Case Law[2024] ZASCA 172South Africa
Sethosa v S (679/2023) [2024] ZASCA 172 (12 December 2024)
Headnotes
Summary: Criminal Procedure – appeal against conviction and sentence – leave to appeal refused by the Regional Court – petition in terms of s 309C of the Criminal Procedure Act 51 of 1977 refused by the High Court – special leave to appeal against the dismissal of the petition granted by this Court – incomplete record of appeal – reconstruction required – remittal of the petition for reconsideration.
Judgment
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# South Africa: Supreme Court of Appeal
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## Sethosa v S (679/2023) [2024] ZASCA 172 (12 December 2024)
Sethosa v S (679/2023) [2024] ZASCA 172 (12 December 2024)
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sino date 12 December 2024
THE SUPREME COURT OF
APPEAL OF SOUTH AFRICA
JUDGMENT
Not Reportable
Case no: 679/2023
In the matter between:
PHENYO SETHOSA
APPELLANT
and
THE
STATE
RESPONDENT
Neutral
citation:
Sethosa v The
State
(679/2023)
[2024] ZASCA 172
(12
December 2024)
Coram:
NICHOLLS, MOLEFE, KGOELE JJA and KOEN
and DOLAMO AJJA
Heard:
07 November 2024
Delivered:
This judgment was handed down
electronically by circulation to the parties’ legal
representatives by email, publication on
the Supreme Court of Appeal
website and released to SAFLII. The time and date for hand-down is
deemed to be 11h00 on 12 December
2024.
Summary:
Criminal Procedure – appeal against
conviction and sentence – leave to appeal refused by the
Regional Court –
petition in terms of s 309C of the Criminal
Procedure Act 51 of 1977 refused by the High Court – special
leave to appeal
against the dismissal of the petition granted by this
Court – incomplete record of appeal – reconstruction
required
– remittal of the petition for reconsideration.
ORDER
On
appeal from:
Gauteng Division of the
High Court, Johannesburg (Bhoola and Ramlal AJJ sitting as court of
appeal):
1
The appeal against the dismissal of the
petition by the high court succeeds to the extent set out below;
2
The order of the high court dismissing the
petition filed by the appellant is set aside and replaced with the
following:
‘
(a)
The applicant’s legal representative is directed to immediately
take steps to properly reconstruct the missing record
of the
proceeding that took place,
inter alia,
on 16 February 2021, 19 July 2021, and 5 November 2021, in
consultation with all relevant role players including the regional
magistrate, according to the guidelines in:
(i)
Muravha v Minister of Police
2024
(4) SA 84
(SCA);
(ii)
S v Leslie
2000 (1) SACR 347
(W);
(iii)
S v Schoombee
and Another
2017 (2) SACR 1
(CC).
(b) The clerk of the
Regional Court, Johannesburg, the applicant, and the State are
directed to arrange a sitting of the regional
court to reconstruct
the missing parts mentioned in paragraph (a) above. The clerk of the
regional court, the State, and the applicant
are further directed to
furnish affidavits to accompany the reconstructed record, setting out
precisely what steps were taken to
reconstruct the same and whether
they are satisfied with its content.
(c) The reconstructed
record should be finalised on or before 28 February 2025.
(d)
The reconstructed record shall thereafter be placed before two judges
of the Gauteng Division of the High Court, Johannesburg,
for a
consideration of the complete record on petition by a court,
differently constituted to that which previously considered
the
petition, on or before 31 March 2025.
(e) The appeal
shall lapse upon expiration of the time frames specified in
paragraphs (c) and (d) above unless the Gauteng
Division of the High
Court, Johannesburg, extends the timeframes.
(f) In the event of
any portion of the record not being capable of reconstruction, it is
directed that the regional magistrate,
the clerk of the regional
court, the legal representative of the applicant, the applicant, and
the State are to furnish affidavits
explaining why the record could
not be so reconstructed.
(g) The appeal record is
remitted to the clerk of the Regional Court, Johannesburg, to be
dealt with as indicated above.’
