Case Law[2023] ZACC 1South Africa
Kapa v S (CCT 292/21) [2023] ZACC 1; 2023 (4) BCLR 370 (CC); 2023 (1) SACR 583 (CC) (24 January 2023)
Constitutional Court of South Africa
24 January 2023
Headnotes
Summary: Law of Evidence Amendment Act 45 of 1988 — application of section 3(1)(c) — admission of hearsay evidence — interests of justice
Judgment
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## Kapa v S (CCT 292/21) [2023] ZACC 1; 2023 (4) BCLR 370 (CC); 2023 (1) SACR 583 (CC) (24 January 2023)
Kapa v S (CCT 292/21) [2023] ZACC 1; 2023 (4) BCLR 370 (CC); 2023 (1) SACR 583 (CC) (24 January 2023)
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sino date 24 January 2023
CONSTITUTIONAL
COURT OF SOUTH AFRICA
Case CCT 292/21
In
the matter between:
MAKHI
KAPA
Applicant
and
THE
STATE
Respondent
Neutral
citation:
Kapa v The State
[2023]
ZACC 1
Coram:
Baqwa AJ,
Kollapen J, Madlanga J, Majiedt J, Mathopo J,
Mbatha AJ, Mhlantla J, Rogers J and Tshiqi J
Judgments:
Mbatha AJ (minority): [1] to [69]
Majiedt J
(majority): [70] to [109]
Heard
on:
11 August 2022
Decided
on:
24 January 2023
Summary:
Law of Evidence Amendment Act 45 of 1988
— application of
section 3(1)(c)
— admission of hearsay evidence —
interests of justice
ORDER
On
appeal from the High Court of South Africa, Western Cape Division,
Cape Town:
1.
Condonation is granted.
2.
Leave to appeal is granted.
3.
The appeal is dismissed.
JUDGMENT
MBATHA AJ
(Baqwa AJ and Rogers J concurring):
Introduction
[1]
The applicant, Mr Makhi Kapa, was convicted of murder and
sentenced to 15 years’ imprisonment by the High Court of
South
Africa, Western Cape Division, Cape Town. The
respondent is the State. The applicant seeks leave to appeal
against
both conviction and sentence.
[2]
In
2018, the applicant (accused 1 in the High Court) and six other
accused persons stood trial in the High Court for crimes seemingly
forming part of vigilantism in Khayelitsha. The applicant was
charged with four counts of kidnapping, two counts of murder,
two
counts of assault with intent to do grievous bodily harm, and one
count of attempted murder. The applicant was legally
represented and tendered a plea of not guilty on all counts. He
offered no explanation in terms of section 115 of the Criminal
Procedure Act
[1]
(CPA),
preferring to exercise his right to remain silent. He was
convicted on one count of murder of Mr Makhuze Bungane (the
deceased)
and was sentenced to 15 years’ imprisonment. His
applications for leave to appeal against conviction and
sentence were
dismissed by both the High Court and the Supreme Court of Appeal.
[3]
This
matter turns on whether the High Court was correct, under
section 3(1)(c)
of the
Law of Evidence Amendment Act
[2]
(Hearsay Act), to admit the statement of Ms Bomikazi Dasi,
who died before the trial.
Jurisdiction
and leave to appeal
[4]
In
my view, whether the admission of Ms Dasi’s statement was in
the interests of justice engages our constitutional jurisdiction.
This is because the statutory interests of justice test for the
admission of hearsay evidence has a constitutional dimension,
and the
admission of hearsay might be so unfair as to infringe the
applicant’s fair trial rights.
[3]
[5]
If, however, this Court concludes that it was in the interests
of justice for the High Court to admit Ms Dasi’s
statement,
our jurisdiction would not extend to determining whether
the applicant’s conviction was justified on all the evidence.
[6]
In
respect of leave to appeal, the issues raised in this application are
of public importance. The events that led to the
conviction of
the applicant arose in a vigilante context. Vigilantism is
alarmingly common in South Africa due to, among
others, inadequate
policing in low-income communities. This lack of state support
leads to self-help by residents.
This Court has said,
“[s]elf-help . . . is inimical to a society in which the rule
of law prevails . . . . Respect
for the rule of law is crucial
for a defensible and sustainable democracy.”
[4]
Self-help cannot be condoned by our courts, but even in these
circumstances, it remains important to ensure that fair trial
rights
are upheld. It is in the interests of justice that leave to
appeal be granted.
Condonation
[7]
It is in the interests of justice for condonation for the late
filing of this application to be granted. The applicant filed
the application over four months late. The applicant, however,
advanced reasonable grounds for the delay in bringing the
matter
before this Court. Additionally, and despite the length of
time it took the applicant to bring the application
before this
Court, the potential prejudice the applicant stands to suffer in the
wake of the alleged violation of his right to
a fair trial if
condonation is refused far outweighs the prejudice that would be
suffered by the State if condonation is granted.
Summary
of evidence before the High Court
Ms
Aida Bungane
[8]
Ms Aida Bungane, the grandmother of the deceased, gave
the following oral evidence before the High Court. On the
morning of
21 August 2016, three men, “Azisa”, “Lazaro”
and another person, arrived at her home looking for the deceased.
The three men wanted the deceased to point out certain missing
items. She testified that all the accused persons before court
were known to her. She identified Lazaro as accused 2, Mr
Siviwe Mlotywa. Azisa and the third man were not before court.
The deceased left her home with the three men.
[9]
Later that day, Mr Masonwabe Makoma (accused 4, also known by
the nickname “Big”) arrived at her house carrying
the deceased. Mr Makoma explained that the deceased
and others had been assaulted in the applicant’s house
and that
he had found the deceased at the applicant’s house. An
ambulance was called. Upon its arrival, the deceased
was
examined by paramedics and certified dead at 17h08.
Dr
Bronwyn Afton Inglis
[10]
Dr Bronwyn Afton Inglis, a medical doctor and a forensic
pathologist based at Tygerberg Forensic Pathology Services, testified
in
relation to the deceased’s post mortem report. In
the High Court, Dr Inglis read her report into the record
:
“
The following was
noted on external examination of the body. Abrasions were noted
to the face and forehead. Multiple
lacerations of the scalp
were present. Extensive circumferential swelling and bruising
of both arms were present. Extensive
swelling and bruising of
both lower legs were present. Tramline bruises were present on
the posterior and lateral aspects
of the left thigh. Multiple
abrasions were present on both arms, both thighs and both legs.
Multiple lacerations were
present on both shins. Extensive
bruising and scattered abrasions were present on the lower back.
On internal examination
of the body traumatic subarachnoid
haemorrhage of the brain was present. Haemorrhage was noted
into the eighth intercostal
muscle on the left . . . . All of
the organs were pale.”
[11]
Dr Inglis concluded that the cause of death was consistent
with extensive blunt force injury to the head and body and its
consequences.
She also testified that tramline or railway
bruises were present on the body of the deceased and that wounds of
this kind are typically
caused by a rod-like object, such as a
broomstick.
Warrant
Officer Blanche Amy Stubbs
[12]
Warrant Officer Blanche Amy Stubbs, a forensic analyst
stationed at the Forensic Science Laboratory in Plattekloof,
testified in
relation to two DNA reports. She confirmed
that blood samples obtained from inside the applicant’s house
matched
samples obtained from the deceased and Mr Monwabisi Nkayi
(second deceased).
Sergeant
Simphiwe Msolo
[13]
Sergeant Simphiwe Msolo, the investigating officer, testified
that he took statements from, among others, Ms Dasi, Ms Bulelwa May
and Mr Zukisani May. Ms Dasi, the complainant in
respect of count 9 (assault with intent to do grievous bodily
harm),
died before the commencement of the trial. Ms Bulelwa May could
not be traced. Mr Zukisani May’s evidence
was expunged
from the record by agreement between the parties after he repudiated
his written statement.
[14]
Sergeant Msolo sought the services of Captain Joubert from the
Plattekloof Forensic Laboratory who found evidence of blood spatter
that had been cleaned up on the floor and walls of the applicant’s
house.
[15]
Sergeant Msolo testified that, after Ms Dasi gave her
statement, she pointed out the homes of various suspects to him.
The
State never applied to admit this oral hearsay evidence.
The
statement of Ms Dasi
[16]
The State brought an application in terms of section 3(1)(c)
of the Hearsay Act to admit Ms Dasi’s statement.
