Case Law[2025] ZASCA 153South Africa
Itokolle-Clinix Private Hospital (Pty) Ltd v MNT obo DORM (863/2024) [2025] ZASCA 153 (16 October 2025)
Supreme Court of Appeal of South Africa
16 October 2025
Headnotes
Summary: Delict – medical negligence – injury to foetal brain – child born suffering from cerebral palsy – admitted negligence by nursing staff in monitoring of foetus and expectant mother – proof of causation – whether admitted negligence was cause of the brain injury.
Judgment
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## Itokolle-Clinix Private Hospital (Pty) Ltd v MNT obo DORM (863/2024) [2025] ZASCA 153 (16 October 2025)
Itokolle-Clinix Private Hospital (Pty) Ltd v MNT obo DORM (863/2024) [2025] ZASCA 153 (16 October 2025)
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sino date 16 October 2025
THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
### JUDGMENT
JUDGMENT
Reportable
Case
no: 863/2024
In
the matter between:
ITOKOLLE-CLINIX
PRIVATE HOSPITAL
APPELLANT
(PTY)
LTD
and
M
N T obo D O R
M
RESPONDENT
Neutral
citation:
Itokolle-Clinix
Private Hospital (Pty) Ltd v MNT obo DORM
(863/2024)
[2025] ZASCA 153
(16 October 2025)
Coram:
DAMBUZA, WEINER, MOLEFE, KEIGHTLEY and COPPIN JJA
Heard
:
11 September 2025
Delivered
:
This judgment was handed down electronically by circulation to the
parties’ representatives by email,
publication on the Supreme
Court of Appeal website, and release to SAFLII. The date for hand
down is deemed to be 16 October 2025
at 11h00
Summary:
Delict – medical negligence
–
injury to foetal brain – child born
suffering from cerebral palsy – admitted negligence by nursing
staff in monitoring
of foetus and expectant mother – proof of
causation – whether admitted negligence was cause of the brain
injury.
Compromise –
settlement – ‘Calderbank offer’ by plaintiff –
nature of offer – reconsideration
of costs in light of offer –
effect of offer – reasonableness of rejecting offer –
consequences.
ORDER
On
appeal from
:
North West Division of the High Court, Mahikeng (Nobanda AJ, sitting
as court of first instance):
The
appeal is dismissed with costs.
JUDGMENT
Coppin JA (Dambuza,
Weiner, Molefe and Keightley JJA concurring):
[1]
The appellant, Itokolle-Clinix Private Hospital (Pty) Ltd (the
hospital), was found to be jointly
and severally liable, with one Dr
Kofi Ofori Amanfo (Dr Ofori), a specialist
obstetrician and gynaecologist,
by the North West Division of the
High Court, Mahikeng (the high court) for all the proved or agreed
damages suffered by the respondent
(the plaintiff in the high court),
in her personal and representative capacities, as a result of her
daughter (D) having been born
with cerebral palsy.
[2]
This is an appeal by the hospital against the decision of the high
court declaring it to be jointly
and severally liable with Dr Ofori,
and against the order of costs, including the costs order the high
court made pursuant to an
application brought by the respondent for
the reconsideration of the costs. The high court granted the hospital
leave to appeal
to this Court. Dr Ofori did not appeal the high
court’s decision.
[3]
The two issues in this appeal are, first, the liability of the
hospital for the respondent’s
damages (the causation), and
second, the liability of the hospital for the respondent’s
trial costs pursuant to a so-called
‘Calderbank offer’,
[1]
made by the respondent to the hospital and Dr Ofori, which was not
accepted by them, and was the subject of the application for
the
reconsideration of the costs order.
Background facts
[4]
The respondent, at the time of her pregnancy with D, was a patient of
Dr Ofori. Complaining of
labour pains, she presented herself, at the
instance of Dr Ofori, at the hospital on 29 January 2007, at about
23h00. The hospital
staff examined and assessed her and confirmed
that she was indeed in labour and admitted her into the maternity
ward at the hospital,
which is situated in Mahikeng.
[5]
On the following day (30 January 2007) at about 08h00, Dr Ofori
examined her, and his diagnosis
was that she was experiencing a
prolonged latent phase of labour and had an unfavourable cervix. At
the time, the cervix was 2cm
dilated. He prescribed prostaglandins in
the form of prostins to be administered to the respondent to induce
labour. Dr Ofori then
left the hospital to attend to an outreach
medical service programme in Lichtenburg, after having arranged with
a colleague, Dr
Mmutle, to stand in for him, and having requested the
midwifery staff in the maternity ward to call him when the
respondent’s
cervix was 8cm dilated.
[6]
On the same day, ie, 30 January 2007, at approximately 14h00, Dr
Mmutle instructed that the dose
of the prostins administered earlier
to the respondent be repeated. At the time, the respondent was 4cm
dilated. It is accepted
that following the repeat dose, the
respondent had mild contractions and there was a spontaneous rupture
of the membranes.
[7]
Between 20h00 and 20h30 of the same day, Dr Ofori was notified by the
midwifery staff that the
respondent’s cervix was 8cm dilated.
Dr Ofori arrived at the maternity ward and then proceeded to examine
the respondent.
The exact detail will be provided in the course of
dealing with the first issue. It suffices for now to relate that,
after examining
the respondent, Dr Ofori prescribed another form of
prostaglandins, namely syntocinon, to be administered to the
respondent intravenously.
[8]
A short while later, the respondent’s cervix was fully dilated,
and the respondent was taken
to the labour room after she expressed
an urge to push. At around 21h00, Dr Ofori delivered D with the
assistance of a suction
device, a ventouse. Upon birth, D’s
heart rate was zero, and she was not breathing. Dr Ofori attempted
resuscitation, and
with the help of a paediatrician who arrived and
took over the process, D was resuscitated, and she began breathing on
her own
after about 20 minutes. It is common cause that she suffered
a permanent hypoxic ischaemic brain injury during the birth process,
causing a debilitating quadriplegic cerebral palsy (the brain
injury).