JUDGMENT
Kgoele
JA (Nicholls, Molefe JJA and Koen and Dolamo AJJA concurring)
[1]
The appellant, Mr Phenyo Sethosa, was convicted of rape in
contravention of s 3 of the Criminal
Law (Sexual Offences and Related
Matters) Amendment Act 32 of 2007 (the Act) by the Regional Court,
Johannesburg (the regional
court). As a result of the fact that s
51(2)(b)(i) and schedule 2 of the Criminal Law Amendment Act 105 of
1997 (the CLA) were
applicable, he was sentenced to 10 years’
imprisonment, the regional court having found that no substantial and
compelling
circumstances existed. His application for leave to appeal
against both the conviction and sentence was dismissed by the
regional
court. The appellant subsequently obtained special leave
from this Court against the refusal of the petition, which he lodged
with
the Gauteng Division of the High Court, Johannesburg (the high
court).
[2]
In the heads of arguments filed with this Court, the State, the
respondent opposing the appeal,
raised a point in
limine
that
the appeal record was incomplete. The respondent bemoaned the fact
that the recordings of the following court appearances
were not
transcribed and or included in the bundles prepared for this appeal:
2.1
15
January 2021, which comprised of the evidence of the
medical doctor who conducted the medico-legal examination and formal
admissions
made by the appellant.
2.2
16 February 2021, which comprised of the application for a discharge
in terms of Section 174 of Act
51 of 1977 (the CPA).
2.3
19 July 2021, which comprised of the reasons why the appellant ended
the mandate of his initial legal
representative when the new one
appeared on his behalf.
2.4
5 November 2021, which comprised of an application by the new legal
representative of the appellant
to recall the complainant, which was
granted by the regional court on limited grounds.
[3]
While preparing for the hearing of this appeal, it became apparent to
this Court that the respondent’s
observation was correct. On
the other hand, the appellant was conspicuously silent on this
preliminary point until it was raised
during the hearing by this
Court. The problem was exacerbated by the fact that the appellant’s
counsel could not positively
answer the crucial questions posed to
him by this Court during the hearing on this issue. As a result of
the unsatisfactory response
received from the appellant’s
counsel, this Court issued the following directives on 7 November
2024:
‘
1.
It is ordered that the [applicant] should, through his attorney,
provide an affidavit to the Registrar of this Court by no later
than
15 November 2024 setting out:
1.1 Whether the full
record of the proceedings in the regional court was submitted to the
two high court judges when they considered
the petition for leave to
appeal against conviction and sentence.
1.2 An explanation as to
what steps were taken to rectify the missing transcript of the
evidence, once the [applicant’s] attorney
was made aware of the
defective records by the respondent.
1.3 The respondent is to
provide a confirmatory affidavit as to whether the record can be
remedied without reconstruction.’
[4]
The supplementary affidavits filed by both parties, pursuant to the
directives, revealed that
the clerk of the regional court confirmed
that the only transcribed recording available from the list was that
of 15 January 2021.
The said transcribed record was attached to the
appellant's supplementary affidavit. It also became apparent from the
affidavits
filed that there have been no attempts to reconstruct the
missing parts for which no transcribed recordings were available.
Furthermore,
the supplementary affidavit filed by the appellant's
legal representative stated that the record submitted to the high
court to
consider the petition was precisely the same. In other
words, an incomplete record of appeal was presented to the high court
to
consider the petition.
[5]
The record of proceedings in the trial court is of cardinal
importance as it forms an integral
part of the hearing by the court
of appeal. The importance of a proper record of the proceedings and
its connection with the right
to a fair trial was succinctly
confirmed in
S
v Schoombee and Another
[1]
as follows:
“
It
is long established in our criminal jurisprudence that an accused’s
right to a fair trial encompasses the right to appeal.
An adequate
record of the trial court proceedings is a key component of this
right.”
[6]
It is trite that the appellant bears the duty to furnish this Court
with a complete record of
appeal.
[2]
Furthermore, the Constitutional Court reaffirmed this position. It
held that while the trial court is required to furnish a copy
of the
record, the appellant or his or her legal representative carries the
final responsibility to ensure that the appeal record
is in order.