This statement was taken by Sergeant Msolo on 23 August
2016, two days after the death of the deceased. Ms Dasi
spoke
to Sergeant Msolo in isiXhosa, and he reduced the statement to
writing in English. Sergeant Msolo read back
an isiXhosa
translation of what he had written. She confirmed the
correctness of what he had read back to her and signed
the statement.
[17]
The defence opposed the admission of the statement. The
High Court admitted the statement and held:
“
In the exercise of
my judicial discretion I find that the interests of justice demand
the admission of the oral and written hearsay
evidence of the
deceased. In the result the application is accordingly
granted.”
[18]
Ms
Dasi’s statement reads as follows:
[5]
“
On Sunday 21
August 2016, at about plus/minus 16h00, I did arrive at home, coming
from Gugulethu. I did heard from my mother
that there were guys
looking for me, driving a white Tazz. At that moment I did see
this Tazz passing on my street. I
decided to follow it. I
did saw this Tazz parked on Makhi’s house. I did also go
there. I did saw Makhuze
desisting [sitting]. Both hands
were tied up with a rope. Also his legs were tied up with
yellow-and-black rope.
They did took off his trouser.
Bongane was carrying a plank hockey stick, busy beating Makhuze on
his hands. Azizo
was carrying a silver golf stick, hitting
Makhuze over his head. Makhi did pull Makhuze to other room as
he was bleeding
over his hedge [head] and mouth. Bongane said
to Monwabisi, Nono, the deceased, nicknaming Nono, the deceased, he
must stand
up. And he said he can’t stand. Nono did
ask me to pick him up to those people in dining room. He did
crawl
to dining room. Anele did kicked him over his chest, and
he fell down. Anele took out a knife and stabbed Monwabisi
on
his hips and left side and on right side. He also stabbed him
twice on lower abdomen. Svegi did call Bulelwa as
[she] was on
that room. Sakumzi did hit Bulelwa with a plank over her head.
Xolani was having a sjambok. He assaulted
Bulelwa with it over
her body. Anele did hit her with a chisel over her head on the
back and she fainted. They did
call Zukisani. His hands
were both tied up with yellow-and-black rope and his both legs.
I did assisted him to stand
up. They informed him to clean
blood on dining room. He was using a mop. Vubela Viwe, he
did hit Zukisani under
his feet and also hit him over his hands,
saying he will hit [him] 20 times. Big [Mr Makoma] also did
came inside the room
and hit Makhuze with sjambok over his face.
Makhi also hit Makhuze with golf stick over his body. Bongane
also hit
Makhuze with empty bottle over his head. Anele did
stepped Makhuze on other leg twice and Anele did hit Makhuze with
chisel
on other leg four times. Big did put up Monwabisi on a
mat and pulled him outside. Bongane did hit Monwabisi with a
hockey stick of plank on the back of his neck. Big did put
Makhuze over his shoulders and took him back home. I was
with
Big to Makhuze’s place. Bulelwa and [her] brother, I did
left them there. Monwabisi was already outside.
Lazaro
was also there but I didn’t see him beating anyone. Anele
did also hit me with chisel while I was trying to
block him not to
assault Makhuze. He hit me over the head. By the time I
arrived, Monwabisi was already being assaulted
as he was bleeding.
Siyabulela did slap Monwabisi over his face several times. Mara
did kick Makhuze on his groin several
times. The role players
on this matter who assaulted both deceased and victims are Makhi,
Azizo, Andile, Anele, Svitch, Sakumsa,
Vubela, Xolani, Siyabulela and
Mara. All of them, they suspect that deceased and victim has
stolen music of Makhi.”
[19]
At the end of the State’s case, the defence applied for
a discharge in terms of section 174 of the CPA. The
applicant
was discharged on counts 1 to 4 but not on counts 5 to
9 (which included the two murder charges). After taking
instructions,
counsel for the applicant closed the defence’s
case. None of the accused testified.
Mr
Makoma’s warning statement
[20]
Mr Makoma, accused 4, gave a warning statement that contained
the following: Mr Makoma heard that people were being assaulted at
the applicant’s house, so he went there. He saw multiple
victims with signs of injury, including the deceased who had
wounds
on both legs. He also saw the alleged stolen items on the
ground, “such as a car radio and other things”.
He
took the deceased back to his grandmother, Ms Bungane’s,
house. Later on, he learnt that the deceased had died.
Admissions
[21]
The applicant made the following relevant admissions in terms
of section 220 of the CPA: that the deceased was in fact
Makhuze Bungane; that he was declared dead at his grandmother’s
house at about 17h08 on 21 August 2016; that Dr Inglis performed
a
post mortem on the deceased on 26 August 2016 and that her
findings were noted correctly; that the deceased did not sustain
further injuries from the time the alleged offence was committed
until the post mortem was conducted; that the cause of death
of
the deceased was consistent with blunt force injury to the head and
body; that the photographs of the scene and report filed
by Captain
Joubert were correct; and the correctness and contents of the
chain-of-custody statements.
High
Court’s findings
[22]
On the admissibility of the hearsay statement, the High Court
held that Ms Dasi’s statement was admissible under section
3(1)(c) of the Hearsay Act. It found that the statement was
“the only conduit through which . . . the accused’s
actions [could] be linked”. It found the evidence
reliable because it was evidence of an eyewitness and the other
evidence “bolster[ed] the veracity of what [was] contained in
Ms Dasi’s statement”.
[23]
The High Court found the applicant guilty of the murder of the
deceased based on the doctrine of common purpose. It found that
the applicant actively participated in the assault on the deceased by
dragging his body and hitting him with a golf club.
[24]
On the question of identification, the High Court considered
the evidence of Ms Bungane, Sergeant Msolo, the statement of Ms
Dasi and the warning statements of certain of the accused, including
Mr Makoma. It concluded that, although Ms Dasi
did
not point out the accused, either in a formal identification parade
or otherwise, it was sufficient that she pointed out their
homes to
Sergeant Msolo, who testified that the accused were arrested on the
strength of her statement. In light of the above
evidence, the
High Court held that the State had proved that the accused,
including the applicant, were the persons mentioned
in Ms Dasi’s
statement.
[25]
In relation to the applicant’s involvement in the
incident, the Court considered Ms Dasi’s statement. The
High Court found that Ms Dasi’s statement was corroborated by
forensic evidence and the accused’s admissions in terms
of
section 220 of the CPA.
The
right to adduce and challenge evidence
[26]
The right to a fair trial enshrined in section 35(3) of
the Constitution encompasses various fundamental rights,
including
the right to remain silent, and to adduce and challenge
evidence. In
Molimi
, this Court described the right to a
fair trial as follows:
“
[T]he right to a
fair trial . . . ‘has to instil confidence in the criminal
justice system with the public, including those
close to the accused,
as well as those distressed by the audacity and horror of crime’.
. . . More importantly, proceedings
in which little or no
respect is accorded to the fair trial rights of the accused have the
potential to undermine the fundamental
adversarial nature of judicial
proceedings and may threaten their legitimacy.”
[6]
[27]
Although
the concept of a fair trial is a cornerstone of our criminal law
jurisprudence, not every minor irregularity vitiates the
right to a
fair trial.
[7]
In
Zuma
,
this Court expressed itself as follows on the nature of the
irregularities that render a trial unfair:
“
The right to a
fair trial . . . embraces a concept of substantive fairness which is
not to be equated with what might have passed
muster in our criminal
courts before the Constitution came into force. In
S v
Rudman; S v Mthwana
1992 (1) SA 343
(A), the Appellate Division,
while not decrying the importance of fairness in criminal
proceedings, held that the function of a
court of criminal appeal in
South Africa was to enquire—
‘
whether there has
been an irregularity or illegality, that is a departure from the
formalities, rules and principles of procedure
according to which our
law requires a criminal trial to be initiated or conducted . . . [A
court of appeal] does not enquire whether
the trial was fair in
accordance with “notions of basic fairness and justice”,
or with the “ideas underlying
the concept of justice which are
the basis of all civilised systems of criminal administration”.’
That was an authoritative
statement of the law before 27th of April 1994. Since that
date, section 25(3) has required criminal
trials to be conducted in
accordance with just those ‘notions of basic fairness and
justice’. It is now for all
courts hearing criminal
trials or criminal appeals to give content to those notions.”
