Case Law[2024] ZACC 31South Africa
Sithole v S (CCT 118/23) [2024] ZACC 31; 2025 (1) SACR 349 (CC); 2025 (6) BCLR 693 (CC) (20 December 2024)
Constitutional Court of South Africa
20 December 2024
Headnotes
Summary: Criminal Procedure Act 51 of 1977 — section 276B — fixing of non-parole-period — failure to notify parties and failure to establish exceptional circumstances — misdirection
Judgment
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## Sithole v S (CCT 118/23) [2024] ZACC 31; 2025 (1) SACR 349 (CC); 2025 (6) BCLR 693 (CC) (20 December 2024)
Sithole v S (CCT 118/23) [2024] ZACC 31; 2025 (1) SACR 349 (CC); 2025 (6) BCLR 693 (CC) (20 December 2024)
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sino date 20 December 2024
CONSTITUTIONAL
COURT OF SOUTH AFRICA
Case
CCT 118/23
In
the matter between:
MANDLAKAYISE
ENOS SITHOLE
Applicant
and
THE
STATE
Respondent
Neutral
citation:
Sithole v S
[2024] ZACC
31
Coram:
Madlanga ADCJ, Kollapen J,
Majiedt J, Mhlantla J,
Rogers J, Seegobin AJ, Theron J, Tolmay AJ and
Tshiqi J
Judgments:
Mhlantla J (unanimous)
Decided
on:
20 December 2024
Summary:
Criminal Procedure Act 51 of 1977
—
section 276B
—
fixing of non-parole-period — failure to notify parties and
failure to establish exceptional circumstances —
misdirection
ORDER
On
appeal from the Full Court of the High Court of South Africa,
KwaZulu-Natal Division, Pietermaritzburg (hearing an appeal from
the
High Court of South Africa, KwaZulu-Natal Division,
Pietermaritzburg). The following order is made:
1.
Leave to appeal against the imposition of the non-parole order issued
by the High Court of
South Africa, KwaZulu-Natal Division,
Pietermaritzburg, is granted.
2.
The appeal succeeds and the imposition of the non-parole period is
set aside.
3.
Save as aforesaid, leave to appeal against the convictions and
sentences is refused.
JUDGMENT
MHLANTLA J
(Madlanga ADCJ, Kollapen J, Majiedt J, Rogers J,
Seegobin AJ, Theron J, Tolmay AJ
and Tshiqi J
concurring):
Introduction
[1]
This application concerns the
validity of a non-parole period of a sentence of imprisonment which
was fixed without affording the
accused an opportunity to make
submissions on whether the non-parole period should be fixed.
The applicant, Mr Mandlakayise
Enos Sithole, also applies for
leave to appeal against the convictions and sentences imposed by the
High Court, KwaZulu-Natal
Division, Pietermaritzburg
(High Court).
Background
and litigation history
[2]
On 2 February 2006 the applicant, in
concert with three others, committed robbery at the Camperdown Post
Office where they forcibly
stole an amount of R110 000, various
items with an estimated value of R3 099 and two revolvers.
During the course
of the robbery, the applicant and his accomplices
fired at police officers who attempted to foil the armed robbery.
[3]
One of the perpetrators was arrested at the
scene of the crime, after having been wounded in the gun battle with
the police.
A cellular phone was recovered from the arrested
person and a number of calls were directed to this cellular phone
enquiring about
the whereabouts of the arrested person. One of
the police officers pretended to be the arrested person, and
requested the
suspected co-conspirators to come and rescue him.
It is through this resourceful operation that the applicant was found
and
arrested on suspicion of having been involved in the commission
of the offences.
[4]
The applicant and one Mr Mandla Alfred Ndlovu were charged
with one count of robbery with aggravating
circumstances and four counts of attempted murder, before the
High Court.
The applicant pleaded not guilty and did not
disclose the basis of his defence. The State adduced evidence
implicating the
applicant. One of the witnesses,
Inspector Khumalo, knew the applicant as someone who lived in
the Cato Ridge area.
The inspector, who was present at the
scene of the crime, identified the applicant as one of the
individuals in the vehicles that
were used in the robbery. The
applicant elected not to testify in his defence.
[5]
The High Court, per Patel J, made
factual findings that the nature of the applicant’s arrest in
the ploy to rescue his
wounded co-conspirator was sufficient to
establish his involvement in the commission of the robbery and the
gun battle with police.
The Court noted that the coincidence of
the applicant coming to the aid of the arrested accused was so
remarkable that it could
lead to no other inference other than that
he was part of the gang that robbed the staff at the Post Office.
Further, the
Court was satisfied by the identification of the
applicant by Inspector Khumalo.
