Case Law[2022] ZACC 12South Africa
Ayres and Another v Minister of Justice and Correctional Services and Another (CCT 47/21) [2022] ZACC 12; 2022 (5) BCLR 523 (CC); 2022 (2) SACR 123 (CC) (25 March 2022)
Constitutional Court of South Africa
25 March 2022
Headnotes
Summary: Constitutional law — Foundational values — Rule of law — Doctrine of Precedent
Judgment
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## Ayres and Another v Minister of Justice and Correctional Services and Another (CCT 47/21) [2022] ZACC 12; 2022 (5) BCLR 523 (CC); 2022 (2) SACR 123 (CC) (25 March 2022)
Ayres and Another v Minister of Justice and Correctional Services and Another (CCT 47/21) [2022] ZACC 12; 2022 (5) BCLR 523 (CC); 2022 (2) SACR 123 (CC) (25 March 2022)
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sino date 25 March 2022
CONSTITUTIONAL
COURT OF SOUTH AFRICA
Case CCT 47/21
In the matter between:
GREGORY CRAIG
AYRES
First Applicant
VALERI LAZANOV
NIKOLOV
Second Applicant
and
MINISTER OF JUSTICE
AND
CORRECTIONAL
SERVICES
First Respondent
MINISTER OF
HEALTH
Second Respondent
Neutral citation:
Ayres and Another
v Minister of Justice and Correctional Services and Another
[2021]
ZACC 12
Coram:
Zondo
ACJ, Madlanga J, Madondo AJ, Mhlantla J, Majiedt J,
Pillay AJ, Rogers AJ, Theron J, Tlaletsi AJ and Tshiqi J
Judgments:
Tlaletsi AJ (unanimous)
Decided on:
25 March 2022
Summary:
Constitutional law — Foundational values — Rule of law —
Doctrine of Precedent
ORDER
On appeal from the
High
Court of South Africa, KwaZulu-Natal Local Division, Durban
:
1.
Leave to appeal on the merits is refused.
2.
Leave to appeal against the order of costs is granted.
3.
The appeal against the order of costs is upheld.
4.
The costs order of the High Court is set aside and
replaced with
the following:
“The respondents must pay the applicants’ costs, including the
costs of two counsel”.
5.
Each party must pay their own costs in this Court.
JUDGMENT
TLALETSI
AJ (Zondo ACJ, Madlanga J, Madondo AJ, Mhlantla J, Majiedt J, Pillay
AJ, Rogers AJ, Theron J and Tshiqi J concurring)
[1]
This is an application for leave to appeal directly to this Court
against a judgment and order of the KwaZulu-Natal Local Division of
the High Court, Durban, in terms of which that Court
[1]
,
through Radebe J, dismissed the applicants’ challenge to the
constitutional validity of section 63 of the Drugs and Drug
Trafficking
Act
[2]
(Drugs Act). The application is not opposed.
Factual background
[2]
The applicants, Mr Gregory Ayres and Mr
Valeri Nikolov,
were arrested in
November 2014 after allegedly being found in possession of a
substance described as methylenedioxymetamfetamine
(MDMA)
[3]
in contravention of the Drugs Act. They were charged in the
Middelburg Magistrates’ Court with the unlawful dealing in or,
alternatively, possession of, MDMA.
[3]
Before pleading to the charges brought
against them, the applicants applied to the High Court for an order
declaring section 63 of
the Drugs Act, as well as the reference to
MDMA in Part III of Schedule 2 to the Drugs Act, to be
inconsistent with the Constitution
and invalid. Section 63 of
the Drugs Act provides:
“
Amendment of Schedules 1 and 2
The Minister may by notice in the Gazette and after consultation with
the Minister of National Health—
(a) include any substance
or plant in Schedule 1 or 2;
(b) delete any substance or
plant included in that Schedule; or
(c) otherwise amend that
Schedule.”
[4]
MDMA was inserted into the list of
“Undesirable Dependence-Producing Substances” in Schedule 2 of
the Drugs Act in 1999 by way
of Regulation GN 760 of 1999.
[4]
Litigation
history
In the High Court
[5]
Before the High Court, the applicants
argued that the power to include, delete or otherwise amend the
substances listed in the Schedules
to the Drugs Act is a plenary
legislative power and, when exercised by a member of the executive,
constitutes a breach of the doctrine
of separation of powers.
