutional. The City was directed to provide the B[...]
residents with “temporary” emergency accommodation
or
“transitional” housing in Woodstock, Salt River or
the inner city precinct, in a location which was as near
as feasibly
possible to where the B[...] residents were residing, within
12 months of the date of such order. The High Court
rejected the City’s answer that it had identified social
housing as being the most appropriate form of housing for the inner
city. It reasoned that “the City does not appear to have
a comprehensive, workable, and coherent emergency housing
plan or
programme”. For this finding, it relied on the statement
made by the mayoral committee and the prospectus for
the development
of affordable and inclusionary housing opportunities in the Salt
River, Woodstock, and inner city precinct,
[13]
which mentioned a change in the approach on the housing delivery
programme. In conclusion, the High Court held that
the
City should have allocated its spending and budget differently.
Supreme Court of
Appeal
[20]
Before the Supreme Court of Appeal, the central issue was narrowed to
whether the
constitutional duty of the City to provide temporary
emergency housing extended to making temporary emergency
accommodation available
at a specific location.
[21]
In the Supreme Court of Appeal, the City argued that the order
of the High Court
was inappropriate for two reasons, firstly, it
offends the doctrine of separation of powers by trespassing into the
heartland of
policy-laden and polycentric matters of housing
delivery. Secondly, its effect was overbroad. The City
argued that
courts have no knowledge or expertise to determine the
wide-ranging housing needs confronting the City, the socio-economic
and
other competing conditions to be met by the City, the City’s
budget devoted thereto, the land available, the economies of
scale
and what informs the allocation of resources to these needs and for
housing, and in which areas. Further, the Court
cannot dictate
to the City in which location a particular housing programme is to be
implemented.
[22]
The City further contended that it had identified and adopted a
policy that social
housing was the most appropriate form of housing
for the inner city, and that the High Court erred in ordering it
to make
available alternative emergency housing in the inner city for
the occupiers. This amounted to courts dictating to the City
how to allocate and spend its housing budget, including the placement
of occupiers in transitional accommodation in the inner city,
an
aspect which falls within the exclusive domain of the government’s
executive function to determine how public resources
are to be drawn
upon and re-ordered.
[23]
The Supreme Court of Appeal rejected the contention by the B[...]
residents that
they were treated differently from the residents of
Pine Road and Salt River by not being afforded transitional housing.
It
emphasised that the City’s solution of relocating
people from informal settlements to transitional housing with a view
of
developing the land they occupied, does not render the policy
unreasonable or arbitrary. The City alleged that, due to the
scarcity of land and the cost of development, it is unlikely that any
further transitional housing would be developed in the city
centre.
[24]
The Supreme Court of Appeal held that no case had been made out for
the declaration
of unconstitutionality of the City’s housing
programme and its implementation. Nor had any case been made
for the provision
of temporary emergency housing at a specific
locality. However, the Supreme Court of Appeal said that it
still had to make
a just and equitable order so as to avoid rendering
the occupiers homeless. Accordingly, the Supreme Court of
Appeal held
that an order must be made that accommodation be provided
at a location as near as possible to the area where the property is
situated,
provided that the B[...] residents still reside at the
property and have not voluntarily vacated it.
[25]
The Supreme Court of Appeal emphasised that it is imperative for the
City to realise
that it has the responsibility of ensuring that the
B[...] residents are treated with dignity and care when choosing an
appropriate
location and that in doing so, the City should take into
account their places of employment and children’s schooling,
hospitals,
transportation and other important amenities that their
relocation may require. On this point, it concluded that the
City
should be provided with reasonable time to find temporary
emergency accommodation, and the date of eviction stipulated in the
eviction
order be extended to a reasonable date after the City has
provided the necessary accommodation.
[26]
Furthermore, the Supreme Court of Appeal agreed with the City that
the Five Year
Plan which was for the period of June 2012 to
June 2017 had expired. It disagreed with the High Court’s
order that the plan was inconsistent with the City’s
constitutional and statutory obligations to the extent that it failed
to provide the occupiers and people living in Woodstock and Salt
River who were at the risk of homelessness due to the eviction,
with
temporary emergency accommodation or transitional housing in the city
and its surrounds. It reasoned that the City’s
new
approach to the housing situation by prioritising social housing over
temporary emergency accommodation was in line with the
effects of
gentrification. It concluded that there was nothing
objectionable in the City’s adoption of the social housing
programme in the inner city as part of addressing the legacy of
apartheid spatial planning.
Before
this Court
Applicants’
submissions
[27]
The B[...] residents assert that their application
for leave to appeal has reasonable prospects of success and that it
is in the
interests of justice for this Court to grant leave to
appeal. They also assert that this matter raises a number of
important
constitutional issues and arguable points of law of general
public importance, namely—
(a)
the obligation of the City in terms of section 26(2) of
the
Constitution to take reasonable measures to respond to the short-term
emergency housing needs of the B[...] residents who are
displaced due
to the gentrification of Woodstock and Salt River;
(b)
the obligation imposed on the City to take reasonable measures
to
mitigate the perpetuation of spatial apartheid at emergency housing
sites;
(c)
the appropriate level of judicial scrutiny where an organ of
state
alleges the lack of available resources; and
(d)
the application of the principle of subsidiarity in challenges
to
unreasonable conduct by a municipality in its implementation of its
housing programme.
[28]
As
to
the merits, the B[...] residents raised three principal arguments.
First,
the Supreme Court of Appeal mischaracterised the constitutional issue
as being simply
whether
the B[...] residents have the right to demand emergency housing at a
specific location. As a result, that Court answered
the wrong
question. The correct question was whether the City acted
reasonably in its determination of the locality of the
temporary
emergency
accommodation offered to the B[...] families and in excluding
temporary
emergency
accommodation entirely as a housing option in the inner city.
They
submit that the evidence before the Supreme Court of Appeal
proved that the housing in the inner city area was
exclusively
focused on the provision of social housing and not emergency housing
in these areas. And furthermore, the policy
of the City to
exclude emergency housing in the inner city was unreasonable and
irrational, and contrary to the reasonableness
test set out in
Grootboom
.
[14]
[29]
Second,
the B[...] residents contend that the Supreme Court of Appeal
misunderstood the concept of gentrification
as being “urban
renewal and development for commercial and business purposes”
and this interpretation is inconsistent
with the way in which the
concept has been understood internationally. The negative
effects of gentrification on housing
rights of low income and other
vulnerable groups were highlighted by the United Nations Special
Rapporteur which stated that:
“
Gentrification
and escalating prices have the effect of forcing out low income
communities in favour of middle- and upper-class
residents. The
community thus suffers a major change in its demographic composition.
While middle- and high income populations
move into former poor
areas and find housing increasingly available, former residents are
pushed to the outskirts of the city,
losing their communal ties and
enduring further impoverishment owing to the reduction of employment
and schooling opportunities,
as well as the increase in their
commuting costs.”
[15]
Their
submission is that the policy of gentrification has the effect of
forcefully removing and displacing the residents from their
homes in
Woodstock and Salt River to informal settlements far from the city
centre
,
with deleterious effects on their human dignity and thus entrenching
spatial apartheid.
[30]
Thirdly,
they
contend that the declaration of unconstitutionality by the High Court
was correct and that the Supreme Court of Appeal
did not identify any
authority in support of the proposition that the High Court did
not identify the extent of invalidity
for the City to rectify in its
order and as such, its order of unconstitutionality could not stand.
The order states that
“it is declared that the second
respondent’s emergency housing programme and its
implementation, in relation to persons
who may be rendered homeless
pursuant to their eviction in the inner city and its surrounds, and
in Woodstock and Salt River in
particular, is unconstitutional”.
The B[...] residents assert that an order is merely the
executive part of the judgment
to be interpreted with the judgment as
a whole.
[31]
The
B[...] residents submit that the order of constitutional invalidity
is limited in its scope to a specific category of persons
and
therefore complies with section 172(1)(a) of the Constitution,
which requires law or conduct inconsistent with the Constitution
to
be declared invalid to the extent of its inconsistency.
[16]
They rely on this Court’s findings in
Treatment
Action Campaign
[17]
and maintain that the Supreme Court of Appeal erred in
criticising the declaratory order granted by the High Court on
the basis that the order did not accord with the relief sought by the
occupiers/residents in the amended notice of motion.
They add
that the Supreme Court of Appeal did not identify
which aspects of the High Court judgment were inconsistent
with
its order, with the result that the order was misplaced. The
B[...] residents highlight that the Supreme Court of Appeal
differed
with the High Court jurisprudentially on its interpretation of
the extent of constitutional obligations imposed on
the City
regarding the right to have access to adequate housing. Their
submission is that a proper reading and analysis of
the High Court’s
order indicates that it was well substantiated and borne out by the
evidence.
[32]
Furthermore,
the B[...] residents contend that the criticism of the Supreme Court
of Appeal is unwarranted and at variance
with the authority of that
Court,
[18]
which states that
“[i]f a constitutional breach is established, this court is (as
was the court below) mandated to grant
appropriate relief. A
claimant in such circumstances should not necessarily be bound to the
formulation of the relief originally
sought or the manner in which it
was presented or argued.”
[19]
The B[...] residents challenged the constitutionality of the
City’s conduct in the implementation of its housing programme,
because the City failed to provide the residents who were facing
eviction and homelessness with transitional housing and temporary
emergency accommodation in the inner city and surrounds.
[33]
The B[...] residents assert that the Supreme Court
of Appeal’s findings that no basis had been established for the
constitutional
challenge to the Five-Year Plan and its implementation
due to the expiration of the plan, is incorrect. They emphasise
that
in their amended notice of motion, the constitutional challenge
was to the constitutionality of the implementation of the plan by
the
City. Therefore, it was not necessary for them to attack
specific provisions of the plan.
[34]
As regards the finding by the Supreme Court of
Appeal that the City did not undertake to provide emergency housing
in the City,
but only housing available in Wolwerivier, the B[...]
residents contended that the Supreme Court of Appeal
misconstrued
the facts. In support of their case in this
regard, they relied on the affidavit dated 1
November 2017,
deposed by Mr Molapo,
the
Manager: Land Restitution and Social Housing at the City,
and
the City’s affordable housing prospectus, stating that the
remaining units in the Pine Road transitional housing project
will be
used for other emergency housing needs. They also refer to the
statement by Councillor Herron of 25 July 2017
where
he stated that development would provide temporary or semi permanent
housing to households who have been displaced or
evicted from their
homes.
[35]
The
B[...] residents contend that the Supreme Court of Appeal
erred in its application of the principle of subsidiarity
to a
constitutional challenge to the reasonableness of an organ of state’s
conduct in the provision of housing and emergency
housing. They
assert that the Supreme Court of Appeal ought to have
found that the principle does not apply
as the challenge did not
involve the constitutional validity of legislation.
[20]
They maintain that the constitutional challenge is against the
reasonableness of the City’s conduct in implementing
its
emergency housing plan, and excluding the provision of such emergency
housing from housing developments in the inner city and
its
surrounds. According to the B[...] residents, the onus was on
the City to demonstrate that it had a reasonable plan for
addressing
emergency housing needs. They assert that the Supreme Court of
Appeal was wrong in finding that the lack of provision
of emergency
housing within the inner city was not irrational or unreasonable.
[36]
The
B[...] residents submit that the Supreme Court of Appeal
erred in finding that they were not unreasonably and
differentially
treated from the residents of Pine Road and Salt River Market by
not being offered transitional housing.
They assert that the
Supreme Court of Appeal ought to have found that the
occupiers had been subjected to unreasonable
and arbitrary conduct by
the City in relation to the implementation of its housing delivery
programme. The differentiation
was evidenced, they contend, by
the City’s preparedness to consider allocating the Pine Road
residents transitional housing
in the immediate vicinity of their
former homes. And the City treated the B[...] residents
irrationally and arbitrarily by
not engaging in a consultative
exercise with them and failing to provide emergency housing within
the inner city. In arguing
this point, they relied on the
finding made by the High Court that “the City clearly did
not consider itself bound to
apply the selfsame policy/policies which
it claims were applicable to persons rendered homeless as ‘evictees’
in the
City”.
[21]
They
urged upon us to set aside the findings made by the
Supreme Court of Appeal.
[37]
The B[...] residents conclude with the assertion
that the Supreme Court of Appeal’s finding, that
the High Court
erred in making an order without knowing the land
use for that specific area, is flawed. They contend that
paragraph 3
of the order of the High Court required the
City to provide a report and the provision of the report would
accommodate the
concern raised by the Supreme Court of Appeal.
[38]
Finally, in answer to the Supreme Court of
Appeal’s finding that the High Court was usurping the
function of the executive
and trespassing on the doctrine of
separation of powers, it was submitted that, because paragraph 3
of the High Court’s
order requires the City to provide a
report, the finding of the Supreme Court of Appeal is
unsustainable.
First respondent’s
submissions
[39]
The City contends that it would not be in the
interest of justice for leave to appeal to be granted. They
assert that the
prospects of this Court overturning the order of the
Supreme Court of Appeal and upholding the judgment of
the High Court
are poor, on the basis that the decision of the
High Court is far-reaching and without legal basis.
[40]
The City submits that the declaratory order by the
High Court is premised on there being a constitutional
obligation on the
City to provide emergency housing in the inner city
and its surrounds, and on there being a correlative right that the
B[...] residents
have to have emergency housing within a
specific designated area. The City contends that the Supreme
Court of Appeal was
correct in finding that there is no
constitutional obligation to make temporary emergency accommodation
available within a specific
location.
The City asserts
that, were it to be compelled to find space elsewhere in the inner
city, the effect of the order would be to redirect
the City’s
resources from the social housing programmes to temporary emergency
housing within the inner city, as there is
presently no land
available for other purposes. They state that this decision is
not for a court to make.
[41]
The City contends that its emergency housing
programme and its implementation is not unreasonable and for the
B[...] residents to
succeed they must prove that the City acted
unreasonably in failing to provide emergency housing in the inner
city and its surrounds.
They assert that this cannot be
established by the B[...] residents. Instead, what can be
established is:
(a)
Land and resources allocated to emergency housing are not available
for allocation to permanent forms of housing.
(b)
The social housing programmes are best suited in the inner
city and
are targeted as such.
(c)
The City’s housing policy applies to people threatened
with
imminent eviction, the City delivers on the Emergency Housing
Programme by creating incremental development areas and the
City does
not generally provide emergency housing in the inner city. This
is due to the high cost of developing such housing
(high property
rates, scarcity of land and competing demands on land such as the
social housing programmes).
(d)
The various pieces of land identified by the B[...] residents
cannot
be used for emergency housing due to the costs involved and their
better use for larger developments.
[42]
The City contends that
the declaratory order is impermissibly vague and ineffective as it
does not define what is meant by “the
inner city and its
surrounds”. The High Court was required to declare
the extent to which the City’s conduct
was inconsistent with
section 172(1)(a) of the Constitution; instead it declared that
the City’s conduct was inconsistent
in relation to an
unspecified class of people. The City further contends that
there is no relief in the declaratory order
and this is required with
reference to
Tswelopele
[22]
and
Pheko
.
[23]
As the order stands, there is no just and equitable remedy with
regard to the larger groups whose rights have been allegedly
infringed and that the order seeks to come to the aid of the B[...]
residents rather than address a broader constitutional injustice.
[43]
Another contention
disputed by the City is that they treated the B[...] residents
differently from the Pine Road and Salt River
Market residents. This
is because the City had developed transitional housing in the city
for the purpose of relocating the
informal settlement residents in
order to develop the land they occupy unlawfully for social housing.
The City denies that
it implements the housing policy
arbitrarily, in a manner that is distinguishable from
Blue
Moonlight
.
[24]
They
assert, among others, that
Blue
Moonlight
involved
a class of people for whom emergency housing was not made available
at all, whereas, the City provides emergency housing
across the
board, to all people who find themselves in need. They further
assert that the Supreme Court of Appeal correctly
found that the
situations are completely different.
[25]
[44]
The
City contends that its response takes into consideration spatial
planning, economic development, social welfare and spatial
integration. The City relies on
Grootboom
[26]
and the National Housing Code. They maintain that section 26
does not establish a duty on the state to make temporary
emergency
accommodation available at a specific location.
[45]
The City contends that the amended notice of motion dated
13 September 2018
constituted entirely new relief. They
allege that the case shifted from being premised on a constitutional
duty on the City
to provide the B[...] residents with emergency
housing, to a constitutional duty to provide a certain class of
people with access
to transitional housing or temporary emergency
accommodation in the immediate city area. The City asserts that
the B[...]
residents did not properly plead this. Accordingly,
so the argument continues, the High Court’s order impermissibly
expanded the amended relief sought. The City supports the
Supreme Court of Appeal’s finding with regards to its
Five-Year Plan.
[46]
The City takes issue with the B[...] residents’ claim that the
Supreme Court of Appeal
erred in finding that there
was no basis for the constitutional challenge on the City’s
Five-Year Plan in the pleadings and
argues that the High Court’s
findings went further than addressing the City’s Five-Year
Plan. Lastly, the
City takes issue with the B[...] residents’
assertion that the Supreme Court of Appeal erred in
accepting
the City’s submissions regarding subsidiarity, which
the City claims was cursory and did not form the basis of the
Supreme Court of Appeal’s
decision.
[47]
The City summarised its obligations in terms of
section 26 of the Constitution as follows:
(a)
It requires a comprehensive and workable national housing programme
and each sphere of government must accept responsibility for its
implementation.
(b)
Measures aimed at giving effect to section 26 of the
Constitution must be reasonable, balanced, and appropriate and must
be continuously reviewed.
(c)
The right must be realised progressively and the availability
of
resources must be considered.
Amicus’
submissions
[48]
Abahlali was admitted as
amicus curiae. Abahlali submitted that South Africa has
formally ratified both the International
Covenant on Economic, Social
and Cultural Rights
[27]
(ICESCR) and the African Charter on Human and Peoples’
Rights
[28]
(the African
Charter). Accordingly, they are now binding international law
in South Africa and reliance can be placed on
them together with the
authorities interpreting them in relation to the issue of where
alternative accommodation is situated for
individuals facing eviction
and homelessness.
[49]
According to Abahlali, the ICESCR enhances the duties of states in
fulfilling the
rights enshrined in Article 2(1), which provides:
“
Each
State Party to the present Covenant undertakes to take steps,
individually and through international assistance and co-operation,
especially economic and technical, to the maximum of its available
resources, with a view to achieving progressively the full
realization of the rights recognized in the present Covenant by all
appropriate means, including particularly the adoption of legislative
measures.”
Article 2(1)
of the ICESCR ought to be read in conjunction with Article 11 of
the ICESCR, which essentially guarantees
access to housing as an
integral component of the right to an adequate standard of living.
[50]
The considerations of
access to employment, public services, education and healthcare,
which ought to be at the forefront in assessing
the appropriateness
of locality in the context of emergency accommodation are well
explored and clarified by the UN Committee
on Economic, Social
and Cultural Right’s General Comments 4
[29]
and 26
[30]
, which
contextualise the obligations on the state in the provision of
alternative accommodation subsequent to evictions. The
latter,
according to Abahlali, forms part of the components which buttress
the adequacy standard in the provision of alternative
accommodation.
[51]
Abahlali rely on the UN
Special Rapporteur’s Guidelines for the Implementation of the
Right to Adequate Housing
[31]
,
which provides that if, following substantial consultation with those
impacted, relocation is deemed necessary or preferred by
the
community, adequate alternative housing in terms of size, quality,
and affordability must be provided in close proximity to
the original
residence and source of livelihood.