[6]
Furthermore, the Court held that the
applicant’s alibi, that he was at a bank in a different
location making a deposit during
the relevant period, emerged late in
the proceedings. The High Court rejected it as not
reasonably possibly true and
concluded that the applicant was at the
scene of the crime.
[7]
On 27 August 2006, the applicant was
convicted and sentenced on one count of robbery with
aggravating
circumstances
, resulting in a sentence of
20 years’ imprisonment, and four counts of attempted
murder, where a sentence of 10 years’ imprisonment
on
each count was imposed. The Court ordered that the sentences
for attempted murder run concurrently. Therefore, the
effective
sentence to be served was 30 years’ imprisonment
–
being the ten years for four counts of attempted
murder plus 20 years for robbery. Without affording the parties
an opportunity
to address it on the non-parole issue, the High Court
recommended that the applicant should not be considered for parole
until
he had served a minimum of 20 years of his sentence.
[8]
On 28 August 2006, the High Court
granted the applicant leave to appeal against the convictions to the
Full Court of the Pietermaritzburg
High Court. On
20 July 2010, the Full Court dismissed the appeal and
confirmed the convictions.
The applicant thereafter applied for
leave to appeal against his sentence at the High Court. On
9 September 2011,
the application was dismissed.
[9]
The
applicant petitioned the Supreme Court of Appeal and applied for
condonation and special leave to appeal.
[1]
On 18 July 2016, Maya DP and Mathopo JA granted
condonation, but dismissed the application for special leave to
appeal on the basis that there were no special circumstances meriting
a further appeal to that Court.
[10]
The applicant then filed an application for
reconsideration by the President of the Supreme Court of
Appeal. However,
this application was not accepted by the
Registrar as the Deputy President of the Supreme Court of Appeal had
since been appointed
as the President of the Court and, as she had
been one of the Justices that had considered the initial application
for leave to
appeal, she could not reconsider her own decision.
[11]
The applicant, who is unrepresented, filed
an application for leave to appeal in this Court. His
application was filed more
than six years after the decision of the
Supreme Court of Appeal. The applicant submits
that the delay was
due to the difficulty of securing legal assistance
while incarcerated, as well as delays occasioned by the onset of the
Covid-19
pandemic. He requests that the late filing be
condoned.
[12]
With respect to the merits, the applicant
primarily attacks the factual findings made by the High Court.
The applicant
avers that the victims and witnesses did not identify
him, his alibi evidence was not fully taken into consideration and
that the
investigating officer did not testify against him.
[13]
On sentence, he is aggrieved by the
inclusion of an order that he should serve a minimum sentence of
20 years’ imprisonment
before being considered for
parole. He submits that the Court was unfair in making that
order.
[14]
The respondent does not oppose
condonation. However, it opposes the relief sought by the
applicant with respect to the convictions
and supports the judgment
of the High Court.
[15]
The
respondent concedes that the decision of the High Court when it
declared that the applicant should not be eligible for
parole until
he has served 20 years cannot stand. The respondent submits
that there were no exceptional circumstances to
warrant such an order
and the parties were not afforded an opportunity to address the
High Court on this point. The
re
spondent
relies on
Jimmale
,
[2]
and records that it does not oppose the application for the removal
of the non-parole period fixed by the High Court.
Issues
[16]
This Court has to determine the following issues:
(a)
whether its jurisdiction is engaged and, if so;
(b)
whether leave to appeal should be granted;
(c)
whether the appeal should be upheld;
(d)
whether the non-parole order or recommendation as part of the
sentence by the High Court was appropriate; and
(e)
what is an appropriate remedy.
Analysis
[17]
This
matter has been decided without a hearing. Before dealing with
the issues and for the sake of completeness, it is apposite
to
address the High Court’s phraseology of the non-parole
order.
[18]
After
sentencing the applicant and
Mr
Ndlovu
,
Patel J stated that “it is further recommended that both
the accused not be considered for parole until such time they
have
served twenty (20) years of their sentence”. The issue is
whether this is a non parole order for purposes
of
section
276B of the Criminal Procedure Act
[3]
(CPA) or a mere recommendation that could be ignored by the
Department of Correctional Services with no legal consequences.
[19]
This
issue was not ventilated, no submissions were made and this Court did
not direct the parties to submit written submissions
on it.
Accordingly, without deciding the point, I will assume that it is an
order for purposes of section 276B as it
has been understood as
such by at least two of the parties involved in its enforcement – the
applicant and the
respondent.
[20]
Further,
it is not necessary to comment on the competency of a High Court
to make such a recommendation (if it intended for
it to be a mere
recommendation); the appropriateness of the recommendation; and
whether the respondent or the Department of Correctional
Services
could and should have sought clarity from the High Court on the
nature of the phrase. It suffices to say that
it is trite that
courts should strive to make clear orders that can be enforced
without the need for affected parties to revert
to the court for
clarity.