[5]
As already stated, in the High Court the applicants attacked the
constitutional validity of section 63 of the Drugs Act insofar
as it
included MDMA in Schedule 1 and 2. The applicants contended
that the delegation of the power involved here is the delegation
of
plenary legislative power to a member of the Executive, which offends
the doctrine of the separation of powers.
[6]
The High Court stated that the applicants’
attack was mainly directed at the inclusion of MDMA in part III of
Schedule 2 of the
Drugs Act. The High Court went on to say:
“
The applicants contend that such inclusion,
which the First Respondent affected by the virtue of Section 63 of
the Act, is unlawful,
unconstitutional and invalid since the
inclusion in the Schedule was brought into effect through the
mechanism contained in Section
63 of the Act and the legislature has
impermissibly delegated its law-making function to the First
Respondent, who is a member of
the Executive.”
The High Court rejected the applicants’ attack and concluded that
the application fell to be dismissed. It pointed out that
the
applicants had not argued that the Minister had abused his power.
The Court held that it was permissible for Parliament
to delegate the
power it delegated to the Minister in this case. It,
accordingly, dismissed the application with costs of two
counsel.
In this
Court
[7]
The applicants apply for leave to appeal
directly to this Court, against the whole judgment and order of the
High Court. The
applicants have asked for the order to be set
aside on the basis that the High Court was bound by the decision of
this Court in
Smit
[6]
handed down on 18 December 2020 which declared that section 63
of the Drugs Act is unconstitutional and invalid to the extent
that
it purported to delegate plenary legislative powers to the
Minister.
[7]
[8]
We invited the parties to file written
submissions on the implications of this Court’s judgment in
Smit
.
The applicants and respondents agreed that, unless this Court directs
otherwise, there is no need for an oral hearing in this
matter. We
have dispensed with the hearing of oral argument.
Parties’ submissions
[9]
The applicants submit that the interests of
justice weigh in
favour
of granting them
leave to appeal directly to this Court. They argue that the
matter implicates important considerations related
to the rule of law
and the doctrine of
stare decisis
.
The doctrine of
stare decisis
requires that courts “stand or abide by cases already decided”.
[8]
The applicants further submit that they tried to bring the judgment
in
Smit
to
the attention of the High Court and the respondents’ attorneys.
They said that, once they became aware of the
Smit
judgment, they forwarded a copy thereof
to the State Attorney with a specific request that it be brought to
the attention of the Judge
as the judgment was still reserved at the
time.
[10]
The respondents do not oppose the
application. They agree with the applicants that it is in the
interests of justice for this
Court to grant the applicants leave to
appeal directly. They also support the setting aside of the
costs order of the High Court
and concede that the High Court
was bound by the decision in
Smit.
They submit that the High Court’s
decision was wrong.
Jurisdiction
[11]
This is clearly a constitutional matter because the applicants seek
leave to appeal against
a decision refusing to declare a statutory
provision inconsistent with the Constitution and, therefore, invalid.
Leave to appeal
[12]
The applicants apply for leave to appeal
directly
to this Court against a judgment and order of the High Court.
Whether leave to appeal will be granted is determined
on the basis of
whether or not it is in the interests of justice to grant such
leave. In this matter it is in the interests
of justice to
grant leave because:
a) there are reasonable prospects of success since
this Court has already given a judgment declaring section 63
of the
Drugs Act constitutionally invalid and the judgment sought to be
appealed against is in conflict with that judgment.
b) there is no need to insist that the applicants
should first approach the Supreme Court of Appeal as this Court
has
already pronounced on the issue.
[13]
I am, therefore, of the view that this
matter warrants the granting of leave to appeal directly to this
Court.
The appeal
[14]
In
Smit
this Court considered the constitutionality of the
impugned provisions. The first judgment held that section 63,
which
confers on the Minister plenary legislative power to amend the
Schedules which are part of the Drugs Act, is in itself a delegation
of original power to amend the Drugs Act, amounting to a complete
delegation of legislative power to the executive.
[9]
The majority affirmed the first judgment and declared, among other
things, that section 63 of the Drugs Act, as well as the
reference to
MDMA in Part III of Schedule 2 to the Drugs Act, are invalid and
unconstitutional.
[10]
The majority held:
“
I agree with my colleague’s conclusions that:
section 63 of the Drugs Act is inconsistent with the Constitution to
the extent that
it purports to delegate to the Minister the plenary
legislative power to amend Schedules 1 and 2 to the Drugs Act; only
the amendments
to the Schedules listed in paragraph 3 of the order in
the first judgment are invalid; the applicant cannot rely on the
Prince
judgment to escape extradition; the declaration of constitutional
invalidity must be prospective; this declaration must be suspended
for 24 months; and the warrant issued for the arrest of the applicant
is, in fact, valid.”
