Case Law[2024] ZACC 30South Africa
O'Brien N.O. v Minister of Defence and Military Veterans and Others (CCT 14/23) [2024] ZACC 30; 2025 (2) SA 613 (CC); 2025 (4) BCLR 460 (CC) (20 December 2024)
Constitutional Court of South Africa
20 December 2024
Headnotes
Summary: Military Discipline Supplementary Measures Act 16 of 1999 — Defence Act 42 of 2002 — military judges — judicial independence — boards of inquiry — renewable terms — removal without independent oversight
Judgment
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## O'Brien N.O. v Minister of Defence and Military Veterans and Others (CCT 14/23) [2024] ZACC 30; 2025 (2) SA 613 (CC); 2025 (4) BCLR 460 (CC) (20 December 2024)
O'Brien N.O. v Minister of Defence and Military Veterans and Others (CCT 14/23) [2024] ZACC 30; 2025 (2) SA 613 (CC); 2025 (4) BCLR 460 (CC) (20 December 2024)
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FLYNOTES:
PROFESSION – Military judge –
Judicial
independence
–
Challenging
constitutionality of specific provisions – Extensive
examination of legal framework governing military courts
and
alignment with constitutional principles – Provisions
allowed undue executive influence over military courts –
Provisions violate constitutional principle of judicial
independence – Appeal upheld – Provisions declared
unconstitutional and invalid –
Military Discipline
Supplementary Measures Act 16 of 1999
–
Defence Act 42 of
2002
.
CONSTITUTIONAL
COURT OF SOUTH AFRICA
Case
CCT 14/23
In
the matter between:
LIEUTENANT
COLONEL K B O’BRIEN N.O.
Applicant
and
MINISTER
OF DEFENCE AND MILITARY VETERANS
First Respondent
CHIEF
OF THE SOUTH AFRICAN NATIONAL
DEFENCE
FORCE
Second Respondent
SECRETARY
OF DEFENCE AND MILITARY
VETERANS
Third Respondent
SOUTH
AFRICAN NATIONAL DEFENCE FORCE
Fourth Respondent
and
INTERNATIONAL
COMMISSION OF JURISTS
Amicus Curiae
Neutral
citation:
O’Brien N.O. v
Minister of Defence and Military Veterans and Others
2024 ZACC 30
Coram:
Zondo CJ,
Madlanga ADCJ,
Kollapen
J, Majiedt J, Mathopo J,
Mhlantla J, Rogers J, Theron J, Tolmay AJ and
Tshiqi J
Judgment:
Majiedt J (unanimous)
Heard
on:
8 August 2024
Decided
on:
20 December 2024
Summary:
Military Discipline Supplementary Measures Act 16 of 1999
—
Defence Act 42 of 2002
— military judges —
judicial independence — boards of inquiry —
renewable terms — removal
without independent oversight
ORDER
On
appeal from the Supreme Court of Appeal, hearing an
appeal from the High Court of South Africa, Gauteng Division,
Pretoria (High Court):
1.
Leave to appeal is granted.
2.
The appeal is upheld.
3.
The order of the Supreme Court of Appeal is
set aside to the extent
that that Court dismissed the applicant’s appeal against the
High Court’s refusal to grant
the declarations of statutory
invalidity sought by the applicant in his counter-application in the
High Court.
4.
The costs orders made in the Supreme Court
of Appeal in relation to
costs in that Court and in the High Court are set aside.
5.
It is declared that:
(a)
Sections 101
and
102
of the
Defence Act 42 of 2002
are
unconstitutional and invalid to the extent that they permit members
of the Executive to convene boards of inquiry to investigate
military
judges and the content and merits of their judgments and rulings.
Pending the coming into operation of remedial
legislation, the
phrases “any matter”, “any member or employee”
and the “affairs of any institution”
in
section 101
and
102
of the
Defence Act and
section 136 of the Military
Disciplinary Code, read with
rule 79
of the
Military Discipline
Supplementary Measures Act’s
Rules, must be read as excluding
military judges.
(b)
Section 15
of the
Military Discipline Supplementary Measures Act
16 of 1999
is unconstitutional and invalid to the extent that it
empowers the Minister of Defence and Military Veterans (Minister),
acting
on the recommendation of the Adjutant General, to assign
judges for renewable periods.
(c)
The existing practice of assigning judges for renewable periods
of
one to two years is unconstitutional and unlawful. Pending the
coming into operation of remedial legislation, the assignment
of a
military judge may not be renewed until the lapse of at least two
years since that person’s last assignment.
(d)
Section 17
of the
Military Discipline Supplementary Measures Act
16 of 1999
is unconstitutional and invalid to the extent that it
empowers the Minister, acting on the recommendation of the Adjutant
General,
to remove a military judge and that the Minister may do so
without any independent inquiry into the fitness of the military
judge
to hold office.
(e)
Pending the coming into operation of remedial legislation,
the
Minister may devise processes for an inquiry into the fitness of a
military judge and the composition of the inquiry body,
provided
that:
(i)
it is an independent inquiry; and
(ii)
a military judge may not be removed except on the recommendation
of
the independent inquiry.
(f)
The declarations of constitutional invalidity above are
suspended for
a period of 24 months to allow remedial legislation to be enacted and
brought into operation.
6.
The first respondent is ordered to pay half
of the costs of the
applicant in the Supreme Court of Appeal and the
High Court, including the costs of two
counsel where so
employed.
7.
The first respondent is ordered to pay the
costs of the applicant in
this Court, including the costs of two counsel where so employed.
JUDGMENT
MAJIEDT J (Zondo CJ,
Madlanga ADCJ,
Kollapen
J,
Mathopo J, Mhlantla J, Rogers J, Theron J,
Tolmay AJ and Tshiqi J
concurring):
Introduction
[1]
Military justice
was previously dispensed in this country by way of
ad
hoc
(for
a particular purpose) courts martial, but that system was declared
unconstitutional by the Full Court of the Cape Provincial
Division of
the High Court in
Freedom of Expression
Institute
.
[1]
The courts martial system was abolished when Parliament enacted the
Military Discipline Supplementary Measures Act
[2]
(MDSMA). In place of that system, the MDSMA established what
this Court referred to as a system which “shifted sharply
from
an essentially military system with forensic trappings to a system
far closer to the ordinary criminal justice process”.
[3]
[2]
This case concerns
the independence of military courts, in particular two military
courts of first instance established under the
MDSMA, the Court of a
Military Judge and the Court of a Senior Military Judge. The
applicant, a Lieutenant Colonel in
the South African National
Defence Force (SANDF) and a former military judge, challenged, in a
counter application before
the High Court, Gauteng
Division, Pretoria (High Court), the constitutionality of
sections 101
and
102
of the
Defence Act
[4
]
and
sections 15
and
17
of the MDSMA (the impugned provisions).
The applicant is currently employed as an instructor at the School of
Military Justice,
Pretoria. The main application was a review
application by the first respondent, the Minister of Defence and
Military Veterans
(Minister), against certain orders made by the
applicant in proceedings where he had presided as a military judge,
concerning his
apprehension about the unconstitutionality of the
impugned provisions. The High Court upheld the review
relief and dismissed
the applicant’s counter application
on the basis that the impugned provisions were constitutionally
compliant.
[5]
The Supreme
Court of Appeal dismissed the applicant’s appeal on the basis
of mootness.
[6]
[3]
The applicant now seeks leave to appeal in this Court.
The application for leave to appeal is confined to the applicant’s
counter application; the applicant has no issues with the
Supreme Court of Appeal’s judgment and order
pertaining to the review application brought by the respondents.
[4]
There are three constitutional challenges against the impugned
provisions:
(a)
first, in respect of
sections 101
and
102
of the
Defence Act,
whether
it is constitutionally permissible for members of the
Executive to have the power to initiate and control boards of inquiry
to
investigate judicial officers’ fitness and the conduct of
their cases, as occurred in the applicant’s case;
(b)
second, whether the power under
section 15
of the MDSMA,
permitting the Minister and the Adjutant General to make
renewable assignments of military judges, for short
periods, at their
sole discretion, and without any objective criteria, passes
constitutional muster;
(c)
third, relating to the constitutionality of
section 17
of the
MDSMA, which empowers members of the Executive – the Minister
and the Adjutant General – to remove military
judges for
alleged misconduct or incapacity, without the involvement or
oversight of any independent body.
Parties
[5]
The applicant and first respondent have already been
described. The second respondent is the Chief of the SANDF; the
third
respondent is the Secretary of Defence and Military
Veterans; and the fourth respondent is the SANDF. All four
respondents
oppose the application for leave to appeal. They
are represented by one legal team. The
International Commission of Jurists
(ICJ) was admitted
as an amicus curiae and was permitted to present written and
oral arguments. The ICJ was also given
leave to adduce as
evidence the Ministerial Task Team Report on Sexual Harassment,
Sexual Exploitation, Sexual Abuse and Sexual
Offences within the
Department of Defence (Ministerial Task Team Report).
The applicant
did not oppose the ICJ’s admission. However, the
respondents objected thereto on the basis that they have
dealt with
foreign and international law in their submissions, and that the
introduction of information about sexual crimes in
the military
constitutes the introduction of fresh evidence which is inappropriate
for amicus
curiae
to raise.
The
legislative framework
[6]
It is useful, for a better understanding of the factual
backdrop and the legal issues, to set out first the relevant
legislative
framework. Subsections 165(2) to (4)
of the Constitution guarantee the independence of all courts:
“
(2)
The courts are independent and subject only to the Constitution and
the law,
which they must apply impartially and without fear, favour
or prejudice.
(3)
No person or organ of state may interfere with the functioning of the
courts.
(4)
Organs of state, through legislative and other measures, must assist
and protect the
courts to ensure the independence, impartiality,
dignity, accessibility and effectiveness of the courts.”
[7]
As will be explained later, military courts fall within the
definition of “courts” in section 166 of the
Constitution,
since they are “any other court established or
recognised in terms of an Act of Parliament” envisaged in
section 166(e).
Section 174(7) of the Constitution
further requires that all judicial officers “must be appointed
in terms of an Act
of Parliament which must ensure that the
appointment, promotion, transfer or dismissal of, or disciplinary
steps against, these
judicial officers take place without favour or
prejudice”.
[8]
Section 175 of the Constitution, headed “Appointment
of acting judges”, provides:
“
(1)
The President may appoint a woman or man to serve as an acting
Deputy Chief Justice
or judge of the Constitutional Court
if there is a vacancy in any of those offices, or if the person
holding such an office
is absent. The appointment must be made
on the recommendation of the Cabinet member responsible for the
administration of
justice acting with the concurrence of the
Chief Justice, and an appointment as acting Deputy Chief Justice
must
be made from the ranks of the judges who had been appointed to
the Constitutional Court in terms of section 174(4).
(2)
The Cabinet member responsible for the administration of justice must
appoint acting
judges to other courts after consulting the senior
judge of the court on which the acting judge will serve.”
[9]
The assignment of military judges occurs under sections 13
and 14 of the MDSMA and the duration of such assignments is regulated
under section 15 of that Act. Section 13, headed
“Assignment of functions”, reads:
“
(1)
Only an appropriately qualified officer holding a degree in law and
of a rank
not below that of colonel or its equivalent, with not less
than five years’ appropriate experience as a practising
advocate
or attorney of the High Court of South Africa, or five
years’ experience in the administration of criminal justice or
military justice, may be assigned to the function of—
(a)
Director: Military Judges;
(b)
Director: Military Prosecutions;
(c)
Director: Military Defence Counsel; or
(d)
Director: Military Judicial Reviews.
(2)
Only an appropriately qualified officer holding a degree in law may
be assigned to
the function of—
(a)
senior military judge or military judge;
(b)
review counsel;
(c)
senior defence counsel or defence counsel; or
(d)
senior prosecution counsel.
(3)
Only an appropriately qualified officer or other member who holds a
degree in law
or who has otherwise been trained in law may be
assigned to the function of prosecution counsel.”
[10]
Section 14, headed “Minister’s powers in
respect of assignment”, provides:
“
(1)
The Minister shall assign officers to the functions—
(a)
at the level of Director referred to in section 13(1); and
(b)
of senior military judge or military judge referred to in
section 13(2)(a), on
the recommendation of the Adjutant General:
Provided that the Director: Military Judges shall be deemed to have
been assigned
the function of senior military judge.
(2)
The Adjutant General shall not recommend any officer for
assignment to any function
referred to in subsection (1) unless,
upon due and diligent enquiry, the Adjutant General is convinced
that the officer
is a fit and proper person of sound character who
meets the requirements prescribed in this Act for such assignment.
(3)
Subject to section 16 and the control of the Minister, the
Adjutant General
may assign any officer or member to any
function—
(a)
referred to in section 13(2)(b), (c) and (d) or (3); or
(b)
attached to any approved military legal services post other than
those referred to
in this Act.
(4)
Officers and members assigned to functions in terms of this
section shall perform
those functions in a manner which is
consistent with properly given policy directives, but which is
otherwise free from Executive
or command interference.”
[11]
Section 15 of the MDSMA, headed “Period of
assignment”, reads:
“
An assignment in
terms of this Chapter shall be for a fixed period or coupled to a
specific deployment, operation or exercise.”
[12]
Section 17, with the heading “Removal from
assignment”, reads:
“
The Minister,
acting upon the recommendation of the Adjutant General, may
remove a person from the function assigned to him
or her for the
reason of that assignee’s incapacity, incompetence or
misconduct, or at his or her own written request.”
[13]
Section 19 of the MDSMA is an important provision in the
context of the central question of the independence of military
courts.