[9]
An action was instituted by the respondent, in her capacity as mother
and natural guardian of
D, and as the executrix of her deceased
husband’s estate, against Dr Ofori and the hospital for the
damages suffered as a
result of D’s brain injury. The
respondent alleged that Dr Ofori and the hospital staff who attended
to the birthing process
were negligent and that Dr Ofori and the
hospital, which is vicariously liable for the negligent conduct of
its staff, were jointly
and severally liable for the respondent’s
damages.
[10]
The hospital and Dr Ofori defended the matter. In its plea, the
hospital denied that the hospital staff were
negligent and that it
was liable to the respondent. In an alternative plea, the hospital
alleged that if its staff were found to
have been causally negligent,
Dr Ofori was also negligent and caused the brain injury. It is common
cause that both the respondent
and the hospital engaged expert
opinion in support of their respective positions. When the matter was
ready for trial, the determination
of the issue of liability (merits)
was separated from the determination of the damages (quantum), and
the trial proceeded first
in relation to the liability; the issue of
the quantum was postponed indefinitely.
[11] At
the hearing of the merits, the respondent (as the plaintiff)
testified herself and called various experts,
namely Prof Nolte, a
midwifery and nursing expert, Dr van Rensburg, a neuro-radiologist,
Prof Smith, a neonatologist, Prof Coetzee,
a specialist obstetrician
and gynaecologist, and Dr Muntingh, a clinical pharmacologist.
[12] Dr
Ofori testified himself, personally and as an expert in his field,
and did not call other witnesses. The
hospital called none of the
midwifery staff who attended to the respondent, including Sister
Ojeng (Sr Ojeng). The latter played
an important role in the
management of the birth process and she made many of the progress
notes, especially during the shift that
started at 19h00 on 30
January 2007. Sr Ojeng noted, for instance, that there were strong
contractions at 20h00 and that the cervix
was fully dilated at 20h30
(before Dr Ofori’s arrival). Dr Ofori’s evidence was that
the cervix was 8 cm dilated when
he examined the respondent at 20h30.
Sr Ojeng’s evidence was vital, given her crucial role in the
saga. The reason the hospital
gave for not calling her was that she
had relocated to Saudi Arabia. Instead, the hospital called the
following experts: Dr Harris,
a midwifery expert who is also a
medical doctor, Dr Weinstein, a specialist radiologist, and Dr Koll,
a specialist obstetrician
and gynaecologist. The hospital had also
given expert notices and had filed expert summaries in respect of
Prof Cooper, a specialist
paediatrician, and Prof Louw, a clinical
haematologist, but did not call those witnesses to give oral
evidence. Other experts who
did not give oral evidence are
Prof Lombard, an obstetrician and gynaecologist, Prof Viljoen, a
specialist geneticist, and
Dr Aduc, a paediatric neurologist.
[13]
Joint minutes of the following experts were submitted: (a) by the
obstetricians Prof Coetzee and Prof Lombard;
(b) by the
paediatrician, Prof Cooper and the neonatologist Prof Smuts; (c) by
the nursing midwifery experts, Prof Nolte and Dr Harris;
(d) by
the radiologists (in respect of the imagining of D’s brain),
Dr Weinstein and Dr van Rensburg; and (e) by the
obstetricians,
Dr Koll and Prof Coetzee.
[14]
The correctness of the contents of the hospital’s labour and
delivery records relating to the birth
of D, as well as the neonatal
records and neonatal nursing notes of its nursing staff (including
laboratory and radiology reports
of D, which were combined in the
trial bundle), was admitted. In the pre-trial minutes dated 12
February 2020, the parties agreed
that the opinions (and the records
of those opinions) of Prof Viljoen (geneticist) and Dr van Rensburg
(neuro-radiologist), as
contained in their expert summaries, would
not be disputed. They further agreed that the views of Prof Nolte
(nursing expert),
Prof Smith (neonatologist), and Prof Coetzee
(obstetrician expert) remained in dispute.
[15]
Having heard the testimony of the witnesses that were called and the
arguments, the high court, in a carefully
reasoned judgment,
concluded as follows:
‘
In
the result, I find that the plaintiff has failed to establish on a
balance of probabilities that Dr Ofori was negligent in administering
the syntocinon at 20:45. I however find that the plaintiff has
established on a balance of probabilities that Dr Ofori was negligent
in failing to monitor the plaintiff’s contractions with
sufficient frequency or at all, given his manner and timing of
augmentation
of labour at 20:45 and such negligence casually
contributed to the harm suffered by D and accordingly, the plaintiff.
I also find that the
plaintiff has established on a balance of probabilities that the
second defendant’s midwifery staff were
negligent in the
handling of the plaintiff’s labour not only prior to the
administration of syntocinon at 20:45 but also
after its
administration and such negligence caused the harm suffered by D and
accordingly the plaintiff. Accordingly, the second
defendant is
vicariously liable for the actions of its nursing/midwifery staff
members.’
[16]
Following the determination of liability, the high court was
approached by the respondent on an urgent basis
to reconsider the
costs order it made in that regard, and to effectively award to the
respondent against Dr Ofori and the hospital
all her costs after the
offer she made, as well as the costs of the application for
reconsideration. The respondent was largely
successful, but the
details of this aspect of the matter will be addressed later.
Causation
[17]
Essentially, the hospital concedes that its midwifery staff failed to
monitor and observe the birthing process
adequately, but it denies
that this was the cause of D’s brain injury. It contends that
the high court erred in finding the
contrary. It asserts that: the
injury occurred after Dr Ofori’s return to attend to the
respondent at about 20h30 on 30 January
2007; that he was in control
from then on, and that the brain injury was entirely due to Dr
Ofori’s decisions and actions,
or lack thereof. The hospital
referred essentially to the chronology of events as recorded in the
nursing plan and delivery records
in support of its argument.
