Case Law[2023] ZACC 42South Africa
One Movement South Africa NPC v President of the Republic of South Africa and Others (CCT 158/23) [2023] ZACC 42; 2024 (3) BCLR 364 (CC); 2024 (2) SA 148 (CC) (4 December 2023)
Constitutional Court of South Africa
4 December 2023
Headnotes
Summary: Section 31B(3) of the Electoral Act 73 of 1998 as amended by the Electoral Amendment Act 1 of 2023 — unconstitutional — declaration of invalidity suspended for 24 months — interim reading-in
Judgment
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## One Movement South Africa NPC v President of the Republic of South Africa and Others (CCT 158/23) [2023] ZACC 42; 2024 (3) BCLR 364 (CC); 2024 (2) SA 148 (CC) (4 December 2023)
One Movement South Africa NPC v President of the Republic of South Africa and Others (CCT 158/23) [2023] ZACC 42; 2024 (3) BCLR 364 (CC); 2024 (2) SA 148 (CC) (4 December 2023)
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sino date 4 December 2023
CONSTITUTIONAL
COURT OF SOUTH AFRICA
Case CCT 158/23
In
the matter between:
ONE
MOVEMENT SOUTH AFRICA NPC
Applicant
and
PRESIDENT
OF THE REPUBLIC OF SOUTH AFRICA
First Respondent
MINISTER
OF HOME AFFAIRS
Second Respondent
INDEPENDENT
ELECTORAL COMMISSION
Third Respondent
SPEAKER
OF THE NATIONAL ASSEMBLY
Fourth Respondent
CHAIRPERSON
OF THE NATIONAL
COUNCIL
OF
PROVINCES
Fifth Respondent
and
RIVONIA
CIRCLE
NPC
Amicus Curiae
Neutral
citation:
One Movement South Africa
NPC v President of the Republic of South Africa and Others
[2023]
ZACC 42
Coram:
Zondo CJ,
Maya DCJ, Kollapen J, Mathopo J,
Mhlantla J, Rogers J, Schippers AJ, Theron J and
Van Zyl AJ
Judgments:
Zondo CJ (uninamous in respect of direct
access, minority in
respect of the signature challenge and majority in respect of the
recalculation challenge): [1] to [212]
Kollapen J (majority
in respect of the signature challenge): [213] to [355]
Theron J (partial
dissent): [356] to [385]
Heard
on:
30 August 2023
Decided
on:
4 December 2023
Summary:
Section 31B(3)
of the
Electoral Act 73 of 1998
as amended by the
Electoral Amendment Act 1 of 2023 — unconstitutional —
declaration of invalidity suspended for 24 months
—
interim reading-in
Unjustifiable
limitation — sections 18(1), 19(1) and 19(3) of
the Constitution — regulation versus limitation
Items
7, 12 and 23 of Schedule 1A of the
Electoral Act 73 of 1998
as
amended by the Electoral Amendment Act 1 of 2023 —
constitutional — challenge dismissed
ORDER
On
application for direct access
the following order
is made:
1.
The applicant is granted direct access to this Court.
2.
The recalculation relief sought in prayers 4, 6.2 and 6.3 of the
applicant’s notice of motion
is refused.
3.
Section 31B(3)(a)(i) and (ii) of the Electoral Act 73 of 1998
(Electoral Act) as inserted
by the Electoral Amendment Act 1 of
2023 is declared invalid and inconsistent with the Constitution, to
the extent that it unjustifiably
limits the rights to
freedom
of association, freedom to make political choices and to
stand
for public office.
4.
The declaration of invalidity referred to in paragraph 3 is suspended
for 24 months from the
date of this order to afford Parliament
an opportunity to remedy the constitutional defects giving rise to
the constitutional invalidity.
5.
From the date of the order of this Court and during the period of
suspension,
section 31B(3)(a)(i)
and (ii) of the
Electoral Act will
read as follows, the underlined words being read into the section
with the words in strike-out text being severed:
“
(3)
The following must be attached to a nomination when it is submitted:
(
a
)
A completed prescribed form confirming that the independent candidate
has submitted,
in the prescribed manner, the names, identity numbers
and signatures of voters whose names appear—
(i)
in the case of an election of the National Assembly in respect
of regional
seats, on the national segment of the voters’ roll
and who support his or her candidature
,
totalling 1 000
signatures for each region in which the candidate intends to contest
an election
;
(
aa
)
totalling 15 percent of the quota for that region in the preceding
election, if intending
to contest only one region
;
or
(
bb
)
totalling 15 percent of the highest of the regional quotas in the
preceding election, if intending
to contest more than one region,
provided that where 15 percent of the highest of the quotas is not
achieved, that the independent
candidate may only contest the region
or regions as determined by the next highest quota;
(ii)
in the case of an election of a provincial legislature, on the
segment of the voters’
roll for the province and who support
his or her candidature, totalling
1 000 signatures
least
15 percent of the quota of that province in the preceding election,
which the independent candidate intends to contest
,
provided
that an independent candidate who was elected to either the National
Assembly or a provincial legislature as an independent
candidate in
the preceding election shall be exempt from this requirement.”
6.
In the event that Parliament does not remedy the constitutional
deficiency in
section 31B(3)(a)(i)
and (ii) within the period
provided for in paragraph 4 of this order, or any extended period
granted by this Court, then
section 31B(3)(a)(i)
and (ii) will
be deemed to read as set out in paragraph 5 above.
7.
The second, fourth and fifth respondents, jointly and severally, are
to pay fifty percent (50%)
of the applicants’ costs, which
costs shall include the costs of two Counsel. The applicant is
not entitled to recover
any costs associated with the report of Mr
Atkins.
JUDGMENT
ZONDO CJ
(Mathopo J, Schippers AJ and Van Zyl AJ
concurring in respect of the whole judgment. Maya DCJ,
Mhlantla J and Kollapen J concurring in respect of only
direct access and the recalculation point):
Introduction
[1]
One Movement South Africa NPC (OSA
or applicant) is a registered not for profit company.
It has as some of its members
individuals who intend to contest the
national and provincial elections that will be held in this country
some time in 2024 as
independent candidates.
[2]
Clause 2 of OSA’s constitution
provides that OSA’s vision is “a society in which all men
and women, regardless
of background and race, live together side by
side peacefully and [will] be able to prosper together”.
OSA’s
constitution further provides in part that OSA envisions
“a South Africa that is:
2.1.1. a
crime free society
2.1.2. a
racially cohesive and integrated society
2.1.3.
an educated society with high quality jobs
. . .
2.1.8. a society
where political leaders are accountable.”
[3]
OSA
has cited the President of the Republic of South Africa as the
first respondent, the Minister of Home Affairs (Minister)
who is
the Minister responsible for the administration of the
Electoral
Act
[1
] as the second respondent,
the Independent Electoral Commission (IEC or Commission),
which
is the body constitutionally mandated to manage elections in this
country, as the third respondent, the Speaker of the
National Assembly
(Speaker) as the fourth respondent and the
Chairperson of the National Council of Provinces (NCOP) as the
fifth respondent.
Rivonia Circle NPC was admitted as an amicus
curiae. We are indebted to the amicus for its submissions and
its assistance
in this matter. The President abides the
decision of this Court. The Minister, the Speaker of the
National Assembly
and the Chairperson of the NCOP oppose the
application. The IEC abides the decision but delivered an
explanatory affidavit.
Should direct access be
granted?
[4]
OSA
has brought an application for direct access to this Court as a
matter of urgency for an order declaring certain provisions
of the
Electoral Amendment Act
[2]
(EAA)
inconsistent with the Constitution and, therefore, invalid.
This Court grants direct access when it is in the interests
of
justice to do so. Direct access means that a matter is brought
to this Court without first having been taken to another
Court.
Where this Court grants direct access, it decides the matter as
a court of first and final instance. That is
not something that
this Court does lightly because we appreciate the importance of
having the benefit of the views of other courts
on issues before they
are decided by this Court. There will have to be exceptional
circumstances before it can be said that
it is in the interests of
justice for this Court to grant direct access in a matter.
[5]
The
justification advanced by OSA for its application for direct access
and for this matter to be dealt with on an urgent basis
or to be
given a certain amount of priority is this. Parliament passed
the EAA to correct the constitutional defect identified
in the
Electoral Act by
this Court’s judgment in
New Nation Movement
.
[3]
OSA contends that, although the EAA will enable independent
candidates to stand for election in next year’s elections
and
in future elections, it infringes their right to stand for election
to public office, their right to dignity and their right
to
disassociate.
[6]
OSA, therefore, seeks to ensure that
by the time of the elections next year the constitutional defects
which it contends are to
be found in the EAA have been corrected.
Accordingly, OSA contends that it is of critical importance
that this Court decides
the constitutional validity of the relevant
provisions of the EAA while there is enough time for Parliament to
correct any constitutional
defect of the EAA that this Court may
identify if it upholds OSA’s contentions.
[7]
The date for next year’s
elections has not yet been fixed. However, it is accepted by
all parties in this matter that
constitutionally the date for the
elections is required to be somewhere between early May and sometime
in August 2024. OSA
argues that, if it had to first take
this matter to the High Court and, thereafter, come to this Court for
confirmation of any
declaration of invalidity that the High Court
might make, that would cause such a delay that there would be a
serious risk that,
by the time the matter was brought to this Court,
there would not be enough time for Parliament to correct any
constitutional defect
that this Court could identify if it upheld
OSA’s contention. Indeed, the IEC might also not have
enough time to make
all the arrangements that may need to be made in
order to ensure that the elections are free and fair.
[8]
None of the respondents opposed
OSA’s application for direct access and for this matter to be
accorded a certain amount of
priority. I am of the view that
OSA has reasonable prospects of success. I agree that, if OSA
was required to first
take this matter to the High Court before
bringing it to this Court, by the time this Court handed down its
judgment, there would
not be enough time for Parliament to correct
whatever constitutional defect this Court might identify in the EAA
if it upheld OSA’s
contentions. Assuming that OSA’s
complaint about the EAA is well founded, that would cause OSA and
independent candidates
serious prejudice in next year’s
elections. It is, therefore, in the interests of justice for
this Court to grant OSA
direct access. Accordingly, leave is
hereby granted to OSA to bring this matter directly to this Court.
Background
[9]
Since the advent of our constitutional democracy in the April
1994 elections for national and provincial legislative bodies in this
country have been conducted on the basis that no individual could
stand for election to any such bodies. Voters voted only
for
political parties. In turn political parties provided lists of
persons that they nominated for membership of those legislative
bodies if they won seats in those bodies. In 2020 this Court
handed down its judgment in
New Nation Movement
and declared
the
Electoral Act inconsistent
with the Constitution and, therefore,
invalid to the extent that it did not allow an individual adult
citizen to stand for election
to the legislative bodies at national
and provincial levels without having to be a member of a political
party. This Court
suspended that declaration of invalidity for
24 months to afford Parliament the opportunity to correct the
constitutional defect
within that period.
[10]
In
New
Nation Movement
this Court, through Madlanga J, said that there were two issues
before it. The first was whether – by making access
to
political office possible only through membership of a political
party – the
Electoral Act unjustifiably
limited the right to
freedom of association guaranteed in section 18 of the Constitution.
The second issue involved a determination
of the content of the
right enshrined in section 19(3)(b) of the Constitution and
whether the
Electoral Act unjustifiably
limited that right.
[4]
[11]
Madlanga
J later stated that, on its own, the freedom of association challenge
begged the question. He said that that challenge
could not be
dealt with as a standalone challenge. He went on to say that
this did not mean that freedom of association was
irrelevant to
determining the content of the right provided for in section 19(3)(b)
of the Constitution.
[5]
[12]
Section 19 of the Constitution deals
with entrenched political rights. It reads:
“
Political
rights
19.
(1) Every citizen is free
to make political choices, which
includes the right—
(a)
to form a political party;
(b)
to participate in the activities of, or recruit members for, a
political party; and
(c)
to campaign for a political party or cause.
(2)
Every citizen has the right to free, fair and regular elections for
any legislative
body established in terms of the Constitution.
(3)
Every adult citizen has the right—
(a)
to vote in elections for any legislative body established in terms of
the Constitution,
and to do so in secret; and
(b)
to stand for public office and, if elected, to hold office.”
Early in his judgment in
New Nation Movement
, Madlanga J said:
“
[17]
I want to lay emphasis on subsection (1). It affords every
citizen the freedom to make political choices.
The fact that
what are itemised in the subsection as being the choices a citizen is
free to make all relate to political parties
does not mean those
choices concern political parties only. If that were the case,
instead of saying these rights or freedoms
“include”, the
subsection would simply have said the rights “are”.
The present formulation means
the rights are more than what is
itemised. As the first applicant submits, paragraphs (a) to (c)
of section 19(1) ‘are
mere examples of “political
choices”; they do not cover the field of what [section 19(1)]
protects’. A
conscious choice not to form or join a
political party is as much a political choice as is the choice to
form or join a political
party; and it must equally be deserving of
protection.
[18]
Once an adult citizen is forced to exercise the section 19(3)(b)
right through a political party,
that divests her or him of the very
choice guaranteed by section 19(1) not to form or join a political
party. That cannot
be. We must strive for a reading that
does not truncate the full effect of any of the rights afforded by
section 19.
The respondents’ reading of section 19(3)(b)
results in a diminution of the political choices afforded by section
19(1).
Effectively that gives rise to a conflict between the
two subsections.”
[13]
In
New
Nation Movement
this Court referred to
UDM
II.
[6]
There, the question was whether members of the National
Assembly could vote in accordance with their conscience when voting
in a motion of no confidence in President Jacob Zuma. Madlanga J
then referred to this passage in
UDM
II
:
“
As
is the case with general elections where a secret ballot is deemed
necessary to enhance the freeness and fairness of the elections,
so
it is with the election of the President by the National Assembly.
This allows Members to exercise their vote freely and
effectively, in
accordance with the conscience of each, without undue influence,
intimidation or fear of disapproval by others.
The
frustration or disappointment of the losing presidential hopeful and
his or her supporters could conceivably have a wide range
of
prejudicial consequences for Members who are known to have
contributed to the loss. To allow Members of the National
Assembly to vote with their conscience and choose who they truly
believe to be the best presidential material for our country, without
any fear of reprisals, a secret ballot has been identified as the
best voting mechanism.”
[7]
[14]
This Court went on to say in
New Nation Movement
that,
if all members of the National Assembly were free to vote as they saw
fit regardless of how politically sensitive an issue
might be and
without any risk of reprisals from their political parties,
litigation on this issue would not have been necessary.
It went
on to say that it was exactly because the opposite prevailed that the
litigation was instituted. It said that this
would not have
been an issue at all for someone not subject to encumbrances of party
politics; someone not owing his or her membership
of the National
Assembly to a political party.
[15]
The
concern was that the majority of members of the National Assembly did
not necessarily vote in accordance with their true beliefs
or
convictions on certain matters that are very important to the country
and its people. This was because they were instructed
by their
party leadership on how to vote on certain issues. This was
also the reason why the United Democratic Movement (UDM)
approached
this Court in what has become known as the secret ballot case.
[8]
In that case the UDM wanted the Speaker to ensure that a secret
ballot – as opposed to a show of hands – was
conducted in
the National Assembly. This Court held that the Speaker had a
discretion to direct that the ballot in a vote
of no confidence in a
President be held in secret. The UDM made this request for the
ballot to be held in secret because
it believed that there were many
members of the National Assembly who were members of the majority
party who had genuinely lost
confidence in President Zuma at the time
and who would have liked to vote in support of the motion of no
confidence in President
Zuma but would not be able to do so if the
ballot was not secret. This would have been because the
leadership of their party
either had already given an instruction,
or, it was believed that they would soon give an instruction, that
all African National
Congress (ANC) members of the National Assembly
should not support the motion of no confidence in President Zuma.
[16]
When any member of Parliament makes a decision or allows
himself or herself to be party to a decision that he or she knows
deep
down in his or her heart is not in the interests of the people
of South Africa, he or she betrays the people of South Africa.
In
UDM II
this Court said through Mogoeng CJ:
“
[37]
In anticipation of a President and this constitutionally envisaged
team’s possible remissness in the
execution of their
constitutional mandate, provision was made to minimise or address
that possibility. Those who represent
the people in Parliament
have thus been given the constitutional responsibility of ensuring
that members of the executive honour
their obligations to the people.
Parliament, that elects the President and of which the Deputy
President, Ministers and their
deputies are members, not only passes
legislation but also bears the added and crucial responsibility of
‘scrutinising and
overseeing executive action.’”
[9]
[17]
As already stated above, this Court concluded in
New Nation
Movement
that the EAA was inconsistent with the Constitution
and, therefore, invalid to the extent that it did not allow an adult
citizen
to stand for public office except through membership of a
political party. The legislation that Parliament has passed in
response to that judgment may well allow independent candidates who
will serve in the National Assembly to tilt the scale to get
the
majority of members in the National Assembly to put the interests of
the people first in whatever they do. That would
include when
they vote in future motions of no confidence.
[18]
Subsequent to the handing down of the
New Nation Movement
judgment, the Minister commissioned a panel of experts, the
Ministerial Advisory
Committee
(Committee),
to provide technical proposals to give effect to the judgment.
This Committee consisted of eight members who
subsequently submitted
a report to the Minister. The Minister attached a copy of that
Committee’s report to his affidavit.
The members of the
Committee were divided on the advice to give to the Minister.
Four members proposed a combination of a
single member constituency
and proportional representation system. This was the majority
option. Three members of the
Committee proposed a modification
of the existing system so as to permit independent candidates to
contest the elections.
This was the minority option. One
member of the Committee chose not to state a preferred option.
[19]
In their report the Committee had this to say in part
about the two options:
“
Option
1 (Minority report): The
slightly modified
multi-member constituency (MMC), which stakeholders referred to as
the minimalist option.
This option entails
modifying the existing multi-member electoral system to accommodate
independent candidates in the national and
provincial elections
without many changes in the legislation. Those in favour of
this option believe that it does not interfere
with the
constitutionally required general proportionality and is the best
option for ensuring inclusiveness, gender representation,
simplicity
and fairness for independents.
Option 2 (Majority
report): The mixed-member model incorporating single-member
constituencies.
This option entails
combining the first-past-the-post and proportional representation,
making it a mixed-member proportional (MMP)
system resembling the
current local government electoral system, albeit with some
improvements. It involves electing MPs
from 200 single-member
constituencies and the remainder from a single national multi-member
constituency. Thus, voters would
vote for a single MP to
represent them in single-member constituencies (their first vote) and
for a party to represent them in
the single national multi-member
constituency based on competing for closed party lists (their second
vote). Those in favour
of this option believe that it does not
interfere with the constitutionally required general proportionality
and is the best option
for ensuring inclusiveness, gender
representation, simplicity and fairness for independents.”
[20]
The Minister accepted the minority option. It would seem
from his
affidavit
that he chose the
minority option out of pragmatism, given what could be done before
the 2024 elections. He left the door
open as to what option
could be decided upon after the 2024 elections for long term.
[21]
In February 2023 Parliament passed the Electoral Amendment
Bill (Bill). The President assented to the Bill in April 2023
which
then became the EAA.
It is now
necessary to deal with the relevant features and sections of the
EAA. The EAA permits independent candidates to
stand for public
office and, if elected, to hold public office. There are only
two respects in which OSA is unhappy about
the EAA. The first
complaint relates to section 31B(3) of the EAA. This section
relates to a signature requirement
about which more is said
below. The other one relates to how the recalculation of seat
allocations is done when an independent
candidate is elected, but
their surplus votes are either discarded or when an independent
candidate vacated his or her seat.
I propose to deal with the
signature requirement first and thereafter with the recalculation
challenge.
The signature requirement
[22]
For the first time in the history of
our constitutional democracy since 1994 adult citizens will be able
to stand for election to
public office in the form of the
National Assembly or provincial legislatures. This is
because the EAA makes this possible.
As already indicated
above, this follows upon the judgment of this Court in
New Nation Movement.
[23]
Section 4 of the EAA introduces Part
3A into Chapter 3 of the
Electoral Act. Part
3A deals with
independent candidates. The reference to independent candidates
is a reference to candidates who contest elections
independently of a
political party.
Section 31A
governs the nomination of
independent candidates.
Section 31B
governs the requirements
and qualifications for independent candidates to contest elections.
[24]
Section 31B(1)
and
3
(a)(i) and (ii)
reads:
“
31B.
(1) A person may contest an
election as an independent
candidate only if that person is nominated
on a prescribed form and that form is submitted to the Commission by
not later than
a date stated in the timetable for the election and
complies with the requirements of subsection (3).
. . .
(3)
The following must be attached to a nomination when it is submitted:
(
a
)
A completed prescribed form confirming that the independent candidate
has submitted,
in the prescribed manner, the names, identity numbers
and signatures of voters whose names appear—
(i)
in the case of an election of the National Assembly in respect of
regional seats,
on the national segment of the voters’ roll and
who support his or her candidature—
(
aa
)
totalling 15 percent of the quota for that region in the preceding
election, if intending to contest only one region; or
(
bb
)
totalling 15 percent of the highest of the regional quotas in the
preceding election, if intending to contest more
than one
region
, provided that where 15 percent of the highest of the
quotas is not achieved, that the independent candidate may only
contest the
region or regions as determined by the next highest
quota; or
(ii)
in the case of an election of a provincial legislature, on the
segment of the voters’
roll for the province and who support
his or her candidature, totalling at least 15 percent of the quota of
that province in the
preceding election, which the independent
candidate intends to contest,
provided that an
independent candidate who was elected to either the National Assembly
or a provincial legislature as an independent
candidate in the
preceding election shall be exempt from this requirement;”
(Emphasis added.)
The
reference to a quota is a reference to the number of votes a
political party or independent candidate must get in an election
in a
particular region or province in order to get one seat.
[25]
OSA states that its complaint about
section
31B(3)
is the requirement that an independent candidate must secure
signatures of registered voters amounting to 15% of the quota in the
previous election in the relevant region.
The deponent
to OSA’s founding affidavit, Mr Mogoale, pointed out that OSA’s
complaint with regard to the requirement
of signatures was that the
EAA placed “an impermissible and arbitrary barrier to entry for
independent candidates to register
for elections by placing an
unreasonably high signature requirement upon them”. What
this means is that OSA relied
upon the contention that the signature
requirement was unreasonably high to submit that the signature
requirement was impermissible and arbitrary
. In its
founding affidavit OSA said that it would “
demonstrate that
the 15% signature requirement is arbitrary and poses a barrier to
entry for independent candidates
” (emphasis added).
[26]
OSA puts its chief complaint about the requirement of
signatures thus:
“
[O]ne
of the factors informing this choice is the ability to attain the
required number of signatures in order to register with
the IEC.
The
chief complaint of OSA
is that the Amendment Act requires
both political parties and independent candidates to acquire the same
number of signatures in
order to register.” (Emphasis
added.)
This
statement says that the applicant’s chief complaint about the
requirement of signatures was that it applied to both independent
candidates and political parties. As one reads this statement,
one expects to see some substantiation of this chief complaint
but
there is none.
[27]
OSA continued and said in its founding affidavit:
“
While
on the face of it, it is a formally equal requirement, this results
in a substantively unequal outcome, creates an unfair
barrier to
entry for independent candidates and goes against the purpose of
New Nation II
.”
After
the above excerpt, OSA quoted paragraphs 52 and 53 of this Court’s
judgment in
New
Nation Movement.
[10]
However, there is nothing in those two paragraphs which supports
OSA’s statement at the end of the above excerpt that
the
requirement that an independent candidate and a political party that
is not yet represented in the National Assembly or provincial
legislature must obtain signatures that are equal to 15% of the quota
goes against the purpose of the
New
Nation Movement
judgment.
I shall refer to such a political party in this judgment simply as a
new political party.
[28]
OSA states that, in real numbers, for the upcoming 2024
national and provincial elections independent candidates will be
required
to attain the following number of signatures (equating to
15% of the relevant quotas) to contest an election:
National
Legislature
Provincial
Legislature
Eastern Cape
11 657
4 672
Free State
11 340
4 286
Gauteng
13 890
8 757
KwaZulu-Natal
13 045
6 664
Limpopo
11 329
4 357
Mpumalanga
11 925
5 886
North West
11 652
4 213
Northern Cape
10 271
4 920
Western Cape
13 201
7 176
[29]
OSA then deals with the purpose of the signature requirement
as it understood it. OSA states that the stated purpose of
imposing
a signature requirement on independent candidates “is
that such a requirement will ensure that candidates have a serious
intention of contesting elections and limit the number of frivolous
candidates on the ballot”. OSA states that this
supposedly ensured that the IEC “[was] able to run elections
effectively”. It also states that “the signature
requirement supposedly prevented voting from becoming too complicated
for voters and prevented vote counting from being overly
complicated
and taking a much lengthier period”.
[30]
OSA also states that, prior to the EAA, political parties were
required to submit 1 000 signatures to register themselves as
national parties with the IEC. OSA goes on to state that “the
only reasonable inference to draw is that 1 000
signatures
satisfied the same purpose so that political parties are serious
about entering the election race”. OSA
points out that,
instead of maintaining this 1 000 signature requirement, the EAA
changed this requirement to direct
that political parties also attain
the 15% entry requirement. In other words, says OSA, instead of
requiring independent
candidates to also obtain 1 000 signatures
in the same way that political parties were obliged to obtain that
number of signatures
under the
Electoral Act, now both
political
parties and independent candidates are required to secure 15% of a
quota of the relevant region in respect of a previous
election.
Minister
Motsoaledi
[31]
According to the Minister, the purpose of the signature
requirement is “to ensure prospective independent candidates or
prospective
political parties seeking to contest the national
elections in fact have some plausible chance of gaining sufficient
public support
to be elected”. The Minister goes on to
say in the same paragraph:
“
With
respect, this eligibility requirement is eminently rational, sensible
and constitutionally permissible. If an independent
candidate
(or political party) seeking to contest the elections is unable to
gather enough support to equate to 15% of the votes
likely to be
required to obtain a seat, they would be extremely unlikely to obtain
enough votes to meet the quota for a seat in
the election.”
[32]
If the quota of the previous
election was 44 000, an independent candidate would need to
obtain 15% of 44 000 which is
6 600. If, therefore,
an independent candidate cannot obtain 6 600 signatures of
registered voters to contest elections,
how can he or she hope to get
44 000 votes during the actual election? It would be
highly unlikely. 15% is under
one sixth of the votes he or she
would require to win a seat.
[33]
The Minister says that the purpose
of the 15% signature requirement is also to act as a sifting
mechanism to ensure the integrity
of the general elections. He
says that this requirement seeks to discourage independent
candidates
and political parties who have no plausible hope
of obtaining a seat from contesting the elections. The
requirement also seeks
to ensure that the ballots are kept to a
manageable length and that voters are not overwhelmed by
unnecessarily long and unwieldly
ballots.
[34]
The Minister contends that OSA’s
attack on
section 31B(3)
of the EAA is misplaced because, if it were
to be upheld, the result would be to lower the threshold for
independent candidates
(unrepresented in the legislatures) to contest
an election while making it more difficult for political parties
(unrepresented
in the legislatures) to contest elections. He
points out that this would be so because, while OSA challenges the
constitutional
validity of
section 31B(3)
, it did not direct any
challenge to
section 27(2)(cB)
of the EAA which makes the
signature requirement applicable to political parties that are not
yet represented in the legislative
bodies. He submits that
there is no basis for this differentiation and Parliament had
correctly made the signature requirement
applicable to both
independent candidates and new political parties.
[35]
The Minister disputes OSA’s
contention that
section 31B(3)
limits the right to stand for public
office in section 19(3)(b) of the Constitution and other political
rights. He contends
that the Constitution recognises that it is
necessary to regulate the exercise of the right to stand for public
office. He
points out that, without reasonable regulation of
such right, it would be impossible to give substantive content to the
right.
He states that the Constitution anticipates this by
requiring that elections be held in terms of an electoral system
prescribed
by Parliament. He submits that the requirements that
must be met by a contestant to register for and to contest an
election
are a constitutional imperative and not a limitation of the
right to stand for public office. He also states that there is
a limited number of seats which may be the subject of electoral
contestation. The Minister states that, unless the exercise
of
that right is regulated properly, too many candidates would contest
elections irrespective of their prospects of success with
the result
that the ballot paper could be too long and unwieldly. He
submits that, if that were to happen, namely if anybody
and everybody
could stand for elections irrespective of their prospects of success,
it would result in an election that is not
free and fair. OSA
did not file any further affidavits to dispute this.
[36]
In concluding on the OSA challenge
to the signature requirement, the Minister refers to the fact that in
the past this Court “similarly
evaluated the constitutionality
of voter registration requirements (including the need to have a
bar-coded ID book)”. He
points out that this Court
concluded that these requirements did not limit rights.
Parliament
[37]
Mr Mosa Steve Chabane is the Chairperson of the Portfolio
Committee on Home Affairs in the National Assembly. He
deposed
to an answering affidavit on behalf of the Presiding Officers
of both the National Assembly and the NCOP. Mr Chabane
points out that the purpose of the signature requirement is to
minimise the prospect of frivolous entries into the election race.
He also states that “the signature requirement avoids a
situation whereby the ballot contains thousands of names of
candidates who have no prospect whatsoever of achieving a sufficient
number of seats”. He says that it avoids a situation
of
an unwieldly ballot, full of candidates who have no hope of being
elected. He says that this would be confusing to voters
and
ultimately could undermine the freeness and fairness of the election.
[38]
Some of the points made by Mr Chabane are the following:
(a)
a balance was struck between ensuring that
persons contesting the elections are serious about the election and
have some prospects
of being elected and not placing barriers which
unnecessarily and unjustifiably dissuade participation in contesting
elections.
(b)
The threshold of 15% is imminently
reasonable when regard is had to the fact that, if an independent
candidate or political party
is not able to meet the 15% threshold,
this means that they are not able to demonstrate the support of less
than one fifth of the
total number of votes required for a seat in
the election.
[39]
Mr Chabane
also points out that
OSA’s contention that, if the requirement of 15% signatures
were to be changed to a requirement of 1 000
signatures, that
would equally achieve the same objective as the objective of 15% is
mistaken. He explains that the requirement
of 1 000
signatures applies to political parties when they register with the
IEC and not when they seek to contest elections.
He states that
the signature requirement relating to section 31B(3) and the
signature requirement that relates to the registration
of political
parties with the IEC serve different purposes.
[40]
Mr Chabane points out that the
signature requirement relating to the registration of political
parties conveys the seriousness of
the political party to operate as
a serious and well-organised party. He said that this
requirement is not directly concerned
with the ballot or the
manageability of elections as a whole. Mr Chabane points out
that there were 331 registered national
political parties and a
ballot that tried to accommodate all these political parties would be
unworkable.
IEC
[41]
Mr S Mamabolo, the Chief Executive Officer of the IEC, states
that section 31B(3) requires an independent candidate to submit
supporting signatures from registered voters in the region or
province in which the candidate intends to compete totalling 15%
of
the quota for a region or province in the previous election (or, if
the candidate is contesting in more than one region in the
national
elections, totalling 15% of the highest of those regional quotas).
It then says that, based on the 2019 election
quotas, 15% thereof
equates to between approximately 10 000 and 14 000
signatures to contest in the national elections
(depending on the
region) and between 4 000 and 9 000 signatures to contest
in provincial elections (depending on the
province).
[42]
Mr
Mamabolo points out that the requirement of proof of support to
contest the election must be distinguished from the requirement
of
supporting signatures for the registration of political parties.
The requirements for registration of a political party
are set out in
section 15 of the Electoral Commission Act
[11]
and the Regulations for the Registration of Political Parties,
2004
[12]
(2004 Regulations).
[43]
Mr Mamabolo responded to OSA’s statement in its founding
affidavit that political parties were previously required to submit
1 000 signatures of registered voters to contest elections.
OSA said in effect that there was no reason why independent
candidates and new political parties were not required to also submit
1 000 signatures instead of 15% of the quota based on
the
previous elections. Mr Mamabolo explains that the requirement
of 1 000 signatures of registered voters is still
a requirement
for political parties, not to contest elections but to register with
the IEC. Mr Mamabolo explains that,
upon registration with
the IEC, a political party obtains a registration certificate and its
registration particulars, including
its name, abbreviated name and
symbol are published in the
Government Gazette
which are then
afforded legal recognition and protection.
[44]
The effect of the registration of a political party with the
IEC is to be gathered from regulation 8 of the 2004 Regulations.
Regulation 8 reads:
“
A
party registered under these Regulations shall—
(a)
be entitled to be represented on a party liaison committee as
contemplated in the
Regulations on Party Liaison Committees;
(b)
have free access to any voters’ roll compiled and maintained by
the Commission;
and
(c)
be entitled to protection by the Commission of its name, abbreviation
of its name
and distinguishing mark or symbol.”
[13]
[45]
Mr Mamabolo goes on to point out that the fact that a
political party has been registered with the IEC does not entitle the
party
to contest an election. This is important to note because
it means that the requirement of 1 000 signatures with which
political parties must comply is not a requirement for contesting
elections. It is a requirement for the registration of
a
political party with the IEC. Once a political party has been
registered with the IEC and then wants to contest elections,
there
are requirements for contesting elections with which the political
party must comply. These are provided for in
section 27(1)
,
(2), (3) and (4) of the
Electoral Act. These
are that:
(a)
it must submit a list of its candidates and a declaration of its
candidates’ qualification
to stand for election and acceptance
of the nomination;
(b)
a declaration of commitment by a duly authorised representative and
each of its candidates,
to comply with the Electoral Code of Conduct;
(c)
it must pay the prescribed deposit for participation in the election;
and
(d)
political parties that are not yet represented in either a provincial
legislature or in
Parliament are required, additionally, to submit
the signatures of registered voters equating to 15% of the relevant
quota in the
previous election.
[46]
Mr Mamabolo also points out that to register, every political
party whether they are already represented in one or other
legislative
body or not is required, among others, to submit
1 000 supporting signatures of registered voters. He
points out
that, contrary to OSA’s assertion that this is a
repealed requirement, this requirement is currently applicable.
Mr
Mamabolo also points out that OSA’s statement that this
requirement was prescribed in terms of
section 27
of the
Electoral
Act is
not correct. He states that this requirement is
prescribed in terms of section 15(3)(a) of the Electoral Commission
Act and regulation 3 of the 2004 Regulations.
[47]
Mr Mamabolo also states that, in order to contest an election,
political parties which are not represented in one or other of the
legislative bodies must prove their capacity to participate
successfully in the election by submitting signatures amounting to
15% of the quota of the relevant region from the previous election
and this requirement also applies to independent candidates.
In
respect of political parties, the requirement is provided for in
section 27(2)(cB) whereas in respect of independent candidates
it is
provided for in section 31B(3).
[48]
Mr Mamabolo also states that the signature requirement for the
registration of a political party serves a different purpose to the
signature requirement for contestation. He says that OSA
mistakenly conflates the two. He goes on to say:
“
The
signatures requirement on registration aims to ensure that the
associations seeking to be recognised and legally protected as
political parties convey their intention, and demonstrate the
capacity, to operate as a serious and well-organised party.
While it serves a different purpose to the requirement of a signature
for contestation of an election, both signature requirements
are
clearly complementary. Both signature requirements ultimately
prevent frivolous participation in elections.”