[32]
[52]
The Supreme Court of Appeal directed the City to provide temporary
emergency accommodation
in a location as near as possible to where
the B[...] residents currently reside. Abahlali are of the
view that the
order of the Supreme Court of Appeal provides
inadequate direction to municipalities, when considered
independently.
[53]
In addition to the above, Abahlali assert that the binding
obligations on South Africa
in terms of the African Charter
include the immediate provision of adequate alternative accommodation
and the prioritisation of
vulnerable and disadvantaged groups in the
allocation of housing and land.
[54]
According to Abahlali, the concept of reasonableness in this context
implies a balance
between discretion and constraint. This
balance should be guided by both constitutional rights and
corresponding international
legal obligations. Abahlali contend
that this rigid policy, denying emergency accommodation to anyone in
the inner city,
regardless of circumstances, is unreasonable for
several reasons. First, it restricts individualised assessments
required
before eviction, potentially leading to unjust outcomes.
Second, it overlooks international legal obligations, such as
ensuring
access to healthcare, education, and basic amenities, all of
which are crucial constitutional rights. Furthermore, the
City’s
plan to develop social housing in the long term does not
suffice as an immediate alternative. International law mandates
that emergency accommodation upon eviction must meet certain adequacy
standards, including location suitability. Abahlali
submit that
the uncertainty and delays associated with the development of social
housing worsen this issue. They argue that
the City must adopt
a more balanced approach, including the provision of temporary
emergency housing within the inner city, rather
than presenting it as
an either or scenario with future social housing plans.
[55]
To provide clarity to the “as near as possible” standard,
which Abahlali
deem insufficient, they argue that international law
interprets “as near as possible” as an absolute concept,
indicating
close proximity objectively rather than a loose, relative
distance. The range of reasonable approaches, mandated by both
international law and the Constitution, falls between the extremes of
no legal constraint on location and a requirement for specific
sites.
The “as near as possible” principle, as accepted by
the City, is criticised for lacking objective constraints
on
location, essentially allowing relocation wherever the City decides,
contrary to international law and the Constitution.
They
suggest that the courts ought to define the “as near as
possible” range by distance or reference to areas, considering
factors like employment, education, healthcare, cultural or community
considerations, affordable transport, and available state-owned
land.
Issues
[56]
There are a number of interrelated or interconnected issues in this
case, which are:
(a)
whether this Court has jurisdiction and whether it is in the
interests of justice to grant leave to appeal;
(b)
whether the late filing of the application should be condoned;
(c)
whether the constitutional duty of a municipality to provide
temporary emergency housing includes the obligation to make such
housing available close to where the occupiers were evicted from
(in
the inner city) and with access to the inner city;
(d)
Whether the City’s failure to deliver emergency housing
in the
inner city is reasonable;
(e)
whether the City’s choice to prioritise social housing
over the
delivery of emergency housing is reasonable;
(f)
whether the City’s implementation of the National
Emergency
Housing Programme is reasonable; and
(g)
whether the City’s
housing programme aligns with the Constitution, the Housing Act
[33]
and the National Housing Code.
Jurisdiction
[57]
This matter raises
important issues relating to the extent of the constitutional duty of
the City to provide temporary emergency
housing to persons pursuant
to evictions as a consequence of gentrification in the areas of
Woodstock and Salt River. This
Court’s decision in
Blue
Moonlight
[34]
recognised that the issue of the provision of temporary emergency
accommodation necessarily implicates section 26(2) of the
Constitution. The provision of temporary emergency
accommodation by the state forms part of the right of access to
housing
in terms of section 26 of the Constitution.
[35]
The temporary emergency accommodation provided by the City
implicates the rights to dignity, freedom and security of the
person,
and privacy.
[36]
This
matter therefore raises constitutional issues that engage this
Court’s jurisdiction.
Leave
to appeal
[58]
The matter turns on legal questions of the constitutionality of the
City’s
application of the National Emergency Housing Programme
and the reasonableness of the implementation thereof, in particular,
the
failure to provide temporary emergency accommodation in the inner
city and its surrounds. In this regard, this Court must
consider the emergency housing needs of persons evicted in these
areas as a result of the gentrification of the residential areas
of
Woodstock and Salt River. Further, this Court must consider
whether the City’s social housing programme reasonably
addresses the legacy of spatial apartheid in Cape Town by providing
permanent social housing instead of temporary emergency accommodation
in the inner city and its surrounds. These are novel and
complex questions of law which transcend the interests of the
litigants.
Their determination is of public importance and in
the public interest.
[59]
It is in the interests of justice that this Court determines the
question of whether
the City’s policy of totally excluding the
provision in the inner city and its surrounds of temporary and
emergency housing
is reasonable. There are reasonable prospects
of success of this question being answered in the B[...] residents’
favour.
Accordingly, leave to appeal is granted.
Condonation
[60]
The B[...] residents seek condonation for the late filing of their
application for
leave to appeal to this Court. The judgment of
the Supreme Court of Appeal was handed down on 6 February 2023.
The application for leave to appeal should have been filed on
27 February 2023, but was instead lodged on
28 February 2023.
The delay was one court day. The
B[...] residents submit that the reason for the delay was due to
logistical difficulties
with the finalisation of the application with
counsel and then with their correspondent attorneys in having the
legal processes
issued. Notably, the City does not oppose the
condonation application.
[61]
The delay in bringing the application for leave to appeal is minimal,
the explanation
for the delay is adequate and there is no prejudice
to the City. Consequently, condonation is granted.
[62]
The B[...] residents also applied for condonation for non-compliance
with the directions
issued by this Court to file their written
submissions on 1 February 2024. Instead, they filed
their written submissions
on 5 February 2024, two court
days late. They attribute the delay to the record being
voluminous. The B[...]
residents did, however, alert the City
to the late filing and served the written submissions on them
electronically on 2 February 2024.
The condonation is
not opposed by the City.
[63]
The delay is minimal and no prejudice was suffered by the City. It
is in the
interests of justice for condonation to be granted, and it
is granted.
Analysis
Legislative framework
[64]
The constitutionality of
the implementation by the City of the National Emergency Housing
Programme
[37]
and the
reasonableness of the City’s conduct in relation to the B[...]
residents specifically, must be determined with reference
to
section 26 of the Constitution and the established
jurisprudence.
[65]
Section 26 of the Constitution guarantees the right to access
adequate housing
and provides as follows:
“
(1)
Everyone has the right to have access to adequate housing.
(2)
The state must take reasonable legislative and other measures, within
its available
resources, to achieve the progressive realisation of
this right.
(3)
No one may be evicted from their home, or have their home demolished,
without an order
of court made after considering all the relevant
circumstances. No legislation may permit arbitrary evictions.”
[66]
Section 26(2) imposes a positive obligation on the state to take
reasonable
measures within its available resources to realise this
right progressively over time. Section 26(3) of the
Constitution
prohibits unlawful evictions. Relatedly,
section 25(5) of the Constitution provides that “the state
must take
reasonable legislative and other measures, within its
available resources, to foster conditions which enable citizens to
gain access
to land on an equitable basis”.
[67]
The PIE was enacted to
prevent unlawful evictions. It provides that a court must take
into consideration all the relevant
factors to determine whether
granting an eviction is just and equitable.
[38]
[68]
Section 9(2) of the Constitution must be factored in when taking
into account
the need to ensure that corrective measures are put in
place to address the legacy of spatial apartheid. It states as
follows:
“
Equality
includes the full and equal enjoyment of all rights and freedoms. To
promote the achievement of equality, legislative
and other measures
designed to protect or advance persons, or categories of persons,
disadvantaged by unfair discrimination may
be taken.”
[69]
The Housing Act was enacted to give effect to section 26(2) of
the Constitution.
Its purpose, as described in the Preamble, is
to provide for the facilitation of a sustainable housing development
process
by laying down the general principles applicable to all
spheres of government. Section 4 of the Housing Act makes
provision
for the National Housing Code 2009, which sets out policy,
principles and guidelines for housing assistance programmes. This
matter brings to the fore the distinction between the Social Housing
Programme and the Emergency Housing Programme, both of which
are
contained in the National Housing Code. Due to the need to
address the inequalities of apartheid and resultant spatial
disparities, the Social Housing Programme aims to
achieve
the development of high density, subsidised rental-housing in
designated
“restructuring zones”. These are
areas identified for the provision of access to economic
opportunities and urban
amenities on a more permanent basis to people
who are slightly better off and have access to some income. Its
overarching
goal is security of tenure. This is different to
the Emergency Housing Programme which was instituted in terms of the
Housing Act
to provide temporary relief for people who find
themselves in emergency situations, such as a court mandated eviction
where the
evictee has no alternative accommodation.
[70]
The Spatial Planning and
Land Use Management Act
[39]
(SPLUMA) is worth mentioning in this context as it provides, as its
title suggests, the framework for spatial planning and land
use
management in South Africa. Relevant to this matter, its
purpose is to address past spatial and regulatory imbalances
and to
provide for inclusive, developmental, equitable and efficient spatial
planning at different spheres of government.
[40]
The defining features
of the right to have access to adequate housing
[71]
Several defining features of the right of access to adequate housing
have emerged
from the jurisprudence of the courts:
(a)
Section 26(2) of the
Constitution requires a comprehensive and workable national housing
programme for which each sphere of
government must accept
responsibility. It also provides access to adequate housing for
people at all economic levels of society.
[41]
(b)
Measures aimed at giving
effect to the right must be reasonable both in conception and
implementation. They must be balanced
and flexible; must make
appropriate provision for attention to housing crises and to short,
medium and long-term needs; and must
be continuously reviewed.
[42]
(c)
The right of access to
adequate housing must be realised progressively, by which is meant
that the right cannot be realised immediately,
but the state must
take steps to make housing more accessible to a larger number and
wider range of people as time progresses.
[43]
(d)
The state’s
obligation does not require it to do more than its available
resources permit. This means that both the
content of the
obligation in relation to the rate at which it is achieved as well as
the reasonableness of the measures employed
to achieve the result are
governed by the availability of resources.
[44]
(e)
The measures must be
calculated to attain the goal expeditiously and effectively, but the
availability of resources is an important
factor in determining what
is reasonable.
[45]
(f)
The state’s
obligation to provide access to adequate housing depends on context,
and may differ from province to province,
from city to city, from
rural to urban areas and from person to person.
[46]
(g)
Access to land for the
purpose of housing is included in the right of access to adequate
housing.
[47]
(h)
The ultimate goal is
access by all people to permanent residential structures, with secure
tenure, and convenient access to economic
opportunities and health,
educational and social amenities,
[48]
but because this will take time, provision must also be made for
those in desperate need.
[49]
(i)
In any proposed eviction
which may render persons homeless, a process of meaningful engagement
by the responsible authority is constitutionally
mandated in terms of
section 26(3).
[50]
(j)
The Constitution does not
give a person the right to housing at the state’s expense, at a
locality of that person’s
choice (in this case the inner city).
Thus, temporary emergency accommodation is not ordinarily
required to be in the inner
city.
[51]
However, the state would be failing in its duty if it were to
ignore or fail to give due regard to the relationship between
location of residence and place where persons earn or try to earn
their living.
[52]
(k)
In
Thubelisha
Homes
,
this Court did not require alternative accommodation to be located in
a specific area. Indeed, it said that “the Constitution
does not guarantee a person a right to housing at the government’s
expense, at the locality of his or her choice”.
[53]
(l)
In
Blue
Moonlight
,
this Court held that alternative accommodation needed to be “as
near as possible” to the property from where the occupiers
were
evicted.
[54]
Thus, location is a
relevant consideration in determining the reasonableness of temporary
emergency accommodation. This is
typically given effect to
through orders that state that the emergency accommodation be “as
near as possible” to the
property from which persons are
evicted.
(m)
Although regard must be
had to the distance of the location from peoples’ places of
employment, locality is determined by
several factors, including the
availability of land.
[55]
(n)
The right to dignity
obliges the local authority to respect the family unit when it is
obliged to supply homeless persons with temporary
emergency
accommodation.
[56]
(o)
Majiedt J,
persuasively writing for the minority, in
Thubakgale
,
[57]
stated that—
“
the permanent
accommodation to be provided by the Municipality must . . . include
ensuring continued access to schools, jobs, social
networks and other
resources which the applicants in this case enjoy where they
currently stay, and which they will lose if displaced.
This
interpretation is in line with spatial justice and the right to the
city, and therefore also in line with the remedial
and transformative
purposes of socio economic rights and the Constitution more
broadly.
. . .
In the context of South
Africa’s highly segregated urban areas and scarce access to
resources, it should also mean that spatial
justice must be
considered in determining what constitutes ‘adequate
housing’.”
[58]
(p)
The right to adequate housing (permanent accommodation in the
context
of
Thubakgale
), is not a standalone right that should be
interpreted in isolation of other rights enshrined in the
Constitution. The rights
in the Constitution are
interdependent, interlinked and interconnected. This is exactly
what this minority judgment highlights.
The right to adequate
housing in the current case implicates other rights, such as the
right to dignity, the right to basic
education and the right to
freedom of trade, occupation and profession.
(q)
This Court in
Grootboom
held as follows:
“
Socio-economic
rights must all be read together in the setting of the Constitution
as a whole. The state is obliged to take
positive action to
meet the needs of those living in extreme conditions of poverty,
homelessness or intolerable housing. Their
interconnectedness
needs to be taken into account in interpreting the socio-economic
rights, and, in particular, in determining
whether the state has met
its obligations in terms of them.”
[72]
Presently, the law does
not provide evictees with a right to emergency housing in a specific
location. However, the jurisprudence
on the right of access to
adequate housing has progressively developed over the years, such
that the redress of poverty has now
become a legitimate issue of
judicial concern.
[59]
It
is the constitutional duty of the state to arrange its resources in
such a way that it is able to realise progressively
all of the rights
that are subject to progressive realisation, including housing
rights.
[73]
In determining if a set of measures are “reasonable”, the
measures ought
also to be scrutinised within their social, economic
and historical context. A housing programme must be balanced,
consider
all sections of society, be flexible, and be able to
reasonably respond progressively to housing crises and short, medium
and long-term
needs. To be reasonable, there must be sufficient
weight towards the most needy and vulnerable, so that they can live
in
conditions of dignity, equality and freedom guaranteed by the Bill
of Rights. The state will be failing in its constitutional
duties unless it takes reasonable steps towards addressing the needs
of the most vulnerable groups.
[74]
The link between sections 26 and 25(5) of the Constitution
recognises that access
to land is paramount in progressively
realising the right to housing. Access to land must be
construed in the context of
gentrification and spatial inequality.
The B[...] residents are private tenants who were in
lawful occupation of the
property for generations and whose loss of
lawful occupation is directly linked to the policy that caused
gentrification.
As highlighted by the High Court:
“
[131]
A gentrification and regeneration process commenced, driven largely
by private property developers who capitalized on rapidly
increasingly property values and tax incentives they were afforded
from 2012 onwards, after the inner city precinct which included
Woodstock and Salt River, was declared an Urban Development Zone.
[132]
This process was aided by the adoption of the Woodstock and Salt
River Revitalization Framework (‘WSRF’) policy
in 2003,
and changes to the zonings which applied to the area, which were
introduced in 2012, whereby properties along Victoria
and Albert
Roads (which included the B[...] street property), which were
previously zoned for ‘general commercial’
use were
rezoned for ‘mixed use’.
.
. .
[134]
A director of the 1st respondent indicated during an interview which
he held with a radio station in August 2016, that
apartments
which were to be erected on the B[...] site were expected to be
rented out at an estimated average rental of R5000 R9000
p.m.
[135]
He confirmed that property values in the City centre had risen quite
extensively, and in Woodstock ‘the pricing certainly
has outrun
even the middle market in terms of their ability to afford the
property’ (sic). In this regard, whereas
in 2003 the
average sale price for houses and apartments in Woodstock was between
R100 000 and R300 000, as at 2015 it
was about
R1.6 million. According to data collected from the
Registrar of Deeds, prior to 2004 the sale prices of properties
on
B[...] Street had not exceeded R750 000. As was pointed
out earlier, the property on which the applicants are living
was
purchased by the first respondent in October 2013 for
R3.15 million.
[136]
Although the WSRF policy which was adopted in 2003 made provision for
under-utilised public buildings in the Woodstock-Salt
River area to
be used for social programs and for public use, including
accommodation for vulnerable groups such as homeless people
and the
elderly, and to this end it proposed rehabilitation subsidies for the
conversion and maintenance of buildings as well as
subsidies to
ensure access to affordable accommodation, including interest-rate
and rental subsidies for low-income groups, these
proposals have not
been implemented to date.”
[60]
[75]
Addressing spatial apartheid requires that considerations include the
accessibility
of cities. Locality is hence paramount in the
provision of temporary emergency housing. However, it might be
argued
that Courts requiring temporary emergency accommodation to be
located in a specific area may encroach on the separation of powers
and can have unforeseen adverse implications for cities across
South Africa, for example perpetuating spatial apartheid by
prioritising temporary emergency accommodation at the expense of
social housing. A delicate balance is required.
[76]
In
Occupiers
of 51 Olivia Road
,
[61]
this Court recognised that: “the city must have been aware of
the possibility, even the probability that people would become
homeless as a direct result of their eviction at its instance”.
The question, therefore, is whether the City was unreasonable
in not delivering emergency housing in the inner city, in
circumstances where residents in these areas face eviction as a
result
of gentrification, when the City must have foreseen the
adverse consequences of such an emergency housing policy. Although
these are polycentric issues, this Court in
Blue Moonlight
,
[62]
after a careful analysis of all the facts, rejected arguments about
the state’s limited resources and ordered it to provide
temporary emergency accommodation to those evicted in the
circumstances.
[77]
This matter presents this Court with the opportunity to develop the
law such that
a court can go beyond requiring merely that temporary
emergency accommodation must be provided as “near as possible”
to the property from which persons are evicted. It may be
necessary and appropriate for a court to scrutinise the
implementation
of the emergency housing programme to the extent that
it lacks temporary emergency accommodation in a specific locality,
where
that locality is significant in addressing spatial inequality
and past redress, and important to respect other rights of
individuals
(such as family life, education, and access to employment
opportunities).
Progressive
realisation of housing rights
[78]
The provision of adequate housing, which is
inclusive of temporary or emergency housing, is a constitutional
imperative that places
obligations on the state to realise this
right. The realisation of this right, which is closely
interlinked with other socio-economic
rights, is crucial in the
Constitution’s attempt to address the longstanding issues of
social inequality deeply embedded
in our society. Section 26(2)
of the Constitution provides that the state must take reasonable
legislative and other
measures, within its available resources, to
achieve the progressive realisation of this right. As it was
put by Yacoob J
in
Grootboom
:
“
The
term ‘progressive realisation’ shows that it was
contemplated that the right could not be realised immediately.
But
the goal of the Constitution is that the basic needs of all in our
society be effectively met and the requirement of
progressive
realisation means that the State must take steps to achieve this
goal. It means that accessibility should be
progressively
facilitated: legal, administrative, operational and financial hurdles
should be examined and, where possible, lowered
over time.”