[18]
Even though some aspects of the chronology were referred to earlier,
it was done in broad brushstrokes to
create a context. Since the
issue of causation, specifically, is being dealt with, it is
necessary to give a more detailed sequence
of events as recorded in
the hospital’s records. The following chronology is not in
dispute:
18.1 On
29 January 2007, the respondent was admitted to the hospital at 23h00
at full-term gestational age. A
cardiotocography (CTG) was performed
in order to determine the foetal heart rate (FHR). The FHR was
122/136 beats per minute (bpm);
the respondent presented with a 1cm
dilated cervix and mild contractions.
18.2 On
30 January at 04h00, the FHR was 136/142 bpm. A clinical examination
established that there were mild
contractions. The cervix was 3cm
dilated, and the membranes were still intact. The respondent’s
blood pressure was 111/59.
18.3 At
08h00, the respondent was seen by Dr Ofori, who administered (by
insertion) prostin (to induce/augment
labour). The cervix is recorded
as being 2cm dilated.
18.4 At
10h00, the FHR was 145 bpm, and mild contractions were recorded. The
notes state that the respondent was
asleep most of the time.
18.5 At
14h00, the contractions are recorded as ‘still mild’. Dr
Mmutle (stand-in for Dr Ofori) instructed
that the administration of
prostin be repeated, and that was done. It is recorded that the
cervix was then 4cm dilated, and the
membranes that were bulging,
‘spontaneously ruptured’, and that the liquor was clear,
‘mixed slightly with blood’.
18.6 At
16h00-18h30, the following is recorded in the Nursing Care Plan:
‘Patient’s pains being unbearable,
Pethedine 100mg &
Aterox 150mg was given. Has strong contractions. PV 8,5 cm dilated
well effaced. A well applied drawing clear
liquor’.
18.7 At 20h00 (it is
recorded by hand by Sr Ojeng under the heading: ‘Delivery:
Second Stage’), the contractions were
strong; the FHR was
128/132 bpm; and the respondent’s BP was 117/76, and her pulse
rate was 98.
18.8 At
20h30 (as per the delivery records completed by Sr Ojeng), Dr Ofori
arrived at the hospital to attend
to the patient. The cervix was
‘fully dilated’.
18.9 Sr
Ojeng recorded Dr Ofori’s arrival time as having been at 20h40.
18.10 According to
Sr Ojeng’s note at 20h45, the patient was still having strong
contractions; she was wheeled to the
labour ward. According to the
note, Dr Ofori reported to the ward where he examined the respondent
and instructed that 5 units
in 200 ml of saline of another oxytocin
(similar to prostin), namely syntocinon, be administered to the
respondent.
18.11 It is not
clear from the records whether the cervix was 9 or 10 cm dilated at
approximately 20h45. The FHR was recorded
by Sr Ojeng as 150–152
bpm, and according to the note the cervix was 9cm dilated.
18.12 It is
accepted that at 21h10, D was delivered by Dr Ofori using a suction
cup (a ventouse) and that upon birth,
D had to be resuscitated,
having presented with low Apgar scores and being in a compromised
state.
18.13 It is noted
that at 21h15 blood was drawn from D which showed an elevated NRBC of
34/100 neutrofils.
[19]
The neuroradiologists, Dr van Rensburg and Dr Weinstein, in their
joint minutes, agreed, with reference to
a Magnetic Resonance Imaging
(MRI) examination performed on D, on 3 August 2021, that the
abnormalities observed were ‘all
consistent with the
established stage of perinatal hypoxic ischaemic injury to the brain
of a full-term infant . . .’ They
disagreed on whether the
brain injury was caused by repeated relatively prolonged episodes of
asphyxia, or was caused by a single
hypoxic ischaemic episode. The
MRI described an acute profound brain injury. But they conceded that
the timing and cause of the
injury cannot be determined
radiologically, and they deferred to the experts in obstetrics,
neurology, and paediatric neurology
concerning that question.
[20]
Prof Smith, a specialist neonatologist, opined that the foetus
suffered subacute or intermittent hypoxaemia
over a long period,
which continued undetected due to the failure to properly monitor the
FHR. According to Prof Smith, the hypoxic
insult started during the
first phase of labour and intensified when the prostin was again
administered to the respondent at 14h00
(at Dr Mmutle’s
behest). The hypoxic injury continued when the respondent reached the
active stage of labour. It resulted
in the baby having a reduced (or
slow) heart rate, below 100 bpm (bradycardia), just before birth. If
bradycardia lasts for more
than 20 minutes, it results in brain
injury because there is little or no blood circulation to the foetal
brain. Prof Smith’s
view was that D’s Apgar score (that
is a combined score given in respect of vital signs, namely,
breathing, heart rate, colour,
muscle tone, and response to stimuli)
was in keeping with her having suffered secondary apnoea, (prolonged
bradycardia). Ultimately,
his view was that the administration of the
syntocinon, on 30 January 2007, at 20h45 ‘was the last straw
that broke the camel’s
back’.
[21]
While agreeing with Prof Smith that the administration of syntocinon
at 20h45 was ‘the last straw’,
Prof Coetzee, a specialist
obstetrician and gynaecologist, expressed a more nuanced view. He
explained that in a normal birth process,
contractions by their
nature do adversely affect the foetus’ heart functions and its
perfusion. In a normal process, where
there is no augmentation and
hyperstimulation, a healthy foetus is able to recover after each
contraction and to endure until birth.
However, when there is an
augmentation, the contractions are stronger, last longer, and are
more frequent, which causes the foetus’
reserves to be depleted
quicker and more profoundly, and reduces the opportunity for the
foetus to recover after each episode.
