Case Law[2023] ZACC 15South Africa
Makana Peoples Centre v Minister of Health and Others (CCT 125/22) [2023] ZACC 15; 2023 (8) BCLR 963 (CC); 2023 (5) SA 1 (CC) (9 June 2023)
Constitutional Court of South Africa
9 June 2023
Headnotes
Summary: Mental Health Care Act 17 of 2002 — sections 33-4 — statutory regime for involuntary admission and treatment — constitutional validity — section 12(1)(a) Bill of Rights — procedural safeguards for deprivation of liberty constitutionally compliant – sections 34 and 10 of Bill of Rights not infringed
Judgment
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## Makana Peoples Centre v Minister of Health and Others (CCT 125/22) [2023] ZACC 15; 2023 (8) BCLR 963 (CC); 2023 (5) SA 1 (CC) (9 June 2023)
Makana Peoples Centre v Minister of Health and Others (CCT 125/22) [2023] ZACC 15; 2023 (8) BCLR 963 (CC); 2023 (5) SA 1 (CC) (9 June 2023)
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sino date 9 June 2023
CONSTITUTIONAL
COURT OF SOUTH AFRICA
Case CCT 125/22
In
the matter between:
MAKANA
PEOPLE’S
CENTRE
Applicant
and
MINISTER
OF
HEALTH
First
Respondent
MEMBER
OF THE EXECUTIVE COUNCIL FOR
HEALTH,
EASTERN
CAPE
Second
Respondent
MEMBER
OF THE EXECUTIVE COUNCIL FOR
HEALTH,
FREE
STATE
Third
Respondent
MEMBER
OF THE EXECUTIVE COUNCIL FOR
HEALTH,
GAUTENG
Fourth
Respondent
MEMBER
OF THE EXECUTIVE COUNCIL FOR
HEALTH,
KWAZULU-NATAL
Fifth
Respondent
MEMBER
OF THE EXECUTIVE COUNCIL FOR
HEALTH,
LIMPOPO
Sixth
Respondent
MEMBER
OF THE EXECUTIVE COUNCIL FOR
HEALTH,
MPUMALANGA
Seventh
Respondent
MEMBER
OF THE EXECUTIVE COUNCIL FOR
HEALTH,
NORTH
WEST
Eighth
Respondent
MEMBER
OF THE EXECUTIVE COUNCIL FOR
HEALTH,
NORTHERN
CAPE
Ninth
Respondent
MEMBER
OF THE EXECUTIVE COUNCIL FOR
HEALTH,
WESTERN
CAPE
Tenth
Respondent
Neutral
citation:
Makana People’s Centre
v Minister of Health and Other
s
[2023] ZACC 15
Coram:
Zondo CJ,
Maya DCJ,
[*]
Baqwa AJ,
Kollapen J, Madlanga J, Majiedt J, Mathopo J,
Mbatha AJ, Mhlantla J, Rogers J,
and Tshiqi J
Judgment:
Rogers J (unanimous)
Heard
on:
10 November 2022
Decided
on:
9 June 2023
Summary:
Mental Health Care Act 17 of 2002
—
sections 33
-
4
—
statutory regime for involuntary admission and treatment —
constitutional validity —
section 12(1)(a)
Bill of Rights —
procedural safeguards for deprivation of liberty constitutionally
compliant –
sections 34
and
10
of Bill of Rights not infringed
Mental
Health Care Act 17 of 2002
— Chapter IV — Mental Health
Review Boards — constitutional validity of Chapter —
Review Boards sufficiently
independent
ORDER
On
application for confirmation of an order of constitutional invalidity
granted by the High Court of South Africa, Gauteng
Division,
Pretoria (High Court):
1.
The declarations of constitutional invalidity
by the High Court are not confirmed.
2.
The costs orders made by the High Court are set
aside and replaced with an order that the parties are to bear their
own costs.
3.
As a result of the orders in 1 and 2, the
respondents’ applications for leave to appeal fall away.
4.
The parties are to bear their own costs in this
Court.
JUDGMENT
ROGERS J
(Zondo CJ, Baqwa AJ, Kollapen J, Madlanga J, Majiedt J,
Mathopo J, Mbatha AJ, Mhlantla J
and Tshiqi J
concurring):
Introduction
[1]
In May 2008 the
United Nations (UN) Convention on the Rights of Persons with
Disabilities
[2]
(CRPD) entered into
force. The CRPD has been said to signal a change from medical
and welfare (or charity) models of disability
to a social model.
The medical model sees disability as a medical condition from which a
person suffers and which calls for
medical treatment. The
welfare model likewise focuses on the individual’s impairment
and views the state’s role
as being to care for those afflicted
by disability by creating facilities and opportunities for them
outside the mainstream of
society. By contrast, the social
model, which has non-discrimination as a core value, views the source
of disability not
as the individual’s impairment but as
barriers set up by society which hinder the individual’s full
and effective participation
in the world on an equal basis with
others. It is not the individual who needs to be cured or
sequestered; it is society
that must change.
[3]
[2]
In relation to the
mentally ill, the CRPD – particularly as it has been understood
by the UN’s High Commissioner on
Human Rights and the UN’s
Committee on the Rights of Persons with Disabilities – has
profound implications for the
domestic laws of State Parties,
including South Africa. The implications are not confined to
legislation on the treatment
of the mentally ill. Capacity,
criminal accountability and curatorship are among the subjects that
may need to be reconsidered.
Whether all of the CRPD’s
promises can be translated into workable legislation remains to be
seen, not to mention the human
and financial resources that might be
needed.
[4]
[3]
In common with
South Africa, the laws of most countries on the treatment of the
mentally ill still follow the medical model, though
with increasing
emphasis on human rights and patient autonomy. The CRPD has
spawned an abundant literature. Globally,
the law on mental
health is in a state of flux. In the present case, however,
there is no challenge to the fundamental scheme
of the legislation in
issue, the
Mental Health Care Act (Act
).
[5]
The issues, while
important, are quite modest in the context of the paradigm shift
which the CRPD has been said to herald.
They are (a) whether
involuntary inpatient treatment should be subject to automatic
independent review (for example, by a
judicial officer)
[6]
before or immediately
following the decision to admit the person for involuntary treatment;
and (b) whether the Mental Health
Review Boards (Review Boards),
which are created by the Act and which play an important role in
authorising involuntary inpatient
treatment, are sufficiently
independent.
[4]
This case is thus
not about whether involuntary inpatient treatment is ever justified,
or about the criteria which the Act sets
for this to occur, or even
about the procedure in general which the Act lays down. This
case is also not about how the Act
is being implemented in
practice. Constitutionally compliant legislation may be
implemented badly and constitutionally deficient
legislation may be
implemented humanely.
[7]
[5]
The applicant,
Makana People’s Centre (Makana), applied to the High Court of
South Africa, Gauteng Division, Pretoria (High
Court), to have
certain provisions of the Act declared constitutionally invalid.
The High Court granted the declarations.
Makana applies to this
Court for their confirmation.
[8]
Makana is a
not-for-profit organisation committed to uplifting the lives of the
marginalised and previously disadvantaged in South
Africa. Its
mission is to advance the educational and socio-economic rights of
South Africans in various ways, including
public interest
litigation. Makana brought the application in its own interest,
in the interest of mental health care users
unable to act in their
own names and in the public interest.
[6]
The first respondent in the High Court was the Minister of
Health (Minister). The second to tenth respondents were the
Members
of the Executive Councils responsible for health in the
nine provinces (MECs or Health MECs). They are similarly cited
in this Court. The Minister and eight of the MECs (the second
to ninth respondents) opposed Makana’s application
and
were jointly represented in the High Court, as they are in this
Court. The tenth respondent, the MEC for Health
in the Western
Cape (WC MEC), was separately represented in the High Court, as
she is in this Court. The WC MEC
abided the High Court’s
decision but filed explanatory affidavits.
[7]
This was the High Court’s order:
“
1.
The scheme for the involuntary detention of a mental health care user
created under
sections 33
-
34
of the [Act] is declared to be
inconsistent with the Constitution and therefore invalid, to the
extent that it does not provide
for automatic independent review
prior to or immediately following the initial detention of a person
involuntarily detained under
the [Act].
2.
In terms of section 34(7) and section 36 of the [Act], the Review
Board and the
Court respectively, may in their discretion, examine
the mental health care user who is the subject of the review
proceedings.
3.
Chapter IV of the [Act] is declared to be inconsistent with the
Constitution
and invalid, to the extent that it fails to provide an
adequate level of independence to the Mental Health Review Board(s).
4.
The first and the tenth respondents are to pay the costs, jointly and
severally,
one paying the other to be absolved, including the costs
of two counsel.”
[8]
Paragraphs 1 and 3
of the order contain the declarations which Makana asks this Court to
confirm. The Minister and the eight
MECs oppose confirmation.
They also apply for leave to appeal the High Court’s failure to
limit the retrospective effect
of its declarations and to suspend
them for 24 months. Additionally, the Minister appeals the
costs order against him.
[9]
Conditionally on this
Court confirming the declarations of invalidity, the WC MEC likewise
seeks leave to appeal on retrospectivity
and suspension. The WC
MEC also appeals the costs order made against her. The
declaration in paragraph 2 of the High
Court’s order, which is
not one of constitutional invalidity, is uncontentious. In what
follows, any reference to the
contentions and submissions made by the
Minister should be understood as including the second to
ninth respondents.
Statutory
scheme
Preamble and objects
[9]
The Act’s preamble recognises, among other things, that
the Constitution prohibits unfair discrimination against people with
mental or other disabilities; that mental disorders and disabilities
sometimes give rise to the need to protect the person or property
of
the patient or of members of the public; and that mental health care
services should be provided in a way which promotes the
maximum
mental well-being of mental health care users and the communities in
which they reside.
[10]
The objects of the Act are set out in section 3. These
include making the best possible mental health care, treatment and
rehabilitation services available to the population “equitably,
efficiently and in the best interest of mental health care
users
within the limits of the available resources”.
Definitions
[11]
The Act uses the
expression “mental health care user” for a person
receiving mental health care services. Save when
quoting from the
Act, I shall refer simply to a user.
[10]
The definition of “mental
health care user” refers to a person receiving services at a
“health establishment”
aimed at enhancing the “mental
health status” of the user.
[11]
The definition of “health
establishment” includes community health and rehabilitation
centres, clinics, hospitals and
psychiatric hospitals. The
definition is not limited to facilities in the public sector.
The “head of a health
establishment” (head) is defined as
the person who manages the establishment. The head may be, but
does not have to
be, a medical professional.
[12]
A “mental health care practitioner” (MHC
practitioner) is defined as meaning “a psychiatrist or
registered medical
practitioner or a nurse, occupational therapist,
psychologist or social worker who has been trained to provide
prescribed mental
health care, treatment and rehabilitation
services”.
[13]
The Act refers to the services which it regulates as “mental
health care, treatment and rehabilitation services”.
For
the sake of brevity, I shall simply refer to “treatment”.
Chapter IV - Mental
Health Review Boards
[14]
The establishment of Review Boards is dealt with in Chapter IV
of the Act (sections 18 24), which the High Court declared
unconstitutional
to the extent that it failed to provide an adequate
level of independence for Review Boards.
[15]
The heads of
provincial health departments must establish one or more Review
Boards for their provinces. A Review Board may
be established
for a single health establishment, a cluster of health establishments
or all health establishments in the province.
[12]
The provincial department
must make human and other resources available to the Review Board to
enable it to perform its administrative
functions.
[13]
[16]
A Review Board
consists of at least three and no more than five South African
citizens appointed by the MEC. The Review Board
must at least
include an MHC practitioner; a magistrate, attorney or advocate; and
a member of the community concerned.
[14]
Appointments must be
preceded by a public invitation for nominees setting out the criteria
for nomination.
[15]
The MEC must determine
the members’ terms of office.
[16]
The remuneration,
travelling expenses, subsistence allowance and other allowances
payable to a Review Board member who is not in
the full-time
employment of the state must be determined by the Health MEC with the
concurrence of the MEC responsible for finance
(Finance MEC).
These amounts must be appropriated out of the monies of the relevant
provincial legislature.
[17]
[17]
The MEC may remove a Review Board member on one or more of the
grounds listed in section 21, but only after an enquiry. The
grounds are—
“
(a)
ceasing to practise the profession in terms of which he or she was
appointed;
(b)
inability to perform his or her duties effectively;
(c)
absence from two consecutive meetings of the Review Board without
prior permission,
except on good cause shown;
(d)
ceasing to be a South African citizen; or
(e)
public interest.”
[18]
The powers and
functions of Review Boards are summarised in section 19(1).
It is convenient to deal with them later,
in the context of the
particular provisions in relation to which they arise.
[18]
When performing its
functions, a Review Board may “consult or obtain
representations from any person, including a person or
body with
expertise”.
[19]
If the Review Board is
considering a matter that involves a health establishment at which
one of its members is an MHC practitioner,
that practitioner may not
be involved in the consideration of the matter.
[20]
Chapter
III – rights and duties relating to users
[19]
Chapter III of the
Act (sections 7-17) deals with rights and duties relating to users.
The best interests of users must be
regarded in exercising the rights
and performing the duties set out in the chapter.
[21]
The person, human dignity
and privacy of every user must be respected.
[22]
A user must be provided
with services that improve the user’s mental capacity “to
develop to full potential and to facilitate
his or her integration
into community life”.
[23]
Treatment must be
“proportionate” to the user’s mental health status
and should “intrude only as little
as possible” to give
effect to the appropriate treatment.
[24]
[20]
The provision of
treatment to and the admission of a user can take place in one of
three circumstances: if the user has consented;
if the treatment or
admission is authorised by a court order or a Review Board; or if
delay could result in the “death or
irreversible harm” to
the user or in the user “inflicting serious harm to himself or
herself or others” or “causing
serious damage to or loss
of property belonging to him or her or others”.
[25]
In the first and second
situations, the health care provider must, before providing any
treatment, inform the user in an appropriate
way of his or her
rights.
[26]
In the third situation,
the circumstances must be reported to the relevant Review Board in
the prescribed manner and treatment may
not be continued for longer
than 24 hours unless an application is made in terms of Chapter
V.
[27]
[21]
Unfair
discrimination against users on the grounds of their mental health
status is prohibited, and the treatment they receive must
be
according to standards equivalent to those applicable to other health
care users.
[28]
Those involved in the
provision of treatment must take steps to ensure that users are
protected from all forms of exploitation and
abuse, and anyone
witnessing such behaviour must report it in the prescribed way.
[29]
The determination of a
user’s mental health status must be based exclusively on
factors relevant to mental health.
[30]
Confidentiality must be
observed.
[31]
[22]
In terms of section 15, a user is entitled to a
representative, including a legal representative, when submitting an
application
or lodging an appeal or appearing before a Magistrate,
Judge or Review Board. An indigent user is entitled to legal
aid provided
by the state.
Chapter
V – voluntary, assisted and involuntary treatment
[23]
Chapter V of the Act (sections 25-40) regulates three
categories of treatment: “voluntary”, “assisted”
and
“involuntary”. The recipients of the second and
third categories are correspondingly defined as an “assisted
mental health care user” and an “involuntary mental
health care user”. “Voluntary” treatment
is
treatment to which the user has consented. “Assisted”
treatment is the provision of treatment to persons “incapable
of making informed decisions due to their mental health status and
who do not refuse the health interventions”.
“Involuntary”
treatment is the provision of treatment to
people “incapable of making informed decisions due to their
mental health status
and who refuse health intervention but require
such services for their own protection or for the protection of
others”.
[24]
Assisted treatment is dealt with in sections 25 to 31, and
involuntary treatment in sections 32 to 38. The regimes share
some
features. Since the focus of this case is involuntary
treatment, I shall not deal in detail with assisted treatment.
Involuntary
treatment
[25]
A user must be
provided with involuntary treatment if three conditions are
satisfied: (a) that an application for such treatment
is made to the
head and granted; (b) that, at the time of the application,
there is a reasonable belief that the user has
a mental illness of
such a nature that the user is “likely to inflict serious harm
to himself or herself or others”,
or that treatment is
“necessary for the protection of the financial interests or
reputation” of the user; and (c) that
at the time of the
application the user is incapable of making an informed decision on
the need for treatment and is unwilling
to receive the required
treatment.
[32]
[26]
For ease of
reference, I shall number the steps in the statutory process.
[33]
The High Court
declared sections 33 and 34 constitutionally invalid for failing to
provide for automatic independent review
prior to or immediately
following the start of involuntary detention. The key features
of sections 33 and 34 are captured
in steps 1 to 8.
[27]
Step 1
:
An application for the involuntary treatment of adults must
ordinarily be made by a user’s spouse, next of kin, partner,
associate,
[34]
parent or guardian.
The application may, however, be made by a health care provider
if the persons eligible to be applicants
are unwilling, incapable or
not available to make the application. If the user is under the
age of 18, the application can
be made only by the parent or
guardian. Whoever makes the application must have seen the user
within the last seven days.
[35]
[28]
An application, in
prescribed form,
[36]
must set out the
applicant’s relationship to the user; the grounds on which the
applicant believes treatment to be required;
and the most recent time
and place where the applicant saw the user. If the applicant is
a health care provider, the
latter must give reasons why they
are making the application and the steps taken to locate the user’s
relatives to determine
their capability or availability to make the
application.
[37]
[29]
Step 2
:
The head must, on receipt of the application, cause the user to be
examined by two MHC practitioners. At least one of them
must be
“qualified to conduct physical examinations”.
[38]
[30]
Step 3
:
The head must then decide whether to grant or refuse the
application. The head can only approve the application if the
reports of two practitioners concur that conditions for involuntary
treatment exist.
[39]
If the head approves the
application, the head must notify the applicant
[40]
and must cause the user
to be admitted within 48 hours or must refer the user to another
appropriate health establishment.
[41]
[31]
Step 4
:
Upon admission, the head must ensure that the user is given
appropriate treatment. The head must also request a medical
practitioner and another MHC practitioner to assess the user’s
physical and mental health status for a period of 72 hours.
These two practitioners must also consider whether involuntary
treatment should be continued and whether treatment should be
provided
on an outpatient or inpatient basis.
[42]
Within 24 hours after the
expiry of the 72-hour assessment, the head must make the assessment
findings available to the applicant.
[43]
[32]
Step 5
:
Based on the 72-hour assessment, the head can reach one of three
decisions, namely that the user’s mental health status
(a) does
not warrant involuntary treatment, in which case the user must be
discharged immediately, unless the user consents
to treatment;
[44]
(b) warrants further
involuntary treatment on an outpatient basis, in which case the head
must discharge the user on prescribed
conditions;
[45]
or (c) warrants
further involuntary treatment on an inpatient basis.
[46]
[33]
Step 6
:
If the head concludes that further involuntary inpatient treatment is
warranted, the head must, within seven days after expiry
of the
72-hour assessment, submit a written request to the Review Board to
approve this treatment. The request must be accompanied
by the
initial application, the head’s notification to the applicant,
the 72-hour assessment reports, and the head’s
basis for the
request.
[47]
The head must give notice
to the applicant of the date these documents were submitted to the
Review Board.
[48]
[34]
Pending the Review
Board’s decision, the user must be treated in a psychiatric
hospital, if necessary by transferring the
user to such a
hospital.
[49]
The user may, however, be
discharged on an outpatient basis if at any stage the head considers
that the user is fit to be so treated.
[50]
[35]
Step 7
:
Within 30 days of receipt of the documents, the Review Board must
consider the request and make its decision. This includes
giving the following persons an opportunity to make oral or written
representations: the applicant; the MHC practitioners
who
conducted the initial assessment; an independent MHC practitioner,
if any; and the head.
[51]
The Review Board must
send its decision, with reasons, to the applicant and the head.
[52]
[36]
Step 8
:
If the Review Board decides to grant the head’s request, it
must, within the same 30 day period, send the documents
it
received from the head and its decision to the Registrar of the High
Court.