It provides in relevant part:
“
Every
military judge and every senior military judge shall in the exercise
of his or her judicial authority under this Act—
(a)
be independent and subject only to the Constitution and the law;
(b)
apply the Constitution and the law impartially and without fear,
favour or prejudice;
(c)
conduct every trial and proceedings in a manner befitting a court of
justice.”
[14]
In summary,
sections 101
and
102
of the
Defence Act
are
concerned with the convening of boards of inquiry and the
attendance of persons at boards of enquiry and witnesses
respectively.
Subsections 101(1) and (2) provide:
“
(1)
The Minister, the Secretary for the Defence or the Chief of the
Defence Force
may, at any time or place, convene a board of inquiry
to inquire into any matter concerning the Department, any employee
thereof
or any member of the Defence Force or any auxiliary service,
any public property or the property or affairs of any institution or
any regimental or sports funds of the said Force, and to report
thereon or to make a recommendation.
(2)
Despite subsection (1), a Chief of a Service or Division may at
any time and
place convene a board of inquiry to investigate any
matter concerning the Service or Division . . . . or any member or
employee
. . . . and the affairs of any institution of the said
Service or Division, and to report or to make a recommendation
thereon.”
[15]
Importantly,
section 102
sets out the procedure before a board of inquiry
which is similar to that of a civilian criminal court.
[7]
Section 104(21)
makes non compliance with a summons
or warning to appear in terms of
section 102(1)
an offence,
punishable with the sanction of a fine or imprisonment.
[8]
Factual
matrix
[16]
I confine the factual narrative to the bare minimum, that is,
the facts necessary to understand how the central issues arose.
The applicant was assigned as a military judge for fixed periods
during 2013, 2014, and 2016. During his time of service,
the
applicant started to reflect on the constitutionality of consecutive
fixed term appointments of military judges.
He formed
the view that consecutive fixed appointments might impact on the
independence of the Judiciary. The applicant subsequently,
of
his own accord, began placing on record, at the commencement of
matters in which he presided, his concerns regarding the
constitutionality
of the appointment of military judges. He
also made brief
obiter
(in passing) remarks, expressing
concerns about renewable terms and their impact on the structural
independence of the military
courts. The applicant claimed that
his views were based on this Court’s case law, and he stated
thus in these
obiter
remarks.
[17]
In 2014, the applicant’s superiors requested that he
cease this practice, on the basis that he was bringing the
credibility
of the military legal system into disrepute. The
applicant relented and undertook not to raise his views in this
manner in
future cases before him.
[18]
In 2015, the
Minister did not assign military judges, except for one or two
reserve force military judges. In 2016, after
he was again
assigned to the Bench, the applicant presided in the two matters that
ultimately resulted in the current litigation
(the Mokoena and Mabula
cases). The applicant once again reiterated his view regarding
the constitutionality of the appointment
of military judges and
enquired from the parties whether they accepted the Military Court’s
jurisdiction. The applicant
was concerned in both matters that
the accused’s trials were unduly delayed to the point that it
might have impacted their
right to a fair trial. He requested
the legal representatives to address him on whether he could conduct
an investigation
as provided for in section 342A of the
Criminal Procedure Act
[9]
.
That section deals with unreasonable delays in criminal trials.
Both legal representatives argued that he (the
military judge)
was entitled to have regard to and implement the provisions of
section 342A of the Criminal Procedure
Act.
[19]
Without the
knowledge of and participation in the proceedings by the Minister,
the applicant, relying on what he considered to be
“public
knowledge” and information in the public domain, concluded that
the undue delay in prosecuting the respective
matters was in part
attributable to the Minister’s failure to appoint military
judges for the period 2015–2016, and
in part to the prosecuting
authority. He subsequently ordered that “a copy of the
written court ruling, a copy of the
‘Military Judges Concerns
in respect of the Constitutionality of the Assignment of Military
Judges’,
[10]
and a copy
of Prosecution Counsel’s and Defence Counsel’s Heads of
Argument” be served respectively on the Director,
Military
Prosecutions (Director) and the President of the Republic of South
Africa (President) in his capacity as Commander in Chief
of
the SANDF. The applicant regarded the Director and the
President as the appropriate authorities to conduct an administrative
investigation and consider possible disciplinary action against the
prosecutorial staff and the Minister, respectively, for their
part in
causing the delay.
[20]
The applicant postponed the finalisation of the Mokoena and
Mabula cases after holding that the delays incurred were more
prejudicial
to the prosecution than to the defence. Both the
Director and the President were ordered by the applicant to provide
written
reports to the Military Court, by 31 October 2016,
setting out what actions, if any, had been taken against any of their
staff members and the Minister, respectively.
[21]
The applicant’s superiors were, to put it mildly,
startled by this development. The concerns were expressed in a
letter
by then Review Counsel, Lieutenant Colonel Kriek, on
6 November 2014 to the Director: Military Judicial
Reviews.
Those concerns were that the constitutional issue
raised by the applicant “does not fall within the ambit of the
procedural
course of a court case constituted under the [MDSMA]”.
The upshot of the concerns was that the applicant as a presiding
military judge was in effect challenging his appointment in open
court, thus challenging the credibility of the military legal
system. In that letter the question was also raised as to why a
military judge who believes his appointment to preside
in a
military court is unconstitutional would continue with the matters
before him even though the trials would then be invalid
and null and
void.
[22]
On 5 December 2015, the then Director: Military
Judges, Brigadier General Slabbert, held a meeting with the
applicant to express his concern that, in having once again raised
the constitutionality of assignments of military judges
in open
court, the applicant had breached a previous undertaking. In
the course of that meeting, the applicant was instructed
not to use
his Military Court as a forum for his “awareness campaigns and
constructive criticism”. He was advised
to use the proper
channels of command and that, if he were to persist in his conduct,
it may impact on his future assignment as
a military judge.
[23]
A board of inquiry (Board) was then constituted (presumably in
terms of
sections 101
and
102
of the
Defence Act)
to
investigate whether his conduct brought the military legal system
into disrepute. The applicant was informed that no new cases
would be assigned to him pending the finalisation of the matter by
the Board. The applicant objected to not being assigned
new
cases, and he was again assigned matters within the borders of
South Africa pending the investigation by the Board.
[24]
Subsequent to the
commencement of that investigation, the applicant was informed that
the mandate of the Board was extended to investigate
all matters
previously heard by him. The applicant convened a court in
October 2016 and summoned the accused, the prosecutor,
and
defence counsel in the Mokoena and Mabula matters to appear before
him. After explaining what had transpired since the
matters
were postponed, he recused himself from hearing both matters because,
in his view, the interference in his judicial functions
gave rise to
a reasonable apprehension of bias. Without any of his superiors
or the officers involved in the Board having
been notified of the
procedure, he ordered that a copy of the record of the proceedings be
served on the Minister to consider whether
the officers named in the
order had complied with the provisions of
section 54(2)(g)
of
the
Defence Act,
[11
] and
to make recommendations to the Commander in Chief, the
President, in this regard.
[25]
The Mokoena and Mabula cases were assigned to new
military judges, and both matters have since been finalised.
The applicant
was not subsequently assigned as a military judge
after his fixed term appointment lapsed. He was the only
military judge
who did not receive a consecutive assignment as a
military judge. Litigation ensued, culminating in this
application.
Litigation
history
High Court
[26]
In 2018, the present respondents instituted review proceedings
in the High Court to review and set aside the judgments and
orders handed down by the applicant in his capacity as a
military judge on 25 and 29 August 2016 and
14 October 2016.
The applicant, in turn, instituted a
counter-application challenging the constitutionality of
sections 101
and
102
of the
Defence Act, and
sections 15
and
17
of the MDSMA. The respondents
decided to suspend the Board pending the finalisation of the review
proceedings and counter application.
[27]
As stated, the applicant’s counter application
raised three principal issues concerning the constitutionality of
sections 15
and
17
of the MDSMSA and
sections 101
and
102
of the
Defence Act. The
High Court considered the
three challenges in the following sequence. The first issue was
the
section 15
of the MDSMA challenge: whether the Minister’s
power to reassign military judges for consecutive fixed periods
of service
is consistent with the principle of judicial independence.
[28]
The second issue the High Court had to determine was
whether
section 17
of the MDSMA, to the extent that the
provision empowers the Minister, on the recommendation of the
Adjutant General, without
any independent inquiry into the
fitness of the military judge to hold office, to remove
military judges for alleged
misconduct, is consistent with the
principle of judicial independence and thus constitutional.
Lastly, the third issue for
determination was whether
sections 101
and
1
02 of the
Defence Act empower
the Executive (Minister and Adjutant General) to appoint boards
of inquiry, staffed with non judicial officers, to investigate
military judges, their judgments, and the conduct of their
cases. If they do, the High Court had to enquire into
whether the provisions are consistent with the principle of judicial
independence and thus into whether they are constitutional.
[29]
In respect of the first issue, the
section 15
challenge,
the High Court pointed out that a military judge’s term of
office and reassignment relates to security of
tenure. The
High Court held that an assignment as a military judge does
not affect a person’s employment
in the SANDF. A
military judge’s security of tenure as a military officer
of a specific rank, and their financial
position, are not dependent
on their assignment as a military judge. The Court held
further that military courts enjoy
limited jurisdiction and their
decisions are subject to appeal and review. In light of all of
these findings, the Court held
that there are sufficient safeguards
in the MDSMA, and related statutes, to render the risk posed to
judicial independence, by
the power to make reassignments,
negligible. Consequently, the Court dismissed this
constitutional challenge.
[30]
On the second issue, the power to remove a military judge
upon the recommendation of the Adjutant General found in
section 17
of the MDSMA, the High Court accepted that the
MDSMA does not explicitly provide for a procedure in terms of which a
preliminary,
or any, investigation must be conducted or that a charge
be brought against the military judge concerned. But, said
the High Court, a proper interpretation of
section 17
in
the context of the MDSMA, read with the Military Discipline Code
(Code), the MDSMA Rules and the rules of natural
justice,
implies that the Adjutant General has an obligation to convene a
board of inquiry to investigate alleged misconduct,
incapacity or
incompetence before recommending a military judge’s
removal from the function assigned to them.
The investigation
by a board of inquiry serves to ensure that the Adjutant General’s
recommendation is an informed recommendation
as opposed to one based
on their own whim. The High Court thus held that, if
section 17 is read within the legal
matrix created by the MDSMA,
MDSMA Rules and the Code, this constitutional challenge must
fail.
[31]
On the third and last issue, that is the issue of whether,
properly interpreted,
sections 101
and
102
of the
Defence Act empower
the Minister and/or the Adjutant General
to appoint boards of inquiry to investigate military judges and the
related issue
of whether such a power is consistent with the
principle of judicial independence, the Court held thus: The
substance of
sections 101
and
102
of the
Defence Act
are
repeated in the Code and the MDSMA Rules. A board of
inquiry can thus be convened without reliance on the
Defence Act.
According
to the Court, military judges should not be removed
from their assignment unless their incapacity, misconduct, or
incompetence
has objectively been determined. Such a
determination cannot be made without an investigation, and a board of
inquiry is
the appropriate mechanism to conduct such an inquiry.
[32]
The High Court held that to grant the order sought by the
applicant would be to incapacitate the Minister from removing a
military
judge in accordance with
section 17.
To prevent a
board of inquiry from convening before a military judge’s
fixed appointment lapses will defeat the
purpose of
section 17.
In the premises, the Court held that
sections 101
and
102
,
properly interpreted, empower the Minister and/or the
Adjutant General to appoint boards of inquiry to investigate
military
judges and that this power is consistent with the principles
of judicial independence and is therefore constitutional.
[33]
In light of the above, the High Court dismissed the
applicant’s counter application with costs. With the
leave
of that Court, the applicant appealed to the
Supreme Court of Appeal.
Supreme Court of Appeal
[34]
The Supreme Court of Appeal dismissed all three
constitutional challenges on the basis of mootness. The first
challenge – directed at
section 15
of the MDSMA, (the
power to renew term of office) – was moot, according to that
Court, on account of the absence of a real
and live dispute.
The Court held that “the case advanced in support of the
section 15
challenge is a purely conjectural one”.
The Court held further that the applicant sought to—
“
have
[it] express a view on legal issues that he hope[d] to have decided,
which would not in any way affect his position relative
to the
Defence Force. . . . . [and that the applicant, in effect, was
seeking] legal advice from [the Court] in respect of
legal disputes
that may or may not arise in the future”.
[12]
[35]
The second challenge aimed at
section 17
of the MDSMA,
the power to remove military judges, had become moot, according
to the Supreme Court of Appeal,
because the applicant
was not facing, nor had he ever faced, removal from the position of
military judge. The Court
held that there was not the
faintest hint that the Adjutant General had ever contemplated a
recommendation to the Minister
that the applicant be removed from
office, nor was there a hint that the Minister herself had ever
contemplated doing so.
[36]
And lastly, the Supreme Court of Appeal held
that the third challenge concerning
sections 101
and
102
of the
Defence Act, the
power to appoint boards of inquiry, had
become moot by reason that the SANDF had decided to collapse the
Board established to investigate
the applicant’s conduct, which
had been held in abeyance pending the finalisation of the review
application in the High Court.
The Supreme Court of Appeal
held further that, given the reservations expressed by the new
Adjutant General
as to the appropriateness of invoking those
provisions in a case involving a military judge, and the unlikelihood
of a recurrence
of the question in the future, there was no live
issue between the present parties that the Court needed to resolve.
[37]
In light of the above, the Supreme Court of Appeal
dismissed the applicant’s appeal against the dismissal of
his
counter application in the High Court. As stated,
this application for leave to appeal is directed at that
order.