[49]
Mr Mamabolo also states that the trend indicates that the
signature requirement for the registration of a party – even
when
increased to 1 000 signatures – did not serve as an
indicator of voter support to justify a candidate as a serious
contender
in an election. He says that in the most recent
election nearly three-quarters of participants (political parties)
were unsuccessful
and forfeited their deposits. He points out
that the 1 000 signature requirement also did not protect
against the risk
of an election with an unmanageable number of
contestants. He says that this risk has been substantially
heightened with
the inclusion of independent candidates as
participants. This simply has to be true. Whereas in the
past it could,
for example, be 24 or 48 political parties which did
not get even a single seat, with independent candidates it could even
be thousands
of candidates who will contest the election if all they
need is a number of signatures which is not related in any way to the
number
of votes they must get in the election in order to get one
seat. One thousand signatures is such a number.
[50]
Mr Mamabolo also points out that a secondary but not
unimportant factor is the cost of multi-page ballot papers. He
says that
the cost of the long ballot papers used in the 2019
election came to about R35 million. He states that with
the sharp
rises in the cost of paper since 2019, the inflation
adjusted 2024 cost – which includes the introduced third ballot
–
was projected and budgeted at R66 million. He says
that that takes into account the single-column ballot paper similar
to the 2019 ballot, permitting 48 contestants. One only has to
imagine what would happen if there were thousands of independent
candidates in the ballot who will contest elections because the
threshold is too low and bears no relationship to the number of
votes
they will have to get in the elections to get one seat.
[51]
Mr Mamabolo also makes the point
that, if an independent candidate or political party cannot secure
15% of the quota of a previous
election, it means that the
independent candidate or political party is unable to show voter
support of less than one fifth
of the support he, she or it will
need to win just one seat in the elections. He then says that
it is difficult to think
how a person or political party that cannot
get less than one fifth of the votes required in order to obtain
one seat before
the elections can manage to get five times that
number of support in the elections.
[52]
Mr Mamabolo points out that there is no international standard
for parties and individual candidates to prove their support before
participating in an election. He says that there is a wide
disparity in the signature requirements adopted by different
countries, based on their own circumstances, needs and electoral
systems many of which are not based on proportional representation.
He says that the Commission considers that Denmark provides a useful
comparator as it has an electoral system akin to South Africa’s,
including the participation of independent candidates. Denmark
requires one signature for every 175 votes cast in the previous
election. He points out that in the 2022 elections in Denmark,
the formula resulted in a requirement of 20 194 signatures,
based on 3 535 952 votes cast in the previous election.
[53]
Mr Mamabolo states that, by comparison, in the 2019 provincial
election in KwaZulu Natal a broadly similar number of 3 652 577
votes were cast. He then says that, if the Danish formula of
one signature for every 175 votes were used, the requirement
would be
20 872 signatures. That, of course, is much more than is
required in South Africa for the election in 2024.
Mr Mamabolo
goes on to say that in Gauteng, where a total of 4 537 402
votes were cast in the provincial election in
2019, the requirement
would be 25 928 signatures. That is, if we used the Danish
formula of one signature for every
175 votes.
[54]
Mr Mamabolo states that South Africa’s signature
requirement differs from the Danish model in that instead of taking
into
account all the votes cast, it sets the signature requirement as
a percentage of the level of support required to win a seat.
That is a percentage of a quota. Mr Mamabolo states that this
approach results in a more inclusive outcome with a much lower
threshold of support required for participation.
[55]
Mr Mamabolo points out that the number of signatures required
under section 31B(3) falls in the range of 10 000 to 14 000
for the National Assembly and provincial legislatures depending on
the region. He says that this means that an independent
candidate or a political party not yet represented in any of the
legislative bodies is only required to show that “it has
the
support of 15% – less than one-fifth – of the number of
votes that were required for a seat in the previous election”.
Mr Mamabolo says 15% is less than one-fifth – it is
actually less than one-sixth – of the number of votes that
were
required for a seat in the previous election.
[56]
Mr Mamabolo sets out the election outcomes from the 2004
election to the last election in 2019. This helps to show how
the
numbers of political parties that were allowed to contest
elections but did not win any seats has been going up:
(a)
In the 2004 election for the National Assembly
21 political parties
participated in the election but only 12 gained representation while
9 did not gain representation. This
means that just under 50%
of the political parties that had been allowed to contest the
elections failed to get enough votes for
even one seat in the
National Assembly.
(b)
In the 2009 election for the National Assembly
26 political parties
participated in the election and 13 parties gained representation and
13 did not. This means that in
2009, 50% of the political
parties which were allowed to contest the elections could not get
enough votes to get simply one seat.
(c)
In the 2014 election for the National Assembly
29 parties took part
in the elections but only 13% gained
representations
and 16 failed to gain even one seat. This meant that 55% of the
parties which took part in the elections did
not get even one seat.
(d)
In the 2019 election for the National Assembly,
out of 48 parties
that participated in the elections, only 14 gained representation and
34 did not gain representation. This
meant that 70.8% of the
political parties allowed to contest elections failed to get even one
seat.
(e)
In the 2019 National Assembly and provincial
legislature elections, a
combined 78 parties participated and 15 gained representation in one
or both legislatures and 63 did not
gain representation in either.
This means that in the 2019 elections – the most recent –
there was an astronomical
rise in the number of political parties
that were allowed to contest elections but that did not get even one
seat. More than
80% of the political parties failed.
[57]
Lastly, with regard to the Commission’s evidence on the
signature requirement of 15% of the quota of the previous election,
Mr Mamabolo says:
“
39
The rationality and fairness of the requirement of 15% of the quota
of the previous election
can also meaningfully be assessed with
reference to two data sets.
40
First, it can be evaluated by considering how many support signatures
a candidate would
have to obtain per voting district in each of the
regions to meet (or exceed) the required total number of supporting
signatures.
These are set out in the following tables for the
National Assembly elections (regional
tier)
and the provincial elections respectively. Column 1 reflects
the number of supporting signatures required to contest
for a seat in
the legislature per region; columns 2 to 4 show the calculation of
the signatures the candidate would need to obtain
per voting district
in that region to meet (or exceed) that figure.
40.1
For the National Assembly (regional tier) election;
Signatures Required
Number of Voting Districts
Signatures per Voting
District
Total Signatures
Eastern Cape
11 657
4 869
3
14 607
Free State
11 340
1 582
8
12 656
Gauteng
13 890
2 799
5
13 995
KwaZulu Natal
13 045
4 972
3
14 916
Limpopo
11 329
3 223
4
12 892
Mpumalanga
11 925
1 813
7
12 691
North West
11 652
1 737
7
12 159
Northern Cape
10 271
732
15
10 980
Western Cape
13 201
1 572
9
14 148
40.2
For provincial legislatures:
Signatures Required
Number of Voting
Districts
Signatures per Voting
District
Total Signatures
Eastern Cape
4 672
4 869
1
4 869
Free State
4 826
1 582
4
6 328
Gauteng
8 757
2 799
4
11 196
KwaZulu Natal
6 664
4 972
2
9 944
Limpopo
4 357
3 223
2
6 446
Mpumalanga
5 886
1 813
4
7 252
North West
4 213
1 737
3
5 211
Northern Cape
4 920
732
7
5 124
Western Cape
7 176
1 572
5
7 860
41
The average number of registered voters per voting district currently
stands at 1 120
prior to the registration weekends before the
2024 election. Higher averages will apply in the metropolitan
and urban voting
districts, while they will be lower in rural areas.
42
Second, it can be evaluated by considering the number of signatures
required as a proportion
of the pool of registered voters from which
support for participation can be obtained. This is reflected in the
following tables.
42.1
For the National Assembly (regional tier) election:
Signatures Required
Registered Voters
Signatures as a Portion of
Registered Voters
Eastern Cape
11 657
3 226 252
0,36%
Free State
11 340
1 394 838
0,81%
Gauteng
13 890
6 146 680
0,23%
KwaZulu Natal
13 045
5 434 281
0,24%
Limpopo
11 329
2 612 185
0,43%
Mpumalanga
11 925
1 900 122
0,63%
North West
11 652
1 676 687
0,69%
Northern Cape
10 271
613 577
1,67%
Western Cape
13 201
3 092 488
0,43%
42.2
For provincial legislatures:
Signatures Required
Registered Voters
Signatures as a
Portion of Registered Voters
Eastern Cape
4 672
3 226 252
0,14%
Free State
4 826
1 394 838
0,35%
Gauteng
8 757
6 146 680
0,14%
KwaZulu Natal
6 664
5 434 281
0,12%
Limpopo
4 357
2 612 185
0,17%
Mpumalanga
5 886
1 900 122
0,31%
North West
4 213
1 676 687
0,25%
Northern Cape
4 920
613 577
1,8%
Western Cape
7 176
3 092 488
0,23%
43
The above figures indicate that it is reasonably possible for any
serious contender
to collect the required number of signatures to
support their participation in an election.
43.1
When broken down into the number of signatures required per voting
district in the region, it becomes
an achievable requirement that
will not obstruct serious contenders from participating in an
election.
43.2
Support for participation may, in some instances, not be widespread
in a region. Still, it is
open to parties and candidates to
concentrate on areas with stronger support to compensate for the lack
of general support or organisational
infrastructure elsewhere in a
region. Moreover, if an independent candidate or unrepresented
party intends to contest in
more than one region, it only needs to
focus on the region with the highest number of signatures. If
that threshold is not
met, the independent candidate or unrepresented
party may contest in the region or regions where the number of
signatures collected
meets the next highest quota threshold.”
[58]
Mr Mamabolo concludes by saying that, for the reasons given
above, the signature requirement of 15% of the quota of the relevant
region for the previous election is, in the Commission’s
submission, a rational and justifiable requirement and one that
serves a legitimate government purpose.
Analysis
OSA’s real
complaint
[59]
OSA is
challenging the
constitutional validity of the statutory requirement that an
independent candidate should obtain and produce supporting
votes
totalling 15% of the quota of the relevant region from the previous
election but a close examination of OSA’s complaint
reveals, in
my view, that its real problem is not the 15%. It is the size
of the regions and, therefore, the size of the
quotas. There is
not one quota that applies throughout.
[60]
There are different regions or
provinces with different quotas. 15% of the quotas of some
regions is low, for example, KwaZulu Natal,
and 15% of the
quotas in some provinces, for example, Gauteng, is high. Where
the number of registered voters in a region
or province is low, the
quota will also be low and, therefore, the 15% will also be a low
figure. Where a region or province
is big and the number of
registered voters in the region or province is high, the quota will
also be high and that will mean that
the 15% is also high. How
high or low the number representing 15% of the quota will depend on
the size of the region or of
the quota.
[61]
The reason why OSA’s complaint
cannot be with the 15% is that, if the 15% was a 15% of a quota that
is low, for example, 20 000,
the 15% would translate to just
about 3 000 about which I do not think OSA would complain.
Another example is that,
if the quota was 100 in which case 15%
thereof would be 15 supporting signatures of registered voters, OSA
could not complain.
OSA could not complain about a requirement
that independent candidates and new political parties obtain 15
supporting signatures
of registered voters. However, when the
15% of a quota translates to 9 000 or 13 000 votes, OSA
complains that
the 15% requirement is a problem.
However,
their problem is the size of the quota which in turn is based on the
size of the region or province
.
If the 15% were to be calculated on the basis of much smaller regions
or constituencies, OSA would have no problem with
the 15%
requirement. This proves that the source of OSA’s true
complaint is the size of the regions.
[62]
Mr Mogoale made this statement in
his founding affidavit:
“
The
stated objective must however be understood in the context of the
legislative framework. For all intents and purposes
provinces
are constituencies. Further, the signature requirements for
independent candidates are based on the quotas from
those very
regions from the previous elections.”
This is found in
paragraph 144 of OSA’s founding affidavit. In the first
sentence of the next paragraph, namely, paragraph
145, Mr Mogoale
then says:
“
I
respectively submit – that the problem originates in and is
caused by this fact.”
The reference to “this
fact” in this sentence is a reference to what he said in the
previous paragraph, namely paragraph
144.
[63]
After stating in effect in the first
sentence of paragraph 145 read with paragraph 144 that “the
problem originates in
and is caused by” the fact that
Parliament decided that the provinces would be constituencies and
that the signature requirement
for independent candidates (and new
political parties) “are based on the quotas from those very
regions from the previous
election”, Mr Mogoale then continued
in paragraph 145 and said:
“
Parliament
elected or chose to have provinces as large constituencies. It
then made the signature requirement relative to
the large vote
thresholds of these provincial regions or constituencies. The
inescapable inference is that the deliberate
decision to use
provinces as a unit of measurement for the number of signatures
required is arbitrary.”
[64]
In the next paragraph, paragraph
146, Mr Mogoale states:
“
Not
only does this approach lead to exorbitant numbers of signatures
being required, but the principle is out of kilter with the
rest of
our electoral system. The previous 1 000 signature
requirement had no link to the vote threshold nor was it
linked to
the number of voters per province. It represented an ordinary,
feasible and reasonable measure.”
[65]
OSA says that Parliament’s
choice to have provinces as large constituencies and to make the
signature requirement relative
to the “large vote thresholds of
those provincial regions or constituencies” leads to
“exorbitant numbers of
signatures being required”.
[66]
That OSA’s real complaint is
about the size of the constituencies that were adopted by Parliament,
namely the provinces, is
also supported by Mr Mogoale’s
statements in paragraph 220 to 222 of OSA’s founding affidavit.
In those paragraphs
Mr Mogoale says:
“
220.
While OSA does not ask this Court to step in the shoes of the
legislature, it does bring to this Court’s
attention that an
appropriate system should be highest remainder system, because
parties will be rewarded based on their
highest remaining votes keeps
in step proportionality.
221.
The allocation of the vacancy should ideally be dealt with by the
normal cause of a by-election.
This proposal was declined by
Parliament during the Parliamentary process on the basis that it was
not feasible because regions
which are provinces, are too large to
conduct by-elections.
222.
However, I must point out that this conundrum is a direct
consequence of Parliament refusing to implement a constituency system
that was recommended by the majority of the Ministerial Advisory
Committee
.” (Emphasis added.)
[67]
The Minister’s response to
paragraph 222 of OSA’s founding affidavit is in paragraph 121
of his answering affidavit.
It is this:
“
Indeed,
the
OSA reveals its true complaint at
paragraph 222 of the founding affidavit
where it complains that the ultimate cause of these difficulties is
Parliament’s failure to adopt a constituency-based system.
While the OSA's preference for such a system is noted, this is
not a basis to invalidate the
Electoral Act.” (Emphasis
added.)
[68]
OSA is not asking this Court to set
aside or invalidate Parliament’s decision to use provinces as
regions or constituencies.
It is also not asking this Court to
direct Parliament to consider or decide to use any other places as
constituencies on
the basis of which quotas will be calculated so
that the 15% requirement will translate to lower numbers than the
numbers that
one gets when 15% is used in relation to provinces.
In my view, OSA has acted wisely in not asking us to make those
decisions.
[69]
The consequence of the fact that OSA
is not asking this Court to set aside or in any way invalidate
Parliament’s choice of
provinces as constituencies or regions
and Parliament’s decision to base the 15% requirement on the
quota of a region in
the previous election is that, as long as the
level of support of the independent candidates or new political
parties needs to
be tested, it can only be tested by way of a
percentage of the quota of the relevant region in the previous
election. In
other words, if there were going to be one quota
for all regions, one could fix a number as opposed to a percentage.
[70]
If, for example, the quota for all
regions or provinces were 30 000, one could fix, for argument’s
sake, 3 000 signatures
which would be 10% of 30 000 as the
number of signatures that an independent candidate or a new political
party would have
to obtain in order to contest elections on the basis
that it would be an indication of adequate voter support.
However, if
the quotas for different regions or provinces differ
according to the size of a region or province, whether or not an
independent
candidate or a new political party has credible support
to contest elections can only be determined on the basis of a
percentage
of voter support in relation to the quota of a particular
region or province. You cannot fix one number such as 1 000
for all regions when the regions have vastly different sizes. A
one-size-fits-all approach cannot work.
[71]
Fixing one number such as 1 000
signatures when the regions have vastly different sizes of voter
populations simply cannot
serve the purpose of the 15% requirement.
This is so because 15% is 15% of the quota of each region but 1 000
may
be enough to show adequate support for a region whose quota is
10 000 but, once a region has a quota of 44 000, a
requirement
of 1 000 signatures cannot conceivably be said to be
an indication that such an independent candidate or new political
party
has credible prospects of gaining a seat in elections.
Therefore, in my view requiring an independent candidate or new
political
party to obtain 1 000 signatures on the basis that
1 000 signatures would be an indication that he, she or it has
credible
prospects of gaining one seat in elections is irrational.
It would not serve any government purpose.
[72]
OSA has not anywhere in its founding
affidavit said why 15% of the quotas based on the previous elections
constitutes a barrier.
One may have understood if the position
was that, for example, there were two months left before the
elections and OSA was saying
there was too little time left to
collect signatures from so many people. OSA does not anywhere
say that there is little
time left to collect so many signatures.
When OSA launched its application – which was in May 2023 –
there was
still about at least a year before the 2024 elections.
The question is: why would even six months before the elections not
be enough to collect 4 000 signatures or 9 000 signatures
or 13 000 signatures? An independent candidate
will
have campaign workers or supporters. If he or she has 10
campaign staff, there is no reason why each one of them cannot
secure
2 000 signatures per month which would be 500 per week which
would mean 20 000 signatures per month which would be
40 000 in two
months.
[73]
Another point is this: OSA does not
seek the reduction of the size of the quotas or the quota of the
regions or provinces on which
the 15% is based. It seeks a
change from the use of a percentage of a quota to a fixed number,
namely, 1 000 in order
for an independent candidate to be
eligible to contest an election but it has not shown why Parliament’s
decision to use
a percentage of a quota is bad or is irrational.
There is, therefore, no justification to change from the use of a
percentage
of a quota to a fixed number. This was Parliament’s
judgment call and there is no basis to interfere with it.
OSA
has not shown any basis on which it would be justified to effectively
set aside Parliament’s decision to use a percentage
and not a
number.
[74]
Lastly, I wish to make this point.
The 15% is 15% of the number of the registered voters that the
independent candidate will
need to achieve in the elections in order
to secure one seat. If OSA says 15% of the quota of the region
in the previous
election is too high because it will be 9 000 or
14 000 votes and says the requirement should be
1 000 signatures,
we must remember that the quota will
remain the same. It will not be reduced if the requirement is
altered to 1 000.
If the requirement remained at 15% of
the quota and an independent candidate secured 15% before contesting
the election, then later
– during the election campaign –
that independent candidate would not need to go back and canvass the
people whose
signatures he or she already secured. In that
event, the candidate would only need to win over the remaining 85% of
the registered
voters in the relevant region to reach the quota.
[75]
In other words, an independent
candidate who complied with the 15% requirement at the beginning
would have an easier job thereafter
than an independent candidate
who obtained only 1 000 signatures at the beginning and has to
obtain, maybe, 90% of the
quota later. That is if 1 000
signatures constitute 10%. If 1 000 signatures constitute
2% of the quota,
that would mean the independent candidate who
secures only 1 000 signatures to contest the elections, has to
work hard to
secure 98% of the quota during the election campaign.
The question that arises is: what logical basis can there be for
thinking
that the same candidate has credible prospects of getting in
the election with 98% of the votes that he or she needs in order to
get one seat? If there was a reward offered for a student who
would get 100% in a particular subject in the final matric
examination, nobody would ever think that a student who could not get
15/100 in the trial examinations in August or September would
be able
to suddenly get 100% in the final examination in November and get the
promised reward. So, it seems to me that anyone
who cannot get
15% of the quota over a year before the election is highly unlikely
to be able to get 100% of the required votes
in the election for one
seat in a few months’ time.
[76]
I think that we can take judicial
notice of South Africa’s world famous race, namely, the
Comrades Marathon which is
run between Durban and Pietermaritzburg.
The distance is about 90 km. It is a very popular race and
there are
always too many people who want to run the Comrades
Marathon than numbers that the organisers can accommodate. 15%
of the
distance of 90 km is about 13,5 km. If you wanted
to enter the Comrades Marathon and the organisers asked you to run
a
distance of 13,5 km in order to be eligible and you said that that
was too much, would they allow you to enter the Comrades Marathon?
I don't think so.
[77]
The point would be that the distance
you will have to run to finish the race is 90 km and, if you
cannot run a distance of
13,5 km, you have no chance of successfully
running 90 km on the day of the race. Here, too, if over a year
before elections,
an independent candidate cannot obtain the support
of registered voters amounting to 15% of the votes he or she will
need in the
election in order to get one seat, they have no chance of
getting 100% of the votes they will need. I go back to saying
that
the source of OSA’s problem is not the 15% but the size of
the regions and the size of the quotas. I now turn to deal
with
the complaint that OSA says in its founding affidavit is its chief
complaint.
OSA’s declared
chief complaint
[78]
As stated earlier, OSA says in its
founding affidavit that its chief complaint is that the EAA requires
both the independent candidates
and the political parties which are
not yet represented in the National Assembly and provincial
legislatures to obtain the same
number of signatures in order to be
allowed to contest elections. OSA goes on to say that, although
the fact that the signature
requirement referred to in
section 31B(3)
applies to both the independent candidates and new political parties
meant that it was a “formally equal requirement”,
“this
results in a substantively unequal outcome, creates an unfair barrier
to entry for independent candidates and goes
against the purpose of
New Nation II
”.
The reference to
New Nation II
is a reference to this Court’s judgment in
New
Nation Movement
. The passages of
this Court’s judgment in
New
Nation Movement
which Mr Mogoale quotes
in OSA’s founding affidavit do not contain anything that
supports the statement that the fact that
the signature requirement
applies to both independent candidates and political parties is
contrary to the purpose of that judgment.
[79]
OSA did not anywhere in its
founding affidavit say why it was complaining about the fact that the
signature requirement applied
to both the independent candidates and
political parties. All it said was that the fact that the
signature requirement applied
to both independent candidates and
political parties “creates an unfair barrier to entry for
independent candidates and goes
against the purpose of
New Nation II
”.
There was no elaboration provided as to how that fact created a
barrier and, if it created a barrier, why OSA contended
that it was
unfair. At the hearing I said to OSA’s Counsel that I
could not see any substantiation in OSA’s founding
affidavit of
its bald assertions about its complaints and I asked her to indicate
to us where we could find substantiation of the
general assertions in
the founding affidavit. She could not point to any.
[80]
OSA drew a table which it said
reflected the real numbers which would constitute 15% of the quota
from the previous election in
the different regions. In the
different provinces the figures were somewhere between 10 271 to
13 890 signatures
in respect of the National Assembly, depending
on the size of the province, and 4 213 to 7 176 signatures
in respect
of the provinces depending on the size of the province.
One would have thought that OSA’s purpose in indicating
what
15% would translate to, in real numbers, of people was to then
elaborate by saying why independent candidates would not be able
to
achieve those numbers but OSA did not do this in its founding
affidavit. So, OSA did not say that there would be any
logistical or practical difficulties that an independent candidate
could not reasonably overcome. The Court should not assume
practical or logistical difficulties that independent candidates
could possibly have which OSA has chosen not to articulate.
It
is difficult to think how anybody could contend that it would be
difficult for any independent candidate worth his or her salt
to
obtain around 4 000 or 4 500 or so signatures to obtain a
seat in a provincial legislature.
[81]
OSA also contended that Parliament
should have required independent candidates to obtain 1 000
signatures because in the
past, as OSA understood the position,
political parties had been required to obtain 1 000 signatures
as one of the requirements
for contesting elections. OSA
contended that, if the requirement of 1 000 signatures served
its purpose in respect of
political parties, there is no reason why
it would not serve its purpose in respect of independent candidates.
OSA contended
that Parliament should have made the requirement
of 1 000 signatures applicable to independent candidates.
[82]
I did not understand this contention
by OSA to mean that independent candidates and political parties
would have to be required
to obtain different numbers of signatures.
I understood OSA to suggest that both independent candidates and
political parties
should obtain the same number of signatures.
However, the difficulty with this is the fact that OSA did not
challenge the
constitutional validity of
section 27
of the amended
Electoral Act which
makes the signature requirement applicable to
political parties not represented in the National Assembly or in
any provincial
legislature as yet. This means that, if OSA
succeeded in its challenge, independent candidates would be required
to obtain
1 000 signatures whereas new political parties would
be required to obtain 15% of the quota of registered voters in a
region.
OSA has not sought to justify this differentiation.
[83]
Reference has been made above to Mr
Mamabolo’s evidence that over the years there has been a sharp
increase of political parties
which participate in elections but do
not get even one seat. This happened even during the period
when 500 signatures were
required for the registration of a political
party. It is quite clear from this evidence, that the
requirement of 500 signatures
of registered voters that used to be
required for the registration before the 1 000 signature
requirement which is half of
1 000 signatures now required for
the registration of political parties with the IEC – has not
been effective in preventing
political parties that have no credible
prospects of obtaining even just one seat in the elections from being
registered with the
IEC. The requirement of 1 000
signatures is unlikely to make any difference.
[84]
The Minister, Parliament and the
Commission contend that requiring independent candidates and
political parties to obtain only 1 000
signatures would not
serve the purpose which the requirement of 15% of the quota of the
previous election is meant to serve. They
point out that OSA
got its facts wrong with regard to the purpose of the requirement of
1 000 signatures. They state
that the 1 000 signature
requirement applicable to political parties relates to registration
and not to contesting elections
whereas the requirement of 15%
signatures of the quota of the previous election relates to
contesting elections.
[85]
OSA did not deny that the
requirement of 1 000 signatures applicable to political parties
relates to registration and
not to contesting elections. Indeed,
the Minister, Parliament and the IEC actually point out that,
contrary to OSA’s
suggestion in its founding affidavit that the
1 000 signature requirement used to apply but is no longer
applicable now, this
requirement is still one of the legal
requirements for the registration of political parties with the IEC.
They point out
that the requirements with which new political
parties are required to comply in order to contest elections are
separate and do
not include any requirement for 1 000
signatures.
[86]
OSA did not file any affidavit that
questioned or challenged or disputed the explanation given by
Parliament, the Minister and the
IEC that the requirement of
1 000 signatures is not a requirement for contesting
elections. Even if one were to
say that the requirement of
1 000 signatures is intended to gauge some support for a
political party just like the requirement
of 15% signatures of a
quota from a previous election, there is a distinction between the
two which would strongly militate against
the use of the requirement
of 1 000 signatures in the place of the 15% signatures
requirement to test the seriousness of an
independent candidate or of
a political party to contest elections and to discourage frivolous
candidates.
[87]
It is legitimate to exclude from
contesting elections anyone and any political party that has no
credible prospects to win even
one seat during the elections.
There is nothing unconstitutional about that. Therefore, it is
quite legitimate for
Parliament to legislate a requirement such as a
certain percentage of supporting signatures of registered voters
which reflects
that such an individual or political party has a
credible chance of obtaining in the election enough votes for a
seat. In
this regard it must be borne in mind that different
people will have different views as to what percentage would
represent a credible
prospect for such an individual or political
party to obtain a seat. Accordingly, some deference should be
shown to the percentage
determined by Parliament unless such
percentage is irrational. In this regard the Court should be
slow to impose its own
view of what an appropriate percentage should
be.
[88]
OSA states:
“
OSA
believes that the amendment Act unjustifiably arbitrarily and
disproportionately sets an independent candidate’s requirement
at 15%. It further submits that the requirement does not fulfil
any legitimate government purpose and that less restrictive
means
such as the original 1000 signature requirement would achieve the
same objective.”
Counsel
for OSA conceded, in my view correctly, that the 15% signature
requirement does serve a legitimate government purpose. That
is
to serve as an indication that the independent candidate is serious
about contesting the election and to eliminate frivolous
contestants. With regard to the first part of the above excerpt
I wish to point out that OSA simply tells us that it believes
that
the EAA “unjustifiably, arbitrarily and disproportionately sets
an independent candidate at 15%” but it does not
provide the
factual basis for its belief nor does it substantiate its statement.
[89]
It
is trite that in motion proceedings the affidavits serve as both
pleadings and evidence. They define the issues between
the
parties and provide the evidence.
[14]
This Court has held that a party that challenges the
constitutionality of a provision in a statute must do so when the
legal
proceedings are instituted and must lay a proper foundation for
such a challenge in the pleadings. It must place before the
court all information relevant to the determination of the
constitutionality of the impugned provisions. This is necessary
to alert the other side to the case it is called upon to meet and to
enable the latter to present factual evidence and legal argument
to
oppose that case so as to leave no doubt about the nature of the
matter, the grounds on which it is brought and the relief sought.
[90]
In its statement OSA also does not identify the things in
relation to which the setting of the 15% signature requirement is
disproportionate.
For that reason it is difficult to follow
this part of its case. More is required. Something does
not become unjustifiable
or arbitrary just because someone says it is
unjustifiable or arbitrary. OSA has failed to substantiate
these statements
or beliefs or contentions.
[91]
The case made out in the founding affidavit is this. OSA’s
“chief complaint” is that the EAA requires political
parties and independent candidates to obtain the same number of
signatures to register as contestants in the elections, namely
15% of
the quota in the National Assembly or provincial legislature. OSA
contends that on its face, this is a formal equal
requirement, but
results in a substantively unequal outcome and “creates an unfair
barrier to entry for independent
candidates”. OSA then
quotes the number of signatures required in each province in order to
contest the elections for
the National Assembly and provincial
legislatures. OSA then points that, before the EAA came into
force, political parties
were required to submit 1 000
signatures to register as a party with the IEC. It then states
that the only reasonable
inference is that 1 000 signatures were
sufficient to show that political parties were serious about
contesting elections.
OSA then contends that the EAA
“unjustifiably, arbitrarily, and disproportionately sets an
independent candidate’s
requirement at 15%”, which does
not fulfil any legitimate government purpose. It adds that the
original 1 000
signature requirement would do so.
[92]
However, OSA has not put up any facts or evidence in support
of its contention that the 15% signature requirement results in an
unequal outcome. Neither is there any evidence of the respects
in which this requirement creates an unfair barrier for independent
candidates to contest the elections. The same is true for OSA’s
assertion that the signature requirement is arbitrary
and
disproportionate. There is not a shred of evidence that it is
impossible to meet the signature requirement or that an
independent candidate attempted to do so but failed. On
the IEC’s evidence before us in some province or provinces
the
15% signature requirement would require a candidate to obtain 4 000
signatures. OSA has not said why a serious candidate
would not
be able to obtain 4 000 signatures. He or she might have
three months to obtain 4 000 signatures.
What one is
then left with is nothing more than OSA’s say-so as to why the
signature requirement is a barrier.
[93]
After making the statements discussed immediately above, OSA
submits that three rights of independent candidates were “directly
and detrimentally affected by the 15% signature requirement”.
It stated that these were:
(a)
the right of every citizen in section 19 of the Constitution to make
political choices which
includes the right to form a political party
and to participate as an independent candidate;
(b)
the right provided for in section 19(3)(b) of the Constitution in
favour of every adult
citizen to stand for public office and, if
elected, to hold office;
(c)
the right to associate or, by extension, not to associate with the
political party
system by running as an independent candidate;
(d)
an independent candidate’s right to dignity.
[94]
After specifying the above as the rights that are “directly
and detrimentally affected by the 15% requirement”, OSA then
states:
“
Therefore,
any requirements that are imposed on independent candidates to
contest elections as prescribed in section 31B should
be balanced in
the context of these political rights and ought not to be treated as
a gate-keeping mechanism nor as a barrier to
entry.”
OSA
makes this statement about balancing the 15% signature requirement
with the political rights referred to above but does not
say why it
contends that the EAA, as it stands, does not achieve the required
balance. After making the statement that it
makes about
balancing the 15% signature requirement with the political rights
referred to above, OSA then proceeds to say that
the next question is
“whether the limitation is unjustifiable in terms of section
36(1) of the Constitution”. OSA
then says: “This
question comes down to whether there are less restrictive means to
achieve the purpose which is ultimately
a question about threshold”.
[95]
The first question that this Court
is called upon to determine with regard to the signature requirement
is whether section 31B(3)
of the EAA limits or infringes the right to
stand for public office, the right to vote and the right to free and
fair elections
entrenched in section 19 of the Constitution. If
section 31B(3) limits one or more of these rights, the next question
will
be whether the limitation is reasonable and justifiable in a
democratic society based on freedom, equality and human dignity as
contemplated in section 36 of the Constitution.
OSA’s statement
that three of independent candidates’ rights have been
detrimentally affected
[96]
In its founding affidavit OSA states
that the right to make political choices which includes the right to
form a political party
and to participate as an independent
candidate, the right of every adult citizen to stand for public
office and, if elected, to
hold office, the right to associate or the
right not to associate with the political party system by running as
an independent
candidate and an independent candidate’s right
to dignity are “directly and detrimentally affected” by
the 15%
signature requirement. OSA did not substantiate this
assertion at all. It did not provide any reasons why it says
that
the 15% signature requirement has detrimentally affected any of
their rights.
[97]
OSA
is the applicant here. It must convince the Court that the
15%
signature requirement
has detrimentally affected these rights. It cannot do so by
simply making an unsubstantiated statement
that the 15% signature
requirement has detrimentally affected any of the rights it
identified. OSA is the one that has come
to this Court to seek
relief. It must substantiate its case. In regard to this
statement OSA has failed dismally to
substantiate its case. I
will return to this point later when I deal with the test for
determining whether a regulatory provision
of a statute limits an
entrenched right as articulated by this Court in
Affordable
Medicines
.
[15]
[98]
Although the Constitution contains
the Bill of Rights, it does not provide any detailed provisions that
may be necessary for the
effective exercise of those rights or for
the implementation
of those rights.
The Constitution leaves the task of providing such detailed
provisions to Parliament. Parliament is,
therefore, enjoined to
make such detailed provisions. In
New
National Party
, this Court inter alia
said:
“
The
Constitution recognises that it is necessary to
regulate
the
exercise of the right to vote so as to give substantive content to
the right”.
[16]
(Emphasis
added.)
In the same case this
Court said:
“
The
right to vote contemplated by section 19(3) is therefore a right to
vote in free and fair elections in terms of an electoral
system
prescribed by national legislation which complies with the
aforementioned requirements laid down by the Constitution.
The
details of the system are left to Parliament.”
[17]
The regulation and
limitation of rights
[99]
Statutory
provisions that affect rights entrenched in the Bill of Rights fall
into at least two categories. The one category
would be a
provision that constitutes a complete or total denial of such a
right. Another category is one where the provision
permits the
exercise of the right or prohibits or precludes its exercise only
conditionally or temporarily. An example of
a statutory
provision that constitutes a total denial or a complete prohibition
is section 65(1) of the Labour Relations Act (LRA).
[18]
[100]
Section 65 falls within a chapter
that deals with strikes. What section 65(1) does must be viewed
against the background that
section 23(2)(c) of the Constitution
confers on every worker the right to strike. Section 65(1)
reads:
“
Limitations
to right to strike and recourse to lock-out
(1)
No person may take part in a strike or a lock-out or in any conduct
in
contemplation
or furtherance of a strike
or a lock out if—
(a)
that person is bound by a collective agreement that prohibits a
strike or lock-
out
in respect of the issue
in dispute;
(b)
that person is bound by an agreement that requires the issue in
dispute to be referred
to arbitration;
(c)
the issue in dispute is one that a party has the right to refer to
arbitration or
to the Labour Court in terms of this Act;
(d)
that person is engaged in—
(i)
an essential service; or
(ii)
a maintenance service.”
[101]
Even the heading to section 65
reflects that indeed section 65 is a limitation of the right to
strike or recourse to lock-out.
The heading reads: “Limitations
on right to strike or recourse to lock-out”.