[53]
[37]
Step 9
:
If the Review Board sends the papers to the High Court, the latter
must consider the papers; may obtain information from any relevant
person; and must then order either that the user be further
hospitalised (and, if necessary, that the user’s financial
affairs
be managed and administered according to Chapter VIII) or
immediately discharged.
[54]
[38]
Step 10
:
If the user is further hospitalised, the head must cause the user’s
mental health status to be reviewed after six months
and thereafter
every 12 months. The head must submit a summary report of each
review to the Review Board, which must within
30 days consider
the report; if necessary, obtain information from any relevant
person; and notify its decision to the head.
The head must
comply with the Review Board’s decision. If the user
is discharged, the Registrar of the High Court
must be notified.
[55]
[39]
Apart from these
reviews, if the head considers, from personal observation or
information obtained, including representations from
the user, that
the user is capable of making informed decisions, the head must ask
the user whether they are willing to continue
with treatment
voluntarily. If yes, the user becomes a voluntary user.
If no, and if the head is satisfied that the
user no longer has a
mental illness, the head must immediately discharge the user.
[56]
[40]
Intervening
appeal
:
The steps summarised above assume that there has been no appeal
against the initial decision to admit the user involuntarily.
The Act provides, however, that within 30 days of the head having
notified the applicant of the decision to admit the user, the
user or
the latter’s spouse, next of kin, partner, associate, parent or
guardian may appeal the head’s decision to
the Review
Board.
[57]
Within 30 days after
receipt of the notice of appeal, the Review Board must obtain the
relevant documents from the head; give the
various interested parties
an opportunity to make written or oral representations; and send
written notice of its decision to the
appellant, the applicant, the
head of the health establishment and the head of the relevant
provincial department. The noting
of an appeal displaces any
pending automatic review.
[58]
[41]
If the Review
Board upholds the appeal, all treatment must be stopped and the user
must be discharged unless the latter consents
to further treatment.
If the Review Board dismisses the appeal, it must submit the
relevant documents to the High Court
for review.
[59]
Assisted
treatment
[42]
If the head, based
on an assessment of two MHC practitioners, decides that assisted
inpatient treatment is warranted, the head must
send the prescribed
documentation to the Review Board which must make its decision within
30 days.
[60]
There
is also a right of appeal to the Review Board.
[61]
For assisted users whose
stay in a health establishment is lengthy, periodic reports must be
sent to the Review Board for decision.
[62]
Chapters
VI and VII – State patients and mentally ill prisoners
[43]
Chapters VI and
VII regulate the provision of treatment to “State patients”
and “mentally ill prisoners”.
The role of Review
Boards here is limited. The Boards must take decisions about
the transfer of patients to maximum security
facilities.
[63]
In the case of mentally
ill prisoners, the head must make periodic reports to the
Review Board and the latter must make recommendations
to the
head about treatment plans and the return of patients to the prisons
from which they were initially transferred.
[64]
The
High Court’s judgment
[44]
The High Court
referred to evidence in Makana’s founding papers about mental
health care in South Africa, which Makana considered
to be poor.
This included evidence about the Life Esidimeni tragedy.
[65]
An arbitration award by
retired Deputy Chief Justice Moseneke and a report by
the Office of the Health Ombud found
that the Gauteng Review Board
had been “moribund, ineffective and without authority and
without independence” and that
its members were more concerned
about protecting their financial benefits than carrying out their
duties. The High Court
also referred to a report by the South
African Human Rights Commission (SAHRC), which spoke of a prolonged
and systematic neglect
of mental health. This report found that
in KwaZulu Natal most involuntary treatment applications were
not submitted
to the High Court due to mistakes and delayed
submission. A similar problem was encountered in Mpumalanga.
The
challenge to sections 33-4
[45]
The High Court
recorded Makana’s contention as being that the detention of an
involuntary user was prolonged and that it occurred
without
sufficient or prompt judicial oversight, given the late stage at
which a Judge became involved. This regime was said
to violate
sections 10, 12 and 34 of the Constitution.
[66]
According to Makana,
there should be an initial review of the detention, with the user’s
appearance before a judicial officer
being the norm. This
occurred in other contexts (for example, police arrests and the
detention of illegal immigrants), even
though the purpose of arrest
or detention might serve a presumptively noble goal. The
principle was that a person deprived
of liberty must be brought
before an independent arbiter, usually a court, before or immediately
following the detention.
[46]
The High Court
cited
C
v Department of Health
,
[67]
where this Court declared
sections 151 and 152 of the Children’s Act
[68]
constitutionally invalid
for failing to provide for the automatic review of the removal by
state officials of children from their
family environment and their
placement in temporary safe care. This was held to violate
section 28 (children’s rights)
and section 34 of the
Constitution. Although the provisions sought to cater for the
best interests of children, there were
insufficient safeguards
against a wrong removal. This Court’s remedy was to read
into the sections a requirement that
removals be reviewed by a
Children’s Court within 48 hours of the removal.
[47]
The High Court recorded the Minister’s characterisation
of the Act as carefully drafted post-constitutional legislation which
took full cognisance of users’ vulnerability and the state’s
obligation to protect their fundamental rights.
Courts were in
no position to assess whether users suffer from a mental illness, and
the priority should be the provision of treatment.
The High
Court observed, however, that the envisaged judicial review was one
in which medical practitioners would provide expert
evidence to
assist the Court, without usurping the judicial function. The
Minister had not explained why a judicial review
of the initial
detention could not occur, if necessary in the absence of the user if
the user was too unwell to be brought to court.
[48]
The High Court rejected as misconceived the Minister’s
contention that, because the Act did not take away users’
rights
to approach the courts, their rights under section 34 of the
Constitution were not violated. Involuntary users were in no
position to make such an approach.
[49]
The High Court regarded the evidence about the Life Esidimeni
tragedy as illustrating the lack of proper safeguards in the
statutory
framework for involuntary treatment. It was not
necessary for Makana to show that in every province users were
exposed to
untenable vulnerabilities. Accelerated judicial
oversight, before or soon after detention, would not only benefit
vulnerable
users but serve to promote the positive obligations
imposed on the state.
The
independence of Review Boards
[50]
In regard to
Makana’s complaint that Review Boards were not sufficiently
independent, the High Court referred to
Glenister
II
,
[69]
where this Court declared
Chapter 6A of the South African Police Service Act
[70]
constitutionally invalid
for failing to secure adequate independence for the Directorate of
Priority Crime Investigation (DPCI).
This Court held that the
Constitution’s scheme taken as a whole, and binding
international law agreements, imposed a pressing
duty on the state to
set up a concrete, effective and independent mechanism to prevent and
root out corruption. The DPCI
did not meet the
constitutional standard, because it was insufficiently insulated from
political influence.
[51]
The High Court gave no further reasons for the order it made
in respect of Chapter IV.
Justification
for the limitation of rights
[52]
The High Court
said that a Judge had to make a “value judgment to give effect
and meaning to constitutional rights and values”.
There
were two “competing constitutional rights”. On the
one hand, withholding diagnosis and treatment until
a judicial review
occurred might infringe a user’s right to life and right of
access to health care services. On the
other hand, the absence
of a judicial review infringed the user’s rights to freedom of
movement and dignity. These
rights had to be “weighed
against the limitation clause”.
[71]
The High Court’s
judgment does not, however, contain any analysis in the light of
section 36 of the Constitution. One
is left to infer that the
High Court found the limitation of fundamental rights not to be
justified.
Suspension
of declarations of invalidity, and costs
[53]
The High Court considered that it did not have the power to
suspend the declarations of invalidity, because its declaration would
in any event not take effect unless and until confirmed by this
Court.
[54]
The High Court noted that costs were in its discretion, to be
exercised judicially. The High Court felt that costs should be
awarded not only against the Minister but also against the WC MEC
because the latter’s explanatory affidavits were, so the
High Court considered, irrelevant, unhelpful and unsolicited.
Makana’s
submissions in this Court
[55]
Makana emphasises that its case is not about why users may be
involuntarily detained but about how this happens. Its case is
also not about whether particular functionaries in the mental health
care system do their jobs well or badly. Its attack
calls for
an objective assessment of the statute. If the Act on its own
terms is constitutionally deficient, it cannot be
saved by
regulations or by constitutionally compliant implementation.
Sections
33-4
[56]
Makana notes that the head of a health establishment is not
required by law to be a medical doctor. The fact that in
practice
most heads are medical doctors is irrelevant. Makana
also points to the wide definition of “MHC practitioner”,
which includes social workers and occupational therapists. As
to time periods, Makana emphasises that an involuntary user
may be
detained for up to 70 days before the matter receives judicial
attention.
[57]
Although in the
High Court Makana relied on section 10 as well, its focus in this
Court is on sections 12(1) and 34. With
reference to
this Court’s judgment in
De Vos
,
[72]
Makana submits that
involuntary inpatient treatment is detention for purposes of
section 12(1). Makana cites the liberty
clause in Article
14 of the CRPD
[73]
and paragraph 13 of
the Guidelines on Article 14 issued by the United Nations’
Committee on the Rights of Persons with
Disabilities.
[74]
According to paragraph
13, the—
“
involuntary
detention of persons with disabilities based on risk or
dangerousness, alleged need of care or treatment or other reasons
tied to impairment or health diagnosis is contrary to the right to
liberty, and amounts to arbitrary deprivation of liberty.”
[58]
Makana submits,
with reference to judgments of this Court,
[75]
that the right guaranteed
by section 12(1) of the Constitution has a substantive and procedural
component. The substantive
component is about the acceptability
of the reasons for detention. The procedural component is
implicit in section 12(1),
and has to do with the process for
detaining a person. While Makana acknowledges that it may be
acceptable to detain mentally
ill persons in some circumstances, it
challenges the justifiability of a scheme that allows detention for a
long period without
judicial oversight. According to Makana,
the respondents have offered no scientific justification for this.
Liberty
is always urgent. The treatment of involuntary users
contrasts unfavourably with persons arrested on suspicion of crime
and
as undocumented immigrants.
[59]
Makana invokes
judgments of this Court in support of the proposition that the
procedural component of section 12(1) requires the
interposition of
an impartial arbiter, usually a judicial officer, between the
individual and the state:
Nel
,
[76]
Lawyers for Human
Rights
[77]
and
De
Lange
,
[78]
among others. This
was present in the Mental Health Act of 1973
[79]
(1973 Act), which
stipulated that a patient could not be admitted involuntarily except
with the approval of a Magistrate, assisted
by two medical
practitioners. The respondents have failed to explain why a
similar procedure does not form part of the current
Act.
[60]
As to section 34 of the Constitution, Makana’s first
contention is that the Act does not make express provision for a
user to ask for judicial intervention. There is no requirement
that the user should be invited to challenge the admission
judicially. Although the general principle is that any
deprivation of liberty is unlawful unless justified by the state,
the
Act reverses this by placing the onus on users to approach a court to
vindicate their freedom. This is exacerbated by
the fact that
users often are vulnerable people who are unlikely to have the
ability or means to seek judicial redress.
[61]
Makana’s
second contention is that the Act “relegates judicial
supervision over detentions to a subsidiary role”.
The
matter may only reach the High Court more than a month after
detention has begun. Makana refers, by analogy, to the
principle that section 34 of the Constitution requires judicial
oversight before execution is levied against a debtor’s
home or
before an emoluments attachment order is issued. It is not
enough, in such cases, that a debtor can approach the
court to
challenge the warrant or attachment. Makana invokes
C
v Department of Health
,
[80]
where this Court rejected
an argument that the right of parents to bring legal proceedings to
challenge the removal of a child met
the requirements of section 34.
Although access to courts was not denied, it was impaired and
delayed, and the legislation
unfairly placed the burden on the
affected family to take action.
[81]
[62]
Makana submits,
thus, that sections 33 and 34 of the Act limit users’ rights
guaranteed by sections 12(1) and 34 of the Constitution.
The
respondents have not discharged the burden of justifying the
limitations, in particular the “less restrictive means”
component of section 36 of the Constitution.
[82]
This is not a case where
justification can be adjudicated merely on broad policy
considerations and common sense.
[83]
The respondents’
factual assertions are vague and unsubstantiated. They have not
shown that prompt judicial oversight
is incompatible with early
diagnosis and treatment. Not all involuntary users present with
immediate life-threatening conditions.
Prompt judicial
oversight is particularly important because the substantive grounds
for involuntary admissions are fallible.
Chapter
IV (Review Boards)
[63]
Makana sources the
requirement of the Review Boards’ independence in
sections 12(1) and 7(2) of the Constitution.
The former
requires the interposition of “an impartial entity, independent
of the Executive and the Legislature” in
order for detention to
be authorised.
[84]
The latter requires the
state to “respect, protect, promote and fulfil” the
rights in the Bill of Rights, which include
section 12(1). The
state’s duty is reinforced by the country’s international
law obligations. In order
to meet the constitutional standard
of independence, various factors must be considered, but according to
this Court’s judgment
in
Sonke
Gender Justice
“
certain
key markers have emerged, namely: structural independence,
operational independence, and perceived independence”.
[85]
[64]
Structural independence entails, among other things,
financial independence. According to Makana, section 23 causes
the Act to fall short, because the MEC determines the remuneration
and other allowances of review board members who are not full-time
state employees. The MEC’s decision is not made subject
to any prescribed criteria or guidelines. This could
make
members beholden to the MEC. It is irrelevant that an MEC might
in practice follow a satisfactory process in setting
remuneration and
allowances.
[65]
Operational
independence entails control over and freedom from interference in
matters such as the appointment and accountability
of staff, and
operational decisions.
[86]
Makana points to several
alleged deficiencies in the Act in this regard: section 20(1), which
gives the MEC a free hand in appointing
Review Board members; section
20(4), which empowers the MEC to determine the term of office of
Review Board members; and section
21, which allows the MEC to remove
Review Board members on grounds which, in two instances, are wide and
open to differing interpretations
(“inability to perform his or
her duties effectively” and “public interest”).
[87]
Makana argues, with
reference to
Glenister
II
,
[88]
that it is no answer to
say that the removal power is subject to the principle of legality.
The right to bring an after-the-event
challenge does not cure the
statutory deficiency. The MEC’s power, moreover, is not
constrained by safeguards such
as a veto by the legislature or an
obligation to report removal to the legislature.
[89]
The minimum prescribed
qualifications for two of the Review Board members, medical and legal
respectively, are no guarantee of independence.
[66]
The above deficiencies lead, according to Makana, to a general
perception of a lack of independence on the part of Review Boards.
And, finally, Makana argues that the lack of the required
independence is not capable of being justified under section 36 of
the
Constitution, because the need for independence is not sourced in
the Bill of Rights alone.
Just
and equitable remedy, and costs
[67]
At the hearing,
Makana agreed with the respondents that a declaration of invalidity
should be suspended for 24 months and should
not have retrospective
effect. Makana submits that the High Court’s costs order
against the WC MEC was justified, since
she in truth adopted a
partisan stance. The allegations in her papers were not helpful
in determining the core issues in
the case. In this Court,
however, Makana seeks costs only against the Minister.
[90]
The
Minister’s submissions
Sections
33-4
[68]
The Minister
describes the Act as “progressive legislation which is
constitutionally compliant”. The Act emphasises
human
rights, and promotes greater access to mental health services and a
community-based approach to mental health care delivery.
Throughout the Act’s processes, the rights of users are
protected, with appropriate checks and balances. The Minister
submits that the High Court in
Ex parte G
[91]
was right to say that the
Act is “fully compatible with human rights and the
Constitution”.
[92]
[69]
Mental illness requires early diagnosis and treatment to
increase the prospects of quick and full recovery. In most
cases
this happens with consent, but in up to 5% of cases users need
involuntary treatment. Withholding treatment until judicial
review, or prioritising judicial review over diagnosis and treatment,
infringes the user’s right to life and of access to
health care
services. Users often present as emergencies, where prompt
medical intervention is needed. Two competing
rights are at
stake: the right to life, and the right to freedom of movement.
The Constitution does not recognise a hierarchy
of rights.
[70]
Various safeguards exist throughout the process of involuntary
admission and treatment. There is the information that must
be
contained in the application and the requirement that the applicant
should have seen the user within the last seven days.
The head
can only act on the recommendation of two MHC practitioners. As
soon the involuntary user is admitted, there is
a right of appeal to
the Review Board. The time periods for the various processes up
to the time the head must submit the
case to the Review Board are
proportionate in order to allow informed decisions to be made.
[71]
As to Makana’s complaint that the 30 days granted to the
Review Board is too long, the Minister stresses that the Act does
not
compel the Review Board to wait 30 days before making a
decision. Cases differ in nature and complexity.
Sometimes the Review Board will need to obtain representations or
interview the user or practitioners. In other cases, the
Review
Board may be able to make its decision within a day or two.
There has to be flexibility.
[72]
Insistence on an automatic independent review before or
immediately after admission is impractical. The language of
“detention”
is misplaced in the context of involuntary
treatment. The Minister submits that the High Court gave no
justification for
finding sections 33 and 34 to be unconstitutional
and failed to engage with the justification exercise required by
section 36 of
the Constitution. Reliance on the Life Esidimeni
reports was unfounded because the reports did not say that there was
anything wrong with the Act. Limitations on the rights of
involuntary users, where the purpose is to provide treatment, are
reasonable and justifiable in an open and democratic society.
Chapter
IV (Review Boards)
[73]
The Minister cites
a passage from
Ex
parte G
,
in which the Court said that the Review Board was “a new
innovation and was aimed at ensuring that the cases of mental health
care users are considered by an independent body which obviously
makes vital decisions in regard to the user’s future”.
[93]
The Court found nothing
wrong in the fact that the MEC appoints members to the Review
Boards. As to the determination of remuneration
and allowances,
Makana fails to appreciate that this is “an objective process
undertaken by Treasury using approved standard
tools that measure the
workload and level of decision-making”. This happens with
the concurrence of the Finance MEC.
All statutory
institutions need to be funded by the state.
[74]
What happened in
Life Esidimeni was a dereliction of duty by the members of the
Gauteng Review Board. This does not point
to legislative
defects. In
Van
Rooyen
[94]
this Court observed that
any statutory power is capable of being abused. That
possibility has no bearing on the constitutionality
of the
statute.
[95]
Conclusion
[75]
The Minister concludes by submitting that this Court should
decline to confirm the High Court’s declarations of
constitutional
invalidity; should uphold the Minister’s appeal;
and should award the Minister costs, including the costs of two
counsel.
The
WC MEC’s submissions
Suspension
and retrospectivity
[76]
If this Court confirms the declarations of constitutional
invalidity, the WC MEC submits that the declarations should not
be
retrospective and should be suspended for 24 months. On
non-retrospectivity, the WC MEC argues that, if Parliament were to
fail to remedy the constitutional defects during the period of
suspension, the declaration of invalidity would come into force.
Absent any qualification, the invalidity would have retrospective
effect, thus rendering unlawful and invalid all steps taken in
respect of involuntary users, and all decisions of the Review Boards,
from when the Act came into force.
[77]
Although
suspension is no longer contentious, the MEC submits that we should
dispel the uncertainty which the High Court’s
judgment has
created about the competence of the High Court and Supreme Court of
Appeal to suspend declarations of invalidity pending
remedial
legislation. This legal issue has practical ramifications
beyond the confines of the present case. The MEC
submits that
the High Court’s reasoning essentially copied a passage from
this Court’s judgment in
Prince
.
[96]
The MEC argues that the
passage in
Prince
is a
non-binding
obiter
dictum
(something
said in passing) which was more widely stated than was necessary for
purposes of the dealing with the High Court’s
suspension order
in that particular case. If the statement was not
obiter
,
the MEC argues that we should overrule it.
The
High Court’s costs order against the WC MEC
[78]
The High Court awarded costs against the WC MEC on the basis
that her explanatory affidavit was supposedly unsolicited, irrelevant
and useless. The WC MEC takes issue with this
characterisation. However, in light of the conclusions I have
reached
on other issues, it is unnecessary to elaborate on the WC
MEC’s costs submissions.
The
issues
[79]
The issues for determination are the following:
(a)
Do sections 33-4 of the MHC Act limit the
rights of involuntary users
guaranteed in sections 10, 12(1) and 34 of the Bill of Rights?