[8]
[28]
Section 35(3)(i) of the Constitution guarantees the right to
adduce and challenge evidence. In
Ndhlovu
, the Supreme
Court of Appeal clarified that section 35(3)(i) does not create
an automatic right to cross-examine. The
Supreme Court of
Appeal said that:
“
The Bill of Rights
does not guarantee an entitlement to subject all evidence to
cross examination. What it contains is
the right (subject
to limitation in terms of section 36) to ‘challenge
evidence’. Where that evidence is
hearsay, the right
entails that the accused is entitled to resist its admission and to
scrutinise its probative value, including
its reliability. The
provisions enshrine these entitlements. But where the interests
of justice, constitutionally measured,
require that hearsay evidence
be admitted, no constitutional right is infringed. Put
differently, where the interests of
justice require that the hearsay
statement be admitted, the right to ‘challenge evidence’
does not encompass the right
to cross-examine the original
declarant.”
[9]
[29]
There are instances, such as the present case, where
challenging evidence through cross-examination is impossible.
In such
circumstances, the notions of basic justice and fairness
demand that the admission of hearsay evidence in criminal proceedings
is done with caution, having regard to all the factors in the
statutory test for the admission of hearsay and the overriding
consideration
of the interests of justice. This is particularly
so where the decision on admission of the hearsay evidence is likely
to
play a decisive role in whether the accused is convicted or
acquitted.
Should
the High Court have admitted Ms Dasi’s statement?
[30]
Section 3(4) of the Hearsay Act defines hearsay as “evidence,
whether oral or in writing, the probative value of which depends
upon
the credibility of any person other than the person giving such
evidence”. Ms Dasi’s statement, as tendered
by
the State through the oral evidence of Sergeant Msolo, is
hearsay evidence. The State successfully applied for
the
admission of this hearsay evidence in terms of section 3(1)(c)
of the Hearsay Act.
[31]
Section
3(1)(c) of the Hearsay Act provides as follows:
“
(1)
Subject to the provisions of any other law, hearsay evidence shall
not be admitted as evidence
at criminal or civil proceedings, unless—
.
. .
(c)
the court, having regard to—
(i)
the nature of the proceedings;
(ii)
the nature of the evidence;
(iii)
the purpose for which the evidence is tendered;
(iv)
the probative value of the evidence;
(v)
the reason why the evidence is not given by the person upon whose
credibility the
probative value of such evidence depends;
(vi)
any prejudice to a party which the admission of such evidence might
entail; and
(vii)
any other factor which should in the opinion of the court be taken
into account,
is of the opinion that
such evidence should be admitted in the interests of justice.”
[32]
Hearsay
evidence is inadmissible, unless the court is of the opinion that it
is in the interests of justice for it to be admitted,
taking into
account the factors referred to in section 3(1)(c)(i) to (vii).
The Supreme Court of Appeal in
Ndhlovu
held that section 3(1)(c)’s criteria – which must be
“interpreted in accordance with the values of the Constitution
and the ‘norms of the objective value system’ it
embodies” – protects against the unregulated admission
of
hearsay evidence and thereby sufficiently guards the rights of
accused.
[10]
I turn to a
consideration of the factors listed in section 3(1)(c).
The
nature of the proceedings
[33]
It
is more likely that hearsay evidence will be admitted in civil
proceedings than in criminal proceedings – this is “because
of [the] presumption of innocence, and the courts’ intuitive
reluctance to permit the untested evidence to be used against
the
accused in a criminal case”.
[11]
The nature of the proceedings under appeal in this matter, namely a
criminal trial, militates against admission.
The
nature of the evidence
[34]
The statement contained information about the criminal acts
allegedly perpetrated by the accused; a single witness provided the
statement; the statement described a crowded and traumatic scene in
which the witness was herself allegedly assaulted; and the
investigating officer who took the statement already had suspects in
mind. The cautionary rule is applicable because the statement
identified the accused and was made by a single witness. That
Ms Dasi’s statement was the only evidence which the State
could
tender on the identification of the perpetrators, was known at the
time the High Court was called upon to decide upon its
admissibility. It was thus known that the decision on the
admission of the statement was likely to be decisive in whether
the
applicant was convicted or acquitted.
[35]
The cautionary rule requires that
courts treat evidence as to the identity of the accused person with
caution, as eyewitness identifications
are notoriously fallible and
prone to error. This is especially so in this matter because Ms
Dasi was a single witness.
In
Mthetwa
the Appellate Division held that
—
“
[i]t
is not enough for the identifying witness to be honest: the
reliability of his observation must also be tested. This
depends on various factors, such as lighting, visibility, and
eyesight; the proximity of the witness; his opportunity for
observation,
both as to time and situation; the extent of his prior
knowledge of the accused; the mobility of the scene; corroboration;
suggestibility;
the accused’s face, voice, build, gait, and
dress; the result of identification parades, if any; and, of course,
the evidence
by or on behalf of the accused. The list is not
exhaustive. These factors, or such of them as are applicable in
a particular
case, are not individually decisive, but must be weighed
one against the other, in the light of the totality of the
evidence.”
[12]
[36]
Ms Dasi’s statement should not
have been admitted without proper application of the cautionary
rule. This rule is premised
upon the accused’s right to a
fair trial. Although oral identificatory evidence is not, as a
general rule, inadmissible,
the reliability of a witness testifying
as to the identification of an accused must be considered in light of
the evidence as a
whole. The High Court in this matter did not
take into account the circumstances under which Ms Dasi’s
observations,
as contained in her statement, were made. The
cautionary rule was mentioned but not applied in respect of the
evidence, as
is required by law. The cautionary rule impacts
upon the assessment of the reliability and probative value of the
statement
under the section 3(1)(c) enquiry. Where a
single witness as to identification testifies orally, the accused has
the
opportunity to test all the matters calling for caution.
This opportunity does not exist where such evidence is received in
hearsay form.
[37]
The
High Court paid lip service to the cautionary rule. Ms Dasi’s
evidence was the only evidence identifying the applicant
as an
assailant. This fact was overlooked by the High Court.
The finding of the High Court cannot be the one as
envisaged in
section 208 of the CPA.
[13]
It is evident that the contents of her statement did not meet the
requirements of section 208. The deficiencies in
the statement,
considered holistically, reveal a wanting version. It is
difficult to get a chronological sequence as to what
exactly
happened.
[38]
In
Lubaxa
it
was held that what a fair trial entails must be determined by the
circumstances of each case.
[14]
The circumstances of this case required independent corroborative
evidence on the identification issue, in particular the
presence of
the applicant when the assaults were perpetrated and his involvement
therein.
The
purpose for which the evidence was adduced
[39]
The State tendered the evidence to link the accused to the
crime. In other words, the evidence was adduced for purposes of
proving the guilt of the accused in circumstances where, but for the
hearsay evidence, the accused would have been acquitted.
The
absence of other eyewitness evidence indicates a failure by the State
to discharge its onus. The fact that the State
does not have
such evidence is not a justification for allowing the admission of
hearsay evidence. It is of no legal significance,
in
considering whether to admit evidence, how important a party regards
a piece of evidence for the bolstering of its own case.
The
probative value of the evidence
[40]
The Supreme
Court of Appeal
in
Ndhlovu
defined “probative value” in the following terms:
“‘
Probative
value’ means value for purposes of proof. This means not
only, ‘what will the hearsay evidence prove
if admitted?’,
but ‘will it do so reliably?’ In the present case,
the guarantees of reliability are high.
The most compelling
justification for admitting the hearsay in the present case is the
numerous pointers to its truthfulness.”
[15]
[41]
The enquiry also encompasses the extent to which the evidence
is considered to be reliable as well as the exercise of balancing the
probative value of the evidence against its prejudicial effect.
[42]
There
are a host of factors relevant to the reliability question, namely:
(a) any interest in the outcome of the proceedings by
the witness;
(b) the degree to which it is corroborated or contradicted by other
evidence; (c) the contemporaneity and spontaneity
of the hearsay
statement; and (d) the degree of hearsay.
[16]
[43]
Ms Dasi’s statement only accounts for a short period of
time on the day in question. The deceased was fetched from his
grandmother’s house on the Sunday morning. According to
Ms Dasi’s statement, she got home around 16h00 and followed
the
white car to the applicant’s house, where she would have
arrived a little after 16h00. The deceased was declared
dead at 17h08. Before then, accused 4 had to carry the deceased
from the applicant’s house to Ms Bungane’s house,
and the
ambulance had to be called. Therefore, on Ms Dasi’s
version, she would only have been observing events at the
applicant’s
house for about half an hour, say from 16h15 to 16h45. Though
the State did not prove the exact time
that the deceased was
fetched in the morning, there are a number of hours that are
unaccounted for before Ms Dasi arrived
and during which the
deceased is likely to have been in the hands of community members.