[4]
Condonation
[21]
The
application was filed more than six years after the dismissal of the
application for special leave to appeal by the Supreme
Court of
Appeal. In essence, the applicant submits that the
circumstances of his incarceration prevented him from bringing
the
application timeously. The explanation for the delay is
tenuous. However, I am inclined to accept his explanation
about
the difficulties encountered due to the fact that he is serving a
sentence, which can be a significant obstacle for timeous
filing of
an application to this Court. Furthermore, the respondent does
not oppose condonation and the granting thereof
will not prejudice
the respondent. Therefore, condonation is granted.
Jurisdiction
and leave to appeal
[22]
The
applicant complains about various factual findings made by the
High Court. It is trite that this Court cannot entertain
disputes of fact, as these do not engage our jurisdiction.
Therefore, the application for leave to appeal against the
convictions
falls to be dismissed.
[23]
The
only issue that warrants this Court’s consideration is the
order concerning the imposition of the non-parole period.
Section 276B
of the CPA, titled “Fixing of non-parole-period”,
provides:
“
(1)
(a)
If a court sentences a person convicted of an offence
to imprisonment
for a period of two years or longer, the court may as part of the
sentence, fix a period during which the person
shall not be placed on
parole.
(b)
Such period shall be referred to as the non-parole-period,
and may
not exceed two thirds of the term of imprisonment imposed or 25
years, whichever is the shorter.
(2)
If a person who is convicted of two or more offences is sentenced to
imprisonment
and the court directs that the sentences of imprisonment
shall run concurrently, the court shall, subject to subsection
(1)(b),
fix the non parole-period in respect of the effective
period of imprisonment.”
[5]
[24]
In
Jimmale
,
the applicants were charged with murder and attempted murder.
[6]
They, together with four others, were armed with pangas and a large
knife.
[7]
They stormed the
deceased’s store and viciously attacked the deceased by
stabbing him multiple times.
[8]
One of the occupants was also attacked and lost consciousness.
[9]
The trial Court convicted the applicants of murder and acquitted
them on the count of attempted murder.
[10]
They were sentenced to 25 years’ imprisonment.
[11]
The trial Court ordered that the accused would be eligible for
parole only after serving 20 years.
[12]
[25]
The
applicants in
Jimmale
had sought to appeal against the non-parole order on the basis that
they were not afforded an opportunity to make submissions and
the
trial Court had not established exceptional circumstances
warranting the order.
[13]
This Court, when considering whether its jurisdiction was engaged and
whether leave to appeal should be granted, held that
the matter
raised an important constitutional issue regarding the power of
trial courts to grant non-parole orders and said:
“
The
non-parole order by the trial court here denies the applicants the
opportunity to be considered for parole before four-fifths
of their
sentence are served whereas, in law, the maximum period for which a
non-parole order can be granted is two-thirds of the
sentence.
Needless to say that order has the potential of infringing the
applicants’ right not to be deprived of freedom
arbitrarily or
without just cause, in terms of section 12(1)(a) of the
Constitution, or to the benefit of the least severe
of the prescribed
punishments.
[14]
[26]
In the matter before us, the issue also concerns the power of
trial courts to make a non-parole order and this is a
constitutional
issue. Therefore, this Court’s
jurisdiction is engaged.
[27]
Two
requirements must be met before a trial court may invoke the
fixing
of non parole period provisions. These are:
the
trial court must establish exceptional circumstances that
warrant an order for a non-parole period,
[15]
and it must have invited the parties to make submissions in that
regard before granting such an order.
[16]
Failure by the trial court to give effect to both these
requirements is a material misdirection.
[17]
[28]
In
Mhlongo
,
[18]
the Full Court of the
Pietermaritzburg
High Court,
upheld
an
appeal against a sentence of life imprisonment and substituted it
with a sentence of 18 years’ imprisonment and
a
non-parole period of 12 years in terms of section 276B of
the CPA
.
The appellant attacked the non-parole order on the basis that,
amongst others,
he
was not given notice that section 276B would be invoked and the
parties were not afforded an opportunity to present arguments
in this
regard.
[19]
The
Supreme
Court of Appeal held:
“
The
fixing of a non-parole period is part of a criminal trial and it must
thus accord with the dictates of a ‘fair trial’
that an
accused person be given notice of the court’s intention to
invoke section 276B of the CPA, and to be heard before
a non-parole
period is fixed. Failure to do so amounts to a misdirection by
the sentencing court.”
[20]
[29]
In
the matter before us, the applicant was sentenced to an effective
term of 30 years’ imprisonment, and the period
of
ineligibility for parole was set at 20 years. This
represents two-thirds of the sentence and is in accordance with
section 276B(2) of the CPA. However,
there
is nothing on the record that indicates that the High Court
afforded the parties an opportunity to be heard before invoking
section 276B. In terms of section 73(6)(a) of the
Correctional Services Act, the applicant would have been entitled
to
be considered for parole after serving half of the sentence, being
15 years.