In
this Court
Applicant’s
submissions
[38]
With regard to jurisdiction, the applicant submits that the
matter is a constitutional issue as it concerns the constitutionality
of national legislation and the judicial independence of military
courts and military judges. The applicant submits
that the
matter is not moot and it is in the interests of justice to grant
leave to appeal. That is so because, according
to the
applicant, “a constitutional challenge to legislation that is
in operation is a live issue and the orders of this
Court would have
practical effect”. In the event that the Court finds that
the matter is moot, the applicant submits
that it is nevertheless in
the interests of justice to hear the appeal, because this case raises
important, complex legal questions
about the independence of military
courts and military judges. The applicant further submits that
it would be in the interests
of justice to hear the matter
notwithstanding it being moot because of the broader practical impact
that the order of invalidity
would have. In addition, the
applicant submits that this Court has the benefit of the High Court
judgment on these issues.
[39]
In respect of the merits, on the first issue, the power to
renew terms of office in terms of
section 15
of the MDSMA, the
applicant submits that this power is inconsistent with the principle
of judicial independence for two main reasons.
First, because
“non renewable terms are a core requirement of
structur[al] independence” and renewable terms of
office are
inconsistent with the core guarantee of security of tenure.
Second, renewable terms leave judges open to threats
and inducements
or, at the very least, a reasonable apprehension of that. In
further support of his argument, the applicant
submits that
section 15
is out of step with the trend observed in foreign
jurisdictions such as Canada, New Zealand and the
United Kingdom.
[40]
On the second issue, the power to remove a military judge upon
the recommendation of the Adjutant General according to
section 17
of the MDSMA, the crux of the applicant’s
submissions is this: it is impermissible for members of the Executive
to hold the
power to exercise discipline over judicial officers
without any independent assessment of cause. According to the
applicant,
this includes the unfettered power to remove judicial
officers for misconduct or incapacity.
[41]
As to the third and last challenge, the power to appoint
boards of inquiry in terms of
sections 101
and
102
of
the
Defence Act, the
applicant submits that this power
interferes with a military judge’s freedom to hear and decide
cases without interference
from government, pressure groups, or
individuals. The applicant submits that this power compromises
military judges and judicial
independence as it places judicial
officers in a subordinate position in relation to the Executive.
[42]
The applicant further submits that the composition of boards
of inquiry is also inconsistent with the principle of judicial
independence.
According to the applicant, the boards are often
composed of individuals who are not judicial officers, and this is
inconsistent
with the principle of judicial independence.
Lastly, the applicant submits that the members of boards obey the
Adjutant General
and Minister’s orders and are not
independent. Consequently, they cannot be considered to be an
independent check on
the exercise of the powers of the Minister and
Adjutant General.
Respondents’
submissions
[43]
The respondents submit, without motivation, that this Court
does not have jurisdiction to entertain the matter. They submit
that the matter is moot and it is not in the interests of justice to
entertain the application. That submission is primarily
based
on the Supreme Court of Appeal’s reasoning.
On the merits, the crux of their case is that this
Court should not
declare the impugned provisions unconstitutional, because those
provisions apply to a number of groups in the
SANDF and not just
military judges and, as a result, a declaration of constitutional
invalidity will affect the “entire [SANDF]”
and
“the Country”.
[44]
The respondents
argue that military judges do not fall within the definition of
“judicial officers” as outlined
in section 174(7)
of the Constitution. They point out that the MDSMA does not
categorise military judges as “judicial officers”.
While military courts hold jurisdiction over criminal matters, this
jurisdiction does not extend to civilians. The respondents
make
the point that only a Senior Military Judge can preside over cases
involving serious offenses such as murder, treason, rape,
or culpable
homicide, and, even then, only if such crimes occur outside the
country’s borders. Moreover, the respondents
assert that
military courts already possess sufficient judicial independence.
They refer to
Potsane
,
[13]
which, they contend, suggests that the MDSMA was established to align
the country’s military justice system with the principles
of
constitutionalism.
[45]
Regarding the
first challenge, the respondents contend that the legislation does
not explicitly state that a board of inquiry is
authorised to
investigate military judges, their rulings, or the handling of
their cases. They assert that no constitutional
arrangement can
achieve a total separation of powers. They cite
Van Rooyen
,
[14]
where the inclusion of members of Parliament and the Executive on the
Magistrates’ Commission was held to be acceptable.
[46]
In respect of the
second challenge, the respondents argue that section 15 does not
solely pertain to the assignment of military
judges but applies to
various categories of military personnel. They assert that if
section 15 were deemed unconstitutional,
it would impact the
deployment of all types of military personnel. With reference
to
Van Rooyen
the respondents cite this
Court’s decision in the
First Certification judgment
,
[15]
that the appointment of Judges by the Executive, or in collaboration
with Parliament, does not undermine the impartiality and independence
of the Judiciary. They emphasise that military judges
already have security of tenure. Additionally, they point
out
that there are relatively few cases for military judges to handle,
and permanent appointments might hinder efforts towards
transformation.
[47]
Regarding the third challenge, the respondents assert that
section 17 does not specifically address the removal of “a
military judge” but rather the removal of “a person”,
indicating that military judges are not strictly categorised
as
judicial officers but as members of the SANDF. They point out
that countries like New Zealand, Australia, and Canada
have
removal provisions involving both the Legislature and Executive.
In contrast, in South Africa it is ultimately
the President and
the National Assembly who remove a Judge upon the recommendation
of the Judicial Service Commission,
which is a composite
body.
ICJ’s
submissions
[48]
The ICJ makes submissions on our country’s obligations
under international law to ensure that courts and tribunals,
including
military courts, are competent, independent, impartial, and
afford litigants a fair and public hearing. Concerning the
importance
of the country’s international obligations, the ICJ
refers to sections 39(1) and 233 of the Constitution.
[49]
In addition, with reference to the
Ministerial Task Team Report, the ICJ emphasises the
necessity for military courts
to exhibit independence and
impartiality in handling cases involving sexual offences committed by
members of the SANDF. The
ICJ points out that military courts
have jurisdiction over all domestic sexual offences, except rape, and
also have jurisdiction
over cases of rape committed
extraterritorially. According to the ICJ, given that SANDF
members are engaged in peacekeeping
operations outside South Africa,
notably in the Democratic Republic of Congo and
Mozambique, this underscores
the significance of ensuring the
independence and impartiality of military courts.
Analysis
The
Ministerial Task Team Report
[50]
It is
convenient to commence with brief reasons why the ICJ was permitted
to introduce the
Ministerial Task Team Report.
In directions issued by this Court, the ICJ was authorised to adduce
that report
in the following terms:
“
The
ICJ is granted leave to file the [Ministerial Task Team Report] of
December 2020 . . . . as evidence, provided that, in
regard to
complaints of sexual offences or other sexual misconduct recorded in
the report, the report is admissible not as evidence
of the truth of
the complaints but only as evidence that such complaints were made
and that they were investigated, addressed and
resolved (where
applicable) in the way summarised in the report.”
[51]
Thus, at a procedural level, we cannot now reject that report
as inadmissible. In any event, it is of significant relevance
and assistance in determining the central issue: the independence of
military courts. In essence, the ICJ is placing reliance
on the
report to show that complaints of sexual offences are widespread in
the SANDF and that the scourge of gender-based violence
in the SANDF
makes it all the more important that military courts should be truly
independent. Plainly, the ICJ’s contentions
provide
important context in the sense of the urgent and crucial need for
military courts to be truly independent, against the
backdrop of
sexual offences and sexual misconduct that are said to go largely
unreported in the military out of fear of retaliation
of not being
promoted to the next rank in their military career. It must
also be said that the ICJ effectively relates the
report to the
impugned sections.
[52]
Furthermore, the
ICJ makes useful submissions on international law and jurisprudence.
The ICJ correctly makes the important
point that international law
and standards – both binding and non binding – are
important interpretative tools
in constitutional South Africa.
[16]
It is well established that, when interpreting the
constitutional guarantee of judicial independence and the impugned
provisions in this matter, interpretation must happen within the
context of the Constitution and its values as a whole, to which
international law is relevant.
[17]
The ICJ submissions in relation to international law and
jurisprudence were based on what appeared in the report.
For these reasons, that report was allowed as evidence.
Jurisdiction and leave
to appeal
[53]
This matter engages both this Court’s constitutional and
general jurisdiction. The first constitutional issue is the
challenge to the constitutionality of the impugned provisions.
The second constitutional issue concerns the judicial independence
of
military courts, which is constitutionally guaranteed under
section 165(2) to (4) and section 174(7), read
with sections 1(c) and 35(3) of the Constitution.
The matter also engages this Court’s general jurisdiction,
raising, as it does, arguable points of law (the role of military
courts and military judges) of general public importance which
affect
not only all SANDF members, specifically military judges who must
exercise their authority independently and subject only
to the
Constitution and the law, but also the general public whom the SANDF
is constitutionally enjoined to protect.
[54]
Regarding the interests of justice, it is plainly desirable
that this Court should hear this case to resolve the complex,
important
legal questions raised here. The issues are novel
,
since this Court has not as yet considered and decided the
question of the independence of military courts and military judges.
Lastly, and importantly, we are dealing here with questions of law
only and, inasmuch as factual considerations may arise, they
are
mostly common cause on material aspects. There is also the
mootness aspect which loomed large in the Supreme Court of Appeal,
to the extent that it was central to that Court’s dismissal of
all three constitutional challenges.
[55]
Leave to appeal must therefore be granted. It is
convenient to deal first with mootness.
Mootness
[56]
The
Supreme Court of Appeal was plainly wrong in its
mootness findings. I agree with the applicant that a
constitutional challenge to existing and fully operational statutory
provisions can never be considered moot. Constitutional
validity enquiries are always objective.
[18]
Here, moreover, the specific facts relating to the case fortify the
applicant’s constitutional challenge in the sense
that they
bear out his constitutional invalidity complaints. The
challenges brought by the applicant plainly raise an existing
or live
controversy between the parties over the constitutionality of the
impugned provisions and their proper interpretation.
Any orders
declaring the legislation to be constitutionally invalid would also
have an immediate practical effect or result not
only for the
applicant, but also for all members of the SANDF and the broader
public.
Military courts and
judicial independence
[57]
This discussion
commences with a consideration of the question whether
military courts are “courts” within the
meaning of
section 166(e) of the Constitution. At the outset it must
be said that the respondents’ submissions
are, regrettably, not
very helpful. The respondents seek to persuade us that military
courts are not “courts”.
I disagree – there
can be little doubt that military courts fall within
section 166(e).
[19]
First, regard must be had to what these courts do – they deal
with criminal matters, follow the procedures for criminal
matters in
Magistrates’ Courts and High Courts, impose sentence
after conviction, and they operate under their
own rules of
court.
[20]
[58]
Secondly, and
importantly, one must consider section 19 of the MDSMA, read
with section 165(2) to (4) of the Constitution,
which afford
these courts independence guaranteed by the Constitution and the
statute. Thirdly, when persons appear in these
courts charged
with offences under the
Defence Act, the
Code, or the MDSMA,
they must plainly fall within the category of “accused persons”
with all the rights and protections
afforded to them in section 35(3)
of the Constitution. Lastly, it is of some significance that
even in pre constitutional
times a court martial, the
predecessor of a military court, was regarded as a court.
[21]
All these factors and considerations lead to the ineluctable
conclusion that military courts are courts as envisaged by
section 166(e).
[22]
[59]
The respondents
contend that military judges are not “judicial officers”
within the meaning of section 174(7) of
the Constitution.
They are wrong – military judges deal with criminal matters
with wide territorial jurisdiction (even
beyond our borders) and
substantial sentencing competence: up to two years’
imprisonment in the case of a court of a military
judge, and anything
up to life imprisonment in the case of the court of the senior
military judge.
[23]
When
one examines how the military courts operate, their rules and powers,
and the ultimate effect of their orders, the inescapable
conclusion
is that military judges are indeed judicial officers.
Furthermore, as required by section 174(7) of the Constitution,
military judges are appointed in terms of an Act of Parliament,
namely, the MDSMA. There can therefore be little doubt that
military judges qualify as “judicial officers” under
section 174(7).
[60]
Flowing from these
conclusions that military courts fall within the ambit of
section 166(e), and that military judges are judicial
officers,
the requirement of independence is stark. It bears repetition
that the court of a military judge and the court
of a senior military
judge have wide criminal jurisdiction to try members of the SANDF for
serious offences committed under the
Code, the common law, and
statute.
[24]
They also
have the power to impose substantial sentences of imprisonment for
these offences.
[25]
They
wield exceptional, extraterritorial powers that are not available to
ordinary criminal courts. Military courts
are the only criminal
courts in South Africa that have jurisdiction over serious
crimes – including murder, rape, and
other sexual offences –
committed by members of the SANDF beyond South Africa’s
borders. They may also sit
anywhere in the world.
[26]
[61]
Reference has
already been made to sections 166(e), 165(2) to (4), and 174(7)
of the Constitution.
[27]
These provisions guarantee the independence of military courts.
Furthermore, judicial independence is an essential
component of the
right to a fair trial.
[28]
Members of the SANDF who are on trial in military courts are
accused persons under section 35(3) of the Constitution
with all
the rights that flow from that, including the right to a fair, public
trial in an ordinary court.
[29]
This Court held in
Potsane
that without essential
safeguards of independence, military courts cannot qualify as
“ordinary courts”.
[30]
Judicial independence is foundational to, and indispensable for, the
rule of law as guaranteed under section 1(c) of
the
Constitution.
[31]
The
principle of judicial independence is fundamental to the ethos of the
Constitution, and it is not subject to any limitation.
[32]
[62]
The principle of
the independence of military courts enunciated in section 19 of
the MDSMA has been highlighted.
[33]
All military judges are required to swear an oath or affirmation in
terms of section 18 of the MDSMA, read with rule 83
of the
MDSMA Rules.