(b)
If so, are the limits justified in terms of section
36 of the Bill of
Rights?
(c)
Is Chapter IV of the MHC Act constitutionally
invalid for failing to
provide adequate independence for the Review Boards?
(d)
If the above questions are answered in favour of
Makana, what just
and equitable orders should this Court make in terms of section
172(1)(b), that is, in addition to confirming
the High Court’s
declarations of invalidity?
(e)
Was the High Court correct to find that it
lacked competence to
suspend its declarations of invalidity in terms of section 172(1)(b)?
(f)
Did the High Court err in making the
costs orders it did against the
respondents?
(g)
What is the appropriate costs order in this Court?
[80]
Most of what follows addresses the questions arising under
issue (a), with particular focus on section 12(1) of the Bill of
Rights.
It will be necessary to consider the scope of the
fundamental rights in question and to analyse whether sections 33-4
of the Act
limit those rights. Since we must have regard to
international law when interpreting those fundamental rights, I
shall, as
a preliminary matter, deal with some of the relevant
international instruments, before turning to a separate consideration
of sections 12(1),
34 and 10 of the Bill of Rights. I
treat the fundamental rights in that order because it reflects the
relative emphasis placed
on them in argument. Although the
independence of the Review Boards has been the subject of a discrete
challenge targeting
Chapter IV of the Act, their independence is also
a relevant consideration in assessing whether sections 12(1) and 34
of the Bill
of Rights are limited by sections 33 4 of the
Act. For this reason, the independence of the Review Boards is
discussed
both in relation to issue (a) and issue (c).
[81]
If issue (a) is answered against Makana, issue (b) falls away.
If issue (c) is also answered against Makana, the High Court’s
declarations of constitutional invalidity would not be confirmed, and
issue (d) would then not arise, and issue (f) would also
fall away.
Issue (e) would become moot, but it might still be desirable and in
the interests of justice to resolve the question.
Whatever the
outcome of the preceding questions, issue (g) will remain for
determination.
International
law
[82]
Before addressing
the constitutional challenges, I must set out the terms of
international instruments which bear on the subject.
International law is relevant for two reasons. First, and as I
later explain, section 12(1) of the Constitution implicitly
guarantees that a deprivation of liberty shall not take place without
a fair procedure. In terms of section 39(1)(b) of the
Constitution, we must consider international law in interpreting the
Bill of Rights. In the context of the present case,
that means
that international law is relevant in determining the constitutional
content of a fair procedure. Second, insofar
as the provisions
of the Act allow for more than one interpretation, we are required by
section 233 of the Constitution to prefer
an interpretation that
accords with international law.
[97]
Universal
Declaration (1948) and African Charter (1981)
[83]
Foundationally,
the Universal Declaration of Human Rights
[98]
(UDHR) states that
everyone has the right to liberty and security of the person.
[99]
No one may be subjected
to arbitrary arrest, detention or exile.
[100]
Everyone is entitled, in
full equality, to a fair and public hearing by an independent and
impartial tribunal in the determination
of their rights and
obligations.
[101]
The African Charter on
Human and Peoples’ Rights
[102]
(African Charter), which
likewise affirms the right to liberty and security of the person,
states that nobody may be deprived of
freedom “except for
reasons and conditions previously laid down by law”. In
particular, nobody may be “arbitrarily
arrested and
detained”.
[103]
International
Covenant on Civil and Political Rights (1996)
[84]
Article 9(1) of
the International Covenant on Civil and Political Rights
[104]
(ICCPR) provides that no
one shall be deprived of liberty “except on such grounds and in
accordance with such procedure as
are established by law”.
Articles 9(3) and 9(4) distinguish between detention on a criminal
charge and detention on
other grounds. In the former case, the
person must be brought promptly before a judicial officer. In
the latter case,
the detainee must have the right to bring legal
proceedings to challenge the detention. Article 10(1) states
that all persons
deprived of their liberty shall be treated with
humanity and with respect for the inherent dignity of the human
person.
[85]
In terms of Article 14, everyone “shall be equal before
the courts and tribunals”. I
n the
determination of their rights and obligations in a suit at law,
“everyone shall be entitled to a fair and public hearing
by a
competent, independent and impartial tribunal established by law”.
UN
Mental Health Principles (1991)
[86]
In 1991 the UN
General Assembly adopted a resolution setting out principles for the
protection of persons with mental illness and
the improvement of
mental health care (MHC Principles).
[105]
The MHC Principles
include the following. No person shall be compelled to undergo
a medical examination with a view to determining
whether they have a
mental illness “except in accordance with a procedure
authorised by domestic law”.
[106]
Patients have the right
to be treated and cared for “as far as possible” in the
communities where they live.
[107]
Patients have the right
to be treated “in the least restrictive environment and with
the least restrictive or intrusive treatment
appropriate to the
patient’s health needs and the need to protect the physical
safety of others”.
[108]
Treatment must be
“directed towards preserving and enhancing personal
autonomy”.
[109]
[87]
The MHC Principles distinguish between treatment without
consent and involuntary admission. As to the former, treatment
may
be given without a patient’s consent if the following
conditions are met—
“
(a)
the patient is, at the relevant time, held as an involuntary patient;
(b)
an independent authority, having in its possession all relevant
information, including
the information specified in paragraph 2
above, is satisfied that, at the relevant time, the patient lacks the
capacity to give
or withhold informed consent to the proposed plan of
treatment or, if domestic legislation so provides, that, having
regard to
the patient’s own safety or the safety of others, the
patient unreasonably withholds such consent; and
(c)
the independent authority is satisfied that the proposed plan of
treatment is in the
best interest of the patient’s health
needs.”
[110]
[88]
Treatment may also
be given to a patient without informed consent if a qualified mental
health practitioner authorised by law determines
“that it is
urgently necessary in order to prevent immediate or imminent harm to
the patient or to other persons”.
Such treatment shall
not be prolonged beyond the period that is “strictly necessary
for this purpose”.
[111]
[89]
Where a patient is
treated involuntarily, the patient or the patient’s personal
representative or any interested person must
have the right to appeal
the treatment decision “to a judicial or other independent
authority”.
[112]
[90]
In regard to
involuntary admission or retention, the general principle is that
every effort must be made to avoid it.
[113]
Involuntary admission or
retention is nevertheless permissible if a “qualified mental
health practitioner authorised by law
for that purpose”
determines that the person has a mental illness and considers—
“
(a)
that, because of that mental illness, there is a serious likelihood
of immediate or imminent harm
to that person or to other persons; or
(b)
that, in the case of a person whose mental illness is severe and
whose judgment is
impaired, failure to admit or retain that person is
likely to lead to a serious deterioration in his or her condition or
will prevent
the giving of appropriate treatment that can only be
given by admission to a mental health facility in accordance with the
principle
of the least restrictive alternative.”
In
the case of (b), a second authorised mental health practitioner,
independent of the first, should be consulted where possible.
[114]
[91]
Involuntary
admission must “initially be for a short period as specified by
domestic law for observation and preliminary treatment
pending review
of the admission or retention by the review body”. The
grounds of admission or retention must be communicated
to the patient
without delay and also to the review body, to the patient’s
personal representative, if any, and (unless the
patient objects) to
the patient’s family.
[115]
[92]
The review body
must be a “judicial or other independent and impartial body
established by domestic law and functioning in
accordance with
procedures laid down by domestic law”. The body must have
the assistance of at least one independent
mental health
practitioner, whose advice must be taken into account.
[116]
A review of the admission
or retention decision must take place “as soon as possible”
after the decision and must be
conducted “in accordance with
simple and expeditious procedures as specified by domestic
law”.
[117]
The review body must
conduct periodic reviews at reasonable intervals specified by
domestic law.
[118]
The patient must also
have the right to apply to the review body for release.
[119]
The patient or the
patient’s personal representative or any interested person must
have the right “to appeal to a higher
court” against a
decision that the patient be admitted to or retained in a mental
health facility.
[120]
[93]
In general, (that
is, not only in cases of involuntary admission),a patient must be
entitled to choose and appoint counsel
to represent him or her,
including in any complaint procedure or appeal. If the patient
does not secure such services, counsel
must be made available without
payment if the patient lacks sufficient means.
[121]
The patient, the
patient’s personal representative and counsel shall be entitled
to attend and participate in any hearing.
[122]
General
Comment 35 on Article 9 of ICCRP (2014)
[94]
In December 2014
the UN’s Human Rights Committee (HR Committee) issued a General
Comment on Article 9 of the ICCRP (HRC Comment).
[123]
The HRC Comment
records that Article 9 does not enumerate all the permissible reasons
for deprivation of liberty. Other
regimes involving deprivation
of liberty “must . . . be established by law and must
be accompanied by procedures
that prevent arbitrary detention”.
[124]
[95]
In paragraph 19, the HR Committee emphasises the harm inherent
in any deprivation of liberty “and also the particular harms
that may result in situations of involuntary hospitalization”.
State Parties should provide adequate community based
or
alternative social-care services as less restrictive alternatives to
confinement. The HR Committee continues:
“
The existence of a
disability shall not in itself justify a deprivation of liberty but
rather any deprivation of liberty must be
necessary and
proportionate, for the purpose of protecting the individual in
question from serious harm or preventing injury to
others. It
must be applied only as a measure of last resort and for the shortest
appropriate period of time, and must be
accompanied by adequate
procedural and substantive safeguards established by law. The
procedures should ensure respect for
the views of the individual and
ensure that any representative genuinely represents and defends the
wishes and interests of the
individual . . . .
Deprivation of liberty must be re-evaluated at appropriate intervals
with regard to its
continuing necessity.”
Convention
on the Rights of Persons with Disabilities (2006)
[96]
The preamble to
the CRPD
[125]
recognises that
“disability is an evolving concept” and the importance
for persons with disabilities “of their
individual autonomy and
independence, including the freedom to make their own choices”.
In terms of Article 1,
persons with disabilities—
“
include those who
have long-term physical, mental, intellectual or sensory impairments
which in interaction with various barriers
may hinder their full and
effective participation in society on an equal basis with others”.
[97]
In Article 12(2) the State Parties recognise that persons with
disabilities “enjoy legal capacity on an equal basis with
others
in all aspects of life”. Article 12(3)
requires State Parties to take “appropriate measures to provide
access
by persons with disabilities to the support that they require
in exercising their legal capacity”. Article 12(4)
provides:
“
State Parties
shall ensure that all measures that relate to the exercise of legal
capacity provide for appropriate and effective
safeguards to prevent
abuse in accordance with international human rights law. Such
safeguards shall ensure that measures
relating to the exercise of
legal capacity respect the rights, will and preferences of the
person, are free of conflict of interest
and undue influence, are
proportional and tailored to the person’s circumstances, apply
for the shortest time possible and
are subject to regular review by a
competent, independent and impartial authority or judicial body.
The safeguards shall
be proportional to the degree to which such
measures affect the person’s rights and interests.”
[98]
In terms of Article 13(1), State Parties must ensure
“effective access to justice for persons with disabilities on
an equal
basis with others, including through the provision of
procedural and age-appropriate accommodations”.
[99]
Article 14 is headed “Liberty and security of person”
and reads thus:
“
1.
State Parties shall ensure that persons with disabilities, on an
equal basis with others:
(a)
Enjoy the right to liberty and security of person;
(b)
Are not deprived of their liberty unlawfully or arbitrarily, and that
any deprivation
of liberty is in conformity with the law, and that
the existence of a disability shall in no case justify a deprivation
of liberty.
2.
State Parties shall ensure that if persons with disabilities are
deprived of
their liberty through any process, they are, on an equal
basis with others, entitled to guarantees in accordance with
international
human rights law and shall be treated in compliance
with the objectives and principles of the present Convention,
including by
provision of reasonable accommodation.”
Guidelines
on Article 14 of CRPD (2015)
[100]
The UN’s
Committee on the Rights of Persons with Disabilities (RPD Committee)
has issued Guidelines on Article 14 (RPD
Guidelines).
[126]
The RPD Guidelines
state that Article 14 is in essence a non-discrimination
provision.
[127]
The RPD Guidelines
contain a number of potentially far-reaching statements.
[101]
According to the
RPD Committee, it is incompatible with Article 14 to detain persons
on the grounds of their actual or perceived
impairment, even if there
are other grounds, including that the persons are “deemed
dangerous to themselves or to others”.
[128]
Persons with
“intellectual or psychosocial impairments” are often
considered dangerous when they resist treatment.
Like everyone
else, persons with disabilities are not entitled to pose a danger to
others: “Legal systems based on the rule
of law have criminal
and other laws in place to deal with those matters.”
[129]
The freedom to make one’s
own choices, established in Article 3 of the CRPD, “includes
the freedom to take risks and
make mistakes on an equal basis with
others”.
[130]
[102]
Involuntary
commitment of persons with disabilities on health care grounds
“contradicts the absolute ban on deprivation of
liberty on the
basis of impairments”, and the RPD Committee has
repeatedly said that State Parties should repeal such
provisions.
Involuntary commitment in health facilities “carries with it
the denial of the person’s legal capacity
to decide about care,
treatment, and admission to a hospital or institution”.
[131]
State Parties have an
obligation “to obtain the free and informed consent of persons
with disabilities prior to any treatment”.
State Parties
must not “permit substitute decision-makers to provide consent
on behalf of persons with disabilities”.
[132]
Decisions about medical
and psychiatric treatment “must be based on a determination of
the person’s autonomy, will and
preferences”.
[133]
[103]
The RPD Committee
has called for State Parties to ensure that persons with disabilities
are “not denied the right to exercise
their legal capacity on
the basis of a third party’s analysis of their ‘best
interests’”. State Parties
should refrain from the
practice of “denying legal capacity of persons with
disabilities and detaining them in institutions
against their will,
either without their consent or with the consent of a substitute
decision-maker”, as this is an arbitrary
deprivation of
liberty.
[134]
Instead, “practices
associated with ‘best interests’ determinations should be
replaced by the standard of ‘best
interpretation of the will
and preferences’ of the person”.
[135]
[104]
Despite these statements, the RPD Guidelines also has
provisions about the conditions of detention of persons with
disabilities,
including seclusion and physical restraints, and about
the monitoring of detention facilities.
[105]
The RPD Guidelines
state that persons with disabilities who are “arbitrarily or
unlawfully deprived of their liberty”
are entitled to “have
access to justice to review the lawfulness of their detention, and to
obtain appropriate redress and
reparation”. They must be
promptly told about, and given access to, “appropriate support
to exercise their legal
capacity with respect to proceedings related
to” their detention. Persons detained in a psychiatric
hospital or similar
institution “must be informed about ways in
which they can effectively and promptly secure their release”.
[136]
African
Disability Rights Protocol (2018)
[106]
In January 2018
the African Union’s Heads of State adopted a disability rights
protocol to the African Charter
[137]
(African Protocol).
It has not yet received the 15 ratifications needed for it to come
into force. It has provisions
broadly similar to the CRPD.
Article 9 provides that State Parties must take appropriate and
effective measures to ensure
that persons with disabilities, on an
equal basis with others, enjoy the right to liberty and security of
the person “and
are not deprived of their liberty unlawfully or
arbitrarily”.
[138]
The existence of a
disability or perceived disability “shall in no case justify
deprivation of liberty”.
[139]
In the context of the
right to access justice, Article 13(1) of the African Protocol
is closely modelled on Article 13(1) of
the CRPD.
European
Convention on Human Rights (1950, as amended)
[107]
Article 5(1) of
the European Convention on Human Rights
[140]
(the European Convention)
provides that no one shall be deprived of liberty “save in the
following cases and in
accordance with a procedure prescribed by
law”. Six cases are then listed, one of which is “the
lawful detention
of persons for the prevention of the spreading of
infectious diseases, of persons of unsound mind, alcoholics or drug
addicts or
vagrants”.
[141]
Articles 5(3) and 5(4) of
the European Convention draw the same distinction as is found in
articles 9(3) and 9(4) of the ICCPR
between the requirement of a
prompt automatic judicial review where a person is arrested or
detained on a criminal charge and the
entitlement to take proceedings
in other cases of arrest or detention.
[108]
In the context of
involuntary inpatient treatment, the Registry of the European Court
of Human Rights (ECtHR) has, in its Guide
on Article 5
(EUR Guide),
[142]
provided the following
useful summary with reference to the Court’s case law:
“
An individual
cannot be deprived of his liberty as being of ‘unsound mind’
unless the following three minimum conditions
are satisfied:
§
the individual must be reliably shown, by objective medical
expertise, to be of unsound mind, unless
emergency detention is
required;
§
the individual’s mental disorder must be of a kind to warrant
compulsory confinement.
The deprivation of liberty must be
shown to have been necessary in the circumstances;
§
the mental disorder, verified by objective medical evidence, must
persist throughout the period of
detention.
. . .
No deprivation of liberty
of a person considered to be of unsound mind may be deemed in
conformity with Article 5 § 1 (e) of
the Convention if it has
been ordered without seeking the opinion of a medical expert.
. . .
As to the second of the
above conditions, the detention of a mentally disordered person may
be necessary not only where the person
needs therapy, medication or
other clinical treatment to cure or alleviate his condition, but also
where the person needs control
and supervision to prevent him, for
example, causing harm to himself or other persons.
. . .
The deprivation of
liberty under Article 5 § 1(e) . . . has a dual
function: on the one hand, the social function
of protection, and on
the other a therapeutic function that is related to the individual
interest of the person of unsound mind
in receiving an appropriate
and individualised form of therapy or course of treatment.
Article 5 § 1 (e) of
the Convention also affords procedural safeguards related to the
judicial decisions authorising a person’s
involuntary
hospitalisation. The notion of ‘lawfulness’
requires a fair and proper procedure offering the person
concerned
sufficient protection against arbitrary deprivation of liberty.
The proceedings leading
to the involuntary placement of an individual in a psychiatric
facility must thus provide effective guarantees
against arbitrariness
given the vulnerability of individuals suffering from mental
disorders and the need to adduce very weighty
reasons to justify any
restriction of their rights.
It is essential that the
person concerned should have access to a court and the opportunity to
be heard either in person or, where
necessary, through some form of
representation. This implies that an individual confined in a
psychiatric institution should,
unless there are special
circumstances, receive legal assistance in the proceedings relating
to the continuation, suspension or
termination of his
confinement.”
[143]
(Citations of authority
omitted.)
Observations
on international instruments
[109]
The MHC Principles
plainly influenced the formulation of our Act.
[144]
The ICCPR would also
have been part of the international law background. The CRPD,
on the other hand, was adopted
after the Act came into force.
[110]
The CRPD provides
that persons with disabilities may not be deprived of their liberty
“unlawfully or arbitrarily” and
that any deprivation of
liberty must be “in conformity with the law”.
[145]
These provisions are
consistent with the UDHR, African Charter, ICCPR and MHC
Principles. The CRPD goes on to state,
however, that “the
existence of a disability shall in no case justify a deprivation of
liberty”.
[146]
If this means that the
mere existence of a disability cannot on its own be a justification
for a deprivation of liberty, it would
be uncontroversial. If
it means, however, that the existence of a disability cannot justify
a deprivation of liberty even
where, because of the disability (for
present purposes, a mental illness), the person is likely to cause
serious harm to themselves
or others, it would be a radical
proposition. There are statements in the RPD Guidelines
suggesting that the CRPD does indeed
impose an absolute prohibition
of this kind. The RPD Guidelines have been described by a
New Zealand court as “controversial”
and at odds
with the HRC Comment I quoted earlier.
[147]
[111]
The RPD Guidelines
envisage that a person whose decision-making ability is impaired may
receive “support” in the exercise
of their legal
capacity, provided this is done in a way that respects the rights,
and attempts to interpret the will and preferences,
of the
person.
[148]
The RPD Guidelines are
unclear, however, on what is to be done where the person’s
mental disorder is so great that there is
no reliable way of gauging
the person’s will and preferences.
[149]
Despite the categoric
language of the RPD Guidelines, I have not come across any modern
legal system which does not have a regime
for involuntary inpatient
treatment of mentally ill persons.
