Case Law[2025] ZASCA 114South Africa
Ntuli v S (128/2023) [2025] ZASCA 114 (30 July 2025)
Supreme Court of Appeal of South Africa
30 July 2025
Headnotes
Summary: Criminal Law – Common purpose neither averred in the charge sheet nor proved in evidence – conviction applying the doctrine violates an accused’s right to a fair trial guaranteed by s 35(3)(a) of the Constitution.
Judgment
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# South Africa: Supreme Court of Appeal
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## Ntuli v S (128/2023) [2025] ZASCA 114 (30 July 2025)
Ntuli v S (128/2023) [2025] ZASCA 114 (30 July 2025)
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sino date 30 July 2025
THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
JUDGMENT
Not
Reportable
Case no: 128/2023
In the matter between:
MBALENHLE
SYDNEY NTULI
APPELLANT
and
THE
STATE
RESPONDENT
Neutral
citation:
Ntuli v
The State
(128/2023)
[2025] ZASCA 114
(30 July
2025
)
Coram:
MATOJANE, UNTERHALTER, KOEN and COPPIN
JJA and DAWOOD AJA
Heard:
6 May 2025
Delivered:
This judgment was handed down
electronically by circulation to the parties’ representatives
by email, publication on the Supreme
Court of Appeal website and
released to SAFLII. The time and date for hand-down is deemed to be
11h00 on 30 July 2025.
Summary:
Criminal Law – Common purpose neither averred in the charge
sheet nor proved in evidence – conviction applying the doctrine
violates an accused’s right to a fair trial guaranteed by s
35(3)
(a)
of the Constitution.
ORDER
On
appeal from:
Gauteng
Division of the High Court, Johannesburg (Spilg and Monama JJ and
Matshitse AJ sitting as a court of appeal):
1
The appeal in respect of counts 6, 7 and 8
(the attempted murder counts) is upheld.
2
The order of the full court is set aside
and substituted with the following:
a)
The appeal succeeds to the extent that the
convictions and sentences imposed by the Newlands Regional Court (the
regional court)
in respect of counts 6, 7 and 8 are set aside, but
the appeal is otherwise dismissed; and
b)
The appellant shall accordingly serve an
effective period of 15 years’ imprisonment in respect of counts
1 to 5, from the
date of sentencing in the regional court.
JUDGMENT
Dawood
AJA (Matojane, Unterhalter, Koen and Coppin JJA concurring)
Introduction
[1]
The appellant, Mr Mbalenhle Sydney Ntuli
(Mr Ntuli), accused number two before the Newlands Regional Court
(the regional court),
was convicted of the following offences:
(a)
Count 1, robbery with aggravating circumstances;
(b)
Counts 2 to 5, possession of an unlicensed firearm; and
(c)
Counts 6 to 8, attempted murder.
[2]
Mr Ntuli was sentenced by the regional
court as follows in respect of the aforesaid counts:
(a)
Count 1, to 15 years’ imprisonment;
(b)
Counts 2 to 5, to five years’ imprisonment (the counts were
taken together for the purpose
of sentencing, and ordered to run
concurrently with the sentence imposed in respect of count 1);
(c)
Counts 6 to 8, to five years’ imprisonment (the counts were
taken together for the purpose
of sentence and were ordered to run
consecutively with the sentence imposed in respect of count 1). Mr
Ntuli was accordingly sentenced
to an effective period of 20 years’
imprisonment.
[3]
On appeal to it, the full court of the Gauteng Division
of the High
Court, Johannesburg (the full court) upheld these convictions and
sentences. Mr Ntuli applied for and was granted
special leave to
appeal to this Court against the decision of the full court in
respect of counts 6 to 8. He submits that the full
court’s
reliance on the doctrine of common purpose in respect of these counts
was a violation of his right to a fair trial.
Factual background
[4]
The relevant charges, as reflected in the
transcripts and accepted as correct by the parties, read as follows:
(a)
Count 6, attempted murder, that the accused are guilty of the crime
of attempted murder in that
upon or about 31 May 2008 and at or near
Northcliff in the Regional District of Gauteng the accused unlawfully
and intentionally
attempted to kill Marcelle Kenneth Coleridge, a
male person, by shooting at him.
(b)
Count 7, attempted murder, that the accused are guilty of the crime
of attempted murder in that
upon or about 31 May 2008 and at or near
Northcliff in the Regional District of Gauteng the accused unlawfully
and intentionally
attempted to kill Bryan van Heerden, a male person,
by shooting at him.
(c)
Count 8, attempted murder, that the accused are guilty of the crime
of attempted murder in that
upon or about 31 May 2008 and at or near
Northcliff in the Regional District of Gauteng the accused unlawfully
and intentionally
attempted to kill Craig Cowie (Constable Cowie), a
male person, by shooting at him.
[5]
It is evident from the charges themselves
that the State did not indicate that it would be relying on the
doctrine of common purpose
in respect of the aforesaid counts.