[102]
In
other words, whereas section 23(2)(c) of the Constitution confers
upon every worker the right to strike, section 65(1) precludes
certain categories of workers from exercising such a right.
Those workers include those employed in essential services and
maintenance services. In
New
National Party
this
Court repeatedly referred to a denial of a right as an infringement
of a right.
[19]
One then
has those statutory provisions which govern or regulate the exercise
of such rights. In the context of the
LRA, an example would be
section 64 thereof. These provisions permit workers to exercise
the right to strike but, only if
certain conditions or requirements
are met or complied with.
[103]
There is no heading to section 64.
Section 64 reads:
“
(1)
Every employee has the right to strike and every employer has
recourse to lock out if—
(a)
the issue in dispute has been referred to a council or to the
Commission as required
by this Act, and—
(i)
a certificate stating that the dispute remains unresolved has been
issued; or
(ii)
a period of 30 days, or any extension of that period agreed to
between the parties
to the dispute, has elapsed since the referral
was received by the council or the Commission; and after that—
(b)
in the case of a proposed strike, at least 48 hours’ notice of
the commencement
of the strike, in writing, has been given to the
employer, unless—
(i)
the issue in dispute relates to a collective agreement to be
concluded in a
council, in which case, notice must have been given to
that council; or
(ii)
the employer is a member of an employers' organisation that is a
party to the dispute,
in which case, notice must have been given to
that employers' organisation; or
(c)
in the case of a proposed lock-out, at least 48 hours’ notice
of the commencement
of the lock-out, in writing, has been given to
any trade union that is a party to the dispute, or, if there is no
such trade union,
to the employees, unless the issue in dispute
relates to a collective agreement to be concluded in a council, in
which case, notice
must have been given to that council; or
(d)
the case of a proposed strike or lock-out where the State is the
employer, at least
seven days’ notice of the commencement of
the strike or lock-out has been given to the parties contemplated in
paragraphs
(b) and (c).
(2)
If the issue in dispute concerns a refusal to bargain, an advisory
award must have
been made in terms of section 135(3)(c) before notice
is given in terms of subsection (1)(b) or (c). A refusal to
bargain
includes—
(a)
a refusal—
(i)
to recognise a trade union as a collective bargaining agent; or
(ii)
to agree to establish a bargaining council;
(b)
a withdrawal of recognition of a collective bargaining agent;
(c)
a resignation of a party from a bargaining council;
(d)
a dispute about—
(i)
appropriate bargaining units;
(ii)
appropriate bargaining levels; or
(iii)
bargaining subjects.”
It will be seen that
provisions under section 64(1) and those under section 65(1) do not
fall into the same category. I have
no doubt that those of
section 64 regulate the right to strike but those of section 65 limit
the right to strike. However,
even if those of section 65 may
also be said to regulate the right to strike, they are not the same
as the provisions in section
64, do not serve the same purpose and
cannot be treated the same.
[104]
In fact section 23(5) of the
Constitution appears to recognise that a provision that regulates a
right entrenched in the Bill of
Rights may or may not limit such a
right. That is why it provides that national legislation may be
enacted to
regulate
collective bargaining. That comes after a sentence that refers
to “the right to engage in collective bargaining”.
Then section 23(5) provides: “To the extent that the
legislation
may limit a right
in this chapter, the
limitation
must
comply with section 36(1)”. This suggests a recognition
that a statutory provision that regulates a right may or
may not
limit such right. Where a statutory provision totally or
completely prohibits or outlaws the exercise of a right
or where it
constitutes a complete denial of a right; it constitutes a limitation
of the right and, therefore, the inquiry would
focus on whether the
limitation is reasonable and justifiable in terms of section 36(1).
[105]
The jurisprudence of this Court does
reflect that a statutory provision that merely regulates a right
entrenched in the Bill of
Rights does not limit such a right.
Such a provision must do much more before it can be said to limit a
right entrenched
in the Bill of Rights. It must be remembered
that the purpose of the LRA includes:
“
[T]o
advance economic development, social justice, labour peace and the
democratisation of the workplace by fulfilling the primary
objects of
this Act, which are—
(a)
to give
effect to and regulate the fundamental rights conferred by section 27
of the Constitution”
[20]
[106]
In
POPCRU
[21]
this Court held, through Nkabinde J, that “[t]he LRA was
enacted, among other things, to regulate the right to strike in
conformity with the Constitution”.
Islamic
Unity Convention
[22]
related to the right to freedom of expression as entrenched in
section 16 of the Constitution. In that case this Court said
about regulation:
“
There
is accordingly no bar to the enactment of legislation that prohibits
such expression.
Any regulation of
expression that falls within the categories enumerated in section
16(2) would not be a limitation of the right
in section 16.
”
(Emphasis added.)
Soon thereafter, this
Court said:
“
Where
the State extends the scope of regulation beyond expression envisaged
in section 16(2), it encroaches on the
terrain of protected expression and can do so only if such regulation
meets the justification
criteria in section 36(1) of the
Constitution.” (Emphasis added.)
It seems to me that what
this Court had in mind here is where a provision goes beyond mere
regulation.
[107]
In
Garvas
[23]
one of the issues that this Court had to consider was whether
section 11(2) of the Regulation of Gatherings Act
[24]
limited the right to freedom of assembly and, if it did, whether the
limitation was justifiable. In the course of its consideration
of that issue, this Court said through Mogoeng CJ:
“
[54]
The long title of the Act states that
the purpose of the Act is ‘(t)o regulate the holding of public
gatherings and demonstrations
at certain places; and to provide for
matters connected therewith’. The Act requires the
appointment of persons responsible
for giving and receiving notices
to hold gatherings and to act at consultations or negotiations in
relation to the holding of gatherings
on behalf of the organisers,
the police and the local authority involved.
[55]
The mere legislative regulation of gatherings to facilitate the
enjoyment of the right to assemble peacefully and unarmed,
demonstrate,
picket and petition may not in itself be a limitation.
Section 11(2), read with section 11(1), goes further than simply to
regulate the exercise of the right in order to facilitate its full
and appropriate enjoyment by those who organise and those who
participate
.” (Emphasis added.)
This excerpt reflects
that this Court held in
Garvas
that a regulation has to go
beyond regulation before it can be said to constitute a limitation.
[108]
Mogoeng CJ went on to say in the
Garvas
judgment:
“
[56]
Section 11(1) holds organisers of a gathering liable for riot damage
subject to section 11(2), which provides
a limited defence to a claim
of this kind. The effect of these specific provisions, in the
context of the Act as a whole,
is to render holders of a gathering
organised with peaceful intent liable for riot damage on a wider
basis than is provided for
under the law of delict. This is all
the more so, given the extremely wide definition of riot damage in
the Act. This
means that proof of liability will, as indicated
earlier, be easier in a large number of cases.
[57]
Compliance with the requirements of section 11(2)
significantly
increases the costs of organising protest action
. And
it
may well be that poorly resourced organisations that wish to organise
protest action about controversial causes that
are nonetheless
vital to society could be inhibited from doing so.
Both
these factors amount to a limitation of the right to gather and
protest
.” (Emphasis added.)
[109]
So, in
Garvas
this Court held a statutory provision
that regulated the exercise of the right to assemble to constitute a
limitation of that right
because it found the provision to go beyond
regulating the exercise of the right. The statutory provision
was held to go
beyond mere regulation because of the civil liability
that was placed on the leaders or convenors of a public gathering as
well
as increased costs of organising protests. Had it not been
for that the statutory provision would have been found to constitute
a limitation. In the present case OSA has not cited cost as a
factor in objecting to the signature requirement. Furthermore,
in the present case there is no criminal or civil liability
associated with the signature requirement.
[110]
In
Mlungwana
[25]
this
Court had to consider whether the criminalisation by section 12(1)
of the Regulation of Gatherings Act of the failure
of the convener of
a gathering of 50 normal persons to give notice or adequate notice
limited the right entrenched in section 17
of the Constitution
peacefully and unarmed, to assemble, to present petitions and, if it
did, whether such limitation was reasonable
and justifiable under
section 36(1) of the Constitution.
[111]
In
Mlungwana
this Court, through Petse AJ, said:
“
A
convener can be held liable for any riot damage caused by a gathering
or demonstration. This liability is civil in nature.
The
convener is presumed to have acted unreasonably if riot damage occurs
as a result of the gathering, but this presumption is
rebuttable.
If the convener can show – in essence – that the riot
damage was not reasonably preventable and foreseen,
then they can
avoid liability.”
This Court rejected a
contention that section 12(1) was not a limitation but a mere
regulation. It said:
“
[46]
The respondents’ argument is unsustainable.
Section
12(1)(a) goes beyond mere regulation. In Garvas, this Court
considered whether section 11(1) and (2) of the Act –
which
provides for the civil liability of a convener for riot damage –
constituted a limitation of section 17. This
Court held that
“mere regulation” would not necessarily
amount to a limitation of the section 17 right.
But
the increased cost of organising protest action and the deterrent
effect of the civil liability did amount to a limitation.
Thus,
this Court found that deterring the exercise of the right in section
17 limits that right. The reason is obvious. Deterrence,
by its very nature, inhibits the exercise of the right in section
17. Deterrence means that the right in question cannot
always
be asserted, but will be discouraged from being exercised in certain
instances.
[47]
In this matter, the criminal sanction in section 12(1)(a) deters the
exercise of the right in
section 17. The respondents not only
admit this, but invoke the self-same deterrent effect to explain
section 12(1)(a)’s
purpose and justify its provisions.
The possibility of a criminal sanction prevents, discourages, and
inhibits freedom of
assembly, even if only temporarily. In this
case, an assembly of 16 like minded people cannot just be
convened in a
public space. The convener is obliged to give
prior notice to avoid criminal liability. This constitutes a
limitation
of the right to assemble freely, peacefully, and unarmed.
And this limitation not only applies to conveners, but also to
all those wanting to participate in an assembly. If a convener
is deterred from organising a gathering, then in the ordinary
course
(save for the rare spontaneous gathering) a gathering will not
occur.” (Emphasis added.)
[112]
I pause here to highlight the fact
that both in
Garvas
and
Mlungwana
this Court held that a statutory provision that regulates a
right entrenched in the Bill of Rights will only constitute a
limitation of that right if it goes beyond mere regulation. The
two judgments may be interpreted to mean that a statutory
provision
that regulates a right in the Bill of Rights will only constitute a
limitation if it adversely affects that right or
if it deters
somebody from exercising that right. In
Garvas
what led this Court to conclude that the statutory provision in issue
in that case that sought to regulate the right to assemble
constituted a limitation of the right of assembly was the increased
costs associated with convening a gathering as well as the
civil
liability for riot damage.
[113]
I
now turn to discuss
Affordable
Medicines
.
[26]
Because of the importance of this case, I propose to deal with it in
some detail. This is so because it shows, among
other things,
even what regulatory provisions may deal with. In
Affordable
Medicines
this Court
had to consider whether certain statutory provisions unjustifiably
infringed or limited the right entrenched in
section 22 of the
Constitution. Section 22 of the Constitution reads:
“
Every
citizen has the right to choose their trade, occupation or profession
freely. The practice of a trade, occupation or
profession
may
be regulated by law
.”
(Empahasis added.)
[114]
Government introduced a licencing
scheme by way of legislation in terms of which medical practitioners
needed a licence if they
wanted to compound and dispense medicines.
The scheme also regulated the premises from which medicines
were to be dispensed
by licenced medical practitioners and dentists.
[115]
Section
22(c)(1)(a) of the Medicines and Related Substances Act, as
amended
[27]
(Medicines Act) empowered the Director-General to issue licences to
medical practitioners “on the prescribed conditions”.
Regulation 18(3) of the Regulations made under the Medicines Act,
[28]
set out information that needed to be contained in an application for
a licence while regulation 18(5) set out factors to which
the
Director General had to have regard when considering an
application for a licence. The issuing of a licence was
subject
to, among other requirements, the successful completion of a
supplementary course determined by the South African Pharmacy
Council
after consultation with the South African Nursing Council.
[116]
The licencing scheme was directed at
addressing bad dispensing and compounding practices and their
consequences which arose from
the fact that, prior to this licencing
scheme, the compounding and dispensing of medicines by medical
practitioners and other health
practitioners, with the exception of
pharmacists, were either not adequately regulated or not regulated at
all. There were
no standards, norms or guidelines to ensure
that dispensers of medicines adhered to good dispensing and
compounding practices.
The old legislative framework did not
prohibit practices such as pharmaceutical companies giving incentives
to medical practitioners
nor did they prohibit practitioners from
selling on samples they had received for free from pharmaceutical
companies. This
created a conflict of interest between the
dispensing medical practitioner and their patients.
[117]
The underlying objective behind the
scheme was to increase access to medicines that were safe for
consumption by the public.
This was to be achieved by, among
other things, ensuring that healthcare practitioners who dispensed
and compounded medicines were
adequately trained in good dispensing
practice and maintaining high standards in the safe and proper
storage, labelling, handling
and keeping of medicines. To this
end, the respondents in the
Affordable
Medicines
case said that the sale of
medicines, their suitability, the standard of dispensing, the
suitability of premises where medicines
were kept and the conditions
under which they were kept had to be properly regulated.
[118]
One of the constitutional challenges
mounted by the applicants in the
Affordable Medicines
case was that, in so far as regulation
11 required that a licence be “coupled” to specific
premises from which medicines
would be compounded and dispensed by a
medical practitioner or dentist, it (i.e. regulation 11) fell outside
the purview of section
22 of the Constitution. Section 22
permitted only the practice of a profession to be regulated by law.
They also contended
that “coupling” violated other rights
in the Bill of Rights.
[119]
This Court recorded the conclusions of the
High Court in
Affordable Medicines
.
The High Court found that the licensing scheme was introduced by the
government in order to achieve its objective of increasing
access to
medicines that were safe for consumption. The High Court found
that this was a legitimate purpose to pursue.
It held that the
Minister did not exceed her powers when making regulation 11 which
linked a licence to compound and dispense medicines
to specific
premises. The High Court concluded that the Minister
had not breached the principle of legality. It also held
that the licensing scheme did no more than regulate the practice of
dispensing medicines within permissible constitutional limits.
It held that the scheme did not infringe the right of medical
practitioners to choose to dispense medicines as part of their
practice. It held that the scheme, therefore, did not infringe
section 22 of the Constitution nor did it infringe any of the
other constitutional rights that had been asserted by the applicants
in that case.
[120]
The conclusions of the High Court as recorded above including
the conclusion that the licensing scheme
did no more than regulate
the practice
of dispensing medicines within permissible
constitutional limits were confirmed by this Court. This is how
Ngcobo J, writing
for a unanimous Court, put it:
“
For
all these reasons, the contention that the Minister exceeded her
powers in making regulations that link a license to dispense
medicines to particular premises cannot be sustained.
The
finding of the High Court in this regard must, therefore be
upheld.
But, the applicants had another string to their bow.
They
contended that, if the scheme of the Medicines Act authorises the
linking of the issuing of a license to dispense medicines
to specific
premises, it falls outside the purview of regulation permitted by
section 22 of the Constitution
.”
[29]
(Emphasis added.)
[121]
To
the extent that the licensing scheme of the Medicines Act authorised
the linking of the issuing of a licence to compound and
dispense
medicines to specific premises, did it fall outside the purview of
regulation permitted by section 22 of the Constitution?
The
applicants in the
Affordable
Medicines
case contended that it did. The respondents in that case
contended that it did not. Section 22 of our Constitution
is based on section 12(1) of Germany’s Basic Law.
[30]
Section 12(1) of Germany’s Basic Law reads:
“
(1)
All Germans shall have the right freely to choose their occupation or
profession, their place
of work and their place of training.
The practice of an occupation or profession may be regulated by or
pursuant to a law.”
Our
section 22 of the Constitution reads as follows:
“
Every
citizen has the right to choose their trade, occupation or profession
freely. The practice of a trade, occupation or
profession may
be regulated by law.”
Dealing
with article 12(1) of Germany’s Basic Law, the German Federal
Constitutional Court held that article 12(1) contemplated
a unitary
right of freedom of occupational activity that embraces both the
choice and practice of a profession.
[31]
[122]
With regard to the standard for
determining whether the regulation of the practice of a profession
falls within the purview of section
22 of the Constitution,
this Court said:
“
[80]
The standard for determining whether the regulation of the practice
of a profession falls within the purview
of section 22 can therefore
be formulated as follows
: if the
regulation of the practice of a profession is rationally related to a
legitimate government purpose and does not infringe
any of the rights
in the Bill of Rights, it will fall within the purview of section
22. Where the regulation of a practice,
viewed objectively, is
likely to impact negatively on the choice of a profession, such
regulation will limit the right freely to
choose a profession
guaranteed by section 22, and must therefore meet the test under
section 36(1). Similarly, where the
regulation of practice,
though falling within the purview of section 22, limits any of the
rights in the Bill of Rights, must meet
the section 36(1) standard.
”
(Emphasis added.)
[123]
This passage says that the test for determining whether a
statutory provision is a regulation within section 22 – in
other
words it is not a regulation that goes beyond a regulation and
limits the right – is whether “the regulation, viewed
objectively, is likely to impact negatively” on the right or
the activity that is the subject of the right. If the
answer is
that, viewed objectively, the regulation is likely to impact
negatively on the right or the activity that is the subject
of the
right, then that regulation limits or will limit the right. In
such a case the regulation must meet the test under
section 36(1) of
the Constitution. However, where, it follows, the
regulation is unlikely to impact negatively on the
right or the
activity which is the subject of the right, then the regulation does
not limit or will not limit the right and section
36(1) has no
application.
[124]
If one were to apply the
Affordable Medicines
test for
determining whether section 31B(3), in so far as section 31B(3)
constitutes a regulation or constitutes a limitation,
one would have
to go to OSA’s founding affidavit to see whether OSA did place
any evidence before this Court that tends to
show that the signature
requirement was likely to impact negatively on an independent
candidate’s right to stand for public
office or right to
associate or disassociate or right to make political choices, the
answer would be that OSA simply did not place
any such evidence
before the Court. Indeed, that should not be surprising because
how can going out to communities to get
registered voters who will
support your candidature as an independent candidate conceivably
impact negatively on your candidature
or on your right to stand for
public office as an independent candidate? It simply cannot.
Therefore, it simply cannot
possibly limit your right. It is,
therefore, not a limitation.
[125]
Ngcobo J said in paragraphs 92, 93
and 94 of the judgment:
“
[93]
That said, however, the scope of permissible regulation that we adopt
here is not entirely inconsistent with
the German approach. It
recognises that it is not always possible to draw a clear line of
distinction between regulation
that affects the practice of a
profession, on the one hand, and one that affects choice on the
other.
It requires that where,
objectively viewed, the regulation of the practice of a profession
impacts negatively on choice such regulation
must be tested under
section 36(1). Such regulation does not fall within the purview
of section 22, and must, therefore,
meet, amongst other requirements,
the standard of reasonableness
, of
which proportionality analysis is an important component. The
same standard must be met where the regulation of the practice
of a
profession limits any of the rights in the Bill of Rights.
However where, as here,
the regulation,
objectively viewed, does not impact negatively on choice, it need
only satisfy the rationality test. In the
result, restrictions
on the right to practise a profession are subject to a less stringent
test than restrictions on the choice
of a profession.
[94]
Where, as here, the Constitution gives the power to regulate a right
,
not every regulation of that right amounts to a limitation of the
right in question.
But at the same
time Parliament may
not unconstitutionally limit the right to practise a profession under
the guise of regulating it.
Where the regulation of the
right amounts to a limitation of that right, such a limitation will
have to be tested under section
36(1).
In this case we are
concerned with regulation that merely regulates in the sense of
facilitating the proper exercise of the right
to practise a
profession. It does not limit the right to practise.
The
applicants did not contend otherwise.
[95]
The question that falls to be determined, therefore, is whether the
linking of a licence to dispense
medicines to particular premises is
rationally related to the government purpose of increasing access to
medicines that are safe
for consumption. It is to that question
that I now turn.” (Emphasis added.)
[126]
As
I have said above, this case concerns the right to vote, the right to
stand for public office and the right to free and fair
elections.
There are at least three cases that have come before this Court in
which this Court was called upon to determine
whether certain
statutory provisions limited or infringed the right to vote.
These were the
New National
Party
[32]
,
Democratic
Party
[33]
and
Richter.
[34]
In
New
National Party
this Court
enunciated the test for determining whether a statutory provision or
an Act of Parliament limits or infringes the
right to vote.
That test was endorsed and followed by this Court in
Democratic
Party
and
in
Richter
.
Since the present case is also about the right to vote, the right to
stand for public office and the right to free and fair
elections,
that test is the most appropriate that should be used. Indeed,
I am of the opinion that it is the test that we
should use in a case
involving an alleged limitation or infringement of a right entrenched
in section 19 of the Constitution.
[127]
As I have already said, this case is about every adult
citizen’s rights to vote, every citizen’s right to free
and fair
elections and the right to stand for public office and, if
elected, to hold public office. All of these rights are
entrenched
in section 19 of the Constitution. These rights
are very important in our constitutional democracy because they are
the primary pillars of any democracy. This is because, without
the right to vote, there can be no democracy. The right
to vote
means nothing if it is exercised in an election that is not free and
fair. The right to vote is meaningless unless
it is accompanied
by the right to stand for public office. The right to vote, the
right to stand for public office and the
right to free and fair
elections are inextricably intertwined.
[128]
Concerning
the importance of the right to vote, this Court said through Sachs J
in
August:
[35]
“
The
vote of each and every citizen is a badge of dignity and of
personhood. Quite literally, it says that everybody counts.
In
a country of great disparities of wealth and power it declares that
whoever we are, whether rich or poor, exalted or disgraced,
we all
belong to the same democratic South African nation; that our
destinies are intertwined in a single interactive polity. Rights
may not be limited without justification and legislation dealing with
the franchise must be interpreted in favour of enfranchisement
rather
than disenfranchisement.”
[36]
[129]
In
August
prisoners sought an undertaking from the
Electoral Commission that they would be allowed to register to vote
and, ultimately, to
vote in the 1999 national and provincial
elections. The Commission, which was mandated to manage
elections and to ensure
that elections were free and fair, took the
position that, if a court made an order favourable to the prisons, it
would comply
with it. It is clear from the facts of the case
that the Commission had included prisoners in its plans to conduct
elections
but was prepared to do so if the Court ordered that
prisoners be included or if the Court declared that prisoners were
entitled
to vote. This Court concluded that there was nothing
that disqualified the prisoners from voting. The Court granted
an order which sought to ensure that prisoners were allowed to vote.
[130]
In
New
National Party
statutory provisions
required every adult citizen who was otherwise entitled to be
registered as a voter and who was otherwise entitled
to vote to be in
possession of a bar-coded identity document or a
temporary
identity certificate
(TIC) in order to be
registered as a voter and in order to vote. Many citizens were
not in possession of such identity documents
and it was contended
that the Department of Home Affairs lacked capacity to ensure that
the citizens who were not in possession
of bar-coded identity
documents or TICs would be issued with such identity documents before
the polling day.
[131]
In
New
National Party
the New National Party
challenged the constitutional validity of section 1(xii) and section
6(2) read with
section 38(6)
of the
Electoral Act. Those
provisions were, to the extent relevant here, to the effect that
South African citizens who were otherwise entitled to vote could:
(a)
register as voters and have their names included in the common
voters’ roll only if
they were in possession of and produced an
identity document (bar-coded ID) issued after 1 July 1986 in
accordance with the provisions
of the Identification Act
[37]
(1986 Act), a TIC issued in terms of section 6(2) of the
Electoral Act; and
(b)
vote only if they were registered on the common voters’ roll
and in possession of
and produced the bar-coded ID or a TIC.
[132]
The New National Party’s
complaint against these statutory provisions was that they
unjustifiably infringed the right entrenched
in section 19(3)(a) of
the Constitution and were, therefore, constitutionally invalid.
Section 19(3)(a) reads:
“
Every
adult citizen has the right—
(a)
to vote in elections for any legislative body in terms of the
Constitution, and to
do so in secret.”
The Court had this to say
about these statutory provisions:
“
[10]
The aspects of the
Electoral Act in
issue
regulate
the way in which citizens must register and vote. The question
which must be answered is whether these requirements
constitute an
infringement of the right to vote.
This can only be done in the context of an analysis of the nature,
ambit and importance of the right in question, the effect
and
importance of other related rights, the importance of the need for an
effective exercise of the right to vote and
the
degree of regulation required to facilitate the effective exercise of
the right
.”
[38]
(Emphasis added.)
In
New
National Party
Yacoob
J writing for the majority said that there was no point in
belabouring the importance of the right to vote and it was sufficient
“to say that the right is fundamental to a democracy, for
without it there can be no democracy.
But
the mere existence of
the right to vote without proper arrangements for its effective
exercise does nothing for a democracy, it is empty and useless”
(emphasis added).
[39]
[133]
This Court said:
“
The
right to vote is, of course, indispensable to, and empty without, the
right to free and fair elections: the latter gives content
and
meaning to the former
.
The right to free and fair elections underlines the importance of the
exercise of the right to vote and the requirement
that every election
should be fair has implications for the way in which the right to
vote can be given more substantive content
and legitimately
exercised
.”
[40]
(Emphasis added.)
The Court said that two
of the implications referred to in the preceding excerpt are that
each citizen entitled to vote must vote
only once in any election and
that anybody not entitled to vote must not be permitted to do so.
This Court continued:
“
The
extent to which these deviations occur will have an impact on the
fairness of the election. This means that
the
regulation
of
the exercise of the right to vote is necessary so that these
deviations can be eliminated or restricted in order to ensure the
proper implementation of the right to vote.”
[41]
(Emphasis added.)
[134]
This Court pointed out:
“
The
Constitution recognises that it is necessary
to
regulate the exercise of the right to vote so as to give substantive
content to the right
.
Section 1(d) contemplates the existence of a national common
voters’ roll. Section 46(1), 105(1) and
157(5) of
the
Constitution
all make significant provisions relevant to the regulation of the
exercise of the right to vote
.”
[42]
(Emphasis
added.)
I pause here to highlight
the fact that in three of the passages quoted above from
New National
Party
this Court spoke about the impugned provisions in that case
being provisions which were part of the provisions regulating the
right
to vote. This suggests very strongly that this Court
accepted that these provisions regulated the right to vote.
[135]
In
New
National Party
the effect of the
impugned statutory provisions was that a citizen who was otherwise
entitled to register as a voter and have their
names included in the
common voters’ roll was prevented from registering as voters
and having their names included in the
common voters’ roll
unless he or she was in possession of and could produce a bar-coded
identity book or a TIC. Indeed,
those provisions also meant
that a South African citizen who was otherwise entitled to vote would
be prevented from voting unless
he or she was in possession of, and,
could produce a bar-coded identity book or TIC.
[136]
Although OSA did not put its case in
this way, it seems to me that its case can be put on the basis that
section 31B(3) prevents
an adult citizen who otherwise is entitled to
stand for public office and, if elected, to hold office from standing
for such office
unless he or she obtains 15% signatures of the quota
of registered voters of the relevant region from the previous
election.
It, therefore, seems to me that the requirement that
was challenged in
New National Party
had
the same effect as the requirement that is challenged in these
proceedings. In
New National Party
a voter was required to be in
possession of a bar-coded identity book before he or she could be
registered as a voter and before
he or she could be allowed to vote.
In the present case an independent candidate or a new political party
is required to
secure 15% signatures of the quota of the previous
election in the relevant region before he or she can stand for public
office.
In other words, he or she would not be allowed to stand
for public office if he or she did not secure the signatures of
registered
voters in the relevant region that make 15% of the quota
of the relevant region from the previous election.
[137]
In
New
National Party
this Court said:
“
[15]
The requirement that only those persons whose names appear on the
national voters’ roll may vote, renders
the requirement that
South African citizens must register before they can exercise their
vote, a constitutional imperative.
It is a constitutional
requirement of the right to vote, and not a limitation of the right.
[16]
The
process of registration and voting needs to be managed and regulated
in order to ensure that the elections are free and fair
.
The creation of a Commission to manage the elections is a further
essential though, not sufficient ingredient in this process.
In
order to understand the enormity of the problem, one has just to
picture the spectre of millions of South Africans arriving at
registration points or voting stations armed with all manner of
evidence that they are entitled to register or to vote, only to
have
the registration or electoral officer sift through this evidence in
order to determine whether or not each of such persons
is entitled to
register or to vote
.
It is to avoid this difficulty that the
Electoral Act makes
detailed provisions concerning registration, voting and related
matters including the way in which voters are to identify themselves
in order to register on the common voters’ roll and to
vote.”
[43]
(Emphasis added.)
[138]
I pause here to say, with reference to the signature
requirement in the present case: in order to understand the enormity
of the
problem that would arise if a requirement such as the
signature requirement was not put in place, one has just to picture
the spectre
of thousands of independent candidates contesting the
elections and voters having to go through numerous pages of the
ballot to
find their candidates. Indeed, one has to picture
electoral offices having to count votes of thousands of candidates
the
majority of whom would not earn even a single seat. It is
to avoid these difficulties that
section 31B(3)
contains the
signature requirement.
[139]
In
New National Party
this Court dealt squarely with
the question of when a statutory provision or an Act of Parliament
can be said to constitute an
infringement of the right to vote.
The reference to an infringement in the
New National Party
judgment is a reference to a limitation of a right. This Court
said in effect that, although it is for Parliament to determine
the
means by which voters must identify themselves, that did not mean
that Parliament was at large in determining the way in which
the
electoral scheme was to be structured. It pointed out that
there were important safeguards aimed at ensuring appropriate
protection for citizens who desired to exercise this fundamental
right. This Court said that the first safeguard was that
there
had to be a rational relationship between the scheme which Parliament
adopted and the achievement of a legitimate governmental
purpose.
The Court emphasised:
“
Parliament
cannot act capriciously or arbitrarily. The absence of such
rational connection will result in the measure being
unconstitutional.”
[44]
[140]
This Court went on to deal with who bears the onus of proving
a limitation or infringement of a right. It said:
“
An
objector who challenges the electoral scheme on these grounds bears
the onus of establishing the
absence
of a legitimate governmental purpose, or the absence of a rational
relationship between the measure and that purpose.”
[45]
(Emphasis added.)
[141]
This Court went on to say:
“
[20]
A second constraint is that the electoral scheme must not infringe
any of the fundamental rights enshrined
in chapter 2 of the
Constitution. The onus is once again on the party who alleges
an infringement of the right to establish
it.
The
contention in this appeal is that the impugned provisions of the
Electoral Act constitute
a denial of the right to vote to a
substantial number of South African citizens
.
Any scheme designed to facilitate the exercise of this right
carries with it the possibility that some people will not comply
with
its provisions. But that does not make the scheme
unconstitutional.
The
decisive question which arises for consideration in this case is the
following: when can it legitimately be said that a legislative
measure designed to enable people to vote in fact results in a denial
of that right? What a party alleging that an Act of
Parliament
has infringed the right to vote is required to establish in order to
succeed will emerge in the process of answering
this question.
”
[46]
(Emphasis added.)
[142]
This
Court pointed out that the exercise to be carried out by a court
entails an evaluation of the consequences of a statutory provision
in
the process of its implementation which occurs at some time in the
future. It went on to say that it was necessary, at
the outset
of the enquiry, to determine the nature of the consequence that is
impermissible. The consequence that would be
impermissible in
the
New National Party
case could best be determined by focussing on the question as to what
Parliament had to achieve. This Court said that Parliament
had
to ensure that people who would otherwise be eligible to vote are
able to do so if they want to vote and if they take reasonable
steps
in pursuit of the right to vote. This Court had this to say:
“
More
cannot be expected of Parliament. It follows that an
impermissible consequence will ensue if those who wish to vote and
who take reasonable steps in pursuit of the right, are unable to do
so
”
.
[47]
(Emphasis added.)
[143]
This Court went on to say:
“
It
is necessary to determine the circumstances that are to be taken into
account in deciding whether the
impugned
provisions infringe the right to vote. There are two
possibilities. A court can make an evaluation in the light of
the circumstances pertaining at the time the provisions were enacted,
or those which exist at some later date when the constitutionality
of
the provisions are challenged.”
[48]
(Emphasis added.)
This
Court also stated:
“
Nevertheless,
the implementation of an Act which passes constitutional scrutiny at
the time of its enactment, may well give rise
to a constitutional
complaint, if, as a result of circumstances which become apparent
later, its implementation would infringe
a constitutional right.
In assessing the validity of such a complaint, it becomes necessary
to determine whether the
proximate
cause of the infringement of the right is the statutory provision
itself, or whether the infringement of the right has been
precipitated
by some other cause, such as the failure of a
governmental agency to fulfil its responsibilities. If it is
established that
the proximate cause of the infringement, in the
light of the circumstances, lies in the statutory provision under
consideration,
that provision infringes the right. This is not
a departure from the objective approach to unconstitutionality. It
is merely a recognition of the fact that a constitutional defect in a
statutory provision is not always readily apparent at the
time of its
enactment, but may only emerge later when a concrete case presents
itself for adjudication.”
[49]
(Emphasis added)
[144]
The test for determining whether a statutory provision or an
Act of Parliament constitutes a limitation or infringement was
articulated
thus by this Court in
New National Party
:
“
Parliament
must ensure that people who would otherwise be eligible to vote are
able to do so if they want to vote and
if
they take reasonable steps in pursuit of the right to vote
.
More cannot be expected of Parliament.
It
follows that an impermissible consequence will ensue if those who
wish to vote and who take reasonable steps in pursuit of the
right,
are unable to do so
.”
[50]
(Emphasis added.)
In
New National Party
this Court also said:
“
Parliament
is obliged to provide for the machinery, mechanism or
process
that is reasonably capable of achieving the goal of ensuring that all
persons who want to vote, and who take reasonable
steps in pursuit of
that right, are able to do so. I conclude, therefore, that the
Act would infringe the right to vote if
it is shown that, as at the
date of the adoption of the measure, its probable consequence would
be that those who want to vote
would not have been able to do so,
even though they acted reasonably in pursuit of the right.
Any scheme which is not sufficiently flexible to be reasonably
capable of achieving the goal of ensuring that people who
want to
vote will be able to do so if they act reasonably in pursuit of the
right, has the potential of infringing the right. That
potential becomes apparent only when a concrete case is brought
before a court. The appellant bears the onus of establishing
that the machinery or process provided for is not reasonably capable
of achieving that purpose. As pointed out in the previous
paragraph, it might well happen that the right may be infringed or
threatened because a governmental agency does not perform efficiently
in the implementation of the statute. This will not mean that
the statute is invalid. The remedy for this lies elsewhere.
The appellant must fail if it does not establish that the right is
infringed by the impugned provisions in the manner described
earlier.
This Court held in
August
v The Electoral Commission
that
all prisoners would have been effectively disenfranchised without
constitutional or statutory authority by the system of voting
and
registration which had been put into place by the Commission.
This case is different, however, because the alleged
disenfranchisement
is said to arise from the terms of the statute and
not from the acts or omissions of the agency charged with
implementing the statute.”
[51]
(Emphasis added.)
[145]
In
New
National Party
this Court made it clear that the “aspects of the
Electoral Act
in
issue regulate the
way
in which citizens must register and vote”.
[52]
This is a sufficient indication that the statutory provisions
impugned in that case regulated the right to vote. The
provisions that were impugned in
New
National Party
precluded adult citizens who were otherwise entitled to vote from
voting unless they obtained a bar-coded identity document or
TIC and
produced it for registration and for voting. In the present
case the impugned provision precludes an adult citizen
who is
otherwise entitled to stand for public office from standing for
public office unless he or she has obtained signatures of
registered
voters in the relevant region that amount to 15% of the quota of that
region from the previous election.