According to Prof Coetzee, in
this case, where there was augmentation and stimulation with
prostins, hypoxaemia was present for
some time before delivery, but
went undetected because of poor and inadequate monitoring. The
administration of the syntocinon
at 20h45, indeed, caused the final
insult. Prof Coetzee, however, was sceptical of the FHR recordings at
20h30 and 20h45 because
there is no CTG available for this period.
There was no measurement of the variability of the FHR before,
during, and after a contraction,
as is required at this stage;
consequently, it is not known if there were accelerations or
decelerations in the FHR.
[22] Dr
Koll, a specialist obstetrician and gynaecologist, essentially agreed
with his counterpart, Prof Coetzee,
that the foetus must have
exhibited bradycardia (a low heart rate) before birth, which was not
detected, and must have suffered
severe hypoxia prior to birth.
However, unlike Prof Coetzee, who was of the view that insidious
hypoxia was probably present before
the administration of the
syntocinon, Dr Koll was of the view that the hypoxic event occurred
after 20h45 (after the syntocinon).
His views were based on the
following:
(a)
the records show that at 20h00 the FHR was 128-132 bpm and the liquor
drained was clear; at 20h30
the FHR was 153 bpm, and at 20h45 it was
recorded as 150-152 bpm (normal);
(b
strong contractions are documented at 20h00, 20h30 and 20h45; a high
concentration of syntocinon
was administered, following (an agreed,
injudicious) use of prostaglandins (ie, prostin), which significantly
increased the risk
of hyperstimulation/tetany;
(c)
the MRI describes an acute profound brain injury. According to Dr
Koll, this type of injury is
most likely to occur shortly before
birth. If it had occurred earlier, the baby would most likely have
been stillborn. According
to Dr Koll, if the foetal hypoxia had been
severe enough to cause brain injury at the time the monitoring was
substandard, a partial,
prolonged, or mixed pattern would have been
the result.
[23] I
should mention that Prof Smith also referred to literature and
identified a number of markers that were
also evident in this case in
support of his view. One of the markers was the fact that the
nucleated red blood cell count (NRBC)
was significantly elevated at
the time of D’s birth. She had an NRBC of 34 to 100 white blood
cells (WBC) within an hour
after birth. Such an elevated NRBC is not
found in normal circumstances, and it indicates acute and chronic
hypoxia from earlier
on in the birth process.
[24]
Prof Cooper, a paediatrician/neonatologist, was another expert who
had been engaged by the hospital. While
he signed a joint minute with
Prof J Smith, he was never called to give evidence. His view was that
the brain injury was caused
by a severe hypoxic ischaemic event that
occurred within 10 to 45 minutes prior to the delivery of the baby.
However, the experts
who were called and gave evidence were all of
the view that no single sentinel/catastrophic intrapartum obstetric
event caused
the brain injury.
[25]
Having considered the opinion of the various experts in detail, the
high court concluded as follows:
‘
In
the absence of Prof Cooper’s untested view to the contrary. . .
Prof Smith’s evidence and accordingly opinion, supported
by
numerous literature he referred to for his conclusion that in the
absence of a sentinel or catastrophic event, the so called
“acute
profound injury” developed gradually from subacute and
intermittent hypoxic insults that were missed or overlooked
over a
prolonged period, remains uncontested.’
[26]
The high court preferred and accepted Prof Smith’s opinion, as
being based on logic, supported by expert
literature on the topic,
and as being consistent with the evidence of the hospital’s
witnesses. It, however, rejected Dr
Koll’s theory, because it
was not backed by the literature, and did not explain D’s
elevated NRBC, which was taken
one hour after her birth. Prof Smith,
on the other hand, was able to explain that elevation, and it was
consistent with his opinion
about the brain injury.
[27]
The high court accordingly concluded, concerning ‘the onset of
the injury that caused the injury’,
the following:
‘
.
. . [T]he plaintiff has established on a balance of probabilities
that D suffered a sub-acute or intermittent hypoxic event over
a long
period of time, more likely beginning from the active phase of labour
after the administration of the repeat prostin tablets
at 14:00. From
the hospital records, about 4 to 4.5 hours later after the prostins
were repeated, it is recorded that plaintiff
had strong contractions
and was 8 to 8.5 cm dilated. As explained by Prof Smith and the
obstetricians, the foetus suffers hypoxic
events during labour. Due
to the augmentation, the contractions were probably more frequent and
lasted longer thereby not giving
the foetus sufficient time to
recover from the interferences. The hypoxic event went undetected for
a long period during which
time D’s oxygen reserves were being
consistently depleted. This is supported by the significant increase
in the NRBC of 34/100.
The administration of syntocinon at 20:45 was
the last straw that broke the camel’s back as explained by Prof
Smith and Prof
Coetzee and not the cause of D’s injury as
postulated by the second defendant.’
[28]
The high court cannot be faulted for having accepted Prof Smith’s
opinion, and to the extent that it
was consistent with that opinion,
that of Prof Coetzee, and for rejecting the opinions that could not
account for all the other
anomalies present, such as the elevated
NRBC at birth.
[2]
The so-called
FHR recordings, in the absence of a CTG, and evidence of the proper
assessment of the FHR are suspect, and are inadequate
and unhelpful,
for the reasons given by Prof Smith. The hospital’s argument
that the reliance by the high court on Prof Smith’s
opinion was
not justified is clearly incorrect. The argument is not based on
sound reason, and is purely geared to accommodate
the hospital’s
main contention, namely, that the brain injury only occurred when Dr
Ofori was present and in control of the
birth process.
