Case Law[2024] ZASCA 41South Africa
Makwakwa and Others v Minister of State Security (1316/2022) [2024] ZASCA 41 (5 April 2024)
Supreme Court of Appeal of South Africa
5 April 2024
Headnotes
Summary: Interdict – Ex parte proceedings – need for good faith – intelligence report – foreign State said to be monitoring internal politics of ruling party – whether this implicates the role of the State Security Agency – whether publication of such report would negatively affect national security.
Judgment
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## Makwakwa and Others v Minister of State Security (1316/2022) [2024] ZASCA 41 (5 April 2024)
Makwakwa and Others v Minister of State Security (1316/2022) [2024] ZASCA 41 (5 April 2024)
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sino date 5 April 2024
FLYNOTES:
CIVIL PROCEDURE – Ex parte application –
Good
faith
–
Journalist
in possession of intelligence report interdicted – Foreign
state said to be monitoring internal politics
of ruling party –
Report not given to court in ex parte proceedings –
Incorrectly informed that report was “top
secret”
instead of “secret” – Misrepresentation of
material fact to court in ex parte proceedings
– In
addition, five material misstatements made to court – In
confirmation proceedings, report made available
but court seemed
to have considered report to be beyond its scrutiny merely because
of classification – Appeal upheld.
THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
JUDGMENT
Reportable
Case no: 1316/2022
In
the matter between:
THABO
MAKWAKWA
FIRST
APPELLANT
INDEPENDENT
MEDIA (PTY) LTD
SECOND
APPELLANT
INDEPENDENT
ONLINE SA (PTY) LTD
THIRD
APPELLANT
and
MINISTER OF STATE
SECURITY RESPONDENT
Neutral
citation:
Makwakwa
and Others
v
Minister of State Security
(1316/2022)
[2024] ZASCA 41
(5 April 2024)
Coram:
MAKGOKA, WEINER and GOOSEN JJA and CHETTY and MASIPA AJJA
Heard:
21 November 2023
Delivered:
This judgment was handed down electronically by circulation to
the parties’ representatives by email; publication on the
Supreme
Court of Appeal website; and release to SAFLII. The time and
date for hand-down is deemed to be 11h00 on the 5
th
day of
April 2024.
Summary:
Interdict – Ex parte proceedings – need
for good faith – intelligence report – foreign State said
to be
monitoring internal politics of ruling party – whether
this implicates the role of the State Security Agency – whether
publication of such report would negatively affect national security.
ORDER
On
appeal from:
Gauteng
Division of the High Court, Pretoria
(Molefe J sitting on the return date of an interim interdict):
1
The appeal is upheld with costs, including the costs of two counsel.
2
The order of the High Court is set aside and replaced with the
following:
‘
The
interim interdict granted by this Court on 22 December 2021 is
discharged with costs.’
JUDGMENT
Makgoka
JA (Weiner and Goosen JJA and Chetty and Masipa concurring):
[1]
The first to third appellants appeal against an
order of the Gauteng Division of the High Court, Pretoria (the High
Court) per Molefe
J. That court confirmed an interim interdict
granted earlier by Mundzelele J, against the appellants at the
instance of the respondent.
The appellants were, among others,
interdicted from publishing an intelligence report (the report)
compiled by the State Security
Agency of South Africa (the SSA). The
appeal is with the leave of the High Court.
The parties
[2]
The
first appellant, Mr Thabo Makwakwa, is a journalist who writes for
The
Daily News
and
Independent
Online
,
news publications respectively owned by the second appellant,
Independent Media (Pty) Ltd (Independent Media), and the third
appellant, Independent Online SA (Pty) Ltd (Independent Online).
Independent Media owns and publishes several newspapers across
the
country.
[1]
Independent Online
owns the website ‘Independent Online’ and publishes the
Independent Media’s newspapers and
other reports in electronic
form on its website.
[3]
The
respondent is the Minister of State Security (the Minister),
[2]
the National Executive responsible for the administration of the
Ministry of State Security, including the SSA. The mandate of
the SSA
is, among other things, to provide government with intelligence on
domestic and foreign threats to national stability,
the
constitutional order and the safety of the people of South Africa.