[146]
So, if the provision that was
impugned in
New
National Party
was a regulatory provision regulating the right to vote and the
provision impugned in the present case is a regulatory provision
regulating the right of an independent candidate to stand for public
office – each provision precluding the exercise of a
right
under
section 19
unless something had been or has been done or
achieved – there can be no basis for accepting that the
impugned provision
in
New National Party
was a regulatory provision but the
impugned provision in the present case is not a regulatory
provision. If the impugned provision
in the present case is
accepted as a regulatory provision, there can then be no doubt that
this Court’s decision in
New
National Party
applies and that the
judgment of this Court in
Affordable
Medicines
also applies.
[147]
In
New
National Party
this Court said the
issue it had to determine was “whether the measure itself
constitute[d] such denial [of the vote] and
[was] on that account an
infringement of the right to vote”. This Court then said:
“
To
establish this, the appellant must show that the machinery, mechanism
or process provided for by the Electoral Act is not reasonably
capable of ensuring that those who want to vote and who take
reasonable steps in pursuit of the right are unable to exercise
it.”
[53]
The
judgment of this Court in
Democratic Party
was handed down on
the same day as this Court’s judgment in
New National Party
but the latter was handed down first. This can be gathered from
the dates of their hand down as they appear in the judgment
as well
as from the terms of the judgment in
Democratic Party
.
Goldstone J wrote the judgment of the Court. Both in
New
National Party
and in
Democratic Party
the issues were
largely the same. The Democratic Party challenged the
constitutional validity of the
Electoral Act in
so far as it only
allowed to register to vote and ultimately to vote only those adult
citizens of South Africa who were in possession
of bar-coded identity
documents or TIC.
[148]
The Democratic Party contended that the
Electoral Act
infringed
the right to vote in so far as it had this requirement.
This Court rejected this contention for the same reasons that were
advanced in
New National Party
. In other words, this
Court also concluded in
Democratic Party
that the
Electoral
Act did
not constitute a limitation or an infringement of the right
to vote. It reached this conclusion for the same reasons that
it had given in
New National Party
.
[149]
In
Richter
,
a unanimous judgment of this Court written by O’Regan J, who
had dissented from the majority in
New
National Party
, this Court followed the
approach adopted in
New National Party
in determining whether a statutory provision limited the right to
vote. Indeed, in
Richter
this Court endorsed the test that this Court enunciated in
New
National Party
.
[150]
In
Richter
what was challenged was the constitutionality of
section 33(1)(e)
of
the
Electoral Act. In
terms of the
Electoral Act the
default
position was that, if a citizen would be out of the country on
polling day, he or she would not be able to vote. However,
the
Electoral Act made
provision for exceptions to this general rule.
Section 33(1)(e)
of the
Electoral Act made
special
provision for certain classes of South African citizens who
would be abroad on polling day in 2009 to vote from outside
of the
country. The classes of people that
section 33(1)(e)
provided
would be allowed to vote from outside the country on polling day were
people who were temporarily absent from the Republic
for purposes of
a holiday, a business trip, attendance of a tertiary institution or
an educational visit or participation in an
international sports
event.
[151]
The classes of people who would be
permitted under
section 33(1)(e)
to vote from outside of South Africa
did not include persons in Mr Richter’s class. Mr Richter
was temporarily in the
United Kingdom (UK) where he was working as a
teacher. He did not fall into any of the classes that would be
allowed under
section 33(1)(e)
to vote from outside the country. Mr
Richter contended that the failure of the
Electoral Act to
include
people in a similar position as him among those who would be allowed
to vote from outside the country constituted an unjustifiable
and
unreasonable limitation of their right to vote.
[152]
In
Richter
,
talking about the importance of the right to vote, O’Regan J
said:
“
[53]
The right to vote is symbolic of our citizenship, as Sachs J
declared. In entrenching the right of
every citizen to vote,
section 19
of our Constitution affirms that symbolic value. But
the right to vote, and its exercise, has a constitutional importance
in addition to this symbolic value. The right to vote, and the
exercise of it, is a crucial working part of our democracy.
Without
voters who want to vote, who will take the trouble to register, and
to stand in queues, as millions patiently and
unforgettably did in
April 1994, democracy itself will be imperilled. Each vote
strengthens and invigorates our democracy.
In marking their
ballots, citizens remind those elected that their position is based
on the will of the people and will remain
subject to that will. The
moment of voting reminds us that both electors and the elected bear
civic responsibilities arising
out of our democratic Constitution and
its values. We should accordingly approach any case concerning
the right to vote mindful
of the bright, symbolic value of the right
to vote as well as the deep, democratic value that lies in a
citizenry conscious of
its civic responsibilities and willing to take
the trouble that exercising the right to vote entails.”
[54]
[153]
In
Richter
this Court pointed out that the right to vote imposes an obligation
upon the state not merely to refrain from interfering with
the
exercise of the right but to take positive steps to ensure that it
can be exercised. The right to vote necessitates an
electoral
system and the calling of elections.
[55]
O’Regan
J said:
“
[56]
Just as the State bears a responsibility to take positive steps to
enable elections to take place,
the
right
to vote itself cannot be exercised by a citizen unless he or she
takes the trouble to exercise it.
The
very process of regulating the elections which requires the
composition of a national voters’ roll, the establishment
of
voting stations and voting times will impose burdens upon members of
the public who wish to exercise their right to vote.
First,
they will have to register in good time. Then, on polling day,
they may have to journey some distance to a voting
station; they will
have to be in possession of a bar-coded identity document; and they
may have to stand in a long queue to vote.
These burdens are
largely unavoidable
.”
[56]
(Emphasis added.)
[154]
Paragraphs 57 and 58 of this Court’s
judgment in
Richter
are very important. They include the test enunciated in
New
National Party
for determining whether
a statutory provision limits or infringes the right to vote. In
those paragraphs O’Regan J
said:
“
[57]
In assessing whether the restrictions or burdens placed on a voter
who wishes to exercise
his
or
her right to vote are inconsistent with the constitutional protection
of the right to vote,
a court will
accept that a voter may not complain if the burden imposed does not
prevent the voter from voting, as long as the voter
takes reasonable
steps to do so.
As the majority
in this court noted in
New National
Party
:
‘
Parliament
is obliged to provide for the machinery, mechanism or process that is
reasonably capable of achieving the goal of ensuring
that all persons
who want to vote, and who take reasonable steps in pursuit of that
right, are able to do so. I conclude,
therefore, that the Act
would infringe the right to vote if it is shown that, as at the date
of the adoption of the measure, its
probable consequence would be
that those who want to vote would not have been able to do so, even
though they acted reasonably
in pursuit of the right.’
[58]
In approaching each of the provisions in question in this case,
therefore, I would suggest that
to determine whether any provision
constitutes an infringement of section 19 of the Constitution,
we
must establish whether the consequence of any of the challenged
provisions is such that, were a voter to take reasonable steps
to
seek to exercise his or her right to vote, any of the provisions
would prevent the voter from doing so. In determining
what
would constitute reasonable steps for the voter to take, we should
bear in mind both the fact that the process of voting inevitably
imposes burdens upon a citizen as well as the important democratic
value of fostering participation in elections that I discussed
above. Should it be found that the provision would prevent a
voter from voting despite the voter’s taking reasonable
steps
to do so, the provision will constitute an infringement of section
19.
The next question that will arise is whether the infringement
is justifiable in terms of section 36 of the Constitution.”
[57]
(Emphasis added.)
[155]
It is to be noted that in the above
excerpt the test for determining whether a provision or an Act
constitutes a limitation or infringement
of the right to vote which
was enunciated in
New National Party
was formulated slightly differently. In this excerpt the test
is formulated as whether the consequence of any provision is
such
that, were a voter to take reasonable steps to seek to exercise his
or her right to vote, any of the provisions would prevent
the voter
from doing so. If it would, the provision or Act would
constitute a limitation or an infringement. The next
stage
would then be to do a section 36 analysis. Obviously, if the
answer is in the negative, that would mean that the statutory
provision or Act of Parliament does not constitute an infringement or
limitation of the right to vote or right to stand for public
office.
[156]
This test requires the person who
asserts that the statutory provision or Act infringes or limits the
right to vote or the right
to stand for public office to identify
what reasonable steps a voter or independent candidate would have
taken which would still
not have been enough for the voter or
independent candidate to exercise his or her section 19 right. The
test should be formulated
thus: would the provision or Act or measure
in question prevent an independent candidate from standing for public
office even if
he or she took all the reasonable steps to exercise
that right?
[157]
This Court observed –
obviously bearing in mind the test enunciated in
New National
Party
– that, apart from
travelling from the UK, Korea and Canada back to South Africa, there
were no steps that Mr Richter, Mr
Tipper or Mrs Moloko –
the other applicants in the
Richter
matter – could take in order to
be able to vote in the 2009 elections
other
than to travel thousands of kilometres to South Africa to vote.
[158]
O’Regan J also said:
“
Apart
from travelling back to South Africa from the United Kingdom, South
Korea and Canada in order to be present in South Africa
on polling
day, 2009, there are no steps that Mr Richter, Mr Tipper or Mr and
Mrs Moloko can take to vote in the 2009 elections.
Can it be
said that in requiring them to return home to South Africa to vote,
the election regulations are imposing an obligation
of reasonable
compliance upon them? I do not think so. It is acceptable to
ask voters to travel some distances from their
homes to a polling
station. One cannot quibble, either, at the fact that delays in
casting votes at a polling station may
require voters to queue for
considerable periods of time to vote.
It
cannot be said, however, that requiring a voter to travel thousands
of kilometres across the globe to be in their voting district
on
voting day is exacting reasonable compliance from a voter.
This is all the more so, given that section 33(1)(b) expressly does
not require those working abroad on government service
to return home
to vote, but provides voting facilities for them at embassies, high
commissions and consulates.”
[58]
(Emphasis added.)
[159]
This
Court then concluded that section 33(1)(e) constituted a limitation
of the right to vote “by restricting the classes
of voters who
are absent from the Republic on polling day from participating in the
election”.
[59]
In
my view another way of putting this is that section 33(1)(e) limited
the right to vote of those voters who would be outside
of South
Africa by not including them in the special arrangements it made for
other classes of voters who would be outside the
country on polling
day. This Court then engaged in a section 36 analysis and
concluded that the limitation was not reasonable
and justifiable
in
a democratic society based on freedom, equality and dignity
.
[160]
The test for determining whether a statutory provision
or an Act infringes the right to vote or the right to stand for
public office
involves asking the question whether people who
otherwise qualify to vote or to stand for public office or who are
eligible to
vote and want to vote will be able to do so if they take
reasonable steps in pursuit of the right to vote. This means
that
the person challenging the constitutionality of a statutory
provision must show that people who are otherwise eligible to vote or
to stand for public office and want to vote or to stand for public
office will not be able to vote or stand for public office despite
taking reasonable steps in pursuit of the right. OSA falls
dismally short here. It has not addressed in its founding
papers what steps independent candidates would reasonably be expected
to take in order to be able to exercise their right to stand
for
public office. In
New National Party
this Court found
that the Act did not infringe or limit the right to vote.
[161]
At this stage I wish to summarise
the test for determining whether or not a statutory provision or an
Act of Parliament infringes
or limits a right entrenched in section
19 of the Constitution. This may involve some repetition of
what I have already said
but I consider it appropriate to do so for
emphasis and clarity. I emphasise that the test for determining
whether a statutory
provision or an Act constitutes an infringement
or limitation of a right entrenched in section 19 of the Constitution
– which
includes the right to vote, the right to a free and
fair election and the right to stand for public office – is
whether the
provision or Act
would
prevent a voter from voting or
an
independent candidate standing for public office
despite
the voter or independent candidate taking reasonable steps to do so
.
This test has two legs. The first leg is whether the statutory
provision or Act would prevent the voter from voting
or would prevent
an independent candidate from standing for public office, as the case
may be. If the answer to this question
is in the negative, that
would be the end of the inquiry and the conclusion would be that the
statutory provision or Act does not
constitute a limitation or
infringement of the rights in section 19 of the Constitution.
[162]
If, however, the answer is in the
affirmative – in other words, if the answer was that that
provision or Act would prevent
a voter from voting or an independent
candidate from standing for public office, then the inquiry goes into
the second leg.
The question to be asked in the second leg of
the inquiry is whether the prevention would occur despite the voter
or independent
candidate taking reasonable steps to vote or to stand
for public office. If the answer to the question in the second
leg
is in the negative, that would be the end of the enquiry and the
conclusion would be that there is no infringement or limitation
of
any rights contained in section 19 of the Constitution.
However, if the answer to the question in the second leg is in
the
affirmative, then that would mean that the statutory provision or Act
constitutes a limitation or infringement of the section
19 rights.
[163]
The above test entails that it is
not enough for a person who contends that a statutory provision or
Act constitutes a limitation
or infringement of a section 19 right to
simply state that the statutory provision or Act would prevent a
voter from voting or
would prevent an independent candidate from
standing for public office because that is only one leg of the test.
Such a person
must go further and say that the prevention would occur
despite the voter or independent candidate taking reasonable steps to
vote
or to stand for public office. If that person does not go
further, he or she has failed to address the second leg of the
inquiry and would fail to show that the statutory provision or Act
constitutes an infringement or a limitation of the right to vote
or
right to stand for public office.
[164]
In
OUTA
[60]
Parliament had the constitutional competence to make laws concerning
“road traffic regulation”. Parliament passed
the
Administrative Adjudication of Road Traffic Offences Act
(AARTO).
[61]
The main question in
OUTA
was whether the AARTO Act fell within the functional area described
as “road traffic regulation” or “traffic
and
parking” or “municipal roads” in Schedules 4 and 5
of the Constitution. This Court referred to the
meaning given
to the verb “regulate” in the South African Concise
Oxford Dictionary where the verb “to regulate”
is given
the meaning “1. To control or maintain the rate or speed (of a
machine or process); 2. Control or supervise by means
of rules and
regulations”.
[62]
In
OUTA
this Court inter alia said about the meaning of regulation:
“
It
seems to me that, in relation to the functional area ‘road
traffic regulations’, the Constitution confers upon the
national and provincial spheres of government the concurrent
competence of making laws that
control
traffic on the roads.”
[63]
(Emphasis added.)
[165]
This
statement reflects that this Court accepted that the concept of
regulation entails the control of something.
[64]
In
Beerman
[65]
the Court said:
“
The
meaning of ‘to regulate’ is to control or govern and
‘regulated’ means governed by rule; properly controlled
or directed; adjusted to some standard.”
[66]
In
De
Freitas
[67]
a Full Court said:
“
The
two main purposes of the Act are to regulate the right of advocates
and attorneys to appear in courts and to extend the existing
right of
attorneys to appear in courts. To regulate means to ‘control’
or ‘govern.’”
[68]
[166]
There
is a very helpful discussion of the meaning of the verb “regulate”
by De Villiers J in
The
Magic Company
[69]
in which he also refers to some cases of the Appellate Division
(now Supreme Court of Appeal) and the Privy Council.
He
referred to
Perumal
[70]
at para 528A where, relying on
Feinstein
,
[71]
Didcott J said that ‘“it is surely inherent in the
idea of regulation that something or other may perforce be
forbidden’. ‘It follows that the crucial question
about such legislation is not whether it contains a prohibition
affecting the activity liable to be regulated, but whether any ban
embodied in it has such a character and extent that the activity
itself has been substantially prohibited. That question is
obviously one of degree in each individual case’”.
[167]
Referring to Didcott J, De
Villiers J said:
‘“
Referring
to the case of
R v Williams
1914 AD 460
, the learned judge continued to say that some assistance
is to be gained, when one attempts to answer it in a given situation
from
the judgment of Wessels AJA in that case. The judgment
continues as follows:
“
A
provincial Ordinance was then in issue. It had forbidden
betting on horse races by any means but the totalisator, with the
result that ordinary betting through bookmakers and with others was
abolished. The Provincial Council had however lacked
the power
to do more than regulate betting on horse races. The relevant
part of the Ordinance was consequently declared ultra
vires. Wessels
AJA had this to say, at pp468, 469-470:
‘
By
giving a subordinate legislature the right to make regulations the
superior legislature does not as a rule intend the subordinate
legislature to sweep away completely or substantially the matter it
is required to regulate. To regulate is not to prohibit
either
entirely or substantially. . . . You cannot, under the guise of
regulating, in fact prohibit the usual and prevalent
method of
betting. You cannot so frame your regulations that you
virtually regulate the subject matter out of existence.
No
doubt a power to regulate implies a power to restrict, and therefore
even to prevent, but only in a small degree, and not so
substantially
that very little of the former rights remains.
No
hard and fast rule can be laid down, and all that we can say is that,
if a regulation takes away a substantial and important
portion of
existing rights, it becomes in fact a prohibition. . . . I
therefore ask myself whether the Provincial Council
merely regulates
betting, or whether it prohibits it, by substituting a bet on a
totalisator for the well-known methods of betting
with bookmakers and
between the members of the public, and I can come to no other
conclusion than that it does away with such substantial
and important
kinds of betting that it must be said rather to prohibit than to
regulate betting.’
That is the background
against which bylaw must be considered. It undoubtedly
incorporates a prohibition. What must
be examined is the
prohibition’s precise effect.”
Earlier
in the judgment, at 527F-H the learned judge pointed out that the
sources of the principle set out in
R v Williams
were
judgments by the Privy Council in two cases:
“
The
one was
Municipal Corporation of the City of Toronto v Virgo
1896 AC 88
, in which Lord Davey said (at p93):
‘
There
is marked distinction to be drawn between the prohibition or
prevention of a trade and the regulation or governance of it,
and
indeed a power to regulate and govern seems to imply the continued
existence of that which is to be regulated or governed.’
In
the other,
Attorney-General for Ontario v Attorney-General for the
Dominion
1896 AC 348
, the point was made thus by Lord Watson, at
p363:
‘
A
power to regulate naturally, if not necessarily, assumes, unless it
is enlarged by the context, the conservation of the thing
which is to
be made the subject of regulation.’
Both
these statements were endorsed and adopted in
R v Williams
,
supra at pp465, 469.”
In
Fouche v McDonald
1963 4 SA 968
(C) at 971A-B Diemont J (as he
then was) said:
“
[O]ne
must bear in mind that many regulations must of necessity contain a
limited prohibition.”
In
S v Schoenfeld
1963 4 SA 77
(T) at 79B-E Colman AJ (as he then
was) stated:
“
Counsel
for the appellant, having brought these provisions to our notice,
referred to the case of
R v Williams
1914 AD 460
, which is
frequently cited in support of the proposition that ‘a power to
regulate is not a power to prohibit’. He
therefore
suggested that by-law 14, which prohibits certain conduct, was ultra
vires the regulatory powers conferred by the enabling
legislation.
But
to summarise the principle referred to in
R v Williams
supra,
and the authorities cited therein in the words ‘a power to
regulate is not a power to prohibit’ can be misleading.
The
principle is that when a subordinate law-making body is empowered to
regulate a certain type of activity it is not thereby
authorised to
prohibit that type of activity altogether; it is not true to say that
under a power to regulate, nothing may be prohibited.
It is
clear from such cases as
Brown v Pretoria Municipality
1926 TPD 59
, that in the proper exercise of power versus regulation a
local authority may prohibit certain conduct incidental to or
connected
with the activity which is being regulated.””’
[168]
In
Virgo
,
[72]
the Privy Council heard an appeal from a decision of the
Supreme Court of Canada. The question before the Privy
Council
was whether a section of a by-law was completely and validly
made by the corporation of the city of Toronto. However, the
Privy Council said that it took the view that the real question was
whether under a power to pass by-laws “for regulating
and
governing” hawkers, etc. the Council may prohibit hawkers from
plying their trade at all in a substantial and important
portion of
the city.
[169]
The Privy Council had this to say
about what regulation means or does not mean:
“
No
doubt the regulation and governance of a trade may involve the
imposition of restrictions on its
exercise both as to time and to a certain extent as to place where
such restrictions are in the
opinion of the public authority
necessary to prevent a nuisance or for the maintenance of order. But
their Lordships think
there is marked distinction to be drawn between
the prohibition or prevention of a trade and the regulation or
governance of it,
and indeed a power to regulate and govern seems to
imply the continued existence of that which is to be regulated or
governed.
An examination of other
sections of the Act confirms their Lordships’ view, for it
shews that when the Legislature
intended to give power to prevent or
prohibit it did so by express words.” (Emphasis added.)
This
statement was approved by Lord Watson in
Attorney-General
for Ontario.
[73]
[170]
It is quite clear from the
authorities discussed above that the power to regulate includes the
power to control, to govern, to set
norms and standards, to prohibit
at least partially and not totally or substantially, to prescribe
conditions and qualifications
and to impose some restrictions. In
this case section 31B(3) – which contains the signature
requirement – provides
that an independent candidate must
obtain and produce supporting signatures of registered voters equal
to 15% of the quota of the
relevant region in the previous election
in order to contest an election. That is a provision that falls
within a regulation
and not a limitation of the right to stand for
public office.
[171]
In
New
National Party
this Court held that a
statutory provision which facilitates the exercise of a right to vote
did not constitute a limitation.
Section 31B(3) is not a
limitation of any right. The second judgment’s conclusion
to the contrary errs. The signature
requirement does not
adversely affect anybody.
Section 31B(3) does not in any
way adversely affect an independent candidate. It does not
require an independent candidate
to do anything unconnected with his
or her personal goals or ambitions. It requires him or her to
do that which he or she
was bound to do sooner or later, namely, it
requires him or her to go out and canvass and obtain the support of
only 15% of the
registered voters he or she was going to canvass
anyway. It requires an independent candidate and a new
political party to
start campaigning for votes earlier. This
has no adverse consequences for the independent candidate or his or
her right to
stand for public office. In fact
the
signature requirement entails that he or she must advance his or her
ambition of obtaining a seat in the National Assembly or
in a
provincial legislature.
The signature requirement of 15%
can therefore not be said to be a limitation of this right to stand
for public office.
The requirement is ultimately beneficial to
the candidate’s candidature. Any suggestion that it
limits his or her right
is to misconstrue the requirement.
Second
judgment
[172]
I have read the judgment (second judgment) by my Colleague,
Kollapen J. It strongly disagrees with my conclusion that
my use of the test adopted by this Court in
New National Party
,
Democratic Party
and
Richter
for the determination of
whether a statutory provision limits the right to vote and with my
conclusion that the signature requirement
doesn’t constitute a
limitation. It takes the view that the test in
New National
Party
does not apply in this case. In my view the second
judgment errs.
[173]
The
New National Party
case concerned the right to vote
and the right to free and fair elections entrenched in section 19 of
our Constitution. The
present case is a case concerned with the
right to vote, the right to stand for public office and the right to
free and fair elections.
The right to vote, the right to stand
for public office and the right to free and fair elections are
inextricably intertwined.
Although, generally speaking it can
be said that facilitating the exercise of the one may facilitate the
exercise of the others,
this does not mean that the exercise of each
one of them may be facilitated in the same way. There may be
facilitation that
is peculiar to the right to vote which might not
necessarily apply to the facilitation of the exercise of the right to
stand for
public office. The signature requirement is a form of
facilitation of the right to stand for public office which would not
apply to the right to vote. Indeed, section 31B(3) constitutes
regulation of the right to stand for public office.
The
statutory provisions with which this Court had to deal in
New
National Party
were also part of the regulation of the right to
vote. That is why when one reads this Court’s judgment in
that matter,
one finds many instances where it expressly refers to
regulation and many instances where, although it does not say so in
so many
words, it is quite clear that it considered the provisions to
regulate the right to vote. The test in
New National Party
was followed in
Democratic Party
and in
Richter
.
[174]
Quite apart from the test in
New National Party
, if one
accepts, as I do, that section 31B(3) constitutes regulation,
one can also use the test used by this Court in
Affordable Medicines
.
I have discussed the decision of this Court in
Affordable Medicines
at some length. Even on that test, too, the signature
requirement does not constitute a limitation. OSA does not
satisfy
the
New National Party
test nor does it satisfy the
Affordable Medicines
test.
[175]
Even applying the test that the second judgment applies, the
result will be that the signature requirement does not constitute a
limitation. Section 31B(3) does not constitute a denial of the
right to stand for public office. The signature requirement
has
no adverse or prejudicial effects on the right of an independent
candidate to stand for public office. Instead, it gets
the
candidate to go out and persuade registered voters to support his or
her candidature – something that seeks to advance
his or her
political ambitions. Once he or she has secured the support of
15% of the quota of registered voters in a region,
the candidate does
not have to go back to those voters when the election campaign starts
because those have already said that they
support him or her.
So, there is absolutely no basis for the proposition that section
31B(3) constitutes a limitation.
How does something that
advances an independent candidate’s right to stand for public
office suddenly become a limitation
of that right? The 15%
registered voters are voters that the independent candidate was going
to have to approach anyway during
his or her election campaign even
if the signature requirement was not there.
[176]
The second judgment has rejected Parliament’s decision
to use a percentage rather than a fixed number for the signatures of
registered voters that must be secured by an independent candidate to
stand for public office. There is absolutely no justification
for the second judgment to effectively set aside that decision of
Parliament when it was not one of the decisions that OSA sought
to
have set aside. This Court should defer to Parliament on such a
matter. The second judgment had to take such an
unwarranted
step because it was faced with the problem of what relief it could
grant to OSA after reaching the conclusion that
section 31B(3)
constitutes an unjustifiable and unreasonable limitation of the right
to stand for public office. The second
judgment itself provides
no proper basis for effectively usurping Parliament’s power to
make such a decision that rightly
is that of Parliament.
[177]
The
second judgment relies heavily on the decision of the majority in
Moloto
[74]
in this Court to say that the test in
New
National Party
does not apply. In the paragraph in which the majority in
Moloto
referred to in
New
National Party
,
it said that
New National
Party
applies
to cases where the statutory provision facilitates the right to
vote. That is what I have said section 31B(3) in this
case
does. However, the majority in
Moloto
seems not to have appreciated the difference between statutory
provisions that constitute a complete or total denial of a right
such
as those in section 65(1) of the LRA and those that permit the
exercise of a right provided certain conditions are met or
provisions
that regulate rather than totally limit a right. I say this
because a mere look at section 65 of the LRA would
have revealed that
the provisions in section 64 were not limitations of the right to
strike but sought to regulate and that those
of section 65 were the
ones which were limitations. Both the majority in
Moloto
and the Labour Appeal Court in
CWIU
[75]
on which the majority in
Moloto
relied fell into the same error. The second judgment also
seems
to fall into the same error.
[178]
The second judgment decides that the
signature requirement of 15% of the quota of the region from the
previous election should be
replaced by a requirement of 1 000
signatures. I have already said above that it is Parliament’s
decision whether
to use a percentage or a fixed number and that there
is no proper basis for this Court to second guess Parliament on
this
issue. Furthermore, the purpose of the 15% requirement was
to gauge the support of a candidate to see whether he or she has
credible prospects of getting a seat in the elections if he or she
were to contest the election. By determining that the
threshold
should be a fixed number i.e. 1 000 signatures as opposed to a
percentage of a quota of a region the second judgment
has decided to
use a one-size-fits-all approach despite the fact that it is common
cause that the different regions or provinces
have vastly different
sizes which is why the figures reflected both in OSA’s
affidavit as well as the IEC’s affidavit
relating to the
numbers that would represent 15% of different quotas are so vastly
different.
[179]
One thousand (1 000) signatures
may have been able to give an indication of the support for an
independent candidate or new
political party if the regions were of
the same size and the quotas were not above, for example, 20 000
registered voters
but once the quotas reach 40 000 and above,
that an independent candidate was able to get 1 000 supporting
signatures
will not be an indication of anything really.
Furthermore, there is a great risk that, if this threshold of 1 000
signatures
is used, the ballot paper will be unmanageable because of
the great numbers of independent candidates that may contest the
elections
when they have no credible prospects of obtaining enough
votes in the elections to get a seat. Indeed, this may pose a
threat
to the fairness and freeness of the election.
[180]
The second judgment relies on
legislation applicable in other countries to support its conclusion
against the respondents.
Those are pieces of legislation which
Parliament, the IEC and the Minister have not been given an
opportunity to deal with.
This is unfair to them and it
violates their right to a fair public hearing guaranteed by section
34 of the Constitution.
If they had been afforded an
opportunity to comment on such legislation, they may have disputed
their relevance or applicability.
In fact they may have
produced a number of pieces of legislation from other countries which
reflects a different picture.
[181]
In the circumstances OSA has failed to show that the 15%
signature requirement constitutes a limitation of any rights.
That
being the case, we do not reach the section 36 analysis.
Accordingly, OSA’s contention that
section 31(B)(3)
of the
Electoral Act as
amended by the EAA is inconsistent with the
Constitution and invalid falls to be rejected.
OSA’s second
constitutional challenge
[182]
The participation of independent
candidates in the next election in South Africa will raise some
issues that have never arisen in
national and provincial elections in
this country in the past 29 years since the advent of democracy.
The difference between
the previous national and provincial elections
and next year’s elections is that in the past 29 years our
elections
did not involve independent candidates whereas, following
upon the EAA, next year’s elections will involve independent
candidates.
[183]
When seats became vacant in the
National Assembly or provincial legislature in the past 29 years as a
result of the death or resignation
of a member of the
National Assembly or a provincial legislature, that did not give
rise to a need for any recalculation of
votes and reallocation of a
seat or seats. This was because our electoral system did not
involve independent candidates.
All members of the National
Assembly and of provincial legislatures were members of one or other
political party represented in
the National Assembly or provincial
legislature. When a vacancy arose from the resignation or death
of one of its members,
the party concerned would simply nominate
their party member next on the party’s list for the National
Assembly or provincial legislature.
[184]
Now that in next year’s
elections and beyond independent candidates will contest elections
and some will win and be allocated
seats either in the National
Assembly or provincial legislatures, the EAA had to provide answers
to the following questions:
(a)
what will happen when an independent
candidate wins a seat in the National Assembly and a provincial
legislature since he or she
cannot occupy both seats?
(b)
what will happen when an independent
candidate who was allocated a seat in either the National Assembly or
a provincial legislature
resigns or dies and his or her seat becomes
vacant?
(c)
what will happen when an independent
candidate for the National Assembly, and who competes in a single
region, gets enough votes
to win two or more seats?
(d)
what will happen when an independent
candidate for the National Assembly, and who competes in more than
one region, wins a seat
in more than one region?
(e)
what will happen when an independent
candidate for a provincial legislature gets enough votes to win
two or more seats?
[185]
Item 11(f) of the amended Schedule
1A deals with the position in regard to a seat in a provincial
legislature and item 5(i) of the
amended Schedule 1A deals with a
regional seat in the National Assembly. Item 23 of Schedule 1A
of the EAA deals with vacancies
that occur when an independent
candidate dies or resigns and a vacancy then arises.
[186]
Item 11(f) of the amended Schedule
1A reads:
“
If
no recalculation of provisional allocations for a province concerned
is required in terms of item 12, the provisional allocation
of seats
in respect of that province in terms of paragraph (d), becomes the
final allocation of such seats to the various parties
and independent
candidates, and if such a recalculation is required the provisional
allocation of such seats as adjusted in terms
of item 12 becomes the
final allocation of such seats to the various parties and independent
candidates.”
[187]
Item 5(i) of the amended Schedule 1A
reads as follows:
“
If
no recalculation of provisional allocations is required in terms of
item 7, the provisional allocation of such seats in terms
of
paragraphs (e), (f), (g) and (h) becomes the final allocation of such
seats to the various parties and independent candidates,
and if a
recalculation is required, the provisional allocation of such seats,
as adjusted in terms of item 7, becomes the final
allocation of such
seats to the various parties and independent candidates.”
[188]
Item 23 of the amended Schedule 1A
reads:
“
(1)
In the event of a vacancy in a region or provincial legislature with
respect to a seat allocated
to an independent candidate, the chief
electoral officer must in writing allocate the seat by recalculating
the result as follows:
(a)
disregarding the votes allocated to the independent candidate causing
the vacancy;
(b)
disregarding the votes and seats allocated to the independent
candidates already in
office; and
(c)
recalculating the result for the region or provincial legislature in
terms of the
provisions in sub-item (3).
(2)
The vacant seat is awarded to an eligible independent candidate or
party that contested
the preceding election in terms of sub item
(1)(c).
(3)
(a) An amended quota
of votes per
seat must be determined in respect of such region or
province by dividing the total number of votes cast in the region or
province,
minus the number of votes cast in the region or province in
favour of the independent candidate causing the vacancy, minus the
votes cast in such region or province in favour of independent
candidates already allocated one seat, by the number of seats, plus
one, determined in terms of item 4 or item 8 in respect of the region
or province concerned, minus the seats held by independent
candidates.
(b)
The result plus one, disregarding fractions, is the amended quota of
votes per seat
in respect of such region or province for purposes of
the said recalculation.
(c)
The number of seats to be awarded for the purposes of paragraph (e)
in respect of
such region or province to a party or independent
candidate participating in the recalculation must, subject to
paragraph (d),
be determined by dividing the total number of votes
cast in favour of such party or independent candidate in such region
or province
by the amended quota of votes per seat indicated by
paragraph (b) for such region or province.
(d)
Where the result of the calculation referred to in paragraph (c)
yields seats not
absorbed by the number awarded to parties or
independent candidates, the surplus of votes accruing to any party,
parties or independent
candidates participating in the recalculation,
competes for the remaining seats in sequence of the highest surplus
of votes.
(e)
The aggregate of such a party’s awards in terms of paragraphs
(c) and (d) in
respect of such region or province, subject to
paragraph (f), indicates that a party’s or independent
candidate’s final
allocation of the seats determined under item
4 or item 8 in respect of that region or province.
(f)
In the event of a party being allocated an additional number of seats
in terms of
this item and if its list in question then does not
contain the names of a sufficient number of candidates as set out in
item 7(1)
or item 12(1), the process provided for in item 24 must be
repeated with the changes required by the context until all seats
have
been allocated.”
[189]
In considering OSA’s second
constitutional challenge it is important to bear in mind the
provisions of sections 46(1)(d) and
105(1)(d) of the Constitution.
Section 46(1)(d) relates to the National Assembly whereas
section 105(1)(d) relates to
provincial legislatures. Section
46(1)(d) reads:
“
(1)
The National Assembly consists of no fewer than 350 and no more than
400 women and men elected
as members in terms of an electoral system
that—
.
. .
(d)
results, in general, in proportional representation.”
Section 105(1)(d) reads:
“
(1)
A provincial legislature consists of women and men elected as members
in terms of an electoral
system that
—
. . .
(d)
results, in general, in proportional representation.”
This is a very important
constitutional requirement because, when all is said and done, our
Constitution requires that the outcome
of our elections must result,
in general, in proportional representation.
[190]
OSA challenges the recalculation of
seats when seats are forfeited in the National Assembly or a
provincial legislature or
when vacancies arise in a legislature.
[191]
In his affidavit Mr Mamabolo gives
an overview of the forfeiture of seats and vacancies. Mr
Mamabolo points out that the forfeiture
of seats arises during the
initial allocation of seats following an election. He points
out that there are three instances
in which the forfeiture of seats
occurs in the National Assembly. These are the following:
(a)
If a party has submitted a national or
regional list with fewer names of party candidates than the number of
seats to be allocated
to it, the number of seats for which it has no
listed candidates is forfeited.
(b)
If an independent candidate stands to be
allocated more than one seat in a region, any excess seats won by the
candidate are forfeited
since an individual candidate can, by
definition, only hold one seat.