[29] Dr
Ofori is not contesting the finding by the high court that he was
negligent, and he is not party to this
appeal. The hospital’s
contention, absolving it from liability, is essentially, that, from
the time Dr Ofori arrived at the
respondent’s side at 20h30 or
20h45 on 30 January 2007, he was in control: he made the decisions,
including the decision
to administer syntocinon; he examined the
respondent and monitored the labour and decided upon the method of
delivery and delivered
D at about 21h10 using a ventouse. The
hospital’s argument further is that the brain injury was solely
due to the negligence
of Dr Ofori, and that blaming it on the nursing
personnel’s failure to properly monitor and record the events
was unjustified.
The hospital argued that even though it is
undisputed that the nursing personnel failed to properly monitor the
foetal heart rate
between 17h00 and 20h30, on the day of the birth,
this did not mean that the nursing personnel’s negligence
caused the hypoxia
or the brain injury.
[30]
The cogency of the ‘sole control’ argument of the
hospital is thoroughly undermined by the views
of the midwifery
expert, Prof Nolte, and its own experts, Dr Harris and Dr Koll.
These experts were broadly in agreement on
the following. The conduct
of the attending midwives fell below the standard expected in that
they:
(a)
did not monitor and record the FHR at least in two hourly intervals
during the latent phase of
labour, and half-hourly during the active
phase of labour;
(b)
did not monitor the foetal heart rate:with a CTG, before and after
the prostin tablets and the
administration of the syntocinon;
(c)
did not monitor the respondent’s contractions at least hourly
after the introduction of
the prostin tablets;
(d)
wrote up clinical notes that sometimes did not correspond with the
partograph, indicating a less
than diligent, if not occasionally
haphazard, and inaccurate manner of recording key events.
[31]
The midwifery experts were also in agreement that professional
midwives ought to have been aware, not only
of the risk attendant on
augmenting labour with prostaglandins, but also of the greater need
to be more vigilant in such cases,
and to properly monitor the FHR
and the contractions of the patient. The midwives in this case ought
to have been so aware, but
failed to act accordingly. The hospital
did not call any of the attending midwives to testify. The reason
given for not calling
any of them was not justified. The fact that Sr
Ojeng had relocated, was not a sufficient reason for not obtaining
her testimony.
The case against them thus, effectively, remained
unanswered. The high court thus correctly concluded that the midwives
were negligent.
[32]
The high court found that the midwives’ negligence was a
factual and legal cause of D’s brain
injury, albeit jointly
with the negligence of Dr Ofori. The hospital’s stance is
essentially an attack on the finding of
factual causation. Counsel
for the hospital argued that the respondent did not prove that the
admitted negligent conduct of the
hospital’s attending
nursing/midwifery staff was the factual cause of D’s brain
injury (ie, the harm), and did not
address legal causation at all.
[33]
It is trite that causation in the law of delict involves two
enquiries, namely (i) whether the defendant’s
wrongful conduct
was a cause in fact of the plaintiff’s harm or damage (factual
causation); and (ii) if so, whether and to
what extent the defendant
should be held liable for that harm or damage. The second enquiry has
been referred to as an enquiry
into the remoteness of the damage, or
legal causation.
[3]
The
appellant only contests the finding of factual causation. Its
argument in that regard is the following; ‘Although the
nursing
personnel can be criticised, rightfully so, for failure to record
between 17h00 and 20h30 the foetal heartrate on the partogram,
in the
follow-up thereto it is clear that such failure had no causal effect
in that it cannot be disputed, as testified to and
emphasised
hereinabove, that it is unlikely (meaning improbable) that there
would have been a reassuring CTG at 20h30 if there
had been prior
hypoxic incidents. No causal negligence is proven. This is what will
be relied on to be “negligence in the
air”
’
.
[4]
[34]
The enquiry into factual causation generally involves the application
of the so-called ‘but-for’
test, which is aimed at
determining whether a postulated cause can be identified as a
causa
sine qua non
of
a particular harm or damage.
[5]
In order to apply the test, there must be a hypothetical enquiry as
to what probably would have happened but for the unlawful conduct
of
the defendant. This may usually be achieved by ‘mentally
eliminating’ the unlawful conduct, and then asking whether
the
harm would still have occurred. If the answer is ‘yes, the harm
would still have occurred’, then the unlawful conduct
was not a
cause of the harm. However, if the answer is ‘the harm would
not have occurred’, then the unlawful conduct
was a cause of
the harm.
[6]
[35]
In
Minister
of Safety and Security v
Van
Duivenboden
,
[7]
the following was said regarding the formulation or application of
the test:
‘
There
are conceptual hurdles to be crossed when reasoning along those lines
for once the conduct that actually occurred is mentally
eliminated
and replaced by hypothetical conduct, questions will immediately
arise as to the extent to which consequential events
would have been
influenced by the changed circumstances. Inherent in that form of
reasoning is thus considerable scope for speculation
which can only
broaden as the distance between the wrongful conduct and its effect
increases . . . A plaintiff is not required
to establish the causal
link with certainty but only to establish that the wrongful conduct
was probably a cause of the loss, which
calls for a sensitive
retrospective analysis of what would probably have occurred, based on
the evidence and what can be expected
to occur in the ordinary course
of human affairs rather than an exercise in metaphysics.’
[8]
[36]
According to the test, the culpable conduct is only a cause of the
harm if ‘but for the culpable conduct,
the harm would not have
occurred. The test, by ‘simple substitution’ yields the
rule that in an Aquilian action the
plaintiff bears the onus of
proving on a balance of probabilities that, ‘but for the
culpable conduct in question, the harm
in question would not have
occurred’.
[9]
It is indeed
so, that if you can say that the harm would have occurred
irrespective of the culpable conduct, then the latter is
not the
cause of the harm. But it is not a matter of science, mathematics, or
philosophy. In cases where the conduct in question
constitutes an
omission, whether it is a factual cause of the harm, would be a
matter of ‘common sense based on the practical
way in which the
minds of ordinary people work, against the background of
everyday-life experiences’.