[63]
[79]
The provisions of section 26(1) are not
absolute, but contingent upon the availability of the state’s
resources. This
means that a balancing exercise is required in
ensuring that the state fulfils its obligations within the confines
of its available
means. Progressive realisation, in this
context, transcends a mere legal standard. It demands an
appreciation of the
intricate balance between legislative imperatives
and economic realities such as the high costs associated with inner
city development
and the lack of available land. However, what
ought to be emphasised is that in meeting its obligation, the state
needs to
ensure that the measures adopted are reasonable. This
is the applicable test provided for in terms of section 26(2),
in the context of the achievement of the progressive realisation of
the right of access to adequate housing over time.
[80]
While
this enquiry requires the availability of the state’s limited
resources to be at the forefront in determining the reasonableness
of
the measures employed to achieve the progressive realisation of the
right afforded by section 26,
[64]
this
cannot and should not be viewed as a free pass for the state to
arbitrarily adopt specific or selective measures in the realisation
of this right through the prioritisation of one constitutional
obligation at the expense of another. Ideally, this balancing
exercise would also entail a balancing of the emergency housing
crisis, with that of social housing development.
[81]
We cannot take away from the City’s medium
and long-term objectives and broader vision of “spatial
transformation”
through its prioritisation of the development
of permanent affordable housing in the inner city. However,
this broader vision
appears to be a thoroughly misguided and
ill-conceived project rooted in the perpetuation of spatial
segregation and the infamous
influx control, in an attempt to
inexplicably “preserve” the inner city by marginalising
poor persons.
[82]
The gentrification policy
seeks to achieve
that which the forced removal policy of apartheid failed to achieve
and destroy one of the only communities that
had managed to resist
removals from “white” Cape Town under apartheid.
It
is quite disconcerting that with this knowledge, the City failed to
have an adequate plan for the evictees. The housing
situation
in the Western Cape has always been one which is desperate and
there has not been significant change in the housing
conditions in
the Western Cape, and much of South Africa as a whole, decades after
Grootboom
and
the new constitutional order. It is untenable for
municipalities to conduct themselves in a manner that preserves
spatial
inequalities and reinforces patterns of social exclusion.
The City failed to take heed of Majiedt J’s remarks
in the minority in
Thubakgale
:
“
Apartheid’s
spatial structures persist, and today continue to maintain race and
classbased inequities in access to resources
and services across
Johannesburg and surrounding areas. It has been suggested that
the law plays a role in more deeply entrenching
these inequities, for
example where it props up urban regeneration projects that exclude
the poor.”
[65]
[83]
The neglect of emergency housing by the City
raises concerns regarding the fulfillment of its constitutional
obligations towards
vulnerable populations. Emergency housing
serves as a crucial intervention to prevent homelessness and mitigate
immediate
crises, particularly for those facing eviction. The
failure to allocate adequate resources by the City to emergency
housing
essentially undermines and infringes upon the right of access
to adequate housing for these vulnerable communities. It
perpetuates
inequality and violates its duty to protect the most
vulnerable members of society.
[84]
I
acknowledge that the City operates within finite resources and must
make difficult decisions about how to allocate those resources
most
effectively to meet the needs of its diverse population. However,
a lack of resources cannot be accepted as an excuse
in the present
circumstances, because that is simply not the reasoning behind its
failure to prioritise emergency housing. The
availability of
resources is evident. The City cannot hide behind the argument
that it is providing social housing in the
inner city by disregarding
its crucial responsibilities in relation to emergency housing. Those
whose needs are most urgent
and whose ability to enjoy all rights is
most in peril, must not be ignored.
[66]
The
City’s commitment to long-term social housing plans should not
come at the expense of addressing urgent concerns. This
is
particularly the case when one considers the applicable waiting lists
prevalent in the applications for state subsidised
housing and
the policies against queue-jumping. The right of access to
adequate housing, especially in emergency situations,
is a
fundamental human right that demands immediate attention. This
Court cannot ignore the City’s failure to progressively
realise
its constitutional obligation in terms of section 26 as far as
emergency housing is concerned.
[85]
That
the City actively sought alternative solutions, offering housing
options at Wolwerivier and Kampies, cannot be ignored. However,
it cannot be denied that such measures are not adequate in the
circumstances. I agree that the Constitution does not entitle
an individual with the right to housing provided by the state at
their preferred location.
[67]
The
mere existence of suitable alternatives does not automatically
extinguish the obligation imposed on the City by section 26.
This is especially the case when alternatives fail to address
the state’s obligations in the context of spatial apartheid,
as
well as the B[...] residents’ genuine concerns, which are
premised on location and the accessibility to economic opportunities,
healthcare, education and social amenities. Moreover, the
accommodation to be provided by the City needs to ensure “continued
access to schools, jobs, social networks and other resources which
the applicants in this case enjoy where they currently stay
. . .
[t]his interpretation is in line with spatial justice and the right
to the city, and therefore also in line with the remedial
and
transformative purposes of socioeconomic rights and the
Constitution more broadly”.
[68]
The
right of access to adequate housing in this context,
is
to be “understood as comprising an interrelated and
interdependent package of rights rather than a singular
entitlement”.
[69]
Thus,
the socio-economic rights to have access to health care services,
food, water and social security have a bearing on
the right of access
to adequate housing.
[70]
[86]
While
social housing is undoubtedly important, it should not come at the
expense of the human rights of others and their basic dignity.
To
the extent that both social and emergency housing lie at one end of
the spectrum, a distinction may be made between individuals
who meet
the financial threshold for social housing, and are therefore capable
of affording the basic housing, and those who lack
the means to do
so. The latter face heightened vulnerability and, as such, are
at the state’s mercy for the realisation
of their
constitutionally enshrined right of access to adequate housing by
virtue of their dire plight but distinct circumstances
which warrant
urgent consideration. The under-emphasis of emergency housing
has the effect of disregarding those who urgently
require assistance
from the state, for reasons beyond their control. “The
Constitution obliges the state to act positively
to ameliorate these
conditions.”
[71]
In
Mazibuko
,
this Court held:
“
At
the time the Constitution was adopted millions of South Africans did
not have access to the basic necessities of life, including
water.
The purpose of the constitutional entrenchment of social and
economic rights was thus to ensure that the State continue
to take
reasonable legislative and other measures progressively to achieve
the realisation of the rights to the basic necessities
of life. It
was not expected, nor could it have been, that the State would be
able to furnish citizens immediately with all
the basic necessities
of life. Social and economic rights empower citizens to demand
of the State that it act reasonably
and progressively to ensure that
all enjoy the basic necessities of life. In so doing, the
social and economic rights enable
citizens to hold government to
account for the manner in which it seeks to pursue the achievement of
social and economic rights.”
[72]
[87]
The City’s failure to strike a balance
between its housing development goals and situations which require
urgent solutions
reflects a misplaced set of priorities and a lack of
responsiveness to the needs of its residents. T
he
inconsistency in providing
temporary
emergency
accommodation for people in informal settlements in the inner city
and the B[...] residents is palpable. There is
no rational
differentiation. The B[...] residents did not settle on the
land unlawfully. They were lawful rent-paying
tenants who were
affected by gentrification and are now expected to move 15 km
out of the City to Phillipi.
I
acknowledge that the realisation of this right operates within the
confines of available resources; however, the measures adopted
by the
City suggest an outright refusal to consider emergency housing and a
frustration of their constitutional obligation to achieve
the
progressive realisation of the right of access to adequate housing.
There cannot be a progressive realisation of the
right provided
for in terms of section 26 where the state continuously ignores
the plight of those in desperate need, contrary
to the remedial and
transformative purpose of the section.
Whether the City’s
conduct is reasonable
[88]
Reasonableness is the
established test to assess the progressive realisation of
socio-economic rights, in this context, the right
of access to
adequate housing. Relevant to this matter is
Grootboom
,
[73]
which, coincidently, also dealt with the reasonableness of the City’s
emergency housing programme at that time. The
case established
the test for assessing the reasonableness of a government programme.
It must—
(a)
be comprehensive and coherent;
(b)
be adopted by way of policy and legislative measures;
(c)
be reasonably implemented;
(d)
be flexible and balanced;
(e)
not exclude a significant section of the population; and
(f)
contain efficient assignment functions for all three
spheres of
government, also be attentive to the urgent needs.
[89]
The lack of an official temporary emergency accommodation policy
indicates that the
City has failed on that leg of the test. It
firstly has a duty to have a policy in place. As the Housing
Act and the
Code were promulgated to “progressively realise”
the Housing Act, its implementation must be assessed in light of the
standard of reasonableness. The City’s implementation of
the National Emergency Housing Programme on the basis of what
is
before this Court cannot be said to have been adopted according to
the correct measures prescribed by legislation. It
goes further
to exclude a significant section of the population as it does not
cater for the people in most need of it, rather
the resources are
directed to social housing. The decision to prioritise one
housing programme cannot absolve the City of
its obligation in terms
of another.
[90]
The issue of location is
one that cannot be ignored when assessing reasonableness. In
Blue Moonlight
,
the Court dealt with the exclusion of persons evicted from private
property. It found that such exclusion was unconstitutional
and
instructed the municipality to provide alternative accommodation as
near as possible to the area where the property was located.
Thubelisha Homes
further
held that “in deciding locality, the government must have
regard to the relationship between the location of the residents
and
their places of employment”.
[74]
The case made it unequivocally clear that it is not the
responsibility of the municipality to make temporary emergency
housing
available at a specific location.
[75]
However,
Blue Moonlight
established
that alternative accommodation should be “as near as possible
to” the existing lives of the people affected.
[76]
[91]
The City identified Wolwerivier which is about
30 km away from the inner city and from where the B[...]
residents are currently
residing. The City refused to provide
any kind of transportation to the City from this location. The
City then offered
Kampies as the temporary emergency accommodation,
which is about 15 km away and would require the B[...] residents
to pay
for transportation. These offers by the City indicate
that it did not give sufficient consideration to the
practical
challenges of, among others, increased commuting distances and costs,
as well as the social and economic disruption that
moving away from
established networks and services would cause
the
B[...] residents, if they are moved to locations that are further
away from the inner city
, further exacerbating their already
vulnerable situation.
[92]
I have no doubt that the
B[...] residents are no ordinary evictees. They have
generational ties to the area and given the
racially discriminatory
practices of this country’s past, as one of the very few
communities that managed to resist forced
removals from “white”
cities under the apartheid regime. This is something that must
be factored in when weighing
what is reasonable. In
PE
Municipality
,
this Court held that a court should “balance out and reconcile
the opposed claims in as just a manner as possible, taking
account of
all of the interests involved and the specific factors relevant in
each particular case”.
[77]
These factors include the proximity to amenities and past injustices,
that can only be resolved in consideration of “location”.
PE
Municipality
further
held:
“
Thus,
PIE expressly requires the court to infuse elements of grace and
compassion into the formal structures of the law. It
is called
upon to balance competing interests in a principled way and to
promote the constitutional vision of a caring society
based on good
neighbourliness and shared concern. The Constitution and PIE
confirm that we are not islands unto ourselves.
The spirit of
ubuntu, part of the deep cultural heritage of the majority of the
population, suffuses the whole constitutional
order. It
combines individual rights with a communitarian philosophy. It
is a unifying motif of the Bill of Rights,
which is nothing if not a
structured, institutionalised and operational declaration in our
evolving new society of the need for
human interdependence, respect
and concern.”
[78]
Constitutionality of
the City’s implementation of temporary emergency accommodation
[93]
Section 172(1)(a) states that, when deciding a constitutional
matter within
its power, a court “must declare that any law or
conduct that is inconsistent with the Constitution is invalid to the
extent
of the inconsistency”.
[94]
Section 7(2) of the Constitution states that “the state
must respect,
protect, promote and fulfil the rights in the Bill of
Rights”. In this regard, respect means that the state
must refrain
from impairing existing access to adequate housing and
not place undue obstacles in the way of people gaining access to
adequate
housing. The duty to protect includes protecting
existing access to adequate housing from interference by third
parties.
Grootboom
tells us that Courts are
constitutionally bound to ensure that these rights are protected and,
also, fulfilled – the latter
obligation entailing positive
action on the part of the state to provide housing. And it is
only through promoting and enhancing
channels that allow access to
adequate housing that these rights can be achieved.
[95]
Section 26 of the Constitution enshrines the right of everyone
to have access
to adequate housing and obligates the state to take
reasonable legislative and other measures, within its available
resources to
achieve the progressive realisation of this right. As
a response to this constitutional imperative, in terms of section 4
of the Housing Act, the government introduced various programmes for
the provision of adequate housing to poor households. The
National Housing Code is aimed at simplifying the implementation of
housing projects by being less prescriptive whilst providing
clear
guidelines.
[96]
It is the City’s admission that it has no self-standing
Emergency Housing Programme,
and that it applies and implements the
National Emergency Housing Programme
.
In light of this,
I will proceed to analyse whether the City’s “conduct”
in its failure to provide temporary
emergency accommodation close to
the inner city is constitutional, when adjudged against the
Constitution, the Housing Act and
the National Housing Code.
[97]
Section 9 of the Housing Act speaks to the functions of the
municipality in realising
the right to have access to adequate
housing. It says:
“
(1)
Every municipality must, as part of the municipality’s process
of integrated development
planning, take all reasonable and necessary
steps within the framework of national and provincial housing
legislation and policy
to—
(a)
ensure that—
(i)
the inhabitants of its area of jurisdiction have access to adequate
housing
on a progressive basis;
(ii)
conditions not conducive to the health and safety of the inhabitants
of its area
of jurisdiction are prevented or removed;
(iii)
services in respect of water, sanitation, electricity, roads, storm
water drainage and
transport are provided in a manner which is
economically efficient;
(b)
set housing delivery goals in respect of its area of jurisdiction;
(c)
identify and designate land for housing development;
(d)
create and maintain a public environment conducive to housing
development which is
financially and socially viable;
(e)
promote the resolution of conflicts arising in the housing
development process;
(f)
initiate, plan, co-ordinate, facilitate, promote and enable
appropriate housing development
in its area of jurisdiction;
(g)
provide bulk engineering services, and revenue generating services in
so far as such
services are not provided by specialist utility
suppliers; and
(h)
plan and manage land use and development.”
[98]
Section 9(1)(a)(i) and (ii) of the Housing Act, in essence,
states that every
municipality must take all reasonable and necessary
steps within the national and provincial framework of housing
legislation and
policy to ensure that the people in its area of
jurisdiction have access to adequate housing on a progressive basis.
[99]
The Housing Code in Part 3 Volume 4 contains the
Emergency Housing Programme.
The purpose of the programme is
“
to provide temporary assistance in the form
of
secure access to land and/or basic
municipal engineering services and/or shelter in a wide range of
emergency situations of exceptional
housing need”. The
Code describes norms and standards for the provisions of the
temporary emergency accommodation for
all three spheres of
government. It goes further to state that
“
[i]t
will be the responsibility of a municipality to consider whether
specific circumstances in its area of jurisdiction merit the
submission of an application for assistance under this Programme”.
[100]
With regards to the availability of suitable
accommodation, the Code says “[w]here land suitable for housing
development in
emergency housing situations is required, it must
first be sought from land identified in Spatial Development
Frameworks that supplement
Integrated Development Plans”. This
is significant because the B[...] residents presented vacant
state-owned land as
an option for
temporary
emergency
accommodation for them. The City indicated that some of the
land identified was for other use but later that much
of the land was
used for other social housing programmes and so-called transitional
housing. Clearly, this is an untenable
situation.
Concluding
remarks
[101]
It is important to underscore that the B[...]
residents were in lawful occupation of their premises and their loss
of lawful accommodation
is directly linked to a policy of
gentrification driven largely by private property developers.
In my view, the relocation
of persons such as the B[...] residents to
outlying areas of the City has the effect of destroying their
communal and social networks,
which has the potential to deprive them
of basic amenities. This is particularly so because they are
being removed from areas
they have lived in for many generations.
The City and the Province through the mouths of Councillor Herron
and former
Premier Hellen Zille admitted that the City’s
gentrification policy was going to displace the occupants of
Woodstock
and Salt River. This policy motivated Woodstock Hub
to purchase the properties from the previous owners who had been
letting them to the B[...] residents for generations and thereafter
sought their evictions.
[102]
Woodstock Hub had the support of the City and the
Province which promised them tax breaks if they invested in the
City. The
aforegoing was not disputed. Support for this
statement can be found in the undisputed evidence of Ms Royston,
a professional
development planner and an expert in housing policy
urban land tenure security, who stated:
“
The
Urban Development Zone (“UDZ”) policy aims to
‘regenerate’ urban inner cities and other strategic city
locations that have fallen victim to ‘urban decay’ due to
the flight of capital. National Treasury created an
amendment
to the tax laws, which would allow tax breaks to developers if they
built or refurbished buildings in certain areas.
The UDZ was
implemented in 2004 with Woodstock and Salt River lying at the heart
of Cape Town’s UDZ.”
[103]
It is cold comfort that the City does not make
provision for temporary emergency housing programme within the inner
city.
The City should have foreseen in its planning that urban
regeneration would lead to displacement. Its conduct was
unreasonable
because it failed to mitigate the effects and
consequences of gentrification on the most vulnerable. It, in
effect, forced
the most vulnerable out of the city. This is a
retrogressive measure particularly in the light of South African
history.
The effect of what the City is doing, whilst
ostensibly using the forces of the market, is reminiscent of the
ravages wreaked upon
the nearby District Six after the passing
of the shameful Group Areas Act. The City’s stance
that it is better
to develop permanent housing in the city rather
than emergency housing because it is not in a position to provide
individual tracts
of land to the beneficiaries which includes
Woodstock residents is untenable. In post-apartheid
South Africa, human
individuals are social beings who live in
connection with their communities and environments. It is
important to recognise
that for people who live in circumstances of
extreme vulnerability, location may be an important or essential
component of adequate
housing, without which, they will be denied
their most basic needs as they will not be able to access employment,
healthcare and
education for their children.
[104]
The City was aware that the vast majority of the B[...] residents
would not qualify for social housing
or be allocated such housing,
yet it proceeded to disregard their needs and circumstances. The
question to be asked is whether
such an approach can be described as
reasonable. I think not. Reasonableness also involves a
consideration of rationality
and proportionality. Reasonableness
ensures balancing the adverse and beneficial effects of the decision
made in question.
The City unreasonably adopted a position that
none of the B[...] residents would be considered for emergency
housing until
such time that they had applied for social housing. In
my view, in the light of the residents’ background and
financial
circumstances, it is unlikely that they will ever qualify
for social housing. The obdurate stance of the City had the
inevitable
consequence that the B[...] residents were unreasonably
excluded from accessing temporary emergency accommodation
opportunities
in the inner city solely on the basis of their income.
According to the City, the social housing programme requires an
income
of R3500 to R7500, and GAP housing in excess of R6500.
Clearly the social and GAP housing were totally out of reach for the
B[...] residents and they cannot afford the amounts required by the
City to be part of these programmes.
[105]
It seems clear that the state (in this case the City) would be acting
unreasonably if it fails to
have regard to the location of the
residents and places of employment when deciding the locality of the
housing, regardless of
whether such choice is located within the
prescripts of section 26 of the Constitution. These are
all the transformative
imperatives of section 26 of the
Constitution which are directed at addressing spatial injustice and
spatial exclusion.
Sadly, the Supreme Court of Appeal failed to
consider them properly.