[11]
[15]
It is,
therefore,
clear
that the High Court’s reasoning and finding that section 63 of
the Drugs Act is constitutional is in direct and irreconcilable
conflict with the binding precedent of this Court in
Smit
.
The High Court’s judgment did not deal with or seek to distinguish
Smit
.
Neither did it consider whether MDMA was included in Schedule 2
when the Drugs Act was originally enacted by the Legislature,
to
distinguish it from other substances included in the Schedule by the
Minister. While the High Court matter was heard well
before
Smit
, we
can only assume that the High Court was not aware of
Smit
when it handed down its judgment. In this regard, it is
significant that the respondents have not countered the averment made
by the applicants that the applicants’ attorneys sent them the
judgment in
Smit
for
them to bring to the attention of the Judge. This aspect is
simply not dealt with in the answering affidavit filed by the
respondents’ attorney. I am satisfied as to the credibility
of the applicants’ averments on this score and, based on the
rule
set out in
Plascon Evans
,
[12]
the version put forward by the applicants must therefore be accepted
.
[16]
As this Court noted in
Camps
Bay Ratepayers’ and Residents’
Association
,
the doctrine of precedent is “not simply a matter of respect for
courts of higher authority. It is a manifestation of the
rule
of law itself, which in turn is a founding value of our
Constitution”.
[13]
[17]
Similarly, in
Ruta
,
this Court held:
“
[R]espect for precedent
, which requires
courts to follow the decisions of coordinate and higher courts,
lies
at the heart of judicial practice. This is because it is
intrinsically functional to the rule of law
, which in turn is
foundational to the Constitution. Why intrinsic? Because
without precedent, certainty, predictability
and coherence would
dissipate. The courts would operate without map or navigation,
vulnerable to whim and fancy. Law
would not rule.”
[14]
Accordingly,
the doctrine of precedent should have meant that the declaration of
invalidity in
Smit
would have informed the High Court’s
decision in this matter.
[18]
Although the High Court was wrong to
conclude in its judgment that section 63 was constitutional, it
did not issue a declarator
in this regard. It simply made an
order dismissing the application. It is settled law that an
appeal lies against the
order of a court and not against the reasons
underpinning the order.
[15]
Given this Court’s judgment in
Smit
the order granted by the High Court in respect of the merits is
correct even if the reasons provided by that Court are not. The
application ought to have been dismissed because once this Court had
declared legislation invalid, it was not competent for the High
Court
to make the order that the applicants wanted. Such an order had
already been made by this Court.
[16]
Accordingly, leave to appeal on the merits must be refused.
Costs
[19] The High Court ordered the applicants to
pay the respondents’ costs, including the costs of two counsel.
However, because the applicants asked the respondent’s attorneys to
bring
Smit
to the attention of the Judge dealing with the
matter, and the respondents failed to do so, it would be unfair to
expect the applicants
to carry their costs in the High Court. I
have no doubt that, had the Judge been aware of
Smit,
she
would not have made the costs order that she made. The
dismissal of the applicants’ application would have been for
different
reasons. The applicants’ approach to the High Court
to seek a declaration of constitutional invalidity of the impugned
provision was justified and correct. The applicants’ position
was vindicated by this Court’s judgment in
Smit
. Therefore,
as far as the costs order of the High Court is concerned, the appeal
must be upheld. Accordingly, the High
Court’s costs order
must be set aside.
Order
[20]
The following order is made:
1.
Leave to appeal on the merits is refused.
2.
Leave to appeal against the order of costs is granted.
3.
The appeal against the order of costs is upheld.
4.
The costs order of the High Court is set aside and
replaced with
the following:
“The first respondent must pay the applicants’ costs, including
the costs of two counsel”.
5.
Each party must pay their own costs in this Court.
For the
Applicants: A
Katz SC, D Simonsz and K Perumalsamy
instructed
by Carl Van Der Merwe and Associates Incorporated
For the
Respondents: A
A Gabriel SC
instructed
by State Attorney, Durban
[1]
Ayres v Minister of Justice and Correctional Services
,
unreported judgment of the KwaZulu-Natal High Court, Durban, Case No
5491/2016 (25 January 2021) (High Court judgment and High
Court
order).
[2]
140 of 1992.
[3]
The substance is commonly known as ecstasy.