[10]
[37]
In
ZA
v Smith
[11]
this
Court summarised the legal position as follows:
‘
The
criterion applied by the court a quo for determining factual
causation was the well-known but-for test as formulated, eg by
Corbett CJ in
International Shipping Co
(Pty) Ltd v Bentley
. . . What it
essentially lays down is the enquiry – in the case of an
omission – as to whether, but for the defendant’s
wrongful and negligent failure to take reasonable steps, the
plaintiff’s loss would not have ensued. In this regard this
court has said on more than one occasion that the application of the
‘but-for test’ is not based on mathematics, pure
science
or philosophy. It is a matter of common sense, based on the practical
way in which the minds of ordinary people work, against
the
background of everyday-life experiences. In applying this common
sense, practical test, a plaintiff therefore has to establish
that it
is more likely than not that, but for the defendant’s wrongful
and negligent conduct, his or her harm would not have
ensued. The
plaintiff is not required to establish this causal link with
certainty (see eg.
Minister of Safety
and Security v Van Duivenboden
2002 (6)
SA 431
(SCA) para 25;
Minister of
Finance v Gore NO
[2006] ZASCA 98
;
2007
(1) SA 111
(SCA) para 33. See also
Lee v
Minister of Correctional Services
[2012] ZASCA 30
;
2013 (2) SA 144
(CC) para 41).’
[38]
Turning to the facts of this case, before the negligent conduct of
the attending nurses or midwives could
be said to have been a factual
cause of D’s brain injury (ie, the harm), it must be proved
that the injury would not have
occurred, but for that conduct. The
enquiry may be, what answer the following two questions would yield.
First, if they had properly
monitored the foetus and the respondent,
would D have suffered the injury, in any event? Second, if they did
not properly monitor
the foetus and the respondent, would D have
suffered the injury, in any event? In light of all the evidence, both
those questions
elicit a negative, common sense, answer, ‘probably
not’. Those answers are sufficient to find that the respondent
discharged
her onus.
[39]
But for contending that the high court should have accepted Dr
Koll’s, rather than Prof Smith’s
thesis, of how and when
the brain injury occurred, the hospital has put up nothing of
substance, to support its attack on the high
court’s findings
on causation. The experts seem to have been in agreement that if
there was proper monitoring, the midwives
would have become aware as
early as possible of foetal distress, and that this could have been
conveyed to Dr Ofori, and that steps
could have been taken to prevent
irreversible injury to the foetus. Instead, the lack of proper
monitoring here seems not only
to have been the cause of not becoming
aware of any foetal distress and uterine hyperstimulation, which must
have been present,
but also of the inappropriate further augmentation
with prostins and syntocinon, thereby making the birth riskier and
increasing
the likelihood of injury to the foetal brain, before
birth.
[40]
The testimony of Prof Smith, Prof Coetzee and Dr Koll was in accord
that it was virtually impossible not
to have detected an abnormal FHR
if it was properly monitored when the syntocinon was being
administered. By discontinuing the
syntocinon timeously, the brain
injury could probably have been averted. Every minute between 20h45
and 21h10 was crucial. According
to Prof Smith, had the bradycardia
been detected as early as possible, D could have been delivered as
quickly as possible with
the help of forceps, before the injury
occurred. The longer the delay, the greater the risk of the foetus’
brain being injured.
[41]
The respondent as plaintiff, succeeded in proving, on a balance of
probabilities, that the midwifery staff,
in attendance at the birth
of D, were not only negligent, but that their negligence probably
caused D to be born suffering from
cerebral palsy. The staff ought to
have known of the attendant risks, where the contractions are
augmented with oxytocins such
as prostin and syntocinon; and they
ought to have appreciated the need, in this instance, where there was
such augmentation, to
properly monitor the foetus and the respondent,
by for example using the CTG, and establishing whether there were
variations in
the FHR, before, during and after a contraction; in so
doing, they would have detected foetal distress as soon as it
occurred,
and the necessary steps could have been taken to reduce the
risk of a compromised birth. The CTG reading recorded at 20h30, which
the appellant relies on as indicating that there were no prior
hypoxic incidents, given the circumstances, could not have been
reassuring; and certainly, on its own does not indicate that there
were no prior hypoxic events.
[42]
The fact that Dr Ofori was present, from about 20h45, until D was
born, did not reduce the midwives’
responsibility to properly
monitor; and keep the attending doctor informed of, inter alia: the
condition of the foetus and the
respondent at all times during the
labour; the nature of the contractions, the FHR; the extent of the
dilation of the cervix over
the time; and the contra-indication of
further augmentation. It was also proved that the midwives ought to
have foreseen the debilitating
consequences of not monitoring, or
properly monitoring, the foetus and the respondent during the labour
and birth process before
and after Dr Ofori returned.
[43]
The high court’s findings in the following respects cannot be
faulted: that the hospital’s attending
midwifery staff were
causally negligent in the handling of the respondent’s labour,
not only prior to the administration
of the syntocinon at 20h45, but
also thereafter; and that their negligence caused the harm suffered
by D, and accordingly by the
respondent; that the hospital was
vicariously liable for the conduct of its midwifery staff; and that
the hospital was jointly
and severally liable, with Dr Ofori, for the
full amount of damages agreed to, or proven by the respondent to
result from D’s
brain injury.
The reconsideration of
the costs order
[44]
After the high court gave an order in respect of the liability
(including costs) on 3 August 2023, the respondent
brought an
application for the high court to reconsider the costs order that was
made. The essence of the application was that
two days before the
trial commenced, on 17 March 2020, the respondent had made a
so-called ‘Calderbank offer’
[12]
to both the hospital and Dr Ofori in terms of which she indicated a
willingness to settle if they admitted that they were liable
for 85%
of her agreed or proven damages.