[150]
It is, however,
unnecessary to further pursue this aspect of the interpretation of
Article 14(1)(b) of the CRPD, because Makana’s
attack on
the Act is not about the justifiability of involuntary inpatient
detention as such but about the way in which it is done.
The
merits of the constitutional challenges
[112]
Makana’s attacks on Chapter IV and on sections 33 and 34
cannot be considered separately from each other. The Review
Boards play an important role in the regime for involuntary inpatient
treatment. The adequacy of the regime, in particular
the
absence of earlier judicial involvement, may depend on whether the
Review Boards are sufficiently independent. In written
argument, Makana also submitted that the prompt automatic independent
review for which it argues could be done by a Review Board,
provided
the Review Board was properly independent and provided the review
happened sooner than is currently the case. Although
Review
Boards deal with other matters as well, their independence comes into
sharpest focus in relation to involuntary inpatient
treatment, since
it entails a deprivation of liberty. I shall thus consider
the Review Boards’ independence as
part of the assessment of
the constitutionality of sections 33 and 34. I shall deal with
residual aspects of the Review Boards’
independence at the
end of the judgment.
Section
12(1) of the Constitution
[113]
In terms of section 12(1) of the Constitution, everyone has
the right to “freedom and security of the person”.
This fundamental right includes the right “not to be deprived
of freedom arbitrarily or without just cause” (section
12(1)(a)) and the right “not to be detained without trial”
(section 12(1)(b)).
[114]
Involuntary
inpatient treatment is a deprivation of freedom for purposes of
section 12(1)(a).
[151]
The user is not free to
leave the health establishment. The health establishment,
if it is a psychiatric hospital, must
“
keep
,
care for, treat and rehabilitate” the user pending the Review
Board’s decision; and if the establishment is not a
psychiatric
hospital, the user must be transferred to a psychiatric
hospital.
[152]
If the user absconds, the
head may call on the police to apprehend the user.
[153]
Where the user absconds
or tries to abscond, the head may submit a request to the
Review Board for an order transferring the
user to a health
establishment with maximum security facilities.
[154]
[115]
The right
conferred by section 12(1)(a) has a substantive and a procedural
component. Substantively, the right not to be deprived
of
freedom “arbitrarily or without just cause” means that
there must be an acceptable reason for the deprivation.
Procedurally, there is an implicit right not to be deprived of
freedom except by a fair process.
[155]
Because these substantive
and procedural components are part of the definition of the right, a
litigant who challenges legislation
on the basis that it limits the
right must show that the statute permits a deprivation of freedom
without acceptable reason or
without a fair process. If the
challenger shows this, it is for the state respondent to justify the
limitation in terms of
section 36 of the Constitution.
[116]
Although Makana
alleged that involuntary inpatient treatment violated
section 12(1)(b) as well, it did not argue that the “without
trial” component of section 12(1)(b) added anything to the
guarantee of procedural fairness implicit in section 12(1)(a).
This Court has not finally settled the precise ambit of the
prohibition against “detention without trial”, in
particular
whether it is confined to detention for political
ends.
[156]
Whatever the
prohibition’s ambit, involuntary inpatient treatment at a
hospital cannot aptly described as “detention
without trial”.
But if the wider meaning were preferred, “trial” should
then be interpreted as requiring
not a conventional trial before a
court but a fair process such as is in any event implicit in section
12(1)(a).
The
substantive component of section 12(1)(a)
[117]
The Act permits
involuntary treatment on the substantive grounds specified in
section 32, which I summarised earlier.
[157]
Makana has not challenged
the constitutionality of that section. Those grounds may thus
for present purposes be regarded as
acceptable reasons for
involuntary treatment. They accord broadly with grounds for
involuntary inpatient treatment in other
countries.
[118]
I should emphasise that, unlike the position in some
countries, involuntary inpatient treatment in South Africa cannot be
given
merely because a user is likely to inflict harm on themselves
or others or because treatment would be in their best interests.
It is also necessary that the user be incapable of making an informed
decision about the need for treatment. To this extent,
user
autonomy is respected. Where users are incapable of making an
informed decision, it would often be reasonable to infer
that if they
were not incapacitated they would want to be treated and protected
against causing harm to themselves or others.
Such users might
prefer to be treated at home but that can only happen if the family
is willing and able to do so. Generally,
an application for
involuntary inpatient admission is made by a family member precisely
because they are unable or unwilling to
carry the burden of caring
for the user.
The
procedural component of section 12(1)(a)
The
flexible concept of fair process
[119]
Whether a process
is fair depends on the nature and purpose of the deprivation of
liberty. This view is supported by this
Court’s
jurisprudence.
Nel
[158]
dealt with the
imprisonment of recalcitrant witnesses in terms of section 189(1)
read with section 205 of the Criminal Procedure
Act.
[159]
The relevant fundamental
right was section 11(1) of the interim Constitution, which
provided that every person shall have the
right to freedom and
security of the person, “which shall include the right not to
be detained without trial”.
The interim Constitution did
not have the equivalent of section 12(1)(a) of the current
Constitution, so the right “not
to be detained without trial”
had to do more work than its equivalent in the current Constitution.
The Court refrained
from laying down a rigid rule. The right
not to be detained without trial would “not . . . in
all circumstances”
require a procedure duplicating the
safeguards applicable at an accused person’s trial, although
“
[i]n
most
cases”
constitutionally compliant detention would require “the
interposition of an impartial entity, independent of
the executive
and the legislature to act as arbiter between the individual and the
state”.
[160]
[120]
In similar vein,
O’Regan J in her concurring judgment in
Bernstein
[161]
said that “the
nature of the fair process required in each case will depend on a
variety of factors, including the ground
upon which the deprivation
of freedom is based”.
[162]
[121]
In
Coetzee
,
[163]
decided under the interim
Constitution, the Court was dealing with imprisonment for debt in
terms of the Magistrates’ Courts
Act.
[164]
In his concurring
judgment, Langa J emphasised the harshness of imprisonment as a
punishment, its demoralising effect on the
offender, and the
deleterious effects of penal institutions.
[165]
[122]
De Lange
,
[166]
decided under the current
Constitution, also dealt with the coercive imprisonment of
recalcitrant witnesses, in that case in terms
of section 66(3)
of the Insolvency Act.
[167]
There was considerable
divergence among the members of the Court both on outcome and
reasoning.
[168]
What weighed with all
seven Justices who found section 66(3) to be unconstitutional was
that the power of detention under consideration
was a power to send a
person to prison indefinitely for coercive purposes.
Ackermann J, emphasising the separation of
powers, said that
“the power to commit an uncooperative witness to prison”
was “within the very heartland of
the judicial power and thus
could not be exercised by non-judicial officers.
[169]
Although committal to
prison under section 66(3) was not incarceration following upon a
criminal conviction, it was, from the perspective
of the imprisoned
person, analogous.
[170]
He acknowledged that in
other settings the interposition of a judicial officer before
detention occurs might make the achievement
of important and
legitimate government goals impossible to achieve. He referred
to the fact that, in the European Convention,
certain forms of
detention are excluded from the right to liberty and security of the
person, including those based on health considerations.
[171]
[123]
Sachs J, who
also focused on the separation of powers, considered that only
judicial officers should have the power to send
people to
prison.
[172]
He confined this
proposition to imprisonment “as a penalty to mark State
reprobation”.
[173]
It was not uncommon in
democratic States for custodial powers to be conferred initially on
persons who are not judicial officers
where the purpose was not
punishment but, for example, immigration control “or dealing
with severe health risks”.
In those cases, detention was
“neither punishment for past defiance nor compulsion for future
compliance but simply the only
reasonable way in which a non-punitive
objective of pressing public concern can be achieved”.
The authority to incarcerate
for purposes of imposing penalties for
past or continuing misconduct, by contrast, belonged to the judiciary
alone.
[174]
[124]
Mokgoro J
said that in terms of section 66(3) a person could be confined to
prison in circumstances where the “usual
safeguards that
imprisonment would demand are not afforded to the examinee”.
The imprisonment could be for an indeterminate
period. There
was no process of automatic review. Imprisonment occurred in a
summary fashion where there was inadequate
time for preparation.
There was no constitutional right to legal representation at state
expense, “notwithstanding
the fact that the imprisonment,
something ordinarily reserved for criminal sanction, occurs”.
[175]
[125]
O’Regan J
emphasised, as she had done in
Bernstein
,
that there was no rigid rule on the procedural safeguards required by
section 12(1). That would “depend on the
nature of
the deprivation and its purpose”.
[176]
The purpose of the power
conferred by section 66(3) was to imprison the witness indefinitely
until they comply. Indefinite
imprisonment for coercive
purposes could involve a significant inroad upon personal
liberty.
[177]
A review of our own
statutes and foreign jurisdictions showed that it was extremely rare
for agencies exercising non-judicial functions
(such as the presiding
officer at a creditors’ meeting) to be granted summary powers
of imprisonment to coerce information
from unwilling witnesses.
[178]
Like imprisonment for
punitive purposes, indefinite imprisonment for coercive purposes was
a form of detention requiring “thorough
procedural
safeguards”.
[179]
It should only be imposed
by a court of law or an independent and impartial institution of a
similar character.
[180]
[126]
The distinction
between detention in a hospital and in a prison was also drawn in
De
Vos
.
[181]
Section 77(6)(a)(i) of
the Criminal Procedure Act specified what a court was to do with an
accused person who lacked mental capacity
to stand trial but had
probably committed a serious offence. The person was to be
detained in a psychiatric hospital or a
prison pending the decision
of a Judge in terms of
section 47
of the
Mental Health Care Act.
This
Court held that the section was acceptable in relation to
hospitalisation but not in relation to imprisonment. The
primary
purpose of keeping a person in hospital pending a decision in
terms of
section 47
was the provision of therapeutic treatment.
Prisons lacked facilities to provide appropriate treatment.
Accused persons
with mental illnesses and intellectual disabilities
had been historically disadvantaged and unfairly discriminated
against.
Keeping them in a prison “perpetuates hurtful
and dangerous stereotypes”, impairs their dignity and
“reinforces
the stigma and marginalisation that [they] are
subjected to on a routine basis”.
[182]
[127]
Lawyers for
Human Rights
[183]
concerned the detention
of illegal foreigners in terms of sections 34(1) of the Immigration
Act.
[184]
That section empowered an
administrative official to arrest and detain an illegal foreigner
pending deportation. The power
was not subject to objectively
determinable conditions or guidelines for its exercise. The
arrest and detention was said
by this Court to depend entirely on the
whim of an immigration officer. The Court concluded that the
guarantee in section 12(1)(b)
of the Constitution against
detention without trial, and the right of a detainee in terms of
section 35(2)(d) of the Constitution
to challenge the lawfulness of
the detention in court, were implicated. It was in this context
that the Court found there
to be a need for automatic judicial
review. It did not suffice that the illegal foreigner could
request an immigration officer
to have the detention confirmed by a
court warrant or that the detention could only be extended beyond 30
days by a court order.
The detainee had no right to appear in
court on either occasion. The immigration officer decided what
information would be
placed before the court if a warrant was
requested.
Lawyers
for Human Rights
,
which concerned administrative detention based on wrongdoing
(unlawful presence in South Africa), is not authority for the
proposition
that a fair process for involuntary inpatient treatment
requires immediate and automatic judicial oversight.
[128]
I have alluded to
the distinction drawn in Articles 9(3) and (4) of the ICCPR and
Articles 5(3) and (4) of the European Convention
between the
requirement of automatic judicial oversight in the case of arrest on
a criminal charge and the requirement, in other
cases, that the
detained person should have a right to take legal proceedings.
The European jurisprudence on involuntary
inpatient treatment does
not require there to be automatic judicial oversight. In
X
v United Kingdom
,
[185]
decided with reference to
England’s Mental Health Act of 1959, the ECtHR acknowledged
that the availability of the English
remedy of habeas corpus might,
in certain contexts, be sufficient compliance with Article 5(4) of
the European Convention.
In the context of
X
v United Kingdom
,
however, it was not an adequate remedy because the detention power
involved a subjective discretion by the Home Secretary.
[186]
Although the patient’s
case could be assessed by a Mental Health Review Tribunal (MHRT), and
although an MHRT could be regarded
as a “court” for
purposes of Article 5(4), the Secretary of State was not obliged to
give effect to the MHRT’s
advice, so the MHRT remedy was also
inadequate.
[187]
[129]
MH v Secretary
of State
[188]
concerned England’s
Mental Health Act of 1983 in the context of a patient who lacked
capacity to bring legal proceedings.
At issue was the alleged
lack of a suitable remedy to secure the patient’s release (a)
during the initial 28 day
period for assessment under which she
was detained; (b) during the extended period from the expiry of the
28 days until the County
Court decided an application by the
authorities to displace the mother as the patient’s “nearest
relative”.
The House of Lords rejected the challenges.
Lady Hale said that the distinction between automatic judicial
oversight in terms
of Article 5(3) and elective legal proceedings in
terms of Article 5(4) was deliberate. The question was whether,
in terms
of Article 5(4), an elective remedy sufficed for patients
who lacked capacity to initiate court proceedings.
[189]
According to Lady Hale,
there were no Strasbourg cases which implied a requirement of
judicial review in cases where patients are
unable to make their own
applications. There were many circumstances apart from lack of
capacity which might hinder a person
in bringing judicial
proceedings; there was no warrant for singling out lack of capacity
for special treatment.
[190]
If the patient truly
lacked capacity to apply to the MHRT, the family would have standing
to bring proceedings for judicial review
or habeas corpus.
Better still was their right to ask the Secretary of State to refer
the case to the MHRT in terms of section
67 of the Act. The
Secretary of State would have to exercise that power compatibly with
the European Convention.
[191]
[130]
When the case
reached the ECtHR as
MH
v United Kingdom
,
[192]
that Court said that the
remedy guaranteed by Article 5(4) had to be accessible.
[193]
The ECtHR accepted that,
in the case of a patient with legal capacity, the right to apply to
the MHRT during the first 14 days of
the 28-day period of initial
detention would satisfy the requirement of Article 5(4).
[194]
Special safeguards were
needed, however, where the patient lacked capacity to bring such an
application. Although automatic
judicial review was one
possible mechanism, it was not necessarily the only one.
[195]
The remedy of habeas
corpus was capable of constituting an adequate remedy.
[196]
However, the scheme of
the English Act made an application to the MHRT the natural and
obvious way of taking Article 5(4)-type proceedings,
and it was
unreasonable instead to expect the patient or her mother to have to
take habeas corpus proceedings. The patient,
however, lacked
capacity to bring an application to the MHRT and the statute did not
allow the mother, as her “nearest relative”,
to do so.
So neither the patient nor the mother could avail themselves of the
normal remedy granted by the Act.
[197]
Article 5(4) was thus
violated.
[131]
In regard to the
extended initial detention in consequence of the pending displacement
application in the County Court, the ECtHR
said that, pursuant to a
referral of the matter to the MHRT by the Secretary of State in terms
of section 67, the patient’s
case had been heard by the MHRT
about 30 days after the expiry of the initial detention. This
was not an unreasonably long
period to have been without judicial
control, so the patient had not been deprived of a speedy remedy as
contemplated by Article
5(4).
[198]
[132]
The effect of these judgments is that, in the case of patients
lacking capacity to initiate legal proceedings, the right of a
nearest
relative to make an application to a tribunal such as the
MHRT is an adequate safeguard. Compliance with Article 9(4) of
the ICCPR does not require an upfront automatic review either by a
court or a tribunal. In England, the first automatic review
by
the MHRT takes place only six months after admission, and there is no
automatic review by a court.
[133]
Our law goes further in protecting a user’s rights than
the legislation considered in
X v United Kingdom
and
MH
v Secretary of State
. First, in terms of our Act, the
range of persons who may apply to the Review Board is much wider than
the English “nearest
relative”. Second, those
persons have an unfettered right to apply to the Review Board
during the first 30 days
following involuntary admission.
Third, even if a family member or associate does not bring an
application to the Review Board,
involuntary inpatient treatment
cannot be extended after the 72-hour assessment except on the
authority of the Review Board, though
of course the user will be
involuntarily detained until the Review Board decides the case.
So there is an automatic review
process not later than about 30 days
from the completion of the 72-hour review. Fourth, within
another 30 days there is an
automatic review by a Judge.
[134]
Fifth, the
Act does not take away ordinary judicial remedies, such as
applications for declaratory orders, interdicts and review
in terms
of the Promotion of Administrative Justice Act
[199]
(PAJA). The grounds
on which a user may be involuntarily admitted, as set out in sections
9(1)(c) and 32 of the Act, appear
to be objectively justiciable.
Our approach to constitutional standing is generous (an interested
party could bring
an application for the benefit of the user), as are
the grounds of PAJA review. Ordinary judicial proceedings in
this country
would not, therefore, suffer from the shortcomings of
the habeas corpus procedure discussed in
X v United
Kingdom
.
Involuntary
treatment contrasted with penal/coercive imprisonment
[135]
The deprivation of liberty that occurs when a user is
subjected to involuntary inpatient treatment is different from penal
or coercive
detention in important respects:
(a)
First, the grounds for deprivation do not
lie in past events but in
the user’s current mental health status.
(b)
Second, the user’s
mental health status is typically not static; it may get better or
worse depending on the nature and course
of the mental illness and
the treatment provided.
[200]
(c)
Third, determining a user’s mental
health status is a matter
for expert assessment. It is not something a judicial officer
can reliably do without extensive
expert assistance.
(d)
Fourth, the detention takes place at a health establishment,
not a
prison.
(e)
Finally, the object of the process is not
detention as such but
treatment. The deprivation of liberty is a necessary
precondition for providing the treatment.
[136]
These differentiating features lead me to conclude that the
most effective procedural safeguards against unjustified involuntary
inpatient treatment are those aimed at ensuring that the user’s
evolving condition is assessed over an appropriate period
of time by
multiple experts and responsible officials in proximity to the user.
The more people involved in the assessment,
the less the risk of a
mistaken assessment. Proximity and expertise improve
reliability.
The
Act’s procedural safeguards
[137]
The Act, in my
view, contains effective procedural safeguards of this kind. I
shall not repeat the statutory steps and intervening
appeal right
summarised earlier.
[201]
By the end of step
5,
[202]
the user will have been
examined by at least two, and often by four, MHC practitioners, and
the user’s status will, on the
strength of these practitioners’
reports, have been assessed by a head on two separate occasions,
three to five days apart.
[138]
In regard to
assessments by MHC practitioners, Makana is troubled by the
inclusion, in the definition of “mental health care
practitioner”, of social workers and occupational therapists.
I do not think the concern is justified. First,
the inclusion
is subject to the rider that the person must have been trained to
provide prescribed mental health care, treatment
and rehabilitation
services. Second, MHC practitioners are not only involved in
examination, diagnosis and medical treatment.
Social workers
and occupational therapists are likely to play an important part in
other forms of therapy and care. South
Africa is not alone in
valuing the contribution of these professionals in mental health
care.
[203]
[139]
Third, and most
importantly, the various categories of MHC practitioners can only be
deployed to do things within their fields of
expertise. Section
6(1) requires a health establishment to provide users with “the
appropriate level of mental health
care, treatment and rehabilitation
services within its professional scope of practice”. If
the establishment is unable
to do so, it must refer the user to
another suitable establishment. Assuming that social workers
and occupational therapists
are not qualified to assess a person’s
mental health status, it would be impermissible for them to be part
of the initial
or the 72-hour assessment.
[204]
[140]
In the initial
assessment (step 2),
[205]
at least one of the
practitioners must be a person qualified to conduct physical
examinations. We do not have evidence about
qualifications to
conduct physical examinations. Given the purpose of physical
examination in this setting, the statutory
requirement should be
interpreted to mean that the person must be qualified to conduct
physical examinations for the purpose of
assessing a person’s
mental health status. On the assumption that social workers and
occupational therapists are not
relevantly qualified, one of the
initial practitioners must be a medical doctor or a psychiatric nurse
or perhaps a psychologist.