Rand Properties
stated
that:
“
More
particularly, the Constitution does not give a person a right to
housing at state expense at a locality of that person’s
choice
(in this case the inner city). Obviously, the State would be
failing in its duty if it were to ignore or fail to give
due regard
to the relationship between location of residence and the place where
persons earn or try to earn their living but a
right of the nature
envisaged by the court and the respondents is not to be found in the
Constitution.”
[79]
[106]
Another telling feature of the City’s case
is that it spoke in vague and unconvincing terms about the
affordability of meeting
housing needs. It referred to the cost
of land in the inner city, economics of building costs, and the high
costs of rates
and taxes. It contended that the subsidy from
the national government was inadequate. There was no real
attempt on
the part of the City to place before the Court detailed
information and data that would be essential for the purposes of an
assessment
of the reasonableness of its measures. On the other
hand, the B[...] residents adduced considerable evidence, all aimed
at
demonstrating their history of lawful occupation and what would
become of them if they were to be evicted or relocated. The
City was required to respond rationally and apply its policies to the
actual situation of the B[...] residents but failed to do
so.
[107]
What is startling is that the City prevaricated.
It initially denied that it had an obligation to provide emergency
housing
in the inner city and denied that the well located land
identified (by the B[...] residents) was well suited for houses. It
later changed its tune and recognised that those identified parcels
of land were indeed suitable for housing, albeit (on its approach)
for transitional and social housing. Again, it excluded the
B[...] residents. The City also failed to provide the Court
with a comparison of the costs of emergency housing in Woodstock and
Salt River versus other areas. It only made bald statements
about it costing three times the price, without substantiation and
evidence of the impact on their budget. This Court rejected
such weak evidence on available resources in
Blue Moonlight
.
[108]
I accept that the City does not have an obligation
to prioritise emergency housing over social housing. However,
it is incongruous
for the City to elect to deliver social housing and
absolutely no emergency housing in the inner city. It is wrong
to give
preference to social housing and totally neglect or ignore
emergency housing in the inner city. There is a constitutional
obligation on the City to deliver both. The facts of this case
demonstrate that it also failed to meaningfully engage with
the
residents’ case for emergency housing. It prioritised the
development of social housing in the inner city and shut
its eyes to
the lived realities facing the B[...] residents. Chief amongst
those were affordability in the inner city.
The B[...]
residents’ case is that the City adopted an obdurate stance by
not assisting them with appropriate temporary emergency
housing.
The primary focus of the City on social development housing in the
inner city meant that the B[...] residents cannot
be accommodated in
the city and the City’s view that it can meet them halfway by
relocating them 15 km away from the
city, fails to ameliorate
their plight. It also impacts severely on their right to human
dignity by stripping them of their
right to reside in their homes
which they have been occupying for generations.
[109]
Abahlali make a compelling argument in support of
the B[...] residents’ case. While acknowledging the
importance of
the “as near as possible/close proximity”
principles, it is essential to understand the difficulties in
effectively
achieving the right of access to adequate housing.
This entails carefully assessing how reasonable and fair the City’s
actions are, given the practical challenges and resources available.
This view recognises the delicate balance between what
the law
prescribes and what remains possible within available resources.
[110]
The City’s conduct falls short of the
standard of reasonableness. It evinces a cavalier attitude to
the rights of the
B[...] residents. Although I accept that it
is not the Court’s function to dictate to the City how to deal
with its
budget constraints, a fine balance has to be struck between
reasonable action and the extent of the overall demands on those
resources.
The allocation of resources must be proportionate
and not burden the state or the City unreasonably. However,
what negates
the reasonableness of the City is that not a single
emergency housing development has been built in the last 30 years.
The City has been acutely aware of the rising property prices in the
inner city, particularly Woodstock, and the displacement of
low-income groups as a result of the gentrification in the area.
Yet, it prioritised social housing development which was
clearly out
of reach for the B[...] residents.
[111]
The City seems to have placed more emphasis on the
gentrification programme and failed to take into account
considerations of spatial
justice, evictions and displacements of
residents from the homes which they had occupied for many
generations, having survived
apartheid forced removals. It is
unconscionable that residents should now, in the new democracy, face
the ignominy of apartheid-style
displacement when they had fought
gallantly to remain in their properties.
Remedy
[112]
It remains to consider the orders made by the
Supreme Court of Appeal
. The
Supreme Court of Appeal
erred and its
orders must be disturbed. The
Supreme Court of Appeal
framed the issue before it wrongly. The
correct question flowing from the High Court judgment was
whether the City acted
reasonably in determining the locality of the
temporary
emergency accommodation offered
to the B[...] residents and whether it acted reasonably in excluding
emergency housing options entirely
in the inner city. The
concomitant question was, if not, what was the appropriate, just, and
equitable remedy? How
the
Supreme Court of Appeal
framed the issue on appeal does not fairly reflect
the case advanced by the B[...] residents and is also at variance
with section 26(2)
of the Constitution.
[113]
The
Supreme Court of Appeal
failed
to correctly assess and review the City’s implementation of the
National Housing Programme and its implementation in
relation to the
B[...] residents according to the constitutional standard of
reasonableness. Another fallacy is that the
Supreme
Court of Appeal
described gentrification as a form
of urban renewal and development for commercial and business
purposes. This is clearly
wrong. Gentrification is simply
a process of
neighbourhood
change whereby
financial investment results in an influx of higher income residents
and the displacement of the lower income and
often marginalised or
minority inhabitants. During the process of gentrification,
neighbourhood
are transformed, and physical
and cultural connections disrupted as people have to move from their
neighbourhood
. In this case, it is
clear that the second respondent planned to demolish those houses in
the Woodstock area and construct
apartments for middle to higher
income earners to the total exclusion of the B[...] residents.
[114]
The progressive realisation of rights requires the Court to
scrutinise the programmes and policies
for reasonableness; however,
courts should guard against dictating solutions which would violate
the separation of powers.
Section 38 is particularly
significant when deciding on a remedy. It states that a court
hearing a case involving an
alleged infringement of, or threat to, a
right in the Bill of Rights may grant “appropriate relief,
including a declaration
of rights”. Section 172(1)(b)
further states that a court may make any order that is just and
equitable.
I am of the view that the City’s conduct is
unconstitutional as its implementation of the temporary emergency
accommodation
policy is unreasonable and arbitrary and should be
declared as such.
Costs
[115]
The purpose of a costs order is to indemnify the successful party for
the expense to which he has
been put through, having been unjustly
compelled either to initiate or to defend litigation. Given
this position in our law
which is trite, I find that the City is
liable to pay costs.
Order
[116]
The following order is made:
1.
Leave
to appeal is granted.
2.
Condonation is granted.
3.
The
appeal
is upheld.
4.
The orders of
the
Supreme
Court of Appeal and the High Court are set aside and substituted
with the following order:
(a)
“The City of Cape Town’s implementation of the National
Housing Programme is declared to be unconstitutional to the extent
that the City—
(i)
unreasonably failed to adopt its own Temporary Emergency
Accommodation Policy to be implemented in conjunction with the
National Emergency Housing Programme;
(ii)
declines to consider providing Temporary Emergency Accommodation in
the inner city on a blanket basis without considering the
circumstances of individuals;
(iii)
provides
Transitional Housing in the inner
city for evicted persons who have occupied land in the inner city
unlawfully from the outset but
does not do so for evicted persons who
are former lawful occupiers, such as the applicants;
(iv)
fails to make provision for any Temporary Emergency Accommodation in
the
inner city in the face of the foreseeable evictions resulting
from the phenomenon of gentrification consequent upon the
implementation
of the City of Cape Town’s development policies
in Woodstock and Salt River;
(v)
unreasonably
compounds the legacy of
spatial apartheid by failing to provide Temporary Emergency
Accommodation in the inner city to persons evicted
from Woodstock,
when its residents had succeeded in resisting forced removals under
the successive Group Areas Acts.
(b)
The City of Cape Town is directed to develop a reasonable Temporary
Emergency Accommodation Policy to be implemented together with the
National Emergency Housing Programme, in a reasonable manner,
consistent with this judgment.
(c)
The City of Cape Town is
directed to provide the applicants with “Temporary Emergency
Accommodation” or “Transitional
Housing” in
Woodstock or Salt River or, failing those, the Inner City
Precinct
[80]
, and, as near as
possible, to the property at Units 1[…] to 1[…],
B[...] Street, Woodstock (the property) within
6 months of the
date of this order, provided that they are still resident at the
property and have not voluntarily vacated
it.
(d)
Pending
the implementation of this order, the
applicants may not be evicted from the property.
”
5.
The
City of Cape Town is ordered to pay the
costs of the applicants in this Court, in the Supreme Court of Appeal
and in the High Court,
including the costs of two counsel.
BILCHITZ AJ
(Dodson AJ concurring):
Introduction
[117]
Socio-economic rights in
the South African Constitution have two important foundations.
The first is universalistic in nature
and rooted in the notion that
every individual is entitled to be treated with dignity and, as such,
must be provided with the necessary
conditions for living a life of
dignity.
[81]
That idea
has been behind the recognition of these rights at the international
level in the Universal Declaration of Human
Rights
[82]
and enshrined in the binding ICESCR.
[83]
South Africa signed the ICESCR on 3 October 1994 and
ratified it on 12 January 2015: that change in the legal
status
of the ICESCR is an important development for this Court to grapple
with.
[118]
The second foundation of
socio-economic rights is historical and relates to correcting the
injustices wrought in our own history.
[84]
Deliberate policies from colonial times and the enactment of
apartheid legislation from 1948 resulted in the impoverishment
of
Black people. Amongst other measures, the law was utilised to
force Black people from their homes in rural areas in order
to work
on the mines for exploitative wages and without adequate provision of
housing and services (through, for example, colonial
taxes such as
the hut tax),
[85]
to force
Black people into a system of inferior education, and to give
preferences to White people in the economic sphere
(job reservation).
[86]
Budgets were developed to prioritise spending on White people and,
thus, to provide inferior social welfare and other services
for Black
people.
[87]
The
socio economic rights in the Constitution are a promise to
correct these past socio economic injustices.
They seek to
address this devastating legacy which remains with us to this day and
has proved very difficult to counteract.
[88]
[119]
This case implicates both
these foundations of a central socio-economic right: the right to
have access to adequate housing enshrined
in section 26 of the
Constitution. The B[...] residents are facing eviction and
potential homelessness. The duty
on the state to ensure
dignified treatment of persons facing eviction and to be provided
with alternative accommodation has been
established by legislation –
in the form of the PIE Act
[89]
– and by this Court. This is also a community that,
against all odds, survived in inner city Cape Town against a
sustained
onslaught of forced removals and the attempted banishment
of people classified by the apartheid government as Black or Coloured
from this area in pursuance of spatial apartheid in terms of the
various iterations of the Group Areas Act.
[90]
To allow their removal from that area would consolidate the legacy of
apartheid rather than undermine it.
[120]
I have had the pleasure of reading the ground-breaking judgment of my
Colleague Mathopo J.
I concur in the reasoning in his
judgment but believe it is important to add complementary legal
reasoning relating primarily to
the role, applicability and
usefulness of international legal approaches in interpreting the
socio economic rights in our
Constitution in light of South
Africa’s ratification of the ICESCR. I am grateful in
this regard for the submissions
of Abahlali. I partially
dissent in relation to the remedy as I am of the view that the order
should include meaningful engagement
with the applicants and a
follow-up mechanism.
[121]
In what follows, I address the following questions: first, I consider
the applicable South African
legal framework for deciding this case.
I seek to articulate the relationship between the different elements
of section 26,
particularly in relation to negative and positive
obligations.
[122]
Secondly, I find that this Court must recognise the different legal
position that applies when interpreting
socio-economic rights, after
South Africa ratified the ICESCR in 2015. That ratification led
the ICESCR to be binding on
South Africa on an international level.
It would be highly undesirable for South Africa’s obligations
in relation to
socio economic rights to differ between the
international plane and the domestic level. That means that
this Court must
seek to harmonise its approach to the interpretation
of the socio-economic rights in the Constitution with the ICESCR,
whose interpretation
is most authoritatively contained in the General
Comments of the UN Committee on Economic, Social and Cultural
Rights (Committee).
[123]
Thirdly, I consider a central element of this approach – the
doctrine of non retrogression.
That doctrine provides a
framework in relation to which we can assess the City’s
development policies and their failure to
adopt concomitant measures
to provide emergency housing to address the foreseeable displacement
that would result from their desired
gentrification.
[124]
Fourthly, I consider the Committee’s examination of the content
of the right to housing which
expressly references “location”.
I then, fifthly, briefly consider the international instruments that
have raised
the nexus between the obligations of the government and
those of private entities in avoiding impairment of the right of
access
to adequate housing of the B[...] residents.
[125]
Finally, I consider the question of remedy. Given that it is
not possible to prescribe a particular
location for the
accommodation, it seems to me necessary for this Court to require the
City of Cape Town to engage meaningfully
with the applicants about
the suitability of the accommodation they propose. There is
also a need for a follow-up mechanism
for this matter to reach
finality: in my view, the appropriate approach is for the High Court
to retain supervision over this
matter. The City must first
report to the High Court on the suitability of the accommodation
they identify and provide
the applicants with an opportunity to
respond to that report.
The
applicable legal framework: evictions and alternative accommodation
[126]
This case concerns the eviction of the B[...] residents from their
existing housing. That traditionally
would be understood as an
interference with the obligation on states and private parties not to
harm existing access to housing.
This Court has established a
body of jurisprudence that deals with evictions and their
consequences. In seeking to prevent
homelessness pursuant to an
eviction, this Court has articulated an obligation on the state to
provide alternative accommodation
in the form of temporary emergency
accommodation. In relation to people like the present occupiers
without anywhere else
to go, that temporary accommodation can easily
become quasi permanent, which is an important consideration when
evaluating
the adequacy thereof.
[127]
The reasoning of the Court in these cases has been rooted in the
obligations contained in section 26
of the Constitution.
Section 26 reads as follows:
“
26
Housing
(1)
Everyone has the right to have access to adequate housing.
(2)
The state must take reasonable legislative and other measures, within
its available
resources, to achieve the progressive realisation of
this right.
(3)
No one may be evicted from their home, or have their home demolished,
without an order
of court made after considering all the relevant
circumstances. No legislation may permit arbitrary evictions.”
[128]
When dealing with
evictions, the Court’s jurisprudence articulates a close
relationship between the different elements of
this right.
Evictions involve depriving an individual of existing housing: the
Constitution requires in section 26(3)
that such a deprivation
take place only upon the granting of an order of Court which must
consider all relevant circumstances.
The PIE Act provides
greater guidance on these circumstances. Interpreting this
legal framework, this Court has found
that such circumstances include
whether or not alternative accommodation is available,
[91]
as well as whether the state has meaningfully engaged with the
occupiers prior to eviction where the eviction is at the state’s
instance.
[92]
As can be
seen, closely tied to the permissibility of an eviction – both
from public and private land – is ensuring
that individuals do
not become homeless. The duty to provide alternative
accommodation, however, involves a positive obligation
on the state –
that, in turn, implicates both sections 26(1) and 26(2): the
accommodation must meet certain requirements
of adequacy, be subject
to the standard of “reasonableness” and be part of a
programme to achieve the progressive realisation
of the right in
section 26(1).
[129]
The
Grootboom
case dealt with a
community who, after an eviction, were on a field with only plastic
sheeting to cover them.
[93]
The Court, in that case, utilised section 26(1) to recognise
that the right to adequate housing includes access to land,
services
and a dwelling.
[94]
Section 26(2) requires any government programme that provides
for housing and its implementation to be evaluated against
the
central standard of “reasonableness”.
[130]
Reasonableness includes a
range of factors: of central importance to this case are the elements
of coherence, equality and urgency.
[95]
In particular, it is important to emphasise, as my
Colleague Mathopo J has done, the following statement of
the
Court: “[t]hose whose needs are the most urgent and whose
ability to enjoy all rights therefore is most in peril, must not
be
ignored by the measures aimed at achieving realisation of the
right”.
[96]
The
Court, in that case, declared the government’s housing
programme to be unconstitutional to the extent that it did
not
provide for “those with no access to land, no roof over their
heads, and who were living in intolerable conditions or
crisis
situations”.
[97]
The order prompted the development of Chapter 12 of the Housing
Code and the emergency housing policy of the government.
[131]
The first case of this
Court to engage in some detail with the framework concerning
evictions was
PE Municipality
.
[98]
The case concerned an application for the eviction of 68 people
who had erected shacks on privately owned land within
the
municipality. Sachs J engaged, in that case, with the
relationship between section 25 and section 26.
In
particular, he focused on section 26(3) and stated the
following:
“
Section 26(3)
evinces special constitutional regard for a person’s place of
abode. It acknowledges that a home
is more than just a shelter
from the elements. It is a zone of personal intimacy and family
security. Often, it will
be the only relatively secure space of
privacy and tranquillity in what (for poor people in particular) is a
turbulent and hostile
world. Forced removal is a shock for any
family, the more so for one that has established itself on a site
that has become
its familiar habitat.”
[99]
[132]
Sachs J also
emphasised that section 26(3) required courts to balance out and
reconcile opposing interests in light of
the circumstances of each
case.
[100]
The
availability of alternative accommodation was dealt with there in
terms of section 6(3) of the PIE Act. Whilst
not being an
unqualified obligation, Sachs J states that “court[s]
should be reluctant to grant an eviction against
relatively settled
occupiers unless it is satisfied that a reasonable alternative is
available, even if only as an interim measure
pending ultimate access
to housing in the formal housing programme”.
[101]
Moreover, even if a housing programme is theoretically sound and
results in statistical success, the actual needs and circumstances
of
individuals must still be considered, particularly those subject to
or at risk of severe material deprivation.
[102]
[133]
The next case to deal
with the question of alternative accommodation was
Blue Moonlight
.
[103]
The case concerned an application to evict 86 people from
private premises and whether the municipality had a duty to
provide
alternative accommodation in relation to private evictions.
That case is highly relevant to the particular facts
of this case as
it also dealt with potential development by a private company in the
inner city of Johannesburg.
[134]
The Court recognised that
local government has a duty to be proactive in implementing an
emergency housing programme. The
Court was also faced with a
challenge to the differentiation in the City of Johannesburg’s
policy between the provision of
alternative accommodation to those
evicted from public land but not to those evicted from private land.
The Court recognised
that the demand for housing exceeded supply, and
that “any housing policy will have to differentiate between
categories of
people and to prioritise. The differentiation
needs to be scrutinised though”.
[104]
The framework for analysis of this differentiation was said to be the
“rationality” and “reasonableness”
standards
in terms of section 9(1) and 26(2) of the Constitution and the
Court ultimately found the differentiation to be
constitutionally
indefensible. As my Colleague Mathopo J has
indicated, the order requiring the evictees to be
provided with
temporary accommodation included a requirement that the location be
“as near as possible” to the building
they were being
evicted from.
[135]
The standards governing
the provision of the alternative accommodation that was ordered in
the wake of the
Blue Moonlight
case were also at issue
in
Dladla.
[105]
That case concerned the constitutionality of rules that were set by
the outsourced provider of shelter accommodation governing
the use of
that accommodation (the shelter rules). The majority found that
the order in
Blue
Moonlight
required
the City of Johannesburg to provide “temporary accommodation in
accordance with the general legal standards applicable
to the
provision of temporary accommodation”.
[106]
It recognised that the order for temporary accommodation necessarily
implicates section 26(2) of the Constitution.