Background facts
[4]
During December 2021, Mr Makwakwa came to be in
possession of the report. On 20 December 2021, he sent text messages
about the report
to the following people: the Deputy Minister of
State Security; the head of communications and media relations at SSA
(Mr Mava
Scott); the spokesperson for the President of the Republic;
the spokesperson for the
African National Congress (
ANC);
as well as the Press and Media Coordinator of the USA Embassy. Mr
Makwakwa listed several questions about the contents of
the report
and requested a response from each of them. None of them gave him any
meaningful response. Mr Scott spoke to Mr Makwakwa
telephonically on
21 and 22 December 2021. On both occasions, Mr Scott demanded to know
how Mr Makwakwa obtained the report and
demanded of him to return the
report as he was not authorised to possess it. Mr Makwakwa refused to
comply with that demand.
The
ex parte proceedings
[5]
On the
evening of 22 December 2021, the Minister launched an urgent
application in the High Court. The appellants were not given
notice.
The matter came before Mundzelele J, without any papers. Counsel for
the Minister addressed the court as to the urgency
of the matter and
was granted leave to lead the oral evidence of Mr Scott. After his
evidence, counsel closed the Minister’s
case and addressed the
court without handing up a copy of the report to the court. Having
heard Mr Scott and counsel’s submissions,
the court gave a
short judgment. It recorded its satisfaction that the requisites for
urgency as well as those for an interim interdict,
had been met. As
regards the merits of the application, the court reasoned that the
Minister is the custodian of the report and
Mr Makwakwa had not been
authorised to possess it. He was therefore in unlawful possession of
the report and that its publication
will harm state security.
Accordingly, the court interdicted the appellants from publishing the
report. A rule nisi was issued,
returnable on 24 February 2022, for
the appellants to show cause why the interim interdict should not be
made final.
[3]
Confirmation
proceedings before the High Court
[6]
On 24
January 2022, the Minister applied to the high court seeking
confirmation of the interim interdict. The founding affidavit
was
deposed to by the Deputy Director-General of State Security (the
Deputy Director). By and large, he repeated the evidence of
Mr Scott
during the ex parte proceedings. The only difference was the
classification of the report. Whereas Mr Scott had testified
that the
report was classified ‘Top Secret’, the Deputy Director
said that it was simply classified as ‘Secret’.
[4]
[7]
The appellants opposed the application. In their answering affidavit,
deposed
to by Mr Makwakwa, the appellants contended that the report
had nothing to do with national security, but revealed an
impermissible
involvement of the SSA in factional battles within the
ANC. This, they argued, the public was entitled to know. They denied
that
there would be any harm to State security if the report was to
be published. On these bases, the appellants sought the discharge
of
the interim interdict.
[8]
The application for the
confirmation of the interim interdict came before
Molefe J on the
return date. Unlike Mundzelele J, she was given a copy of the report.
Upon hearing the matter, she concluded
that
‘
[a]bsent
a request for access to information in terms of PAIA or an
application if such access is refused, or an application for
a
declarator, the report will remain classified’. She accordingly
confirmed the interim interdict with costs. The appellants
were
interdicted from publishing the report or any portion thereof on any
medium and/or platform. Mr Makwakwa was ordered to immediately
return
all copies of the report to the Minister. When granting leave to
appeal, the High Court made an order in terms of s 18 of
the Superior
Courts Act
[5]
that pending the
determination of the appeal in this Court, its order ‘shall
operate and be executed’. The effect thereof
was that despite
the appeal, the appellants remained interdicted from publishing the
report.
In
this Court
[9]
The appellants submitted that: (a) the classification of a document
is
not decisive; (b) the Minister failed to discharge the onus
resting on her; and (c) the Minister did not observe the requisite of
good faith in the ex parte proceedings. For her part, the Minister
supported the judgment of the High Court and the reasoning
underpinning it.
The
contents of the report
[10]
A copy of the report was given to each member of the Court. Before I
consider the issues,
it is necessary to set out the salient features
of the report. The report is a seven and quarter-page document,
marked ‘SECRET’
at the foot of each page. The purpose of
the report is set out in clause 1 as being to inform the Minister of
the extent of the
United States' (USA) interest in the political
dynamics of the ANC. This was ‘specifically in relation to
developments regarding
[former] ANC Secretary-General . . . and his
perceived anti-President Cyril Ramaphosa’s positioning’.
