Case Law[2024] ZASCA 50South Africa
Mathuthu and Others v S (393/2021) [2024] ZASCA 50 (17 April 2024)
Supreme Court of Appeal of South Africa
17 April 2024
Headnotes
Summary: Criminal procedure – appeal against conviction and sentence – leave to appeal refused by regional magistrate – petition in terms of s 309C of the Criminal Procedure Act 51 of 1977 refused by the high court – special leave to appeal against the dismissal of the petition granted by this Court – test is whether appellants have shown reasonable prospects of success on appeal.
Judgment
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## Mathuthu and Others v S (393/2021) [2024] ZASCA 50 (17 April 2024)
Mathuthu and Others v S (393/2021) [2024] ZASCA 50 (17 April 2024)
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sino date 17 April 2024
THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
JUDGMENT
Not
Reportable
Case
no: 393/2021
In
the matter
between:
CLIFFORD
MATHUTHU FIRST
APPELLANT
MBIZO
KHUMALO
SECOND
APPELLANT
CHRISTOPHER
SIBANDA
THIRD APPELLANT
BHEKIMPILO
NDLOVU
FOURTH
APPELLANT
and
THE
STATE
RESPONDENT
Neutral citation:
Mathuthu and Others v The State
(393/2021)
[2024] ZASCA 50
(17 April 2024)
Coram:
MOKGOHLOA, NICHOLLS, MOTHLE and HUGHES JJA and
BAARTMAN AJA
Heard:
29 February 2024
Delivered:
This judgment was handed down electronically by circulation to
the parties’ representatives by email, publication on the
Supreme
Court of Appeal website, and release to SAFLII. The date for
hand down is deemed to be 17 April 2024 at 11h00.
Summary:
Criminal procedure – appeal against conviction and sentence –
leave to appeal refused by regional magistrate
– petition in
terms of
s 309C
of the
Criminal Procedure Act 51 of 1977
refused by
the high court – special leave to appeal against the dismissal
of the petition granted by this Court – test
is whether
appellants have shown reasonable prospects of success on appeal
.
ORDER
On
appeal from:
Gauteng Division of the High Court, Johannesburg
(Mokgoatlheng and Janse Van Rensburg JJ sitting as court of appeal):
1
Leave to appeal of the refusal of the petition in respect of the
conviction is
dismissed.
2
Leave to appeal of the refusal of the petition in
respect of sentence is granted.
3
The matter is remitted to the high court in respect of sentence.
JUDGMENT
Hughes
JA (Mokgohloa, Nicholls and Mothle JJA and Baartman AJA
concurring):
[1]
This is an appeal against a refusal of a petition for leave to appeal
by the Gauteng Division of the High Court, Johannesburg (the high
court) (per
Mokgoatlheng and Janse Van Rensburg JJ). The
appellants appeared before the Newlands Regional Court, Johannesburg
(the regional
court) on a number of counts, to wit eleven in total.
They were convicted and sentenced.
I will
return to the sentences imposed upon each appellant later in the
judgment.
[2]
The appellants, aggrieved by the convictions and sentences imposed,
sought
leave to appeal, which the regional court refused. An
application to the high court for leave to appeal by way of petition
in terms
of s 309C of the Criminal Procedure Act 51 of 1977 (the
CPA) was refused. This Court subsequently granted special leave to
appeal to this Court, the refusal of the petition seeking leave to
appeal in respect of both the conviction and sentence.
[3]
Counsel
for the appellants laboured under the impression that he was at this
Court to argue the merits of the appeal against both
the convictions
and sentences imposed by the regional court. This Court enquired from
counsel whether he understood the task at
hand, since it was evident
from his heads of argument that he had adopted the incorrect
approach. From the bar, counsel responded
that he placed reliance on
a decision of this Court,
Van
Wyk v S,
Galela
v S
,
[1]
where special leave to appeal had been granted in terms of s 16(1)
(b)
of
the Superior Courts Act 10 of 2013 (the
Superior Courts Act).