[44]
The post mortem report does not exclude, as a reasonable
possibility, that the fatal wounds were administered before Ms Dasi
arrived on the scene. If that is a reasonable possibility,
there is no evidence that the applicant was present or made common
cause with the persons who perpetrated the fatal assault. In
the circumstances, and even if it is assumed that Ms Dasi’s
observations were honest and reliable, her statement was not
calculated to establish that the applicant (or any other persons whom
Ms Dasi named) were the persons responsible for the deceased’s
death.
[45]
The reliability of the statement in respect of identification
is questionable. Sergeant Msolo already had the
applicant’s
name as a suspect when he interviewed Ms Dasi.
On his own admission, Sergeant Msolo did not test the reliability of
her version, particularly as it related to the identification of the
accused persons. He did not establish whether there was
sufficient lighting to enable Ms Dasi to observe events clearly (for
example, whether the door and curtains were open) or whether
Ms Dasi
had previous knowledge of the accused persons.
[46]
Ms Dasi was not an independent witness. She was the
deceased’s girlfriend and the complainant in count 9. She
had an interest in the outcome of the proceedings. On its own,
this cannot vitiate the reliability of her evidence.
I have had
the benefit of reading the judgment of my Brother Majiedt J (second
judgment). I agree that there is nothing untoward
about a
victim seeking justice for themselves and their loved ones.
However, Ms Dasi’s independence is a relevant consideration
in
the enquiry into the probative value of her statement and, taken
together with the other factors, militates against a finding
of
reliability.
The reason evidence was
not given by Ms Dasi
[47]
Ms Dasi died before the commencement of the trial. We
cannot speculate whether she would have confirmed, disavowed or
corrected
her statements materially if she had survived to testify.
We do know, however, that the only other alleged eyewitness, Mr
May,
repudiated his statement, and his evidence was thus expunged.
Prejudice
to the applicant
[48]
Ms Dasi’s statement must be weighed against the
prejudice occasioned to the accused person, if admitted. I
accept that
the mere fact that evidence
strengthens the prosecution’s case does not render it
prejudicial to an accused.
Ndhlovu
states:
“
A just verdict,
based on evidence admitted because the interests of justice require
it, cannot constitute ‘prejudice’.
. . . Where the
interests of justice require the admission of hearsay, the resultant
strengthening of the opposing case cannot
count as prejudice for
statutory purposes, since in weighing the interests of justice the
court must already have concluded that
the reliability of the
evidence is such that its admission is necessary and justified.
If these requisites are fulfilled,
the very fact that the hearsay
justifiably strengthens the proponent’s case warrants its
admission, since its omission would
run counter to the interests of
justice.”
[17]
[49]
However, the Court in
Ndhlovu
emphasised that
—
“
prejudice is
always present when hearsay is admitted. It must be weighed
against the reliability of the hearsay in deciding
whether, despite
the inevitable prejudice, the interests of justice require its
admission.”
[18]
[50]
The prejudice occasioned to the applicant by the admission of
Ms Dasi’s statement is significant – it played a
decisive role in his conviction. This is clear because all
evidence, apart from the hearsay statement, applied equally to
the
murder of the second deceased, of which the applicant was
acquitted. Further, although the right to adduce and challenge
evidence does not create an automatic right to cross examine,
Ms Dasi’s statement was, for the reasons outlined
in the
discussion on its probative value, of a sort that would have been
susceptible to significant challenge under cross examination.
This increases the prejudice occasioned to the applicant by the
statement’s admission.
Any
other factor
[51]
The
applicant also raised an objection to the admissibility of Ms Dasi’s
statement on another ground – what I term
“the language
issue”. He argued that Ms Dasi’s statement did
not comply with regulation 2(1)(a) of
the Regulations
[19]
promulgated in terms of section 10 of the Justices of the Peace
and Commissioners of Oaths Act.
[20]
This regulation states that a deponent must be able to confirm that
she “knows and understands the content of the declaration”.
The contention here is that, because there was no qualified
interpreter when the statement was taken, it is unclear that the
English
recordal is an accurate statement of what Ms Dasi said in
isiXhosa or of what Sergeant Msolo translated back to her in
isiXhosa.
[52]
As an independent objection to the validity of the statement,
this argument is of no moment. Although Ms Dasi’s
statement
may not qualify as a valid affidavit in light of the
regulation in question, the admissibility of the hearsay statement
does not
depend on whether or not Ms Dasi’s statement qualified
as a valid affidavit. The hearsay evidence was in fact Sergeant
Msolo’s testimony as to what Ms Dasi told him and that
testimony does not depend on whether Ms Dasi’s statement was
a
valid affidavit.
[53]
However, for the purposes of assessing whether or not the
statement should have been admitted, the language issue becomes
relevant.
It is unsettling that Ms Dasi’s statement
was recorded in a language that she did not understand. Her
signing
of the statement was not, in the circumstances, a
satisfactory guarantee of her adoption of the English version
recorded by Sergeant
Msolo.
The
interests of justice
[54]
A court must be of the opinion that it is in the interests of
justice for the hearsay evidence to be admitted. The provisions
of section 3(1)(c) each require consideration in order to limit
prejudice to the accused, and all the factors must be considered
cumulatively.
[55]
Section 3 of the Hearsay Act is qualified by the opening words
of the section which provide that it is “subject to the
provisions
of any other law”. Therefore, the ordinary
rules of evidence apply. It is clear that the case brought
against
the applicant in the High Court was based on the
uncorroborated identificatory evidence of a single witness, Ms Dasi.
[56]
Ms
Dasi may have been honest but, in the absence of cross-examination,
the High Court was not in a position to assess her honesty.
However, and assuming that she was honest, there were still major
shortcomings in her statement. The Supreme Court
of
Appeal, in
Shaik
,
reasoned that although the accused whose hearsay evidence was under
consideration in that case was unreliable or dishonest in
general, it
did not follow that they were unreliable or dishonest in respect of
the content of the hearsay statement in that case.
[21]
Ms Dasi’s statement did not deal with the visibility at the
scene (perhaps because Sergeant Msolo did not ask her)
nor whether
she had sufficient opportunity to observe the events, given the
number of role players in the room. The statement
says that she
was assaulted with a chisel on her head. Sergeant Msolo’s
evidence in this regard contradicted Ms
Dasi’s. He said
that she had no injuries when he interviewed her. Because Ms
Dasi’s statement falls short
on the aforementioned safeguards,
her evidence lacks reliability. The utility of the statement
was limited to further investigation
by Sergeant Msolo.
[57]
Notwithstanding the extensive references to what each accused
person did to the deceased, it is doubtful that she could have had
the opportunity to observe about 12 people and be precise about
each and everyone’s role in the assault in a highly
charged
scene in which she was allegedly assaulted. That the
recollection of the names of the assailants was made with such
precision, in the absence of an explanation of how she knew them, is
questionable.
In her statement, Ms Dasi
stated that by the time she arrived the second deceased was already
being assaulted and was bleeding.
She gave a blow by blow
account of the assault on both of the deceased by various persons.
Her ability to closely
observe these simultaneous assaults was not
explained. Furthermore, it was never established how close in
proximity she was
to the deceased persons, as it appears that there
were many assailants in the room.
These are among the
matters which a cross examiner would have explored, and quite
probably exploited to good effect, had Ms Dasi
survived to give
oral evidence.
[58]
Courts
are generally hesitant to admit hearsay evidence that is decisive in
convicting an accused. The Supreme Court of Appeal
in
Ndhlovu
stated that “admitting or relying on hearsay evidence which
plays a decisive or even significant part in convicting an accused”
should only be done “if there is compelling justification for
doing so”.
[22]
Ms
Dasi’s statement played a decisive role in convicting the
applicant. It ascribed an active role to the applicant
in
respect of the murder of the deceased, but did not do so in respect
of the murder of the second deceased. It was on this
basis that
the High Court acquitted the applicant of the murder of the
second deceased. In other words, the presence
of bloodstains,
the DNA evidence of the second deceased’s blood in the
applicant’s house, and the fact that the applicant
did not
testify were not regarded by the High Court as justifying the
applicant’s conviction on count 6.
[59]
Implicit
in the provisions of section 3(1)(c) is that there should be a
cumulative consideration of all the factors in arriving
at a
conclusion as to whether it is in the
interests
of
justice to admit the hearsay. This was confirmed by this Court
in
Molimi.