The report further
states in clause 2 that the USA had collected its
information mainly from its embassy in Pretoria, which coordinates
the US Mission
in South Africa, and includes the USA consulates in
Johannesburg, Durban and Cape Town.
[11]
Clause 3 is titled ‘
Introduction and background’
.
In clause 3.1 the report notes that foreign intelligence actors
continue to monitor policy conceptualisation in the ANC.
The
USA, through its National Security Strategy, has mandated its
intelligence agencies to monitor the activities of State and
non-state entities to warn of future developments on issues. In South
Africa, the Political Office of its embassy in Pretoria (the
Political Office) continues to gather information related to the ANC,
which is then sent to the USA State Department.
[12]
In clause 3.2 the report alludes to reported factional battles within
the ANC, and that
the Political Office has drawn its conclusions
about them through a network of ANC party officials, ‘who
wittingly or unwittingly,
share privileged information’. No
names are mentioned in this regard. It is further stated that the
conclusions were that
the former ANC Secretary-General was
galvanising support in anticipation of his arrest for corruption.
[13]
Clause 4 is titled ‘
Intelligence collected by the US Embassy
on the political dynamics within the ANC
’. In summary, the
conclusions said to have been drawn by the USA embassy were that:
(a)
The ANC Youth League (ANCYL) in the Free State supported the former
ANC Secretary-General, and its efforts to have Mr Ramaphosa
removed
as ANC President in a then-pending National General Council (NGC) and
to lobby other provinces to support them.
(b)
Unidentified business people from the Free State were co-ordinating
support for both the former ANC Secretary-General and former
President Zuma,
(c)
Former President Zuma’s refusal to testify at the Zondo
Commission was part of his strategy with former ANC Secretary-General
to weaken the Zondo Commission and President Ramaphosa and that they
met regularly in Durban for that purpose.
(d)
The campaign to weaken President Ramaphosa was led and coordinated by
‘key Zuma allies’.
[14]
Clause 5 is headed ‘
Analysis and Projection
’.
Clause 5.1 states that the USA mission views the ANC’s party
dynamics, especially the manifestation of factionalism,
as a
barometer of the political climate within the ruling party and ‘tries
to gauge future political-economic scenarios’.
The report
further notes that there is ‘a very close cooperation taking
place between the USA diplomatic community and the
USA intelligence
community in South Africa’.
[15]
Clause 5.2 notes that over the years, the US Mission had created a
comprehensive network
of contacts and that these efforts have been
successful considering the kind of intelligence it had acquired. In
this regard, it
is mentioned that the USA Consulate in Durban had,
for example, managed to establish various regular contacts amongst
political
parties including the ANC, the Inkatha Freedom Party (IFP),
the Economic Freedom Fighters (EFF) and the Democratic Alliance (DA).
[16]
Finally, in clause 6, under ‘
Recommendation
’, it
is noted that the USA had cultivated good access in the ruling party
with the purpose of either influencing policy direction
in South
Africa or determining how it can be subverted. It is recommended to
the Minister that the government should take note
of the
vulnerabilities in the ruling party and take steps in this regard.
Under clause 7, the conclusion is that legislation aimed
at the
protection of State information should be promulgated to ‘neutralise’
‘unrestrained access to covert information’
by foreign
agents.
[17]
On the face of it, what is discussed in the report implicates the
mandate of the SSA. The
suggestion that foreign intelligence agencies
have infiltrated the ruling party with a view to influence its
policy, and implicitly
that of the country, is sufficient to trigger
the SSA’s attention. I therefore do not agree with the
contention of the appellants
that the report has nothing to do with
the mandate of the SSA but internal ANC politics.
The
issues
[18]
The overarching issue before us is whether the High Court properly
exercised its discretion
when it confirmed the interim interdict.
That issue has the following subsets: (a) whether the Minister
observed the requisite
good faith in the ex parte proceedings; (b)
the effect of classification of the report; and (c) whether the
report deserves protection
from publication. I consider each, in
turn.
Good
faith
[19]
Since
Schlesinger
v Schlesinger
,
[6]
(
Schlesinge
r)
it is settled that in ex parte applications all material facts which
might influence a court in coming to a decision must be
disclosed.