In the 72 hour assessment (step
4),
[206]
at least one of the two
practitioners must be a medical doctor. And for reasons I have
just explained, the other MHC practitioner
would have to be a person
relevantly qualified to assess a user’s mental health status.
[141]
Although the head
(who is the decision-maker in steps 3 and 5)
[207]
does not have to be a
medical doctor, he or she is unlikely to be in a senior position
without some experience and a proper sense
of responsibility in
evaluating a user’s need for involuntary treatment.
[208]
If the health
establishment to which the application was made is not equipped to
treat the user, the user may have been transferred
to another health
establishment for purposes of the 72-hour assessment and further
treatment,
[209]
in which case a second
head would be involved in making the decision in step 5. It is
also relevant to note that the head
is not the final decision-maker
on involuntary detention. At stage 3, the head merely decides
that the user should be admitted
for a 72 hour assessment.
At stage 5, the head must form an opinion on involuntary inpatient
treatment but his or her
role is not to authorise this but to ask the
Review Board to do so.
[142]
If step 6 is
reached,
[210]
the user’s case
receives the attention of the Review Board, consisting of at least a
MHC practitioner, a lawyer and a community
member. The MHC
practitioner cannot be employed at the establishment from which the
request comes. The members of the
board must not only consider
the assessments done at the earlier stages; they have investigative
powers – they can interview
the applicant, the user, the
practitioners and the head.
[143]
It is only in step
7,
[211]
after the user’s
case has been assessed by various practitioners and other persons in
reasonable proximity to the user, that
a Judge becomes involved.
In many cases, the matter will never reach a Judge, because there
will have been a sufficient improvement
in the user’s condition
to enable the user to be discharged or reclassified. Statistics
supplied by the Minister for
the years 2019 2021 reflect that
only 40% of involuntary applications reached the stage of the
Review Boards and only
23% came before Judges.
[212]
The medical reports that
serve before the Judge do not typically contain enough information to
allow the Judge to second-guess the
assessment of the MHC
practitioners. This is, again, reflected in the statistics
furnished by the Minister: in the years
2019-2021, Judges rejected
involuntary applications in only 0.1% of cases, and in seven of the
nine provinces there were no rejections
at all.
[213]
The
value of judicial involvement
[144]
Despite the
minimal level of judicial interference, judicial involvement serves
important purposes. First, the fact that a
Judge will
eventually see the papers plays a part in ensuring that the persons
involved at the earlier stages do their jobs properly.
Second,
the Judge provides a safety net for those rare cases where, despite
the earlier safeguards, involuntary treatment turns
out not to have
been justified.
[214]
[145]
It is unclear whether Makana contends that a judicial officer
(or other independent body) should be involved at both the initial
and the final stages. Judicial involvement at both stages would
substantially increase Judges’ work load. According
to
the Minister’s statistics, Judges have to deal with about
11 900 involuntary applications annually. If they
also had
to deal upfront with all the applications made to health
establishments, this would add more than 51 000 cases to
the
annual workload. At the early stage, information would be
incomplete and thus inadequate to enable the Judge to make
an
informed decision. Since many involuntary users are discharged
or reclassified within the first couple of weeks of admission,
there
seems little justification for early judicial involvement and little
reason to believe that it would have any material effect
on the
number of involuntary admissions.
[146]
In terms of the 1973 Act, the equivalent of involuntary
admission on application to the head was a reception order made on
application
to a Magistrate. The Magistrate had the power to
examine the user and was in any event required to call upon the
assistance
of two medical practitioners, one of whom if practicable
was to be the district surgeon. The Magistrate could dispense
with
the assistance of the two medical practitioners if the
application was accompanied by a sufficiently recent medical
certificate,
in which case the Magistrate had to call upon the
assistance of the certifying doctor. The reception order could
authorise
the detention of the user for up to 42 days. Counsel
for Makana submitted that the Minister has not shown that this is not
still feasible.
[147]
The question,
however, is not whether upfront judicial oversight is feasible but
whether the procedure in the Act meets the test
of a fair process.
More importantly, the premise of Makana’s argument is that
early judicial involvement is a more
effective, and thus a fairer,
process than the one in the current Act. For the reasons I have
given, that proposition is
dubious. When the current Act was
introduced into Parliament, the explanatory memorandum said that
Review Boards were an
innovation which would protect patients from
arbitrary or unnecessary committal and retention. This was said
to be a shift
from certification by a Magistrate “which in
practice has become a magisterial ratification”.
[215]
[148]
This statement
echoes what the House of Lords said in
MH v Secretary of State
.
[216]
Lady Hale remarked
that before MHRTs were established in England, compulsory detentions
were authorised by a judicial officer “who
was widely regarded
as a ‘rubberstamp’ of little practical value in
challenging the decision to detain”.
The MHRTs were
composed of a lawyer, a medical member and a third member with other
suitable experience, for example in the social
services. The
MHRTs’ procedures were “designed to be user-friendly and
to enable the patient and her relative
to communicate directly with
the tribunal”.
[217]
[149]
In August 2017, Judge Mark Hinchliffe, who heads the relevant
Chamber of the First-tier Tribunal to which the MHRTs’
functions
in England were later transferred, said the following about
the English regime:
“
[T]he England and
Wales regime for ‘sectioning’ does not involve the
tribunal or a District Judge at the admission stage.
Instead,
an Approved Mental Health Professional (AMHP) takes the lead. I
very much commend this approach. Judges should
stand apart and
let practitioners on the ground, some of whom should know the
patient, make the initial decisions, even if they
involve removing or
curtailing liberty. Tribunal judges are an independent backstop
and a safeguard, providing a speedy review
and remedy. But, in
my view, judges should not routinely commence the medical or
administrative process.”
[218]
The
independence of Review Boards
[150]
The Act envisages the Review Boards as being independent.
This flows from their function of assessing whether decisions made
by
persons engaged at health establishments are justified. The
composition of Review Boards points to an intended separation
between
functionaries at health establishments and functionaries who serve as
Review Board members. The Review Board members
who are lawyers
and community members would, in the nature of things, not be employed
at health establishments. In the case
of Review Board members
who are MHC practitioners, the intended statutory separation finds
expression in the injunction that such
a practitioner may not
participate in Review Board decisions emanating from the
establishment at which that practitioner is employed.
[151]
Although the Act can be presumed to give effect to the level
of independence contemplated by the lawmaker, does that level of
independence
comply with the Constitution? In relation to
involuntary inpatient treatment, there are two potential sources for
the
required independence. First, section 12(1)(a) of
the Constitution requires that deprivations of liberty occur by
a
fair process. In order for the current statutory regime to be
constitutionally compliant, Review Boards may need to have more
independence than they do. Second, to the extent that
section 34 of the Constitution is implicated by the
statutory
regime, the question may arise whether a Review Board,
although it is not a “court”, is “another
independent
and impartial tribunal or forum” for purposes of
section 34 the Constitution.
[152]
In relation to
section 12(1)(a), the flexible criterion of fairness calls for a
consideration of the characteristics of the statutory
scheme in
question. In the context of involuntary inpatient treatment,
international law supports the view that a fair process
should
include oversight by an independent body. I do not have in
mind, in this regard, Article 10 of the UDHR and Article
14 of the
ICCPR, which – in the context of involuntary inpatient
treatment – arguably only apply to legal proceedings
instituted
by or against the user. However, the MHC Principles require the
involvement of an “independent authority”
for involuntary
treatment on account of lack of consensual capacity, “independent
authority” being defined as “a
competent and independent
authority prescribed by domestic law”. For involuntary
detention, the MHC Principles require
the involvement of a “review
body” that must be a “judicial or other independent and
impartial body established
by domestic law and functioning in
accordance with procedures laid down by domestic law”.
Since the MHC Principles
are in the form of a UN General Assembly
resolution, they are not legally binding
[219]
but they are nonetheless
an important expression of world opinion,
[220]
all the more so since
they were adopted unanimously.
[221]
[153]
Although the MHC
Principles are non-binding, it is different with the CRPD.
[222]
In terms of this
Convention, which is binding on South Africa on the international
plane, all measures relating to the exercise
of legal capacity of
persons with disabilities must provide for appropriate and effective
safeguards to prevent abuse. The
safeguards must ensure that
the measures in question “are subject to regular review by a
competent, independent and impartial
authority or judicial
body”.
[223]
Although this provision
does not deal explicitly with involuntary inpatient treatment, it is
wide enough to include such treatment
of a user who is found to be
incapable of making an informed choice.
[154]
It should thus be accepted that, in terms of section 12(1)(a),
Review Boards must be independent when performing the function
of overseeing deprivations of liberty. What, then, are the
features of Review Boards which might arguably imperil their
independence? Most involuntary admissions take place at public
health establishments. The Health MEC has political
responsibility for the provincial health department which runs these
establishments. The department employs the MHC practitioners
and heads who work there. It is those practitioners and heads
whose decisions the Review Board must evaluate.
[155]
The MEC appoints the members of the Review Boards and
determines their terms of office. An MHC practitioner or
lawyers appointed
to a Review Board may permissibly be a full-time
state employee. The Health MEC, with the concurrence of the
Finance MEC,
determines the remuneration and allowances payable to
Review Board members who are not full-time state employees. The
department
of which the MEC is political head must make human and
other resources available to the Review Boards to enable them to
perform
their administrative functions. Subject to the holding
of an enquiry, the Health MEC has the power to remove a Review Board
member if a statutorily specified ground of removal exists.
[156]
In the context of the statutory scheme for involuntary
inpatient treatment, how significant are these alleged impediments to
independence?
There are several considerations which weaken the
force of the argument that they are significant. To the
contrary,
the supposed lack of independence is a matter of form
rather than substance.
[157]
First, the MEC, whose powers in relation to Review Boards is
said to imperil their independence, is the political head of the
relevant
department. The MEC is not a functionary within the
department. In particular, the MEC is not a manager of the
health
care practitioners and heads involved in the involuntary
treatment regime, nor is the MEC a manager of any members of the
Review
Board who may be full-time employees of the health department.
[158]
Second, a Review Board does not have any oversight over the
MEC’s actions. It also does not have general oversight of
health establishments. It has oversight functions in relation
to those individual cases which the Act requires to be referred
to
it. In relation to each such case, the Review Board is
concerned with the decisions made by particular individuals at
health
establishments. Those individuals have no say in the
appointment, terms of office, remuneration or removal of Review
Board
members.
[159]
Third, the setting is one in which institutional bias or
incentives in favour of deprivation of liberty are unlikely to be
present:
(a)
Within a law enforcement
hierarchy, there may be an institutional bias or incentive to
continue detentions initiated by law enforcement
officers within the
hierarchy. By contrast, MHC practitioners and heads have no
incentive to detain people whose mental health
status does not
justify it. There is no revenue-earning incentive. With
bed space at public health establishments at
a premium,
[224]
those who work there are
unlikely to allow beds to be taken up by people whose inpatient
treatment is not justified.
(b)
The decision to admit a person as an involuntary
user involves
several MHC practitioners and the head. The practitioners make
their assessments individually, not as a collective.
They are
bound by the ethical codes of their professions. The head, if
he or she is not a medical practitioner, nevertheless
holds a
responsible senior position. One is thus not dealing with a
policing power exercised by a single potentially low ranking
official in a hierarchy.
(c)
The Review Board members likewise have no
institutional bias or
incentive in favour of supporting unjustified involuntary inpatient
treatment. The members have no
institutional relationship with
the health establishments or with the individual practitioners and
heads. At least two members
of the Board will be professionals
who are bound to exercise their judgments individually in accordance
with the ethical codes
of their professions. They have nothing
to gain by supporting unjustified inpatient treatment.
(d)
The MEC is completely removed from decision-making
in relation to
individual cases. The MEC has no statutory right to tell anyone
that a person should or should not be treated
as an involuntary
user. The MEC also has no incentive to become involved in
such matters.
[160]
It is thus difficult to see how the MEC’s power to
appoint and dismiss Review Board members and to determine their terms
of
office and remuneration could have any influence on how Review
Board members do their jobs. This said, the MEC’s powers
in these respects are not conferred in arbitrary terms.
[161]
Appointments must
be based on published criteria and must be preceded by a gazetted
call for nominations. In
Van
Rooyen
,
[225]
which dealt with the
independence of the magistracy, this Court held that the Magistrates’
Courts did not have to enjoy all
the institutional independence of
the Superior Courts in order to meet the constitutional standard of
independent courts.
In regard to the appointment of
Magistrates, Chaskalson CJ pointed out
[226]
that in the
First
Certification
judgment
[227]
this Court had held that
“the appointment of Judges by the executive or a combination of
the executive and Parliament was
not inconsistent with the
requirement that the judiciary be impartial and independent”.
[228]
A total separation of
powers was neither feasible nor required by the Constitution.
[229]
The fact that the
Minister was not bound by the recommendations of the Magistrates
Commission, with whom he had to consult, was
thus not
objectionable.
[230]
[162]
Also
unobjectionable, so this Court held, was the fact that the
Magistrates Commission was an executive structure and that
it
included members of Parliament and executive nominees. An
important consideration in constitutional adjudication was “that
decisions of the Magistrates Commission and the Minister in giving
effect to powers vested in them by the legislation are subject
to
constitutional control”.
[231]
Chaskalson CJ said
in that regard:
“
Any
power vested in a functionary by the law (or indeed by the
Constitution itself) is capable of being abused. That
possibility
has no bearing on the constitutionality of the law
concerned. The exercise of the power is subject to
constitutional control
and should the power be abused the remedy lies
there and not in invalidating the empowering statute.
The
findings made by the High Court concerning the Magistrates Commission
are premised on the assumption that a body consisting
of judicial
officers, legal practitioners, members of Parliament and nominees of
the executive, charged with the important duty
of protecting the
independence of magistrates, will either be, or objectively be
perceived to be, a sham, concerned more with pleasing
the Minister
of Justice than with discharging its responsibilities. I
should say immediately that there is in my
view no basis for such an
assumption, nor for the conclusion reached by the High Court to that
effect.”
[232]
[163]
The Health MEC
cannot determine remuneration and allowances without the concurrence
of the Finance Minister.
[233]
Again, this is not a
power that can be exercised arbitrarily. Legislation must be
construed consistently with the Constitution.
[234]
Remuneration and
allowances in terms of section 23 of the Act must be set at
reasonable levels, commensurate with the qualifications
required of
members of Review Boards. In
Van
Rooyen
,
the power of the Minister of Justice to determine the salaries of
Magistrates, with the concurrence of the Minister of Finance
and
after consultation with the Magistrates Commission, was found to pass
constitutional muster.
[235]
[164]
As to the term of office of Review Board members, the MEC’s
power remains subject to constitutional control. It would
be an
improper exercise of the power if the term were set so as to make
Review Board members in some way dependent on the MEC’s
goodwill. As I have said, however, the MEC would have no
incentive to set terms of office in that way. Flexibility
in
setting terms of office may serve legitimate purposes. A
proposed board member might be unwilling to serve for longer
than a
certain period, for example one year. In the case of a
temporary vacancy, it might be necessary to appoint a substitute
for
a short period. Reasonable rotation might be healthy.
Short terms of office (if that is Makana’s concern)
is not
necessarily incompatible with independence. Acting Judges and
Acting Magistrates may be appointed for short periods.
[165]
Removal can only
occur on specified grounds and after an enquiry.
[236]
In
Van Rooyen
,
this Court found constitutionally objectionable a power, vested in
the appointing or designating authority, to remove a member
of the
Magistrates Commission “if in his, her or its opinion
there are sound reasons for doing so”. Chaskalson CJ
said that if the power of recall had been subject to “objective
criteria consistent with the Constitution” there would
have
been no objection to the power being vested in the executive; the
exercise of the power, subject to constitutional control,
would meet
the Constitution’s requirements. In the provision under
consideration, however, the power depended on the
subjective opinion
of the authority, which was not an objective test. This could
be remedied, the Court held, by severing
the words “in his, her
or its opinion” from the provision.
[237]
The grounds of removal in
section 21(1) of the Mental Health Act are not framed in subjective
terms. Although one of them,
removal on account of “public
interest”, may be imprecise, it is no more so than a removal
“for sound reasons”,
which passed muster (subject to
severance of the subjective element) in
Van
Rooyen
.
[166]
In
Van
Rooyen
,
however, a distinction was drawn between the removal of members of
the Magistrates Commission and the removal of Magistrates.
The Court said that a member of government should not have the
power to exercise discipline over judicial officers and to
punish
them for misconduct since that would place the judicial officers
concerned “in a subordinate position in relation
to the
government which is inconsistent with judicial independence”.
[238]
[167]
If Review Boards are required to have the same independence as
the judiciary, it would be objectionable for the Health MEC to have
the power to impose discipline. The MEC may, of course,
not remove a Review Board member except after an enquiry.
This
can be interpreted to mean that the MEC may only remove a
Review Board member if this is the recommendation emanating
from
the enquiry. The Act does not, however, regulate the
appointment of, and procedure to be followed by, the persons
conducting an enquiry. The MEC would, I think, be legally bound
to establish the enquiry with the object of an impartial
and
independent investigation. Even so, section 23 would
probably be objectionable if the Review Board members
had to
have the independence of judicial officers.
[168]
I do not think, however, that the requirement of independence
for Review Boards should be set so high. Although it may
not be necessary to go as far as finding that a Review Board is
an “independent and impartial tribunal or forum”
for
purposes of section 34 of the Constitution, I think Review
Boards meet that standard. An “independent and
impartial
tribunal or forum” for purposes of section 34 is something
other than a “court”. The international
instruments
to which I have referred likewise draw a distinction between a
“judicial body” and an “independent
and impartial
authority”.
[169]
Even within the
judicial hierarchy, there are degrees of independence. In
De Lange
[239]
and again in
Van
Rooyen
[240]
this Court referred with
approval to Canadian jurisprudence on section 11(d) of the Canadian
Charter of Rights and Freedoms, which
guarantees the right “to
be presumed innocent until proven guilty according to law in a fair
and public hearing by an independent
and impartial tribunal”.
In
Valente
[241]
the Canadian Supreme
Court said:
“
It would not be
feasible, however, to apply the most rigorous and elaborate
conditions of judicial independence to the constitutional
requirement
of independence in section 11(d) of the Charter, which may have to be
applied to a variety of tribunals. The
legislative and
constitutional provisions in Canada governing matters which bear on
the judicial independence of tribunals trying
persons charged with an
offence exhibit a great range and variety. The essential
conditions of judicial independence for
purposes of section 11(d)
must bear some relationship to that variety.”
[170]
In
Van
Rooyen
,
this Court went on to say that, in deciding whether a particular
court lacks the institutional protection that it needs to function
independently and impartially, it is relevant to have regard “to
the core protection given to all courts by our Constitution,
to the
particular functions that such court performs and to its place in the
court hierarchy”.
[242]
In the case of
Magistrates’ Courts, relevant considerations were: that lower
courts are entitled to protection by the higher
courts; they are
courts of first instance, their judgments being subject to appeal and
review; and they do not have jurisdiction
to deal with administrative
reviews or cases where the validity of legislation or government
conduct is disputed. Case of
this kind were “the most
sensitive areas of tension between the legislature, the executive and
the judiciary”, so that
“
[m]easures
considered appropriate
and necessary to protect the institutional
independence
of courts dealing with
such matters, are not necessarily essential to protect the
independence of courts that do not perform such
functions”.
[243]
[171]
There are, in turn, significant differences between the
functions performed by Review Boards and Magistrates’
Courts.
Review Boards have a very limited jurisdiction.
The state at all levels of government may feature as a litigant in
the Magistrates’ Courts.
By contrast, the state does
not, in a substantive sense, feature as a party in the matters which
serve before Review Boards.
What is at issue are assessments
made by MHC practitioners and heads. If further involuntary
inpatient treatment is approved
by a Review Board, the matter must
automatically be reviewed by a Judge within 30 days. Apart from
this automatic review,
the decisions of Review Boards are
subject to the general review jurisdiction of the High Court.