[23]
In the absence of direct evidence, the trial court ought to have been
alive to the dangers posed by the admission of the
hearsay evidence.
[60]
The High Court relied upon what Ms
Dasi allegedly told Sergeant Msolo about where the various persons
mentioned
in her statement resided, when he
was taking her home. There was, however, no section 3(1)(c)
application brought by the State
to admit this hearsay evidence.
Therefore, Ms Dasi’s pointing-out evidence should not
have been considered at all.
The alleged pointing-out did not
amount to corroboration of Ms Dasi’s statement.
[61]
Ms Bungane’s testimony is of
no assistance as to the identification of the applicant as he was not
amongst the persons who
fetched the deceased. Ms Bungane
knew all the accused persons before the High Court and could have
identified the applicant
if he was amongst those who fetched the
deceased from his home.
[62]
It
appears that the High Court did not have regard to
Mhlongo
[24]
when it relied on the warning statements of the applicant’s
co-accused as corroborative evidence. This Court held
that
extra-curial admissions of an accused person are inadmissible against
their co-accused and that such an admission violates
the co-accused’s
rights to equality before the law and equal protection of the
law.
[25]
[63]
The DNA evidence established two
undisputed facts: that the blood samples taken from the applicant’s
house were a match to
the two deceased persons
and
that
the assault took place at the house of the applicant. However,
the mere presence of the deceased persons’ blood
in the
applicant’s house is not enough to conclude that the applicant
was present during the assault or participated in the
assault in
furtherance of a common purpose. The true issues at the trial
concerned the identification of the perpetrators,
and not the fact
that the two deceased persons were assaulted at the applicant’s
house.
[64]
In the second judgment, emphasis is
placed on the fact
that
the deceased’s
body had tramline injuries consistent with the applicant having hit
the deceased with a golf club.
The second judgment opines
that Ms Dasi “
would have to have had direct knowledge
(or received peculiarly accurate second-hand information) of the
kinds of wounds sustained
by the deceased for the narrative in her
statement to accord in such significant detail with the post-mortem
report”.
In my view, this observation overstates the
extent to which the post-mortem report corroborates Ms Dasi’s
statement.
The second judgment assumes that Ms Dasi did not see
the effects of the injuries suffered by her boyfriend. However,
her
own statement says that she accompanied accused 4 to
Ms Bungane’s house, where the deceased was certified dead
at 17h08. So she could quite plausibly have seen what injuries
the deceased sustained. Furthermore, her statement identifies
several persons who allegedly assaulted the deceased with stick like
objects. At different times, according to her,
“Azizo”
and then the applicant struck the deceased with a “golf stick”
while on another occasion “Bongane”
struck the deceased
with a hockey stick. And ultimately, the question is not
whether the statement could reliably prove that
the deceased was
struck with a rod-like object but whether it could reliably prove
that the perpetrators of those particular assaults
were the persons
she named.
Failure
to testify
[65]
The High Court found that the
applicant’s failure to testify in the face of the prima facie
evidence against him, led that
evidence to be proof beyond a
reasonable
doubt. Before the advent
of the Constitution, the Appellate Division expressed itself as
follows in
Mthetwa,
which
was quoted with approval in
Chabalala
:
“
Where
. . . there is a direct
prima
facie
evidence implicating the accused in the commission of the offence,
his failure to give evidence,
whatever
his reason may be
for
such failure, in general,
ipso
facto
tends to strengthen the State’s case, because there is nothing
to gainsay it, and therefore less reason for doubting its
credibility
or reliability.”
[26]
[66]
Similarly,
in
Boesak
,
[27]
this Court, having stated that an
accused
person
who chooses to remain silent in the face of evidence calling for an
explanation runs the risk that the court may well be
entitled to
conclude that the evidence is sufficient for a finding of guilt,
warned that whether such a conclusion is justified
will depend on the
weight of the evidence.
[28]
[67]
The
right to a fair trial includes the right “to be presumed
innocent, to remain silent, and not to testify during the
proceedings”.
[29]
Accused persons have the right not to testify but, if they elect not
to, they run the risk of leaving the State’s case
unrebutted.
However, “[t]he failure to testify does not relieve the
prosecution of its duty to prove guilt beyond reasonable
doubt”.
[30]
In
Hlongwa
,
it was held that “the accused’s silence adds nothing to
the strength of the prosecution case. What it does is
no more
than to leave the prosecution case undisturbed by any evidence that
either challenges it or explains it away.”
[31]
[68]
The High Court held that the evidence showed that the
applicant’s house was the scene of the crime and required an
answer
from him. However, the basis on which the Court placed
the applicant at the scene of the crime and concluded that he had
made common purpose with the deceased’s assailants was Ms
Dasi’s statement. If the admission of Ms Dasi’s
statement was incorrect (as is my view), the remainder of the
evidence presented by the State against the applicant was
insufficient
to prove the guilt of the applicant beyond a reasonable
doubt. The State’s counsel made a guarded concession to
this
effect during the hearing. The applicant’s election
not to testify, therefore, cannot be detrimental to his case.
[69]
Accordingly, had I commanded the
majority, I would have upheld the appeal
and set aside the
conviction
and sentence.
MAJIEDT J
(Kollapen J, Madlanga J, Mathopo J, Mhlantla J and
Tshiqi J concurring):
[70]
I
have had the pleasure of reading the judgment of my Sister, Mbatha AJ
(first judgment). I agree on the granting
of condonation.
Save for what I say in relation to the appeal against sentence,
I agree that the appeal against the applicant’s
conviction
engages our jurisdiction and that the interests of justice require
that we grant leave to appeal.
In
respect of the appeal against the conviction, this Court’s
jurisdiction is engaged on the basis that there is sufficient
evidence on record to suggest,
prima
facie
,
that there
may
have been a serious breach of section 35 of the Constitution.
[32]
In
addition, I am of the view that it is in the interests of justice for
this Court to hear the appeal against the conviction.
This is
because the question of when it is in the interests of justice to
admit hearsay evidence in terms of section 3(1)(c)
of the
Hearsay Act – the central issue in this case
[33]
–
is
clearly of sufficient interest beyond those of the parties in this
case. In this case, that admissibility question concerns,
in
the main, the probative value of Ms Dasi’s statement.
[71]
As
regards the application for leave to appeal against
sentence
,
it is clear from this Court’s judgment in
Van
der Walt
that
in order for the Court to entertain an appeal against sentence, the
appeal must either raise a constitutional issue or it must
raise an
arguable point of law of general public importance which the Court
ought to consider.
[34]
[72]
The
main thrust of the applicant’s argument is that the
High
Court
should have deviated from the prescribed minimum sentence due to his
personal circumstances which, according to him, mitigated
against
imposition of the prescribed minimum sentence. The applicant
argues that the High Court, instead, “[paid] lip
service to the
Zinn
triad”.
[35]
This
is so, according to the applicant, because the High Court
overemphasised the seriousness of the crime, the applicant’s
role in the commission of the crime, and failed to consider the
interests of society. The sum of the applicant’s
argument,
thus, is that the High Court did not evaluate and weigh the
facts or evidence placed before it in a satisfactory manner.
[73]
It is clear from the above that the
appeal against the sentence does not raise an arguable point of law,
let alone one of general
public importance which this Court
ought
to consider. Consequently, the Court’s
extended jurisdiction is not engaged and nothing more needs to be
said on that
score. The question becomes whether it engages
the Court’s constitutional jurisdiction.
[74]
In
Bogaards
,
this Court held that:
“
[A]bsent
any
other
constitutional issue, the question of sentence will generally not be
a constitutional matter. It follows that this Court
will not
ordinarily entertain an appeal on sentence merely because there was
an irregularity; there must also be a failure of justice.
Furthermore,
this
Court does not ordinarily hear appeals against sentences based on a
trial court’s alleged incorrect evaluation of facts
.
For instance, this Court will not, in the ordinary course, hear
matters in relation to sentence merely because the
sentence was
disproportionate in the circumstances. Something more is
required.”
[36]
(Emphasis added.)
[75]
The
Court, albeit in a footnote, then states that “[s]ome
irregularities are considered per se failures of justice. These
are irregularities which are so gross a departure ‘from
established rules of procedure that it can be said that the appellant
was not properly tried’.”
[37]
As is clear from the applicant’s argument as summed up above,
he simply takes issue with the High Court’s evaluation
of the
facts; there is no indication or a suggestion of a failure of
justice, actual or otherwise. Consequently, the appeal
against
sentence does not engage the Court’s constitutional
jurisdiction and leave to appeal against the sentence falls to
be
refused. I discuss next the merits on conviction.