The non-disclosure or suppression of facts need not be wilful or
mala
fide
to
incur the penalty of rescission. The Court, apprised of the true
facts, has the discretion to set aside the interim order or
to
preserve it.
[7]
The discretion that the
court must exercise in this regard, is one in the true sense. Thus,
an appeal court will only interfere
if the court of first instance
exercised its discretion on a wrong principle or made a decision that
was not reasonably open to
it.
[8]
[20]
In
Phillips
v National Director of Public Prosecutions
[9]
this Court set out the factors which a court should consider in
exercising its discretion where there is non-disclosure as including:
(a) the extent of the non-disclosure; (b) whether the first court
might have been influenced by proper disclosure; (c) the reasons
for
the non-disclosure and (d) the consequences of setting the
provisional order aside.
[21]
With these precepts in mind, I must determine whether in the ex parte
proceedings, the
Minister made full disclosure of the material facts,
or whether there was any misleading information or misstatements. In
this
regard, I
consider: (a) that the report was
not made available to the court; (b) that the court was informed that
the report was classified
as 'Top secret'; (c) whether accurate
information was conveyed to the court about the nature and contents
of the report.
The
report not available to the court
[22]
It is common cause that the report was not made
available to the court in the ex parte proceedings. There is no
explanation for
this, neither in the evidence of Mr Scott, the
submissions by the Minister’s counsel, nor the founding or
replying affidavits
on behalf of the Minister. The silence in this
regard is deafening. The High Court said nothing about this.
‘
Top
secret’ v ‘Secret’
[23]
As mentioned, Mr Scott incorrectly testified that the report was
classified as ‘Top
Secret’, instead of ‘
Secret’.
In his founding affidavit, the Director General attributed this to ‘a
reasonable mistake’, given the
extreme urgency under which the
application was brought. There was no confirmatory affidavit by Mr
Scott about his alleged mistake.
In their answering affidavit,
the appellants challenged the Minister to provide a better
explanation for this. In the reply on behalf
of the Minister, the
Director-General brushed this aside, and stated
that this ‘has been fully explained in the founding affidavit
and is reasonable’.
The High Court agreed, and held that
this was not material, as ‘the document is exempted from
disclosure and warranted security’.
[24]
I disagree. The materiality of the failure lies in what Mr Scott
testified to be the implications
of a ‘Top secret’
classification. This, he testified, ‘is a type of report that
should not be accessed by ordinary
members of the public or anyone
who is not authorised by a top-secret clearance. Without such
clearance, he said, ‘the possession
of the report was illegal’.
This is highly material because the category of people who are
prohibited from possessing or
seeing the report, as per Mr Scott’s
testimony, would include the court itself, as it: (a) is ‘[an]
ordinary member
of the public’, and (b) presumably did not have
a ‘top-secret clearance’. Mr Scott's chilling warning
might explain
why the court did not bother to request that the report
be made available to it. It could not risk being in ‘illegal
possession’
of the report.
[25]
In my view, the Deputy Director’s laconic statement constitutes
no explanation for
the misstatement of fact by Mr Scott. It was the
latter who allegedly made an error in his testimony, and not the
Deputy Director.
It follows that Mr Scott was the only person who
could shed light on the circumstances under which the error allegedly
occurred.
When the appellants challenged the Minister for a better
explanation, this presented an opportunity for a full explanation,
confirmed
by Mr Scott in a confirmatory affidavit. She elected not to
do so. In the absence of this explanation, the statement by the
Deputy
Director is speculative and carries no weight.
[26]
Another consequence of the absence of a proper explanation is that an
irresistible inference
arises that Mr Scott would have found it
difficult to explain the alleged error. I say this because it would
be difficult for anyone
who has read the report, to miss its
classification ‘SECRET’ (in uppercase) as it stands
conspicuously alone at the
bottom centre of each page. One would
assume that Mr Scott had read the report to enable him to testify
about it and did in fact,
have it in front of him when he testified.
It would indeed be surprising if he did not.
[27]
Counsel for the Minister must also have had sight of the report to
enable him to make the
submissions he made to the court. Therefore,
for Mr Scott and the Minister’s counsel to have conveyed to the
court in the
ex parte proceedings as they did, they must either: (a)
not have read the report; or (b) deliberately misled the court about
its
classification. Either way, this does not redound to the
Minister’s case. Viewed in this light, the High Court erred in
summarily
dismissing the materiality of this non-disclosure. In the
absence of any satisfactory explanation for this, I consider it to be
a misrepresentation of a material fact to the court in the ex parte
proceedings.