(c)
If an independent candidate contests the
election in more than one region and wins a seat in more than one
region, that candidate
will be allocated a seat in the region where
he or she received the highest proportion of votes and any excess
seats are forfeited.
[192]
Mr Mamabolo points out that, where a
forfeiture occurs, the initial or provisional allocation of seats is
recalculated in the affected
region(s) in accordance with the method
prescribed in item 7(3) to (6) of Schedule 1A, which is applicable to
the National Assembly
and item 12(3) to (5) in respect of provincial
legislatures.
[193]
According to Mr Mamabolo the
recalculation entails the following:
“
48.1
The party or independent candidate forfeiting seats is disregarded in
the recalculation. Its provisional
allocation of seats for the
region (or province), minus the number of seats forfeited by it,
becomes its final allocation of seats.
48.2
An amended quota of votes per seat is determined for the region (or
province) by dividing the total
number of votes cast minus the number
of votes cast in favour of the party or candidate whose seat(s) has
been forfeited, by the
number of seats, plus one, reserved for the
region (or in the province) minus the number of seats finally
allocated to the said
party or independent candidate. Simply
put, the votes cast for the party or candidate that has forfeited a
seat are not counted
in determining the amended quota, and nor are
the seats that have already been finally allocated to that party or
candidate.
48.3
The result plus one, disregarding fractions, is the amended quota of
votes per seat for the recalculation.
48.4
Seats are then allocated to the parties and independent candidates by
applying the amended quota to
the vote count: i.e., by dividing the
total votes cast in support of each party or independent candidate by
the amended quota.
48.5
With this calculation, not all the seats may be allocated. This
is because the contesting candidates
may not, between them, obtain
sufficient votes to meet the full quota of seats. The
unallocated seats are awarded based on
‘the largest remainder
method’: the surplus votes accruing to each party or
independent candidate (i.e., the remainder
votes they obtained that
did not meet the threshold of the quota for a seat) compete for the
remaining seats, in sequence of the
highest number of surplus votes.”
[194]
Mr Mamabolo then deals with vacancies that arise when an
independent candidate dies or resigns from the National Assembly or a
provincial
legislature. He points out that such vacancies are
dealt with in items 22 to 24 of Schedule 1A. Item 22 deals
with vacancies that arise when a member of the National Assembly or
provincial legislature who is a party representative dies or
resigns. Item 23 deals with vacancies which occur when an
independent candidate dies or resigns as a member of the
National Assembly
or provincial legislature. Since an
independent candidate is not associated with any other person or
party, his or her seat
cannot just be reallocated to another person.
Mr Mamabolo points out that instead there needs to be a recalculation
of the
votes cast to determine which party or independent candidate
who contested the preceding elections is entitled to be allocated the
vacated seat.
[195]
Mr Mamabolo points out that the recalculation method is “akin
to that applied when seats are forfeited”. He then
explains the recalculation thus:
“
49.3.1
The votes allocated to the independent candidate causing the vacancy
are disregarded.
49.3.2 The votes
and seats allocated to independent candidates already in office are
also disregarded. Since individual
candidates cannot, by
definition, hold a second seat, independent candidates already in
office are not eligible to be allocated
the vacant seat and are
accordingly excluded from the recalculation.
49.3.3 An amended
quota of votes per seat is determined for the region (or province) by
dividing the total number of votes
cast minus the number of votes
cast in favour of the individual candidate that caused the vacancy
and minus the number of votes
cast in favour of individual candidates
that have already been allocated a seat, by the number of seats, plus
one, reserved for
the region (or in the province) minus the number of
seats held by independent candidates. Simply put, the votes
cast for
the independent candidate that caused the vacancy are not
counted in determining the amended quota, and nor are the votes cast
for, and the seats held by, independent candidates that already hold
office in the legislature.
49.3.4 The result
plus one, disregarding fractions, is the amended quota of votes per
seat for the recalculation.
49.3.5 The number
of seats to be allocated to the parties and independent candidates
participating in the recalculation is
then determined by applying the
amended quota to the vote count: i.e., by dividing the total votes
cast in support of each party
or independent candidate by the amended
quota.
49.3.6 Any
unallocated seats are awarded based on the largest remainder method.
49.3.7 Importantly,
item 24 provides that if any party or independent candidate should
stand to lose a seat following the
recalculation contemplated in item
23, the party or independent candidate will retain that seat, and a
further recalculation must
be done by the method prescribed in item
24. This ensures that a party or candidate may never lose a
seat already allocated
to it as a result of a recalculation conducted
to fill a vacancy.”
[196]
OSA’s gripe with the
recalculation provided for by the EAA is that the recalculation of
outcomes in the event of forfeiture
and vacancies should not
disregard the votes cast for independent candidates as that affects
the proportionality between the votes
cast and allocated seats and
advantages the largest party. In short, OSA contends that upon
recalculation in terms of items
7, 12 and 23 as the case may be, the
quota to be awarded a seat becomes progressively smaller.
Mathematically, that is correct.
[197]
Mr Mamabolo explains that the
rationale for disregarding independent candidate’s votes in the
recalculation of seats is to
ensure that the election of candidates
who are not eligible to hold a seat or have chosen to vacate a seat
does not continue to
influence the outcome of the re-allocation of
that seat. He points out that in this way the recalculation
method is also
fundamentally about respecting voters’ choices:
votes for independent candidates that are not eligible to hold a seat
are
not factored into the recalculation of seats for political
parties or other eligible independent candidates. He also says
that, by the same token, if a vacancy arises, the votes in favour of
the previous incumbent should not influence the determination
of the
new incumbent to fill the seat. He adds:
“
The
fact that the independent candidate has vacated the seat implies that
the votes cast originally for that candidate must be disregarded
since the retention of the votes for that candidate would result in
the same outcome, electing the same person.”
[198]
OSA’s objection to the
recalculation includes the suggestion that a vote for an independent
candidate is not a vote for that
individual but a vote that rejects
party politics. As I understand the position, OSA criticises
the notion that votes that
were cast for an independent candidate can
end up being awarded to a political party. There is no merit in
this suggestion
by OSA. A voter can vote for an independent
candidate in regard to a provincial legislature and for a party in
respect of
the National Assembly. Therefore, just because a
voter has voted for an independent candidate does not mean that he or
she
necessarily does not want political parties.
[199]
Furthermore, the votes in favour of
the independent candidate whose seat is forfeited or vacated is not
awarded to a political party
– those votes are removed
altogether in the calculation. If OSA is suggesting that these
discarded votes should instead
be reallocated to other independent
candidates, the suggestion is untenable. The fact that a voter
chose to vote for independent
candidate X does not mean that, if the
vote for X has to be disregarded, the voter would want his or her
vote instead to go to
independent candidate Y. There is no way
of knowing what the voter’s “second choice” would
have been –
it might have been for another independent
candidate or for a political party, or the voter might have preferred
to spoil his or
her paper.
[200]
OSA also criticises the
recalculation method provided for by the EAA and says it entails that
political parties have “a second
bite at the cherry”.
This refers to the occasion when the amended quota is applied.
Mr Mamabolo rejects this
criticism by OSA and provides this
explanation:
“
54.1
In the case of forfeiture
,
the
recalculation is done after a
p
rovisional
allocation of seats. If the provisional allocation results in
the allocation of excess seats – to parties
or independent
candidates – those seats are forfeited
,
and the allocation is amended (by
applying the amended quota). The allocation is only made final
on the recalculation. The
votes cast in favour of political
parties are thus only counted once for the purpose of the final
allocation; the only difference
is the application of the vote count
to the amended quota.
54.2
If a vacancy arises, all the votes cast for eligible candidates in
the previous election –
parties and unrepresented independent
candidates alike – are simply applied to
the
amended quota to ascertain the eligible candidate to acquire the
vacated seat.”
[201]
Mr Mamabolo explains that
disregarding the votes cast for independent candidates in the event
of forfeiture or vacancies ensures
that inter-party proportional
representation is maintained in the legislature. He says that
the votes for any independent
candidate in an electoral system based
on proportional representation inevitably affects inter-party
proportional representation
in the legislature as independent
candidates can only hold one seat irrespective of how many votes they
win. Mr Mamabolo
states that by disregarding the votes cast for
independent candidates who are not eligible to be allocated the seat
in the recalculation,
that influence on inter-party proportionality
is limited.
[202]
Mr Mamabolo also responds to OSA’s
contention that the recalculation method provided for by the EAA
unfairly benefits larger
political parties. He states that the
Commission accepts that there is a numerical bias in favour of
parties with more overall
votes – which is a reference to
larger parties under the amended quota. Mr Mamabolo says that
this is not necessarily
inevitable. He states that it is by no
means the case that smaller parties and eligible independent
candidates (that is,
independent candidates who did not initially win
a seat) cannot gain seats under the recalculation method. He
attaches annexure
“PSM 1” to his affidavit which seeks to
show that it is by no means the case that smaller parties and
eligible independent
candidates cannot gain seats under the
recalculation method. With reference to that annexure, Mr
Mamabolo says:
“
57.1
The analysis compares the allocation of votes on the basis of a
regional quota without forfeiture (Quota
1) and on the amended quota
to account for forfeiture of a single seat by an independent (Quota
2) in three hypothetical scenarios.
57.2
The first two scenarios demonstrate that where there is a
substantially larger party (Party A), it
will tend to gain on
reallocation.
57.3
However, as illustrated in the third scenario, where there is a more
even spread of the votes (such
that Party A is only marginally
larger), a smaller party (Party C) may be allocated the forfeited
seat. In this scenario,
where there is less of a disparity in
the overall vote count, the highest remainder of surplus votes
becomes important.”
[203]
Mr Mamabolo goes on to say that it
is also not mathematically impossible for a smaller party to gain a
seat on recalculation –
even when a larger party dominates.
Moreover, says Mr Mamabolo, the outcome of the amended quota is
simply the mathematical
consequence of taking into consideration the
overall votes while disregarding the votes cast for eligible
candidates in recalculating
the seats. He says that this is not
an unfair or disproportionate outcome, as it gives effect to the
overall support for
the respective participants.
[204]
It is for a reason that I have
referred extensively to Mr Mamabolo’s explanatory affidavit.
OSA filed its papers in
which it attacked the recalculation
method provided for in the EAA. After some time the IEC filed
its explanatory affidavit
deposed to by Mr Mamabolo, the Minister
filed his answering affidavit and the Speaker and the Chairperson of
the NCOP filed their
answering affidavit deposed to by Mr Chabane.
In these affidavits these parties provided explanations for
some of the things
for which OSA criticised the EAA. Indeed, in
some cases they provided answers to the contentions contained in
OSA’s
founding affidavit but OSA did not file any replying
affidavit to deal with the contents of these affidavits.
[205]
I accept that the Rules of this
Court do not give an applicant in an application for direct access
the right to file a replying
affidavit. However, as I put it to
OSA’s Counsel at the hearing, if, after receiving all these
affidavits, OSA took
the view that it was necessary to respond to any
matters in the answering affidavits and explanatory affidavit, it
would have been
open to OSA to approach the Court or the
Chief Justice and ask to be granted leave to file a replying
affidavit but OSA never
did that. The result is, therefore,
that the explanations given in these affidavits have not been
challenged or refuted.
That being the case, OSA’s case is
weakened by the absence of the replying affidavits.
[206]
In my view the explanatory affidavit
filed by the IEC and the answering affidavits filed by the
Minister and Parliament have
adequately shown OSA’s case to
have no merits and have provided explanations which have not been
challenged in any way by
OSA. Another point which must be
emphasised which shows that OSA’s application has no merit is
this. Mr Atkins,
who prepared a report on which OSA relied for
its case or part of its case, proposed an alternative to the
recalculation method
provided for in the EAA. That alternative
is supported by OSA.
[207]
The alternative proposed by OSA and
Mr Atkins is proposed as an interim measure for the forthcoming 2024
elections in case this
Court upheld OSA’s constitutional
challenges. The alternative proposal applies “the largest
remainder method”
to allocate excess seats or vacated seats.
This alternative is to the effect that the seat is awarded to
the party that,
or independent candidate who, has the highest
remainder of the votes that did not meet the threshold of the quota
for receipt.
Mr Mamabolo expresses the view that one
difficulty with this alternative proposal is that the votes cast in
favour of a candidate
who forfeits a seat or causes a vacancy will
continue to influence the final outcome of an election.
[208]
Another difficulty with OSA’s
alternative proposal is that a forfeited or vacant seat could be
awarded to a party or independent
candidate with a low absolute
number of votes. Counsel for the Minister made this point, too,
as did Mr Mamabolo. Mr Atkins
has acknowledged the
difficulty with the alternative proposal. In his report Mr
Atkins states that “this is a valid
concern, and one that
should be balanced carefully with the problem of unfairness and
disproportionality”. Of course,
contrary to Mr Atkins’
view, there is no unfairness and unacceptable disproportionality that
the recalculation method
provided for in the EAA causes.
[209]
As Counsel for the Minister put it
in their written submissions, OSA’s proposed alternative
contains “the seeds of its
own destruction”. He
submitted that OSA’s alternative proposal produces a problem of
“low remainders”
and allows for a solution where a seat
may be allocated to a party or candidate with low overall voter
support. He submitted,
in my view correctly, that that is
patently antithetical to the principles of the Constitution including
the obligation to achieve
proportional representation.
[210]
Counsel for the Minister drew our
attention to the fact that, despite the fact that OSA knew from Mr
Atkins own report that Mr Atkins
acknowledged this difficulty with
the alternative proposal they advocated, they did not deal with this
difficulty in their founding
affidavit. Indeed, Counsel for the
Minister said that the Minister pointed this out in his answering
affidavit and yet even
the written submissions filed on behalf of OSA
were silent on this difficulty. This was despite the fact that
the Minister
had drawn attention in his answering affidavit to the
fact that in its founding affidavit OSA was silent about this
difficulty
of which it was aware. The Minister, the IEC and
Parliament raised this difficulty in their written submissions and
yet when
Counsel for OSA presented her main address at the hearing,
she did not deal with this difficulty. In fact, she did not
argue
OSA’s second constitutional challenge at all in her main
address. This led Counsel for Parliament and Counsel for the
Minister to indicate, when they presented their respective oral
argument, that they believed that OSA had abandoned the second
constitutional challenge. In reply, Counsel for OSA only said
something about OSA’s second challenge when I asked her
whether
she had abandoned the point. Even then, she said very little.
[211]
Having
regard to all the above I am satisfied that OSA’s second
challenge is devoid of any merit and falls to be rejected.
In
the result I would have dismissed OSA’s application in regard
to the signature challenge with no order as to costs, regard
being
had to
Biowatch
.
[76]
OSA’s application in regard to the recalculation challenge
falls to be dismissed with no order as to costs in the light
of
Biowatch
.
Order
[212]
The following order is made:
1.
The applicant is granted direct access to
this Court.
2.
The application in respect of the
recalculation challenge is dismissed.
3.
There is no order as to costs.
KOLLAPEN J
(Maya DCJ, Mhlantla J concurring in respect of the whole
judgment. Theron J and Rogers J concurring
in respect of
only direct access and the signature requirement point):
Introduction
[213]
This case is about the constitutional right to stand for and
hold public office. In particular, it is about the boundaries
within which that right may be exercised and given effect to.
Much has been said in this matter regarding independent candidates’
ability to contest elections successfully. However,
contestation
requirements ought not to be based solely on a candidate’s
ability to win or lose. Elections serve a variety
of purposes
beyond securing office. They must consider a further, equally
important purpose: expression. In the diversity
that represents
South Africa and in the commitment to inclusion that characterises
our Constitution, a multiplicity of views enriches
rather than
diminishes the quality of our democracy.
[214]
Simply
put, democratic
elections
are not solely a matter of arithmetic, nor are they only about
winners and losers. Instead, elections have an intrinsic
value
wholly separate from the outcome of the vote. They nurture a
regular forum for the exchange of ideas and views which
provide the
basis for what Nobel Laureate Amartya Sen calls “government by
discussion”.
[77]
This
Court – in
Mogale
[78]
–
and
courts abroad have endorsed this value. As articulated by the
Canadian Supreme Court, “the right to run for office
provides
. . . the opportunity to present certain ideas . . . as a viable
policy option; the right to vote provides . . .
opportunity
to express support for [those] ideas”.
[79]
The focus is not exclusively on which candidates win or lose but also
on the voting public – which definitively loses
if ideas are
not freely ventilated.
[80]
It
is in this constitutional and political context that the signature
requirement for contestation will be considered.
[215]
I have read and considered the comprehensive judgment of the
Chief Justice (first judgment). I agree with the
conclusion
reached therein that a proper case is made out for direct
access with regard to the interests of justice. I also agree
with
the reasoning and conclusion reached on the recalculation
challenge. I differ, however, with the conclusion in the first
judgment that the applicant’s signature requirement challenge
falls to be dismissed. Instead, a proper case has been
advanced
in support of a declaration of unconstitutionality of
section 31B(3)
of the
Electoral Act (Act
) as inserted by the Electoral Amendment Act
(Amendment Act).
This conclusion comes by
way of two related propositions: (a) the impugned provision limits
the rights in section 19 to stand
for public office and other
associated rights, and (b) the state respondents have not shown that
the limitation is reasonable and
justifiable in an open and
democratic society based on human dignity, equality, and freedom.
[216]
Because the first judgment fully sets out the background
facts, this judgment reiterates them only as necessary.
Legislative amendment
process
[217]
Before the Amendment Act’s enactment, political parties
were subject only to a registration requirement. Political
parties
that wished to register for elections were required to submit
1 000 signatures in support of their registration (registration
requirement). The legislative amendment process gave rise to an
additional contestation signature requirement in various
forms
(signature requirement).
[218]
Initially,
the signature requirement had two relevant aspects: (a) the third
respondent, the Independent Electoral Commission (IEC),
was to
prescribe the number of signatures required and (b) the requirement
was to apply only to independent candidates. After
deliberation, the position changed in both respects. Parliament
elected to prescribe the percentage in the legislation,
which
started at 50% of the relevant voting quota and settled at 15%.
The signature requirement was also extended to unregistered
political
parties. Below, I discuss the parliamentary deliberations on
these two aspects before the National Assembly and
National Council
of Provinces (Parliament), the fourth and fifth respondent in this
matter, respectively.
[81]
[219]
When Parliament began to consider a prescribed percentage for
the signature requirement, the IEC made a presentation on 5 July 2022
to the National Assembly’s relevant Portfolio Committee.
The IEC indicated that the regional quota from the 2019 elections
ranged from 68 474 to 92 601 across the nine regions.
Further, it set out the number of signatures that would be
required
at 50% (34 237 to 46 301); 30% (20 542 to 27 780);
20% (13 695 to 18 520); and 15% (10 271
to 13 890).
[220]
On 12 July 2022, the Portfolio Committee resolved
that the signature requirement should be 50% of the relevant regional
quota in the previous election. In a responsive opinion dated
21 July 2021, Counsel expressed the view that 50%
(approximately 22 000 votes) would be an unjustifiable
limitation and advised that Parliament prescribe no more than 20%.
In making this calculation, Counsel relied on the previous
quota for a seat in the National Assembly of approximately 44 000.
I pause to mention that this quota was incorrect. The figure of
44 000 differs from the regional quota range of 68 474
to
92 601 in the IEC’s presentation and was the approximate
quota for compensatory seats, based on the 2014 and 2019
elections.
I return to this issue later.
[221]
Consequently, on 4 August 2022, the Portfolio
Committee decided to lower the percentage of signatures required to
30%,
approximately 14 667 signatures. In an opinion dated
26 September 2022, Counsel once again cautioned against
the
proposal as an unjustifiable limitation which might pose an
impossible hurdle for independent candidates. Counsel
calculated
that 30% of the 44 000 quota would require
approximately 14 667 signatures. This represented an error
by Counsel
and the Portfolio Committee in two ways. First, they
incorrectly relied on the 44 000 figure. Then, they
mistakenly
asserted that 30% of 44 000 is 14 667. It
is not. Thirty percent of 44 000 is 13 200.
One third
of 44 000 is 14 667.
[222]
Then, on 4 October 2022, the Portfolio Committee
opted to yet again lower the percentage to 20%. Parliament also
chose to extend the requirement to unregistered political parties.
In doing so, Counsel calculated that 20% of the 44 000
quota
would be 8 800 signatures and expressed concern that it would be
more than eight times the 1 000 signatures required
of
unregistered political parties. On this basis, Counsel agreed
with Parliament’s decision to extend the requirement
to
unrepresented political parties. Again, while 44 000 was
the incorrect figure, Parliament used it consistently.
[223]
On 2 February 2023, in a presentation to the
Portfolio Committee, the IEC addressed the issue of the
incorrect quota,
pointing out that it had provided the correct
figures for the regional quotas to the Portfolio Committee in its
previous presentation
and did so again. Seemingly prompted by
the IEC’s clarification, in an opinion dated 1 February 2023,
Counsel
accepted that the regional quota may ultimately be higher
than 44 000 but emphasised that the focus was the percentage,
not
raw numbers. Counsel supported 20% but advised that 15%
could still be considered if concerns persisted. On
7 February 2023,
the Portfolio Committee resolved to lower
the signature requirement to 15%. There it stayed.
The parties’
submissions
[224]
The applicant submits that the
signature requirement gatekeeps elections and serves as a barrier to
entry for independent candidates.
As such, the applicant argues
the requirement limits the following rights contained in our
Constitution:
(a)
the section 19(3) right of citizens to
stand for public office and if elected to hold office;
(b)
the section 18 right to associate, as well
as the right not to associate, by running as an independent
candidate;
(c)
the section 19(1) right of every citizen to
be free to make political choices; and
(d)
the independent candidates’ section
10 right to dignity.
[225]
Prior to the signature requirement
under consideration, political parties were only required to solicit
1 000 signatures to
register as a political party with the IEC.
This, the applicant says, sufficed as a contestation requirement, if
one was
needed at all. For political parties represented in
Parliament, there is no signature requirement for contestation.
Parliament has, however, introduced a signature requirement for
contestation equaling 15% of the regional quota for independent
candidates as well as for political parties that are not represented
in Parliament.
[226]
In raw numbers, the applicant
previewed what the signature requirement would entail by region.
The requirement for contesting
a seat in the National Assembly ranges
from 10 271 in the Northern Cape to 13 890 in Gauteng.
This is no small
feat, in part, because the label “signature”
requirement does not capture the fact that independent candidates
must
also record signatories’ names and identity numbers.
An independent candidate will be required to provide the names,
identity numbers, and signatures of that number of voters in support
of their candidacy as a pre-emptive requirement.
[227]
The applicant submits that the
signature requirement is arbitrary because it was based on an
incorrect quota of 44 000 and
because the reduction of
percentage over time was done without any demonstrated rationale.
The applicant also claims that
the numbers required are not only
exorbitant but are out of kilter with the rest of the electoral
system. By comparison,
the 1 000 signature registration
requirement represents an ordinary, feasible and reasonable measure.
[228]
The applicant adds in summary that
the impugned signature requirement sets an unjustifiable and
disproportionate threshold.
One thousand signatures, however,
would achieve the object of a reasonable and justifiable threshold.
It would also balance
the attainment of the political rights the
applicant relies on with the need, if any, for a contestation
threshold.
[229]
The respondents oppose the relief
sought on many fronts, including that:
(a)
the signature requirement does not
constitute a limitation of any right but rather a measure necessary
for the effective management
of elections;
(b)
the applicant has not offered any evidence
to suggest that its members who are independent candidates will be
unable to meet the
signature requirement and has therefore not proved
a limitation of any right; and
(c)
even if it does constitute a limitation of
rights, the signature requirement is reasonable and justifiable as
contemplated in
section 36
of
the Constitution.
Issues to be determined
[230]
This judgment follows the
well-established two-stage approach to determine whether there has
been an unjustified infringement of
a right. First, this
approach asks whether there has been a limitation of fundamental
rights. If so, it asks whether
that limitation is reasonable
and justifiable in an open and democratic society based on human
dignity, equality, and freedom,
taking into account all relevant
factors, including those listed in section 36(1). This judgment
determines that there has
indeed been an unjustified violation of a
right and does so as follows:
(a)
The
primary point of departure from the first judgment is the application
of the standard set by
New
National Party
.
[82]
Contrary
to the first judgment’s analysis, the
New
National Party
standard exists in a carefully limited and delineated space. It
applies when government takes positive steps to facilitate
or give
effect to a right. Further, it has subsequently been applied
and clarified in non-election cases. In particular,
this Court’s judgments in
Moloto
[83]
,
Garvas,
[84]
and
Mlungwana
[85]
indicate
that the regulation of the exercise of a right will amount to a
limitation when it goes beyond regulation and has a limiting
and
deterring effect.
(b)
This disagreement with the first judgment is fundamental as it
leads to a different conclusion on the first stage, whether the
signature
requirement constitutes a limitation.
(c)
Two
inquiries form part of the first stage as set out in
Walters
,
[86]
(i) the content and scope of the rights; and (ii) the meaning and
effect of the signature requirement and whether it constitutes
a
limitation of the content and scope of the rights. The first
Walters
inquiry covers rights enumerated in sections 18(1), 19(1), and
19(3). The second
Walters
inquiry
evinces that the signature requirement goes beyond mere regulation
and has a limiting purpose. As such, I conclude
that the
signature requirement constitutes a limitation of the applicant’s
rights to freedom of association, freedom to make
political choices
and to stand for and hold public office, if elected.
(d)
The second stage probes the state’s
justification for the limitation. In short, the limitation is
not justifiable.
I reach this conclusion by applying section 36
and taking into account the following: (i) the purpose of the
limitation
is of low importance; (ii) the nature and extent of the
limitation is arbitrary and extensive; (iii) there was a limited
relation
between the limitation and its purpose where Parliament
consistently relied on the wrong quota; and (iv) the 1 000
signature
registration requirement constituted less restrictive means
to achieve the same purpose.
[231]
Having set out the issues to be
determined in this judgment, I now turn to expand on the primary
point of departure with the first
judgment. As a starting
point, it would be germane to recall the two-stage test laid down in
our law for determining a right’s
violation.
Determining a right’s
violation
[232]
In
New
National Party
, this Court said that it
was pre-eminently the function of Parliament to determine the
structure of the electoral scheme but that
it was not at liberty to
do so without any constraints. It said:
“
It
is to be emphasised that it is for Parliament to determine the means
by which voters must identify themselves. This is
not the
function of a court. But this does not mean that Parliament is
at large in determining the way in which the electoral
scheme is to
be structured. There are important safeguards aimed at ensuring
appropriate protection for citizens who desire
to exercise this
foundational right. The first of the constitutional constraints
placed upon Parliament is that there must
be a rational relationship
between the scheme which it adopts and the achievement of a
legitimate governmental purpose. Parliament
cannot act capriciously
or arbitrarily. The absence of such a rational connection will
result in the measure being unconstitutional.
An objector who
challenges the electoral scheme on these grounds bears the onus of
establishing the absence of a legitimate
government purpose, or the
absence of a rational relationship between the measure and that
purpose.
A
second constraint is that the electoral scheme must not infringe any
of the fundamental rights enshrined in Chapter 2 of the Constitution.
The onus is once again on the party who alleges an infringement
of the right to establish it.”
[87]
[233]
I pause to mention that the two constraints
referred to are separate and distinct as set out in
New
National Party
above. I focus exclusively on the latter and
find that, however rationally linked the signature requirement may be
to a legitimate
government purpose, it constitutes an unjustifiable
limitation on a right. The conclusion reached arising out of
the rationality
enquiry is not dispositive of the infringement
enquiry. They represent separate tests.
[234]
The
two-stage approach to determine a rights infringement is
well-established in South African constitutional law.
[88]
The first stage considers whether the impugned law limits a right.
The second stage assesses whether the limitation
is reasonable and
justifiable in terms of section 36 of the Constitution. The
court only moves to the second stage if a rights
limitation is
established at the first.
[235]
At the first threshold,
Walters
requires this Court to—
“
determin[e]
whether
or not the enactment in question constitutes a limitation of one or
other guaranteed right. This entails examining
(a) the content
and scope of the relevant protected right(s) and (b) the meaning and
effect of the impugned enactment to see whether
there is any
limitation of (a) by (b).”
[89]
Accordingly,
this first stage poses two inquiries: what are the boundaries of the
right with regard to its scope and content (the
first inquiry); and
did the effect of the impugned provision cross those boundaries (the
second inquiry)?
[90]
[236]
The first judgment finds that the
signature requirement is not a limitation. In doing so, it does
not apply
Walters
,
but instead, impermissibly relies on
New National Party
.
It finds that the applicant fell short in addressing what steps
independent candidates would reasonably be expected to take
in order
to be able to exercise their right to stand for office. As
such, it concludes that the applicant has failed to show
that the
15% signature requirement constitutes a limitation of any
rights. I take a different view on limitation and
find that
New
National Party
is not applicable.
Accordingly, before analysing whether there has been a limitation, it
is necessary to deal with this primary
point of departure.
What is the New National
Party reasonable steps standard?
[237]
In
New
National Party
, when assessing whether
a bar-coded ID requirement was an infringement of the right to vote,
this Court held as follows:
“
Parliament
must ensure that people who would otherwise be eligible to vote are
able to do so if they want to vote and if they take
reasonable steps
in pursuit of the right to vote. More cannot be expected of
Parliament. It follows that an impermissible
consequence will
ensue if those who wish to vote and who take reasonable steps in
pursuit of the right, are unable to do so.
. . .
Parliament
is obliged to provide for the machinery, mechanism or process that is
reasonably capable of achieving the goal of ensuring
that all persons
who want to vote, and who take reasonable steps in pursuit of that
right, are able to do so.
I
conclude, therefore, that
the
Act would infringe the right to vote if it is shown that, as at the
date of the adoption of the measure, its probable consequence
would
be that those who want to vote would not have been able to do so,
even though they acted reasonably in pursuit of the right
.”
[91]
(Emphasis added.)
[238]
This
Court found that a limitation would be established if the applicants
could show that they were unable to exercise their right
to vote,
even if they acted reasonably in pursuit of the right to vote.
The
New
National Party
approach was followed in
Democratic Party
[92]
and
Richter
.
[93]
[239]
Democratic Party
concerned a challenge to the requirement that a
potential voter had to have a bar-coded identity document in order to
vote on the
basis that it was discriminatory. This Court
dismissed the challenge and held as follows:
“
No
more recent evidence of the effect of the provisions has been
furnished
.
On the assumption that the opinions expressed in the [Human Sciences
Research Council] and
Opinion
99
reports are correct, there is no evidence as to which category of
persons referred to therein might be among the millions of South
Africans who, after the promulgation of the
Electoral Act, applied
for and were issued with the necessary documents, and as a result
were able to register on the national common voters’ roll.
In
the absence of evidence showing that the impugned provisions have had
the effect suggested by the [Democratic Party]
,
it cannot be found that the provisions, on that account, were
unconstitutional.”
[94]
(Emphasis added.)
[240]
Richter
dealt
with regulations which precluded certain categories of citizens from
voting in national elections while they were abroad.
Unlike
New
National Party
and
Democratic
Party
, this Court found that there was
a limitation. It stated:
“
In
approaching each of the provisions in question in this case,
therefore, I would suggest that to determine whether any provision
constitutes an infringement of section 19 of the Constitution,
we must establish whether the consequence of any of the challenged
provisions is such that,
were
a voter to take reasonable steps to seek to exercise his or her right
to vote, any of the provisions would prevent the voter
from doing
so
.
In determining what would constitute reasonable steps for the voter
to take, we should bear in mind both the fact that the
process of
voting inevitably imposes burdens upon a citizen as well as the
important democratic value of fostering participation
in elections
that I discussed above.
Should
it be found that the provision would prevent a voter from voting
despite the voter’s taking reasonable steps to do
so, the
provision will constitute an infringement of section 19
.
The next question that will arise is whether the infringement is
justifiable in terms of section 36 of the Constitution.”
[95]
(Emphasis added.)
[241]
While the
New
National Party
standard is clear, I am
not convinced that it finds application in this matter. This
view rests on two observations: (a)
its application by this Court in
subsequent cases; and (b) the delineated space within which it
emerged.
Point of departure
Subsequent
case law
[242]
In
addition to the above cases, our courts have subsequently applied the
New National Party
standard in non-election matters and clarified its application.
This Court in
New
National Party
recognised that some regulation may be required to facilitate the
effective exercise of the right to vote.
[96]
The subsequent case law is useful for this matter. It tells us
that, even if intended solely to regulate the right,
laws or conduct
that effectively restrict the right constitute a limitation. It
is not the case that any law that purports
to regulate the exercise
of a right is permanently shielded from constitutional scrutiny as a
limitation of that right. An
overview of the following cases
demonstrates that.
[243]
This
overview commences with
Affordable
Medicines
[97]
and
South
African Diamond Producers Organisation
.
[98]
These two cases give guidance as to how to determine where a
regulation of a right may limit it.
In
Affordable
Medicines
,
this Court considered whether
a requirement to dispense medicines only from licensed premises
limited the section 22 right to choose a profession. It said
that the “question is whether the law which purports to
regulate the practice of a profession, viewed objectively, would
impact
negatively
on the choice of a profession”.
[99]
Notably, the Court said that “Parliament may not
unconstitutionally limit the right to practise a profession under
the
guise of regulating it”.
[100]
[244]
The
standard set by
Affordable
Medicines
was further ventilated in
South
African Diamond Producers Organisation
,
where this Court found that the section 22 right to choose a trade,
occupation and profession would be limited either by a “legal
barrier” that prohibits persons from entering a trade or
excluding persons from continuing to practice that trade; or by
an
“effective limit” that renders “the practice of
that trade or profession so undesirable, difficult or unprofitable
that the choice to enter into it is in fact limited”.
[101]
However, neither of these cases refers to
New
National Party
.
This occurred in
Moloto.
[245]
In
Moloto
,
Yacoob J grappled with the relationship between the right to
strike and its implementing legislation – section 64 of
the
LRA.
Moloto
cautioned
that any interpretation of such legislation should not restrict the
right more than required by the Act’s language.
This is
especially true when reading-in an implied limitation. It said
that:
“
Constitutional
rights conferred without express limitation should not be cut down by
reading implicit limitations into them and
when legislative
provisions limit or intrude upon those rights they should be
interpreted in a manner least intrusive of the right,
if the text is
reasonably capable of bearing that meaning.
. . .
The
point of departure in interpreting section 64(1) is that we should
not restrict the right to strike more than is expressly required
by
the language of the provision, unless the purposes of the Act and the
section on ‘a proper interpretation of the statute
. . .
imports them.’”
[102]
[246]
The Court also distinguished
the concepts of regulating or giving effect to a right from limiting
a right and distinguished
the matter from
New
National Party
. It said:
“
This
Court, in
New National Party
, held that where legislative
provisions facilitate the exercise of a constitutional right it
cannot be said that they are limitations
of that right that need
justification under section 36 of the Constitution. Workers,
however, can go on strike in the sense
of withholding work without
needing section 64 to enable them to do it.
From
this it can be seen that
procedural
pre-conditions for the exercise of a constitutional right place some
limit on that right
.
This limitation would then have to be justified under section 36 of
the Constitution. One of the considerations in
the
justification analysis is whether less restrictive means could
achieve the same purpose.”
[103]
(Emphasis added.)
[247]
While
the Court referred to the
New
National Party
standard, it found that section 64 was not a legislative
provision that “facilitate[d] the exercise of a constitutional
right” as “[w]orkers
. . . can go on strike in the sense of withholding work without
needing section 64 to enable them to do it”.