[30]
The respondent
conceded
that the High Court misdirected itself and its decision must be
set aside as none of the parties had made any representations
and
there were no exceptional circumstances that warranted the imposition
of a non-parole period.
[31]
The
High Court erred when it imposed a non-parole period in
circumstances where the applicant and the respondent were not given
notice, or an opportunity, to make representations. Having
failed to grant the parties an opportunity to make representations,
it is irrelevant whether the High Court had established the
existence of exceptional circumstances warranting the non-parole
order.
It appears that the Department of Correctional Services acted in
accordance with the non-parole order as the applicant has
to date
served 18 years’ imprisonment and has not yet been considered
for parole. But for the order, it is possible
that he would
have been considered for parole after serving half of his sentence.
[32]
It
follows that the appeal
against the sentence
must succeed to the extent that the High Court was not entitled
to impose a non-parole period.
Conclusion
[33]
Therefore,
the application for leave to appeal against the convictions and
sentences must be dismissed, save to the extent set out
in the
preceding paragraph.
Order
[34]
In the result, the following order is made:
1.
Leave to appeal against the imposition of the non-parole order issued
by the High Court of
South Africa, KwaZulu-Natal Division,
Pietermaritzburg, is granted.
2.
The appeal succeeds and the imposition of the non-parole period is
set aside.
3.
Save as aforesaid, leave to appeal against the convictions and
sentences is refused.
For
the Applicant:
Unrepresented
For the Respondent:
S
Singh instructed by the Director of Public Prosecutions
[1]
Ordinarily, the application for special leave would be against the
convictions as the Full Court had dismissed his appeal
against
convictions. Since his application for leave to appeal against
sentence had been dismissed by the High Court,
the applicant
should have petitioned the Supreme Court of Appeal for leave to
appeal against the sentences. However, he
launched one
application for special leave which appears to be in respect of both
the convictions and sentences.
[2]
S
v Jimmale
[2016]
ZACC 27
;
2016
(2) SACR 691
(CC);
2016 (11) BCLR 1389
(CC)
at
para 24.
[3]
51
of 1977.
[4]
Ex
parte Minister of Home Affairs
[2023] ZACC 34
;
2024 (1) BCLR 70
(CC);
2024 (2) SA 58
(CC)
at
para 38 and
KwaZulu-Natal
Joint Liaison Committee v MEC for Education, KwaZulu-Natal
[2013] ZACC 10
;
2013 (4) SA 262
(CC)
;
2013 (6) BCLR 615
(CC)
at
para 162.
[5]
It
is worth noting that section 276B of the CPA authorises the
imposition of a non-parole period where an offender “is
convicted of an offence”, meaning one offence. It goes
on to provide that if a person who is convicted of two or more
offences is sentenced to imprisonment “and the court directs
that the sentences of imprisonment shall run concurrently”,
the court shall fix the non-parole-period “in respect of the
effective period of imprisonment”. In the present
case,
the applicant was convicted on five offences. In respect of
four of the offences (attempted murders), the four sentences
of ten
years each were ordered to run concurrently, so a non-parole period
in respect of those four offences would have been
determined in
respect of the effective sentence of 10 years. In respect of
the sentence for armed robbery, 20 years, it
was not ordered to run
concurrently with any other sentence. Section 276B does not
appear to contemplate a non-parole period
in respect of cumulative
effective result of two sentences which do not run concurrently.
If so, it means that in the present
case the High Court, if it had
justification for imposing a non-parole period, needed to do so
separately in respect of the effective
ten concurrent years (for the
four counts of attempted murder) and in respect of the separate
sentence of twenty years (for armed
robbery). Conceivably, in
such a case, the court might find exceptional circumstances in
respect of the one sentence but
not the other. See also
section 39(2)(b) of the Correctional Services Act 111 of 1998
(Correctional Services Act), which
may support this view as it
provides:
“
In
the case of the imposition of more than one period of incarceration,
the non-parole period or periods, fixed by the court must
be served
consecutively before a sentenced offender becomes eligible for
parole.”
Needless to say, I leave
this open as it is not an issue before this Court in the present
case.
[6]
Jimmale
above
n 1 at para 5.
[7]
Id.
[8]
Id.
[9]
Id.
[10]
Id
at para 6.
[11]
Id.
[12]
Id.
[13]
Id
at
paras 7 and 19.
[14]
Id
at para 10.
[15]
Id
at para 13.
[16]
Id
at para 24.
[17]
Id.
[18]
S
v
Mhlongo
[2016]
ZASCA 152
;
2016
(2) SACR 611 (SCA).
[19]
Id
at para 2.
[20]
Id
at para 9.
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