[76]
My Sister has set out the material facts in
substantial detail and I gratefully adopt that exposition. For
purposes of emphasis
and context, I may repeat some of them or
elaborate, where
necessary
. The first
judgment correctly accepts that this incident emanated from an
apparent act of vigilantism. Plainly,
the High Court
convicted the applicant primarily on the strength of Ms Dasi’s
statement. This view is supported
by the following:
(a)
The only evidence that pertinently related to the role that the
applicant directly played
in the murder of the deceased and in the
death of the second deceased was the statement of Ms Dasi.
(b)
Ms Dasi’s statement attributed an active role to the applicant
in the death of the
deceased and little to no role at all in the
death of the second deceased.
(c)
As a result, and notwithstanding the fact that both deceased persons’
blood was found
at the applicant’s house and that both were
suspected of having stolen the applicant’s property, the Court
found the
applicant guilty of the murder of the deceased and
acquitted him in respect of the murder of the second deceased.
[77]
The
provisions of section 3(1)(c) of the Hearsay Act have been set out in
the first judgment. The factors listed in section
3(1)(c)
must be viewed holistically and weighed collectively in determining
whether it is in the interests of justice to admit
the hearsay
evidence.
[38]
The factors that bear consideration when a court is determining
whether it is in the interests of justice for the statement
to be
admitted are:
(a)
the nature of the proceedings;
(b)
the nature of the evidence;
(c)
the purpose for which the evidence is tendered as evidence;
(d)
the probative value of the evidence;
(e)
the reason why the evidence is not given by Ms Dasi;
(f)
any prejudice which the admission of the evidence might entail for
the applicant;
and
(h)
any other factor which should, in the opinion of the court, be taken
into account.
Nature
of the proceedings
[78]
It
is has been suggested that the likelihood of hearsay evidence being
admitted in civil application proceedings is greater than
in criminal
trial; and it is least likely to be admitted in criminal
proceedings.
[39]
Here,
the nature of the proceedings self-evidently militates against
admission.
Nature
of the evidence
[79]
In
essence, the enquiry under this rubric is, first, the extent to which
the evidence can be considered reliable; and, second, the
weighing of
the probative value of the evidence against its prejudicial
effect.
[40]
[80]
There
are a number of factors relevant to the reliability question, namely:
(a)
any interest in the outcome of the proceedings by the witness;
(b)
the degree to which it is corroborated or contradicted by other
evidence;
(c)
the contemporaneity and spontaneity of the hearsay statement; and
(d)
the degree of hearsay.
[41]
[81]
In
Savoi
,
this Court explained that courts’ aversion to hearsay evidence
stems from its
general
unreliability as it is not subject to the reliability checks
applicable to other evidence – such as cross-examination –
and as its nature makes it difficult for a party to effectively
counter inferences drawn from it.
[42]
This Court noted, however, that notwithstanding hearsay evidence
being untested, and despite the possibility of risks of
faulty memory
or erroneous perception, insincerity or ambiguities in narration,
hearsay evidence may prove to be reliable.
[43]
[82]
Ms
Dasi arguably had an interest in the deceased’s killers being
brought to book,
[44]
which in
principle adversely affects the reliability of her evidence.
However, that interest must be viewed in the context
of seeking
justice for a loved one. There is nothing untoward in seeking
justice in those circumstances, indeed it is to
be expected.
Attributing any measure of potential bias to her as a factor adverse
to the probative value of her statement
is based purely on conjecture
and is misplaced. Furthermore, there is corroboration of her
evidence, an aspect to be addressed
presently.
[83]
In
respect of the contemporaneity and spontaneity of the hearsay
statement, it must be borne in mind that the statement was taken
two
days after the events occurred. Like reliability, probative
value is enhanced by the existence of admissible evidence
which is
consistent with the hearsay evidence.
[45]
Ms Dasi’s statement has significant probative value to the
extent that it is corroborated by circumstantial evidence.
However, it is true that, given that hers is the only version of the
assault itself, its probative value diminishes in this respect.
The
purpose of the evidence
[84]
Ms Dasi’s statement was the only available eyewitness
account. One eyewitness inexplicably disappeared. The
other
recanted his statement while testifying. Ms Dasi’s
statement fulfils two main important functions. In the
first
instance, it serves to identify the parties that were involved.
In the second, it serves to tell the court the role
that each party
played in the assault and murder of the victims. It thus plays
a significant part in the matter.
The
probative value of the evidence
[85]
In
Ndhlovu
,
“probative value” was defined in the following terms:
“‘
Probative
value’ means value for purposes of proof. This means not
only, ‘what will the hearsay evidence prove
if admitted?’,
but ‘will it do so reliably?’ In the present case,
the guarantees of reliability are high.
The most compelling
justification for admitting the hearsay in the present case is the
numerous
pointers to its truthfulness.
”
[46]
(Emphasis
added.)
[86]
In order for Ms Dasi’s
statement to be reliable or for it to have probative value in its
entirety, it is not required that
every material aspect of the
statement must be corroborated. The requirement is that there
must either be corroboration of
every material aspect of the
statement or corroboration of a significant number of material
aspects. In the latter instance,
all the aspects of the
statement that have not been corroborated by other pieces of
evidence, first, cannot contradict other objectively
proven facts
and, second, must fit into the picture that has been established by
all of the other objectively proven facts.
The fact that Ms
Dasi’s statement is corroborated by other witnesses’
testimony and the objective medical evidence
point to its
truthfulness, reliability, and probative value.
[87]
Ms Dasi’s account of events is
based on first hand experiences – she was present at the
scene and she alleged that
she was one of those being assaulted.
This is undisputed. This was an extraordinary event and of
considerable importance
to her; she witnessed her boyfriend being
seriously assaulted and she was allegedly also on the receiving end
of the assault.
This would have impressed upon her the
importance of noting who did what and to whom at the scene.
[88]
The corroboration of her first-hand
account, outlined in the impugned statement, consists of other
compelling circumstantial evidence:
(a)
Ms Bungane’s testimony, to the extent that she recalls
Mr Makoma’s admission
of having collected the deceased
from the applicant’s house;
(b)
Mr Makoma’s statement recording some knowledge of assaults
occurring at the applicant’s
house; seeing multiple victims
there with signs of assault and that the deceased had been collected
from the applicant’s
house;
(c)
the post-mortem report;
(d)
the blood spatter evidence; and
(e)
the DNA evidence confirming that the blood found at the applicant’s
house belonged
to the deceased.
[89]
I commence with the extracts from the post-mortem report.
The pathologist report of Dr Inglis records:
“
The following was
noted on external examination of the body. Abrasions were noted
to the face and forehead. Multiple
lacerations of the scalp
were present. Extensive circumferential swelling and bruising
of both arms were present. Extensive
swelling and bruising of
both lower legs were present. Tramline bruises were present on
the posterior and lateral aspects
of the left thigh. Multiple
abrasions were present on both arms, both thighs and both legs.
Multiple lacerations were
present on both shins. Extensive
bruising and scattered abrasions were present on the lower back.
On internal examination
of the body traumatic subarachnoid
haemorrhage of the brain was present. Haemorrhage was noted
into the eighth intercostal
muscle on the left.”
As
a result of her observations, Dr Inglis then concludes that—
“
the cause of death
was consistent with extensive blunt-force injury to the head and body
and the consequences thereof.”
[90]
Dr Inglis testified:
“
[T]he bruises
noted to the arms and the legs and the lower back as well as the
lacerations on the scalp and then all the multiple
abrasions . . .
these are all consistent with the application of a blunt force to the
body. There were two wounds that were
a bit different in their
pattern . . . . [These are described in the report] as tramline
bruises or they’re also known
as a railway bruise. . . . [A]
tramline bruise is typically two parallel bruises with a centre that
is
spared in the middle. And these wounds are typically caused
as a result of a rod-like object. An everyday example would
be
the top part of the stick of the broom.”
[91]
The injuries and the objects that may have caused them, as
described by Dr Inglis in her report and oral testimony, are
consistent
with the events described by Ms Dasi in her
statement. Ms Dasi’s statement in relevant part, reads:
“
I did saw Makhuze
[the deceased] desisting [sitting]. Both hands were tied up
with a rope. Also his legs were tied up
with yellow-and-black
rope. They did took off his trouser. Bongane was carrying
a plank hockey stick, busy beating
Makhuze on his hands. Azizo
was carrying a silver golf stick, hitting Makhuze over his head.