[4]
It
would be well to bear in mind that the threshold in terms of
s
16(1)
(b)
is
that it permits leave to appeal being granted on the basis that
‘special circumstances’ exist to do so. This threshold
is
much higher than that required by the high court when it considered
the petition, for there the threshold was that there were
‘reasonable
prospects of the contemplated appeal succeeding’.
[2]
[5]
The
confusion as to where an appeal lies from the magistrates’
court under
s 309
of the CPA at this juncture is disappointing, to
say the least. From as far back as
S
v
Khoasasa
;
[3]
S
v
Matshona
;
[4]
Tonkin
v S
;
[5]
Dipholo
v S
;
[6]
Mthimkhulu
v S
[7]
to
the latest
De
Almedia v S
,
[8]
it has been reiterated that ‘the issue to be determined is not
whether the appeal against conviction and sentence should
succeed but
whether the high court should have granted leave, which in turn
depends upon whether the appellant could be said to
have reasonable
prospects of success on appeal.’
[9]
It is the decision of the high court refusing the petition, and the
question whether it was correct in dismissing the petition
in terms
of
s 309C
of the CPA, that is before this Court.
[6]
The appellants stood trial on several charges in the regional court.
The
counts ranged from robbery with aggravating circumstances read
with s 51(2) of the Criminal Law Amendment Act 105 of 1997 (the
Act) to attempted murder, unlawful possession of unlicensed firearms
in term of ss 3 and 90 of the Firearm Control Act 60
of 2000 and
contravention of s 36 of the General Law Amendment Act 62 of
1935, being in possession of a motor vehicle which
was reasonably
suspected to have been stolen. They were all convicted on counts one
to four and the third appellant was convicted
on count five, whilst
the fourth appellant was convicted on count six. The sentences were
ordered to run concurrently.
[7]
It is not desirable to deal with the merits in detail when dealing
with
an application of this nature. However, it is necessary for me
to set out the facts of this case in more detail. I will be referring
to those parts that will assist in establishing whether there are
reasonable prospects of success on appeal. In summary, the facts
giving rise to the appellants’ convictions follow below.
[8]
On 9 February 2015, Thatoya Malimo Molefe (Mr Molefe) was on his way
home
to Midrand, having attended a meeting in Parkmore when he was
robbed of his Toyota Camry motor vehicle at gun point by the
appellants.
Following upon the aforesaid incident, on 17 February
2015 at 11h25 at the Worldware shopping mall, in Fairlands, the
appellants
entered an MTN store and robbed the store of cellphones at
gun point, to the value of R380 000 and cash in the amount of
R2000.
In an attempt to flee from the MTN store, the appellants fired
shots at the security personnel in the shopping mall and proceeded
to
their getaway vehicles, being the Toyota Camry, a Volkswagen Polo and
a Kia Rio RS. This is the same Toyota Camry which was
taken from Mr
Molefe in Parkmore. Significantly, the cellphones were recovered in
the vehicles at the scene of the shopping mall.
[9]
A shoot out ensued between the security personnel and the appellants.
In an attempt to flee the scene, one of the appellants was
apprehended at the scene as he injured himself whilst trying to climb
over a high wall. Another appellant fled into a nearby field, and was
apprehended by the security personnel in the field after
he shot at
the security guard and eventually surrendered himself.
[10]
Police on patrol, stationed at Fairlands, were informed of a Toyota
Quantum fleeing the
scene. They spotted the vehicle and gave chase.
As the vehicle, which was in their sight at all times, attempted to
evade the police
on the N1, volumes of traffic hindered their
progress. The driver and the passenger exited the vehicle and fired
shots at the police.
At some point, the driver of the vehicle got
back into the vehicle and abandoned the passenger, who was eventually
apprehended
by the police.