[34]
There are thus intended to be guarantees of the independence of
military courts, both in the Constitution and statute.
What
bears consideration is whether these guarantees in the legislation do
in fact exist in relation to military courts.
[63]
Notionally,
independence consists of both subjective and institutional (or
structural) independence. As was pointed out in
Sonke
,
“this distinction has been most clearly expressed in relation
to the independence of individual judges and the independence
of the
courts as institutions”.
[35]
In that regard, this Court cited
Van Rooyen
,
where it had highlighted the distinction between individual and
institutional independence.
[36]
It was described thus in
Van Rooyen
:
“
This
requires judicial officers to act independently and impartially in
dealing with cases that come before them, and at an institutional
level it requires structures to protect courts and judicial officers
against external interference.”
[37]
[64]
In
Van Rooyen
this Court relied on the
minority judgment of O’Regan J in
De Lange
,
who cited the following passage from
Valente
[38]
with approval:
“
It is generally
agreed that judicial independence involves both individual and
institutional relationships: the individual independence
of a judge,
as reflected in such matters as security of tenure, and the
institutional independence of the court or tribunal over
which he or
she presides, as reflected in its institutional or administrative
relationships to the Executive and Legislative branches
of
government. . . . . The relationship between these two aspects
of judicial independence is that an individual judge may
enjoy the
essential conditions of judicial independence but if the court or
tribunal over which he or she presides is not independent
of the
other branches of government, in what is essential to its function,
he or she cannot be said to be an independent tribunal.”
[39]
[65]
This Court in
McBride
acknowledged
the challenge of “
attempt[ing]
to define the precise contours of a concept as elastic as
[independence]”.
[40]
Subjective
independence is generally understood to entail an impartial state of
mind.
[41]
In
this matter, we are primarily concerned with institutional
independence. The test for institutional independence is
objective
–
whether
a court “from the objective standpoint of a reasonable and
informed person, will be perceived as enjoying the essential
conditions of independence”.
[42]
[66]
Institutional
independence has to do with the way in which the institution is
structured. This Court has pointed out that
institutional and
operational independence are often discussed alongside each other as
they are closely linked.
[43]
In
Glenister II
,
this Court noted that the question is not whether an institution has
“absolute or complete independence”, but whether
it
enjoys “sufficient structural and operational autonomy so as to
shield it from undue political influence”.
[44]
Testing
the independence of a structure does not require actual evidence of
violations or undue influence – the real possibility
of it
occurring is sufficient.
[45]
[67]
There
are core requirements (referred to in
Van Rooyen
as
“essential conditions”
[46]
)
for
institutional independence. These include:
freedom
from any outside interference (especially from the Executive),
security of tenure, and non renewable terms.
[47]
In
De Lange
,
this Court cited three seminal Canadian cases –
Beauregard
,
[48]
Valente
,
[49]
and
Généreux
[50]
–
regarding
what constitutes an independent and impartial court. Reliance
was placed in particular on
Beauregard
,
where Dickson CJ stated:
“
Historically,
the generally accepted core of the principle of judicial independence
has been the complete liberty of individual
judges to hear and decide
the cases that come before them; no outsider, be it government,
pressure group, individual or even another
judge: should interfere in
fact, or attempt to interfere, with the way in which a judge conducts
his or her case and makes his
or her decision. This core
continues to be central to the principle of judicial
independence.”
[51]
[68]
In
Généreux
the
Canadian Supreme Court held that
the
military status of military judges does not violate the
provisions of section 11(d) of the Canadian Charter of Rights
and Freedoms (Canadian Charter).
[52]
It was acknowledged in
Généreux
that the place of
military judges in the military hierarchy detracts from absolute
judicial independence, but it also confirmed
that section 11(d)
does not require absolute judicial independence, or a sort of
truly independent military judiciary
that could only be assured by
civilian judges. Absolute independence is not the
constitutional standard endorsed in the Canadian
Supreme Court’s
jurisprudence.
Généreux
is authority for the
proposition that, whatever concerns might arise as a result of
Parliament’s choice to require that military
judges be military
officers, that model is not inherently unconstitutional under
section 11(d).
[69]
An assessment of
whether
a
particular court has the institutional protection that it requires to
function independently and impartially will consider the
core
protection given to all courts by our Constitution, to the particular
functions that such court performs, and to its place
in the court
hierarchy.
[53]
Recently
in
Makana
this
Court confirmed that “[e]ven within the judicial hierarchy,
there are degrees of independence”.
[54]
[70]
Crucially important in an assessment whether independence in
fact exists is the perception of independence as adumbrated by this
Court in
Van Rooyen
where reliance was placed on the
following
dictum
(pronouncement) of Le Dain J in
Valente
:
“
Both independence
and impartiality are fundamental not only to the capacity to do
justice in a particular case but also to individual
and public
confidence in the administration of justice. Without that
confidence the system cannot command the respect and
acceptance that
are essential to its effective operation. It is, therefore,
important that a tribunal should be perceived
as independent, as well
as impartial, and that the test for independence should include that
perception.”
[55]
[71]
I
n
Glenister II
,
this Court said:
“
[I]f Parliament
fails to create an institution
that
appears from the reasonable standpoint of the public to be
independent
,
it has failed to meet one of the objective benchmarks for
independence. This is because public confidence that an
institution
is independent is a component of, or is constitutive of,
its independence . . . .
Whether
a reasonably informed and reasonable member of the public will have
confidence in an entity’s autonomy protecting
features is
important to determining whether it has the requisite degree of
independence.
”
[56]
(Emphasis added).
[72]
Before considering
South Africa’s international obligations, it is
instructive to have regard to the position in Canada,
New Zealand
and the United Kingdom. In 2011, following
Leblanc
,
[57]
the Canadian Parliament
amended Canada’s National
Defence Act
[58
]
to provide that military judges are now appointed until a maximum
retirement age of 60, or until their release from the Canadian
Forces, and may only be removed for cause.
These
amendments were introduced by the
Security
of Tenure of Military Judges Act 2011.
[73]
In
Leblanc
, the appellant had been tried and convicted
of having negligently performed a military duty. The appellant
then challenged
the legality of the guilty verdict and the
constitutionality of the relevant statutory provisions. The
Canadian Military
Appeal Court upheld the challenge to the
renewable appointment of military judges. That Court held that
the appointment of
military judges on five year renewable terms
was in breach of section 11(d) of the Canadian Charter,
which gives
an accused the right to a hearing before an independent
and impartial tribunal.
[74]
The following passages in
Leblanc
bear directly on the
central issues in this case as far as renewable terms of military
judges are concerned:
“
It
seems inconceivable to me, and I say this with all due respect for
the contrary view, that
military
judges, who exercise the same functions and have essentially the same
powers as superior and provincial courts of criminal
jurisdiction,
should be subject to the whims, the unknowns, the uncertainty and
anxiety of having their positions come up for renewal
every five
years. In fact, they are the only judges with such jurisdiction
to be subject to short, renewable terms of employment.
. . .
Judicial
independence is ‘for the benefit of the judged’: . . . .
It is
important for the accused person that the judge not be, and not
appear to be, beholden to these five members of the chain
of command,
that his or her security of tenure is not subject to reappointment
and that his or her institutional independence provides
the accused
with the assurance of a fair and equitable trial.
”
[59]
(Emphasis added).
[75]
Recently, the
Canadian Supreme Court in
Edwards
[60]
had to consider an appeal
from the Court Martial Appeal Court of Canada. The central
issue in the case was whether the military
status of military judges
violates the constitutional guarantee of judicial independence and
impartiality to which persons tried
before courts martial are
entitled. The nine accused were members of the
Canadian Armed Forces who were charged
with service
offences under Canada’s Code of Service Discipline
(CSD), which forms Part III of their National
Defence Act,
and
were brought before courts martial. Under the CSD, members
of the Canadian Armed Forces may be charged with service
offences, which are serious and encompass offences specific to
military personnel, and offences under Canada’s Criminal
Code or other Acts of Parliament. Service offences are
tried before a court martial, which is a military court that
has the
same powers, rights, and privileges as a superior court of criminal
jurisdiction. Courts martial are presided
over by military
judges.
[76]
The nine accused challenged the statutory requirement that the
military judges presiding over their courts martial be military
officers,
alleging that it violates their right to a hearing by an
independent and impartial tribunal under
section 11(d)
of the
Canadian Charter. In the courts martial, which were held
separately, some of the military judges held that they
lacked
judicial independence by reason of their dual status of judge and
officer, and therefore that the respective accused’s
section 11(d) rights were infringed. On appeal to it, the
Court Martial Appeal Court held that an informed person, viewing
the
matter realistically and practically and having thought the matter
through, would conclude that military judges meet the minimum
constitutional norms of impartiality and independence even though
they are military officers, and therefore that the accused’s
section 11(d) rights were not infringed.
[77]
The majority in the Canadian Supreme Court upheld
the decision of the Court Martial Appeal Court. The
Supreme Court
held that the status of military judges as
officers under the National
Defence Act is
not incompatible
with their judicial functions for the purposes of
section 11(d)
of the Canadian Charter. Accused members of the Canadian
Armed Forces who appear before military judges are entitled
to
the same guarantee of judicial independence and impartiality under
section 11(d)
as accused persons who appear before civilian
criminal courts, but this does not require that the two systems be
identical in every
respect.
[78]
The Court held further that, as presently configured in the
National
Defence Act, Canada
’s system of military
justice fully ensures judicial independence for military judges
in a way that takes account of
the military context, and specifically
of the legislative policies of maintaining discipline, efficiency and
morale in the Armed Forces
and public trust in a disciplined
military. Accordingly, the requirement that military judges be
officers pursuant to sections 165.21
and 165.24(2) of the
National
Defence Act does
not infringe
section 11(d)
of the Canadian Charter.
[79]
The majority in
the Supreme Court confirmed its earlier decision in
Généreux
where the Court had held
that the military status of military judges does not violate the
provisions of
section 11(d).
The Court held that there was
no reason to depart from the settled precedent enunciated in
Généreux
.
The Court also referred to the three essential requirements for
judicial independence enunciated in the leading decision
of
Valente
.
[61]
It held that those “three
essential conditions of judicial independence for military judges are
met through the provisions
of the [National
Defence Act]&rdquo
;.
[62]
In respect of security of
tenure, the Court held that the National
Defence Act
provides
that military judges are appointed by the Governor in
Council and that, unless they are removed for cause, they hold office
until
they are voluntarily released from the military or resign from
the position of military judge, or until they reach the age of 60.
Military judges can only be removed from office by the Governor in
Council, for cause, upon a recommendation of their judicial
peers
properly convened as the Military Judges Inquiry Committee (MJIC).
[80]
Regarding the second requirement of financial security, the
Canadian Supreme Court held that it is amply met, as
military
judges have their own remuneration scheme and their
compensation is fixed through a process that centres on an
independent committee.
In respect of the third requirement,
military judges, including the Chief Military Judge, are responsible
for the decisions that
must be left to military judges in order
for there to be sufficient administrative independence, such as
assigning military
judges to preside at courts martial and
establishing procedural rules. These matters are insulated from
non judicial
interference by the chain of command. The
majority thus concluded that the Court Martial Appeal Court was
correct in
holding that the appellants’
section 11(d)
rights were not infringed.
[81]
In New Zealand, the Court Martial Act of 2007,
particularly sections 16 and 19, introduced sweeping
reforms, abolishing
ad hoc
courts and creating a permanent
court martial, comprising judges with secure, non renewable
tenure.
Judges are now appointed until
reaching the age of 70 and may only be removed for cause or by
resignation. Renewable terms
have been abolished.
[82]
Under the
United Kingdom Armed Forces Act, both the Judge Advocate General
and judge advocates are appointed on non renewable
terms, until
retirement. That Act provides that judge advocates (the
equivalent of military judges) including the
Judge Advocate General,
temporary assistants to the
Judge Advocate General, and
puisne
judges (ordinary or lower
ranking judges) of the High Court in England and Wales,
following a request by the Judge Advocate General,
are
nominated by or on behalf of the Lord Chief Justice of England and
Wales to sit as judge advocates.
[63]
Both the
Judge Advocate General and judge advocates are drawn from
the general Judiciary. They have security of
tenure and are
appointed on non renewable terms, until retirement.
[83]
The respondents’
reliance on the renewability of terms of military judges in Australia
and the United States of America
is misplaced.
In Australia, courts martial are not considered to be “courts”
and are excluded from constitutional
guarantees of judicial
independence.
[64]
This peculiarity of
Australian constitutional law led to legislative reforms to the
Australian military justice system, introduced
in 2006,
[65]
being struck down by the
High Court of Australia on the grounds that military courts
could not be given “judicial powers
of the Commonwealth”.
[66]
[84]
In the
United States, the Supreme Court in
Weiss
[67]
upheld the renewable
appointment of military judges due to historical peculiarities of the
constitutional text and context.
Article 1, Section 8,
Clause 14 of the US Constitution grants to Congress the
power to “
make
rules for the Government and Regulation of the land and naval
Forces
.”
Exercising this authority, Congress enacted the Uniform Code of
Military Justice (Uniform Code).
In
Weiss
,
the US Supreme Court reasoned that because of these wide
constitutional powers, judicial deference is “at its apogee
when reviewing congressional decision making in this area”
[68]
and that only
“extraordinarily weighty”
[69]
considerations would
overcome the balance struck by Congress, which, in enacting the
Uniform Code, had not specified fixed
terms. It would be
fallacious to apply this sort of reasoning to the South African
context. Here, we have strong
constitutionally entrenched
guarantees of judicial independence for all courts, without
exception. The United States
is therefore an improper
comparator.
International
obligations
[85]
International law
imposes obligations on South Africa in the international
sphere.