The
reasonableness of the shelter was to be decided in terms of
section 26(2) of the Constitution – however, the shelter
rules themselves were to be assessed in terms of whether they
infringed other rights in the Constitution. The rules in
question
were found unjustifiably to infringe the rights to dignity,
freedom and security of the person and to privacy.
[107]
That case illustrated the manner in which giving effect to the right
to have access to adequate housing is intimately connected
with the
realisation of other rights in the Constitution.
[136]
What emerges from this case law is that the eviction of people who
lack the means to remain in their
existing abodes implicates a number
of intertwined legal principles. Our jurisprudence has evolved
to a point where such
an eviction may only be ordered if there is the
provision of alternative accommodation for the people in question.
Such alternative
accommodation must meet certain standards of
“adequacy” and be pursuant to a reasonable government
programme that makes
provision for accommodation to evictees.
[137]
It is important to recognise, in this case, that we are dealing with
an eviction of a group of people
who have resided on the properties
in question for a lengthy period. At the time the case was
launched, many individuals
had resided on the properties their entire
lives – in 2016, some had resided there for between
approximately 10 and 76 years.
The deprivation of rights
entailed by such an eviction is not only the loss of home –
though that is in itself of momentous
significance. It is also
the deprivation of ties to the community in which the residents are
embedded as well as the services
they receive within that community
such as education and healthcare. The circumstances of people
whose lives and ties to
particular localities are deep and long thus
need to be factored into any assessment of the adequacy of
alternative accommodation
and the reasonableness of the government
programmes pursuant thereto. In considering the approach to be
adopted in this case,
in my view, strong guidance can be gained by
considering the applicable international law.
International
law and South Africa’s ratification of the ICESCR
[138]
Section 39(1)(b) of the Constitution expressly requires that
when courts interpret the Bill of
Rights, they must consider
international law. In
Grootboom
, Yacoob J said the
following:
“
The
relevant international law can be a guide to interpretation but the
weight to be attached to any particular principle or rule
of
international law will vary. However, where the relevant
principle of international law binds South Africa, it may be
directly
applicable.”
[108]
[139]
Directly relevant to the
interpretation of the socio-economic rights in the Constitution is
the ICESCR and the work of the United
Nations Committee on Economic,
Social and Cultural Rights. It is important to recognise that
the legal position of this Court
since 2015 is different to the
position of the Courts in the early socio economic rights
cases. In
Grootboom
,
Yacoob J recognised that, at the time, South Africa had only
signed the ICESCR but not ratified it.
[109]
The signing of a treaty is determined by the national Executive in
terms of section 231(1) and does not itself render
the treaty
binding on the Republic. It has certain legal consequences
specified in the Vienna Convention on the Law of Treaties
–
namely, it places an obligation on the state not to act in a way that
is contrary to the objects and purpose of the treaty
[110]
and not to render future compliance impossible.
[111]
[140]
Section 231(2) of
the Constitution deals with ratification and states the following:
“an international agreement binds
the Republic only after it
has been approved by resolution in both the National Assembly
and the National Council of Provinces”.
The act of
ratification renders the treaty legally binding on the Republic and
indicates clear parliamentary approval of the treaty
by the branch of
state elected by the people. It thus places a democratic check
on the Executive’s power prior to rendering
a treaty binding on
the Republic.
[112]
[141]
In
Glenister
,
[113]
the majority of the Court held the following in this regard:
“
As
noted earlier, the main force of section 231(2) is in the
international sphere. An international agreement approved by
Parliament becomes binding on the Republic. But that does not
mean that it has no domestic constitutional effect. The
Constitution itself provides that an agreement so approved “binds
the Republic”. That important fact, as we shortly
show,
has significant impact in delineating the State’s obligations
in protecting and fulfilling the rights in the Bill of
Rights.”
[114]
[142]
The decision to ratify
clearly indicates parliamentary approval of the treaty and an
intention to render it binding on the Republic.
[115]
Unless clearly in breach of our Constitution, this Court must thus
give effect to that parliamentary intention and seek to
harmonise our
own domestic law with the relevant international law.
[116]
Indeed, this approach was clearly affirmed in
Glenister
when it stated the
following:
“
[O]ur
Constitution takes into its very heart obligations to which the
Republic, through the solemn resolution of Parliament, has
acceded,
and which are binding on the Republic in international law, and makes
them the measure of the state’s conduct in
fulfilling its
obligations in relation to the Bill of Rights.”
[117]
[143]
Similarly, in
Sonke
,
[118]
this Court considered the effect of ratification by South Africa
of the Optional Protocol
to
the Convention Against Torture
and
other Cruel, Inhuman or Degrading Treatment or Punishment.
[119]
It held:
“
[T]he
effect of South Africa’s ratification of any international
instrument is to bind the Republic on the international plane
and to
lend particular interpretative significance to the provisions of that
instrument when interpreting rights in the Bill of
Rights”.
[120]
[144]
When ratifying the ICESCR
in 2015, South Africa also bound itself to take seriously the
mechanisms established therein for the interpretation
and enforcement
of that treaty. For purposes of meeting its obligations in terms of
the ICESCR, the United Nations Economic and
Social Council (ECOSOC)
established the Committee on Economic, Social and Cultural
Rights.
[121]
That
Committee has developed a body of General Comments that seek to fill
out the content of the obligations in the ICESCR;
it also makes
concluding observations on state reports relating to the fulfilment
of their obligations in terms of the ICESCR.
The approach
adopted by the Committee thus affects how South Africa reports on its
obligations in relation to the realisation of
the socio-economic
rights contained in the ICESCR.
[145]
By ratifying the ICESCR,
South Africa is bound to give effect to its obligations in good
faith
[122]
– moreover,
it may not use its own internal law to justify failing to give effect
to its international obligations.
[123]
Prior to ratification by Parliament, the Rules of the National
Assembly provide that an explanatory memorandum must be produced
which includes an opinion by a legal advisor to the effect that the
agreement is consistent with the domestic law of South Africa,
including the Constitution and other international agreements to
which South Africa is a party.
[124]
It is highly undesirable for there to be one approach adopted towards
South Africa’s obligations at the international
level and
another approach adopted towards the interpretation of the
socio-economic rights in our Constitution. It is for
that
reason that our Constitution includes the injunction in
section 39(1)(b) to consider international law in the
interpretation
of the Bill of Rights and section 233 requires
preference, in the interpretation of legislation, for any reasonable
interpretation
that is consistent with international law.
[125]
[146]
Whilst not directly
binding, the approach of UN Committees is accorded “considerable
weight in determining the meaning of
a relevant right and the
existence of a violation”.
[126]
This approach was confirmed by the International Court of Justice
which found that, affording significant weight to the interpretations
of UN Committees established specifically to supervise the
implementation of a treaty would “achieve the necessary clarity
and the essential consistency of international law, as well as legal
security, to which both the individuals with guaranteed rights
and
the States obliged to comply with treaty obligations are
entitled”.
[127]
As has been mentioned, the approach of the Committee also provides
the basis for reporting on the international obligations
in the
ICESCR.
[147]
Given the duties in our
own Constitution, these interpretations of the ICESCR and
South Africa’s obligations pursuant
thereto must be given
serious attention by this Court. The ratification of the ICESCR
– and the seriousness with which
this must be approached
[128]
– may mean that, in the future, it will be necessary to
consider how to harmonise this Court’s socio-economic rights
jurisprudence with the approach of the UN Committee where differences
have emerged to avoid a divergence between South Africa’s
international obligations and those at the domestic level.
[129]
In the context of this case, I will focus on two elements of the work
of the Committee where synergies are clearly apparent
and can assist
this Court in interpreting our own Constitution: the Committee’s
approach to “progressive realisation”
and particularly
the duty not to adopt non retrogressive measures; and its direct
engagement with the question of locality.
I also consider other
instruments of international law, soft law and comparative law where
relevant in relation to these dimensions.
[130]
The
duty not to adopt retrogressive measures
[148]
General Comment 3
[131]
of the UN Committee sought to address the nature of state parties’
obligations in terms of the ICESCR. A central concern
of the
Committee was that the notion of “progressive realisation”
– language which our Constitution shares –
could deprive
the rights in the ICESCR of substantive content as their realisation
could be continually deferred by state parties.
To avoid this
result, the Committee articulated a number of obligations on states
that flowed from the ICESCR. The Committee
finds that the duty
of progressive realisation—
“
imposes
an obligation to move as expeditiously and effectively as possible
towards that goal. Moreover, any deliberately retrogressive
measures in that regard would require the most careful consideration
and would need to be fully justified by reference to the totality
of
the rights provided for in the Covenant and in the context of the
full use of the maximum available resources.”
[132]
[149]
The Committee has
confirmed this to be its general approach in a number of its later
General Comments and recognised there to be
a strong presumption
against retrogressive measures being taken by member states.
Where such measures are adopted, they must
be subject to a stringent
justification which includes a careful consideration of all
alternatives.
[133]
In
General Comment 19
[134]
on
the right to social security, the Committee elaborates on the factors
it will take into account in deciding whether the burden
to justify
any retrogressive measures is met:
“
The
Committee will look carefully at whether: (a) there was reasonable
justification for the action; (b) alternatives were comprehensively
examined; (c) there was genuine participation of affected groups in
examining the proposed measures and alternatives; (d) the measures
were directly or indirectly discriminatory; (e) the measures will
have a sustained impact on the realization of the right to social
security, an unreasonable impact on acquired social security rights
or whether an individual or group is deprived of access to
the
minimum essential level of social security; and (f) whether there was
an independent review of the measures at the national
level.”
[135]
Whilst
this General Comment relates particularly to the right to social
security, the approach contained therein does not appear
to have been
specifically confined to this right and has been, for the most part,
applied as the approach of the Committee in some
of its other
documents such as its Statement on Public Debt, Austerity Measures
and the ICESCR.
[136]
[150]
Subsequently, the UN
Committee has had reason to consider the application of this doctrine
in communications under the Optional
Protocol
[137]
– which South Africa has neither signed nor ratified. The
communications nevertheless help us to comprehend how the
Committee
approaches the application of the above-mentioned standards. In
Djazia
and Bellili v Spain
,
[138]
the Committee was faced with an eviction when the individuals
concerned could not pay their rent. The state had not provided
them with any adequate guarantee of alternative accommodation.
One important dimension of the case was the fact that the
government
had sold off a substantial amount of public housing to investors for
private housing – that had reduced the housing
stock available
to assist those in need of alternative accommodation. The
Committee found that the sale of such public housing
constituted a
retrogressive measure and that the state failed to show the necessity
or proportionality of the measure in question.
[139]
It thus led the Committee to reject Spain’s claim that it could
not provide alternative accommodation to the complainants.
[140]
[151]
The African Commission on
Human and People’s Rights
[141]
has itself recognised the doctrine and been influenced by the
approach of the Committee in its Principles and Guidelines on the
Implementation of Economic, Social and Cultural Rights in the African
Charter on Human and Peoples’ Rights.
[142]
Paragraph 20 recognises that “[m]easures that reduce the
enjoyment of economic, social and cultural rights by
individuals or
peoples are prima facie in violation of the African Charter”.
[152]
The doctrine has not only
been developed in international law but also has been utilised in
comparative law.
[143]
The Colombian Constitutional Court, for instance, has directly
adopted the doctrine in a case relating to the right to a
healthy
environment and stated the following:
“
The
mandate
of progressiveness
,
which arises from article
2.1 of the ICESCR, has two complementary dimensions: on the one hand,
the recognition that the full satisfaction
of the rights established
in the Treaty will take place in a
gradual
manner.
On the other hand, it also implies a second element, namely, that
of
progress
,
consisting of the State obligation to improve the conditions for the
enjoyment and exercise of economic, social and cultural rights.
Thus
the Committee on Economic, Social and Cultural Rights has stated that
“
the
concept of progressive realization constitutes a recognition of the
fact that the full realization of economic, social and cultural
rights generally cannot be achieved in a short period of time
”
.
This last
understanding implies, as a counterpart,
the State's
obligation of non-regression
,
which has been interpreted doctrinally and jurisprudentially in
the sense that once a certain level of protection has
been reached
,
‘
the
broad freedom of configuration of the legislator in matters of social
rights is restricted, at least in one aspect: any regression
with
respect to the level of protection achieved is constitutionally
problematic since it precisely contradicts the mandate of
progressiveness
’
.
This
is not only applicable with respect to the activity of the Legislator
but also with respect to the performance of the Administration
in the
design and execution of public policies in matters of economic,
social and cultural rights, as well as any branch of the
public
powers with competence in the matter.”
[144]
(Emphasis in original.)
[153]
This Court has accepted
that the doctrine of non-retrogression applies in our law.
[145]
The doctrine has also been referenced and utilised in
Equal Education
[146]
and
SA Childcare
.
[147]
[154]
The above analysis has
clarified that the doctrine of non-retrogression has two
elements:
[148]
the first
requires asking whether there has been a retrogression from existing
programmes or policies. In assessing the first
element, courts
must have regard not only to detrimental changes in law, regulations
or government policy but consider substantively
the concrete effects
and impact of those changes on the ability of individuals to enjoy
their rights.
[149]
In
assessing retrogression, courts must be particularly attentive to the
experience of individuals – as attested to
in court papers –
affected by these changes in law, regulations or policy. The
focus at this stage is on the detrimental
impact of law, regulations
or policy on the rights of an individual or community rather than on
whether the state intended the
retrogressive effect to occur.
[150]
[155]
The second dimension then requires consideration of whether the
retrogressive measure can be justified
– in our constitutional
framework, that would involve an assessment of whether such a measure
met the requirements of reasonableness.
This Court will require
a particularly weighty justification – including a
consideration of the factors identified in our
case law, complemented
by some of the factors mentioned in the General Comments – to
accept that a retrogressive measure
is reasonable. The
foreseeability of the retrogressive effects will be an important
component in assessing whether the government’s
response was
reasonable.
[156]
Has there been a
retrogressive measure in this case? In deciding on this
question, it is also useful to refer to the Basic
Principles and
Guidelines on Development-Based Evictions and Displacement adopted by
the United Nations Human Rights Council in
2007 (2007 Basic
Principles).
[151]
Though not binding on South Africa, this instrument was produced by
an independent expert who engaged widely in developing
the document.
It also references the international law obligations that are binding
as well as the wider context in which
retrogression has to be
understood.
[157]
The 2007 Basic Principles
identify development-based evictions as those “planned or
constructed under the pretext of serving
the ‘public good’
such as those linked to . . . land-acquisition measures associated
with urban renewal, slum upgrades,
housing renovation, city
beautification, or other land-use programmes (including for
agricultural purposes)”.
[152]
In specifying measures to prevent evictions, the 2007 Basic
Principles go on to recognise the following state obligations:
“
29.
States should carry out comprehensive reviews of relevant strategies,
policies and programmes,
with a view to ensuring their compatibility
with international human rights norms. In this regard, such
reviews must strive
to remove provisions that contribute to
sustaining or exacerbating existing inequalities that adversely
affect women and marginalized
and vulnerable groups.
Governments must take special measures to ensure that policies and
programmes are not formulated or
implemented in a discriminatory
manner, and do not further marginalize those living in poverty,
whether in urban or rural areas.
30.
States should take specific preventive measures to avoid and/or
eliminate underlying causes
of forced evictions, such as speculation
in land and real estate.
States
should review the operation and regulation of the housing and tenancy
markets and, when necessary, intervene to ensure that
market forces
do not increase the vulnerability of low-income and other
marginalized groups to forced eviction. In the event
of an
increase in housing or land prices, States should also ensure
sufficient protection against physical or economic pressures
on
residents to leave or be deprived of adequate housing or land
.”
[153]
(Emphasis added.)
[158]
The 2007 Basic Principles
here identify the phenomenon common across the world whereby local
authorities preside over a process
in terms of which economic forces
push individuals out of areas zoned for “urban renewal”.
A later document –
also non-binding in nature – was
produced by another Special Rapporteur which articulates Guiding
Principles on Security
of Tenure for the Urban Poor (2013
Guidelines),
[154]
which was
also approved by the United Nations Human Rights Council. This
document identifies the need to avoid displacement
and in so doing
for government planners to promote inclusive urban planning which is
“instrumental in promoting integrated
communities and ensuring
that well-located housing is available to the poor”.
[155]
[159]
The economic processes
identified in these documents were clearly at work in this case.
The affidavit produced by Ms Royston,
a professional development
planner is useful in this regard. She discusses the trend of
gentrification in the areas of Woodstock
and Salt River, which
increasingly moved from being an industrial, residential and
community hub to become a corporate centre of
retail and
entertainment as well as a place for investment in property.
Investors who developed new buildings or refurbished
existing ones in
the area benefitted from tax breaks in terms of a tax incentive
scheme created by National Treasury for Urban
Development Zones
and given effect to via amendments to the Income Tax Act.
[156]
That scheme was not utilised alongside other policy tools to enhance
inclusive development but rather led to the area having
more upmarket
housing developments which attracted those with a higher income who
could afford higher rentals or mortgage payments.
[160]
The City also re-zoned the area in a way that allowed for more dense
development and higher buildings.
That re-zoning led developers
to seize the opportunity to build in a way that was not previously
accessible to them. Once
again, this resulted in more expensive
housing, with the result that owners of buildings were incentivised
to sell and rent for
leasing accommodation was increased –
forcing those with less income out of these areas.
[161]
Whilst gentrification is a phenomenon in many cities, it was clearly
foreseeable that the incentives
and zoning changes in this case would
have the effect of raising property prices, and thus rent for those
who leased these properties.
It was also foreseeable that
existing residents of these areas, who are the most seriously
economically disadvantaged, would be
unable to afford that rent and
would thus be forced to move elsewhere, potentially through eviction,
as existing owners sell their
buildings. Gentrification without
putting in place policies to mitigate its negative consequences will
thus inevitably lead
to a loss of existing access to adequate housing
for those most seriously economically disadvantaged. Policies
that promote
gentrification would thus be retrogressive in the
absence of measures to counteract the potential displacement of the
most socio-economically
disadvantaged residents. They also fail
to be inclusive in the manner outlined in the 2013 Guidelines above.
[162]
The City’s encouragement of gentrification and the failure to
adopt policies that mitigated
its effects cemented the socio-economic
exclusion of those who are most vulnerable. The social housing
programme of the City
did not focus on the least advantaged but those
who were able to afford social housing. The City provided for
no emergency
housing in the inner city and so had no policies in
place to ensure that residents could remain within the communities in
which
they were embedded. The areas identified for relocating
these vulnerable residents would have severed the ties these
individuals
had with their existing communities – as will be
further explicated below, as such, they were not “adequate”.
No account was taken of their ability to earn a living only within
the surrounds they were accustomed to, the treatments they were
undergoing at local clinics and hospitals and the connectedness of
the children to their local schools. The impact on individuals
of being forced from their homes due to this combination of forces is
movingly articulated in the affidavits attested to by the
B[...]
residents.
[163]
In short, the City’s policies which, foreseeably, were destined
to result in gentrification
and yet failed to provide adequately for
the effects thereof on the most vulnerable, constitute a
retrogressive measure in the
realisation of the right to have access
to adequate housing.