[11]
The last appellant to be arrested was apprehended when he pretended
to seek assistance from a
home in the area close to the scene. A
security guard on patrol noticed the altercation between this
appellant and the gardener
of the home. A shoot out ensued between
them and the security guard sought cover outside of his vehicle. The
appellant managed
to drive away with the security guard’s
vehicle until he came to a
cul de sac
and was arrested by the
security guards.
[12]
The appellants’ counsel challenged the evidence of the
eye-witnesses and the reliability
of these witnesses as single
witnesses. The appellants submitted that the trial court did not
exercise the necessary caution required
when dealing with the
evidence of a single witness.
[13]
Regarding the convictions, the offences were committed from different
moving scenes. Even so,
the difficulty that the appellants have is
that they were in one way or the other apprehended on the scene or in
close proximity
of the different scenes with the stolen cellphones
from the MTN store and had firearms. In addition, they were
positively identified
by the witnesses as being there when the
offence was committed. I have no difficulty with the manner in which
the trial court applied
the cautionary rule to the evidence of the
single witnesses, having found the evidence to be satisfactory in all
respects.
[14]
It is unfortunate that the magistrate profiled the appellants when he
commented that ‘the
fact that you have four Zimbabwe nationals,
linked to the same event, they all speak the same language. It its
remarkable that
the police could find four individuals, on their
versions so far removed from each other and yet attempt to falsely
implicate them
in the commission of the crime in this matter, it is
highly unlikely’. Nonetheless, the hypothesis advanced by the
magistrate
bore credence and did not detract from the trial courts
findings of fact on the evidence. It is trite that an appeal court’s
interference with a trial court’s finding of facts in the
absence of any misdirection by the trial court, is limited. The
high
court’s dismissal of the petition for leave to appeal the
convictions was thus correct as there was no misdirection
by the
trial court.
[15]
The Constitutional Court, in
S
v Bogaard
,
[10]
said the following about this Court’s power to interfere with a
sentence imposed by a lower court:
‘
It
can only do so where there has been an irregularity that resulted in
a failure of justice; the court below misdirected itself
to such an
extent that its decision on sentence is vitiated; or the sentence is
so disproportionate or shocking that no reasonable
court could have
imposed it.’
[16]
The sentences imposed by the magistrate are not clearly set out and
require clarification for
a definitive sentence to emerge. Both
counsel for the appellants and for the State conceded that there was
confusion arising from
the manner in which the magistrate imposed the
sentences. Hence, both parties had different interpretations on what
sentence had
actually been imposed on the appellants. To illustrate
the point made above, I set out the sentence imposed as per the
record of
the proceedings.
[17]
The sentence reads:
‘
.
. . . In respect of count 1 all four of you are sentenced to 15 years
imprisonment in terms of
section 51(2)
of the
Criminal Law Amendment
Act. In
respect of count 2 you are all four sentenced to 15 years
imprisonment in terms of
section 51(2)
of the
Criminal Law Amendment
Act.
In
respect of count 3 you are all four sentenced to 15 years
imprisonment in terms of
section 51(2)
of the
Criminal Law Amendment
Act. In
respect of count 4 you are all sentenced to 5 years
imprisonment in terms of
section 51(2)
of the
Criminal Law Amendment
Act. Count
5 you are all sentenced to 5 years imprisonment in terms
of the minimum legislation. Accused 3 in respect of count 7 five
years
imprisonment, that is for the possession of the firearm, and
accused 4 in respect of count 6, 5 five years imprisonment.
So
in short accused 1 and 2 then [indistinct] 55 years imprisonment and
accused 3 and 4 60 years imprisonment each . . . . In respect
of
count 1 and 3 the sentences to run concurrently, 10 years of the
sentence to run concurrently with the sentence in respect of
count 2.
Count 4 and 5 taking together for the purpose of sentence, 5 years
imprisonment . . . . I think your conduct clearly demonstrate
that
you can never be trusted with the [indistinct] of licenced firearms
and therefore you remain unfit in terms of Section 102
of the Firearm
Control Act. Thank you.’