[70]
This Court stated in
Law
Society
that
international law “enjoy[s] well deserved prominence in
the architecture of [South Africa’s] constitutional
order”.
[71]
Our Constitution requires
that we must have regard to international law. Section 39(1)(b)
enjoins a Court when interpreting
the Bill of Rights to
consider international law.
[72]
Section 231 sets out
the status of international agreements.
[73]
And section 233
states that, when interpreting legislation, a Court must prefer any
reasonable interpretation of legislation
that is consistent with
international law over an alternative, inconsistent,
interpretation.
[74]
[86]
The interpretation
of the constitutional guarantee of independence and the impugned
provisions in this matter must be considered
within the context of
the Constitution and its values as a whole, to which “international
law is relevant”.
[75]
In
Justice Alliance
,
this Court recognised the importance of international law in relation
to judicial independence, noting that judicial independence
in
democracies is recognised internationally and that “the
international community [including South Africa] has subscribed
to basic principles of judicial independence through a number of
international legal instruments”.
[76]
[87]
Our international
law obligations inform the internationally accepted standard of
judicial independence. That is the standard
by which we ought
to assess the guarantee of judicial independence provided for in the
Constitution, which includes that such a
guarantee must be afforded
to military courts. Judicial independence in section 165
of the Constitution must be
contextually interpreted in light of
the rights in the Bill of Rights, including the fair trial
rights under section 35(3),
of which judicial independence is an
essential component; the rule of law in section 1(c) of
the Constitution; and the
obligation on the State in
section 7(2) to promote, protect, fulfil and respect the rights
in the Bill of Rights,
which obliges the State to ensure
that the military courts which hear, amongst others, cases of sexual
violence, including assault
and rape, are adequately
independent.
[77]
Furthermore, our
international law obligations must inform this Court’s
interpretation of the impugned provisions.
[78]
[88]
International and
regional instruments recognise that these core protections for
independence must extend to all courts, including
military
courts.
[79]
According to the
African Commission on Human and People’s Rights
(African Commission), “military tribunals
must be subject
to the same requirements of fairness, openness, and justice,
independence, and due process as any other process”.
[80]
This is echoed in the
“Decaux Principles”
[81]
on the administration of
justice in military courts, which have been cited with approval by
the European Court of Human Rights.
Principle 13, headed “Right to a competent, independent
and impartial tribunal”, specifically emphasises that
the
“independence of judges vis-à-vis the military hierarchy
must be strictly protected, avoiding any direct or indirect
subordination, whether in the organization and operation of the
system of justice itself or in terms of career development for
military judges”.
[89]
South Africa’s
binding primary international treaty obligations pertaining to
judicial independence are set out in the
International Covenant on
Civil and Political Rights
[82]
(ICCPR) and the
African Charter on Human and People’s Rights
[83]
(African Charter),
both of which contain guarantees of judicial independence and
impartiality. Furthermore, there are
the
UN Basic Principles
[84]
and the
Bangalore Principles of Judicial Conduct (Bangalore Principles)
that bear consideration.
[85]
The ICCPR
[90]
Article 26 of
the ICCPR guarantees equality before the law and equal protection of
the law. Article 14(1) requires
that, in the determination
of any criminal charge or of rights and obligations in a suit of law,
every person shall “be entitled
to a fair and public hearing by
a competent, independent and impartial tribunal established by law”.
That Article has
been interpreted by the UN Human Rights Committee
in General Comment No.32.
[86]
The Committee’s
conclusions were: first, the provisions of Article 14 apply to
all courts and tribunals within the scope
of the article, whether
ordinary or specialised, civilian or military. Trials conducted
in military courts must be “in
full conformity with the
requirements of Article 14 and its guarantees cannot be limited
or modified because of the military
or special character of the court
concerned.”
[87]
[91]
Second, the
requirement of competence, independence and impartiality of a
tribunal is absolute and not subject to any exception.
[88]
Independence refers,
amongst others, to “guarantees relating to security of tenure”
and “the actual independence
of the judiciary from political
interference by the Executive branch and Legislature”.
[89]
States should take
specific measures to guarantee independence, including the adoption
of laws establishing clear and objective
criteria for the
“appointment, remuneration, tenure, promotion, suspension and
dismissal of the members of the judiciary
and disciplinary sanctions
taken against them.”
[90]
A situation where the
Executive is able to control or direct judicial functions is not
compatible with the notion of an independent
tribunal.
[91]
[92]
Third,
Article 14(1) in relation to a fair hearing by a tribunal refers
to a hearing by a “body, regardless of its denomination,
that
is established by law, is independent of the Executive and
legislative branches of government or enjoys in specific cases
judicial independence in deciding legal matters in proceedings that
are judicial in nature”.
[92]
[93]
Fourth, to ensure
independence, judges may only be dismissed on serious grounds of
misconduct or incompetence. The “dismissal
of judges by
the Executive, without any specific reasons given to them and without
effective judicial protection being available
to contest the
dismissal, is incompatible with the independence of the
judiciary”.
[93]
Finally, the requirement
of impartiality is twofold: the first is subjective – the
judges themselves must not allow their
judgements to be influenced –
and the second is objective – “the tribunal must appear
to a reasonable observer
to be impartial”.
[94]
This requirement is the
individual (subjective) and institutional (or structural)
independence alluded to earlier.
The African Charter
[94]
Article 7 of
the African Charter provides that every person shall have the
right to have his cause heard. This consists,
amongst others,
of the right to be tried “by an impartial court or
tribunal”,
[95]
which encompasses the
principle of independence. The requirement of an independent
and impartial tribunal in Article 7
extends to military
tribunals.
[96]
[95]
Article 26 of
the African Charter provides that State parties shall have the
duty to guarantee the independence of the
Courts. This requires
states to guarantee the independence of the courts and national
institutions established for the promotion
of African Charter
rights.
[97]
[96]
In
Constitutional
Rights Project v Nigeria
,
[98]
the African Commission
held that where a military tribunal is composed of persons belonging
largely to the Executive branch
of government, it cannot be said to
be impartial. Regardless of the character of the individual
members, “its composition
alone creates the appearance, if not
actual, of lack of impartiality. It thus violates
Article 7(1)(d).”
[99]
The right to an impartial
tribunal, therefore, requires the absence of bias, actual or
perceived.
[100]
[97]
The
African Commission has, in the Principles and Guidelines on the
Right to a Fair Trial and Legal Assistance in Africa
[101]
(African Principles),
set out relevant principles to give content to Articles 7 and 26
of the African Charter.
Principle 1 of the
African Principles reiterates that “[i]n the determination
of any criminal charge against a
person, or of a person’s
rights and obligations, everyone shall be entitled to a fair and
public hearing by a legally constituted
competent, independent and
impartial judicial body”. Principle 4 gives content
to the concept of an independent
tribunal.
[102]
[98]
Principle 5 addresses the concept of an impartial
tribunal and emphasises that judicial officers “shall decide
matters
before them without any restrictions, improper influence,
inducements, pressure, threats or interference, direct or indirect,
from
any quarter or for any reason”.
The United Nations’
Basic Principles on the Independence of the Judiciary
[99]
The
UN Basic Principles, which were endorsed by consensus by
the UN General Assembly, reiterate the established
guarantees of judicial independence, including security of tenure;
appropriate safeguards for the appointment and removal of judicial
officers; dismissal only on just cause; the finality of judicial
decisions (save for further judicial review); and the ability
of
judicial officers to make decisions without improper influence from
any quarter.
[103]
Bangalore Principles
of Judicial Conduct
[100]
The
Bangalore Principles were adopted at the Round Table Meeting of
Chief Justices held in The Hague on 25 and
26 November 2002.
[104]
Our courts have cited
these Principles and they are seen as a benchmark for judicial
independence in our law.
[105]
The Bangalore Principles
lay particular emphasis on judicial independence and require that the
exercise of the judicial function
is free of any extraneous
influences, inducements, pressures, threats or interference, direct
or indirect, from any quarter or
for any reason. It also
requires that judges are free from influence by the Executive and
Legislative branches of government
and “must also appear to a
reasonable observer to be free therefrom”.
[106]
[101]
The Commentary on
the Bangalore Principles notes the following in respect of
judicial independence. Judicial independence
refers to both the
individual and the institutional independence required for
decision making. To establish whether
the Judiciary can be
considered independent of the other branches of government, regard is
usually had to, among others: the manner
of appointment of members,
their term of office, their conditions of service, the existence of
guarantees against outside pressures,
and the question whether the
court presents an appearance of independence. Judges must not
be perceived to be subject to
improper external influence.
Lastly, judges should be answerable for their decisions regarding the
merits of a case solely
by way of judicial review or appeal.
[107]
[102]
For present purposes, the second important principle under the
Bangalore Principles is that of impartiality. Judges must
perform their judicial duties without favour, bias or prejudice.
A judge who is not independent (on an institutional basis)
cannot be
impartial, and impartiality must exist both in fact and perception.
The latter is measured by the standard of a
reasonable observer.
Summary and
conclusions on international obligations
[103]
To sum up:
(a)
South Africa has binding international obligations to
ensure
that legal proceedings are conducted before a competent, independent
and impartial judicial body, and—
(i)
where such body is a military court, the same principles
of
competence, independence, and impartiality ought to apply; and
(ii)
independent and impartial tribunals require, among others:
(aa)
security of tenure for judicial officers;
(bb)
procedures for the appointment and removal of judges that safeguard
independence;
(cc)
removal of judges only on just cause;
(dd)
fair trial rights afforded to judges being disciplined or removed;
(ee)
actual independence from the Executive;
(ff)
the ability of the judicial officer to make decisions without
improper
influence, inducements, pressure, threats or interference;
and
(gg)
objective impartiality.
(b)
South Africa has further committed to the principle of
judicial
independence by agreeing to adhere to principles set out by
international bodies. These include the principles set
out by
the Africa Commission in the African Principles and by the
Human Rights Committee in General Comment No.32,
set out
earlier.
[104]
The inescapable
conclusions to be drawn from international law and jurisprudence are
these: the guarantee of judicial independence
ought also to be
afforded to military courts. This is particularly so where the
military courts have jurisdiction over criminal
cases, including
cases such as rape and sexual assault. These courts must be
given the same independence guarantees as ordinary
courts determining
such matters.
[108]
The internationally
accepted standard of independence that must be afforded to these
courts requires independence in relation to
the Executive,
[109]
and in relation to the
military hierarchy.
[110]
There must be safeguards
against actual and perceived partiality,
[111]
and in the appointment of
military judges.
[112]
Security of tenure is
key, and this excludes fixed term contracts.
[113]
[105]
There must be
clear protection against external pressures and an ability to decide
matters without any restrictions, improper influence,
inducements,
pressure, threats or interference, direct or indirect, from any
quarter or for any reason.
[114]
A further key requirement
is actual and perceived independence.
[115]
Judicial decisions must
not be subject to revision other than by a superior court.
[116]
Removal or suspension of
judges may only be on account of gross misconduct incompatible with
judicial office, or for mental incapacity.
[117]
Lastly, there must be
appropriate suspension and disciplinary procedures for judges,
prescribed by law, which includes judicial
officers being entitled to
guarantees of a fair hearing and provisions for an independent review
of decisions of disciplinary or
removal hearings.
[106]
Against the backdrop then of our jurisprudence and the
requirement imposed on our country to take steps to secure the
independence
of the Judiciary in its constitution or laws, in
fulfilment of its international legal obligations, the question is
whether the
relevant provisions of the MDSMA and
Defence Act have
succeeded in doing so.
First challenge:
sections 101
and
102
of the
Defence Act
[107
]
This challenge
relates to Executive initiated and Executive driven
boards of inquiry. These sections,
as formulated, are
not specifically targeted at military courts and military judges, but
their wide language on its face could
be applied to them. To
that extent, the challenge must be upheld. It is not
permissible under our Constitution for
the Executive to have the
power to initiate and control boards of inquiry to investigate
judicial officers’ fitness
and the conduct of their cases, as
occurred in this case. The involvement of officials of the
SANDF in making decisions relating
to boards of inquiry, insofar
as they pertain to military courts and military judges, plainly
offends the principle of separation
of powers and subverts the
independence of military courts. Boards of inquiry are
unquestionably Executive initiated
right from the outset and
they are Executive driven. The boards are convened by the
Minister or the Secretary of Defence
or the Chief of the
Defence Force under
section 101
of the
Defence Act.
Section
101(2) affords the same power to the Chief of a Service
or Division. The Executive has wide ranging powers in
convening
a board of inquiry under a convening order which will
designate the board’s members and their orders.
[118]
[108]
This Executive control over the convening and conduct of
military courts is constitutionally offensive:
(a)
It is contrary to the central plank of judicial independence, that no
external influence to sway
a military judge to decide a case fairly,
impartially and without fear or favour is permitted.
(b)
Exclusive Executive control over the investigating of judicial
officers is inherently unconstitutional.
The position here is
similar to that of Magistrates, in regard to which this Court in
Van Rooyen
ruled that the initiation
of an investigation into their conduct should be held under the
auspices of an independent body, not the
Executive.
[119]
(c)
There is clear potential for abuse where, as here, officials who fall
under the Executive have
full control over the composition of a board
of inquiry, its terms of reference and the manner in which it
conducts its business.
(d)
Sections 101
and
102
enable boards of inquiry to be
composed in their entirety of members who are not judicial officers –
Van Rooyen
held that this is
inconsistent with judicial independence.
[120]
[109]
To cure this
constitutional defect, reading down is preferable. This can be
done by, as the applicant suggests, reading the
phrases “any
matter”, “any member or employee” and the “affairs
of any institution” as excluding
military judges, and the same
should be done in respect of
section 137
of the Code,
[121]
read with rule 79 of
the MDSMA Rules.