[104]
Instead, section 64 “expressly requires minimal procedural
pre-conditions for the statutorily protected exercise
of that
right”.
[105]
[248]
Moloto
also
made reference to the Labour Appeal Court’s judgment in
CWIU
.
[106]
There, that Court considered the issue of procedural
pre-conditions in relation to the right to strike and material
conditions
as to whom may strike.
[107]
It concluded that such conditions limited the right to strike, which
was conferred without express limitation in the Constitution.
[108]
This Court in
Moloto
agreed with this analysis that the effect of procedural
pre-conditions and material conditions as to who may strike
constituted
a limitation.
[109]
[249]
This judgment is relevant for three
pertinent reasons. First, it considered the
New National
Party
framework outside the exclusive
context of voting rights. Second, it closely examined
legislation to determine whether or
not it facilitated the exercise
of the right to strike. Third, because the Court found that the
legislation did not facilitate
the right, its analysis fell outside
the
New National Party
framework
and did not apply.
[250]
Garvas
[110]
is
also instructive. There, the Court
addressed
the right to assemble and the liability of organisers for damages
arising from gatherings.
[111]
The crisp issues relevant for the purpose of this application were:
the characterisation of the right to assemble (not restricted
in the
Constitution), including measures to regulate the right; and whether
those measures went beyond regulation.
[112]
This Court, as in
New National Party
and
Moloto
,
held that measures to regulate the right may not in themselves
constitute a limitation.
[113]
It examined the provisions of section 11(2) of the Regulation of
Gatherings Act which provided a defence to the claim
for
liability for riot damage and concluded that the section went beyond
regulating the right.
[114]
It had the effect of limiting the right to assemble, found the Court,
which then immediately proceeded to the justification
analysis.
[115]
[251]
The
Court dealt with the difficulty such a defence would introduce in
terms of costs and effect in a general sense but said those
were
matters for consideration in the justification stage of the
analysis.
[116]
It did
not embark on the reasonable steps standard that the Court adopted in
New
National Party
and largely for the same reason advanced in
Moloto
,
[117]
namely, the distinction between measures to give effect to a right
and those that limit a right.
[252]
Finally, i
n
Mlungwana
this
Court again had to consider the constitutionality of provisions of
the Gatherings Act which sought to regulate the right to
assemble.
The impugned provision resulted in the risk of criminalisation of an
organiser for failing to give notice of the
gathering.
Confirming
Garvas
,
this Court held as follows:
“
Section
12(1)(a) goes beyond mere regulation. In Garvas. . ., this
Court found that deterring the exercise of the right in
section 17
limits that right. The reason is obvious. Deterrence, by
its very nature, inhibits the exercise of the right
in section 17.
Deterrence means that the right in question cannot always be
asserted, but will be discouraged from being
exercised in certain
instances.
In
this matter, the criminal sanction in section 12(1)(a) deters the
exercise of the right in section 17. The respondents
not
only admit this, but invoke the self-same deterrent effect to explain
section 12(1)(a)’s purpose and justify its provisions.
The possibility of a criminal sanction prevents, discourages, and
inhibits freedom of assembly, even if only temporarily.
In this
case, an assembly of 16 like-minded people cannot just be convened in
a public space. The convener is obliged to
give prior notice to
avoid criminal liability. This constitutes a limitation of the
right to assemble freely, peacefully,
and unarmed. And this
limitation not only applies to conveners, but also to all those
wanting to participate in an assembly.
If a convener is
deterred from organising a gathering, then in the ordinary course
(save for the rare spontaneous gathering) a
gathering will not
occur.”
[118]
[253]
In
Garvas
and
Mlungwana
,
the legislation in question was enacted for the purpose of giving
effect to the right to strike and the right to assemble.
[119]
In
Garvas
,
the Court found its effect was to limit the right and proceeded
with the justification analysis.
[120]
The Court did not interrogate whether the gathering’s
organisers could show that, even if they had taken reasonable
steps,
they could not have enjoyed the right to assemble (the
New
National Party
test).
[121]
That
question did not arise because the Court, having distinguished
measures to give effect to a right and measures that
limited the
right, found that the measure in question limited the right.
[122]
That concluded the limitation inquiry. In
Mlungwana
,
the impugned provision was also found to go beyond regulation.
No inquiry into reasonable steps was taken. The mere
possibility, even temporary, of criminal sanction was seen as having
a deterring effect that limited the right.
[254]
The conclusion arising from this
Court in these three matters could not be clearer: when a measure
gives effect to a right, courts
apply the reasonable steps test from
New National Party
;
when a measure limits a right, courts proceed with the justification
analysis.
[255]
A second strong thread emerges from
these cases. They highlight that the threshold for determining
when a regulation goes
beyond giving effect to a right is relatively
low. This is, in part, because the boundaries of the right are
to be interpreted
generously and the determination on limitation is
not dispositive to a constitutional challenge. A conclusion on
limitation
still affords the state the opportunity to show that the
limitation is reasonable and justifiable in an open and democratic
society.
[256]
In
these cases, mere deterrence – measures discouraging or
inhibiting the exercise of the right – sufficiently extended
the regulation into the arena of limitation. The impugned
measures were not outright legal barriers and, on the face of it,
were not particularly burdensome. Still, the first judgment
claims that limitations must be “total or complete denial[s]
of
the right or prohibition[s] of the right”.
[123]
This raises the threshold way beyond where this Court has said
it should be located.
[257]
In
Mlungwana
,
this Court, cited in support of its reasoning the approach taken by
the European Court of Human Rights that interference with
the right
did not need to amount to an outright ban, but could occur as a
result of other conditions or requirements. It
concluded that
criminalising a failure to give notice of a gathering constituted a
limitation of the right of assembly. As
was noted in
Mlungwana
:
“
Similarly,
regarding the right to freedom of assembly under the European
Convention of Human Rights (ECHR), the Grand Chamber of
the European
Court of Human Rights (Grand Chamber) held that ‘the right to
freedom of assembly is a fundamental right in
a democratic society
and, like the right to freedom of expression, is one of the
foundations of such a society. Thus, it
should not be
interpreted restrictively’. The Grand Chamber went on to
find that—
‘
the
interference [with the right in article 11(1)] does not need to
amount to an outright ban, legal or de facto, but can consist
in
various other measures taken by the authorities. The term
“restrictions” in article 11(2) must be interpreted
as
including both measures taken before or during a gathering and those,
such as punitive measures, taken afterwards. For
instance, a
prior ban can have a
chilling
effect
on the persons who intend to participate in a rally and thus amount
to an interference, even if the rally subsequently proceeds
without
hindrance on the part of the authorities. A refusal to allow an
individual to travel for the purpose of attending
a meeting amounts
to an interference as well. So too do measures taken by the
authorities during a rally, such as dispersal
of the rally or the
arrest of participants, and penalties imposed for having taken part
in a rally.’”
[124]
(Emphasis in the original.)
[258]
To summarise:
(a)
New National Party
established the standard that where
impugned law or conduct gives effect to the exercise of a right to
vote, it only limits the
right if it is shown that its probable
consequence is that those who want to exercise the right will be
unable to do so, even though
they act reasonably in pursuit of the
right.
(b)
Moloto
is authority for the proposition that the
New
National Party
standard is not confined to political rights
cases.
(c)
Garvas
and
Mlungwana
confirm that an enactment that
goes beyond giving effect to a right and creates a barrier to the
exercise of the right, will amount
to a limitation.
[259]
Accordingly, our courts have
developed the principle that a limitation arises
where the
impugned law goes beyond regulation and creates a legal barrier
through explicit exclusion or in effect through a deterrent
which
negatively impacts the right. Both are considered to exceed the
prescripts of mere regulation.
New
National Party
only applies when the
Government takes positive steps to give effect to a right and thereby
creates reciprocal duties. It
does not apply when those steps
go beyond giving effect to the right and result in a limitation of
the right.
[260]
Given
the clear distinction between (a) measures which give effect to and
limit a right and (b) the consequences which flow from
either (as
established in
New National Party
and supported in
Moloto,
Garvas
and
Mlungwana
),
the second
Walters
inquiry
directs this Court to determine the impugned provision’s
nature.
[125]
The context of New
National Party
[261]
I also differ from the first
judgment in part because it fails to properly take into account the
context within which
New National Party
arose.
[262]
New
National Party
’
s
reasonable steps standard arose in the specific context of election
cases and has been the subject of considerable debate.
[126]
The ability to meaningfully exercise a right will, in many instances,
create an obligation on the part of government to take
positive steps
to realise or give effect to that right.
[127]
This obligation may be expressly stated in the Constitution as
is the case with section 32 (the right of access to information)
and section 33 (the right to just administrative action).
[128]
At other times, the obligation may be necessarily implied as is the
case with the rights to vote and stand for public office.
[129]
It is largely within this context that the
New National
Party
standard applies, namely where positive government action must be
coupled with reasonable exercise by the rights-bearers
.
[263]
New
National Party
is
confined to this constitutional space. The positive obligations
placed on the state are to facilitate or give effect to
the enjoyment
of the right.
[130]
This may still require reasonable steps on the part of the citizen in
return. It is, in part, about the reciprocity
of obligations
which may characterise the relationship between state and
rights-bearer if a right is to be meaningfully exercised.
[131]
This Court has held that in giving effect to the right to vote,
positive obligations are imposed on the state
[132]
and citizens.
[133]
[264]
For
instance, the regulatory framework that requires voters’ names
and details to be captured on a voters’ roll and
a bar-coded
identity document to identify the voters on election day gives effect
to the right to vote.
[134]
There is an inextricable and necessary link between these positive
steps that the government takes and the realisation of
the right to
vote. Those steps remain inchoate unless and until citizens
take reasonable measures to apply to have their
names recorded on the
voters’ roll and to apply for a bar-coded identity
document.
[135]
It
would then not constitute an infringement of the right if citizens
were able to access the mechanisms to have their names
recorded on
the voters’ roll or to apply for and receive a bar-coded
identity document.
[136]
It is under these circumstances that a conclusion of a limitation
will only arise when the citizen is able to show that,
despite
reasonable steps, they will be unable to exercise the right.
[137]
[265]
It
is a different matter when the government’s positive action
limits the right.
[138]
This implicates the first leg of the
Walters
inquiry.
[139]
When positive action limits rather than gives effect to a right, the
government must justify the limitation.
[140]
[266]
Government
action may both give effect to a right and simultaneously limit it.
When government action primarily gives effect
to a right, it is
accompanied by an individual’s duty to take reasonable measures
to access the right.
[141]
If, however, those reasonable measures do not enable the right to be
realised, a limitation may still result.
[142]
This is the effect of the holding in
New
National Party
.
[143]
This Court did not purport to change the law on limitation. The
Court did not address the position on limitation but
rather located
the decision in relation to a law that gives effect to the right to
vote.
[144]
The
jurisprudence on the first stage, described above,
[145]
was left intact.
[267]
On
the other hand, when the primary intention or effect of government
action limits a right, the right is limited as a matter of
law.
[146]
The test then moves to the second stage – the justification.
This distinction is both necessary and important
as it
jurisprudentially retains the difference between a limitation of a
right and the justification of a limitation under section
36.
It cannot be correct that the state attracts no duty to justify the
limitation, merely because its stated intention was
to give effect to
the right rather than to limit it.
[268]
For the above reasons, I differ with
the first judgment’s determination of whether there is a
limitation in this matter.
I now turn to consider whether a
limitation has been established and start such a consideration with
the first
Walters
inquiry: what are the boundaries of the rights in question?
The first stage: has
there been a limitation?
The first inquiry: what
are the boundaries of the rights?
[269]
The
instant matter implicates a cluster of three rights contained in
our Constitution: the section 18 right to freedom of
association, the section 19(1) right to freedom to make political
choices, and the section 19(3) the right to stand for and hold
public
office.
[147]
In
Ramakatsa
,
[148]
this Court held that “the text of a section in the
Bill of Rights must be read generously and purposively
in
order to give the right holders the full protection afforded by
the guaranteed right”.
[149]
Further, this Court in
New Nation Movement
provides particular guidance as to the interpretation of the rights
raised in this matter:
“
The
importance of these rights cannot be overstated in the South African
context where – for centuries – those rights
were enjoyed
only by the white minority. Accordingly, the rights at stake
here fall to be interpreted generously, rather
than restrictively.
In
August
Sachs J held:
‘
The
achievement of the franchise has historically been important both for
the acquisition of the rights of full and effective citizenship
by
all South Africans regardless of race, and for the accomplishment of
an all-embracing nationhood. The universality of
the franchise
is important not only for nationhood and democracy. The vote of
each and every citizen is a badge of dignity
and of personhood.
Quite literally, it says that everybody counts. In a country of
great disparities of wealth and
power it declares that whoever we
are, whether rich or poor, exalted or disgraced, we all belong to the
same democratic South African
nation; that our destinies are
intertwined in a single interactive polity. . . . Legislation
dealing with the franchise must
be interpreted in favour of
enfranchisement rather than disenfranchisement.’”
[150]
Section 19(3) – the
right to stand for and hold public office
[270]
Our
Constitution explicitly guarantees the right to candidature.
[151]
The Constitution does so for two reasons: the legal right to
candidacy is well established internationally and in foreign
jurisdictions, and the moral right to candidacy invokes far more than
legal instruments. It is grounded on values like equality,
autonomy, and participatory democracy. In his autobiography,
former President Nelson Mandela recounts an early
observation of traditional participatory democracy at the local
level: “all men were free to voice their opinions and were
equal in their value as citizens”.
[152]
It is this freedom to participate, and the dignity found therein,
which informs our right to candidacy.
[271]
While
supported by international and foreign law, the right to candidacy
and the principles underpinning it, are neither new nor
foreign to
South Africa. The Freedom Charter itself so
proclaims.
[153]
Included within its first demand, The People Shall Govern!, the South
African Congress Alliance pressed that “[e]very
man and woman
shall have the right . . . to stand as a candidate for all bodies
which make laws”.
[154]
[272]
More
recently, this Court in
My
Vote Counts II
[155]
said that the Constitution did not prohibit adult citizens from
standing as independent candidates, there was just no legislation
to
facilitate such candidacy:
“
This
does not mean that the right is not available to be enjoyed by
whoever might have lost confidence in political parties.
It
does, in my view, remain open to be exercised whenever so desired,
regardless of whatever logistical constraints might exist.”
[156]
Similarly,
in
New
Nation Movement
,
this Court found that section 19(3) was inextricably linked to
the freedom of association.
[157]
[273]
And so, when independent candidates
invoke their right to stand for public office, law and principle
dictate that such candidates
should not be disadvantaged by their
choice not to associate with political parties. The choice to
associate and not to associate
are both worthy of equal
constitutional protection, which must manifest itself in the rules
and arrangements that govern elections.
[274]
The
language of section 19(3)(b) creates the right to stand for public
office and does so without limitation, except that it applies
to
adult citizens only.
[158]
Given the importance of this right both in itself as well as in
relation to the cluster of political rights, its boundaries
must be
drawn generously. Both implied and express limitations are
inimical to a constitutional framework designed to give
effect to,
rather than circumscribe, section 19(3)(b).
[275]
Accordingly, the ambit of the right
is wide, in that it seeks to ensure an open and democratic political
system in which all eligible
candidates can participate in the
electoral system and all citizens are able to exercise their right to
vote for their preferred
candidate.
Section 19(1) –
freedom to make political choices
[276]
The
purpose of the freedom to make political choices is twofold. It
is positive in that it safeguards an individual’s
political
choice, and it is negative, in that it bars the state from curbing
such a choice.
[159]
The Constitution elaborates on this right by enumerating concomitant
rights to form a political party, to participate in
the activities
of, or recruit members for, a political party, and to campaign for a
political party or cause.
[160]
This list in section 19(1) is not exhaustive.
[161]
The right also protects “[a] conscious choice not to form or
join a political party”.
[162]
Its scope is expansive as it contains the intersection of various
rights and freedoms of a political character, including
expression,
association, belief, opinion and conscience.
[163]
Section 18 –
freedom of association
[277]
The
right to freedom of association protects against coercion in our
private and political lives.
[164]
The right has dual content in that it allows for a person to freely
associate (positive element) as well as to decide not
to associate at
all (negative element).
[165]
Although not inherently political, the right to association has
political corollaries. For instance, it nurtures “vigorous
exchanges and debates between competing interest groups to give real
choices to the electorate to confront the political class”.
[166]
Association is an expansive right directly related to the political
rights in question, as was held in
New
Nation Movement
in respect of
section 19
(3).
[167]
[278]
In
conclusion, against the backdrop of South Africa’s
colonial apartheid history, the inclusion of these rights in our
Bill of Rights holds significant symbolic value which supports the
inherent importance of this cluster of rights.
[168]
Their inclusion, both individually and collectively, is crucial for
the functioning of our constitutional democracy.
South Africa
was founded on the values of universal adult suffrage; a national
common voters’ roll; regular elections, and
a multi party
system of democratic government.
[169]
The Constitution does more than enumerate these rights; it
establishes various institutions to give effect to them, such
as the
IEC.
[170]
[279]
The
content of these rights must be interpreted to promote the value
system of an open and democratic society based on human dignity,
equality, and freedom. As to their scope, the interrelatedness
of the rights is indicative of their wide breadth. It
has been
found that the right to stand for public office is linked to the
right to make political choices and freedom of association.
[171]
[280]
Further,
international and regional law widely recognises the
interrelationship between the vote, suffrage, association, and
candidacy.
[172]
Most
notably, the Universal Declaration of Human Rights links direct
participation to Article 21’s right to take part
in the
government.
[173]
While
the Drafting Committee originally included the right to candidacy in
the Declaration, South Africa’s apartheid
government was one of
two nations to object to enumerating candidacy as a human
right.
[174]
What may be fundamental in other democracies
[175]
has acquired a heightened significance for post apartheid South
Africa.
[281]
Having considered the boundaries of the rights in question, I
now turn to the second inquiry, a determination of whether the
signature
requirement crosses these boundaries and constitutes a
limitation.
The second inquiry: does
the signature requirement cross the boundaries of the rights?
[282]
Whether
or not the signature requirement crosses the boundaries of the rights
in question requires determining the nature of the
infringement.
[176]
An
impugned law will cross a right’s boundaries where it
intentionally seeks to restrict protected activity or unintentionally
limits the right where it is overbroad or has deterring effects.
[177]
As established above, this can occur even when the impugned law
seeks to give effect to the exercise of the right.
[283]
Does the impugned provision
constitute a limitation? The impugned signature requirement
creates a threshold requirement that
any person seeking to stand for
public office must meet. It is a procedural precondition and a
material limitation on who
may exercise the right to stand for
election and of the kind described in
CWIU
and
Moloto
.
It also entails a precondition of substance in its demand that a
potential candidate actively seek out and secures the written
support
of a designated number of voters for their candidacy. The
inability to do so would bar them from standing for public
office as
contemplated in section 19(3)(b) of the Constitution.
[284]
The rights in this matter, and the
right to stand for public office, in particular, do require a degree
of regulation to be given
effect to. According to the
respondents, independent candidates could take reasonable steps to
meet the signature requirement.
If the impugned provision were
one that simply gave effect to the rights in this matter, then this
criticism would be valid, and
the infringement challenge would be
dismissed. The impugned provision does more than give effect to
the right, however.
It limits the right. As such,
Moloto
,
Garvas
and
Mlungwana
advise that the justification analysis – not the reasonable
steps test – must follow. In that event, the
consideration
of reasonable steps simply does not arise at the
limitation stage but may well do so at the justification stage.
[285]
Though the imposition of a signature requirement gives effect
to, facilitates or regulates the right to stand for public office,
the signature requirement set out in the impugned provision creates a
legal barrier or a pre-condition for its exercise.
This is very
different from a requirement to having a bar-coded identity document
or taking steps to apply to have one’s
name on a voters’
roll. These measures are formal in nature, the citizen has the
right to have his or her name on the
voters’ roll and to have a
bar coded identity document issued and can take legal action to
assert such a right if need
be. But more than that, such a
requirement may well be necessary to facilitate the vote. These
requirements, unlike
the signature requirement in the present case,
do not have as their object to cut down the number of candidates, let
alone to do
so in order to make the administration of elections
easier.
[286]
During the legislative process, the
overt purpose of adopting the signature requirement was to curtail
the number of independent
candidates that could stand for office.
In other words, the object was that, with this signature requirement,
there should
be fewer independent candidates than there would have
been without the signature requirement.
[287]
In addition, it is relevant to
consider what the respondents say about the impugned provision in
their papers before this Court:
(a)
The Minister submitted that the signature requirement was “a
sifting mechanism”
that sought “to discourage independent
candidates and political parties who have no plausible hope of
obtaining a seat from
contesting the elections” and to prevent
political parties and independent candidates from contesting an
election “frivolously”,
thereby keeping ballot papers at
“manageable length”.
(b)
The IEC explains the two-fold purpose of the signature requirement as
follows:
“
12.1
First, it ensures that candidates have a serious intention of
contesting elections and
do not
participate frivolously
, and have some
prospect of doing so successfully; and
12.2
Second, it enables the Commission to run free and fair elections more
efficiently. Fairness to
voters is a critical consideration in
this regard. Too many candidates on a ballot can compromise voters’
ability to vote
according to their preferences, as it increases the
risk of confusion between candidates and causes spoilt ballots.
Limiting the number of candidates to a manageable number
is
also necessary to ensure that voting and vote counting can be done,
and the election results declared, within the prescribed
period.”
(Emphasis added.)
(c)
Parliament states that “the purpose of the signature
requirement is to
minimise the prospect of frivolous entries
into the election race”
and describes it as a
“pre emptive requirement that operates before the
elections”.
[288]
The signature requirement was
intended to exclude potential candidates from standing for public
office.
This purpose is manifest from
the requirement in its own terms.
The
rationale offered by the state respondents and the IEC puts this
beyond doubt. The introduction of the signature requirement
was
to limit the right to stand for public office to those who were able
,
in the respondents’ view,
to
demonstrate that they had a serious chance of winning. While a
signature requirement in itself may not be a limitation,
what this
case calls for us to do is consider whether a signature requirement
set at 15% of the regional quota and requiring 10 000
to 14 000
signatures constitutes a limitation. At 15% of the regional
quota, the signature requirement places a substantial
burden on
independent candidates who wish to contest elections.
[289]
The first judgment says that the
applicant has not stated why the 15% signature requirement
constitutes a barrier nor has the applicant
proven that the
requirement goes beyond mere regulation. This is incorrect.
Further, the first judgment faults the
applicant’s May 2023
application for not arguing that candidates had insufficient time to
collect the requisite signatures.
[290]
In order to illustrate the extent of
the burden, the applicant calculated the number of signatures from
each voting district independent
candidates would need to collect in
order to obtain the requisite number of signatures in the respective
regions. They are
as follows:
(a)
In the Eastern Cape, an independent
candidate would have to obtain the equivalent of three signatures
from voters in each of 4 869
voting districts.
(b)
In the Free State, an independent candidate
would have to obtain the equivalent of eight signatures from voters
in each of 1 582
voting districts.
(c)
In Gauteng, an independent candidate would
have to obtain the equivalent of five signatures from voters in each
of 2 799 voting
districts.
(d)
In KwaZulu-Natal, an independent candidate
would have to obtain the equivalent of three signatures from voters
in each of 4 972
voting districts.
(e)
In Limpopo, an independent candidate would
have to obtain the equivalent of four signatures from voters in each
of 3 223 voting
districts.
(f)
In Mpumalanga, an independent candidate
would have to obtain the equivalent of seven signatures from voters
in each of 1 813
voting districts.
(g)
In North West, an independent candidate
would have to obtain the equivalent of seven signatures from voters
in each of 1 737
voting districts.
(h)
In the Northern Cape, an independent
candidate would have to obtain the equivalent of 15 signatures from
voters in each of 732 voting
districts.
(i)
In the Western Cape, an independent
candidate would have to obtain the equivalent of nine signatures from
voters in each of 1 572
voting districts.
[291]
The applicant further argues that
the time, resources, and energy that independent candidates
would have to invest in order
to meet the 15% signature requirement
to secure the requisite signatures would be immense. It points
out that, at 15% of
the regional quota, this is between 1 000
and 1 400 percent increase from the previous 1 000
signatures required
from registration to contest elections. I
am inclined to agree with the applicant on this score. While
the applicant
need not obtain a signature in all voting districts
described above, this illustration reveals the extent of the burden.
The purpose of the signature requirement was to prevent frivolous
contestation. The effect of it is that at 15% of the regional
quota, the signature requirement places a significant burden on
independent candidates to contest elections.
[292]
Accordingly, and again leaving aside
the merit of the requirement, the signature requirement limits
the right to stand for
office, to vote, to make political choices and
to freely associate, by limiting these rights’ protected
activity and making
inroads into the boundaries of these rights.
It cannot, therefore, be said that the impugned legislation merely
gives effect
to these rights. On the contrary, it intentionally
limits them, alternatively, has the effect of limiting them. This
in turn triggers the justification analysis.
[293]
This is where I depart from the first
judgment. It is incorrect to apply the
New National
Party
standard whenever government
action allegedly limits political rights. The standard is
restricted in scope to situations
where impugned law or conduct gives
effect to the right.
New National
Party
,
Moloto
,
Garvas
and
Mlungwana
confirm as much. None of these cases says
that where a provision facially constitutes a limitation then no
limitation exists,
and that the applicant must meet a further
evidentiary burden. The signature requirement limits candidacy
both in intention
and effect.
[294]
Finally, on this aspect, I take the view that the
New
National Party
standard and the doctrine of limitation coexist in
separate though related constitutional spaces. If a right is
found to
be limited using the criteria in
Walters
, the bearer
of the right cannot then be expected, in addition, to demonstrate
that by taking reasonable steps they will not be
able to exercise the
right. It is for these reasons that I conclude that the rights
have been limited and that the
New National Party
standard
does not apply.
[295]
The
first judgment concludes that the 15% signature requirement does not
adversely affect an independent candidate as it does not
require them
to do anything unconnected with their personal goals or
ambitions.
[178]
This
is not the test which must be applied. The test is whether the
impugned law crosses the boundaries of what the
right seeks to
protect. This is the test that the applicants have met.
In any event, the logistics involved in obtaining
individual
signatures from thousands of people appear to be a task of some
magnitude if regard is had to how the first judgment
suggests that
this could be achieved.
[179]
[296]
Although,
for these reasons, the applicant did not bear a burden of proving
that its members could not by taking reasonable steps
meet the
signature requirement, a brief observation on the reasonable steps
standard is apposite. The applicant launched
these proceedings
in June this year. The date of the next national elections had
not been announced and is yet to be announced,
but it will be in the
period between May to August 2024. At the time the
application was launched, therefore, the election
date was unknown
and lay nearly a year or more ahead. Furthermore, no
regulations had as yet been promulgated to prescribe
the form in
which signatures were to be obtained, and this is still the
case.
[180]
It is not
apparent, in the circumstances, how potential independent candidates
could have been expected to start the process
of trying to gather
signatures in order to gauge the achievability of the signature
requirement. Voter registration weekends
had not been held,
voters at that early stage might be apathetic and the formal
requirements for collecting signatures were not
yet in place.
[297]
Section 36 of the Constitution permits the state to limit a
right, provided of course, that it is reasonable and justifiable in
an open and democratic society based on human rights, dignity and
freedom. This singular and unequivocal constitutional standard
applies to all rights and therefore no separate limitation regime can
exist in respect of any cluster of rights, be it political
rights or
voting rights as the first judgment suggests. Simply put when
the state limits a right it carries with it the duty
to justify the
limitation.
[298]
There is nothing in
New National Party
that signals a
departure from this standard nor the creation of a different standard
– the Constitution simply does not permit
it and we must be
careful of reading into
New National Party
what is not there.
The test in
New National Party
can therefore only fit into the
scheme of the Constitution if it fits into the space
New
National Party
says it was designed for – instances where
an enactment regulates a right.
[299]
Where an enactment goes beyond this and limits a right then
section 36,
Garvas, Mlungwana
and the doctrine of
justification all tell us the same thing – the duty of the
state to justify the limitation is triggered.
To suggest that
the existence of the limitation can be ignored and the rights-bearer
be burdened in showing that the right cannot
be achieved by taking
the reasonable steps the enactment provides for, does an injustice to
section 36, offends the principle
of accountability and
fundamentally unsettles the approach to limitation that
the Constitution demands. Its implications
could be
far reaching and ominous.
[300]
In the presence of a limitation, the
second stage of the analysis probes its justification.
The
second stage: is there a justification?
[301]
Section 36(1) of the Constitution provides that a limitation
will be regarded as reasonable and justifiable in an open and
democratic
society based on human dignity, equality and freedom when
it is effected, in terms of a law of general application, after
taking
all relevant factors into account, including—
(a)
the nature of the right;
(b)
the importance of the purpose of the limitation;
(c)
the nature and extent of the limitation;
(d)
the relation between the limitation and its purpose; and
(e)
less restrictive means to achieve the purpose.
[302]
A
section 36 justification analysis is a balancing exercise, described
by this Court in
Manamela
[181]
as follows:
“
[T]he
Court must engage in a balancing exercise and arrive at a global
judgment on proportionality . . . . As a general rule,
the more
serious the impact of the measure on the right, the more persuasive
or compelling the justification must be. Ultimately,
the
question is one of degree to be assessed in the concrete legislative
and social setting of the measure, paying due regard to
the means
which are realistically available in our country at this stage, but
without losing sight of the ultimate values to be
protected.”
[182]
[303]
In the main, the state respondents argue that the signature
requirement serves two legitimate government purposes. First,
arising from the historical trend of increased participation in
elections, the signature requirement ensures that those running
are
bona fide
candidates with serious intentions and avoids
frivolous participation. Second, the signature requirement:
avoids confusing,
unwieldy ballots; decreases spoilt ballots; lowers
the cost implications; and avoids delays in voting, voting counting
and the
declaration of results. The state submits that the
threshold set is reasonable as it is less than one-fifth of the total
number of votes and is fair as it applies to independent candidates
and unregistered political parties equally. Further,
it is
submitted that 1 000 signatures would not constitute a less
restrictive means to achieve the same government purpose
as the
requirement for 1 000 signatures was a registration requirement
and not a contestation requirement.
The nature of the rights
[304]
The rights in question form a cluster of political rights.
They are indispensable to both a functioning democracy and the
dignity of those who bear such rights. I have already dealt in
some detail with their importance earlier in this judgment
and no
more need be said on the issue, save to state that—
“
[a]
right that is of particular importance to the Constitution’s
ambition to create an open and democratic society based on
human
dignity, freedom and equality will carry a great deal of weight in
the exercise of balancing rights against justifications
for their
infringement.”
[183]
The importance of the
purpose of the limitation
[305]
The limitation is purportedly designed to prevent frivolous
contestation and the logistical complications that arise as a
result.
Perhaps these purposes are legitimate. But they
are also brand new. The limitation is based largely on the
assumption
that the introduction of independent candidates, without a
signature threshold for contestation, will increase the number of
frivolous
and unmeritorious candidates. There is simply no
evidence to suggest this is likely to happen.
[306]
In fact, the evidence from past election patterns points in
the opposite direction. In its explanatory affidavit, the IEC
provides an overview spanning six elections for the National Assembly
over the period 1994 to 2019. From this, it appears
that the
number of political parties contesting elections increased by more
than 250% from 19 in 1994 to 48 in 2019.
The
overwhelming majority of them – some 70.8% – were
unsuccessful in the 2019 election. Of the 34 unsuccessful
parties, 22 (65% of them) obtained fewer votes than the lowest
threshold now in place for the 2024 election. In addition,
there are some 322 registered political parties all of whom would
have, but for the amendment of the
Electoral Act, been
eligible to
contest the elections, subject to meeting only a registration
requirement of 1 000 signatures.
[307]
Thus, prior to the decision of this Court in
New Nation
Movement
and with no contestation threshold in place, save for
the registration requirement of 1 000 signatures, the large and
increasing
number of registered political parties did not create a
risk to the electoral system. Previously, a relatively large
number
of parties have unsuccessfully contested elections and secured
relatively low voter support. However, none of this prompted
concern about a low threshold or the need to consider a higher
signature requirement for registration. Evidently, there
was no need to do so. Therefore, one can safely assume that,
but for the decision of this Court in
New Nation Movement
,
the 2024 election would have been conducted without any
signature contestation threshold for political parties, save for
the
requirement of 1 000 signatures to be registered.
[308]
Although the requirement of 1 000 signatures for
registration as a political party is, in form, a requirement for
registration,
rather than contestation, it has always been a de facto
contestation requirement. In terms of section 26(a) of the
Act,
only registered political parties may contest elections.
There would seem to be little purpose for a political party to
register
except so as to have the option of contesting elections.
The requirement for registration must thus have been set by the IEC
on the basis that it was an appropriate threshold for allowing a
political party to participate fully in political activity, including
elections.
[309]
The
Electoral Commission Act (ECA) makes this apparent.
[184]
The very fact that the registration of political parties is regulated
by the ECA and overseen by the IEC shows the close
link between
registration as a political party and election contestation. In
terms of section 15(1) of that Act, an
application for
registration as a political party has to be made to the chief
electoral officer, and must be made either for the
entire Republic, a
particular province, or particular district or metropolitan
municipality. The proviso to section 15(1)
states that a
registered party’s right to contest an election is confined to
its geographic registration. In terms
of section 17(1) of the
ECA, the IEC may cancel a party’s registration if satisfied,
among other things, that the party has
no intention to participate in
an election; or is not currently represented in a legislature and has
not participated in an election
since the date of its registration or
since the date it was last represented in a legislature.
[310]
This
being so, the introduction and increases in the threshold
requirements for registration as a political party are revealing.
In 1994, there was no signature requirement. In 2000,
regulations were introduced that required a party to have 50 voter
signatures for registration.
[185]
In 2008, this figure was increased to 500 for national participation
and 50 for municipal participation.
[186]
As recently as August 2021, the requirement was increased to 1 000
signatures for national participation, 500 for provincial
participation, and 300 for municipal participation.
[187]
In August 2021, when the most recent threshold regulations were
passed, the IEC knew everything about the trends from 1994
to 2019,
on which it and the other respondents now rely to justify a
contestation requirement of 15% of the relevant quota.
In 2021,
it only increased the registration requirement from 500 to 1 000
signatures, without any suggestion of a separate
contestation
requirement. In 2023, just two years later, the
signature requirement has been introduced with much said
about
the need for a contestation threshold.
[311]
Parliament says that there was historically no need for a
signature requirement until
New Nation
Movement
since
“[political] parties have generally elected not to incur the
expense of contesting an election unless they have at least
some
possibility of gaining a seat in the National Parliament of the
Provincial Legislature”.
Parliament’s
characterisation of the politics and the economics of contestation
suggests that frivolous or meritless contestation
has never been a
problem with political parties.
Political parties,
Parliament tells us, make sensible political and economic decisions
around whether and when to contest an election.
This begs the
question: why should the same not be expected of independent
candidates? This question goes unheeded and unanswered.
[312]
The extent of the problem is unknown. However, past data
suggests that the absence of signature contestation thresholds did
not result in frivolous or meritless contestation nor were the
respondents concerned as much. This leads me to the conclusion
that there is a relatively low importance for the purpose of the
signature requirement.
The nature and extent of
the limitation
[313]
Based
on the 2019 elections, the signature requirement would require that
independent candidates obtain 10 000 to 14 000
signatures
from voters.