Makhi [the applicant]
did pull Makhuze to other room as he was
bleeding over his hedge [head] and mouth. . . . Big also did
came inside the room
and hit Makhuze with sjambok over his face.
Makhi also hit Makhuze with golf stick over his body. Bongane
also hit
Makhuze with empty bottle over his head. Anele did
stepped Makhuze on other leg twice and Anele did hit Makhuze with
chisel
on other leg four times.”
[92]
In respect of the blood spatter at the applicant’s
house, Sergeant Msolo testified that:
“
I requested
Captain Joubert from the Plattekloof lab to go to [the applicant’s
house] . . . where the alleged offence
took place. I
requested him to go and see whether there was any blood or anything
that he might [find] there. He did
go there during one night. .
. . Captain Joubert told me that he did find some blood on the
tiles on the floor and also on
the walls were red that was also
already washed off.”
[93]
Captain
Joubert, in a report headed “Bloodstains and bloodstain
patterns observed at the scene”, concluded:
“
17.1
The mechanisms responsible for the deposition of these bloodstains,
B1 to B7, when considered contextually, the
bloodstains may have been
created due to the following mechanisms and/or a combination
thereof. Impact resulting from force
applied to a blood source
or sources, like wounds of the victim, expirated bloodstains when the
victim exhaled blood from the victim’s
respiratory system
(mouth and nose) during the incident, which resulted in blood being
deposited onto the living room wall, or
projected an object covered
with the victim’s blood, blood projected from an object in
motion which resulted in blood being
deposited onto living room wall.
17.2
Diluted bloodstains documented in bathroom, B8, B9, B10, may indicate
the following. Area cleaned
after blood-shedding events and/or
blood was transferred from the soles of a shoe or shoes or other
objects contaminated with blood,
which resulted in blood being
deposited or transferred onto bathroom floor and/or diluted blood
accumulated on tile areas.”
[94]
DNA analysis was later conducted on the blood samples
collected at the scene and the results revealed that the blood in
question
belonged to the two deceased.
[95]
As regards the post-mortem report, in particular, Ms Dasi
would have to have had direct knowledge (or received peculiarly
accurate
second-hand information) of the kinds of wounds sustained by
the deceased for the narrative in her statement to accord in such
significant detail with the post-mortem report. That report,
supporting Ms Dasi’s statement, concomitantly undergirds,
to a large extent, Ms Dasi’s version as it lends credence to
her being at the scene during the alleged assault of the deceased
and
honestly and reliably having witnessed the events. In fact, Ms
Dasi’s statement is uncontroverted. The only
respect in
which the statement is not directly supported by other evidence is in
identifying the applicant as present at the scene
of the alleged
crime. That appears to be the principal basis on which the
first judgment holds that the applicant’s
conviction is legally
unsound.
[96]
As I understand it, the first judgment holds that Ms Dasi’s
statement has limited probative value that is confined to the fact
that—
(a)
the deceased was assaulted at the home of the applicant (corroborated
by the forensic evidence);
and
(b)
that the deceased was assaulted with a golf club or similar blunt
instrument (corroborated
by the post-mortem report).
[97]
The first judgment also holds that Ms Dasi’s statement
does not reliably prove that the applicant was the assailant; or that
the applicant actively associated with other assailants in the
assaults; or even reliably places the applicant at the scene of
the
assaults at the relevant time. It also finds that Ms Dasi’s
evidence is defective in a further respect, that her
statement only
accounts for a small portion of the time during which the deceased
was away from home.
[98]
In this approach, the first judgment impermissibly evaluates
the probative value of the statement in a piecemeal fashion. It
should instead apply a holistic approach, assessing whether on the
whole the statement was of adequate probative value in light
of all
of the other circumstantial evidence taken together. Approached
in this way, the outcome must be different.
The reason why the
evidence is not being given by Ms Dasi
[99]
The reason the State seeks to rely on the statement is because
Ms Dasi sadly passed on before the trial commenced.
The prejudice
occasioned to the accused
[100]
The prejudice occasioned to the applicant as an accused person
by the admission of the hearsay evidence is significant. The
accused was deprived of an opportunity to cross examine the
witness, which could have shed light on the credibility and
reliability
of the witness, her powers of observation, and so forth.
[101]
The
Supreme Court of Appeal in
Ndhlovu
considered whether the admission of hearsay evidence in itself
violates the constitutional right to challenge evidence as entrenched
in section 35(3)(i) of the Constitution and, consequently, the right
to a fair trial. The Court held that the criteria
in
section 3(1)(c) – which must be “interpreted in
accordance with the values of the Constitution and the
‘norms
of the objective value system’ it embodies” –
protects against the unregulated admission of hearsay
evidence and
thereby sufficiently guards the rights of an accused.
[47]
The Supreme Court of Appeal emphasised:
“
The Bill of Rights
does not guarantee an entitlement to subject all evidence to
cross examination. What it contains is
the right (subject
to limitation in terms of section 36) to ‘challenge
evidence’. Where that evidence is
hearsay, the right
entails that the accused is entitled to resist its admission and to
scrutinise its probative value, including
its reliability. The
provisions enshrine these entitlements. But where the interests
of justice, constitutionally measured,
require that hearsay evidence
be admitted, no constitutional right is infringed.”
[48]
[102]
It bears emphasis that
the fact that
the evidence in question evidently strengthens the prosecution’s
case does not render the evidence prejudicial
to an accused. In
this regard, the Supreme Court of Appeal in
Ndhlovu
held:
“
The suggestion
that the prejudice in question might include the disadvantage ensuing
from the hearsay being accorded its just evidential
weight once
admitted must however be discountenanced.
A
just verdict, based on evidence admitted because the interests of
justice require it, cannot constitute ‘prejudice’
.
Where the interests of justice require the admission of hearsay, the
resultant strengthening of the opposing case cannot
count as
prejudice for statutory purposes, since in weighing the interests of
justice the court must already have concluded the
reliability of the
evidence is such that its admission is necessary and justified.
If these requisites are fulfilled, the
very fact that the hearsay
justifiably strengthens the proponent’s case warrants its
admission, since its omission would
run counter to the interests of
justice.”
[49]
(Emphasis added and footnotes omitted.)
[103]
There can hardly be any doubt that the applicant is being
substantially prejudiced by the admission of the statement as he is
deprived
of the opportunity to cross examine the deponent.
But that is not the only consideration – the Court must also
consider the fact that the witness is deceased, and the overriding
consideration of the interests of justice. Ultimately,
the
question is whether there are adequate pointers of truthfulness,
reliability, and probative value for the statement to be admitted
as
evidence.
The interests of
justice
[104]
It
is a well-established principle that a trial court’s decision
must be based on the totality of evidence available to the
court.
[50]
In respect of the applicant’s conviction, the High Court
reasoned, based on the section 220 admissions, the forensic
evidence,
Ms Dasi’s statement, and Sergeant Msolo’s testimony,
that “there is no disputing that [the applicant’s]
house
was the crime scene”.
[51]
No direct inference can, however, be drawn between the crime scene at
the applicant’s house and his participation in
the events that
led to the death of the deceased. The High Court relied
entirely on Ms Dasi’s statement to place
the applicant on
the scene and to establish his involvement in the fatal assault.
Ms Dasi’s statement, therefore,
plainly played a decisive
role in the conviction of the applicant.
[105]
On
the indisputable or, at least, undisputed version advanced by the
State:
(a)
Prior to the incident in question, some of the applicant’s
possessions had gone missing,
including his car radio.
(b)
People who were apparently regarded as suspects in the disappearance
of these items were
being rounded up in the township – so too,
the deceased, who was fetched at his house.
(c)
The deceased was severely assaulted at the applicant’s house.
(d)
The deceased died, as a result of the assault, shortly after being
returned to his grandmother’s
house.
(e)
The statement of Ms Dasi not only places the applicant at the scene
of the assault, but
directly implicates him as one of the
perpetrators of the severe assault upon the deceased.
[106]
In
the face of this damning prima facie evidence directly implicating
him in the fatal assault on the deceased, the applicant elected
to
leave the evidence unanswered. That of course does not provide
any corroboration of the State’s case, nor does it
attract an
adverse inference for the applicant’s case
qua
accused.
[52]
But it does leave the State’s compelling case unanswered.
[107]
I take the view that the impugned statement is reliable and is
sufficiently corroborated by the circumstantial evidence.