[4]
Drugs and Drug Trafficking Act, 1992 (Act 140 of 1992) Amendment of
Schedule 2, G
N 760
GG
20194, 11 June 1999.
[5]
In
Smit v Minister of Justice and Correctional Services
[2020] ZACC 29
;
2021 (1) SACR 482
(CC);
2021 (3)
BCLR 219
(CC),
this Court explained the term “plenary
legislative power” thus in para 31: “Plenary
power
is the
authority to pass, amend or repeal an Act of
Parliament. Rabie and Erasmus define plenary legislative power
as follows:
‘Plenary means of
full scope or extent; complete or absolute in force or effect.
Plenary legislative power, in the full sense
of the phrase would be
the power enjoyed by Parliament’.”
[6]
Id in Order.
[7]
Id at para 155.
[8]
Claasen
Claassen’s Dictionary of Legal Words and Phrases
Service 24 (2021).
[9]
Smit
above n 5 at para 36.
[10]
The relevant part of the order issued by this
Court reads:
“
1.
The declaration of invalidity made by the High Court of South
Africa, Western Cape
Division, Cape Town is confirmed in the terms
set out in paragraph 2.
2.
Section 63
of the
Drugs and Drug Trafficking Act 140 of 1992
is declared to be
inconsistent with the Constitution and invalid to the extent that it
purports to delegate plenary legislative
power to amend Schedules 1
and 2 to the
Drugs and Drug Trafficking Act to
the Minister of
Justice and Correctional Services.
3. The following
purported amendments to Schedules 1 and 2 to the
Drugs and Drug
Trafficking Act are
declared invalid:
(i) GN R1765 of 1 November 1996, which amended
Part III
of Schedule
2;
(ii) GN R344 of 13 March 1998, which amended
Part I
and II of
Schedule 1;
(iii) GN R760 of 11 June 1999, which amended
Part I
, II and III of
Schedule 2;
(iv) GN R521 of 15 June 2001, which amended
Part I
of Schedule 1 and
Part I
, II, and III of Schedule 2;
(v) GN R880 of 8 October 2010, which amended
Part II
of Schedule 1;
and
(vi) GN R222 of 28 March 2014, which amended
Part I
, II, and III of
Schedule 2.
4. The declarations
of invalidity in paragraphs 1, 2 and 3 of the order take effect
from
the date of this order.
5. The order of
invalidity is suspended for a period of 24 months to allow
Parliament
to cure the defect.”
[11]
Smit
above n 5 at para 97.
[12]
The rule in
Plascon-Evans
is still that in proceedings where
disputes of fact have arisen on affidavits, a final order, whether
an interdict or some other
form of relief, may be granted if the
facts averred in the applicant’s affidavits, which have been
admitted by the respondent,
together with the facts alleged by the
respondent, justify such an order. See
Plascon-Evans Paints
Ltd v Van Riebeeck Paints (Pty) Ltd
[1984] ZASCA 51
;
[1984] (3)
SA 623
(A) (
Plascon Evans
).
[13]
Camps Bay Ratepayers’ and Residents’
Association v Harrison
[2010] ZACC 19
;
2011 (4) SA 42
(CC);
2011 (2) BCLR 121
(CC) at para 28.
[14]
Ruta v Minister of Home Affairs
[2018] ZACC 52
;
2019 (2) SA 329
(CC);
2019 (3)
BCLR 383
(CC) at para 21.
[15]
Willis Faber Enthoven (Pty) Ltd v Receiver of Revenue
[1991] ZASCA 163
;
1992
(4) SA 202
(A) at 214F G;
Sentrale Kunsmis Korporasie (Edms)
Bpk v NKP Kunsmisverspreiders (Edms) Bpk
1970 (3) SA 367
(A) at
395G-H.
Zuma v Democratic Alliance and Another
[2021] ZASCA
39
;
[2021] 3 All SA 149
(SCA);
2021 (5) SA 189
(SCA) at para 85
[16]
In terms of section
section 172(2)(a) of the
Constitution, an order of constitutional invalidity “has no force
unless it is confirmed by the Constitutional
Court”. However,
once an order of constitutional invalidity has been confirmed by
this Court, it will cease to have any
legal consequences unless this
Court relies on its powers in terms of section 172(1)(b) to regulate
the consequences of a declaration
of invalidity. See
Ferreira
v Levin N.O.; Vryenhoek v Powell N.O.
[1995]
ZACC 13
;
1996 (1) SA 984
(CC);
1996 (1) BCLR 1
(CC) at para 26.
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