[188]
There are three considerations that I wish to make in determining
whether this is a serious infringement. The first
consideration
is the arbitrariness of the signature requirement where it was based
on incorrect quantifications. The second
consideration is the
extent to which the requirement is out of line with foreign
democracies. And the third consideration
is the assumptions
regarding the prospects of winning a seat. I deal with them in
turn.
[314]
The signature requirement was calculated by Parliament as a
percentage of the votes per regional quota for the National Assembly
in the 2019 election, which was about 44 000 votes – the
wrong vote quota. In actuality, the quotas were to be
calculated based on the regional quota for a seat in the National
Assembly. The quota was determined by reference to the
last
elections which were in 2019. They were as follows:
Region
Regional Quota
Eastern Cape
77 713
Free State
75 602
Gauteng
92 601
KwaZulu-Natal
86 967
Limpopo
75 529
Mpumalanga
79 499
North West
71 016
Northern Cape
68 474
Western Cape
88 008
Weighted average
83 511
[315]
The Amendment Act imposes a signature requirement of 15% of
the quota for the region in the preceding election, as per the
figures
in the table above. The quota in this formula is in all
instances substantially higher than 44 000 votes, which was the
figure used by Parliament in its deliberations and debates in setting
the signature threshold. Had the correct figures been
utilised
– and it is clear that they are the only figures that could
properly have been used, as that is what section 31B
of the Act
provides for – a totally different picture would have emerged
in respect of the raw numbers required.
Those numbers are
illustrated below, using a rounded weighted average of 83 500 as
the regional quota:
Percent
Raw number using
44 000 quota
Raw number using
83 500 quota
50%
22 000
41 750
30%
13 200
25 050
20%
8 800
16 700
15%
6 600
12 525
[316]
If the percentage set at 15% is calculated based on a 44 000
quota, then 6 600 signatures are required. But, if it
is
calculated based on an 83 500 quota, then 12 525 signatures
are required. Evidently, the differences in
the signature
requirements are substantial – almost 100% higher using the
correct quota. This discrepancy exists at
every point the
percent is set at. This is critically important and underpins
the importance of the raw numbers that would
in the end be required
to secure standing for election. If the use of the 44 000
quota proved to be incorrect, then
the raw numbers change
considerably upward as the table demonstrates.
[317]
Simply to further illustrate the point, Counsel used the
incorrect 44 000 quota in its advice on three of the four
percentage
levels, as follows:
(a)
When the threshold was set at 50%, Counsel
calculated this to require
22 000 signatures. On the correct quota, it would be
41 750. Counsel’s advice
was that the substantially
lower requirement of 22 000 signatures would be an unjustifiable
limitation, and no more than 20%
should be prescribed.
(b)
When the threshold was set at 30%, Counsel calculated
this would
require 14 667 signatures (though it should have been 13 200).
On the correct quota, it would be 25 050
signatures.
Counsel’s advice was that the substantially lower requirement
of 14 667 signatures would be an unjustifiable
limitation.
(c)
When the threshold was set at 20%, Counsel
calculated this would
require 8 800 signatures. On the correct quota, it would
be 16 700 signatures. Counsel’s
advice was that the
substantially lower requirement of 8 800 signatures was eight
times the requirement for political parties
to be registered with the
IEC, and that the contestation requirement should thus be extended to
political parties not yet represented
in Parliament.
[318]
Ultimately, when Parliament resolved to adopt the 15%
requirement, it did so after it had received submissions from the IEC
and
an opinion from Counsel addressing the use of the incorrect
quota.
None of the documents, opinions or
memoranda put up by Parliament reference the correct quota in raw
numbers or the correct base
quota – the regional quota. The
only inference that can be drawn is that Parliament believed,
mistakenly so, that it
was setting a threshold of 15% of 44 000
– which translates to a signature requirement of 6 600 –
while,
in reality, it set a signature requirement of between 10 271
and 13 890. In many regions, this is close to or equates
to 100% more than the 6 600 contemplated.
It is
neither clear nor explained why Parliament used the wrong figure.
It is also not clear whether Parliament’s final
resolution was
on the basis that 15% would require 6 600 signatures (on the
incorrect quota) or 12 525 signatures (on
the correct quota).
[319]
This is quite remarkable. The error was clear and
previously identified in the IEC’s February 2023 response
to
the submissions. The relevant section was even entitled
“Wrong Quota”. The correct quota was provided to
the Portfolio Committee by the IEC in July 2022 and again in February
2023.
[320]
Moreover, the incorrect quota was
pointed out by the applicant in its application to this Court.
In response, Parliament did not adequately address the error in
assumption. It simply said that it has no knowledge
of the
“erroneous assumptions”. It was only during the
hearing of the matter that Counsel for Parliament conceded
that the
incorrect quota was used. Under those circumstances, lawmakers
would have deliberated and voted on a signature requirement
based on
figures that were materially incorrect.
[321]
The response from Parliament is inaccurate, inadequate and
fails to address the core of the problem. The quota was almost
100% higher when using the correct quota. This should not be a
matter of speculation as the correct quota had been provided
to the
Portfolio Committee in July 2022. It is not clear why the
correct figure was not used (between 68 474 to 92 601).
In addition, it was the raw numbers that ultimately mattered –
the percentage was merely the calculating tool. There
can be
little doubt that Parliament cared about the raw numbers. At
each instance, Counsel’s concerns prompted Parliament
to seek a
reduction in the applicable percentage. The problem was that it
consistently used the incorrect base quota.
This had the effect
of fundamentally tainting the accuracy and the reasonableness of the
process.
[322]
In
the absence of any clear motivation as to why the requirement was set
at the level it was, and given its movement from 50% to
15%, past
data is again instructive. From a 1 000 signature
threshold, it is now fixed at a threshold between 10 000
and
14 000 signatures.
[189]
Independent candidates must secure these signatures in order to even
stand for election. Parliament accepted Counsel’s
view
that a figure of 14 667 (in fact, 33% of the 44 000
quota, and not 30% as Counsel said) could arguably be an
unjustifiable limitation of the section 19 right to contest
elections as independent candidates. Even a threshold
of
8 800 (20% of the 44 000 quota) prompted similar concerns
that, at eight times more than the 1 000 signatures
political
parties required to register, the contestation requirement might be
arbitrary and unfair.
[323]
To overcome this concern, the registration requirement was
extended to unrepresented political parties, but this did not address
the problem identified by Parliament. It pertinently recognised
that a political party would have a greater ability to motivate
voters to assist it in registering to contest elections than an
independent would. And so simply extending an admittedly
arbitrary and unfair signature requirement to unrepresented
political parties so as to create a veneer of an equal and
non-discriminatory
requirement was no solution at all.
Expanding the reach of an arbitrary and unfair requirement to others
does not vitiate
its capriciousness. For these reasons, it must
follow that the final threshold of between 10 000 and 14 000
signatures
constitutes an unjustified limitation and an unfair and
arbitrary one.
[324]
To this extent, the absence of any evidence of reasonable
steps by the applicant to demonstrate that the attainment of the
requirement
is onerous or beyond their reach, cannot assist the
respondents in the justification analysis. The onus is on the
respondents
to demonstrate that the justification is reasonable and
necessary in an open and democratic society. The above strongly
suggests
that they too saw the requirement as being unjustified and
possibly arbitrary and unfair.
[325]
A second consideration under this
factor is how the signature requirement compares to other
jurisdictions.
[326]
In
search for a comparison, the IEC relies on signature requirements in
Denmark. The IEC may be right to pick Denmark as a
useful
comparator. Currently, there are 16 parties represented in the
Danish Parliament compared to 14 in our National Assembly.
[190]
As is soon to be the case here, Denmark also allows independents to
run alongside party candidates. In Denmark, voters
elect
parliamentarians by choosing either independent candidates or
candidates presented on a party list. Voters are also
free to
cast their vote for a party without indicating specific candidate
preferences. One hundred and thirty-five parliamentarians
are
chosen in such a manner. The remaining 40 seats are distributed
to parties based on their percentage of the national
vote as
compensatory seats, to achieve proportionality.
[327]
The
IEC notes that Denmark – with an electoral system akin to South
Africa’s – required 20 194 signatures
in its 2022
parliamentary elections. This is only partially correct.
While Denmark did indeed require 20 194 signatures,
it only did
so for political parties.
[191]
Independent candidates, on the other hand, “ha[d] to submit
between 150 and 200 recommendations in writing from voters
resident
in the nomination district”.
[192]
[328]
By
way of comparison, the Danish example – properly construed –
has a signature requirement far lower than that endorsed
by the IEC.
The same is true elsewhere.
[193]
In our region, South Africa is an anomaly. Candidates for the
Assembly in Zimbabwe must collect only five of their
compatriots’
signatures. In Lesotho, two signatures are required.
Zambia asks for 15. A candidate
in Botswana must obtain nine
signatures. Namibia – where the figure is highest, apart
from South Africa – requires
300 signatures. These
figures stand in stark contrast to the 10 000 to 14 000 now
needed for independent candidates
in South Africa. The table
below demonstrates that many of the world’s democracies that
permit independent candidates
to participate in elections, present
similarly low signature requirements for independent candidates:
No.
State
Structure
of Parliament
Electoral
System
Signature
or nomination requirement
1.
Albania
[194]
Unicameral
Proportional
300
2.
Australia
[195]
Bicameral
(House and Senate)
House:
majority, direct preferential vote; Senate: proportional single
transferable vote
House:
6, Senate: 50
3.
Botswana
[196]
Unicameral
Simple
majority direct election
9
4.
Canada
[197]
Bicameral
(House of Commons and Senate)
House
of Commons: single-member plurality system, first past the post
50-100
5.
Denmark
[198]
Unicameral
Proportional
with compensatory seats
150-200
6.
Finland
[199]
Unicameral
Proportional
100
7.
Germany
[200]
Bicameral
(Lower House and Upper House)
Both
proportional and first past the post
200
8.
Greece
[201]
Unicameral
Proportional
with some majority vote constituencies
12
9.
India
[202]
Bicameral
(House of the People and Council of States)
House
of the People: majority vote
1-10
10.
Italy
[203]
Bicameral
(Chamber of Deputies and Senate)
Chamber
of Deputies: mixed proportional and first past the post
500-1 000
11.
Kenya
[204]
Bicameral
(National Assembly and Senate)
National
Assembly: majority first past the post; Senate: first-past-the
post
Senate:
2 000
12.
Lesotho
[205]
Bicameral
(National Assembly and Senate)
National
Assembly: mixed-member proportional representation
2
13.
Mauritius
[206]
Unicameral
Majority
vote
6
14.
Namibia
[207]
Bicameral
(National Council and National Assembly)
National
Assembly: proportional party-list system
300
15.
Zambia
[208]
Unicameral
First
past the post
15
16.
United
Kingdom
[209]
Bicameral
(House of Commons and House of Lords)
House
of Commons: Single-member plurality system, first past the post
10
17.
Zimbabwe
[210]
Bicameral
(National Assembly and Senate)
National
Assembly: majority first past the post
5
[329]
Ultimately,
Parliament chose a number out of kilter with most foreign
democracies. Perhaps this difference is best explained
by the
respondents’ peculiar reason for setting the signature bar so
high. Contrary to the respondents’ assertions,
the
purpose of a signature requirement should not be to prejudge
someone’s viability as a candidate. Instead, as
summarised
by the Venice Commission, “the right to stand for
election may be subject to the support . . . of a certain number of
electors
to exclude frivolous candidates”.
[211]
The Commission continues that even when screening for frivolity,
signature requirements are only “acceptable if the
number is
sufficiently small”.
[212]
When compared to other nations, South Africa has introduced a
requirement both untethered from its conventional purpose and
far
from sufficiently small.
[330]
As a final consideration, in its
arbitrary setting of the signature requirement at 15% of the regional
quota, the lawmaker has also
made an unjustifiable assumption about
the link between the signature requirement and the prospects of
winning a seat. In
accordance with a typical South African
election timetable, an independent candidate will need to
register for an election
about two months before polling day.
This means that the collection of 10 000 to 14 000
signatures will have to
be done several months before voting day.
At that stage, voters will not be as caught up in electioneering as
they will be
later. The independent candidate effectively has
to run two campaigns. First, a preliminary campaign to garner
10 000
to 14 000 signatures; and then a second campaign to
win a seat, once their candidacy has been accepted by the IEC.
[331]
An independent candidate with
limited resources is faced with a quandary as to whether to devote
them to the preliminary campaign
or the real thing. The fact
that, in such circumstances, the candidate may only muster one or two
thousand signatures at
the preliminary stage does not mean that he or
she will not do very much better once voters become interested in
issues and the
candidate goes on an all out campaign. And
their prospects might be beneficially affected by missteps by
political parties
in the run up to polling day.
[332]
By
confusing the purpose of signature requirements, the respondents also
disregard elections’ holistic value. Elections
are not
solely a matter of arithmetic – who wins a seat and who loses.
Instead, elections have value wholly separate
from the outcome of the
vote. In Canada and the United States, this sentiment has been
reinforced in matters challenging
restrictive ballot measures.
Similarly, to the Canadian Supreme Court,
[213]
the United States Supreme Court expressed the dual role of
elections: “an election campaign is a means of disseminating
ideas as well as attaining political office”.
[214]
[333]
In light of these considerations, I
am of the view that the signature is an arbitrary and extensive
limitation.
The relation between the
limitation and its purpose
[334]
Setting the requirement was no easy task, and this judgment
does not suggest otherwise. The respondents demonstrated the
difficulty
in striking a balance between limiting elections to
serious contenders and setting a threshold that is not arbitrary,
unfair, or
unconstitutional. To this end, it was resolved by
Parliament that the requirement would be set as a percentage of votes
per
seat obtained in the previous election. While a percentage
represented a useful and necessary tool to properly manage the
quantification of the signature requirement, the raw numbers are what
ultimately matter. Those raw numbers that would determine
whether the signature requirement could be said to be unfair,
arbitrary or unconstitutional since they tell us what conditions
are
required to be met by a candidate seeking to access the right to
stand for public office.
[335]
The initial proposal was set at 50%. There is nothing on
the papers that provides any insight as to how 50% was identified
as
the initial threshold. In time, the threshold was moved to 30%,
then to 20% and finally to 15%, largely out of concerns
that it was
too high. In all of this time, neither the Minister nor
Parliament said what informed their approach to the setting
of the
requirement. In the 1 February 2023 opinion, Counsel advised
Parliament that if a candidate could not obtain the support
of 15% of
the voters for contestation, they were unlikely to obtain enough
votes to win a seat. Parliament made the same
argument in its
submissions before this Court. This, however, is no explanation
at all for setting the mark at 15%.
[336]
As I have said, the process, the timing, and the formal
requirements to get support for a nomination are different from that
of
getting electoral support. In addition, it appears that 50%
was an entirely random requirement to start with and its subsequent
reduction was equally random. There appears to have been little
regard, except in passing, for the time, effort, costs, and
logistics, which would be involved in securing between 10 000
and 14 000 signatures in support of contestation. That
is
precisely why it was changed as often and as substantially as it was
– simply because there was no way to test it except
for what
may have been an instinctive sense of what would constitute too high
a figure in raw numbers.
[337]
There is an inexplicable gap, both in the reasoning and the
process, leading to the signature requirement. While we know it
is intended to limit frivolous participation and avoid logistical
frustrations to ensure free and fair elections, we do not know
why it
was set at 50% and then finally reduced to 15%. Nor do we know
how the requirement was linked to the objective it
sought to achieve.
[338]
I have set out the nature of the limitation, how the
limitation evolved, and concerns about the raw numbers used.
There is
a discrepancy that arises with regard to: (a) the
numbers that were used in determining whether the figure arrived at
would
be acceptable; and (b) the correct numbers that should have
been used.
[339]
While the proposed signature requirement was to be calculated
at a percentage of the regional quota in the previous election,
approximately
83 500 votes, the compensatory quota of
approximately 44 000 votes was used. In real terms, this
emerges from opinions
attached to Parliament’s answering
affidavit: according to Parliament, the raw numbers ranged from
22 000 (50%), 14 667
(30%), 8 800 (20%), and to 6 600
(15%). This is on the basis that the base figure to be used was
44 000 votes.
By using the incorrect and low base of
44 000, the raw figures were considerably lower than what they
actually turned
out to be. The raw numbers mattered and,
ultimately, the raw numbers relied on throughout were incorrect.
It is this
error that tainted the process of how the signature
requirement was set. The relationship between it and the
purpose it sought
to achieve was fundamentally distorted.
Less restrictive means to
achieve the purpose
[340]
It is noteworthy that the only signature requirement that was
in place at the time of our most recent national elections, those of
2019, was that of 500 signatures for national registration as a
political party and that this was increased to only 1 000
as
recently as August 2021. This increase in August 2021 occurred
when the IEC was fully aware of our election trends over
the period
1994 to 2019. During that period, modest signature requirements
served the electoral system well and without exception.
To this
end, no consideration was given to setting a requirement fixed at
1 000 signatures, or one in proximity to that.
[341]
The respondents identify the risk of frivolous contestation
and logistical difficulties in broad terms but present little
evidence
to support it. Even if such risks do exist, the extent
of the risks remain unknown. And it must also be borne in mind
that the signature requirement is not the only mechanism for
discouraging frivolous contestation. An independent candidate
will also be required to lodge a monetary deposit. The draft
regulations promulgated for comment in July 2023 set the
deposit
at R20 000. For all these reasons there was no proper
evaluation of less restrictive means to achieve the purpose.
Conclusion on
justification
[342]
For all these reasons, I am not satisfied that the state
respondents have shown that the limitation is reasonable and
justifiable
in an open and democratic society. The applicant’s
rights challenge must be upheld, entitling it to the relief it seeks
on one aspect of its challenge.
[343]
New Nation Movement
has led to a historic moment in the journey of our
young constitutional democracy. For the first time, independent
candidates
will stand for seats in the national and provincial
legislature. Parliament meets this historic moment with a
first-of-its-kind
signature requirement for independent candidates.
We must be cautious and guard against such a requirement becoming a
barrier
to contestation. In effect, the signature requirement
renders somewhat hollow the promise that
New Nation Movement
heralded in unlocking and giving section 19 of the Constitution its
full and proper effect.
[344]
There
is a final issue I wish to address. Parliament created
signature requirements for both independent candidates and
unrepresented political parties. It foisted identical
restrictions onto unrepresented political parties via
section 27(2)(cB)
as it did onto independent candidates via
section 31B(3). Owing to the similarity between the two
sections, the amicus
submitted that this Court’s judgment will
have an impact on both sections and both types of candidates.
However, the
contours of this Court’s consideration are
sketched by the applicant, not the amicus. A challenge to
section 27(2)(cB)
was not properly before us in this matter.
The general rule is that courts should only consider the issues
properly before
them.
[215]
As such, section 27(2)(cB) falls beyond the scope of our review.
[345]
While
there are instances when a court may raise questions of law
mero motu
,
those questions may only be asked when doing so “involves no
unfairness to the parties”.
[216]
This is not such an instance. The respondents deserve a
proper opportunity to ventilate section 27(2)(cB). For
instance, although the provisions read identically, the plausible
justifications for their enactment may differ. Parliament
presses a legitimate concern: the imbalance in capacity between
independents and unrepresented political parties may warrant
disparate
treatment. True or not, this Court would benefit from
argument on this point and others like it. To hold otherwise
would be “unfair”.
[346]
Furthermore, that the applicant has
failed to challenge section 27(2)(cB) alongside section 31B(3)
should not impact the remedy
I fashion. The applicant has
successfully challenged section 31B(3) as an unjustified limitation
to the rights contained
in sections 19 and 18. They are
entitled to the relief they seek.
Remedy
[347]
The proper remedy for an unjustified infringement of a right
is a declaration of constitutional invalidity. The applicant
submits that the order of invalidity should be suspended for a period
of 24 months for Parliament to attend to the defects and that,
during
the period of suspension, a limited striking-out of the 15%
requirement should be combined with a reading-in of 1 000
signatures as a contestation requirement. I agree.
[348]
Given
the policy-laden nature of such a matter, Parliament – not this
Court – should decide the ultimate number for
the signature
requirement. The design features of our electoral system fall
squarely within Parliament’s remit.
As
New Nation Movement
II
[217]
reminds us:
“
Parliament’s
description of the research and actions undertaken to amend the
Electoral Act indicate
just how policy-laden the legislative
choices that Parliament must make are. It is a process that
requires not just the parties
that are before us to provide
submissions, but also to allow other interested parties and the
public to have their say.”
[349]
While the Court would not generally intervene in such a policy
decision, practical concerns warrant an interim determination before
the next general election between May and August 2024. There is
insufficient time for Parliament to address the matter.
This is
the sole reason we go beyond adjudicating the requirement’s
constitutionality. In these circumstances, the Court
must
make an interim determination until Parliament is able to set a
constitutionally compliant signature requirement.
[350]
In the interim, the only plausible figure is 1 000
signatures. First, no other alternative figure exists.
Setting
aside the impugned 15% requirement, the sole extant signature
requirement is the 1 000 signatures required for registration
as
a political party. Second, while labelled a “registration
requirement”, this figure is essentially a threshold
for
allowing parties to contest elections. In other words, it is a
de facto contestation requirement. If not for
New Nation
Movement
, the 1 000 signature requirement would
have applied to unregistered political parties wishing to register
and contest
in the next election. I have referred earlier to
the fact that a low contestation requirement has not had a
prejudicial effect
on the management of past elections. Under
these circumstances, I would read in a 1 000 signature requirement
for contestation by independent candidates.
[351]
This reading-in will only apply for the period of 24 months
while the order of invalidity is suspended to afford Parliament an
opportunity
to properly consider the signature requirement and remedy
the defect. The consideration of any other figure would require
this Court to embark on an exercise in speculation.
[352]
This consideration must be left to Parliament to assess
through its deliberative and consultative processes during the
suspension
period. In the event that Parliament does not effect
the required amendments to the section within the two-year period, or
any extended period that this Court may grant, then
section 31B(3)
,
as read in, will continue to endure either permanently or until
such time as Parliament effects amendments to the section.
Costs
[353]
While
the applicant has achieved success in its challenge to the
constitutionality of the signature requirement, the state respondents
have successfully withstood the challenge to the recalculation
provisions in the Act. The cost order that must follow must
take cognisance of this as it must the principle in
Biowatch
.
[218]
On that basis the applicants are entitled to those costs incurred in
relation to the signature challenge but not those in
relation to the
recalculation challenge. They would ordinarily be liable for
those costs of the respondents incurred in successfully
resisting the
recalculation challenge, but
Biowatch
immunises them from such an adverse costs order.
[354]
That being the case and broadly quantifying the share of the
two issues in the overall costs of the application, I would say that
50% represents a fair allocation of those costs to the signature
requirement and the other 50% to the recalculation challenge.
The Atkins report was used wholly in support of the challenge on
recalculation and to the extent that that challenge was not
successful
the applicant should not be entitled to recover the costs
associated with that report. This is in no way a reflection of
the competence or otherwise of Mr Atkins but rather a common sense
and practical determination as to how costs are to be awarded
given
the conclusions reached by this Court. I intend making an order
that the respondents pay 50% of the applicant’s
costs of the
application, which costs are to exclude those associated with the
report of Mr Atkins. Given the truncated timeframes
and the
complexity of the matter, the costs of two Counsel are warranted.
Order
[355]
I make the following order:
1.
The applicant is granted direct access to this Court.
2.
The recalculation relief sought in prayers 4, 6.2 and 6.3 of the
applicant’s notice of motion
is refused.
3.
Section 31B(3)(a)(i) and (ii) of the Electoral Act 73 of 1998
(Electoral Act) as inserted
by the Electoral Amendment Act 1 of
2023 is declared invalid and inconsistent with the Constitution, to
the extent that it unjustifiably
limits the rights to
freedom
of association, freedom to make political choices and to
stand
for public office.
4.
The declaration of invalidity referred to in paragraph 3 is suspended
for 24 months from the
date of this order to afford Parliament
an opportunity to remedy the constitutional defects giving rise to
the constitutional invalidity.
5.
From the date of the order of this Court and during the period of
suspension,
section 31B(3)(a)(i)
and (ii) of the
Electoral Act
will
read as follows, the underlined words being read into the
section with the words in strike-out text being severed:
“
(3)
The following must be attached to a nomination when it is submitted:
(
a
)
A completed prescribed form confirming that the independent candidate
has submitted,
in the prescribed manner, the names, identity numbers
and signatures of voters whose names appear—
(i)
in the case of an election of the National Assembly in respect
of regional
seats, on the national segment of the voters’ roll
and who support his or her candidature
,
totalling 1 000
signatures for each region in which the candidate intends to contest
an election
;
(
aa
)
totalling 15 percent of the quota for that region in the preceding
election, if intending
to contest only one region
;
or
(
bb
)
totalling 15 percent of the highest of the regional quotas in the
preceding election, if intending
to contest more than one region,
provided that where 15 percent of the highest of the quotas is not
achieved, that the independent
candidate may only contest the region
or regions as determined by the next highest quota;
(ii)
in the case of an election of a provincial legislature, on the
segment of the voters’
roll for the province and who support
his or her candidature, totalling
1 000 signatures
least
15 percent of the quota of that province in the preceding election,
which the independent candidate intends to contest
,
provided
that an independent candidate who was elected to either the National
Assembly or a provincial legislature as an independent
candidate in
the preceding election shall be exempt from this requirement.
6.
In the event that Parliament does not remedy the constitutional
deficiency in
section 31B(3)(a)(i)
and (ii) within the period
provided for in paragraph 4 of this order, or any extended period
granted by this Court, then
section 31B(3)(a)(i)
and (ii) will
be deemed to read as set out in paragraph 5 above.
7.
The second, fourth and fifth respondents, jointly and severally, are
to pay fifty percent (50%)
of the applicants’ costs, which
costs shall include the costs of two Counsel. The applicant is
not entitled to recover
any costs associated with the report of Mr
Atkins.
THERON
J (Rogers J concurring):
Introduction
[356]
This is an application for direct access to this Court by One
Movement South Africa NPC (OSA or the applicant). The
applicant
challenges the constitutionality of the
Electoral Act
(Act
) as amended by the Electoral Amendment Act (Amendment
Act) on two grounds. First, the applicant contends that the
Amendment Act has introduced a signature requirement which acts as an
impermissible and arbitrary barrier for independent candidates
to
contest elections. Second, the applicant contends that the
recalculation method introduced by the Amendment Act is
unconstitutional in that it results in an unfair advantage for
political parties with a larger share of the vote (large political
parties) and a disadvantage for political parties with a smaller
share of the vote (small political parties) as well as for
independent
candidates.
[357]
I have read and considered the judgments of my brothers, the
Chief Justice (first judgment), and Justice Kollapen
(second judgment). I agree with the first judgment
insofar as it holds that direct access should be granted on
the
signature challenge. I agree with the second judgment to
the extent that it finds that the signature requirement
is
unconstitutional in terms of section 31B(3)(a)(i) and (ii) of
the amended Act. I therefore concur in the order of
the second
judgment insofar as it relates to the signature requirement.
And, given the conclusion I reach on the recalculation
challenge, I
also agree with the second judgment’s order on costs.
[358]
The purpose of this judgment is to briefly express my concerns
about the constitutionality of the recalculation method. The
facts have been adequately set out by the first two judgments and I
do not propose to repeat them except where necessary.
[359]
A vacancy can occur in the National Assembly or provincial
legislature for the following reasons:
(a)
when an independent candidate gains sufficient
votes to be awarded
two or more seats and thus has to forfeit the seats in excess of the
one he or she is able to take up;
(b)
when a party forfeits seats by virtue of supplying
fewer candidate
names than the number of seats won in a particular election;
(c)
when an independent candidate is elected
to both the National
Assembly and provincial legislature and thus has to forfeit a seat in
one or other of the legislative bodies;
(d)
when an independent candidate gains election in
more than one region
for the National Assembly and thus has to forfeit the regional seats
in excess of the one he or she is able
to take up;
(e)
when an independent candidate vacates a seat
through death or
resignation; and
(f)
where a party represented in a legislature
is dissolved or ceases to
exist.
[360]
When
a vacancy arises in respect of a candidate from a political party,
the party concerned will fill the seat by nominating a person
from
the party according to item 22 of Schedule 1A of the Act.
[219]
This Court in
New
Nation Movement
found that the Act was unconstitutional to the extent that it
prevented adult citizens from standing for election to the
National Assembly
and provincial legislatures as
independent candidates.
[220]
An independent candidate can only ever hold
one
seat, and they cannot nominate a representative to fill a vacancy if
they cease for any reason to hold a seat. Therefore,
a
recalculation is necessary in order to re allocate the seat or
seats that were initially allocated to an independent candidate.
[361]
Items 5, 7, 11, 12, 23 and 24 of the amended Schedule 1A of
the Act deal with recalculation in the event of a vacancy. The
applicant contends that these items are unconstitutional to the
extent that they disproportionately favour large political parties.
Both the applicant and the respondents agree that the recalculation
method benefits large political parties and thus skews proportional
representation. However, the respondents assert that the
recalculation method still complies with the constitutional
injunction
that the electoral system must result “in general,
in proportional representation” as required by sections
46(1)(d)
and 105(1)(d) of the Constitution.
The
recalculation method
[362]
Parliament
is empowered to determine how elections are to be run. It is
not for the courts to determine if there are better
ways of
conducting elections or if the methods chosen by Parliament are
reasonable.
[221]
Courts must be mindful of the fact that elections are a highly
technical, policy laden and polycentric matter.
A court
must be careful not to attribute to itself superior wisdom in
relation to a responsibility entrusted to Parliament.
[222]
[363]
However,
this does not mean that this power is unfettered. Parliament’s
decisions are subject to judicial scrutiny:
they must be rational and
cannot limit any fundamental rights enshrined in Chapter 2 of the
Constitution,
[223]
unless
the limitation can be justified in terms of section 36 of the
Constitution.
[364]
As
the second judgment makes clear, the regulation of the exercise of a
right which goes beyond regulation, and which has a limiting
effect,
will amount to a limitation.
[224]
When a measure limits a right, a court is required, in terms of
section 36 of the Constitution, to conduct a justification
analysis in order to determine whether the limitation is reasonable
and justifiable. It is not the case that any law that
purports
to regulate the exercise of a right is shielded from constitutional
scrutiny.
[225]
To hold
otherwise would be untenable.
[365]
The
recalculation method is required to strike a balance between allowing
independent candidates to contest elections and ensuring
that the
electoral system results, in general, in proportional
representation.
[226]
The respondents contend that the “options to address the
concerns raised in respect of vacancies were limited”
and that
the fact that the system favoured large political parties was “simply
a logical mathematical consequence”.
They also contend
that the Constitution, as confirmed by this Court in
New
Nation Movement
,
does not require the electoral system to result in perfect
proportionality.
[366]
The applicant argues that Parliament should adopt a
recalculation method that awards the vacant seat to the candidate who
has the
highest number of remainder votes in terms of the initial
allocation phase (highest remainder method). According to the
applicant,
this is far more representative and democratic. The
respondents claim that the highest remainder method also distorts
proportionality.
Does
the recalculation method infringe section 19 of the Constitution?
[367]
It is common cause between the parties that the result of the
recalculation is that votes cast for large political parties count
more than votes cast for small political parties or independent
candidates.
[368]
The figures provided by Mr Atkins demonstrate this. For
illustration, I have inserted two graphs from the Atkins report.
The lighter bars represent the vote gain after recalculation.
The graphs, which reflect a comparison for parties that obtained
seats in the 2019 provincial elections in the Eastern Cape and Free
State, clearly illustrate that large political parties have
a larger
vote gain than small political parties in the recalculation.
The graphs for the other provinces exhibited a similar
pattern.
Essentially, this means that large political parties are advantaged
in each recalculation.
[369]
The
applicant argues that the gains of each party in the recalculation
should be in proportion to their initial vote share.
[227]
[370]
I now consider whether the recalculation method limits the
rights of voters, independent candidates and small political parties
under section 19 of the Constitution.
[371]
In my view, the recalculation method limits the norm that
voters should have an equal say as to who will represent them in
Parliament.
The principle of one person one vote is
foundational to our representative and participatory democracy.
It is an inherent
component of the right to free and fair elections.
This principle was espoused in a report drafted by the Electoral Task
Team, appointed by Cabinet to draft legislation for the 2004
elections, as follows:
“
Taking
its cue from the Constitution, the majority felt not only that every
eligible voter should have the opportunity to vote but
that,
as
far as possible, all votes should be of equal value
.
This was the understanding of proportionality ‘in general’,
where every vote has some relevance in the composition
and membership
of the national and provincial legislatures. Fairness also lies
in the closeness of the relationship between
votes cast and the
composition of the body elected.”
[228]
(Emphasis added.)
[372]
In
Doctors
for Life
,
[229]
Sachs J stated that it is important in a democracy that equality
of the vote is complemented with equality of voice.
Sachs J
references Dworkin in “Equality, Democracy and Constitution: We
the People in Court” where Dworkin argues
that:
“
In
a genuine democracy, the people govern not statistically but
communally . . . . When we insist that a genuine democracy
must
treat everyone with equal concern, we take a decisive step towards a
deeper form of collective action in which ‘we the
people’
is understood to comprise not a majority but everyone acting
communally.”
[230]
[373]
The
importance of the equality of the vote, given South Africa’s
historical dispensation cannot be overstated. The vote
was used
in apartheid to silence and denude people of their dignity.
Every person should feel that they are “part of
the body
politic with the full civic dignity that goes with citizenship in a
constitutional democracy”.
[231]
I
clarify my apprehension with reference to the formula itself.
[374]
Parties are awarded seats by way of quota seats and remainder
seats. If the quota is reduced, which generally occurs in
recalculation,
then either the number of quota seats is increased or
the number of remainder votes is increased. The quota reduction
is
due to independent candidates no longer being included in the
recalculation. Sometimes, this may result in small political
parties or independent candidates gaining a seat. However, the
Atkins report demonstrates that the recalculation generally
results
in large political parties gaining seats. It also means that
large political parties’ vote gain after recalculation
is not
in proportion to their initial vote share. This presents a
difficulty not only because it creates a bias for large
political
parties, but also because it fails to actualise the intention of the
voter.
[375]
When participating in the national elections, there are a
range of available options to a voter: they can choose not to
participate
at all; they can spoil their ballot or they can vote for
a candidate or party. If they do chose to vote, that vote has a
twofold purpose. First, they cast a vote towards a particular
party or individual. Second, they cast a vote to effect
the
overall election results. For example, one can choose to not
vote for the dominant political party to ensure that the
seats
awarded in Parliament are distributed more evenly. This is a
strategic decision that a voter can make to strengthen
our multiparty
democracy. It also is doubtful that when a voter votes for an
independent candidate they are cognisant of
the fact that their vote
will favour large political parties in the event of recalculation.
[376]
Insofar as small political parties and independent candidates
are concerned, they do not benefit equally from the recalculation.
In general, large political parties have a larger vote gain than
small political parties. The result of the recalculation
is
that there is a disparity between the vote gain after recalculation
and the vote share. This disparity must inevitably
raise a
constitutional concern. In my prima facie view, the result of
the recalculation method is that small political parties
and
independent candidates’ section 19 rights are infringed.
This is because favourable treatment would be a breach
of the right
of small political parties and independent candidates’ right to
stand for public office in free and fair elections.
This Court
has alluded to this, albeit in a different context, where it said:
“
It
was wisely not suggested that political parties would be treated more
favourably than independent or unaffiliated candidates.
That
would be a clear and unjustifiable breach of the constitutional right
of such candidates to stand for public office in free
and fair
elections.”
[232]
[377]
I am also concerned that this limitation is not justifiable.