[45] It
is undisputed that both the hospital and Dr Ofori rejected the
respondent’s offer and that they
made counter-offers. The
hospital was prepared to settle on the basis, initially, that it was
20% liable, and subsequently increased
this to 50%. It is also not
disputed that on 3 August 2023, the high court found that the
hospital (and Dr Ofori) was liable for
100% of the respondent’s
proven or agreed damages.
[46] In
terms of the ‘Calderbank’ principle, an offer made by a
plaintiff to settle a matter is given
the same recognition as an
offer made by a defendant to settle a matter, in terms of, for
example, rule 34 of the Uniform Rules.
And the failure by a defendant
to act reasonably in rejecting the plaintiff’s offer, may
result in the defendant being ordered
to pay all the costs (not
merely the party and party costs) of the plaintiff from the date of
the offer.
[47] In
the reconsideration application, the respondent wanted the high
court’s order of 3 August 2023,
dealing with the costs aspect
(ie, paragraphs (b) and (b)(v)), to be amended to the effect that the
hospital and Dr Ofori, jointly
and severally pay, the one paying the
other to be absolved, the following:
‘
(b)
. . . [T]he plaintiff’s taxed or agreed party and party costs
on the High Court scale up to and including 11 March 2023,
and from
12 March 2023 the plaintiff’s taxed or agreed attorney and own
client costs on the High court scale, such costs
to include . . .
(v) The costs of the
postponement of 18 March 2020.’
[48] In
addition, the respondent wanted the hospital and Dr Ofori to pay the
costs of the reconsideration application,
jointly and severally, on
an attorney and own client scale; and the hospital to pay the costs
of a semi-urgent application that
it had brought to seek directions
from the court. The hospital opposed the reconsideration application.
After hearing the parties,
the high court, in essence, granted the
amendment order sought by the respondent, and awarded the costs of
the reconsideration
application on the scale sought by the
respondent, but refused to grant the costs sought in respect of the
semi-urgent application.
The high court’s order, insofar as is
relevant, reads as follows:
‘
72.
In the result, I make an order in the following terms:
1. The plaintiff’s
application for reconsideration of costs granted on 3 August 2023 is
granted;
2. Paragraph (b) of the
Order of 3 August 2023 is amended to read as follows:
“
(b)
The defendants are ordered to pay, jointly and severally the one
paying the other to be absolved, the plaintiff’s taxed
or
agreed party and party costs on the High Court’s scale up to
and including 11 March 2020, and from 12 March 2020, the
plaintiff’s
taxed or agreed attorney and own client costs on the High Court’s
scale, such costs to include: . . .
(v) The costs of the
postponement on 18 March 2020.”
3. The defendants are
ordered to pay, jointly and severally the one paying the other to be
absolved, the costs of this application
on the scale as between
attorney and own client scale, such costs to include:
3.1 full day fees of
Senior Counsel for the duration of the argument of this application;
and
3.2 the costs of drafting
heads of argument.
4. The application for
the urgent application costs is dismissed.
5. The plaintiff is
ordered to pay the second defendant’s costs occasioned by such
opposition.’
[49]
The commonwealth cases from which the ‘Calderbank principle’
was derived, emphasise that a plaintiff,
who made an offer that turns
out to be more generous to the defendant than the subsequent award by
the court, is not automatically
entitled to attorney/client costs
because of its offer. But for such an award, the plaintiff is
required to show that the defendant
acted unreasonably in not
accepting the plaintiff’s offer.
[13]
Factors that the court may take into account are not confined to a
closed list, and it all depends on the circumstances of each
case.
‘Calderbank offers’ serve an important public interest.
It is in the wider public interest to conserve and not
waste public
resources on litigation that could be curtailed or avoided by
settlement.
[14]
[50] In
this appeal, the hospital does not dispute the applicability of the
‘Calderbank principle’,
but seeks to substitute the high
court’s order with an order that the application for
reconsideration granted on 3 August
2023 is dismissed with costs.
Ultimately, the hospital is contending that the high court erred in
making the order it made in that
application. It argues, as it
contended before the high court, that the conduct of the hospital, in
not accepting the respondent’s
offer, was ‘throughout
reasonable’. One leg of that argument is that the time given by
the respondent to the hospital
to consider her offer (the
spatium
deliberandi)
was too short. The other leg, was that the
hospital’s refusal of the offer and its counter-offers of 20%
and 50%, respectively,
were reasonable.
[51]
In coming to its carefully reasoned conclusion, the high court had
also considered the conduct of the hospital
with regard to the
Calderbank offer, and concluded with reference to this Court’s
decision, in
Singh
and Another v Ebrahim
,
[15]
that the time for consideration of the offer (the
spatium
deliberandi
)
only becomes relevant if the party to whom the offer is made accepts
the offer, or attempts to accept it, after the expiry date.
This was
not the case here. The hospital did not complain that it needed more
time to consider the offer; it simply rejected the
offer, therefore
the reasonableness of the
spatium
deliberandi
was
and is irrelevant.
[52]
The high court also dealt with the issue of the conduct of the
hospital in refusing to accept the offer and
concluded that the
respondent had made out a proper case for the relief that she sought.
The high court, being at the ‘coal
face’ and steeped in
the atmosphere of the trial, essentially found that the conduct of
the hospital, in the circumstances,
was shown not to have been
reasonable. The high court pointed out objective factors that should
have alerted the hospital to the
high risk it was taking in
continuing with the litigation.