Furthermore, the State did not seek to amend the charge sheet at any
stage of the proceedings
to rely upon the doctrine of common purpose.
The State however sought to rely on Mr Ntuli’s actual
participation in the commission
of the offences referred to in counts
6 to 8.
[6]
Mr Allan Hoskins, the complainant on the
robbery count, testified that accused one and Mr Ntuli ran out of the
house shooting in
the same direction and shooting at the entrance
gate to the property as well. The complainants in the attempted
murder counts were
in the vicinity of the gate. He did not elaborate,
but appeared to suggest that both accused shot at the police. His
evidence,
however, was directly contradicted by Inspector Marcelle
Coleridge and Constable Bryan van Heerden who testified that they
saw
accused number three shooting at them. Constable Cowie testified that
accused number one and accused number three shot at him.
Detective
Sergeant Elaine Crossing testified that she saw three African males
exiting the house and suddenly started shooting at
the police. Her
evidence was not supported by any of the other State witnesses who
all testified that accused number three came
out of the house first,
and after a short while Mr Ntuli and accused number one came out. Her
evidence was also contradicted by
the other witnesses regarding
whether there was direct participation by Mr Ntuli in that shooting.
There was accordingly conflicting
evidence as to whether Mr Ntuli
directly participated in the attempted murder counts.
[7]
There was, in light of the contradictory
evidence, insufficient evidence to establish that Mr Ntuli actually
committed the attempted
murders. The prosecutor also erroneously put
to Mr Ntuli that Constable Cowie’s testimony was to the effect
that he (Mr Ntuli)
came running out of the house, firing at them.
This was denied by Mr Ntuli. What is clear from the evidence led in
support of the
State’s case and the cross-examination of Mr
Ntuli is that the State intended to rely on Mr Ntuli actually having
committed
the attempted murders, as opposed to his having formed a
common purpose with his co-accused to commit the attempted murders.
[8]
That is also the basis on which the
regional court understood the State’s case, holding, when
convicting Mr Ntuli on the attempted
murder counts, that:
‘
By
firing shots at the police in this reckless manner, you had to
foresee that you might strike and injure or worse kill any officer
in
attendance at the scene’.
[1]
Thus, the regional
court’s conviction of Mr Ntuli was based on his own
participation, despite that not being borne out by
the evidence. The
regional court did not mention the applicability of the doctrine of
common purpose. Rather, it relied upon the
evidence of the actions of
each of the accused to determine whether each of the accused had shot
at the police officers.
[9]
The
matter, with the leave of this Court, went on appeal to the full
court. The full court correctly found that the State did not
prove
that Mr Ntuli had shot at the police and that the charge sheet did
not rely on common purpose. The full court, however, went
on to say
that the regional court had relied upon common purpose and could not
be faulted in this regard, as it was evident to
the legal
representative of Mr Ntuli that the State intended to rely on common
purpose, and there was no prejudice to Mr Ntuli
to do so. The full
court held that Mr Ntuli’s counsel never argued that the
attempted murder charges were based exclusively
on individual
culpability. It held,
inter
alia
,
that there was sufficient evidence to establish common purpose, since
Mr Ntuli had participated ‘in a well organised joint
operation’
to rob, and that ‘each participated in the robbery and each
carried his own firearm’.
[2]
Issue for
determination
[10]
The sole issue for determination is whether
the full court was correct in confirming Mr Ntuli’s conviction
by applying the
doctrine of common purpose in respect of the
attempted murder charges, or whether its reliance on the doctrine
violated Mr Ntuli’s
right to a fair trial, as enshrined in
s 35(3)
(a)
of the Constitution.
Legal position
[11]
The
authorities that follow below provide guidance regarding the approach
adopted by our courts in dealing with this issue. In
S
v Logoa
,
[3]
this Court held that it is not desirable to lay down a general rule
as to what is required in a charge sheet and that ‘[w]hether
the accused’s right to a fair trial, including his ability to
answer the charge, has been impaired, will . . . depend on
a vigilant
examination of the relevant circumstances’.
[4]
[12]
In
Johannes
September v The State
,
[5]
the Constitutional Court held as follows:
‘
It
is indeed desirable that the charge sheet refers to the relevant
penal provision of the Minimum Sentences Act. This should not,
however, be understood as an absolute rule. Each case must be
judged on its particular facts. Where there is no mention
of
the applicability of the Minimum Sentences Act in the charge sheet or
in the record of the proceedings, a diligent examination
of the
circumstances of the case must be undertaken in order to determine
whether that omission amounts to unfairness in trial.
This is
so because even though there may be no such mention, examination of
the individual circumstances of a matter may very well
reveal
sufficient indications that the accused’s section 35(3) right
to a fair trial was not in fact infringed.’
[6]
[13]
This
Court in
S
v Msimango
,
[7]
held,
inter
alia
,
as follows;
‘
It
is common cause that in convicting the appellant on count 3, the
regional magistrate relied on the doctrine of common purpose,
even
though it was never averred either in the charge sheet or proved in
evidence.