Were the nature and
contents of the report accurately conveyed to the court?
[28]
Core to this, are counsel’s submissions and
the testimony of Mr Scott. In his opening address, counsel informed
the court
that the report contained ‘sensitive intelligence
information compiled by the USA
together
with the SSA’. The publication of
the report ‘would likely expose these two governments [South
Africa and USA] to serious
diplomatic relations’. Later, in his
closing address, counsel reiterated the partnership between the USA
and South Africa
in the compilation of the report. He said that the
USA and South Africa are partners in the intelligence community,
where ‘trust
was of the utmost importance’, and once that
is lost with a partner, ‘then you have problems’.
He
further testified that the report was ‘
produced by [the USA]
that is making certain allegations,
working with [the SSA]
’.
(Emphasis added.)
[29]
As to the likely impact of the publication of the
report, Mr Scott testified:
‘
The
first one is the one that I alluded to with regard to diplomatic
relations because as you would imagine
agencies
all over the world share information and they work together.
If
that information ends up in the wrong hands, then there is a level of
distrust that develops between the agencies.
It
has the potential to [adversely] affect the image of the country.
To
break the trust of our country with international partners.’
(Emphasis
added.)
[30]
Having outlined the salient features of the
report, the statement by counsel and the testimony of Mr Scott that
the report was compiled
by the USA in collaboration with the SSA is
simply not correct.
Far from being a co-author of the report,
the USA Embassy appears to be the subject of counter-surveillance by
the SSA. What was
emphasised to Mundzelele J was that having worked
with the SSA to produce a secret report in confidence, the USA would
feel betrayed
by the breach of confidentiality were it to be
published. This, in turn, would lead to a diplomatic fallout and loss
of trust between
the intelligence agencies of the two countries. Were
this to be true, any court would understandably be concerned about
the implications
of the publication of the report. This is where the
evidence that the report was classified as ‘Top secret’
assumes
significance. It would have been uppermost in the court’s
mind when considering whether to grant the interim interdict. This
was a material misstatement.
[31]
Mr Scott also testified that
‘[t]he
report also talks about how [the USA] political office is working
within the ruling party
to divide it and to exacerbate what they
call the factions within
’. (Emphasis added.) There is no
such claim in the report. This was a further material misstatement.
[32]
Lastly, Mr Scott testified that the report makes ‘certain
allegations . . . implicating
certain high political people, some of
whom involve the former President’. He said:
‘
The
second [point of concern] relates to the implicated people in that
report who happen to be high office bearers of political
office. The
type of information that is being disseminated with regards to the
factions of the ruling party and who [are] still
in those. Those
[have], in our view, . . . the potential to return us to what I would
call the July events because some of the
insinuations made,
especially in the questions are leading us to that direction. It also
has the potential on our own national
security given the sensitivity
of the issues that are in those questions.’
[33]
There are several incorrect statements in the above testimony of Mr
Scott. First, the report
does not ‘implicate’ anyone. It
simply states what the Political Office would have analysed regarding
reported factions
in the ANC. I have already stated the context in
which individuals named in the report were mentioned, namely, their
alleged loyalty
to former President Zuma in reported factions of the
ruling party. This has been widely reported in the media. If this is
what
Mr Scott sought to convey to the court when he testified that
there were ‘allegations’ against certain individuals who
were ‘implicated’ in the report, he was mistaken. This
was another material misstatement.
[34]
The report does not say
that the USA intelligence was making any allegations. It says that it
is taking note of the allegations
which had been widely reported
about factions in the ruling party, to influence the ruling party’s
policy. Mr Scott’s
evidence conveyed to the court an impression
that the report contained ‘sensitive’ allegations against
individuals,
who are ‘implicated’ in something sinister
or some wrongdoing. As seen from the outline of the
contents
of the report, there is nothing in the report to that
effect. This is another material misstatement.
Secondly,
Mr Scott’s testimony that the publication of the report might
lead to ‘the July events,’
[10]
is a bald statement not supported by any facts. It is not clear what
link Mr Scott drew between the two. This is a further material
misstatement. Thirdly, the claim that the publication of the report
would harm our national security is also a bald statement without
any
factual basis. Mr Scott did not explain the link. This was a further
material misstatement.