[122]
Second challenge:
section 15 of the MDSMA
[110]
This challenge concerns the brief, renewable terms of military
judges. On their own version, the respondents have acknowledged
that military judges are appointed, at the Minister’s
prerogative, for brief, renewable terms. This is a complete
answer to the High Court’s and Supreme Court of Appeal’s
quibbling about whether the “reassignment”
of military
judges in fact amounts to renewable terms – the SANDF itself
calls it renewable terms and, on the objective facts,
that is exactly
what it is.
[111]
In
Justice Alliance
,
this Court emphasised that non renewable terms for judges is an
essential prerequisite of structural independence.
[123]
Absent non renewability,
there is the risk that public confidence in military judges is
undermined. The Court observed:
“
[N]on renewability
is the bedrock of security of tenure and a dyke against judicial
favour in passing judgment. Section 176(1)
gives strong
warrant to this principle in providing that a Constitutional Court
judge holds office for a non-renewable term.
Non renewability
fosters public confidence in the institution of the judiciary as a
whole, since its members function with
neither threat that their
terms will not be renewed nor any inducement to seek to secure
renewal.”
[124]
[112]
The assignment of
renewable terms is furthermore opaque, without clearly cognisable
objective criteria; instead it is premised on
the unconstrained
discretion and carte blanche of the Minister and Adjutant General,
glibly referred to by the respondents
as their “prerogative”.
This unconstrained discretion, coupled with opaque requirements, has
been held by this
Court to be inconsistent with the central guarantee
of independence.
[125]
[113]
The
Supreme Court of Appeal erred in requiring evidence
substantiating the averment by the applicant that “military
judges may be inclined to temper their reviews or adjust their
judgments to secure further assignments”.
[126]
The applicant merely had
to show that a reasonable, well informed person would not have
confidence that military judges are
protected from these threats due
to their short, renewable assignments.
[127]
Here, the undisputed (or,
at best for the SANDF, the indisputable) facts demonstrate that the
applicant was in fact subjected to
a variety of threats and
pressure. He was the only military judge not to be reassigned
in 2017, implementing the threats
to do so that started in 2014.
[114]
Military judges are the only full time judicial officers
who are appointed for short, renewable terms, notwithstanding their
significant geographical and penal jurisdiction. This is
constitutionally unpalatable. Lastly, renewable terms for
military judges are out of step with recent developments in
comparable constitutional democracies, including Canada, New Zealand
and the United Kingdom.
[115]
In this instance, reading down section 15 by precluding
renewable judicial terms is not a satisfactory solution to this
constitutionally
impermissible arrangement. This is because the
difficulty may be that reading down will only preclude “renewable”
terms and not “short” terms as well. Conceivably,
with a reading-down, a military judge could, for example, be
appointed for a non renewable one year period. It
might be said that, as long as the period is not renewable, it
does
not matter how short it is, since the prospect of renewal is removed
as a perverse incentive. The question is what exactly
the term
“non renewable” means. Conceivably, an officer
may be appointed as a military judge for a one year
term in year
one, and then again reappointed in year three after a lapse of one
year from the expiry of their first term.
Conversely,
“non renewable” could mean that the officer can
never be reappointed as a military judge.
[116]
A further question is whether adequate security of tenure
might not also be achieved by relatively long terms, like renewable
five ,
eight , or ten year terms. A reading down
is not permanent, in the sense that Parliament can enact a different
regime as long as it is consistent with this judgment, but the
problem relates to appointments made during the period of the
reading down.
The SANDF might be unwilling to appoint
military judges until a specified retirement age, but likewise might
be unwilling to have
short term appointees removed permanently
from the pool of future appointments, possibly depending on how big
the pool is.
An interim, temporary solution might be longer
renewable appointments; or the right to reappoint after a lapse of a
certain period.
Those possible solutions cannot be achieved by
a reading down.
[117]
Another issue is that in terms of section 15 an
assignment is for a fixed period “or coupled to a specific
deployment,
operation or exercise”. If, for example,
SANDF members are deployed in a peace keeping operation in
Angola, can
the authorities appoint a military judge to preside over
a military court in Angola, during the period of that operation,
whose
assignment as a military judge will terminate when that
operation ends? If a military judge is so appointed, may they
then
not be reappointed when that operation terminates, even if it
terminates after only six months? It is conceivable that
potential
candidates for military judgeships may be reluctant to
accept deployment in those circumstances.
[118]
A further potential difficulty with a reading-down is that
section 15 does not apply only to military judges: it applies
also
to directors and prosecution, defence and review counsel.
Short renewable terms may be acceptable in respect of them and there
has been no argument to the contrary at the hearing in this Court.
In light of all these difficulties, the only viable solution
is a
reading in, not a reading down. It is not enough, as
would be the case with
sections 101
and
102
of the
Defence Act,
to
say that the assignments contemplated in
section 15
do not
include assignments of military judges. Plainly there is a
need for a statutory provision that provides for the
term of
appointment of military judges, and
section 15
is that
provision. It is not objectionable that military judges are
appointed “for a fixed term” – the
problem is
renewability. It is consequently necessary to declare
section 15
constitutionally invalid to the extent that it does
not provide adequate security of tenure for military judges, to
suspend the
declaration for two years, and to have a temporary
reading in.
[119]
The most appropriate way of addressing all these concerns is
to allow for a person to be assigned as a military judge for a period
not exceeding one year on a non renewable basis. Further
assignment of that person as a military judge may occur only
after
the lapse of a period of not less than two years since their last
assignment. The rationale behind these time-related
provisions
is to avoid short, renewable terms of appointment. The
objection to those type of appointments bears repetition
–
first, it undermines public confidence inasmuch as non-renewability
is an essential component of structural independence;
and second,
absent cognisable objective criteria it affords the Executive (the
Minister and the Adjutant-General) unconstrained
discretion in
assigning military judges.
Third challenge:
section 17
of the MDSMA
[120]
The applicant
challenges the power of the Executive to remove military judges.
As stated, the Minister may remove a military
judge for cause on the
recommendation of the Adjutant General. The latter is,
like the Minister, a member of the Executive.
It is
unconstitutional for the Executive to have the power to remove
military judges without independent oversight or control.
Our
courts have repeatedly set their face against removal for cause where
such cause is not subject to “independent review
and
determination by a process at which the judge affected is afforded a
full opportunity to be heard”.
[128]
[121]
At present, military judges are the only judicial officers
that may be removed in this fashion. This is in stark contrast
to the procedure for the removal of judgesjudges of the superior
courts and Magistrates. The position here also stands in
contrast to that in the United Kingdom, New Zealand, and
Canada. It is no answer to say, as the High Court
did,
that boards of inquiry provide the required independent oversight
mechanism in cases of removal. For the reasons enunciated,
boards of inquiry lack independence.
[122]
It is not possible to cure the constitutional invalidity
through a reading down of the provision. The section must
therefore
be declared unconstitutional and the declaration ought to
be suspended for 24 months for Parliament to attend to the
constitutional
deficiency. In the interim, there must be a
reading down of the section until Parliament cures the
invalidity through
remedial legislation.
[123]
It is in my view unobjectionable, as an interim
arrangement during the period of suspension, to have the Minister
devise their
own processes for an inquiry into the fitness of a
military judge, on the condition that it is an independent inquiry.
There is no harm in leaving the composition of the inquiry body to
the Minister, but its independence is crucial. A further
important caveat is that a military judge may not be removed except
on the recommendation of the independent inquiry.
Conclusion
and costs
[124]
Leave to appeal
must be granted and the appeal against the order of the Supreme Court
of Appeal must be upheld. An important
consideration regarding
costs is that the applicant has only attained partial success.
The applicant was unsuccessful in
his opposition to the state
parties’ review application, and he does not appeal that order
in this Court. In respect
of his counter-application, the
applicant has not persisted with some of the relief which was
dismissed in the courts below.
Those are his prayers declaring
that the Board of Enquiry established in respect of him is unlawful,
and declaring the proceedings
instituted by the state parties in the
High Court to be unlawful and unconstitutional. In the
premises, a 50/50 allocation
is a fair allocation of costs in respect
of the matters where the applicant had won and lost respectively.
Thus, the applicant
should be awarded 50% of his costs in the
High Court and the Supreme Court of Appeal. Based on the
trite
Biowatch
[129]
principle, in respect of
the other 50% of the costs he should bear no liability. The
applicant is entitled to all his costs
in this Court.
Order
[125]
I make the following order:
1.
Leave to appeal is granted.
2.
The appeal is upheld.
3.
The order of the Supreme Court of Appeal is
set aside to the extent
that that Court dismissed the applicant’s appeal against the
High Court’s refusal to grant
the declarations of statutory
invalidity sought by the applicant in his counter-application in the
High Court.
4.
The costs orders made in the Supreme Court
of Appeal in relation to
costs in that Court and in the High Court are set aside.
5.
It is declared that:
(a)
Sections 101
and
102
of the
Defence Act 42 of 2002
are
unconstitutional and invalid to the extent that they permit members
of the Executive to convene boards of inquiry to investigate
military
judges and the content and merits of their judgments and rulings.
Pending the coming into operation of remedial
legislation, the
phrases “any matter”, “any member or employee”
and the “affairs of any institution”
in
section 101
and
102
of the
Defence Act and
section 136 of the Military
Disciplinary Code, read with
rule 79
of the
Military Discipline
Supplementary Measures Act’s
Rules, must be read as excluding
military judges.
(b)
Section 15
of the
Military Discipline Supplementary Measures Act
16 of 1999
is unconstitutional and invalid to the extent that it
empowers the Minister of Defence and Military Veterans (Minister),
acting
on the recommendation of the Adjutant General, to assign
judges for renewable periods.
(c)
The existing practice of assigning judges for renewable periods
of
one to two years is unconstitutional and unlawful. Pending the
coming into operation of remedial legislation, the assignment
of a
military judge may not be renewed until the lapse of at least two
years since that person’s last assignment.
(d)
Section 17
of the
Military Discipline Supplementary Measures Act
16 of 1999
is unconstitutional and invalid to the extent that it
empowers the Minister, acting on the recommendation of the Adjutant
General,
to remove a military judge and that the Minister may do so
without any independent inquiry into the fitness of the military
judge
to hold office.
(e)
Pending the coming into operation of remedial legislation,
the
Minister may devise processes for an inquiry into the fitness of a
military judge and the composition of the inquiry body,
provided
that:
(i)
it is an independent inquiry; and
(ii)
a military judge may not be removed except on the recommendation of
the independent
inquiry.
(f)
The declarations of constitutional invalidity above are
suspended for
a period of 24 months to allow remedial legislation to be enacted and
brought into operation.
6.
The first respondent is ordered to pay half
of the costs of the
applicant in the Supreme Court of Appeal and the
High Court, including the costs of two
counsel where so
employed.
7.
The first respondent is ordered to pay the
costs of the applicant in
this Court, including the costs of two counsel where so employed.
For the Applicant:
G Marcus SC, C McConnachie,
M Marongo and M Kritzinger instructed by Griesel
Vanzanten Attorneys
For Respondents:
E Tsatsi SC
and C Kwinda instructed by State Attorney
For the
Amicus Curiae:
E Webber
and E Van Heerden instructed by Legal Resources Centre
[1]
Freedom
of Expression Institute v President, Ordinary Court Martial
1999 (2) SA 471
(C);
1999 (3) BCLR 261
(C) at para 19: “The law as it stands
invites arbitrariness as it allows executive interference into
judicial process.”
[2]
16 of 1999.
[3]
Minister
of Defence v Potsane; Legal Soldier (Pty) Ltd v Minister of Defence
,
[2001] ZACC 12
;
2002 (1) SA 1
(CC);
2001 (11) BCLR 1137
(CC)
(
Potsane
)
at para 10.
[4]
42 of 2002.
[5]
Minister
of Defence and Military Veterans v O’Brien N.O.
,
unreported
judgment of the
High Court
of South Africa, Gauteng Division, Pretoria, Case No 76995/18
(2 August 2021); [2021] ZAGPPHC 520 (High Court
judgment).
[6]
O’Brien
N.O. v Minister of Defence and Military Veterans
[2022]
ZASCA 178
;
[2023] 1 All SA 341
(SCA) (Supreme Court of Appeal
judgment).
[7]
Section 102
of the
Defence Act headed
“Attendance of
persons at board of enquiry, and witnesses” reads:
“
(1)
The president of any board of inquiry may summon any person in the
Republic to attend such board of inquiry and to give evidence
thereat.
(2)
The president of any board of inquiry may administer the prescribed
oath or affirmation to witnesses, interpreters and stenographers at
such inquiry.
(3)
(a) Any person
giving
evidence before a board of inquiry may be compelled to answer
any question or to produce any article if the president of the board
of inquiry so orders.
(b)
No incriminating answer or information obtained or incriminating
evidence
directly or indirectly derived from a question in terms of
paragraph (a) is admissible as evidence against the person
concerned
in criminal proceedings in a court of law or before any
body or institution established by or under any law, except in
criminal
proceedings where the person is arraigned on a charge of
perjury or a charge contemplated in
section 104(21).
(4)
Subject to subsection (5), the evidence of every witness called
by a board of inquiry must be given orally and on oath or
affirmation and must be recorded by or under the supervision of the
president.
(5)
A board of enquiry may admit a sworn statement by a witness as
evidence
where, with due regard to the exigencies of the service—
(a)
by reason of his or her illness, the witness cannot attend;
(b)
undue expense would be incurred by the attendance of the witness; or
(c)
the evidence of the witness is of a purely formal nature.