It was impermissible for the
regional magistrate to have invoked the principle of common purpose
as a legal basis to convict the
appellant on count 3, as this never
formed part of the state’s case.
Undoubtedly, the approach
adopted by the regional magistrate of relying on common purpose which
was mentioned at the end of the
trial is inimical to the spirit and
purport of s 35(3)
(a)
of the Constitution of the Republic
of South Africa, Act 108 of 1996 (the Constitution) under the
heading ‘Arrested,
detained and accused persons’. In fact
it is subversive of the notion of the right to a fair trial which is
contained in
s 35(3)
(a)
of the Constitution which provides in
clear terms that:
“
(3)
Every accused person has a right to a fair trial, which includes the
right –
(a)
to be informed of the charge with sufficient
detail to answer it...”
Section
35 falls under Chapter 2 of the Constitution under the heading, the
Bill of Rights. Section 7 of the Constitution commands
the State to
respect, protect, promote and fulfill the Rights in the Bill of
Rights. However, this is subject to s 36 of the Constitution.
The
requirement embodied in s 35(3) is not merely formal but substantive.
It goes to the very heart of what a fair trial is. It
requires the
state to furnish every accused with sufficient details to put him or
her in a position where he or she understands
what the actual charge
is which he or she is facing. In the language of s 35(3)
(a)
,
this is intended to enable such an accused person to answer and
defend himself in the ensuing trial. Its main purpose is to banish
any trial by ambush. This is so because our criminal justice system
is both adversarial and accusatory
.’
(Own emphasis.)
[14]
The full court, in this case, relied on the
doctrine of common purpose to confirm Mr Ntuli’s conviction on
the attempted murder
counts, in circumstances where the State failed
to alert Mr Ntuli to the fact that it intended to place reliance on
that doctrine.
The State,
inter alia
:
-
(a)
Failed to mention that it intended to rely on the doctrine of common
purpose in the charge sheet.
(b)
Incorrectly put to Mr Ntuli that he had directly shot at Constable
Cowie, thereby demonstrating
reliance on his direct participation as
a basis for his culpability, as opposed to a reliance on common
purpose.
(c)
Failed to seek an amendment of the charge sheet, at any stage of the
proceedings, to include reliance
on the doctrine of common purpose.
(d)
Failed to alert Mr Ntuli, at any stage of the proceedings, of the
fact that it intended to rely
on common purpose or collective
liability.
[15]
There was, accordingly, no forewarning to
Mr Ntuli that his conviction was sought on the basis of common
purpose. A conviction based
on common purpose would, in these
circumstances, amount to material unfairness. He was made to believe
that the convictions were
sought against him based on his own direct
act of shooting at the police officers. His belief, in this regard,
was strengthened
by the fact that this was put to him by the
prosecutor when he was being cross-examined. The State’s
failure to allege in
the charge sheet or alert the defence to its
reliance upon common purpose is fatal to the convictions that were
sustained on this
basis. Absent reliance on common purpose, the State
failed to discharge its
onus
to prove beyond a reasonable doubt that Mr Ntuli’s actions
amounted to attempted murder.
[16]
In the circumstances of this case the
State’s failure to have informed Mr Ntuli of its reliance on
the doctrine of common
purpose and nevertheless relying on that
doctrine to convict him on the attempted murder counts was an
infringement of his right
to a fair trial. The full court ought to
have upheld his appeal in respect of counts 6, 7 and 8.
[17]
In the result, the following order is made:
1
The appeal is upheld in respect of counts
6, 7 and 8 (the attempted murder counts).
2
The order of the full court is set aside
and substituted with the following:
a)
The appeal succeeds to the extent that the
convictions and sentences imposed by the Newlands Regional Court (the
regional court)
in respect of counts 6, 7 and 8 are set aside but the
appeal is otherwise dismissed; and
b)
The appellant shall accordingly serve an
effective period of 15 years’ imprisonment in respect of counts
1 to 5, from the
date of sentencing in the regional court.
F B A DAWOOD
ACTING JUDGE OF APPEAL
Appearances
For
the appellant:
E
A Guarneri
Instructed
by:
Legal
Aid South Africa, Johannesburg
Legal
Aid South Africa, Bloemfontein
For
the respondent:
V S
Sinthumule
Instructed
by:
Director
of Public Prosecutions, Johannesburg
Director
of Public Prosecutions
, Bloemfontein.
[1]
Page
186, lines 7-10.
[2]
See
paras 40-43 and 47-49 of the judgment of the full court.
[3]
S v
Legoa
[2002]
4 All SA 373 (SCA); 2003 (1) SACR 13 (SCA).
[4]
Ibid para 21.
[5]
M T v
S; A S B v S; September v S
[2018]
ZACC
27; 2018 (2) SACR 592 (CC); 2018 (11) BCLR 1397.
[6]
Ibid para 40.
[7]
Msimango
v S
[2017]
ZASCA
181;
2018 (1) SACR 276
(SCA) paras 14-16.
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