[35]
I have
identified a misrepresentation (the classification issue) and five
material misstatements made to the court during the ex
parte
proceedings. It is immaterial whether they were made deliberately to
mislead or were simply misstated.
As
pointed out in
Powell
NO v Van der Merwe
[11]
the
Schlesinger
test applies equally to
the relief obtained 'on facts which are incorrect because they have
been misstated or inaccurately set out
in the application for an
order . . . or, because they have not been sufficiently investigated
. . .'
[12]
These
influenced the court’s decision to grant the interim interdict.
Had Mundzelele J been placed in possession of the report
during the
hearing, some of the issues identified above would have become
apparent to the Judge as not being factually correct.
The outcome
might have been different.
[36]
The position is that
courts will always frown on an order obtained ex parte on incomplete
information,
[13]
unless there
is a very cogent practical reason why an order should not be
rescinded.
In
my view, the materiality and multiplicity of the misstatements, and
the misrepresentation, identified above, required a cogent
reason to
deviate from the default position. The Minister has proffered none.
This leads to an inescapable conclusion that the
Minister did not
observe the duty of utmost good faith in the ex parte proceedings.
[37]
The High Court, having had sight of the report,
failed to have any regard to these misstatements and the
misrepresentation. It follows
that it did not
exercise
any discretion at all. If it did, it was on the wrong principle.
On this basis alone, the appeal must succeed.
This Court is therefore at large to replace the High Court’s
order with one it should have made. F
or the sake
of completeness, I consider the other two issues.
The
effect of classification
[38]
How a court should
approach the question as to whether a classified document, should be
made available to the public, was enunciated
by the Constitutional
Court in
Independent
Newspapers v Minister for Intelligence Services:
in
re Masetlha
[14]
(Masetlha).
It was
held that the mere fact that documents in a court record have been
classified does not oust the jurisdiction of a court to
decide
whether they should be protected from disclosure to the media and the
public. The mere say-so of the Minister concerned
does not place such
documents beyond the reach of the courts. The court went on to
explain that once the documents are placed before
a court, they are
susceptible to its scrutiny and direction as to whether the public
should be granted or denied access.
[15]
[39]
The
appellants relied on this dictum and urged the High Court to look
beyond the classification and read the report to determine
whether it
should be disclosed to the public.
The
court agreed with the appellants’ contention and noted that
it
‘had the privilege of examining the content of [the report] to
determine whether the report can be described as national
security
information or not’. However, it sought to
distinguish the present case from
Masetlha
and
President
of RSA v M & G Media Ltd
[16]
(
Mail
and Guardian
)
on the basis that in those cases, there was a request made for access
to the record in terms of the Promotion to Access of Information
Act
[17]
(PAIA), which was not
the case in this matter. The court said that Mr Makwakwa had failed
to request the report under PAIA ‘and
rather elected to obtain
and retain a copy of the report unlawfully’. The court did not
elaborate on the effect of the last
statement.
[40]
I understand it to mean that the
Masetlha
dictum applies only where access to a
document is sought through a court application, but not where a
document is already in the
hands of a party without authorisation, as
is the case here.
In other words, according to the High Court,
for as long as the report remains classified, the court’s
jurisdiction to consider
its contents is ousted. This is fortified by
its remark that ‘the [report] is exempted from disclosure and
warranted security’.
[41]
I cannot agree with this reasoning. In these matters, the question is
always whether, irrespective
of classification, a court is entitled
to have regard to the contents of the classified document to
determine whether it should
be made available to the public. This is
an objective test, to be decided discretely from whether the
application before the court
is one for access, or as here, about the
right to publish a document already in the possession of a party,
albeit obtained in an
unauthorised manner. Although
Masetlha
concerned the principle of open justice
to
compel public disclosure of discrete portions of a record of court
proceedings, the dictum applies with equal force to cases
such as the
present.
[42]
Were the distinction drawn by the High Court correct, it would lead
to an absurd result
in that once the Minister asserts that a document
had been classified, the court would be obliged to accept her word,
and not go
beyond the classification. This is directly at odds with
the express holding in
Masetlha.