The State
has established a strong prima facie case that
the applicant was not only present at the scene where the deceased
was severely
assaulted, but that he actively participated in that
assault by beating the deceased with a blunt object. The
conviction
is sound in law and the appeal against conviction ought to
be dismissed.
[108]
For these reasons, leave to appeal should be granted, but the
appeal dismissed.
Order
[109]
The
following order is made:
1.
Condonation is granted.
2.
Leave to appeal is granted.
3.
The appeal is dismissed.
For
the Applicant:
W
Booth and E L Goliath instructed by William Booth Attorneys
For
the Respondent:
S
M Galloway instructed by the Director of Public Prosecutions, Western
Cape
[1]
51
of 1977.
[2]
45 of 1988.
[3]
Savoi v
National Director of Public Prosecutions
[2014] ZACC 5
;
2014 (5) SA 317
(CC);
2014 (5) BCLR 606
(CC) at para
49;
S v
Basson
[2004] ZACC 13
;
2005 (1) SA 171
(CC);
2004 (6) BCLR 620
(CC) at
para 26; and
S v
Ndhlovu
[2002] ZASCA 70
;
2002 (6) SA 305
(SCA) at para 16.
[4]
Chief
Lesapo
v North West Agricultural Bank
[1999] ZACC 16
;
2000 (1) SA 409
(CC);
1999 (12) BCLR 1420
at
paras 11 and 17.
[5]
This is the transcript of the statement as read into the record by
Sergeant Msolo. The statement itself, which was exhibit
“O”
in the trial court, was not part of the record in this Court.
On the State’s version, the names mentioned
by Ms Dasi refer
to the following people:
“
Makhi”
– the applicant, accused 1; “Anele” –
accused 3; “Big” – accused 4; “Svegi”
/ “Svitch”– accused 5; “Vubela Viwe”
– accused 6; “Siyabulela” – accused
8,
deceased by time of the trial; “Makhuze” – Mr
Makhuze Bungane, the deceased, of whose murder the applicant
was
convicted; “Monwabisi” / “Nono” – Mr
Monwabisi Nkayi, the second deceased, of whose murder
the applicant
was acquitted; “Bulelwa” – Ms Bulelwa May, the
complainant in count 7; and “Zukisani”
– Mr
Zukisani May, the complainant in count 8.
The
other perpetrators named by Ms Dasi (“Bongane”, “Azizo”,
“Mara”, “Sakumsa”
/ “Sakumzi”,
“Andile” and “Xolani”) were not located by
the police. Ms Dasi named 12
perpetrators in total, though
“Lazaro” (accused 2), according to her, played a passive
role.
[6]
S v
Molimi
[2008]
ZACC 2
;
2008 (3) SA 608
(CC);
2008 (5) BCLR 451
(CC) at para 42.
[7]
S v
Jaipal
[2005] ZACC 1; 2005 (4) SA 581 (CC); 2005 (5) BCLR 423 (CC).
[8]
S
v Zuma
[1995]
ZACC 1
;
1995 (2) SA 642
(CC);
1995 (4) BCLR 401
(CC) at para 16.
This
was with reference to section 25(3) of the interim Constitution, the
predecessor of section 35 of the Constitution.
[9]
Ndhlovu
above
n 3 at para 24.
[10]
Id at para 16.
[11]
Metedad
v National Employers’ General Insurance Co Ltd
1992 (1) SA 494
(W) at 499.
[12]
S v
Mthetwa
1972
(3) SA 766
(A) at 768. This was reiterated in
S
v Miggel
2007
(1) SACR 675
(C) at 678.
[13]
Section 208 of the CPA reads that “[a]n accused may be
convicted of any offence on the single evidence of any competent
witness”.
[14]
S v
Lubaxa
[2001]
ZASCA 100
;
2001 (4) SA 1251
(SCA)
at para 21.
[15]
Ndhlovu
above
n 3
at
para 45.
[16]
Schwikkard and van der Merwe
Principles
of Evidence
4 ed (Juta & Co Ltd, Cape Town 2016) at 298.
[17]
Ndhlovu
above
n 3
at
para 50.
[18]
Id
at para 49.
[19]
Regulations in terms of section 10, GN R1258
GG
3619,
21 July 1972 (as amended).
[20]
16 of 1963.
[21]
S v
Shaik
[2006] ZASCA 105
;
2007 (1) SA 240
(SCA) at para 174.
[22]
Ndhlovu
above
n 3
at
para 39, relying on
S v
Ramavhale
[1996] ZASCA 14
;
1996 (1) SACR 639
(SCA) at 649.
[23]
Molimi
above n 6 at para 35.
[24]
S v
Mhlongo; S v Nkosi
[2015]
ZACC 19; 2015 (2) SACR 323 (CC); 2015 (8) BCLR 887 (CC).
[25]
Id
at
para 44
.
See
also
Litako
v S
[2014] ZASCA 54
;
2015 (3) SA 287
(SCA) at paras 53-4.
[26]
Mthetwa
above
n 12 at 769D quoted with approval in
S
v Chabalala
2003
(1) SACR 134
(SCA
)
at
para 20.
[27]
S v
Boesak
[2000] ZACC 25
;
2001 (1) SA 912
(CC);
2001 (1) BCLR 36
(CC).
[28]
Id at para 24.
[29]
Section 35(3)(h) of the Constitution.
[30]
Osman v
Attorney-General, Transvaal
[1998] ZACC 14
;
1998 (4) SA 1224
(CC);
1998 (11) BCLR 1362
(CC) at
para 22.
[31]
S v
Hlongwa
2002
(2) SACR 37
(T) at para 45.
[32]
Compare
S
v Van der Walt
[2020] ZACC 19
;
2020 (2) SACR 371
(CC);
2020 (11) BCLR 1337
(CC) at
para 15.
[33]
The first judgment correctly confines its deliberations to this
aspect. The other grounds argued for the setting aside
of the
conviction were all unmeritorious and require no consideration at
all.
[34]
Van der
Walt
above n 32 at paras 18-21.
[35]
In
S
v Zinn
1969 (2) SA 537
(A) at 540G, the Court held that what has to be
considered, when determining the suitable sentence in each
circumstance, is “the
triad consisting of the crime, the
offender and the interests of society”.
[36]
S v
Bogaards
[2012] ZACC 23
;
2013 (1) SACR 1
(CC);
2012 (12) BCLR 1261
(CC) at
para 42.
The
“any other constitutional issue” must be an issue
relating to sentence as was the case in
Bogaards
.
See
also
Van der Walt
above n 32 at paras 18-21.
[37]
Bogaards
id at fn 41.
[38]
Schwikkard and van der Merwe above n 16 at 298.
[39]
Id at 296. This is “because of the presumption of
innocence, and courts’ intuitive reluctance to permit the
untested evidence to be used against the accused in a criminal
case”. See also
Ndhlovu
above n 3 at para 16.
[40]
Schwikkard and van der Merwe above n 16 at 298.
[41]
Id.
[42]
Savoi
above
n 3 at para 38, quoting
Ndhlovu
above
n 3.
[43]
Savoi
id at
paras 42-6.
[44]
The deceased, Mr Bungane, was her boyfriend.
[45]
Schwikkard and van der Merwe above n 16 at 299.
[46]
Ndhlovu
above
n 3 at para 45.
[47]
Ndhlovu
above
n 3 at para 16.
[48]
Id at para 24.
[49]
Id at para 50.
[50]
In
S v
Trainor
[2002] ZASCA 125
;
2003 (1) SACR 35
(SCA) at para 9, Navsa JA said:
“
A
conspectus of all the evidence is required. Evidence that is
reliable should be weighed alongside such evidence as may
be found
to be false. Independently verifiable evidence, if any, should
be weighed to see if it supports any of the evidence
tendered. In
considering whether evidence is reliable, the quality of that
evidence must of necessity be evaluated, as
must corroborative
evidence, if any. Evidence, of course, must be evaluated
against the onus on any particular issue or
in respect of the case
in its entirety. The compartmentalised and fragmented approach
of the magistrate is illogical and
wrong.”
See
further
Savoi
above n 3 at para 55;
Doorewaard v S
[2020] ZASCA 155
;
2021 (1) SACR 235
(SCA) at para 133; and
Maemu v S
[2011] ZASCA 175.
[51]
S v
Kapa,
unreported
judgment of the Western Cape Division of the High Court, Cape Town,
Case No SS45/2017 (30 May 2018) at 60.
[52]
Osman
above
n 30 at para 22.
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