(6)
Where the evidence is of such a nature that it is likely that the
findings
or recommendations would seriously affect the professional
reputation of a person who is subject to the Code or a person who is
in the employ of the Department, or that any disciplinary or other
legal steps might be taken against such a person—
(a)
the witness concerned must, despite subsection (5), be called
to
give evidence orally if the person who is likely to be affected,
so requests;
(b)
the person who is likely to be affected may be present at every
meeting
of the board where such evidence is led, to cross examine
any witness giving such evidence, to give evidence himself or
herself, even if otherwise called as a witness by the board, and to
call witnesses.
(7)
The president of the board must timeously notify a person
contemplated
in subsection (6) of the time and place of every
such meeting and advise that person of the rights conferred upon him
or
her by that subsection.
(8)
Any person contemplated in subsection (6) may at any stage of
the
proceedings determined by the board, address the board on the
evidence referred to in that subsection and may—
(a)
in the exercise of his or her rights under that subsection be
represented
by a legal representative of his or her own choice at
his or her own expense; or
(b)
if the person so requests, be assigned military defence counsel at
State
expense.
(9)
Before the record of proceedings is submitted to the person who
convened
the board, the relevant findings and recommendations of a
board of inquiry must be communicated to each person who is
adversely
affected by such findings and recommendations and that
person has the right to make written representations to the person
who
convened the board of inquiry within 14 days of receipt of the
relevant findings and recommendations.
(10)
Subsections (6) and (7) do not apply in relation to any board
of inquiry convened
under
section 103.
”
[8]
Section 104(21) of the Defence Act reads:
“
(a)
A person is guilty of an offence if he or she—
(i)
having been duly summoned or warned to attend
as a witness before a
board of inquiry, fails to attend or to remain in attendance until
authorised to leave;
(ii)
being present at a board of inquiry after having been
duly summoned
or warned to attend as a witness, fails or refuses to be sworn or to
affirm;
(iii)
uses threatening or insulting language at a board of inquiry
or
wilfully causes a disturbance or interruption thereat or wilfully
commits any other act likely to bring the board of inquiry
into
contempt, ridicule or disrepute; or
(iv)
having been duly notified of his or her call up for
service by
way of a call up order issued in terms of section 53(3A),
fails to present himself or herself at the time
and place specified
in the call up order.
(b)
Any person convicted of an offence contemplated in paragraph (a)
is liable to a fine or imprisonment for a period not exceeding three
months.”
[9]
51 of 1977.
[10]
In relevant part, that document reads:
“
8.
Court is of the view that section 14(1)(b) MDSMA
might be
unconstitutional based on the following:
a.
Fixed term from 19 May 2014 – 31 March 2015,
does not meet the requirement that the military judge shall have
security of tenure of office.
b.
There may have been Executive interference in the functioning
of the
Military Courts and/or the assignment of the Military Judges for
2014/15:
i.
During February/March 2014, all Military Judges
were required
to provide their court hours for the previous three years to the
Adjutant General who in turn provided this
information to
C SANDF, who in turn provided this information to the Minister.
The amount of court hours of each Military
Judge could have
played a pivotal role in the assignment of the Military Judges for
2014/15.
ii.
This was confirmed by the Minister’s assignment in
mid April 2014 of Military Judges with satisfactory court
hours. Unfortunately, I was only assigned on 19 May 2014,
after I had had to provide an explanation for my unsatisfactory
amount of court hours for 2013/14 i.e. 103 court hours. My
explanation being I had only sat as a Military Judge for two weeks
in June 2013 and from 15 January – 28 February 2014
due to the fact that I had attended the SAMHS Junior Command and
Staff Course from July – December 2013.
9.
This court has addressed its concerns in respect of the assignment
of Military Judges to both the Director Military Judges and to the
Officer in Charge Operations Support Legsato.
10.
Court is well aware of the provisions of section 170 [of the]
Constitution
which states that: ‘Court of a status lower than
the High Court may not rule on the constitutionality of any
legislation.’
11.
Purposes of this trial court is bound to accept that the provisions
of section 14(1)(b) of the MDSMA are constitutional and that we
may then proceed.
12.
Court wishes to give both Counsel an opportunity to place on record
whether they are willing to proceed and if so, whether Defence
Counsel has any other objections in respect of the jurisdiction
of
the court or in respect of the charges that they do not disclose an
offence?”
[11]
Section 54(2)(g)
of the
Defence Act, headed
“Commissioned
officers in Defence Force”, provides:
“
(2)
In order to qualify for a permanent commissioned appointment in the
Defence Force,
a person must—
. . .
(g)
be a fit and proper person to serve and must have a trustworthy and
exemplary character.”
[12]
Supreme Court of Appeal judgment above n 6
at paras 58 9.
[13]
Potsane
above n 3.
[14]
Van Rooyen
v S
(General Council of
the Bar of South Africa intervening)
[2002]
ZACC 8
;
2002 (5) SA 246
(CC);
2002 (8) BCLR 810
(CC) (
Van Rooyen
).
[15]
Ex
parte Chairperson of the Constitutional Assembly: In re
Certification of the Constitution of the Republic of South Africa
[1996]
ZACC 26; 1996 (4) SA 744 (CC); 1996 (10) BCLR 1253 (CC).
[16]
Glenister
v President of the Republic of South Africa
[2011]
ZACC 6
;
2011 (3) SA 347
(CC);
2011 (7) BCLR 651
(CC) (
Glenister
II
) at
para 96.
[17]
Justice
Alliance of South Africa v President of the Republic of South Africa
[2011] ZACC 23
;
2011 (5)
SA 388
(CC);
2011 (10) BCLR 1017
(CC) (
Justice Alliance
)
at para 37.
[18]
Secretary
of the Judicial Commission of Inquiry into Allegations of State
Capture, Corruption and Fraud in the Public Sector including
Organs
of State v Zuma
[2021]
ZACC 18
;
2021 (5) SA 327
(CC);
2021 (9) BCLR 992
(CC) at para 156
and
Gory
v Kolver N.O.
[2006]
ZACC 20
;
2007 (3) BCLR 249
(CC);
2007 (4) SA 97
(CC) at para 39.
[19]
In
Mbambo
v Minister of Defence
2005
(2) SA 226
(T) at 230A C the Court held that military courts
are inferior courts with a similar status as Magistrate Courts.
[20]
Although the United States of America has a constitution and court
system that differs from ours in several important respects,
it is noteworthy that there, in
Ortiz
v United States
585
US 427
(
Ortiz
),
the majority in the Supreme Court opined that the
courts martial system “closely resembles civilian
structures
of justice” and that “the judicial character
and constitutional pedigree of the court martial system enable
that Court, in exercising appellate jurisdiction, to review the
decisions of the court sitting at its apex” (referring to
the
CAAF, the United States Court of Appeals for the Armed Forces). The
majority opinion defended the judicial nature of
the military courts
by citing examples where the military system is similar to civilian
justice, that is, due process protections,
an appellate review
system, a stable body of case law and the
res
judicata
(a
matter judged) effects of its decisions.
Ortiz
is
useful insofar as it acknowledges that even in the United States,
there is a recent tendency towards harmonization between
the
standards that apply to military and civilian courts rather than an
attempt to preserve their
sui
generis
(of
their own kind) nature.
[21]
Council
of Review South African Defence Force v Monnig
[1992] ZASCA 64
;
[1992]
4 All SA 691
(A). See also
Freedom
of Expression Institute
above n 1.
[22]
Recently, at their meeting during November 2022, Commonwealth Law
Ministers mandated the Commonwealth Secretariat to produce
Commonwealth Military Justice Principles. These principles
record, amongst others, that there is a need to “ensure
that
military courts, when they exist, are part of a state’s
general judicial system under the authority of the constitution
or
statute, respecting the principle of separation of powers and
reflecting the rule of law and the obligations of international
law”
(Article 1(a)).
[23]
The
court of a senior military judge may try a member of the SANDF for
any offence committed in South Africa other than murder,
treason,
rape or compelled rape (as contemplated in
section 3
or
4
of
the
Criminal Law (Sexual Offences and Related Matters) Amendment Act
32 of 2007
) or culpable homicide. Such a court may try a
member for the latter serious crimes if they were committed
extraterritorially.
The effect of
section 12(1)
of the
MDSMA is that the court of a senior military judge may impose any
competent sentence that an ordinary court could impose
for the same
crime.
[24]
Sections 9
and
10
of the MDSMA.
[25]
Sections 9
and
10
of the MDSMA. The Court of a Senior
Military Judge may impose any unlimited sentence of imprisonment.
The Court of
a Military Judge may impose imprisonment for up to two
years.
[26]
Id read with
section 5
of the MDSMA.
[27]
Above, in [6] and [7].
[28]
Van Rooyen
above n 14 at
para 35.
[29]
Section 35(3)(c) of the Constitution.
[30]
Potsane
above n 3 at
para 10.
[31]
De
Lange v Smuts N.O.
[1998]
ZACC 6
;
1998 (3) SA 785
(CC);
1998 (7) BCLR 779
(CC) (
De Lange
)
at para 59.
[32]
Van Rooyen
above n 14 at
para 10:
“
[I]t
must be kept in mind that judicial impartiality and the application
without fear, favour or prejudice by the courts of the
Constitution
and all law, as postulated by section 165(2) of the
Constitution, are inherent in an accused’s right
to a fair
trial under section 35(3) of the Constitution. One of the
main goals of institutional judicial independence
is to safeguard
such rights. However, institutional judicial independence
itself is a constitutional principle and norm
that goes beyond and
lies outside the Bill of Rights. The provisions of section 36
of the Constitution dealing with
the limitation to rights entrenched
in the Bill of Rights are accordingly not applicable to it.
Judicial independence is
not subject to limitation.”
[33]
Above in [13].
[34]
The oath or affirmation reads:
“
I
will be faithful to the Republic of South Africa, will uphold and
protect the Constitution and the human rights entrenched in
it, and
will administer justice to all persons alike without fear, favour or
prejudice, in accordance with the Constitution and
the law of the
Republic of South Africa, and will perform my duties to
the best of my ability. So help me God.”
[35]
Sonke
Gender Justice NPC v President of the Republic of South Africa
[2020] ZACC 26
;
2021 (3)
BCLR 269
(CC) (
Sonke
)
at para 72.
[36]
Van Rooyen
above n 14.
[37]
Id at para 19.
[38]
Valente
v The Queen
[1985]
2 SCR 673
; (1986) 24 DLR (4th) 161 (SCC) (
Valente
).
[39]
Id at para 171 as cited in the minority judgment of O’Regan J
in
De
Lange
above n 31
at para 159.
[40]
McBride
v Minister of Police
(Helen
Suzman Foundation as amicus curiae)
[2016]
ZACC 30
;
2016
(2) SACR 585
(CC);
2016
(11) BCLR 1398
(CC) (
McBride
)
at para 31.
[41]
De
Lange
above n 31
at para 71 citing Le Dain J in
Valente
above n 38 at
169 170.685(g).
[42]
Van
Rooyen
above n 14
at para 32 citing
R
v Généreux
[1992]
1 SCR 259
; (1992) 88 DLR (4th) 110 (SCC) (
Généreux
)
at 433E–G.
[43]
Sonke
above n 35 at
para 76.
[44]
Glenister
II
above n 16
at paras 121 and 125. See also
McBride
above n 42
at paras 32 3.
[45]
Sonke
above n 35 at
para 76.
[46]
Van Rooyen
above n 14 at
paras 32 5.
[47]
Id at para 29 and
Justice
Alliance
above n 17
at para 73.
[48]
The
Queen in Right of Canada v Beauregard
[1986]
2 SCR 56
; (1986) 30 DLR (4th) 481 (SCC) (
Beauregard
).
[49]
Valente
above n 38.
[50]
Généreux
above
n 42.
[51]
Beauregard
above n 48 at
491.
[52]
Canadian
Charter of Rights and Freedoms
,
section 11, Part I of the
Constitution
Act
1982,
being Schedule B to the Canada Act 1982.
[53]
Van Rooyen
above n 14 at
para 23.
[54]
Makana
People’s Centre v Minister of Health
[2023]
ZACC 15
;
2023 (5) SA 1
(CC);
2023 (8) BCLR 963
(CC) at para 169.
[55]
Van Rooyen
above n 14
at para 32
citing
Valente
above n 38
at 172.
[56]
Glenister
II
above n 16
at para 207.
[57]
Leblanc
v The Queen
2011
CMAC 2 (
Le
Blanc
).
[58]
R.S.C. 1985.
[59]
Id at paras 47 and 52.
[60]
R v
Edwards
2024
SCC 15
(
Edwards
).
[61]
Edwards
above n 60 at
paras 27, 40 and 47 citing
Valente
above n 38 at
673.
[62]
Edwards
above n 60 citing
Généreux
above
n 42 at 259.
[63]
Section 362 of the United Kingdom’s Armed Forces Act of
2006.
[64]
Re
Tracey; Ex parte Ryan
[1989]
HCA 12; (1989) 166 CLR 518.
[65]
Defence Legislation Amendment Act 2006 (Cth).
[66]
Lane
v Morrison
[2009]
HCA 29
;
(2009) 239 CLR 230.
[67]
Weiss v
United States
510
US 163
(1994).
[68]
Id at 177 citing
Rostker
v Goldberg
453
US 57
, 67 (1981) at 70.
[69]
Id at 179.
[70]
Glenister
II
above n 16
paras 90 1.
[71]
Law
Society of South Africa v President of the Republic of South Africa
[2018] ZACC 51
;
2019 (3)
SA 30
(CC);
2019 (3) BCLR 329
(CC) at para 4.
[72]
Section 39(1)(b) provides:
“
(1)
When interpreting the Bill of Rights, a court, tribunal or forum—
. . .
(b)
must consider international law.”