The second judgment neatly highlighted the importance of the rights
under section 19 of the Constitution. It is therefore not
necessary to reiterate this. I am alive to the difficult
task
Parliament was faced with and also the fact that perfect
proportionality in an electoral system is impossible or near
impossible
to achieve. However, the respondents failed to
justify this limitation.
[378]
Generally,
the legislature or the party relying on the legislation must justify
the limitation.
[233]
This Court in
Moise
v Greater Germiston Transitional Local Council
put the matter thus:
“
It
is also no longer doubted that, once a limitation has been found to
exist, the burden of justification under section 36(1) rests
on the
party asserting that the limitation is saved by the application of
the provisions of the section. . . . The obligation
includes
not only the submission of legal argument but placing before court
the requisite factual material and policy considerations.
Therefore, although the burden of justification under section 36 is
no ordinary onus, failure by government to submit such data
and
argument may in appropriate cases tip the scales against it and
result in the invalidation of the challenged enactment.”
[234]
[379]
The respondents have not justified why Parlaiment chose this
recalculation method over the highest remainder method. On the
evidence, Parliament seemingly failed to consider other methods or
the implications of the chosen method. The respondents
failed
to provide an adequate explanation as to why the votes cast for
independent candidates should not continue to influence
the outcome
in the recalculation.
[380]
As
the second judgment points out, elections serve a variety of
different purposes.
[235]
They are about more than merely securing office – they are also
about expression. A vote for an independent candidate
is not
necessarily only a vote for that candidate. It can also be a
vote which rejects the other parties or candidates.
These votes
should therefore potentially influence the outcome in recalculation.
Does
the recalculation method infringe upon sections 46(1)(d) and
105(1)(d) of the Constitution?
[381]
Section 46(1)(d) of the Constitution states that the National
Assembly is made up of members who are elected in terms of an
electoral
system that “results, in general, in proportional
representation”. In terms of section 105(1)(d) of the
Constitution,
the provincial legislature is constituted of members
elected in an electoral system that “results, in general, in
proportional
representation”. It is clear that what is
required is not “perfect” proportionality. These
sections
recognise that perfect proportionality is hard or near
impossible to achieve, particularly when independent candidates are
introduced,
and so Parliament is afforded some leeway in designing
the electoral system. Therefore, some deviation from perfect
proportionality
is not per se problematic. However, it is the
fact that the recalculation method favours large political parties
that is
of concern.
[382]
Further, it is not sufficient for Parliament to deviate from
proportionality, as provided for in sections 46(1)(d) and 105(1)(d)
of the Constitution, without providing sufficient reason for this.
The respondents appear to justify the deviation on the
basis that it
is “a logical mathematical consequence” that the system
favours large political parties. I find
this unconvincing.
It bears emphasis that the respondents have failed to produce any
evidence to demonstrate why the favouring
of large political parties
is inevitable.
[383]
However, the Atkins report shows that this bias often only
results in one or two seats being allocated to large political
parties.
It is not possible, for a number of reasons, to
determine whether this is trivial or strays too far from the
requirements of sections 46(1)(d)
and 105(1)(d) of the
Constitution. Before we can rule the current recalculation
method unconstitutional, we must be sure
that there is an alternative
method that would not have its own pitfalls. The applicant’s
proposal for remedy has its
own difficulties. While the matters
raised by Atkins are legitimate concerns, it is not possible, in my
view, to find that
the current recalculation method is
unconstitutional. The urgent circumstances in which the case
was litigated has not allowed
this to be sufficiently explored.
During the hearing of this matter, the applicant’s Counsel made
no oral submissions
on the point, as a result of which the
respondents only touched on it in passing. The Court did not
have the benefit of a
proper engagement on the issue in oral
argument. It is thus not in the interests of justice to decide
this challenge.
Conclusion
[384]
It is clear that the first judgment centralises the rights
enshrined in section 19 of the Constitution. This is a red
herring.
Although the matter evidently triggers those rights,
it rests on accountability, a founding value of our Constitution.
More
precisely, it is about Parliament’s duty to justify its
decisions when those decisions limit rights contained in the
Constitution.
In the same manner that our political rights have
found new meaning since 1994, so too has Parliament’s duty to
justify its
decisions. As Etienne Mureinik aptly put it—
“
If
the new Constitution is a bridge away from a culture of authority, it
is clear what it must be a bridge to. It must lead
to a culture
of justification – a culture in which every exercise of power
is expected to be justified; in which the leadership
given by
government rests on the cogency of the case offered in defence of its
decisions, not the fear inspired by the force at
its command.”
[236]
I
am not convinced that Parliament has adequately adhered to these
prescripts.
[385]
However, for the reasons I have stated, I do not consider that
we can do justice to the recalculation challenge by way of the
present
urgent application for direct access. Accordingly, if I
had commanded the majority, I would have declined to grant
urgent direct access in respect of the recalculation challenge.
This does not affect my agreement with the second judgment’s
costs order, since both on my approach and on the second judgment’s
approach the applicant would not have achieved success
on the
recalculation challenge.
For
the applicant:
AA
Gabriel SC, MZ Suleman, S Mdletshe and CJ Moodley instructed by
Thompson Wilks Incorporated.
For
the second respondent:
S
Budlender SC, A Nacerodien and M De Beer instructed by State
Attorney, Cape Town.
For
the third respondent:
A
Bham SC and J Bleazard instructed by Moeti Kanyane Incorporated.
For
the fourth and fifth respondents:
K
Pillay SC, LJ Zikalala and G Solik instructed by State Attorney,
Cape Town.
For
the amicus curiae:
M
du Plessis SC, P Maharaj-Pillay and C Kruyer instructed by
Webber Wentzel.
[1]
73
of 1998.
[2]
1 of 2023.
[3]
New
Nation Movement NPC v President of the Republic of South Africa
[2020] ZACC 11
; 2020 (6) SA 257 (CC); 2020 BCLR
950 (CC).
[4]
New
Nation Movement
above
n 3 para 10
.
[5]
New
Nation Movement
above
n 3 para 4.
[6]
United
Democratic Movement v Speaker, National Assembly
[2017]
ZACC 21
;
2017
(5) SA 300
(CC); 2017 (8) BCLR 1061 (CC) at paras 73-4.
[7]
Id.
[8]
UDM II
above
n 6.
[9]
UDM
II
above
n 6 at para 37.
[10]
New
Nation Movement
above
n 3 at paras 52-3 provides that:
“
[52]
Being coerced to form or join a political party is an issue that may
fundamentally touch
one’s inner core; a matter that goes to
one’s conscience. And freedom of conscience is protected
by section
15(1) of the Constitution. It is so that individual
members of a legislature remain ‘free to follow the dictates
of personal conscience’. But they do so at their own
peril because ‘if [they] wish to be re-elected they need
to
bear in mind party discipline’. A classic Hobson’s
choice for somebody who does not want to be shackled
by party
politics and constraints. Ms Revell, the second
applicant, is such a person. We cannot make light of
her
choice. In the interpretative exercise, her personal situation
is merely illustrative.
[53]
We cannot dismissively say if you stand for political office through
a political
party, it makes no difference; you still do stand for
political office. It may make all the difference to some. And
it does to Ms Revell. She explains that, as a representative
and leader of the Korana nation, a section of the Khoi and
San
people, she is averse to forming or joining a political party. Hers
is not a for-the-sake-of-it objection. I
understand her point
perfectly. I read it to mean that, as a leader of a nation,
she does not want to be constrained by
that kind of partisanship
that comes with being a member of a political party. That
partisanship makes you ultimately answerable
to the party.
Being free of those shackles will make Ms Revell directly answerable
to her nation, not to a political party.
That is the choice
she is making. In my book, it is a valid choice. Surely,
her example is not isolated. There
must be many and varied
other examples. Subject to the Lavigne threshold, we cannot
make light of them.”
[11]
51 of 1996.
[12]
Regulations for the Registration of Political Parties, 2004, GN R217
GG
26058,
7 January 2004.
[13]
Regulation 8 of 2004 Regulations.
[14]
Molusi
v Voges N.O.
[2016]
ZACC 6
;
2016 (3) SA 370
(CC);
2016 (7) BCLR 839
(CC) at para 27 and
Prince v President
of the Law Society of the Cape of Good Hope
[2002] ZACC 1
;
2002 (2) SA 794
(CC); 2002 (3) BCLR 231
(CC) at para 22.
[15]
Affordable
Medicines Trust v Minister of Health
[2005]
ZACC 3
;
2006 (3) SA 247
(CC);
2005 (6) BCLR 529
(CC).
[16]
New
National Party v Government of the Republic of South Africa
[1999]
ZACC 5
;
1999 (3) SA 191
(CC);
1999 (5) BCLR 489
(CC)
at
para 13.
[17]
Id
at para 14.
[18]
66 of 1995.
[19]
See
New
National Party
above
n 15 at paras 18, 20, 37, 46 and 47.
[20]
Section 1(a) of the LRA.
[21]
South
African Police Service v Police and Prisons Civil Rights Union
[2011]
ZACC 21; 2011 (6) SA 1 (CC);
2011
(9) BCLR 992 (CC).
[22]
Islamic
Unity Convention v Independent Broadcasting Authority
[2002] ZACC 3
;
2002 (4) SA 294
(CC); 2002 (5) BCLR 433 (CC).
[23]
South
African Transport and Allied Workers Union v Garvas
[2012]
ZACC 13
;
2013 (1) SA 83
(CC);
2012 (8) BCLR 840
(CC).
[24]
205
of 1993.
[25]
Mlungwana
v State
[2018] ZACC 45; 2019 (1) SACR 429 (CC); 2019 (1) BCLR 88 (CC).
[26]
Affordable
Medicines
above
n 14.
[27]
101
of 1965.
[28]
Regulation
18(3) of the General Regulations made in terms of the Medicines and
Related Substances Act, 1965 (Act 101 of 1965)
GNR 844
GG
26572,
16 July 2004.
[29]
Affordable
Medicines
above
n 14 at para 55.
[30]
Section 12(1) of the Constitution of the Federal Republic of
Germany, 1949.
[31]
Id.
[32]
New
National Party
above n 15.
[33]
Democratic
Party v Minister of Home Affairs
[1999]
ZACC 4
;
1999 (3) SA 254
(CC);
1999 (6) BCLR 607
(CC)
.
[34]
Richter
v Minister of Home Affairs
[2009] ZACC 3; 2009 (3) SA 615 (CC); 2009 (5) BCLR 448 (CC).
[35]
August
v Electoral Commission
[1999]
ZACC 3; 1999 (3) SA 1 (CC); 1999 (4) BCLR 363 (CC).
[36]
Id at para 17.
[37]
72 of 1986.
[38]
New
National Party
above
n 15 at para 10
.
[39]
Id
at para 11
.
[40]
Id
at para 12
.
[41]
Id.
[42]
Id
at para 13.
[43]
Id
at paras 15-6.
[44]
Id
at para 19
.
[45]
Id
.
[46]
Id
at para 20
.
[47]
Id at para 21.
[48]
Id
at para 22
.
[49]
Id.
[50]
Id
at para 21.
[51]
Id
at para 23
.
[52]
Id
at para 10.
[53]
Id at para 37.
[54]
Richter
above
n 34 at para 53.
[55]
Id.
[56]
Id
at para 56.
[57]
Id
at paras 57-8.
[58]
Id at para 68.
[59]
Id
at para 70.
[60]
Organisation
Undoing Tax Abuse v Minister of Transport
[2023] ZACC 24
; 2023 JDR 2533 (CC);
2023 (10) BCLR 1189
(CC) (
OUTA
).
[61]
46 of 1998.
[62]
OUTA
above n 60 at para 108.
[63]
Id at para 114.
[64]
Id.
[65]
Rex v
Beerman
1947 (2) SA 1028 (C).
[66]
Id at 1030.
[67]
Society
of Advocates of Natal v De Freitas
1997
(4) SA 1134
(N).
[68]
Id
at 1122.
[69]
The
Magic Company (Pty) Ltd v Moleketi, the Member of the Executive
Council of the Gauteng Province Responsible for Finance and
Economic
Affairs
1999 JDR 0521 (T).
[70]
S
v Perumal
1977
1 SA 526
(N).
[71]
Feinstein
v Baleta
1930 AD 319
at 323 and 329.
[72]
Municipal
Corporation v Virgo
[1896] A.C. 88
(1).
[73]
Attorney-General
for Ontario v Attorney-General for the Dominion
1896 A.C. 348
at para 363.
[74]
South
African Transport and Allied Workers Union (SATAWU) v Moloto
[2012] ZACC 19; 2012 (6) SA 249 (CC); 2012 (11) BCLR 1177 (CC).
[75]
Chemical
Workers’ Industrial Union v Plascon Decorative (Inland) (Pty)
Ltd
[1998] ZALAC 27
(
CWIU
).
[76]
Biowatch
Trust v Registrar, Genetic Resources
[2009] ZACC 14
;
2009 (6) SA 232
(CC);
2009 (10) BCLR 1014
(CC).
[77]
Sen
The
Idea of Justice
(Belknap
Press, Cambridge 2009) at 324.
[78]
Mogale
v Speaker of the National Assembly
[2023] ZACC 14
; 2023 JDR 1816 (CC);
2023 (9) BCLR 1099
(CC) at para
4.
[79]
Figueroa
v Canada (Attorney General)
2003 SCC 37
;
[2003] 1 SCR 912
at 936.
[80]
In
Illinois
State Board of Elections v Socialist Workers Party
[1979] USSC 27
;
440
US 173
(1979) (
Illinois
State Board
)
at 185 6,
the
United States Supreme Court similarly expressed the dual role
of elections: “An election campaign is a means of
disseminating ideas as well as attaining political office.
Overbroad restrictions on ballot access jeopardize this form
of
political expression”.
[81]
The
parliamentary deliberations can be found here: Parliamentary
Monitoring Group
Electoral
Amendment Bill
(B1-2022),
available at:
https://pmg.org.za/bill/1054/.
[82]
New
National Party
above
n 15.
[83]
Moloto
above n 74.
[84]
Garvas
above
n 23.
[85]
Mlungwana
above
n 25.
[86]
Ex
Parte Minister of Safety and Security: In re S v Walters
[2002] ZACC 6
;
2002 (4) SA 613
(CC);
2002 (7) BCLR 663
(CC) at para
26.
[87]
New
National Party
above n 16 at paras 19-20.
[88]
S v
Zuma
[1995] ZACC 1
;
1995 (2) SA 642
(CC);
1995 (4) BCLR 401
(CC) at para
21;
S v
Makwanyane
[1995] ZACC 3
;
1995 (3) SA 391
(CC);
1995 (6) BCLR 665
(CC) at paras
100-2;
Ferreira
v Levin N.O.
[1995] ZACC 13
;
1996 (1) SA 984
(CC);
1996 (1) BCLR 1
(CC) at para
44;
S v
Mamabolo
[2001]
ZACC 17
;
2001 (3) SA 409
(CC);
2001 (5) BCLR 449
(CC) at para 1.
[89]
Walters
above n 86 at para 26.
[90]
Cheadle et al
South
African Constitutional Law: The Bill of Rights
Service 34 (2023) at 30-3 to 30-4. See also Woolman and Botha
“Limitations” in Woolman et al (eds)
Constitutional
Law of South Africa
Service
5 (2013) at 34-3 to 34-6; Currie and De Waal
Bill
of Rights Handbook
6 ed (Juta & Co Ltd, Cape Town 2013) at 145-6.
[91]
New
National Party
above n 16 at paras 21 and 23.
[92]
Democratic
Party
above
n 33.
[93]
Richter
above
n 34.
[94]
Democratic
Party
above n 33 at para 12.
[95]
Richter
above
n 34 at para 58.
[96]
New
National Party
above
n 16 at paras 10-3.
[97]
Affordable
Medicines
above
n 15.
[98]
South
African Diamond Producers Organisation v Minister of Minerals and
Energy N.O.
[2017]
ZACC 26
;
2017 (6) SA 331
(CC);
2017 (10) BCLR 1303
(CC) (
South
African Diamond Producers Organisation
).
[99]
Affordable
Medicines
above
n 15 a
t
para 68 (emphasis added).
[100]
Id at para 73.
[101]
South
African Diamond Producers Organisation
above n 98 a
t
paras
66-71.
[102]
Moloto
above n 74 at paras 52 and 54.
[103]
Id at
paras
69-70.
[104]
Id
at para 69.
[105]
Id.
[106]
CWIU
above
n 75.
[107]
Id
at para 29.
[108]
Id at para 21.
[109]
Moloto
above n 74 at para 69.
[110]
Garvas
above n 23.
[111]
Id at paras 61 and 71.
[112]
Id at para 32.
[113]
Id at para 55. Here, the Court said:
“
The
mere legislative regulation of gatherings to facilitate the
enjoyment of the right to assemble peacefully and unarmed,
demonstrate,
picket and petition may not in itself be a limitation.
Section 11(2), read with section 11(1), goes further than
simply
to regulate the exercise of the right in order to facilitate
its full and appropriate enjoyment by those who organise and those
who participate.”
[114]
Garvas
above
n 23 at paras 34-43.
[115]
Id at para 60.
[116]
Id
at para 59.
[117]
Id at para 57.
[118]
Id at paras 46-7.
[119]
Id
at para 130 and
Moloto
above
n 74 at para 20.
[120]
Garvas
above
n 23 at para 130.
[121]
Id
at paras 81-4.
[122]
Id at para 57.
[123]
First judgment at [177]. See also at [104].
[124]
Mlungwana
above
n 25 at para 51.
[125]
Walters
above
n 86 at para 27.
[126]
Brickhill and Babiuch “Political Rights” in Woolman et
al (eds)
Constitutional
Law of South Africa
Service
5 (2013) vol 3 at 45-18 and 45-19; Rautenbach “Political
Rights” in
Bill
of Rights
Compendium
Service
37 (2018) at 1A67.4.
[127]
Brickhill
and Babiuch above n 128 at 45-21.
[128]
Sections 32 and 33 of the Constitution.
[129]
New
National Party
above
n 16 at para 118.
[130]
Id.
[131]
Richter
above n 34 at para 55.
[132]
Positive obligations imposed on the state include: (a) setting a
date for elections; (b) securing the secrecy of the ballot;
(c)
establishing an independent and impartial IEC to ensure free and
fair elections and to take reasonable steps to ensure eligible
voters are registered; (d) providing the legal framework,
infrastructure and resources necessary for the holding of free and
fair elections; (e) ensuring that national, provincial and municipal
elections are held in terms of an electoral system which
must be
prescribed by national legislation; (f) an electoral system that
must, in general, result in proportional representation;
(g)
elections for the National Assembly must be based on the national
common voters’ roll; and (h) elections for provincial
legislatures and municipal councils must be based on the province’s
segment and the municipality’s segment of the
national common
voters’ roll respectively.
Richter
above n 34 at paras 53-4;
Minister
of Home Affairs v National Institute for Crime Prevention and the
Re Integration of Offenders (NICRO)
[2004] ZACC 10
;
2005 (3) SA 280
(CC);
2004 (5) BCLR 445
(CC) at
para 28;
New
National Party
above n 16 at para 13;
August
above
n 35 at para 16.
[133]
Positive obligations imposed on citizens include: (a) registering in
good time; (b) travelling to a voting station (which may
be at a
distance); (c) being in possession of a bar-coded identity document;
and (d) potentially standing in a long queue to
vote. See
Richter
above n 34 at para 55;
New
National Party
above n 16 at para 15.
[134]
New
National Party
above
n 16 at para 26.
[135]
Richter
above n 34 at para 55.
[136]
New
National Party
above
n 16 at
para
21.
[137]
Rautenbach “Political Rights” above n 128 at 1A67.4.
[138]
Walters
above
n 86 at para 27.
[139]
Id at para 26.
[140]
Moloto
above n 74 at paras 69-71 and
Garvas
above n 23 at para 60.
[141]
New
National Party
above
n 16 at para 23.
[142]
Rautenbach “Political Rights” above n 128 at 1A67.4.
[143]
Id.
[144]
New
National Party
above
n 16 at para 26.
[145]
See [234] to [236] above.
[146]
Rautenbach “Limitations”
Bill
of Rights
Compendium
Service
37
(2018) at 1A31.
[147]
Sections 18, 19(1) and 19(2) of the Constitution.
[148]
Ramakatsa
v Magashule
[2012] ZACC 31
; 2013 JDR 2203 (CC);
2013 (2) BCLR 202
(CC).
[149]
Id
at para 70.
[150]
August
above
n 35 at para 74.
[151]
Section 19(3)(b) of the Constitution.
[152]
Mandela
Long
Walk to Freedom
(Little, Brown and Company, 1994) at 28.
[153]
African National Congress “The Freedom Charter”,
available at:
https://www.anc1912.org.za/the-freedom-charter-2/
.
[154]
Id.
[155]
My Vote
Counts NPC v Minister of Justice and Correctional Services
[2018] ZACC 17; 2018 (5) SA 380 (CC); 2018 (8) BCLR 893 (CC).
[156]
Id
at para 29.
[157]
New
Nation Movement
above n 3 at para 14.
[158]
Section 19(3)(b) of the Constitution.
[159]
Cheadle et al above n 90 at 14-3.
[160]
Section 19(1) of the Constitution states:
“
Every
citizen is free to make political choices, which includes the right—
(a)
to form a political party;
(b)
to participate in the activities of, or recruit members for, a
political party; and
(c)
to campaign for a political party or cause.”
[161]
New
Nation Movement
above n 3 at para 17.
[162]
Id.
[163]
In this regard, in
Pilane
v Pilane
[2013]
ZACC 3
; 2013 JDR 0295 (CC);
2013 (4) BCLR 431
(CC) at para 69, this
Court stated as follows:
“
It
strikes me that the exercise of the right to freedom of expression
can be enhanced by group association. Similarly, associative
rights can be heightened by the freer transmissibility of a group’s
identity and purpose, expressed through its name, emblems
and
labels. These rights are interconnected and complementary.
Political participation, actuated by the lawful exercise
of
these rights, can and should assist in ensuring accountability in
all forms of leadership and in encouraging good governance.”
My
Vote Counts II
above n 157 at para 27
states the following:
“
Choice
is of its own a loaded concept. And much more is required of a
choice-maker if the choice to be made is political
in character and
affects important national interests. The gravity of the
choice is more pronounced in relation to the
right of an adult
citizen to participate or vote in the elections for ‘any
legislative body’. This is because
of the centrality of
elections in the functioning, preservation and effectiveness of our
constitutional democracy.”
See
also Cheadle et al above n 90 at 14-3; Brickhill
and Babiuch
above n 128 at 45-30; Rautenbach above n 128 at
1A67.1.
[164]
New
Nation Movement
above n 3 at para 27 captures Haysom’s reasoning for the
protection of freedom of association:
“
These
are a wide range of reasons why freedom of association is so highly
prized, vigorously protected and widely acclaimed as
a cornerstone
of a democratic society. These reasons belong to one or other
of two perspectives: a perspective which emphasises
the need to
associate in order to realise fully one’s humanity – to
interact, combine, make common purpose and enjoy
life with other
persons sharing one’s cultural, personal, political or
economic interests. The second perspective
emphasises the
necessity to a functioning democracy of such a freedom, for a proper
and coherent expression and interplay of
collective interests.
Both perspectives are, however, grounded on the same understanding
that a person alone is an atomised,
powerless, lonely being without
a foundation for developing an identity or the capacity to influence
or change his or her physical
environment or social world.”
Haysom
“Significance of the Freedom of Association” in Cheadle
et al (eds) in
South African Constitutional Law: The Bill of
Rights
Service 27 (2019) at 13.1.
[165]
New
Nation Movement
above n 3 at para 22.
[166]
Haysom “Significance of the Freedom of Association”
above n 166 at 13.1.
[167]
New
Nation Movement
above n 3 at para 14.
[168]
Id at para 143.
[169]
Section 1(d) of the Constitution and Cheadle et al above n 90 at
14-1.
[170]
Section 181(1)(f) of the Constitution.
[171]
In
New
Nation Movement
above n 3 at para 14, this Court stated as follows:
“
It
seems to me that in the context of this matter the freedom of
association challenge is inextricably linked to what the content
of
the section 19(3)(b) right really is. That is so because the
applicants’ plea is not only about adult citizens
not being
coerced to be members of political parties. It is about not
being so coerced so that they may exercise the section
19(3)(b)
right. And they can exercise that right in this fashion only
if it is guaranteed by section 19(3)(b).”
[172]
Article 25 of the International Covenant on Civil and Political
Rights, 1994 (enshrining the rights “to vote and be elected”);
Article 23 of the American Convention on Human Rights, 1969; Article
13 of the African Charter on Human and People’s Rights,
27
June 1981 (proclaiming that “every citizen shall have the
right to participate freely in the government of his country”);
Protocol 1, Article 3 of the European Convention on Human Rights,
1953 (interpreted to include the right to stand for election
in 1987
in the decision in
Mathie-Mohin
v Belgium
(1988) 10 EHRR 1
at para 51).
[173]
Article 21 of the Universal Declaration of Human Rights, 1948.
[174]
Comments from Governments on the Draft International Declaration on
Human Rights, Draft International Covenant on Human Rights
and the
Question of Implementation, UN doc E/CN.4/82/ADD.4 (1948) at
23, available at:
https://documents-dds
ny.un.org/doc/UNDOC/GEN/GL9/001/46/PDF/GL900146.pdf?OpenElement.
[175]
The constitution of Canada explicitly protects the right to
candidacy. Canadian courts have interpreted this provision
to
be “one of the most fundamental in the Charter, going as it
does to the very heart of a free and democratic society”.
Harvey
v New Brunswick (Attorney General)
1996 CanLII 163
(SCC);
[1996] 2 SCR 876
at 905.
[176]
Cheadle et al above n 90 at
30-3
to 30-4.
[177]
Id; Woolman and Botha above n 30 at 34-5 fn 2.
[178]
First judgment at [171].
[179]
First
judgment at [72].
[180]
Draft regulations were published on 28 July 2023 for comment by 27
August 2023: GN 1934 of 2023,
GG 49051
,
28 July 2023.
[181]
S v
Manamela (Director-General of Justice Intervening)
[2000] ZACC 5
;
2000 (3) SA 1
(CC); 2000 (5) BCLR 491 (CC).
[182]
Id at para 32.
[183]
Currie
and De Waal above n 90 at 178.
[184]
51
of 1996.
[185]
Regulations
for the Registration of Political Parties, GN R712
GG
21386,
13 July 2000. Regulation 3 required the party’s
deed of foundation to be signed by at least 50 qualified
voters.
[186]
Regulations
for the Registration of Political Parties, GN R1204
GG
31452,
22 September 2008.
[187]
Proc R35 GG 45060 of 27 August 2021
.
The
signature requirements are contained in regulation 3(1)(a).
[188]
The number of signatures required at 15% of the regional quota for
the 2019 elections, as per the IEC’s July 2022
presentation, range from: 10 271 (Northern Cape); 10 652
(North West); 11 329 (Limpopo); 11 340 (Free State);
11 657 (Eastern Cape); 11 925 (Mpumalanga); 13 045
(Kwa-Zulu Natal); 13 201 (Western Cape); to 13 890 (Gauteng).
[189]
See
fn 190.
[190]
The Danish Parliament
Political
Parties
,
available at:
https://www.thedanishparliament.dk/political-parties
;
and Parliament of the Republic of South Africa
National
Assembly
,
available at:
https://www.parliament.gov.za/national-assembly
.
[191]
Ministry of the Interior and Health and The Danish Parliament
The
Parliamentary Electoral System in Denmark
(2011)
at 19, available at:
https://elections.im.dk/media/15737/parliamentary-system-dk.pdf
.
[192]
Id.
[193]
The first judgment at [178] claims my consideration of foreign
jurisdictions “violates their right to a fair public hearing
guaranteed by section 34 of the Constitution”. This is
not so. The matter of comparative jurisdictions was
traversed
on the papers. It addresses precisely the legal issue before
us: signature requirements for independent candidates.
Rather
than representing an infringement on the parties’ right to a
fair hearing under section 34, my consideration of
foreign law
directly aligns with section 39(1)(c)’s encouragement to
“consider foreign law” when interpreting
the Bill of
Rights.
Section 1(1)
of the
Law of Evidence Amendment Act 65
of 1988
provides in relevant part: “Any court may take
judicial notice of the law of a foreign state and of indigenous law
in so
far as such law can be ascertained readily and with sufficient
certainty. Our courts do this often, and this matter is no
different.
[194]
Inter-Parliamentary Union
Albania
Kuvendi
(Parliament)
,
Electoral
System
,
available at:
http://archive.ipu.org/parline-e/reports/2001_B.htm
.
[195]
Inter-Parliamentary Union
Australia
(Senate)
,
Electoral
System
,
available at:
http://archive.ipu.org/parline-e/reports/2016_B.htm
.
[196]
Inter-Parliamentary Union
Botswana
(National Assembly)
,
Electoral
System
,
available at:
http://archive.ipu.org/parline-e/reports/2041_B.htm
.
[197]
Inter-Parliamentary Union
Canada
(House of Commons)
,
Electoral
System
,
available at:
http://archive.ipu.org/parline-e/reports/2055_B.htm
.
[198]
Inter-Parliamentary Union
Denmark
(Folketinget)
,
Electoral
System
,
available at:
http://archive.ipu.org/parline-e/reports/2087_B.htm
.
[199]
Inter-Parliamentary Union
Finland
(Eduskunta Riksdagen),
Electoral
System
,
available at:
http://archive.ipu.org/parline-e/reports/2111_B.htm
.
[200]
Inter-Parliamentary Union
Germany
(Deutscher Bundestag),
Electoral
System
,
available at:
http://archive.ipu.org/parline-e/reports/2121_B.htm
.
[201]
Inter-Parliamentary Union
Greece
(Vouli Ton Ellinon),
Electoral
System
,
available at:
http://archive.ipu.org/parline-e/reports/2125_B.htm
.
[202]
Inter-Parliamentary Union
India
(Lok Sabha), Electoral System
,
available at:
http://archive.ipu.org/parline-e/reports/2145_B.htm
.
[203]
Inter-Parliamentary Union
Italy
(Camera dei Deputati), Electoral System
,
available at:
http://archive.ipu.org/parline-e/reports/2157_B.htm
;
and
ACE
Project: the Electoral Knowledge Project
Parties
and Candidates
,
available at:
https://aceproject.org/main/english/pc/pcc05a.htm.
[204]
Inter-Parliamentary Union
Kenya
(Senate), Electoral System
,
available at:
http://archive.ipu.org/parline-e/reports/2168_B.htm
.
[205]
Inter-Parliamentary Union
Lesotho
(National Assembly), Electoral System
,
available at:
http://archive.ipu.org/parline-e/reports/2181_B.htm
.
[206]
Inter-Parliamentary Union
Mauritius
(National
Assembly), Electoral System
,
available at:
http://archive.ipu.org/parline-e/reports/2209_B.htm
.
[207]
Inter-Parliamentary Union
Namibia
(National Assembly)
,
Electoral System
,
available at:
http://archive.ipu.org/parline-e/reports/2225_B.htm
.
[208]
Inter-Parliamentary Union
Zambia
(National
Assembly), Electoral System
,
available at:
http://archive.ipu.org/parline-e/reports/2359_B.htm
.
[209]
Inter-Parliamentary Union
United
Kingdom
(House
of Commons)
,
Electoral
System
,
available at:
http://archive.ipu.org/parline-e/reports/2335_B.htm
.
[210]
Inter-Parliamentary Union
Zimbabwe
(National
Assembly), Electoral System
,
available at:
http://archive.ipu.org/parline-e/reports/2361_B.htm
.
[211]
Venice Commission
Report
on thresholds and other features of electoral systems which bar
parties from access to parliament
(March 2010) at 3
available at:
https://www.venice.coe.int/webforms/documents/default.aspx?pdffile=CDL-AD(2010)007-e.
[212]
Id.
[213]
See
Figueroa
above n 79.
[214]
Illinois
State Board
above n 80 at 186.
[215]
Molusi
above
n 14 at paras 27-8.
[216]
Id;
Maphango
v Aengus Lifestyle Properties (Pty) Ltd
[2012] ZACC 2
;
2012 (3) SA 531
(CC);
2012 (5) BCLR 449
(CC) at paras
109-14;
CUSA
v Tao Ying Metal Industries
[2008]
ZACC 15
;
2009 (2) SA 204
(CC);
2009 (1) BCLR 1
(CC) at para 68; and
Barkhuizen
v Napier
[2007] ZACC 5
;
2007 (5) SA 323
(CC); 2007 (7) BCLR 691 (CC)
at para 39.
[217]
Speaker
of the National Assembly v New Nation Movement NPC
[2022] ZACC 24
; 2022 JDR 1766; 2022 (9) BCLR 1165 (CC) at
para 76.
[218]
Biowatch
above
n 76.
[219]
Item
22
of the amended Schedule 1A, which is a repeat of item 23 of the
unamended Schedule 1A, says the following:
“
(1)
In the event of a vacancy in a legislature of a seat allocated to a
party,
the party which the vacating member represented must fill the
vacancy by nominating a person—
(a)
whose name appears on the list of candidates from which that party’s
members were originally nominated; and
(b)
who is the next qualified and available person on the list.
(2)
A nomination to fill a vacancy must be submitted to the Speaker
of
the legislature in writing.
(3)
If a party represented in a legislature dissolves or ceases to exist
and the members in question vacate their seats in consequence of
section 47(3)(c)
or section 106(3)(c) of the Constitution, the seats
in question must be allocated to the remaining parties with the
changes required
by the context as if such seats were vacated seats
in terms of item 23 and item 24, as the case may be.”
[220]
New
Nation Movement
above
n 3 at para 120.
[221]
Id.
[222]
Bato
Star Fishing (Pty) Limited v Minister of Environmental Affairs and
Tourism
[2004]
ZACC 15
; 2004 (4) SA 490 (CC)
[2004] ZACC 15
; ;
2004 (7) BCLR 687
(CC) at
para 48.
[223]
New
National Party
above
n 16 at paras 19-20.
[224]
Second
Judgment at [230].
[225]
Id
at [242].
[226]
Sections
46(1)(d) and 105(1)(d) of the Constitution.
[227]
“
Vote
share” is the proportion of the total votes cast that is
received by a particular party.
[228]
Electoral Task Team
Report
of the Electoral Task Team
(January 2003), available at
https://pmg.org.za/policy-document/346/
.
[229]
Doctors
for Life International v Speaker of the National Assembly
[2006]
ZACC 11
;
2006 (6) SA 416
(CC);
2006 12 BCLR 1399
(CC) at fn 10.
[230]
Dworkin “Equality, Democracy and Constitution: We the People
in Court” (1990) 28
Alberta
Law Review
324.
[231]
Doctors
for Life
above
n 233 at paras 19-20.
[232]
Kham v
Electoral Commission
[2015] ZACC 37
;
2016 (2) SA 338
(CC);
2016 (2) BCLR 157
(CC) at para
76.
[233]
S
v Makwanyane
above
n 88 at para 102.
[234]
Moise v
Greater Germiston Transitional Local Council: Minister of Justice
and Constitutional Development Intervening (Women’s
Legal
Centre as Amicus Curiae)
[2001]
ZACC 21
;
2001 (4) SA 491
(CC);
2001 (8) BCLR 765
(CC) at para 18.
[235]
Second
Judgment at [213].
[236]
Mureinik
“A Bridge to Where? Introducing the Interim Bill of Rights.”
(1994) 10
South
African Journal of Human Rights
at
32.
sino noindex
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