As I have explained,
the incentives for executive interference are
virtually non-existent. In relation to their limited
jurisdiction, therefore,
the Review Boards have sufficient
independence to qualify as independent and impartial tribunals for
purposes of section 34
of the Constitution.
[172]
The cases on
independence cited by Makana must be read in their context.
There is no one-size-fits-all template.
Glenister
II
was
about the independence of the DPCI, a statutory corruption-fighting
unit located within the South African Police Service.
This
Court split 5:4 on the question whether the DPCI had adequate
independence. Both the majority and minority judgments
show
that the content of the required independence was gauged with
reference to the DPCI’s intended function of combating
corruption. The majority quoted a report by the Organisation
for Economic Co-operation and Development on specialised
anti-corruption
institutions where it was stated that the “level
of independence can vary according to specific needs and
conditions”.
[244]
The majority quoted
another passage from the report alluding to the effect on
independence of hierarchies such as are often encountered
in the
police and other investigative bodies. The independence of such
bodies required careful consideration “in order
to limit the
possibility of individuals abusing the chain of command and
hierarchical structure”.
[245]
[173]
Corruption
typically involves people holding public office. The DPCI thus
needed to be shielded from undue political interference.
According to the majority, our law demanded “a body outside
executive control to deal effectively with corruption”.
[246]
The question was “not
whether the DPCI has full independence, but whether it has an
adequate level of structural and operational
autonomy, secured
through institutional and legal mechanisms, to prevent undue
political interference”.
[247]
Parliament did not have
to create an agency with “a measure of independence appropriate
to the judiciary”.
[248]
The problem was that the
DPCI was “insufficiently insulated from political influence in
its structure and functioning”.
[249]
Although one of the
concerns in
Glenister
II
was
the absence of secure tenure, the “gravest disquiet” was
caused by express provisions authorising executive involvement.
[250]
The majority’s
analysis of the statutory scheme led them to conclude that “senior
politicians are given competence to
determine the limits, outlines
and contents of the new entity’s work”
[251]
and that “the
political executive [is afforded] the power directly to manage the
decision-making and policy making of
the DPCI”.
[252]
[174]
The mandate of Review Boards does not bring them into
potential conflict with political and executive actors generally or
with Health
MECs particularly. In relation to their
comparatively modest functions of overseeing mental health care
decisions, there
is no statutory scheme for political or executive
oversight or interference. The members of Review Boards do not
belong to
a hierarchy.
[175]
Sonke Gender
Justice
[253]
concerned the
independence of the Judicial Inspectorate of Correctional Services
(JICS), established in terms of Chapter IX of the
Correctional Services Act.
[254]
With reference to the
Constitution and international instruments, this Court held that
there was a positive obligation on the state
to provide appropriate
protection to inmates through laws and structures designed to afford
such protection. Since the lawmaker
had chosen to do so through
the establishment of the JICS, this legislative measure would only be
constitutionally compliant if
the JICS had sufficient independence to
perform this function.
[255]
The Court reiterated
that what was required was an adequate level of independence, not
absolute independence.
[256]
[176]
The Court referred
to various “markers of institutional independence” – structural
independence, operational
independence and perceived
independence.
[257]
The way in which these
“markers” were then analysed shows that this Court was
concerned with these components of independence
in relation to the
functions which the JICS was expected to perform. As in
Glenister
II
, the
Court was testing whether the JICS had adequate independence in
relation to those over whom it exercised oversight, namely
the
Department of Correctional Services. The Court noted that the
statutory role of the JICS was to inspect correctional
centres and
remand detention facilities in order to report on the treatment of
inmates, on conditions and on any corrupt or dishonest
practices in
these centres and facilities.
[258]
The JICS thus had to be
“financially and structurally independent and distinct from any
authority charged with the administration
of correctional
facilities”.
[259]
[177]
The impugned
statutory provisions were found to be wanting. The JICS’
budget was “determined and controlled by
the very Department
over which it is meant to exercise oversight”. The
Department had an unfettered discretion over
the JICS’ level of
funding.
[260]
The Department was in a
position to control how the JICS spent its money.
[261]
This budgetary control in
turn had a negative effect on the JICS’ operational
independence. It was understaffed and
lacked adequate office
space, which undoubtedly undermined its independence.
[262]
[178]
Once again, the differences between the role of the JICS and
the Review Boards are obvious and striking. A Review Board
is not a watchdog over the Health MEC or the provincial health
department. The Review Boards have a more modest case-specific
mandate. Moreover, the statutory scheme does not pose the same
risk of financial dependence. In the case of the JICS,
section
91 of the Correctional Services Act bluntly stipulated that “[t]he
Department is responsible for all expenses of
the Judicial
Inspectorate”. The JICS had a wide and roving watchdog
mandate. The amount of money made available
to it by the
Department obviously affected the number and extent of inspections
the JICS could carry out.
[179]
In the case of the
Review Boards, by contrast, the Act specifies the matters that have
to be referred to it. The Review Board
does not choose which
cases to deal with. It has to consider all cases that the Act
requires to be referred to a Review Board
and it does not have a
mandate to consider any other cases. The provincial health
department is statutorily obliged to make
human and other resources
available to the Review Board to enable it to perform its
administrative functions.
[263]
In regard to the
remuneration and allowances payable to Review Board members who are
not in the full-time employ of the state, such
remuneration and
allowances have to be set at reasonable levels commensurate with the
skills required. Although these levels
are determined by the
Health MEC with the concurrence of the Finance MEC, the resultant
expenditure has to be appropriated out
of the monies of the relevant
provincial legislature.
[264]
In short, if any Review
Boards in South Africa lack resources to carry out their activities,
that is not because of a shortcoming
in the statutory scheme but
because of a failure by the relevant MEC, provincial department or
provincial legislature to comply
with their statutory duties.
[180]
The independence
of the English MHRTs was not an issue in the litigation of
MH
v Secretary of State
and
MH v
United Kingdom
discussed
earlier.
[265]
The MHRT is not a court
in the conventional sense but an administrative tribunal, though it
has been regarded in England as “court”
for certain
purposes
[266]
and for purposes of
Article 5(4) of the European Convention.
[267]
Although the MHRTs’
procedures are dealt with more elaborately in the English legislation
than those of the Review Boards
in our legislation, there do not
appear to be striking differences insofar as independence is
concerned. On the contrary,
the English MHRTs may well have
been the model for our Review Boards. At the time of the events
which were litigated in
MH
v Secretary of State
and
MH v United
Kingdom
,
the members of MHRTs were appointed by the Lord Chancellor, who
is a senior member of the Cabinet. Each panel comprised
a legal
member, a medical practitioner and a person having experience in
administration, social services or other qualifications
or experience
as the Lord Chancellor considered suitable. A member held
and vacated office in terms of the instrument
by which the Lord
Chancellor appointed him or her, which meant that the Lord Chancellor
determined a member’s term of
office. The Secretary
of State was to pay MHRT members such remuneration and
allowances, and defray such expenses of
the MHRT, as he might with
the consent of the Treasury determine. The Secretary of
State was also empowered to provide
each MHRT with such officers,
servants and accommodation as the MHRT might require.
[268]
The
time frames
[181]
The procedures in
the Act are required to occur within time frames which meet the
Constitution’s guarantee of a fair process.
The initial
examination occurs before any decision has been made to admit the
person as an involuntary user. Thereafter,
and upon admission,
the user must immediately undergo the 72 hour assessment.
It has not been suggested that 72 hours
is too long. The period
must be sufficient to enable the practitioners to reach reliable
conclusions. It must also
allow a reasonable chance for
improvement and possible discharge or reclassification.
[269]
[182]
Following the 72 hour assessment, the Act requires the
head to make the findings of the assessment available to the
applicant
within 24 hours. If the head decides that the user
must receive further involuntary inpatient treatment, the head must
send
the prescribed papers to the Review Board within seven days
after expiry of the 72 hours. This is not a licence to
delay.
However, a reasonable opportunity needs to be allowed
for the practitioners to write up their assessment reports, for these
to
be sent to the head, for the head to consider them and make his or
her decision, and for the papers to be prepared for submission
to the
Review Board.
[183]
As to the periods
of 30 days allowed to the Review Board and the High Court for
making their respective decisions, during oral
argument counsel for
Makana was invited to say what a reasonable time would be if 30 days
is too long. Counsel was not willing
to hazard an answer.
In each case, the 30-day period is an outer limit. Having
regard to the objects of the Act and
the rights conferred on users in
Chapter III, it is necessarily implied that the Review Board and
High Court must make
their respective decisions as soon as
reasonably possible. This implication would be consistent with
the MHC Principles,
which require that a review of an initial
involuntary detention decision should take place as soon as possible
after that decision.
[270]
[184]
Sometimes it will be possible to reach a decision within a day
or two. In other cases, investigations may be needed.
Account must also be taken of the workload of the Review Boards and
Judges. Case numbers may fluctuate significantly from
week to
week. In the case of the High Court, these matters are dealt
with by Judges in chambers. They have to find
time for them in
between their court and other judicial commitments. The periods
of 30 days are not in my view excessive.
In
MH v United Kingdom
, the ECtHR did not regard
as excessive a 30 day period during which there was no judicial
control.
[185]
Reviews by the
Review Board and High Court take place automatically.
Additionally, the user or a relative or associate may
appeal to the
Review Board at any time within 30 days of the head’s initial
decision to admit the user involuntarily.
[271]
This is a prompt and
inexpensive appeal to a user-friendly body. The Act requires
that users be informed of their rights.
The user is entitled to
legal representation, and to state supplied legal aid if
indigent. The Act, furthermore, does
not bar the user or an
interested party on behalf of the user from applying to the High
Court for relief.
Procedures
in other countries
[186]
Little purpose would be served by describing in detail the
procedures contained in the legislation of other countries I have
examined.
They vary widely:
(a)
Many countries have mental health tribunals
similarly composed to our
Review Boards. Although periods of assessment differ, a 72 hour
period is quite common.
(b)
In some countries, initial detention for varying
periods occurs on
the basis of medical assessments, after which a tribunal has to
become involved, either because the patient has
not taken the
initiative within a specified period or because the legislation
requires the authorities to obtain the tribunal’s
authority for
further detention. In England and Wales, automatic review occurs
after six months, and the same applies in Ontario
and Alberta.
In Victoria and Queensland, the tribunals have to become involved
after about 30 days.
(c)
In some countries, initial detention occurs
on the basis of medical
assessments, after which a court has to become involved. In
New Zealand, a court must be approached
within 30-40 days and
there is a separate right on the part of the patient to approach a
tribunal. In New York State,
detention beyond 60 days
requires a court order.
(d)
In some countries, a
court has to be approached before or very soon after a patient is
detained (for example, Germany, France, Spain,
Texas, Ghana, New
South Wales and Florida).
[272]
(e)
In some countries and states, there is no
procedure for automatic
review by a tribunal or court (for example, British Columbia,
California and Kenya).
[187]
The laws summarised above are not necessarily consistent with
our Constitution or with our international law obligations.
Nevertheless, our Act does not seem to be out of kilter with
international standards. Of the above systems, ours is similar
to those of Victoria and Queensland in requiring detention beyond 30
days to be authorised by a tribunal. South Africa, however,
seems to be unique in having the automatic involvement not only of a
tribunal but also, subsequently, of a Judge.
Conclusion
on section 12(1)
[188]
For all these reasons, the deprivation of liberty for which
sections 33 and 34 provide occurs in accordance with a fair
process.
As part of that process, the Review Boards have
sufficient independence to perform their functions. I thus
conclude
that sections 33 and 34, and relatedly Chapter IV, do not
limit section 12(1) of the Constitution. This being so,
justification
in terms of section 36 of the Bill of Rights does not
need to be considered.
Section
34 of the Constitution
[189]
Section 34 of the Constitution provides that everyone has the
right “to have any dispute that can be resolved by the
application
of law decided in a fair public hearing before a court
or, where appropriate, another independent and impartial tribunal or
forum”.
The question whether a user’s condition
meets the standard for involuntary treatment, as laid down in the
Act, is a matter
capable of being resolved by the application of
law. As I have said, the Act does not prevent the user, or an
interested
person on the user’s behalf, from contesting the
lawfulness of involuntary treatment in a court of law. The Act,
furthermore,
provides for the automatic involvement of a Judge.
Although this occurs at a relatively late stage, this is acceptable
in
the context of the legislative scheme as a whole.
[190]
In
C
v Department of Health
,
[273]
the majority (per
Yacoob J) held that the provisions of sections 151 and 152 of
the Children’s Act were unconstitutional
because they violated
sections 28 and 34 of the Constitution. In regard to
section 34, the majority said that where
the removal of a child
occurred by way of an order of a Children’s Court in terms
of section 151, the right guaranteed
by section 34 of the
Constitution was limited because the court order was made in the
absence of the child and parents, who
would probably only have an
opportunity to challenge the removal when the matter again came
before the Children’s Court in
terms of section 155
pursuant to a social worker’s report, which had to be compiled
within 90 days of the removal.
The limitation was perhaps
greater in the case of removal in terms of section 152, because
the initial removal did not occur
pursuant to any court order at
all. Both sections were found to be unconstitutional to the
extent that they did not provide
for a prompt automatic judicial
review of the removal in the presence of the child and parents.
[274]
In a minority concurring
judgment, Skweyiya J held that the limitation of section 34
occurred because, although affected
families were not denied access
to the court, their right of access was undoubtedly delayed.
[275]
[191]
In my view
C v Department of Health
is
distinguishable. In that case the Court was concerned with
statutory provisions which permitted a child to be removed
without
regard to the wishes of the child or the parents. Both the
child and the parents stood to be prejudiced by the removal.
The grounds of removal concerned objective states of affairs of a
kind which a Children’s Court was well placed to assess.
The decision of a single functionary could result in a removal
lasting up to 90 days before the child and parents would be heard
in
the Children’s Court.
[192]
In the case of the
Mental Health Care Act, by
contrast, involuntary treatment occurs on
the application of a family member or associate, unless they are
unavailable. Where
the user is under the age of 18, the
application has to be made by the parent or guardian.
[276]
The involuntary treatment
is subject to a sequence of successive assessments and authorisations
by a multiplicity of practitioners
and responsible persons. If
the involuntary treatment endures for any length of time, the
Review Board enters the picture
much sooner than the 90 days for
which the Children’s Act provides. And importantly,
as soon as involuntary treatment
is authorised by the head, the user,
relatives and associates have a statutory right to appeal the
decision to a Review Board.
For reasons I have explained,
I consider that a Review Board qualifies as an “independent and
impartial tribunal” for
purposes of section 34(1) of
the Constitution. But even if it does not, it remains an
important safeguard.
Finally, there is the automatic safety net
of a Judge’s review if the user is to remain under involuntary
treatment after
the Review Board’s decision.
[193]
As I have shown, early judicial involvement would not be a
useful safeguard. The Act contains other safeguards which
are likely to be more effective. When one adds to this that the
Act does not take away anyone’s right to approach the
High Court at any time, sections 33 and 34 cannot be regarded as
limiting the right guaranteed by section 34 of the Constitution.
Again, therefore, justification in terms of section 36 of the Bill of
Rights need not be considered.
Section
10 of the Constitution
[194]
In terms of section 10 of the Constitution, “
[e]veryone
has inherent dignity and the right to have their dignity respected
and protected”. Counsel for Makana did not press
the
section 10 in argument. Sections 33 and 34 of the Act do not
permit involuntary users to be treated in a way that impairs
their
dignity. Involuntary inpatient treatment of a user who meets
the statutory criteria for such treatment is consistent
with
respecting the user’s dignity. Indeed, to withhold
treatment from such persons might impair their dignity, along
with
their right to health care service in terms of section 27(1)(a)
of the Constitution. Without treatment, the users
would not be
able to look after themselves properly, they might appear in public
in a state which would embarrass them if they
had command of their
faculties, and they might be exposed to ignorant ridicule,
exploitation or abuse.
[195]
It might be said that an unjustified deprivation of liberty in
terms of the Act impairs the person’s dignity. But
the Act does not authorise unjustified deprivations of liberty.
Section 10 does not in that regard add anything to the analysis
flowing from section 12(1) of the Constitution. There
being no limitation on involuntary users’ section 10
rights, there is no need to consider justification in terms of
section 36 of the Bill of Rights.
Residual
aspects concerning Review Boards’ independence
[196]
I have said that
Review Boards only deal with those cases which the Act requires to be
referred to them. Section 19(1) is,
when read in the context of
the Act as a whole, a summary of the powers and functions
expressly dealt with in other sections
of the Act.
[277]
On this approach,
independence has to do with case specific matters.
Review Boards do not exercise broad oversight.
[197]
In its founding
papers, Makana stated, with reference to the Life Esidimeni
tragedy,
[278]
that Review Boards have
the power to review and reverse a decision by a health department to
transfer users from one facility to
another. In the context of
Life Esidimeni, this potentially brought the Gauteng Review
Board into conflict with the
Gauteng Provincial Health Department
which, according to the reports cited by Makana, wanted to transfer
users as a cost cutting
measure.
[198]
It is not apparent
to me that a Review Board has this function. In respect of
transfers, the only power mentioned in section
19(1) is the power to
consider applications for transferring users to maximum security
facilities. The Act empowers a Review Board
to consider
such transfers, upon application by the head, in the case of
involuntary users and mentally ill prisoners who are at
risk of
absconding or of inflicting harm on others at the establishment
[279]
and in the case of State
patients if the user is likely to inflict harm on others.
[280]
[199]
Apart from these
cases, the Act requires that if an involuntary user has undergone a
72 hour assessment at an establishment
which is not a
psychiatric hospital, the user must be transferred to a psychiatric
hospital pending the Review Board’s decision.
[281]
The Review Board plays no
part in such a transfer.
[200]
The Act does not deal with any other types of transfers.
Assuming for the moment that assisted and involuntary users can
permissibly
be transferred from the health establishments where they
are being cared for at the time the Review Board authorises
further
inpatient treatment, this would appear to be an ordinary
operational matter. The head does not have to make an
application
to the Review Board.
[201]
However, if Review Boards were thought to have a broader
oversight function which included ordinary transfers, it does not
undermine
my conclusions on independence. In the context of
involuntary and perhaps assisted inpatient treatment, the requirement
of
independence is a component of the fair process necessitated by
the fact that users are deprived of freedom. Placing a user
in
a maximum security facility is a more draconian deprivation of
freedom. By contrast, the transfer of a properly admitted
user
from one ordinary establishment to another is not a decision in
respect of which the fair process requirements of section 12(1)
are triggered. If the lawmaker has nevertheless chosen to
confer oversight powers on Review Boards in respect of such
transfers,
one cannot use the section 12(1) analysis to impugn the
adequacy of their independence in relation to transfer decisions.
The inclusion of an additional layer of decision making does not
in itself import any constitutional standard of independence.
Suspension
and costs
[202]
Because this Court
will not be confirming the High Court’s declarations of
constitutional invalidity, we need not address
questions of
retrospectivity or suspension or the WC MEC’s submissions
concerning
Prince
.
For the same reason, the costs orders in favour of Makana should be
set aside. Although the declaratory order in paragraph
2 of the
High Court’s order remains, it was uncontested, and it is not a
sufficient basis to justify a costs order against
any of the
respondents. In terms of
Biowatch
,
[282]
no order for costs should
be made against Makana in the High Court or in this Court. And,
finally, because of this outcome,
the issue of costs against the WC
MEC does not arise.
Order
[203]
The following order is made:
1.
The declarations of constitutionality invalidity by the High Court
are not confirmed.
2.
The costs orders made by the High Court are set aside and replaced
with an order that the parties are
to bear their own costs.
3.
As a result of the orders in 1 and 2, the respondents’
applications for leave to appeal fall away.
4. The
parties are to bear their own costs in this Court.
For
the Applicants:
M
Tsele and M de Beer
instructed
by Nandi Bulabula Inc
For
the First to Ninth Respondents:
W
R Mokhare SC and T C Lithole
instructed
by the State Attorney, Pretoria
For
the Tenth Respondent:
U
K Naidoo
instructed
by the
State Attorney, Cape Town
[*]
Maya DCJ was present for part of the hearing, but did not
participate in the final disposition of the case.