[164]
I agree, for the reasons provided by my Colleague Mathopo J,
that the justifications provided
by the City fail to meet the
stringent burden required to justify such retrogressive measures as
reasonable. The City failed
to convince this Court that it had
any adequate policy framework to prevent gentrification from leading
to a retrogression in the
right to adequate housing – it thus
fails at this first hurdle to show that there is a plan which can be
tested against the
reasonableness standard. Its justifications
often simply assumed what it had to prove – that those who are
being evicted
and are at risk of being homeless cannot be housed in
or near the inner city. It gave no comprehensive justification
as to
why this must be the case, particularly where the displacement
of the residents is a foreseeable result of the City’s own
policies resulting in gentrification.
[165]
The City initially denied
that there were any sites on which to provide such accommodation but
then changed its approach to recognise
that there were sites for
“transitional housing”. That lent credence to the
impression that it did not strongly
engage with the alternative
possibility of providing emergency accommodation in the inner city.
To meet the standard of justification
required in relation to a
retrogressive measure, the City was obliged to prove that it had
carefully considered all reasonable
alternatives in the context of
its available resources.
[157]
As my Colleague Mathopo J writes, the City made broad
claims about the lack of available resources without providing
this
Court with the clear information it would need to meet its burden to
justify those claims. To justify an infringement
of
socio-economic rights, the state must provide an adequate evidentiary
basis for its claims that is both sufficiently detailed
and
appropriate to the circumstances – for instance, the greater
the urgency of the needs or the vulnerability of the individuals
concerned, the stronger the evidence that will have to be provided to
meet the burden of justification.
[158]
[166]
After initially rejecting the possibility of providing any form of
temporary accommodation in the
inner city, the City offered
“transitional” housing in the inner city to
residents of an informal settlement at
Pine Road and Salt River
Market. Transitional housing was discussed in the record as
being accommodation for people who need
a transitional space in which
to reside due to their existing location being ear marked for
housing development. When
announcing such a programme in a
media release, Councillor Brett Herron described it as
follows: “[p]art of the
undertaking is to, within our means,
provide those who are facing emergency situations with safe, decent
and affordable temporary
housing as close as possible to where they
are working”. In a feasibility study by the City
concerning the development
of transitional housing at the Pickwick
site, that notion was defined as follows:
“
Housing
for individuals and households that is temporary but which helps them
to prepare their life circumstances to move to more
permanent housing
solutions. In this instance, it is envisaged that for some
residents it will provide temporary housing
as they transition to
more permanent options although it is recognised that, because of the
shortage of alternatives for low income
households, some households
are likely to remain on a semi-permanent basis.”
[159]
[167]
It is difficult to see
how these definitions of transitional housing differ in any
meaningful way from temporary emergency accommodation
– the
latter is also not designed to be permanent. The B[...]
residents are also being evicted due to housing development
–
though of a private rather than a public nature and so also need
transitional housing during this period. This Court
in
Blue Moonlight
found that providing
alternative accommodation in relation to evictions of a public nature
but not of a private nature was unreasonable:
“[t]o the
extent that eviction may result in homelessness, it is of little
relevance whether removal from one’s home
is at the instance of
the City or a private property owner”.
[160]
The same point applies in this context: the B[...] residents are
similarly situated to the residents of Pine Road and Salt
River
Market and will also experience severe dislocation if removed far
away from the focal point of their lives.
[168]
The City seems to envisage transitional housing would involve the
payment of rent according to affordability
and be in more formal
structured accommodation – yet, it recognises subsidies will
have to be provided to those who cannot
afford the rent and, so, in
this respect there is no real substantive difference to emergency
housing. The City also appears
to conceive of transitional
housing as leading residents ultimately to move to social housing –
yet, it is not clear how
that would happen if individuals are unable
to increase their earning power and reach the earning thresholds
required for social
housing. The City, indeed, seems to accept
the need for subsidisation and that the inability of individuals to
afford the
required amounts for social housing would lead individuals
to have to spend longer periods in transitional housing. In
this
respect, too, there is no clear differentiation between
transitional and emergency housing. It is for these reasons
that
the High Court found that the differentiation between the
B[...] residents – who would face relocation far away from
the
inner city – and the residents of Pine Road and Salt River
Market – who would be relocated in the inner city –
was
arbitrary and, consequently, unreasonable. I agree with this
finding.
[169]
Consequently, the City failed to provide an adequate justification
for the lack of a policy framework
to provide emergency accommodation
in the inner city for those who would be displaced due to the City’s
policy that resulted
in urban gentrification. Its approach also
failed to justify its differential treatment of those eligible for
transitional
housing in the inner city and those who would only be
entitled to emergency accommodation far away. Its lack of a
programme
to provide emergency accommodation in the inner city,
therefore, falls to be declared unconstitutional.
[170]
Apart from the doctrine of non-retrogression, this Court is also
required to consider whether, given
a background of long standing
occupation of premises by the B[...] residents, the City is required
to consider location in
the provision of emergency accommodation.
In my view, location matters in two further respects: in
understanding what constitutes
“adequate” temporary
accommodation for the B[...] residents; and in evaluating the
reasonableness of the City’s
conduct in relation to these
residents.
The
right to have access to adequate housing and reasonableness
[171]
The primary right in
section 26 is defined as the right to have access to adequate
housing. This Court in
Grootboom
provided us with some
understanding of what constitutes adequate housing. It stated
that what is required is the following:
“there must be land,
there must be services, there must be a dwelling”.
[161]
In the context with which we are concerned here – that of urban
housing in the inner city – adequate housing
would not
necessarily entail discreet plots of land but could include
accommodation in a unit in a building.
[172]
Further guidance as to
what constitutes adequate housing can be obtained from the UN
Committee’s General Comment 4.
[162]
The Committee there recognised that housing involved the “right
to live somewhere in security, peace and dignity”.
[163]
The Committee outlines seven dimensions of “adequacy”
that must be considered: legal security of tenure; availability
of
services, materials, facilities and infrastructure; affordability;
habitability; accessibility;
location
and cultural
adequacy.
[164]
In
relation to location, the Committee states the following:
“
Adequate
housing must be in a location which allows access to employment
options, health-care services, schools, childcare centres
and other
social facilities. This is true both in large cities and in
rural areas where the temporal and financial costs
of getting to and
from the place of work can place excessive demands upon the budgets
of poor households. Similarly, housing
should not be built on
polluted sites nor in immediate proximity to pollution sources that
threaten the right to health of the
inhabitants.”
[165]
[173]
Whilst the Committee was concerned to articulate broad, universal
standards of adequacy, it is necessary
to ensure adequacy is assessed
in relation to the particular circumstances before a court. For
individuals, like the B[...]
residents, with very limited income they
mostly acquire in the inner city, long-standing ties to particular
communities, and access
to services in those communities,
accommodation far removed from the long-standing focal point of
their lives may well not
be adequate.
[174]
It is important here to
stress the social dimension of human beings. This dimension is
emphasised by aphorisms such as “a
person is a person through
other people” which gives expression to the African philosophy
of
Ubuntu
and places emphasis on
the fact that individuals are shaped through their relations with
others.
[166]
Developing a home grown approach to socio-economic rights, means
that we must recognise front and centre the relationships
between
people, the community ties and networks within which they are
embedded. The deliberate dislocation of individuals,
and
families from their communities thus constitutes a serious harm to
their sense of self, well-being and thus dignity.
Given these
harms, there is a strong burden of justification on the state where
its policies lead to the severance of people from
their social and
community networks.
[175]
Nevertheless, neither
this judgment, nor the first judgment hold that people can
automatically claim a right to accommodation in
a particular
location. Section 26(2) allows the state the possibility
of justifying as reasonable a policy of offering
people emergency
accommodation outside their existing communities. That could
occur, amongst other reasons, if there was
an absolute lack of space
in which to provide emergency housing for people in the inner city or
the conditions of any existing
accommodation were such that they
posed real health and safety hazards for those people.
[167]
[176]
The City in this case clearly took a policy decision not to provide
any emergency housing in the inner
city and to focus on social
housing which provided for those with greater financial capacity than
most of the B[...] residents.
As my Colleague Mathopo J
has discussed, it then engaged in several about-turns, creating a
category of “transitional
housing” which, as has already
been examined, is hard to distinguish from emergency housing.
Through its development
of transitional housing in the inner city, it
effectively admitted that there was no absolute scarcity of sites
available for emergency
housing. The City’s policy became
increasingly incoherent, whilst at the same time still failing
adequately to make
provision for the emergency accommodation of those
being displaced through the process of gentrification. In light
of the
urgency and importance of the interests of long standing
residents – such as the present applicants – to remain
in
the inner city and the failure to provide any strong justification or
evidence for why that was not possible, the City’s
approach to
emergency accommodation and its application in the present case was
unreasonable – a matter that is more comprehensively
discussed
in the first judgment.
[177]
That conclusion is
buttressed by the corrective dimension of socio-economic rights which
has a particular relevance in South Africa.
The separation of
South Africans into separate areas of residence according to
race was part of the destructive design of
the apartheid regime when
it enacted the successive Group Areas Acts.
[168]
The Constitution must be understood to seek to transform this legacy
of spatial apartheid. When assessing reasonableness
in
section 26(2), this Court must thus take into account whether
the government policy or action in question helps to address
the
legacy of past inequality and injustice or rather entrenches that
legacy. The inner city of Cape Town itself experienced
a great
historical trauma with the displacement of residents of District Six
and forced removals to separate “Black”
and “Coloured”
areas at the periphery of the City. Ngcukaitobi AJ in
District Six Committee
[169]
clearly describes the historical background and how the “destruction
of the social fabric of this community led to the breakdown
in
community structures and threw people into economic
destitution”.
[170]
[178]
I agree with my Colleague Mathopo J that to allow the
B[...] residents to be forced out
of the inner city by economic
forces – some of which involved deliberate actions – in
post-apartheid South Africa would
be to exacerbate this legacy rather
than undermine it. It would lead both to considerable economic
hardship and social dislocation.
The City thus has a clear duty
– emerging from sections 9(2) and 25(5) of the
Constitution amongst other provisions
– to plan for development
in such a way that seeks to address this bitter historical legacy and
undermines the rigid divisions
of race and class that existed in the
past.
[179]
It is not the role of
this Court to prescribe policies to the government but, when
evaluating reasonableness, it must consider whether
the City has
carefully considered alternatives, including those that have been
adopted elsewhere, to develop an inclusive approach
to housing
development that addresses the legacy of spatial apartheid.
[171]
The various documents addressing international law referenced in this
judgment provide some examples globally of such alternatives
–
for instance, where planning permission is only granted for the
upgrading of buildings provided there is a contribution
to low cost
housing initiatives in the same area or a percentage of that upgraded
building is utilised for low cost housing.
[172]
Whilst the discretion of the City remains in developing the exact
policies it will adopt, these are the kinds of measures
that could
ensure that individuals who are economically disadvantaged are not
left out of plans for the upgrading of buildings
and inner cities.
The
obligations of the private sector
[180]
The focus of this case
has been on the obligations of the City in the provision of emergency
accommodation. At the same time,
it cannot be ignored that the
dislocation of the B[...] residents occurs pursuant to forces that
are driven by private sector investment:
the acquisition of their
homes by a developer and the resulting application for eviction.
This is not a phenomenon exclusive
to South Africa: the Guidelines
for the Implementation of the Right to Adequate Housing of 2020
[173]
(2020 Guidelines), a non binding instrument approved by the
United Nations Human Rights Council, recognises a global trend
where
“[i]nstitutional investors buy massive amounts of affordable
and social housing (sometimes entire neighbourhoods),
displacing
lower-income families and communities”.
[174]
[181]
Our Constitution imposes
obligations on both the state and private entities.
Section 7(2) of the Constitution requires
the state to “respect,
protect, promote and fulfil the rights in the Bill of Rights”.
The obligation to protect
is understood in international human rights
law to entail an obligation on the state to ensure private entities
do not harm others
in the possession of their rights. The UN
Committee in General Comment 24 expressly recognises that
the duty to
protect would be violated by “failing to regulate
the real estate market and the financial actors operating on that
market
so as to ensure access to affordable and adequate housing for
all”.
[175]
This
international law framework thus highlights not only the City’s
own obligations to provide emergency housing – the
City too has an obligation to adopt a policy framework in relation to
the activities of private entities that ensures that they
do not harm
the right to have access to adequate housing of existing residents.
[182]
Our Constitution in section 8(2) also recognises that the duties
pursuant to the rights contained
in the Bill of Rights do not only
fall upon the state but also private parties. Madlanga J,
in an extra-curial lecture,
explained clearly the background and
rationale behind this provision:
“
[W]e
are all aware of how apartheid, even though it was
state-driven, invaded and pervaded some of the most intimate
aspects
of people’s personal lives. This went so far as
to pervert our interactions with one another. The daily news
and law reports are replete with examples of how, despite nearly 25
years of democracy, the legacy of our past still poisons our
interactions. Economic power still reflects that of apartheid.
To a large extent, so does social power. Business after
all
benefitted from apartheid policy. Concentrated economic power,
within the context of our peculiar racist history and
present, may
and does encourage abuse. If we are to take seriously the
transformative injunction of our Constitution to ‘[i]mprove
the
quality of life of all citizens and free the potential of each
person’, then our private interactions cannot be left
out of
the reach of those human rights obligations that may appropriately be
borne by private persons. We cannot take a “business
as
usual” approach and maintain the status quo insofar as our
private interactions are concerned.”
[176]
[183]
It is important to
recognise that this dimension of our Constitution is also connected
with developments at the international level.
The United
Nations Guiding Principles on Business and Human Rights
[177]
–
a
non-binding instrument which was endorsed by the United Nations Human
Rights Council
[178]
–
has, for instance, recognised both the state duty to protect
fundamental rights as well as the responsibility of business
to
respect all fundamental rights. That instrument introduced the
responsibility of businesses to conduct human rights due
diligence
processes which, amongst other elements, require the identification
of a business’s impact on fundamental rights
and efforts to
prevent and mitigate any such impacts.
[184]
The 2013 Guidelines
discussed above – also non-binding – importantly also
engage with this dimension.
[179]
There is an entire section of the commentary devoted to respecting
security of tenure in business activities.
[180]
The general responsibility is articulated as follows:
“
The
responsibility to respect the right to adequate housing requires that
business enterprises avoid causing or contributing to
infringements
of the right, and address adverse impacts when they occur. It
requires that business enterprises seek to prevent
adverse impacts
on, inter alia, security of tenure that are directly linked to their
operations, products or services by their
business relationships,
even if they have not contributed to those impacts.”
[181]
[185]
The 2013 Guidelines proceed to re-iterate a responsibility on
business enterprises to conduct a due
diligence process to
investigate the impact of their activities on security of tenure.
Businesses must aim to prevent negative
impacts and, where they
cannot do so, take steps to address them. The 2020 Guidelines
state the following in this regard:
“
Ensuring
that businesses refrain from activities that have a negative impact
on human rights in housing through common approaches
to due diligence
is necessary but often not sufficient. States may need to
ensure, for example, not only that developers
do not displace
residents from affordable housing, but also that they produce needed
affordable housing, that housing is not left
vacant and that some of
the profits from housing or other economic activities are redirected
to ensure the availability of adequate
housing for low-income
households.”
[182]
[186]
In the current context, the due diligence obligation on businesses
would mean that if they plan to
develop a project which will harm the
existing access of vulnerable individuals and communities to
socio-economic rights in the
inner city, those businesses,
independently, have obligations to consider how to prevent and
mitigate these foreseeable impacts.
That could include, for
instance, specific planning to provide a component of the development
for low-cost housing or contributing
to another low cost
development in the vicinity. In this way, private actors can
play a significant part in addressing
the legacy of spatial apartheid
and ensuring adequate housing for those who remain in a state of
socio-economic vulnerability.
Given the focus of argument in
this case was on the state’s actions and the developer did not
actively take part in these
proceedings, I do not make any definitive
findings on this aspect – it is necessary however to raise,
given the intricate
connection between state and business activity in
generating the potential homelessness of the B[...] residents.
Remedy
[187]
I agree with the declaratory and mandatory orders issued in the first
judgment by my Colleague Mathopo J.
However, I am of
the view that two additional elements are necessary. The Court
cannot order the provision of emergency accommodation
at a particular
location. Directing the City to provide accommodation within a
geographic area as near as possible to the
existing homes of the
B[...] residents contemplates a range about which the parties may
need to communicate with one another in
order to arrive at a
compliant solution, and on which the parties may need the ruling of a
court.
[188]
In my view, to avoid
further litigation and delay, it is necessary, firstly, to order the
City to engage meaningfully with the applicants
about the location of
the accommodation they propose by no later than four months after the
date of this judgment.
[183]
In several cases, this Court has elaborated upon the desirability of
meaningful engagement between governmental authorities
and
individuals where the latter’s rights are at issue. In
PE Municipality
,
[184]
the Court reasoned that:
“
[O]ne
potentially dignified and effective mode of achieving sustainable
reconciliations of the different interests involved is to
encourage
and require the parties to engage with each other in a proactive and
honest endeavour to find mutually acceptable solutions.
Wherever
possible, respectful face-to-face engagement or mediation through a
third party should replace arm’s-length
combat by intransigent
opponents.”
[185]
[189]
In
Occupiers
of 51
Olivia
Road
,
this Court recognised meaningful engagement to be a constitutional
obligation of a City when evicting individuals at its own instance
flowing from a number of rights.
[186]
It described the process and some of its virtues as follows:
“
Engagement
is a two-way process in which the City and those about to become
homeless would talk to each other meaningfully in order
to achieve
certain objectives. There is no closed list of the objectives
of engagement. . . . Engagement has the potential
to contribute
towards the resolution of disputes and to increased understanding and
sympathetic care if both sides are willing
to participate in the
process.”
[187]
[190]
In
Thubelisha
Homes
,
[188]
this Court collectively ordered a continuing process of meaningful
engagement relating specifically to the relocation process of
individuals who were subject to an eviction. Whilst there were
several judgments in that matter which differed on the adequacy
of
engagement, Ngcobo J succinctly captured the reasons for
engagement in this context when he wrote as follows:
“
The
requirement of engagement flows from the need to treat residents with
respect and care for their dignity. Where, as here,
the
government is seeking the relocation of a number of households, there
is a duty to engage meaningfully with residents both
individually and
collectively. Individual engagement shows respect and care for
the dignity of the individuals. It
enables the government to
understand the needs and concerns of individual households so that,
where possible, it can take steps
to meet their concerns.”
[189]
[191]
In the context of this case, as I have mentioned, the nature of the
order is such that it cannot identify
an exact location to which the
B[...] residents are to be relocated. As a result, it is vital
for the City to engage with
the applicants about where they are to
live. Such a process treats the applicants with dignity through
inviting them to participate
in a central decision concerning their
lives. It can, as a result, help build trust between the City
and the applicants.
It also has important practical effects: it
can identify the needs of the applicants and any legitimate
objections to a proposed
location in advance. That can enable
the City to respond and reduce any further delays. In order to
reach agreement
between the parties, the applicants too must bear in
mind the words of this Court in
Occupiers of 51
Olivia
Road
:
“
It
must be understood that the process of engagement will work only if
both sides act reasonably and in good faith. The people
who
might be rendered homeless as a result of an order of eviction must,
in their turn, not content themselves with an intransigent
attitude
or nullify the engagement process by making non-negotiable,
unreasonable demands. People in need of housing are
not, and
must not be regarded as a disempowered mass. They must be
encouraged to be pro-active and not purely defensive.
Civil
society organisations that support the peoples’ claims should
preferably facilitate the engagement process in
every possible
way.”