[53]
The high court, in effect, found that the hospital would have known
from the joint minutes of the various
experts that the midwives’
failure to properly monitor the foetus and the respondent played a
major role in the unfolding
of events. The midwifery experts agreed
on the hospital staff’s failures in that regard. The high court
found that much information,
other than the testimony of the
witnesses, was available to the hospital by the time the respondent
made the offer, to alert the
hospital ‘to the high risk of
continuing with the trial, especially considering the nature of the
action and the level of
proof that the plaintiff required to
succeed’. It was incumbent upon the hospital to properly assess
its case and the risk
inherent in running a trial. It held that the
fact that the hospital and Dr Ofori attributed fault to each other in
the pleadings
was another factor that ought to have alerted the
hospital to the risk it faced.
[54] In
deciding whether the costs ought to be on an attorney and own client
scale, the high court embarked on
a careful balancing of various
factors, including D and the respondent’s financial position in
comparison to that of the
hospital. Awarding the respondent anything
less than attorney and client costs would mean that the respondent
would still have
to bear some part of the costs, thus significantly
eroding the capital amount that the respondent would be awarded as
damages.
The high court concluded that the purpose of awarding the
costs claimed by the respondent was justified. Its purpose was to
‘indemnify’
the plaintiff in respect of those costs
unjustly incurred as a result of the defendant’s unreasonable
rejection of the plaintiff’s
reasonable offer. Those
consequences flow naturally from ‘Calderbank offers’.
[55]
In reconsidering the issue of the costs, the high court exercised a
discretion. It is trite that an appeal
court will only interfere with
the exercise of that kind of discretion if it concludes that the high
court has not exercised that
discretion judicially, ie, it has
exercised its discretion capriciously, or upon a wrong principle and
did not apply its unbiased
judgment to the issues raised, etc.
[16]
It is the task of the hospital to convince this Court that the high
court did not exercise its discretion judicially.
[17]
Unfortunately, the hospital did not discharge that onus. It has not
shown any basis upon which this Court could interfere with
the high
court’s discretion regarding the costs. The mere fact that this
Court might have made an order that is different
from the high
court’s costs order is not a basis to interfere with the
exercise of that court’s discretion. The appeal
should
therefore fail.
[56]
The respondent argued that in the event of the appeal being
dismissed, the hospital should also be ordered
to pay the costs of
the appeal on the attorney and own client scale, in light of the
offer that she made. Despite the fact of that
offer, this Court
retains a discretion in respect of costs orders in appeals before it.
Having considered all of the facts, it
is fair that the costs of the
appeal should be on the ordinary scale.
[57] In
the result, the following order is made:
The appeal is dismissed
with costs.
P COPPIN
JUDGE OF APPEAL
Appearances
For
the appellant:
S
Joubert SC
Instructed
by:
Clyde
& Co, Johannesburg
Honey
& Partners Incorporated, Bloemfontein
For
the first & second respondent:
W P de
Waal SC
Instructed
by:
Adams
& Adams Attorneys, Pretoria
Spangenberg
Zietsman & Bloem Attorneys,
Bloemfontein.
[1]
A
‘Calderbank offer’ is so named with reference to the
judgment of the English Court of Appeal in
Calderbank
v Calderbank
[1976] Fam. 93
;
[1975] 3 All ER 333
(EWCA), where it was held that
there was no reason in principle why in cases not covered by the
rules of court permitting secret
offers, a litigant (more
particularly, a plaintiff) should not be allowed to make a ‘without
prejudice’ offer to
save costs, and to rely on such offer,
once judgment has been granted in its favour, in support of claiming
indemnifying costs.
This principle has been approved and applied by,
inter
alia
,
South African courts. See,
inter
alia
,
AD
and Another v MEC for Health and Social Development, Western Cape
2017 (5) SA 134
(WCC) (
MEC
for Health and Social Development
);
Van
Reenen v Lewis and Another
[2019] ZAFSHC 55.
[2]
Regarding
the proper evaluation and acceptance of expert evidence see
Michael
and Another v Linksfield Park Clinic (Pty) Ltd and Another
[2002]
1 All SA 384
(A);
2001 (3) SA 1188
(SCA) paras 36-40.
[3]
Siman
& Co (Pty) Ltd v Barclays National Bank Ltd
1984 (2) SA 888
(A) (
Siman
)
at 914F-G.
[4]
The
appellants rely specifically on what the court said concerning
‘negligence in the air’ in
M
v MEC for Health, Eastern Cape
(699/17)
[2018] ZASCA 141
(1 October 2018) paras 64-65.
[5]
Ibid
at 914H-915A.
[6]
Ibid
at 915A-H. See also
International
Shipping Co (Pty) Ltd v Bentley
1990 (1) SA 680
(A) at 700F-G.
[7]
Minister
of Safety and Security v Van Duivenboden
[2002]
3 All SA 741
(SCA);
2002 (6) SA 431
(SCA) (
Duivenboden
).
[8]
Ibid
para 25.
[9]
That
the plaintiff bears such a burden is trite: see, inter alia,
Minister
of Police v Skosana
1977 (1) SA 31
(A) at 45F-G;
Duivenboden
at 449E-F;
Minister
of Safety and Security v Carmichele
[2003] 4 All SA 565
(SCA);
2004 (2) BCLR 133
(SCA);
2004 (3) SA 305
(SCA) at 327I-328A.
[10]
ZA
v Smith
2015 (4) SA 574
(SCA);
[2015] 3 All SA 288
(SCA) para 30.
[11]
Ibid.
[12]
See
fn 1 above.
[13]
MEC
for Health and Social Development
para
61.
[14]
See,
inter
alia
,
MEC
for Health and Social Development
;
Du
Toit NO obo Nkuna v Road Accident Fund
[2024] 4 ALL SA 476
(NCK) para 9.
[15]
Singh
and Another v Ebrahim
[2010] ZASCA 145
para 88.
[16]
Merber
v Merber
1948
(1) SA 446
(A) at 452-453;
Levin
v Felt & Tweeds Ltd
1951
(2) SA 401
(A) at 416D-E.
[17]
See
Cronje
v Pelser
1967
(2) SA 589
(A) at 593.
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