The absurdity is also
demonstrated by the fact that in this case
the
report was made available to the court. This begs the question. For
what purpose if not for the court to scrutinise its contents
to
determine whether it should be published?
[43]
Despite its apparent conclusion that it was precluded from
scrutinising the report because
it was classified and Mr Makwakwa had
not applied to access it, the High Court said that it did consider
the report in confirming
the interim interdict. But there is no
evidence of this in its judgment, as there is no analysis or overview
of the report. This
suggests that, despite it having read the report,
the court considered the report to be beyond its scrutiny merely
because of the
classification. In this, the High Court erred and on
this basis too, the appeal should succeed.
Should
the report be published?
[44]
The onus to
establish that the report should not be in the public domain because
of national security, rested on the Minister. This
seems to have
eluded the High Court, it approached the matter on the footing that
the ‘classification [of the report as “secret”]
stands until set aside’. This unwittingly shifted the onus to
the appellants to establish why they should be allowed to publish
a
report that they have not been authorised to possess.
[45]
The High
Court identified the issue before it as being whether, after reading
its contents, 'the report can be described as national
security
information or not'. The court stated that having had the so-called
‘judicial peek’ of the report, it considered:
(a) the
availability of the information in the public domain; (b) how the
report came to be in the public domain by illegal public
disclosure;
(c) whether further disclosure would increase the risk to national
security.
[46]
However,
nowhere in its judgment did the High Court discuss or elaborate on
any of these issues or explain what, in the report,
implicates
national security. This is despite the appellants pertinently placing
this in dispute, and the court itself acknowledging
that
Mr Makwakwa had
provided
‘a detailed analysis’ of the report for his contention
that the report did not implicate national security.
Having
made that observation, the court surprisingly did not consider
whether Mr Makwakwa’s ‘detailed analysis’
had
merit. Instead, it remarked that Mr Makwakwa was ‘not an
expert’. It is not clear what this had to do with the
analysis
of the report. To be clear, the analysis of the report required no
expert witness.
[47]
I have
earlier set out the salient features of the report.
In
sum, the report is about t
he USA Embassy and its intelligence
community which are said to be observing the widely reported factions
in the ruling party to
influence domestic policy and shape the USA’s
own decisions. The information considered in the report is in the
public domain
already. For example, the mention of certain leaders of
the ANC as being supporters of former President Zuma is nothing new.
Thus,
there is nothing ‘sensitive’ about the contents of
the report. They are s
o
banal that one could even doubt whether the conclusions said to be
drawn by the USA intelligence community resulted from any
intelligence-gathering exercise, as opposed to ordinary research.
Indeed, a browse through the local media on the
reported factions in the ruling party would easily enable one to make
the same conclusions.
[48]
The Minister accepted that the information contained in the report is
already in the public
domain. She also accepted the fact that
embassies gather intelligence information. But she contended that
what is not in the public
domain and has not been reported on, was
the fact that the USA Embassy, as part of the USA intelligence
community, has a network
of ANC party officials with whom they share
intelligence information. According to the Minister, should this
information be ‘misconstrued
or published, the security of
South Africa and the individuals may be compromised’. However,
the Minister does not explain
how this implicates national security,
or how the individuals will be compromised since their names are not
disclosed in the report.
Conclusion
[49]
In all the circumstances, I conclude that the Minister had failed to
discharge the onus
to establish that national security would be
implicated by the release of the report. On this basis, too, the
appeal should succeed.
Costs should follow the result. Both parties
employed two counsel. Given the issues involved, this was warranted.
[50]
The following order is made:
1
The appeal is upheld with costs, including the costs of two counsel.
2
The order of the High Court is set aside and replaced with the
following:
‘
The
interim interdict granted by this Court on 22 December 2021 is
discharged with costs.’
___________________
TM
MAKGOKA
JUDGE
OF APPEAL
APPEARANCES:
For
appellants:PA Myburgh (with him V Bruinders)
(Heads
of argument having been drawn by HJ De
Waal SC and PA Myburgh)
Instructed
by: Abraham Kiewitz Inc., Cape Town
Webbers
Attorneys, Bloemfontein
For
respondent: DB du Preez SC (with him NP Mashabela)
Instructed
by: State Attorney, Pretoria
State
Attorney, Bloemfontein.