[73]
Section 231 headed “International agreements”
reads:
“
(1)
The negotiating and signing of all international agreements is the
responsibility of the national executive.
(2)
An international agreement binds the Republic only after it has been
approved by resolution in both the National Assembly and the
National Council of Provinces, unless it is an
agreement
referred to in subsection (3).
(3)
An international agreement of a technical, administrative or
executive
nature, or an agreement which does not require either
ratification or accession, entered into by the national executive,
binds
the Republic without approval by the National Assembly
and the National Council of Provinces, but must be tabled in
the Assembly and the Council within a reasonable time.
(4)
Any international agreement becomes law in the Republic when it is
enacted
into law by national legislation; but a self executing
provision of an agreement that has been approved by Parliament is
law in the Republic unless it is inconsistent with the Constitution
or an Act of Parliament.
(5)
The Republic is bound by international agreements which were binding
on the Republic when this Constitution took effect.”
[74]
Glenister
II
above n 16
at para 179.
[75]
Justice
Alliance
above n 17
at para 37.
[76]
Id at para 38.
[77]
In this regard, the Ministerial Task Team Report provides useful
insight. See [50] above.
[78]
Section 233 of the Constitution requires a court to prefer an
interpretation that aligns with international law standards,
rather
than that which is inconsistent with such standards. See also
Glenister
II
above n 16
at para 179.
[79]
See, among others, Tshivhase “Military Courts in a Democratic
South Africa: In Search of their Judicial Independence”
(PhD
Thesis, UCT 2012) chapter 5.
[80]
Civil
Liberties Organisation v Nigeria
(Communication
218/98) [2001] ACHPR 30; (2001) AHRLR 75 (ACHPR 2001) at para 44.
[81]
Draft Principles Governing the Administration of Justice Through
Military Tribunals (2006) (Decaux Principles), UN Doc.
E/CN.4/2006/58 at 4.
[82]
International Covenant on Civil and Political Rights,
16 December 1966. South Africa signed the ICCPR on
3 October 1994
and ratified it on 10 December 1998.
[83]
African Charter on Human and Peoples’ Rights, 27 June 1981.
South Africa acceded to the African Charter
on
9 July 1996.
[84]
Basic Principles on the Independence of the Judiciary (1985)
(UN Basic Principles), endorsed by United Nations General
Assembly resolutions 40/32 of 29 November 1985 and 40/146
of 13 December 1985.
[85]
Bangalore Principles of Judicial Conduct (2002)
(Bangalore Principles), endorsed by the Economic and Social
Council
in resolution ECOSOC 2006/23. Although non binding,
it bears reference that the Commonwealth Military Justice Principles
(see above n 23) in Article 2 seek to—
“
[e]nsure that
proceedings in military courts are presided over by independent,
impartial and legally qualified judges who have
security of tenure
and are free from:
(a)
command interference;
(b)
executive or political influence or interference;
(c)
improper career consequences;
(d)
perceived or actual bias; and
(e)
personal interest in the proceeding.”
[86]
United Nations Human Rights Committee, General Comment No.32 on
Article 14: Right to equality before courts and tribunals and
to
fair trial, UN Doc CCPR/C/GC/32, 23 August 2007 (General
Comment No.32).
[87]
Id at para 22.
[88]
Id at para 19.
[89]
Id.
[90]
Id.
[91]
Id.
[92]
Id at para 18.
[93]
Id at para 20. See
Pastukhov
v Belarus
(Communication
814/1998) UN Doc CCPR/C/78/D/814/1998 (UN Human Rights
Committee 2003) at para 7.3, where the dismissal
of a judge
prior to the expiry of the term for which he had been appointed, and
in circumstances where no effective judicial
protections were
available to him to contest his dismissal by the executive, was said
to constitute “an attack on the independence
of the
judiciary”.
[94]
General Comment No.32 above n 86 at para 21.
[95]
Article 7(1)(d) of the African Charter above n 83.
[96]
See
Civil
Liberties Organisation v Nigeria
above
n 80 at para 44 where the African Commission emphasised
that “a military tribunal per se is not offensive
to the
rights in the Charter. We make the point that military
tribunals must be subject to the same requirements of fairness,
openness, justice, independence, and due process as any other
process”. See also:
Wetsh’Okonda
Koso v Democratic Republic of the Congo
[2008]
ACHPR 94; (2008) AHRLR 93 (ACHPR 2008) (
Koso
)
at para 77.
[97]
Civil
Liberties Organization v Nigeria
(Communication 129/94)
(2000) AHRLR 188 (ACHPR 1995) where the Commission held that
this provision “speaks of
the institutions which are essential
to give meaning and content to the right”. It held further
that this “clearly
envisions the protection of the courts”.
[98]
Constitutional
Rights Project in re: Lekwot and Others v Nigeria
(Communication 87/93)
[1995] ACHPR 6 (22 March 1995); (2000) AHRLR 183 (ACHPR 1995)
(
Lekwot
).
[99]
Id at para 14.
[100]
Naluwairo “Improving the administration of justice by military
courts in Africa: An appraisal of the jurisprudence of the
African
Commission on Human and Peoples’ Rights” (2019) 19
African
Human Rights Law Journal
43 61.
[101]
African Commission on Human and People’s Rights,
Principles and Guidelines on the Right to a Fair Trial and Legal
Assistance in Africa (2003) (African Principles).
[102]
In this regard the African Principles above n 101
recommends:
“
(a)
The independence of judicial bodies and judicial officers must be
guaranteed in a country’s constitution and laws.
(b)
A military tribunal that does not use the duly established procedure
of the legal process may not displace the jurisdiction of ordinary
judicial bodies.
(c)
Decisions by judicial bodies should not be subject to revision
except
through judicial review.
(d)
All judicial bodies shall be independent from the executive branch
and
any method of judicial selection shall safeguard the
independence and impartiality of the judiciary. The
establishment
of an independent body for the process of judicial
appointments is encouraged.
(e)
Judicial independence includes security of tenure for judges or
members
of judicial bodies and judges should not be appointed under
fixed term contracts.
(f)
The removal or suspension of judges should only be on account of
gross misconduct incompatible with judicial office, or for mental
incapacity.
(g)
Judicial officers facing disciplinary, suspension or removal
proceedings
shall be entitled to guarantees of a fair hearing,
including legal representation, and to an independent review of
decisions
of disciplinary, suspension or removal hearings. The
procedures for the discipline of judicial officers shall be
prescribed
by law.”
[103]
Of relevance for present purposes are these principles from the
UN Basic Principles above n 84:
“
(a)
Judicial independence shall be guaranteed by the state and enshrined
in the country’s constitution or laws.
(b)
All governmental and other institutions have the obligation
to
respect the independence of the judiciary.
(c)
Judicial decisions should be made without improper
influences,
pressures, threats or interference and they shall not be subject to
revision, save through judicial review.
(d)
Everyone has the right to be tried by courts or
tribunals using
established procedures.
(e)
Ordinary courts or judicial tribunals shall therefore
not be
displaced by bodies which do not use duly established legal
procedures.
(f)
Any method of judicial selection shall safeguard
against judicial
appointments for improper motives.
(g)
The term of judges, their independence, security
and conditions of
service shall be adequately secured by law.
(h)
Judges shall have guaranteed tenure and they shall
be subject to
suspension or removal only for reasons of incapacity or behaviour
that renders them unfit to discharge their duties.
(i)
A charge or complaint made against a judge
in their judicial and
professional capacity shall be processed expeditiously and fairly
under an appropriate procedure.
(j)
The judge shall have the right to a fair
hearing.
(k)
All disciplinary, suspension or removal proceedings
shall be
determined in accordance with established standards of judicial
conduct.”
[104]
Section 1.1 of Bangalore Principles above n 85.
[105]
See, among others,
Hlophe
v Judicial Service Commission
[2022]
ZAGPJHC 276;
[2022] 3 All SA 87
(GJ) at paras 125 6.
[106]
Bangalore
Principles above n 85 at Value 1 para 1.3.
[107]
Commentary on the Bangalore Principles of Judicial Conduct
(Bangalore Commentary) (2007).
[108]
Article 7(d) read with Article 26 of the African Charter
above n 83.
[109]
Article 7(d) of the African Charter above n 83, as
interpreted by Principle 4(g) of the African Principles
above n 101.
[110]
Principle 13 of the Decaux Principles above n 81 and
Bangalore Commentary above n 107 at para 38.
[111]
Article 7(d) of the African Charter above n 83, as
applied in
Lekwot
above n 98 and
Koso
above
n 96; Article 14 of the ICCPR above n 82, as
interpreted in General Comment No.32 above n 86 at para 21;
Bangalore Principles above n 85 Value 1 at para 1.3;
Bangalore Principles above n 85 Value 2
at
para 2.1; and Bangalore Commentary above n 107 at
paras 51 2.
[112]
Article 7(d) of the African Charter above n 83, as
interpreted by Principle 4(h) of the African Principles
above n 101; Article 10 of the UN Basic Principles
above n 84; and Bangalore Commentary above
n 107 at
para 26.
[113]
Article 7(d) of the African Charter above n 83;
Article 14 of the ICCPR above n 82, as interpreted in
General Comment No.32 above n 86 at para 19;
Article 11 and 12 of the UN Basic Principles above
n 84; and Bangalore Commentary above n 107 at
para 26(a).
[114]
Article 7(d)
of the African Charter
above
n 83
,
as interpreted by Principle 5 of the African Principles
above
n 101
;
Koso
above n 96
;
Article 2
of
the
UN Basic Principles
above
n 84
;
and Bangalore Principles
above
n 85
Value 1
at para 1.1.
[115]
Bangalore Commentary
above
n
107
at 42 paras 37 8.
[116]
Article 7(d)
of the African Charter
above
n 83
,
as interpreted by Principle 4(f) of the African Principles
above n 101
;
and Article 4
of
the
UN Basic Principles
above
n 84
.
[117]
Article 7(d) of the African Charter above n 83, as
interpreted by Principle 4(p) of the African Principles
above n 101; Article 14 of ICCPR above n 82, as
interpreted in General Comment No.32 above n 86 at para 20;
and Article 17 of the UN Basic Principles above n 84.
[118]
Section 101(4)
of the
Defence Act provides
:
“
A
board of inquiry must be convened by means of a written convening
order and must consist of so many persons who are in the employ
of
the Department of Defence as the person convening the board may
determine, but where a board is convened by a military officer
it
must consist of at least one officer and as many warrant officers,
non commissioned officers or civilians who are in
the employ of
the Department of Defence as the officer convening the board may
determine.”
[119]
Van Rooyen
above n 14 at
para 206.
[120]
Id at para 195.
[121]
Section 137
of the Code, being First Schedule to the Defence
Act 44 of 1957, headed “Attendance of witnesses at and
composition of
boards of inquiry”, reads:
“
(1)
The president of any board of inquiry convened under section 134
or 135 may, in the prescribed manner, subpoena any person in
Namibia, whether or not otherwise subject to this Code, to attend
such board of inquiry and, subject to subsection (2), to give
evidence or to produce any document or thing in such person’s
possession or under such person’s control.
(2)
No witness is required to answer any question or to produce any
document
or thing at any board of inquiry which such witness could
not be compelled to answer or produce in proceedings before a civil
court.
(3)
The composition of boards of inquiry, the method of convening such
boards
and the procedure to be followed by such boards are as
prescribed.”
[122]
Rule 79 of the MDSMA rules, headed “Collation of evidence
during pre trial investigation phase”, reads:
“
(1)
The Prosecution Counsel, Disciplinary Adjutant or military police
investigating official must obtain any required statement or
evidence, including visiting any person for such purpose, from any
person whether subject to this Act or not.
(2)
A Disciplinary Adjutant or Prosecution Counsel conducting a
pre trial
investigation may—
(a)
procure the attendance of witnesses;
(b)
have witnesses summoned to give evidence or to produce a document or
item thereat;
(c)
administer oaths or affirmations;
(d)
admit sworn and unsworn statements into evidence; and
(e)
collate evidence into the pre trial investigation in accordance
with subsection (3).
(3)
A pre trial investigation must comprise of, if applicable—
(a)
a cover sheet reflecting the reference of the pre trial
investigation;
(b)
an index with page numbering;
(c)
a certified copy of the account of warning or account of arrest;
(d)
a certified copy of the certificate of surrender or arrest, in the
prescribed
form, if applicable;
(e)
original statements or certified copies of original statements; and
(f)
documentary evidence.
(4)
Where an incident leads to a report of misconduct and an account of
warning or account of arrest, such incident must be investigated
under this Part.”
[123]
Justice
Alliance
above n 17
at para 73 and fn 72, citing the Canadian case of
Leblanc
above n 57
at paras 38 9, 43 4 and 59.
[124]
Id.
[125]
AmaBhungane
Centre for Investigative Journalism NPC v Minister of Justice and
Correctional Services
[2021]
ZACC 3
;
2021 (3) SA 246
(CC);
2021 (4) BCLR 349
(CC) at para 92
citing
Justice Alliance
above n 17 at
para 65 where this Court stated: “
The
designation by a member of the Executive in ill-defined
circumstances or circumstances that completely lack description does
not conduce to a reasonable perception of independence”.
[126]
Supreme Court of Appeal judgment above n 6
at para 57. In this passage the judgment uses
the word
“reviews” (as I have quoted it), though perhaps it is a
typographical error and “views” was
intended.
[127]
Sonke
above n 35 at
paras 78 80.
[128]
See generally, among others,
De
Lange
above
n 31 and
Van
Rooyen
above
n 14 which both cite
Valente
above n 38 at
698.
[129]
Biowatch
Trust v Registrar Genetic Resources
[2009]
ZACC 14
;
2009 (6) SA 232
(CC);
2009 (10) BCLR 1014
(CC) at para 21.
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