[3]
Similarly, the entire record of proceedings in the regional court is,
in my view, required for consideration of a petition by the
high
court.
[7]
It appears that the high court merely disregarded the missing parts
of the transcribed record
when coming to its decision. The respondent
maintained that the missing parts are necessary to consider the
appeal. This proposition
is correct, and it is bolstered by the fact
that the appellant, having recovered a portion of the missing records
as indicated
above (the transcribed record of 15 January 2021
attached to the supplementary affidavit), now wants to persuade this
Court to
receive such record to hear the merits. However, it would be
improper for this Court, and also not in the interest of justice, to
consider the evidence that was not before the high court when the
petition was considered.
[8]
Without a complete record of the proceedings, or in the absence of
it, a proper reconstruction
of the missing parts, this Court is
unable to make an informed decision as to whether the proceedings
before the high court, when
it considered the petition, were in
accordance with justice and, furthermore, whether its decision on the
merits should stand.
The appellant’s legal representative
should ensure that steps are taken to reconstruct the parts of the
proceedings that
did not serve before the regional court. Once that
is done, the application must be laid before the high court to
reconsider the
petition, having regard to the complete record of the
regional court’s proceedings. Procedurally, an appropriate
order would
be to set aside the high court's decision and remit the
matter back to enable the high court to reconsider the petition
afresh.
[9]
The following order is made:
1
The appeal against the dismissal of the petition by the high court
succeeds to the extent set out
below;
2
The order of the high court dismissing the petition filed by the
appellant is set aside and replaced
with the following:
‘
(a)
The applicant’s legal representative is directed to immediately
take steps to properly reconstruct the missing record
of the
proceeding that took place,
inter alia,
on 16 February 2021, 19 July 2021, and 5 November 2021, in
consultation with all relevant role players including the regional
magistrate, according to the guidelines in:
(i)
Muravha v Minister of Police
2024
(4) SA 84
(SCA);
(ii)
S v Leslie
2000 (1) SACR 347
(W);
(iii)
S v Schoombee
and Another
2017 (2) SACR 1
(CC).
(b) The clerk
of the Regional Court, Johannesburg, the applicant, and the State are
directed to arrange a sitting of
the regional court to reconstruct
the missing parts mentioned in paragraph (a) above. The clerk of the
regional court, the State,
and the applicant are further directed to
furnish affidavits to accompany the reconstructed record, setting out
precisely what
steps were taken to reconstruct the same and whether
they are satisfied with its content.
(c) The
reconstructed record should be finalised on or before 28 February
2025.
(d)
The reconstructed record shall thereafter be placed before two judges
of the Gauteng Division of the High Court,
Johannesburg, for a
consideration of the complete record on petition by a court,
differently constituted to that which previously
considered the
petition, on or before 31 March 2025.
(e) The
appeal shall lapse upon expiration of the time frames specified in
paragraphs (c) and (d) above unless
the Gauteng Division of the High
Court, Johannesburg, extends the timeframes.
(f) In
the event of any portion of the record not being capable of
reconstruction, it is directed that the regional
magistrate, the
clerk of the regional court, the legal representative of the
applicant, the applicant, and the State are to furnish
affidavits
explaining why the record could not be so reconstructed.
(g) The
appeal record is remitted to the clerk of the Regional Court,
Johannesburg, to be dealt with as indicated above.’
A M KGOELE
JUDGE OF APPEAL
Appearances
For appellant:
AJC Kriel
Instructed by:
BDK Attorneys,
Johannesburg
Symington
& De Kok Attorneys, Bloemfontein
For respondent:
AM Williams
Instructed
by:
Director
of Public Prosecution, Bloemfontein.
[1]
S
v
Schoombee
and Another
2017
(2) SACR 1
(CC) para 19;
S
v Chabedi
2005 (1) SACR 415
(SCA) para 5.
[2]
Rule
8 of Rules Regulating the Conduct of the Proceedings of the Supreme
Court of Appeal of South Africa.
[3]
S
v
Schoombee
and Another
above
para 21, quoting
S
v Sibelelwana
[2012]
ZAWCHC 150
at 10.
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