[18]
From the aforesaid, it is clear that the judgment of the regional
court on sentence is not particularly
helpful and is incoherent. In
addition, the high court did not deal with the confusion as set out
in the sentences above. Regarding
petitions, the high court is not
obliged to gives reasons for its refusal. It is trite that in terms
of s 19
(d)
of the
Superior Courts Act, an
appellate court
exercising appeal jurisdiction may ‘confirm, amend or set aside
the decision which is the subject of the
appeal and render any
decision which the circumstances may require’.
[19]
In my view, there was a clear misdirection by the sentencing court in
imposing a sentence that is confusing,
incoherent and clearly not
comprehensible. The high court was obliged to deal with this
confusion and failed to do so when it refused
the petition. Thus,
this Court is none the wiser and is constrained to remit the matter
to the high court to deal with the issue
of sentence.
[20]
Court orders must be framed in unambiguous terms, practical and
enforceable. In
Eke
v Parsons
,
[11]
the Constitutional Court stated that there ought to be no doubt or
confusion regarding what the order states. The Constitutional
Court
explained this as follows:
‘
If
an order is ambiguous, unenforceable, ineffective, inappropriate, or
lacks the element of bringing finality to a matter or at
least part
of the case, it cannot be said that the court that granted it
exercised its discretion properly. It is a fundamental
principle
of our law that a court order must be effective and enforceable, and
it must be formulated in language that leaves no
doubt as to what the
order requires to be done. The order may not be framed in a manner
that affords the person to whom it applies,
the discretion to comply
or disregard it.’
[12]
[21]
It follows that the refusal of the petition for leave to appeal
against sentence must succeed.
[22]
In the result, I make the following order:
1
Leave to appeal against the refusal of the petition in respect of the
conviction is dismissed.
2
Leave to appeal against the refusal of the petition in respect of
sentence is granted.
3
The matter is remitted to the high court in respect of sentence.
___________________
W
HUGHES
JUDGE
OF APPEAL
Appearances
For
the appellants: M Khonou
Instructed
by: Mosiapoa Attorneys, Protea Glen
Reynard
& Associates Inc., Bloemfontein
For
the respondent: J F Masina
Instructed
by: The Director of Public Prosecutions, Johannesburg
The
Director of Public Prosecutions, Bloemfontein.
[1]
Van Wyk
v S,
Galela
v S
[2014]
ZASCA 152; [2014] 4 All SA 708 (SCA); 2015 (1) SACR 584 (SCA).
[2]
Ibid para 39.
[3]
S v
Khoasasa
[2002]
ZASCA 113
;
2003 (1) SACR 123
SCA; [2002] 4 All SA 635 (SCA).
[4]
S v
Matshona
[2008]
ZASCA 58
;
[2008] 4 All SA 68
(SCA);
2013 (2) SACR 126
(SCA)
(
Matshona
).
[5]
Tonkin
v S
[2013]
ZASCA 179
;
2014 (1) SACR 583
(SCA) (
Tonkin
).
[6]
Dipholo
v The State
[2015]
ZASCA 120.
[7]
Mthimkhulu
v S
[2016]
ZASCA 180.
[8]
De
Almeida v S
[2019]
ZASCA 84.
[9]
Tonkin
para 3
quoting
Matshona
para 4;
Ntuli
v The State
[2018]
ZASCA 164
para 4;
S
v Kriel
[2011]
ZASCA 113
;
2012 (1) SACR 1
(SCA) para 11-12;
S
v Smith
[2011]
ZASCA 15
;
2012 (1) SACR 567
(SCA) para 2-3.
[10]
S v
Bogaard
[2012]
ZACC 23
;
2012 (12) BCLR 1261
(CC);
2013 (1) SACR 1
(CC) para 41.
[11]
Eke v
Parsons
[2015]
ZACC 30
;
2015 (11) BCLR 1319
(CC);
2016 (3) SA 37
(CC) para 64.
[12]
Ibid para 74.
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