[1]
In its stable, Independent Media has, among others,
The
Star
,
Pretoria
News, Cape News, Cape Argus, The Mercury, Post, Isolezwe, Daily
News, Sunday Independent.
[2]
A Minister originally oversaw South Africa’s civilian
intelligence agencies and national security matters. In 2021 the
ministry was abolished and the function of the Minister was taken
over by the Presidency, with a Deputy Minister reporting to
the
President. There was therefore an erroneous citation of a
non-existing Minister. But nothing turns on this, and I will keep
the citation as originally done in the High Court.
[3]
Shortly
after the order was granted, counsel for the Minister contacted Mr
Makwakwa and informed him of the fact that the appellants
had been
interdicted from publishing an article about the report.
Despite this, the appellants went on to publish the article
in
The
Star
under
the headline ‘
US,
ANC leaders "spying on the party"
,
and in the
Daily
News
under
the headline ‘
US
Political Office “guiding ANC policy”’
.
This, on the face of it, constituted contempt of court. However,
that is not before us, and I make no further comment on it.
[4]
The classification is done
in
terms of the national security policy known as the Minimum
Information Security Standards (MISS).
All
official matters requiring the application of security measures must
be classified as 'Restricted', 'Confidential', 'Secret',
or 'Top
Secret'.
According
to this policy, ‘Secret’ is the classification given to
information that can be used by malicious/opposing/hostile
elements
to disrupt the objectives and functions of an institution and/or
state, and intelligence/information must be classified
‘Secret’
when the compromise thereof can: (a) disrupt the effective execution
of information or operational planning
and/or plans; (b) disrupt the
effective functioning of an institution; and (c) damage operational
relations between institutions
and diplomatic relations between
states.
[5]
Superior Courts’ Act 10 of 2013
.
[6]
Schlesinger
v Schlesinger
1979
(4) SA 342 (W).
[7]
Ibid at 348E-349B. The
Schlesinger
test
has since been applied in subsequent cases by this Court. See for
example,
Trakman
NO v Livshitz
1995
(1) SA 282
(A) at 288E-F;
Powell
NO v Van der Merwe NO
2005
(5) SA 62
(SCA) paras 74-75;
National
Director of Public Prosecutions v Basson
[2001]
ZASCA 111
;
2002 (1) SA 419
(SCA);
[2002] 2 All SA 255
(SCA) para 21;
Recycling
and Economic Development Initiative of South Africa MPC v Minister
of Environmental Affairs
2019
(3) SA 521
(SCA) (
Redisa
)
paras 45-52.
[8]
Redisa
para 87.
[9]
Phillips
v National Director of Public Prosecutions
2003
(6) SA 447
(SCA) para 29.
[10]
This refers to a wave of civil unrest that occurred in South Africa
in KwaZulu-Natal and parts of Gauteng from 9-18 July 2021
in protest
against the imprisonment of former President Zuma for defying an
order of the Constitutional Court to testify at a
Commission of
Inquiry.
[11]
Powell
NO and Others v Van der Merwe and Others
[2004]
ZASCA 25; [2005] 1 All SA 149 (SCA); 2005 (5) SA 62 (SCA); 2005 (1)
SACR 317 (SCA); 2005 (7) BCLR 675 (SCA).
[12]
Ibid para 75.
[13]
Schlesinger
at 350B.
[14]
Independent
Newspapers (Pty) Ltd v Minister for Intelligence Services: in re
Masetlha v President of the Republic of South Africa
(Freedom of
Expression Institute as Amicus Curiae)
[2008]
ZACC 6
;
2008 (5) SA 31
(CC);
2008 (8) BCLR 771
(CC); (
Masetlha
);
Helen
Suzman Foundation v Judicial Service Commission
[2018]
ZACC 8
;
2018 (4) SA 1
(CC);
2018 (7) BCLR 763
(CC) paras 54-55.
[15]
Masetlha
para 53.
## [16]President
of Republic of South Africa v M & G Media Ltd[2011]
ZACC 32; 2012 (2) BCLR 181 (CC); 2012 (2) SA 50 (CC).
[16]
President
of Republic of South Africa v M & G Media Ltd
[2011]
ZACC 32; 2012 (2) BCLR 181 (CC); 2012 (2) SA 50 (CC).
[17]
Promotion to Access of Information Act 3 of 2000.
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