[190]
[192]
The second dimension of
relief which I would add to the order of the first judgment is a
structural interdict.
[191]
The general duty to provide effective relief was articulated
powerfully in
Fose
[192]
as follows:
“
I
have no doubt that this Court has a particular duty to ensure that,
within the bounds of the Constitution, effective relief be
granted
for the infringement of any of the rights entrenched in it. In
our context an appropriate remedy must mean an effective
remedy, for
without effective remedies for breach, the values underlying and the
right entrenched in the Constitution cannot properly
be upheld or
enhanced. Particularly in a country where so few have the means
to enforce their rights through the courts,
it is essential that on
those occasions when the legal process does establish that an
infringement of an entrenched right has occurred,
it be effectively
vindicated. The courts have a particular responsibility in this
regard and are obliged to ‘forge
new tools’ and shape
innovative remedies, if needs be, to achieve this goal.”
[193]
[193]
This Court had reason to
consider the implications of these sentiments for socio economic
rights in
Treatment Action Campaign
[194]
where there was a dispute concerning the nature of relief that should
be granted. The Court clearly recognised its duty to
grant
effective relief which could include both the power to issue a
mandamus as well as to grant a structural interdict and exercise
supervisory jurisdiction. It stated:
“
Where
a breach of any right has taken place, including a socio-economic
right, a court is under a duty to ensure that effective
relief is
granted. The nature of the right infringed and the nature of
the infringement will provide guidance as to the appropriate
relief
in a particular case. Where necessary this may include both the
issuing of a mandamus and the exercise of supervisory
jurisdiction.”
[195]
[194]
Though not confined to
these circumstances, this Court has tended to utilise such orders to
retain oversight of governmental action
in cases where there has been
a serious failure by a branch of government to give effect to a right
due to “persistent and
intransigent non-compliance”.
[196]
In
Black Sash
,
[197]
for instance, this Court had to address a looming crisis in which
millions of South Africans would not have received their social
assistance payments by the South African Social Security Agency.
Given multiple failures on the part of the government department
and
agency concerned, this Court put in place a number of supervisory
orders designed to ensure compliance with its judgment which
included
utilising a high-level specialist committee.
[195]
In
Mwelase
,
[198]
this Court had to address a failure by the Department of Rural
Development and Land Reform to process thousands of land claims
by
labour tenants. The majority found there to be a need to
appoint a Special Master as a mechanism to oversee and monitor
the
exercise of the department’s functions in this regard.
The Special Master was to exercise its functions under supervision
of
the Land Claims Court. Cameron J, writing for the
majority, explained his reasoning for this order:
“
The
vulnerability of those who suffer most from these failures
underscores how important it is for courts to craft effective, just
and equitable remedies, as the Constitution requires them to do. In
cases of extreme rights infringement, the ultimate boundary
lies at
court control of the remedial process. If this requires the
temporary, supervised oversight of administration where
the
bureaucracy has been shown to be unable to perform, then there is
little choice: it must be done.”
[199]
[196]
In this case, we are not concerned with a governmental body that
demonstrates a persistent failure
to meet the obligations it has
undertaken. The City was also not unresponsive in any
comparable way to the circumstances
in
Black Sash
or
Mwelase
. Instead, the City has not correctly understood
the nature of its constitutional obligations in relation to the
B[...] residents
and those similarly situated and acted,
consequently, in breach thereof.
[197]
In a recent case,
Bishop AJ neatly summarises the case for supervision as follows:
“a court retains supervision
because it cannot adequately
resolve the dispute between the parties, or adequately protect the
public interest through only a
once-off order”.
[200]
Can a once-off order in this case provide effective relief?
[198]
The declaration of
invalidity granted in the first judgment together with the mandatory
component of the order make a determination
about the City of Cape
Town’s obligations. Yet, the mandatory component of the
order allows for a range of possible
locations for temporary
emergency accommodation within a geographical area: this Court cannot
specify a particular location for
the provision of temporary
emergency accommodation.
[201]
The notion of a geographic range “as near as possible”
invites further specification – and, inevitably,
may lead to
further disagreement between the parties given that the location of
the accommodation offered by the City was at the
heart of the dispute
between the parties. In order to ensure no further
misunderstanding and to provide effective relief,
a once-off order,
in my view, is not enough. It is necessary to require the City
to report back to a court on the location
of the accommodation it
identifies as being suitable for the applicants and indicate in what
way its proposal meets the standards
outlined in this Court’s
judgment. Upon the production of that report, the applicants
should have two weeks to respond,
indicating the reasons they either
support or oppose the City’s proposal.
[199]
The question then is
whether this Court should retain supervision of this matter or
whether it is best to send it back to the High
Court to do so.
Where supervision is required, this Court has, in the past,
considered it apt, where appropriate, to refer
the matter back to
other courts and Chapter 9 institutions. For instance, in
Grootboom
,
the South African Human Rights Commission was granted the task to
monitor and report on the state’s efforts to comply with
this
Court’s judgment.
[202]
[200]
More recently, in
LAMOSA
II
,
[203]
this Court had to consider what to do about new land claims that had
been lodged in terms of the Restitution of Land Rights Amendment
Act
[204]
which was itself
declared unconstitutional. The Court had previously preserved
these claims but interdicted the Land Commission
from processing them
until prior older claims were finalised. After a failure by
Parliament to pass revised legislation within
the prescribed 24-month
period, this Court put in place an order which, amongst other
elements, required the Land Claims Court
to receive six monthly
reports by the Chief Land Claims Commissioner relating to the
processing of old claims
[205]
and to make “such order or orders as it deems fit to ensure
expeditious and prioritised processing of old claims”.
[206]
[201]
In my view, in the circumstances of this case, the High Court is
best placed to supervise the
implementation of this order for the
following reasons. First, we are concerned here with the
interpretation and application
of a constitutional standard that has
been explicated by this Court. Whilst there is a geographical
range in which more than
one location for temporary emergency
accommodation might be compliant, there is no need for this Court to
continue to be seized
with this matter after laying down the
geographical range and a locational criterion within that range.
A High Court
judge is well-placed to determine whether that
standard has been applied properly in the circumstances.
[202]
Secondly, the
Constitution requires this Court to sit
en banc
(as a bench) with at
least eight judges.
[207]
That requirement renders the process of supervising the
implementation of an order such as this unwieldy as it requires a
large number of judges continually to review this matter. That,
in turn, can lead to inefficiencies and delays. Given
that we
are not concerned with a potential catastrophe as in
Black Sash
and perpetual
malperformance, but with ensuring the correct interpretation and
application of a standard this Court has set by a
responsive and
capable branch of government, there is no need for an entire
multi member apex Court to remain seized of this
matter.
[203]
Thirdly, the High Court in Cape Town is much more
accessible to the B[...] residents who
live in the inner city
and the judge seized of the matter can even arrange an inspection
in
loco
(on-site investigation) of the proposed accommodation with
relative ease – if that is what is deemed to be required.
Finally,
the High Court’s original order itself provided
for supervision. Given this was deemed necessary by the
High Court
and there are no compelling reasons to adjust this
aspect of the order, it should not be overturned.
[204]
My order indicates that
the High Court shall receive a report from the City about the
accommodation it proposes to provide as temporary
emergency
accommodation to the applicants. The applicants will have an
opportunity to respond. The High Court
judge assigned to
this matter
[208]
shall have
the power to make a final determination about whether the proposed
accommodation meets the standards outlined in this
judgment or engage
in any further follow-up procedures that may be necessary. The
timelines indicate that this matter should
be treated as a matter of
urgency and brought to finality within a relatively short period of
time.
[205]
Consequently, in addition to the orders in the
first judgment, and with the necessary changes, had I commanded a
majority, I would
have added the following orders which largely
follow, with suitable modifications, the orders at
paragraphs 169.3-169.5 of
the High Court judgment:
1.
The City of Cape Town is ordered to engage
meaningfully with the applicants to find suitable accommodation as
contemplated in paragraph 4(c)
of the order made in the first
judgment within four months of the date of this order;
2.
The City of Cape Town is directed to deliver a
report to the High Court, within four months of the date of
this order,
which is confirmed on affidavit, in which it details the
Temporary Emergency Accommodation or Transitional Housing that it
will
make available to the applicants, and the location thereof and
the date when it will be made available. Such a report should
deal with the proximity of such accommodation or housing to the
applicants’ prior residence at Units 1[…] to
1[…]
B[...] Street Woodstock, to public and private transport, and to
educational and medical and health facilities, and
explain why the
particular location and form of accommodation and/or housing has been
selected, and what steps were taken by it
to engage the applicants
regarding the provision of accommodation or housing in compliance
with this order;
3.
The applicants may serve and file affidavits, if
any, responding to the contents of the report referred to in the
preceding paragraph,
within ten court days of the date of the
service and filing of the aforesaid report;
4.
The matter shall be re-enrolled urgently for
determination as to such further and/or additional relief as may be
necessary or appropriate
with the view to
finalising
the
accommodation to which the applicants are to be relocated within
six months of the date of this order;
5.
The High Court shall have the power to make
further orders necessary to reach a speedy
finalisation
of
this matter and may specify any additional reporting or relief
required;
6.
The High Court may, on good cause shown, extend
any time period provided for in this order.
For the Applicants:
S Magardie
instructed by Ndifuna
Ukwazi Law Centre
For the
First Respondent:
K Pillay
SC and A du Toit instructed
by Fairbridges
Wertheim Becker
For the Amicus
Curiae:
J Brickhill and M
Mbikiwa
instructed by the
Socio-Economic
Rights Institute of
South Africa (SERI) Law Clinic
[1]
As
contemplated in the
City
of Cape Town “
Affordable
Housing Prospectus: Woodstock, Salt River and Inner-City Precinct”,
issued on 28 September 2017.
[2]
Omar “Community Peace”
(2003) 16
Third
World Legal Studies
7.
[3]
41 of 1950.
[4]
Advocate Omar is perhaps best known as the first post-apartheid
Minister of Justice in the Cabinet of President Nelson Mandela.
[5]
22 of 2012.
[6]
The tax breaks that became available under section 13
quat
(6)
of the Income Tax Act 58 of 1962 required the City to designate the
area as an Urban Development Zone. Thus, the City
subjectively
foresaw that the gentrification policy would result in the
displacement of the existing Woodstock community.
[7]
19
of 1998.
[8]
Social housing is housing which is subsidised to a greater or lesser
extent, depending on the financial circumstances of the
applicant,
and is not free. It appears that as at September 2017 it was
generally available in the inner City of Cape Town
for households
with a monthly income of between R3 501 and R15 000.
Those earning less than R3 500 would
therefore ordinarily not
qualify.
[9]
Since 2015, the City has devised a new strategy, the Integrated
Human Settlements Framework ("IHSF") which is aimed
at
improving the delivery of housing opportunities in the city.
The IHSF identifies how housing delivery needs are going
to be met
until the year 2030, a period in which housing demand is expected to
rise significantly. In addition, the City
has adopted the
Integrated Human Settlements: Five Year Plan, ("the Five Year
Plan"), which it reviews annually to
ensure that it considers
and responds to any significant changes in the micro and macro
environments that may impact on delivery.
[10]
Government
of the Republic of South Africa v Grootboom
[2000]
ZACC 19
;
2000 (11) BCLR 1169
(CC);
2001 (1) SA 46
(CC) (
Grootboom
)
at para 45.
[11]
City of
Johannesburg Metropolitan Municipality v Blue Moonlight Properties
39 (Pty) Ltd
[2011]
ZACC 33
;
2012 (2) SA 104
(CC);
2012 (2) BCLR 150
(CC) (
Blue
Moonlight
)
at para 88.
[12]
Commando
v Woodstock Hub (Pty) Ltd
[2021]
ZAWCHC 179
;
[2021] 4 All SA 408
(WCC)
(High Court
judgment) at para 159
.
In
Residents
of Joe Slovo Community, Western Cape v Thubelisha Homes (Centre on
Housing Rights and Another, Amici Curiae)
[2009]
ZACC 16
;
2009 (9) BCLR 847
(CC);
2010 (3) SA 454
(CC) (
Thubelisha
Homes
)
at para 254. Ngcobo J pointed out that the
Constitution does not guarantee a person a right to housing at
government expense at the locality of his or her choice.
[13]
City of Cape Town “
Affordable
Housing Prospectus: Woodstock, Salt River and Inner-City Precinct”,
issued on 28 September 2017.
[14]
Grootboom
above n 10.
[15]
Report
of the Special Rapporteur on adequate housing as a component of the
right to an adequate standard of living
and
on the right to non-discrimination in this context, UN Doc A/HRC/13
(2009) at para 20.
[16]
That category is “
persons
who may be rendered homeless pursuant to their eviction in the inner
City and its surrounds, and in Woodstock and Salt
River in
particular”.
[17]
Minister
of Health v Treatment Action Campaign
(No
2)
[2002]
ZACC 15
;
2002 (5) SA 721
(CC);
2002 (10) BCLR 1033
(CC) (
Treatment
Campaign
)
paras
121-2.
[18]
Modderfontein
Squatters, Greater Benoni City Council v Modderklip Boerdery (Pty)
Ltd (Agri SA and Another, Amici Curiae); President
of the Republic
of South Africa v Modderklip Boerdery (Pty) Ltd
(Agri SA and Another,
Amici Curiae)
[2004]
ZASCA 47; 2004 (6) SA 40 (SCA).
[19]
Id at para 18.
[20]
Mazibuko
v City of Johannesburg
[2009]
ZACC 28
;
2010 (3) BCLR 239
(CC);
2010 (4) SA 1
(CC) (
Mazibuko
)
at
para 74.
[21]
High Court judgment at para 151.
[22]
Tswelopele
Non-Profit Organisation v City of Tshwane Metropolitan Municipality
[2007] ZASCA 70; 2007
(6) SA 511 (SCA).
[23]
Pheko v
Ekurhuleni Metropolitan Municipality
(No
2)
[2015]
ZACC 10; 2015 (5) SA 600 (CC); 2015 (6) BCLR 711 (CC).
[24]
Blue
Moonlight
above
n 11 at para 88.
[25]
City
of Cape Town v Commando
[2023]
ZASCA 7
;
2023 (4) SA 465
(SCA) at paras 66-70.
[26]
Grootboom
above n 10.
[27]
16
December 1966.
[28]
Adopted on 27 June 1981.
[29]
General Comment No. 4: The Right to Adequate Housing (Article 11 (1)
of the Covenant) (13 December 1991) UN Doc E/1992/23 (1991).
[30]
General Comment No. 26: Land and Economic, Social and Cultural
Rights (22 December 2022) UN Doc E/C.12/GC/26 (2022).
[31]
Guidelines for the Implementation of the Right to Adequate Housing –
Report of the Special Rapporteur on Adequate Housing
as a Component
of the Right to an Adequate Standard of Living, and on the Right to
Non discrimination in this context, UN
Doc A/HRC/43/43 (2020).
[32]
Id at para 38.
[33]
107
of 1997.
[34]
Blue
Moonlight
above
n 11 at para 88.
[35]
Id.
[36]
Dladla
v City of Johannesburg
[2017]
ZACC 42
;
2018 (2) SA 327
(CC);
2018 (2) BCLR 119
(CC) (
Dladla
)
at para 47.
[37]
The City submits that it implements the National Emergency Housing
Programme.
[38]
See
section 4(6) and (7) of PIE.
[39]
16
of 2013.
[40]
See
the long title of SPLUMA
.
[41]
Grootboom
above
n 10 at paras 39-41.
[42]
Id at para 43.
[43]
Id at para 45.
[44]
Id at para 46.
[45]
Id.
[46]
Id
at para 37.
[47]
Id
at para 35.
[48]
These are the factors envisaged by the term “housing
development” in the Housing Act.
[49]
Grootboom
above n 10 at
paras 48-65.
[50]
Occupiers
of 51 Olivia Road, Berea Township, and 197 Main Street Johannesburg
v City of Johannesburg
[2008]
ZACC 1
;
2008 (3) SA 208
(CC);
2008 (5) BCLR 475
(CC) (
Occupiers
of 51 Olivia Road
).
[51]
City of
Johannesburg v Rand Properties (Pty) Ltd
[2007]
ZASCA 25
;
2007 (6) SA 417
(SCA) (
Rand
Properties
)
at para 44.
[52]
Id.
[53]
Thubelisha
Homes
above
n 12
at
para 254.
[54]
Blue
Moonlight
above
n 11
at
para 104(e)(iv).
[55]
Grobler
v Phillips
[2022]
ZACC 32
;
2023 (1) SA 321
(CC);
2024 (1) BCLR 115
(CC) at para 36
and
Thubelisha
Homes
above
n 12 at para 254.
[56]
Dladla
above
n 36.
[57]
Thubakgale
v Ekurhuleni Metropolitan Municipality
[2021]
ZACC 45
;
2022 (8) BCLR 985
(CC) (
Thubakgale
)
at paras 110-11.
[58]
There
was no disagreement on this between the majority and minority.
[59]
Soobramoney
v Minister of Health (Kwazulu-Natal)
[1997]
ZACC 17
;
1997 (12) BCLR 1696
(CC);
1998 (1) SA 765
(CC) at para 8
and
President
of the Republic of South Africa v Modderklip Boerdery (Pty) Ltd
[2005] ZACC 5
;
2005 (5)
SA 3
(CC);
2005 (8) BCLR 786
(CC) at para 36.
[60]
Above n 12.
[61]
Occupiers
of 51 Olivia Road
above
n 50 at para 13.
[62]
Blue
Moonlight
above
n 11 at para 95.
[63]
Grootboom
above n 10 at para 45.
[64]
Blue
Moonlight
above
n 11 at para 88.
[65]
Thubakgale
above
n 57 at para 104.
[66]
Grootboom
above
n 10 at para 44.
[67]
Thubelisha
Homes
above
n 12 at para 254.
[68]
Thubakgale
above
n 57 at para 110.
[69]
Coggin and Pieterse “Rights and the City: An Exploration of
the Interaction between Socio-Economic Rights and the City”
(2012) 23
Urban
Forum
257
at 264.
[70]
Id at 266.
[71]
Grootboom
above n 10 at para 93.
[72]
Mazibuko
above
n 20 at para 59.
[73]
Grootboom
above n 10 at para 43.
[74]
Thubelisha
above n 12 at p
ara 254.
[75]
Id.
[76]
Blue
Moonlight
above
n 11 at para 104.
[77]
Port
Elizabeth Municipality v Various Occupiers
[2004]
ZACC 7
;
2004 (12) BCLR 1268
(CC);
2005 (1) SA 217
(CC) (
PE
Municipality
)
at para 23.
[78]
Id at
para 37.
[79]
Rand
Properties
above
n 51 at
para 44.
[80]
As
contemplated in the
City
of Cape Town “
Affordable
Housing Prospectus: Woodstock, Salt River and Inner-City Precinct”,
issued on 28 September 2017.
[81]
Grootboom
above
n 10 at para 23.
[82]
10 December 1948.
Articles
22-6 are generally regarded as enshrining these rights.
[83]
Above
n 27.
[84]
Liebenberg
Socio-economic
Rights: Adjudication under a Transformative Constitution
(Juta, Cape Town 2010)
at 9.
[85]
Demissie “In the Shadow of the Gold Mines: Migrancy and Mine
Housing in South Africa” (1998) 13
Housing
Studies
455
at 451-2.