[2]
Convention on the Rights of Persons with Disabilities, 13 December
2006 (ratified by South Africa on 30 November 2007).
[3]
Bartlett
“The United Nations Convention on the Rights of Persons with
Disabilities and Mental Health Law”
(2012) 75
Modern
Law Review
752
at 758-9.
[4]
See, generally,
Bartlett
above n 2. Bartlett’s article references the legislation
in England and Wales. See also McSherry “Mental
Health
Laws: Where to from here?”
(2014)
40
Monash
University Law Review
175
(with reference to Australian law) and Swanepoel “Aspects of
the Impact of the United Nations Convention on the Rights
of Persons
with Disabilities on South African Health Law: Section 1”
(2020) 1
Forensic
Science International: Mind and Law
100014
(with reference to South African law).
[5]
17 of 2002.
[6]
In its founding affidavit in the High Court, Makana referred
interchangeably to the need for an automatic “independent”
review and an automatic “judicial” review. Its
notice of motion, however, complained of the absence of an
“automatic independent review” and the High Court made
its declaration of invalidity in those terms.
[7]
In the literature, writers often praise our Act while raising
concerns about implementation and resource constraints: Burns “The
Mental Health Care Gap in South Africa – a Human Rights Issue”
(2011) 6
The
Equal Rights Review
99
(when passed, our Act was “generally hailed as one of the most
progressive pieces of mental health legislation in the
world”
(at 100) but it was implemented with inadequate planning and
funding, a problem aggravated by “desperately
inadequate”
human resources, particularly a shortage and skewed distribution of
psychiatrists (at 105-6)); Lund et al (Mental
Health and Poverty
Project)
Mental
Health Policy Development and Implementation in South Africa: A
situation analysis – Phase 1 Country Report
,
31 January 2008 (the Act is “consistent with international
human rights standards” and as a key instrument of reform
is a
“highly appropriate and important milestone in the development
of the mental health system in South Africa”
(at 10), but
policy implementation and service delivery identified as
problematic); Kersop and Van den Berg “Obtaining
Involuntary
Mental Health Care in the South African Constitutional Dispensation”
2015
Obiter
679
(the Act is compliant with the Constitution but there have been
failures in effective implementation, with one area of weakness
being that Review Boards are reported to be understaffed,
underfunded and ill-equipped to deal with their workload (at
699-700));
Moosa and Jeenah “Involuntary Treatment of
Psychiatric Patients in South Africa (2008) 11
African
Journal of Psychiatry
109
(the Act upholds users’ rights but there are “numerous
difficulties in the implementation of involuntary treatment
within a
health care service that is plagued by human resource and
infrastructure constraints” (at 110)).
On
implementation challenges, see also Petersen and Lund “Mental
Health Service Delivery in South Africa from 2000 to 2010:
One step
forward, one step back” (2011) 101
South African Medical
Journal
751; Schierenbeck et al “Barriers to Accessing and
Receiving Mental Health Care in Eastern Cape, South Africa”
(2013)
15
Health and Human Rights
110; Szabo and Kaliski
“Mental Health and the Law: A South African perspective”
(2017) 14
British Journal of Psychiatry International
69.
[8]
In terms of sections 167(5) and 172(2)(b) of the Constitution, the
High Court’s declarations of constitutional invalidity
have no
force unless confirmed by this Court. In terms of section
172(2)(d), any person or organ of state with a sufficient
interest
may appeal such an order directly to this Court.
[9]
Although the notice of appeal was said to be against the whole of
the High Court's judgment, these respondents do not seek to
have
paragraph 2 of the High Court's order reversed.
[10]
The word “user” is also adopted in the
National Health
Act 61 of 2003
. This terminology is consistent with that
chosen by mental health advocacy groups such as the European Network
of (Ex-)
Users and Survivors of Psychiatry and the World Network of
Users and Survivors of Psychiatry. “User” implies
agency. “Patient” is seen as inconsistent with
choice and as implying the use of the medical model: Rose and
Lucas
The
User and Survivor Movement in Europe
in
Knapp et al (eds)
Mental
Health Policy and Practice across Europe: The future direction of
mental health care
(Open
University Press, 2007) at 338. In keeping with the
legislature’s choice, I use the word “user”,
notwithstanding the reservations expressed in Szabo and Kaliski
above n 6 at 69.
[11]
“Mental health status” is defined as meaning “the
level of mental well-being of an individual as affected by
physical,
social and psychological factors and which may result in a
psychiatric diagnosis”.
[12]
Section 18(1)
and (2). As at April 2019 there were more than
20 Review Boards in South Africa: Swanepoel and Mahomed “Involuntary
Admission and Treatment of Mentally Ill Patients – the Role
and Accountability of Mental Health Review Boards” (2021)
14
South
African Journal of Bioethics and Law
89
at 90.
[13]
Section 18(3).
[14]
Section 20(1)
and (2).
[15]
Section 20(3).
[16]
Section 20(4).
[17]
Section 23.
[18]
Section
19(1) of the Act, when read in the context of the Act as a whole, is
not an independent source of power but a summary
of the powers
conferred on Review Boards by other provisions. The power to
consider appeals against decisions of the head
(section 19(1)(a))
refers to the appellate powers conferred by sections 29 and 35.
The power to make decisions on assisted
or involuntary treatment
(section 19(1)(b)) and the power to consider 72-hour reviews
(section 19(1)(d)) refer to the decisions
regulated by sections 28
and 34. The power to consider reviews and make decisions on
assisted and involuntary users (section
19(1)(c)) refers to the
periodic reviews and decision-making regulated by sections 30 and
37. The power to consider transfers
of users to maximum
security facilities (section 19(1)(e)) refers to the powers
conferred by sections 39, 43 and 54. The
power to consider
periodic reports on the mental health status of mentally ill
prisoners (section 19(1)(f)) refers to the powers
conferred by
section 55.
[19]
Section 19(2).
[20]
Section 24(3).
[21]
Section 7(2).
[22]
Section 8(1).
[23]
Section 8(2).
[24]
Section 8(3).
[25]
Section 9(1).
[26]
Section 17. These rights would include the right to legal
representation conferred by section 15.
[27]
Section 9(2).
[28]
Section 10(1) and (2).
[29]
Section 11.
[30]
Section 12. Socio-political or economic status, cultural or
religious background or affinity are excluded as relevant factors.
[31]
Section 13(1).
[32]
Section 32.
[33]
The forms to be used in these procedures and certain other details
are contained in the General Regulations promulgated in terms
of the
Act: General Regulations, GNR 1467
GG
27117, 15 December 2004,
as amended (Regulations).
[34]
“Associate” is defined in section 1 as meaning “a
person with a substantial or material interest in the well-being
of
a mental health care user or a person who is insubstantial contact
with the user”.
[35]
Section 33(1).
[36]
The prescribed form for an application is MHCA 04 annexed to
the Regulations.
[37]
Section 33(2)(b).
[38]
Section 33(4). If the findings of the two MHC practitioners
differ, the head must cause the patient to be examined by a
third
MHC practitioner, who must submit a report to the head: section
33(6). The prescribed form for the practitioners’
findings is MHCA 05.
[39]
Section 33(7).
[40]
Section 33(8). The prescribed notification by the head to the
applicant is form MHCA 07.
[41]
Section 33(9).
[42]
Section 34(1). The prescribed form for the 72-hour assessments
is form MHCA 06. In terms of regulation 11,
the
medical practitioner conducting a 72-hour assessment may determine
the user’s treatment programme and must make a provisional
diagnosis and initiate treatment as soon as possible. The
medical practitioner must monitor the user’s condition
closely
and give a written report to the head at least every 24 hours during
the 72 hour assessment. The two practitioners
must each
submit their written reports (in accordance with form MHCA 06)
to the head within 12 hours after the expiry of
the 72-hour period.
During the 72-hour assessment, the head may discharge a user or
reclassify the treatment as voluntary
if the user’s mental
condition warrants it.
[43]
Section 34(2).
[44]
Section 34(3)(a).
[45]
Section 34(3)(b).
[46]
Section 34(3)(c).
[47]
Section 34(3)(c)(i). The prescribed form for the head’s
request is form MHCA 09.
[48]
Section 34(3)(c)(ii).
[49]
Section 34(4).
[50]
Section 34(5).
[51]
Section 34(7)(a).
[52]
Section 34(7)(b). The prescribed form for this notification is
MHCA 14.
[53]
Section 34(7)(c).
[54]
Section 36.
[55]
Section 37.
[56]
Section 38.
[57]
Section 35(1). The appeal document is form MHCA 15.
The Regulations require the interested parties to be given
at least
two weeks’ notice of the date of the appeal hearing. The
Review Board may summon any person to appear as
a witness and to
produce documents: regulation 15(4) and (5).
[58]
Section 34(8).
[59]
Section 35(2) - (4).
[60]
Sections 27 and 28.
[61]
Section
29.
[62]
Section
30.
[63]
Sections
43(3) and 54(2) respectively.
[64]
Section
55.
[65]
This tragedy resulted in the death of 144 users and trauma to
hundreds more. According to the Ombud’s report, the
victims were assisted users. Dr Sutcliffe states that they
were voluntary users but that is probably mistaken. At
any
rate, they were not involuntary users. The tragedy was not
connected with shortcomings in the assessment and admission
of the
users but with a decision to transfer them from Life Esidimeni to
non governmental organisations which were not licensed
or
equipped to care for them.
[66]
Those sections contain, respectively, the right to dignity; the
right to freedom and security of the person; and the right to
have
legal disputes decided in a fair public hearing before a court or
other impartial tribunal.
[67]
C v
Department of Health and Social Development, Gauteng
[2012] ZACC 1; 2012 (2)
SA 208 (CC); 2012 (4) BCLR 329 (CC).
[68]
38 of 2005.
[69]
Glenister
v President of the Republic of South Africa
[2011]
ZACC 6
;
2011 (3) SA 347
(CC);
2011 (7) BCLR 651
(CC). (The
High Court mistakenly gave the citation of the earlier case,
Glenister
v President of the Republic of South Africa
[2008]
ZACC 19; 2009 (1) SA 287 (CC); 2009 (2) BCLR 136 (CC).)
[70]
68
of 1995.
[71]
The High Court did not expressly mention section 36 of the
Constitution, but the Court’s paraphrasing shows that it had
section 36 in mind.
[72]
De Vos
N.O. v Minister of Justice and Constitutional Development
[2015] ZACC 21
;
2015 (2)
SACR 217
(CC);
2015 (9) BCLR 1026
(CC) at para 22.
[73]
CRPD above n 1.
[74]
Guidelines on Article 14 of the Convention on the Rights of Persons
with Disabilities: The right to liberty and security of persons
with
disabilities, adopted by the United Nations’ Committee on the
Rights of Persons with Disabilities at its 14th session,
held in
September 2015.
[75]
De
Lange v Smuts NO
[1998]
ZACC 6
;
1998 (3) SA 785
(CC);
1998 (7) BCLR 779
(CC) (
De
Lange
)
at para 22, citing
S
v Coetzee
[1997]
ZACC 2
;
1997 (3) SA 527(CC)
;
1997 (4) BCLR 437
(CC).
[76]
Nel v
Le Roux NO
[1996]
ZACC 6
;
1996 (3) SA 562
(CC);
1996 (4) BCLR 592
(CC) at para 14.
[77]
Lawyers
for Human Rights v Minister of Home Affairs
[2017]
ZACC 22
;
2017 (5) SA 480
(CC);
2017 (10) BCLR 1242
(CC) at paras 35
and 40.
[78]
De
Lange
above
n 74 at paras 23 and 101.
[79]
18 of 1973.
[80]
Above n 66.
[81]
Id at paras 28 and 37 per Skweyiya J and at paras 79 and 81 per
Yacoob J.
[82]
In regard to the nature of this burden, Makana cites
Teddy
Bear Clinic for Abused Children v Minister of Justice and
Constitutional Development
[2013]
ZACC 35
;
2014 (2) SA 168
(CC);
2013 (12) BCLR 1429
(CC) at para 84
and
Minister
of Home Affairs v National Institute for Crime Prevention and the
Re-Integration of Offenders
(
NICRO
)
[2004] ZACC 10
;
2005 (3) SA 280
(CC);
2004 (5) BCLR 445
(CC) at
paras 35-6.
[83]
NICRO
id at para 36.
[84]
The
quoted phrase is from
Nel
above
n 75
at
para 14.
[85]
Sonke
Gender Justice NPC v President of the Republic of South Africa
[2020]
ZACC 26
;
2021 (3) BCLR 269
(CC) at para 75.
[86]
Makana cites
Sonke
Gender Justice
id
at para 77, a passage which in turn refers to
Glenister
II
above
n 68 at para 216.
[87]
Makana refers to
Corruption
Watch NPC v President of the Republic of South Africa; Nxasana v
Corruption
Watch
NPC
[2018]
ZACC 23
;
2018 (2) SACR 442
(CC);
2018 (10) BCLR 1179
(CC)
(
Corruption
Watch
)
at para 45, where this Court was critical of a statute which
gave the President an unguided power, when suspending the
National
Director of Public Prosecutions (NDPP) or a Deputy NDPP, to
determine whether the suspended official should receive
remuneration
during the period of suspension, and if so how much. Such a
power was “susceptible to abuse” and
might cause the
officials to be rendered “"compliant”. It was
“a tool that should not be availed
to the Executive”.
[88]
Glenister
II
above
n 68
at
para 247.
[89]
Makana refers, in this regard, to
Glenister
II
above
n
68
at paragraph 225 and
McBride
v Minister of Police
[2016]
ZACC 30
;
2016 (2) SACR 585
(CC);
2016 (11) BCLR 1398
(CC) at paras
39-40.
[90]
Although in its written submissions Makana also sought costs in this
Court against the WC MEC, we were told in oral argument
that Makana
no longer did so.
[91]
Ex
parte G and Sixty-Six Others
[2008]
ZAKZHC 37
, unreported judgment of the High Court of South Africa,
KwaZulu-Natal Provincial Division, Case No 19/2007 (5 June 2008).
[92]
Id at para 19.
[93]
Id.
[94]
S v Van
Rooyen
[2002]
ZACC 8; 2002 (5) SA 246 (CC); 2002 (8) BCLR 810 (CC).
[95]
Id at para 37.
[96]
Minister
of Justice and Constitutional Development v Prince; National
Director of Public Prosecutions v Rubin; National Director
of Public
Prosecutions v Acton
[2018]
ZACC 30
;
2018 (6) SA 393
(CC);
2018 (10) BCLR 1220
(CC) (
Prince
).at
para 2. The High Court in the present case did not cite
Prince.
[97]
Section 233 provides:
“
When
interpreting any legislation, every court must prefer any reasonable
interpretation of the legislation that is consistent
with
international law over any alternative interpretation that is
inconsistent with international law.”
[98]
Universal Declaration of Human Rights, 10 December 1948.
[99]
Article 3.
[100]
Article 9.
[101]
Article 10.
[102]
African Charter on Human and Peoples’ Rights, 27 June 1981
(ratified by South Africa on 9 July 1996).
[103]
Article 6.
In
Purohit
& Another v The Gambia
(2003)
AHRLR 96 (ACHPR) at para 68, the African Commission on Human and
Peoples’ Rights found that The Gambia’s legislation
for
the involuntary detention of the mentally ill fell short of
international standards but that this did not violate Article
6,
because that Article “was not intended to cater for situations
where persons in need of medical assistance or help are
institutionalised”. Whatever the merits of this view may
be in relation to Article 6 (on which I am sceptical), I
would not
apply the same narrow approach to our section 12(1)(a).
[104]
International Covenant on Civil and Political Rights, 16 December
1996 (ratified by South Africa on 10 December 1998).
[105]
UN General Assembly Resolution 46/119
Principles
for the Protection of Persons with Mental Illness and the
Improvement of Mental Health Care
,
17 December 1991.
[106]
Principle 5.
[107]
Principle 7.
[108]
Principle 9.1.
[109]
Principle 9.4.
[110]
Principle 11.6. The MHC Principles define “independent
authority”, at paragraph (b) of Principle 11.6, as “a
competent and independent authority prescribed by domestic law”.
[111]
Principle 11.8.
[112]
Principle 11.16.
[113]
Principle 15.1.
[114]
Principle 16.1. The MHC Principles define “mental health
practitioner” as meaning “a medical doctor,
clinical
psychologist, nurse, social worker or other appropriately trained
and qualified person with specific skills relevant
to mental health
care”.
[115]
Principle 16.2.
[116]
Principle 17.1.
[117]
Principle 17.2.
[118]
Principle 17.3.
[119]
Principle 17.4.
[120]
Principle 17.7.
[121]
Principle 18.1.
[122]
Principle 18.5.
[123]
Human Rights Committee General Comment No 35: Article 9 (Liberty and
security of person), 16 December 2014.
[124]
Id at para 11.
[125]
Above n 1.
[126]
Guidelines on Article 14 of the Convention on the Rights of Persons
with Disabilities: The right to liberty and security of persons
with
disabilities, September 2015.
[127]
Para 4.
[128]
Para 6. See also para 13.
[129]
Para 14.
[130]
Para 15.
[131]
Para 10.
[132]
Para 11.
[133]
Para 15.
[134]
Para 8.
[135]
Para 23.
[136]
Para 24.
[137]
Protocol to the African Charter on Human and Peoples’ Rights
on the Rights of Persons with Disabilities in Africa, 30 January
2018.
[138]
Article 9.2(a).
[139]
Article 9.5.
[140]
European Convention on Human Rights, 4 November 1950, as amended by
Protocols Nos 11, 14 and 15, and as supplemented by Protocols
Nos 1,
4, 6, 7, 12, 13 and 16.
[141]
Article 5.1(e).
[142]
Registry of the European Court of Human Rights “Guide on
Article 5 of the European Convention on Human Rights: Right to
liberty and security” (as at 31 August 2022).
[143]
Id at paras 117, 119, 120, 130, 131 and 132.
[144]
See Freeman “New Mental Health Legislation in South Africa –
Principles and Practicalities: A view from the Department
of Health”
(2002) 5(3) South African Psychiatry Review 4 at 5 who notes that
two other influential instruments were the
World Health
Organisation’s
Guidelines
for the Promotion of Human Rights of Persons with Mental Disorders
1996
and
Mental
Health Law: Ten Basic Principles
1996.
See also McCrea “An Analysis of South Africa’s Mental
Health Legislation”
The
National Law Review
(21
October 2010), available at
https://www.natlawreview.com/article/analysis-south-africa-s-mental-health-legislation
.
[145]
CRPD above n 1 at Article 14(1)(b).
[146]
Id.
[147]
M
(CA677/2017) v Attorney-General (in respect of the Ministry of
Health)
[2020]
NZCA 311
at para 114. The RPD Guidelines on Article 14
repeat propositions set out 18 months earlier in the RPD Committee’s
General
Comment No 1: Article 12 – Equal recognition before the law
,
April 2014. For a lively debate in South African journals on
the RPD Committee’s views about legal capacity and
the
implications of these views for (among other things) involuntary
treatment, see Freeman et al “Reversing Hard Won Victories
in
the Name of Human Rights: A critique of the General Comment on
Article 12 of the UN Convention on the Rights of Persons with
Disabilities” 2015
Lancet
Psychiatry
1
and David Bilchitz “Dignity, Fundamental Rights and Legal
Capacity: Moving beyond the paradigm set by the General Comment
on
Article 12 of the Convention on the Rights of Persons with
Disabilities” (2016) 32
South
African Journal on Human Rights
410,
both of which are critical of the RPD Committee’s
approach, and Dhanda “From Duality to Indivisibility:
Mental
health care and human rights” (2016) 32
South
African Journal on Human Rights
438,
which criticises Freeman et al, embraces the RPD Committee’s
ideas and argues for a paradigm shift in our thinking
on these
matters. Freeman et al question the absence of medical
representation on the RPD Committee and cite material suggesting
that many State Parties did not agree with the approach the
Committee intended taking in its General Comment on Article 12.