[86]
Seekings and Nattrass
Class,
Race, and Inequality in South Africa
(Yale
University Press, New Haven and London 2005) at 3.
[87]
Id.
[88]
On
the distributive and corrective dimensions of socio-economic rights
and their implications for judicial remedies, see Mbazira
Litigating
Socio-Economic Rights in South Africa: A Choice between Corrective
and Distributive Justice
(Pretoria
University Law Press, Pretoria 2009).
[89]
Above n 7.
[90]
These were the Group Areas Act 41 of 1950; the Group Areas Act 77 of
1957 and the Group Areas Act 36 of 1966.
[91]
PE
Municipality
above
n 77 at para 28.
[92]
Occupiers
of 51 Olivia Road
above
n 50 at para 16.
[93]
Grootboom
above
n 10 at para 11.
[94]
Id at para 35.
[95]
Grootboom
summarises
a
range of dimensions of reasonableness at paras 39-44.
[96]
Id
at
para 44.
[97]
Id at para 99.
[98]
PE Municipality
above n 77.
[99]
Id
at para 17.
[100]
Id
at para 23.
[101]
Id
at para 28.
[102]
Id
at para 29.
[103]
Above n 11.
[104]
Id at para 86.
[105]
Above n 36.
[106]
Id
at para 39.
[107]
The
second judgment of Cameron J found that the rules had to be
assessed in terms of the reasonableness standard in section 26(2)
of the Constitution: see id at para 68.
[108]
Grootboom
above n 10 at para 26.
[109]
Id at fn 29.
[110]
Vienna Convention on Law of Treaties, 23 May 1969 at para 18.
[111]
Report
of the International Law Commission, 59th session (7 May-5 June and
9 July-10 August 2007) Supplement No. 10 (A/62/10)
(2007) at 67.
See also Coutsoudis and Du Plessis “We are all International
Lawyers; Now What? Taking Seriously
the Constitutional Injunction to
Integrate International Law Obligations into South African Law”
(2020) 10
Constitutional
Court Review
155
at 173.
[112]
Strydom and Hopkins “
International
Law” in Woolman et al (eds)
Constitutional
Law of South Africa
2
ed Service 6 (Juta, Cape Town 2014) at 9-10. On the
separation of powers in this process, see Meyersfeld “Domesticating
International Standards: The Direction of International Human Rights
Law in South Africa” (2013) 5
Constitutional
Court Review
399;
and Coutsoudis and Du Plessis id at 172.
[113]
Glenister
v President of the Republic of South Africa
[2011]
ZACC 6
;
2011 (3) SA 347
(CC);
2011 (7) BCLR 651
(CC) (
Glenister
).
[114]
Id at para 182.
[115]
See
Sucker “Approval of an International Treaty in Parliament: How
Does Section 231(2) ‘Bind the Republic’?”
(2013) 5
Constitutional
Court Review
417.
[116]
Liebenberg
“South Africa and the International Covenant on Economic,
Social and Cultural Rights: Deepening the Synergies”
(2020) 13
South
African Judicial Education Journal
12
at 39; and Coutsoudis and Du Plessis above n 113 at 172.
[117]
Glenister
above
n 113 at para 178.
[118]
Sonke
Gender Justice NPC v President of the Republic of South Africa
[2020] ZACC 26
; 2020 JDR
2619 (CC); 2021 (3) BCLR 269 (CC).
[119]
Optional Protocol to the Convention Against Torture and other Cruel,
Inhuman or Degrading Treatment or Punishment, adopted by
UN General
Assembly Resolution 57/199, 18 December 2002.
[120]
Sonke
above n 118 at para 60.
[121]
ECOSOC Resolution 1985/17.
[122]
Article 26 of the
Vienna
Convention on the Law of Treaties above n 110.
[123]
Id
at Article 27.
[124]
Rules
341(1) and (2)(b) of the Rules of the National Assembly.
[125]
Section 233 of the Constitution provides:
“
233
Application
of international law
When
interpreting any legislation, every court must prefer any reasonable
interpretation of the legislation that is consistent
with
international law over any alternative interpretation that is
inconsistent with international law.”
[126]
International Law Association “Final Report on the Impact of
Findings of the United Nations Human Rights Treaty Bodies”
in
International Law Association, Report of the Seventy-First
Conference (International Law Association 2004) at para 175.
[127]
Ahmadou
Sadio Diallo (Republic of Guinea v Democratic Republic of Congo)
,
Merits,
Judgment, ICJ Reports 2010
at
para 66.
[128]
This was confirmed in
Sonke
above n 118 at para 57.
[129]
The
clearest case of divergence has been in relation to the minimum core
obligation – opportunities may exist to harmonise
the two
approaches through the notion of “reasonableness” as was
foreshadowed in
Grootboom
above
n 10 at para 33: see
Liebenberg
above
n 116 at 30-2.
[130]
I
will indicate the status and authority of these documents, accepting
the point made by Tuovinen “What to do with International
Law:
Three Flaws in
Glenister
”
(2013)
5
Constitutional
Court Review
435
at 443-7 that not all texts engaging with international law
have the same weight. Where useful, they can nevertheless
be
utilised as interpretive aids, assisting us in determining the
meaning of our own constitutional provisions.
[131]
General Comment No. 3 on the Nature of States Parties Obligations
(Article 2, para 1) UN Doc E/1991/23 (1991).
[132]
Id
at para 9. Approved of in
Grootboom
above
n 10 at para 45.
[133]
See, amongst others, General Comment No. 13: the Right to Education
(Article 13 of the Covenant) UN Doc E/C.12/1999/10 (1999)
at
para 45; General Comment No. 14: the Right to the Highest
Attainable Standard of Health (Article 12 of the Covenant)
UN Doc
E/C.12/2000/4 (2000) at para 32; and General Comment No. 15:
the Right to Water (Articles 11 and 12 of the Covenant)
UN Doc
E/C.12/2002/11 (2003) at para 19.
For
an overview of the doctrine, see Liebenberg “Austerity in the
Midst of a Pandemic: Pursuing Accountability through the
Socio economic Doctrine of Non-retrogression”
(2021) 37
SAJHR
181
at 188.
[134]
General Comment No. 19: The Right to Social Security (Article 9 of
the Covenant) UN Doc E/C.12/GC/19 (2008).
[135]
Id.
[136]
Statement by the Committee on Economic, Social and Cultural Rights:
Public Debt, Austerity Measures and the International Covenant
on
Economic, Social and Cultural Rights, UN Doc E/C.12/2016/1 (2016) a
t
para 4.
For
an analysis of some of the changes and nuances in the formulation of
the doctrine by the Committee, see Warwick “Unwinding
Retrogression: Examining the Practice of the Committee on Economic,
Social and Cultural Rights”
(2019) 19
Human
Rights Law Review
467
at 478-80.
[137]
Optional Protocol to the International Covenant on Economic, Social
and Cultural Rights, 10 December 2008.
[138]
Communication No. 5 of 2015, UN Doc E/C.12/61/D/5/2015 (2017).
[139]
Id
at para 17.5-17.6.
[140]
On the application of the doctrine of non-retrogression in Spain,
see
Casla “The Rights We Live in: Protecting the Right to Housing
in Spain through Fair Trial, Private and Family Life and
Non-Retrogressive Measures” (2016) 20
International
Journal of Human Rights
285.
[141]
Above n 28.
[142]
Adopted on 24 October 2011.
[143]
For
a list of examples detailing the widespread uptake of the doctrine
both in international law and domestic constitutional law,
see
Nolan
et al “Two Steps Forward, No Steps Back? Evolving Criteria on
the Prohibition of Retrogression in Economic, Social
and Cultural
Rights” in Nolan (ed)
Economic
and Social Rights after the Global Financial Crisis
(Cambridge University
Press, Cambridge 2014) at 140-4.
[144]
C-443 of 2009 at section VI (4) (my translation) – original
Spanish quoted here:
“
El
mandato
de progresividad,
que
se desprende del artículo 2.1 del PIDESC, tiene dos
contenidos complementarios, por un lado el reconocimiento de que
la
satisfacción plena de los derechos establecidos en el pacto
supone una cierta
gradualidad.
Por otra parte, también implica un segundo sentido, el
de
progreso
,
consistente en la obligación estatal de mejorar las
condiciones de goce y ejercicio de los derechos económicos,
sociales y culturales. Así el Comité de Derechos
Económicos Sociales y Culturales ha expresado que “
el
concepto de realización progresiva constituye un
reconocimiento del hecho de que la plena realización de los
derechos económicos, sociales y culturales, generalmente no
podrán lograrse en un corto periodo de tiempo”
.
Esta última comprensión implica como
contrapartida la
obligación
estatal de no regresividad
,
la cual ha sido interpretada doctrinal y
jurisprudencialmente en el sentido que una vez alcanzado un
determinado
nivel de protección “
la
amplia libertad de configuración del legislador en materia de
derechos sociales se ve restringida, al menos en un aspecto:
todo
retroceso frente al nivel de protección alcanzado es
constitucionalmente problemático puesto que precisamente
contradice el mandato de progresividad”
,
lo cual no sólo es aplicable respecto a la actividad del
Legislador sino también respecto a la actuación
de la
Administración en el diseño y ejecución de
políticas públicas en materia de derechos
económicos
sociales y culturales al igual que cualquier rama de los poderes
públicos con competencias en la materia.”
See
also C-298 of 2016.
[145]
Grootboom
above
n 10 at para 45.
[146]
Equal
Education v Minister of Basic Education
2021
(1) SA 198
(GP) at para 46.
[147]
SA
Childcare (Pty) Ltd and Others v Minister of Social Development and
Others
,
unreported judgment of the Gauteng Division of the High Court,
Pretoria, Case No 36962/2020
(20
October 2020) at para 47. This case was, however,
overturned in
Minister
of Social Development v SA Childcare (Pty) Ltd
[2022]
ZASCA 119
; 2022 JDR 2535 (SCA) but not in relation to the doctrine
of non-retrogression.
[148]
These
are similar to the general two-stage approach adopted by this Court:
the first stage involves determining whether a right
has been
infringed; and the second stage whether that infringement is
justifiable or not in terms of section 36(1) of the
Constitution. In this context, the enquiry is conducted in terms of
section 26(2) of the Constitution.
[149]
Retrogression
involves both normative and empirical dimensions – a
distinction made in
Nolan
et al
above
n 143 at 123-4. For some of the complexities
involved in determining retrogression and why they are not
insurmountable, see
Warwick
above n 136 at 471-5.
[150]
See
Warwick
id at
477 for reasons why the focus should not be on any malign intention
of the state. See also Nolan “Putting ESC-based
Budget
Analysis into Practice: Addressing the Conceptual Challenges”
in
Nolan
et al (eds)
Human
Rights and Public Finance: Budgets and the Promotion of Economic and
Social Rights
(Hart,
Oxford 2013) at 47.
[151]
Annex I of the Report of the Special Rapporteur on Adequate Housing
as a Component of the Right to an Adequate Standard of Living,
UN
Doc A/HRC/4/18 (2007).
[152]
Id
at para 8.
[153]
Id at paras 29-30.
[154]
Guiding Principles on Security of Tenure for the Urban Poor, UN Doc
A/HRC/25/54 (2013).
[155]
Id
at para 46.
[156]
See
[6] and n 6 in the first judgment.
[157]
See above n 133 – General Comment No. 13 at para 45; General
Comment No. 14 at para 42; General Comment No. 15 at para
19; and
General Comment No. 19 above n 134 at para 42.
[158]
This
accords with a more general approach to the justification of
infringements of fundamental rights. Alexy
A
Theory of Constitutional Rights
trans:
Rivers (OUP, Oxford 2002) at 418 has termed this the “second
law of balancing’: “[t]he more heavily an
interference
in a constitutional right weighs, the greater must be the certainty
of its underlying premises”.
[159]
CRU
Report in respect of the Feasibility for the Development of
“Transitional” Housing Project – Pickwick Site,
City of Cape Town (January 2017) at 5.
[160]
Blue
Moonlight
above
n 11 at para 95.
[161]
Grootboom
above n 10 at para 35.
[162]
General Comment No. 4 above n 29.
[163]
Id
at para 7.
[164]
Id
at para 8.
[165]
Id
at para 8(f).
[166]
See
Mokgoro J’s elaboration on this aphorism in
S
v Makwanyane
[1995]
ZACC 3
;
1995 (3) SA 391
(CC);
1995 (6) BCLR 665
(CC) at paras 307-8.
[167]
In
these cases, there should nevertheless be meaningful engagement with
the people to address their relocation as this Court has
indicated
in
Occupiers
of 51
Olivia
Road
above
n 50 at para 18; and a consideration of other measures –
such as a transport allowance – to address the
consequences of
their displacement (see
Thubelisha Homes
above
n 12 at paras 11.4-6 of the order).
[168]
Above
n 90. People designated as “Black”, “Coloured”
or “Indian” were also allocated
less desirable
areas – including in regard to location – than
those people designated as “White”.
[169]
District
Six Committee v Minister of Rural Development and Land Reform
[2019] ZALCC 13; [2019]
4 All SA 89 (LCC).
[170]
Id
at para 23.
[171]
The
duty to carefully consider alternatives emerges from the General
Comments quoted at [149] above.
[172]
See,
for instance,
2013
Guidelines
above
n 154 which describe inclusive urban planning as involving
these measures at para 46.
[173]
Above n 31.
[174]
Id
at para 65.
[175]
General Comment No. 24 on State Obligations under the International
Covenant on Economic, Social and Cultural Rights in the context
of
business activities UN Doc E/C.12/GC/24 (2017) at p
ara 18.
[176]
Madlanga
“The Human Rights Duties of Corporations and Other Private
Actors in South Africa” (2018)
Stellenbosch
Law Review
363-4.
[177]
United Nations Guiding Principles on Business and Human Rights:
Implementing the United Nations “Protect, Respect and Remedy”
Framework ST/HR/PUB/11/4 (2011).
[178]
United
Nations Human Rights Council Resolution on
Human
Rights and Transnational Corporations and Other Business Enterprises
UN
Doc
A/HRC/RES/17/4
(2011).
[179]
2013
Guidelines
above
n 154. The United Nations Human Rights Council encourages
states to consider these lines when designing policies to
implement
to improve security of tenure (Resolution on Adequate housing as a
Component of the Right to an Adequate Standard of
Living, UN Doc
A/HRC/RES/25/17 (2014)).
[180]
United
Nations Guiding Principles on Business and Human Rights above n 177
at section H.
[181]
Id at para 66.
[182]
2020
Guidelines
above
n 31 at para 68.
[183]
The
underlying principles and purposes of engagement are discussed in
Chenwi “‘Meaningful Engagement’ in the
Realisation
of Socio-Economic Rights: The South African Experience” (2011)
26
SAPL
128
and Ray “Engagement’s Possibilities and Limits as a
Socioeconomic Rights Remedy” (2010) 9
Washington
University Global Studies Law Review
399.
[184]
Above
n 77.
[185]
Id at para 39.
[186]
Occupiers
of 51
Olivia
Road
above
n 50 at
paras 16-7
and 22.
[187]
Id at paras 14-5.
[188]
Thubelisha
Homes
above
n 12.
[189]
Id at para 238.
[190]
Occupiers
of 51
Olivia
Road
above
n 50 at para 20.
[191]
For
a general discussion of when these orders are appropriate, see Roach
and Budlender “Mandatory Relief and Supervisory
Jurisdiction”
(2005) 122
SALJ
325
and Maphosa “Are Judicial Monitoring Institutions a Legitimate
Remedy for Addressing Systemic Socioeconomic Rights Violations?”
(2020) 36
SAJHR
362.
[192]
Fose v
Minister of Safety and Security
[1997]
ZACC 6
;
1997 (3) SA 786
(CC);
1997 (7) BCLR 851
(CC) (
Fose
).
[193]
Id
at para 69.
[194]
Above n 17.
[195]
Id at para 106.
[196]
Taylor
“Forcing the Court’s Remedial Hand: Non-compliance as a
catalyst for remedial innovation” (2019) 9
Constitutional
Court Review
247
at 251. See also
Sibiya
v Director of Public Prosecutions
[2006]
ZACC 22; 2007 (1) SACR 347 (CC); 2006 (2) BCLR 293 (CC).
[197]
Black
Sash Trust v Minister of Social Development (Freedom Under Law NPC
Intervening)
[2017]
ZACC 8
;
2017 (3) SA 335
(CC);
2017 (5) BCLR 543
(CC) (
Black
Sash
)
at para 76.
[198]
Mwelase
v Director-General for the Department of Rural Development and Land
Reform
[2019]
ZACC 30
;
2019 (6) SA 597
(CC);
2019 (11) BCLR 1358
(CC) (
Mwelase
).
[199]
Id at para 49.
[200]
Sechaba
Protection Services CC (Pty) Ltd v Passenger Rail Agency of SA Ltd
[2023] ZAWCHC 280
; 2023
JDR 4309 (WCC) (
Sechaba
Protection Services
)
at
para 99.
[201]
The circumstances where a mandatory order is general and does not
define with precision what the government is required to do
is
exactly one of the circumstances where a supervisory order is
justifiable:
see
Roach
and Budlender
above
n 191 at 334.
[202]
Grootboom
above n 10 at para
97.
[203]
Speaker
of the National Assembly v Land Access Movement of South Africa
[2019] ZACC 10
;
2019 (5)
BCLR 619
(CC);
2019 (6) SA 568
(CC) (
LAMOSA
II
).
[204]
15 of 2014.
[205]
LAMOSA
II
above
n 203 at
para
2(d) of the Court’s order.
[206]
Id
at para 2(e) of the Court’s order.
[207]
Section
167(2) of the Constitution.
[208]
Bishop AJ in
Sechaba
Protection Services
above
n 200 at paras 102-12
has
recently provided a number of persuasive reasons why it is desirable
for the same judge to retain supervision of a matter.
He
raises an important question and his reasoning deserves
consideration in ensuring a matter such as this reaches finality as
soon as possible but no inflexible rule should be established in
this regard. The Judge President of Western Cape
High Court can be entrusted to allocate a judge to follow up on
the implementation of this order as a matter of urgency.
sino noindex
make_database footer start
Similar Cases
City of Cape Town v Independent Outdoor Media (Pty) Ltd and Others (CCT 36/22) [2023] ZACC 17; 2024 (1) SA 301 (WCC); 2024 (4) BCLR 483 (CC) (23 June 2023)
[2023] ZACC 17Constitutional Court of South Africa97% similar
Wares v Additional Magistrate, Simonstown and Others (CCT 258/24) [2025] ZACC 29 (23 December 2025)
[2025] ZACC 29Constitutional Court of South Africa97% similar
Seebed CC t/a Siyabonga Convenience Centre v Engen Petroleum Limited (CCT 290/20) [2022] ZACC 28; 2023 (12) BCLR 1535 (CC) (20 July 2022)
[2022] ZACC 28Constitutional Court of South Africa97% similar
Jordaan and Others v Minister of Home Affairs and Another (CCT 296/24) [2025] ZACC 19; 2025 (11) BCLR 1249 (CC); 2025 (6) SA 323 (CC) (11 September 2025)
[2025] ZACC 19Constitutional Court of South Africa97% similar
Merifon (Pty) Limited v Greater Letaba Municipality and Another (CCT 159/21) [2022] ZACC 25; 2022 (9) BCLR 1090 (CC) (4 July 2022)
[2022] ZACC 25Constitutional Court of South Africa97% similar