[148]
RPD Guidelines above n 125 at paras 15, 23 and 24.
[149]
See, on this, Bartlett above n 2, who observes that the “big
issue” which the CRPD leaves largely unexplained is
“how
the shift to a pure supported decision-making structure will work in
practice” and how to deal with cases where
the “intensity
of support” which the person needs is so great as to raise
fundamental questions about whether the
decision is that of the
person or of the supporter; and Bilchitz above n 146, who criticises
the RPD Committee for ignoring reality
by “
assum[ing]
through some kind of
definitional fiat that
all
individuals
are capable of a certain level of autonomy to make decisions about
their lives” (at 411, emphasis in the original).
[150]
Directly or through recent literature, I have considered the
position in the United Kingdom; all the provinces and states of
Canada, the United States and Australia; New Zealand, Germany,
France, Spain, Ghana, Kenya and Zambia. See also the survey
of
20 European countries summarised in
Stanev
v Bulgaria
[2012]
ECHR 46
;
(2012) 55 EHRR 22
at paras 91-5.
[151]
Compare
De
Vos
above
n 71 at para 22, citing
HL
v The United Kingdom
[2004]
ECHR 720
;
[2005] 40 EHRR 32
(
HL
).
De Vos
dealt
with detention in terms of section 77(6)(a) of the Criminal
Procedure Act read with sections 37 and 47 respectively
of the
Mental Health Care Act.
HL
dealt
with the inpatient treatment of persons who, in terms of our Act,
would be classified as assisted patients, that is, patients
lacking
capacity to make an informed decision but who do not resist
treatment. The inpatient treatment of involuntary users
is an
a
fortiori
case
of deprivation of liberty.
[152]
Section 34(4)(a) of the Act (emphasis added).
[153]
Id section 40(4).
[154]
Id section 39(1).
[155]
Mahlangu
v Minister of Labour
[2020]
ZACC 24
;
2021 (2) SA 54
(CC);
2021 (1) BCLR 1
(CC) at para 28.
See also
De
Lange
above
n 74
at
paras 22-3, 120 and 143,
S
v Boesak
[2000]
ZACC 25
;
2001 (1) SA 912
(CC);
2001 (1) BCLR 36
(CC) at para 37,
Zealand
v Minister for Justice and Constitutional Development
[2008] ZACC 3
;
2008 (4)
SA 458
(CC);
2008 (6) BCLR 601
(CC) at para 33,
Malachi
v Cape Dance Academy International (Pty) Ltd
[2010] ZACC 13
;
2010 (6)
SA 1
(CC);
2010 (11) BCLR 1116
(CC) at para 25 and
De
Vos
above
n 71 at paras 25-7.
[156]
In
De
Lange
,
above n 74, there was a difference of opinion as to whether the
expression should be given a wide or narrow meaning.
Four
members of the Court (in accordance with Ackermann J’s
judgment) gave the guarantee against detention without
trial in
section 12(1)(b) the same wide meaning it had received in the
interim Constitution. Another four members
of the Court
said that detention without trial should be confined to detention of
the kind that was notorious under the apartheid
regime –
detention designed to suppress resistance to the government.
O’Regan J expressed no opinion on
this issue.
There
was thus no majority in favour of either view.
[157]
See [25] above.
[158]
Above n 75.
[159]
51 of 1977.
[160]
Nel
above
n 75 at para 14.
[161]
Bernstein
v Bester NO
[1996]
ZACC 2; 1996 (2) SA 751 (CC); 1996 (4) BCLR 449 (CC).
[162]
Id at para 146.
[163]
Coetzee
v Government of the Republic of South Africa, Matiso v Commanding
Officer Port Elizabeth Prison
[1995]
ZACC 7; 1995 (4) SA 631 (CC); 1995 (10) BCLR 1382 (CC).
[164]
32 of 1944.
[165]
Coetzee
above n 162 at para 33.
[166]
Above n
74
.
[167]
24 of 1936.
[168]
De
Lange
above
n
74.
Two
members of the Court (Didcott J, with Kriegler J
concurring) would have declined to hold section 66(3) of the
Insolvency Act unconstitutional at all. Five members of the
Court (Ackermann J, in whose judgment three members of
the
Court concurred, and Sachs J in a separate judgment) found section
66(3) unconstitutional only to the extent that it permitted
a
presiding officer who was not a Magistrate to imprison a
recalcitrant witness. The other two members of the Court (Mokgoro J
and O’Regan J in separate judgments) would have found
section 66(3) unconstitutional even where the presiding officer
at a
creditors’ meeting was a Magistrate.
Four
members of the Court (in accordance with Ackermann J’s
judgment) gave the guarantee against detention without
trial in
section 12(1)(b) the same wide meaning it had received in the
interim Constitution, and they thus considered that right
to be
implicated by section 66(3). Another four members of the Court
said that detention without trial should be confined
to detention of
the kind that was notorious under the apartheid regime –
detention designed to suppress resistance to the
government.
O’Regan J expressed no opinion on this issue.
[169]
Id at paras 60-1.
[170]
Id at para 74.
[171]
Id at paras 100-1, read with fn 131 and para 45.
[172]
Id at paras 174-5.
[173]
Id at para 176.
[174]
Id.
[175]
Id at para 133.
[176]
Id at para 143.
[177]
Id at para 147.
[178]
Id at para 150 read with the review at paras 151-7.
[179]
Id at para 158.
[180]
Id at para 162.
[181]
Above n 71.
[182]
Id at para 46.
[183]
Above n 76.
[184]
13 of 2002.
[185]
X v
United Kingdom
[1981]
ECHR 6
;
(1982) 4 EHRR 188.
This case concerned a decision by
the Home Secretary to recall a conditionally released patient
to a secure facility
because the patient was displaying renewed
symptoms of mental illness. The patient had earlier been
hospitalised after
being charged with a serious crime.
[186]
Id at paras 57-8.
[187]
Id at para 61.
[188]
MH v
Secretary of State for the Department of Health
[2005]
UKHL 60
;
[2006] 1 AC 441.
In
MH
v Secretary of State
the
patient was involuntarily detained in hospital against her mother's
wishes. This was in terms of section 2, which
authorised
an initial 28 days of detention for assessment. During the
first 14 days, the patient (but not her nearest relative)
could
bring an application for release to the MHRT. Because the
patient lacked legal capacity, she could not bring such
an
application. The mother, as the “nearest relative”,
had the right in terms of section 23 to issue a
written order
for the release of the patient. Such release could, however,
be blocked by the responsible clinician issuing
a report in terms of
section 25 to the effect that the patient, if discharged, would be
likely to act in a manner dangerous to
others or herself. When
the mother issued an order for the patient's release, she was met by
a blocking report. A
further complication arose when, towards
the end of the 28-day period, the authorities brought an application
in terms of section
29 to displace the mother as the “nearest
relative”. This had the effect of extending the initial
period of
detention until the County Court decided the displacement
application. The primary issues in the case concerned the
allegedly
inadequate remedies available to secure the patient’s
release (a) in terms of section 2, during the initial 28-day
period; (b) in terms of section 29, during the period from the
expiry of the 28 days until the County Court decided the
displacement
application. The mother, as the nearest relative,
had no statutory right, during these periods of detention, to bring
an
application to the MHRT. Such a right only existed once the
patient had been admitted for treatment in terms of section 3.
[189]
Id at para 22.
[190]
Id at para 24.
[191]
Id at para 27 and paras 29-32.
[192]
MH v
United Kingdom
(2014)
58 EHRR 35; [2013] ECHR 1008.
[193]
Id at para 76.
[194]
Id at para 80.
[195]
Id at para 82.
[196]
Id at para 83.
[197]
Id at paras 84-6.
[198]
Id at paras 91 and 96.
[199]
3 of 2000.
[200]
Compare
MB
v Poland
[2021]
ECHR 827
, CE:ECHR:2021:1014JUD006015715 at para 63: “[T]he
existence of a mental disorder warranting compulsory confinement
must
be reliably shown at the date of detention and throughout the
detention, especially given the marked tendency of mental disorders
to develop over time”. In
MH v
Secretary of State
above
n 187 Lady Hale, at para 17, spoke of “the inherent
changeability of mental disorders”.
[201]
See [27] to [41] above.
[202]
See [32] above.
[203]
The MHC Principles above n 104 define “mental health
practitioner” as meaning “a medical doctor, clinical
psychologist, nurse, social worker or other appropriately trained
and qualified person with specific skills relevant to mental
health
care”.
For
the position in England, see Hinchliffe “Compulsory Mental
Health Treatment: When should judges get involved?”,
speech
delivered on 26 August 2017 (available at
https://www.judiciary.uk/wp-content/uploads/2017/08/judge-mark-hinchliffe-compulsory-mental-health-treatment-hong-kong-20170829.pdf
) at
6:
“
On
the ground, AMHPs [Approved Mental Health Professionals] are
approved by local social services authorities, and they include
social workers, nurses, occupational therapists and psychologists.
Medical practitioners, however, are expressly excluded
as AMHPs –
so that there will always be a mix of professional perspectives at
the point when a decision is made regarding
a patient’s
detention. And even though all the personnel involved may be
employed by the same organisation (e.g.
the National Health Service
Trust) the skills and training required of AMHPs ensures that they
provide an independent social
perspective.”
Judge
Mark Hinchliffe is the Deputy Chamber President of the Health,
Education and Social Care Chamber, First tier Tribunal,
with
responsibility for the mental health jurisdiction, and a Judge of
the Upper Tribunal (Administrative Appeals Chamber).
In
England, though not in Wales, this Chamber of the First-tier
Tribunal has taken over the functions formerly performed by the
Mental Health Review Tribunal.
In
the State of Victoria, Australia, the Mental Health Act of 2014
defines “mental health practitioner” as meaning
a
registered psychologist, registered nurse, social worker or
registered occupational therapist.
[204]
It is thus necessarily implicit that if an application is made to an
establishment which does not have suitably qualified professionals
to conduct the assessments, the application will have to be
redirected to another establishment. Regulation 10(b) of the
Regulations gives effect to this necessary implication. It
states that a health establishment that is unable to provide
an
examination contemplated in section 33(4) of the Act must refer an
applicant to a health establishment within the closest
proximity
that provides that examination.
[205]
See [29] above.
[206]
See [31] above.
[207]
See [30] and [32] above.
[208]
Regulation
3(1) of the Regulations provides that when the head makes a decision
in terms of the Regulations that falls outside
his or her scope of
professional practice, he or she must act “after consultation
with the mental health care practitioner
that conducted the
assessment or any other mental health care practitioner”.
[209]
Section
33(9)(b) of the Act.
[210]
See [33] to [34] above.
[211]
See [35] above.
[212]
According to the statistics, there were 154 389 involuntary
applications in 2019, 2020 and 2021. Of these applications,
61 027 served before Review Boards and 35 583 before
Judges. In
P.S.
v Ontario
2014
ONCA 900
(CanLII); 379 DLR (4th) 191 at para 26, the Court noted
that provincial statistics for Ontario in the period 2009-2010
indicated
that 34% of patients involuntarily committed were in
hospital for less than a week, 80% for less than a month and 98% for
less
than six months. A recent review of involuntary
commitment in the United States noted that “[i]n practice,
most people
are discharged at early stages without reaching judicial
review or after a relatively short period of hospitalization”
– see the report by Dailey et al “Grading the States: An
analysis of U.S. psychiatric laws”
Treatment
Advocacy Centre
(September
2020), available at
https://www.treatmentadvocacycenter.org/grading-the-states,
at 10.
[213]
Of
the 35 583 cases which served before Judges over the three
years in question, only 40 were “rejected”.
All
the “rejections” occurred in KwaZulu-Natal (14) and the
Western Cape (24). The statistics do not indicate
whether the
applications were rejected on substantive or procedural grounds.
The 40 “rejected” applications
represent only 0.02% of
the 154 389 applications made to health establishments.
[214]
I
should
emphasise
that
the statistics do not allow us to conclude that the 40 “rejected”
applications were all cases where the users
should not have been
subjected to involuntary treatment. Applications may have been
rejected on procedural grounds; or
the user's condition might have
improved by the time the Judge made his or her investigations; or
the Judge’s rejection
may perhaps not have been justified.
[215]
Memorandum on the Objects of the Mental Health Care Bill, 2001
GG
22598,
21 August 2001, clause 4(d).
See
also Haysom, Strous and Vogelman “The Mad Mrs Rochester
Revisited: The involuntary confinement of the mentally ill in
South
Africa” (1990) 6
The
South African Journal of Human Rights
341
at 346.
[216]
Above n 187.
[217]
Id at
para
26.
[218]
Hinchliffe above n 202 at 6.
[219]
The Charter of the United Nations does not empower the General
Assembly to pass resolutions binding on Member States. See
also
South-West
Africa Cases (Ethiopia v South Africa; Liberia v South Africa);
Second Phase
[1966]
ICJ Rep 6 at para 98 and Tiwari “Binding Value of the UN
General Assembly Resolutions in International Law”
(2018) 4
Commonwealth
Law Review Journal
180.
[220]
See United Nations Model UN Programme “General Assembly”
in United Nations (ed)
MUN
Guide General Assembly
(2020),
available at
https://www.un.org/en/model-united-nations/general-assembly
,
where the UN states that “
[a]lthough
the General Assembly’s
recommendations on global issues are an important expression of
world opinion, the Assembly cannot
force a Member State to follow
its recommendations on a particular issue”.
[221]
The resolution was adopted “without vote” (
Index
to Proceedings of the General Assembly: Forty-sixth session –
1991 / 1992 Part 1
at
387). See United Nations Model UN Programme id at “How
Decisions are Made at the UN”, available at
https://www.un.org/en/model-united-nations/how-decisions-are-made-un
,
where the UN states: “When consensus on the text is reached
all of the Member States agree to adopt the draft resolution
without
taking a vote. Adopting a draft without a vote is the most
basic definition of what consensus means”.
South Africa,
of course, was not a member of the UN when the resolution was
adopted in 1991.
[222]
Above n 1.
[223]
Id at Article 12(2).
[224]
See Szabo and Kaliski above n 6 at 69: “Acute beds are at a
premium, and longer-stay beds even more so. This of course
raises a critical qualifier in the Act, namely that everything is
dependent on resources (i.e. funding)”.
[225]
Above n 93.
[226]
Id at para 59.
[227]
Certification
of the Constitution of the Republic of South Africa,
[1996] ZACC 26; 1996 (4)
SA 744 (CC); 1996 (10) BCLR 1253 (CC).
[228]
Id at para 124.
[229]
Van
Rooyen
above
n 93 at para 105.
[230]
Id at para 109.
[231]
Id at para 87.
[232]
Id at paras 37-8.
[233]
See [16] above.
[234]
Van
Rooyen
above
n 93 at paras 88, 181-2 and 192.
[235]
Id at paras 136-49.
[236]
See [17] above.
[237]
Van
Rooyen
above
n 93 at paras 93-5.
[238]
Id at para 179.
[239]
Above n 74 at para 69.
[240]
Above n 93 at para 20.
[241]
Valente
v The Queen
1985
CanLII 25
(SCC);
[1985] 2 SCR 673
; (1986) 24 DLR (4th) 161 (SCC) at
para 25.
[242]
Van
Rooyen
above
n 93 at 23.
[243]
Id at paras 23-5.
[244]
Glenister
II
above
n 68 at para 119.
[245]
Id at para 188.
[246]
Id at para 200.
[247]
Id at para 206.
[248]
Id at para 207.
[249]
Id at para 208.
[250]
Id at para 228.
[251]
Id at para 234.
[252]
Id at para 235.
[253]
Above n 84.
[254]
111 of 1998.
[255]
Sonke
Gender Justice
above
n 84 at paras 50-1.
[256]
Id at para 110.
[257]
Id at para 75.
[258]
Id at para 20.
[259]
Id at para 68.
[260]
Id at para 90.
[261]
Id at para 91.
[262]
Id at paras 93-108.
[263]
Section 18(3).
[264]
Section 23(2).
[265]
See [129] to [132] above.
[266]
Pickering
v Liverpool Daily Post and Echo Newspapers plc
[1990]
1 All ER 335
(CA) (
Pickering
)
at 341c-j, overruling the contrary conclusion in
A-G
v Associated Newspapers Group plc
[1989]
1 All ER 604
at 608h-611e.
Pickering
was
upheld on this point by the House of Lords:
[1991] 1 All ER 622
(HL)
at 630a-b, though perhaps on a narrower basis than in the Court of
Appeal.
[267]
This was the ECtHR’s view in
MH
v United Kingdom
.
[268]
In 2008 the functions of the MHRTs in England, but not Wales, were
transferred to the First-Tier tribunal. The Lord Chancellor
still appoints the MHRT members for Wales but their remuneration,
allowances and the expenses to be defrayed, and the provision
of
administrative support are now determined by the Welsh Ministers,
that is, the devolved Welsh Cabinet.
[269]
Freeman above n 143 at 7 says the following on the introduction of
the 72-hour assessment in the new Act:
“
The
aim of this change is to allow people who fit the criteria for
involuntary admission to be treated in the acute phase of their
illness in a place as near to their homes as possible. In many
instances, with treatment people recover considerably within
a 72
hour period and it is unnecessary for them to have to go to a
psychiatric hospital as a ‘certified patient’
and
experience the stigma and loss of dignity that this often implies.”
[270]
MHC
Principles above n 104
at
17.2. Analogously, in
De
Lange
above
n 74
Ackermann J
said that section 66(3) of the Magistrates’ Courts Act did not
in express terms prescribe the procedure
to be followed before a
presiding officer who was a Magistrate committed an examinee to
prison. But the section also did
not explicitly require the
presiding officer to conduct the committal proceedings in a way
inconsistent with any norm of procedural
fairness required by the
Constitution or the common law. The inescapable conclusion,
Ackermann J said, was that implicitly
the presiding officer had
to conduct the proceedings in a way which is not inconsistent with
such norms (at para 85).
[271]
See [40] above. Some writers have criticised the Act for
requiring the head to notify only the applicant and not also the
user of the decision to admit the user involuntarily, which is said
to diminish the value of the user's right of appeal: see,
for
example, Bonthuys “Involuntary Civil Commitment and the New
Mental Health Bill”
2001
SALJ
667 at
676; Kersop and Van den Berg above n 6 at 688; McCrea above n 143.
This is not a point raised in the present case.
The lawmaker’s
thinking might have been that users, unlike applicants, know that
they are being detained. In terms
of section 17, health care
providers may not administer treatment without informing users of
their rights (this excludes the
short emergency regime in
section 9(1)(c)). If the Act is properly implemented,
users should thus know that a decision
has been taken to treat them
involuntarily, that they have a right of appeal and that if they are
indigent they have a right
to legal representation at state expense.
[272]
In the case of Germany and France, the requirement of initial
judicial involvement flows from express provisions in their
Constitutions.
Elsewhere, the requirement of initial court
involvement may sometimes be attributable to a strong libertarian
ethos within the
jurisdictions concerned: see Dhanda above n 146 at
441. The author distinguishes between the Therapy Dominant
Model (TDM),
i.e. a medical model, and the Autonomy Dominating Model
(ADM), and observes:
“
Unlike
TDM, where legal functionaries had a limited and last resort role,
legal functionaries were accorded pride of place in
[ADM] . . . .
A study of mental health legislations across jurisdictions shows
that these instruments have
either privileged autonomy or care
depending upon whether the prevailing perspective was therapeutic or
civil libertarian.”
[273]
Above n 66.
[274]
Id at paras 79-83. The Court's remedy was a reading-in which
required the automatic judicial review to occur before the
expiry of
the next court day after the removal (at para 96).
[275]
Id at para 28.
[276]
Section 33(1).
[277]
See
above n 17.
[278]
See [44] above.
[279]
Sections
39 and 54 respectively.
[280]
Section
43.
[281]
Section
34(4)(b).
[282]
Biowatch
Trust v Registrar Genetic Resources
[2009]
ZACC 14
;
2009 (6) SA 232
(CC);
2009 (10) BCLR 1014
(CC).
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