Case Law[2023] ZASCA 6South Africa
Helen Suzman Foundation v The Speaker of the National Assembly and Others (484/2021) [2023] ZASCA 6 (3 February 2023)
Supreme Court of Appeal of South Africa
3 February 2023
Headnotes
Summary: Reconsideration application brought in terms of s 17(2)(f) of the Superior Courts Act 10 of 2013 – the inquiry is whether grave injustice would result if the order sought to be reconsidered were to stand – in this case the basis of the reconsideration application was that costs in an application for leave to appeal should not have been granted against the applicant based on the Biowatch principle – no evidence that the relevant principles were ignored or that discretion was exercised improperly in making the costs award.
Judgment
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## Helen Suzman Foundation v The Speaker of the National Assembly and Others (484/2021) [2023] ZASCA 6 (3 February 2023)
Helen Suzman Foundation v The Speaker of the National Assembly and Others (484/2021) [2023] ZASCA 6 (3 February 2023)
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sino date 3 February 2023
THE SUPREME COURT OF
APPEAL OF SOUTH AFRICA
JUDGMENT
Not
Reportable
Case No: 484/2021
In the matter between:
HELEN
SUZMAN FOUNDATION
APPLICANT
and
THE SPEAKER OF THE
NATIONAL
ASSEMBLY
FIRST
RESPONDENT
THE PRESIDENT OF THE
REPUBLIC
OF
SOUTH AFRICA
SECOND
RESPONDENT
THE CABINET OF THE
REPUBLIC
OF
SOUTH AFRICA
THIRD
RESPONDENT
CHAIRPERSON OF THE
NATIONAL
COUNCIL
OF PROVINCES
FOURTH
RESPONDENT
THE MINISTER OF
COOPERATIVE
GOVERNANCE AND
TRADITIONAL
AFFAIRS
FIFTH
RESPONDENT
Neutral
citation:
Helen Suzman Foundation
v
The Speaker of the National Assembly and Others
(484/2021)
[2023] ZASCA
6
(03 February 2023)
Coram:
DAMBUZA, PLASKET and MABINDLA-BOQWANA
JJA, and BASSON and CHETTY AJJA
Heard:
This appeal was, by consent between the
parties, disposed of without an oral hearing in terms of s 19(a) of
the Superior Courts
Act 10 of 2013.
Delivered:
This judgment was handed down
electronically by circulation to the parties’ legal
representatives via e-mail, publication
on the Supreme Court of
Appeal website and released to SAFLII. The date and time for
hand-down are deemed to be 11h00 on 03 February
2023.
Summary:
Reconsideration application brought in terms of
s 17(2)
(f)
of the
Superior Courts Act 10 of 2013
– the inquiry is whether
grave injustice would result if the order sought to be reconsidered
were to stand – in this
case the basis of the reconsideration
application was that costs in an application for leave to appeal
should not have been granted
against the applicant based on the
Biowatch
principle – no evidence that the relevant
principles were ignored or that discretion was exercised improperly
in making the
costs award.
ORDER
On
application for reconsideration:
referred
by Maya P in terms of
s 17(2)
(f)
of the
Superior
Courts Act 10 of 2013
:
The
application is dismissed with costs.
JUDGMENT
Dambuza JA (Plasket
and Mabindla-Boqwana JJA and Basson and Chetty AJJA concurring)
Introduction
[1]
This is an application, brought by the Helen Suzman Foundation (HSF)
in terms of
s 17(2)
(f)
of
the
Superior Courts Act 10 of 2013
, for the reconsideration of an
adverse costs order made pursuant to this court’s dismissal of
the HSF’s petition for
leave to appeal against an order of a
full court of the Gauteng Division of the High Court, Pretoria (the
full court). The President
of this court referred the reconsideration
of the costs order for argument in open court and the parties agreed
that it should
be determined without oral argument, in terms of
s
19
(a)
of
the
Superior Courts Act.
[2]
The background to this application is the following. The HSF brought
an urgent application for declaratory
relief against the Government
of the Republic of South Africa, represented by the Speaker of
Parliament, the President, the Cabinet,
the Chairperson of the
National Council of Provinces and the Minister of Co-operative
Governance and Traditional Affairs (the Minister).
The order sought
was essentially to the effect that Parliament had failed to fulfil
its obligations, in terms of ss 42(3), 44(1),
55(1), and 68 of the
Constitution, to provide a legislative response specific to the
Covid-19 pandemic.
[3]
In order to manage the Covid-19 pandemic, a national state of
disaster had been declared by the Minister,
in terms of s 27(1) of
the Disaster Management Act 57 of 2002 (DMA). Regulations and
directions had been issued in terms of the
DMA concerning a broad
range of issues, including the lockdown of the entire population and
the control of economic activity. The
HSF’s application
challenged the continued reliance of the government on the DMA as the
source of authority for managing
the pandemic. It contended that the
Minister, the Cabinet, and the President were deliberately evading
the open, accountable and
participatory Parliamentary lawmaking
processes envisaged by the Constitution, by failing to enact specific
legislation to manage
the pandemic, rather than governing by decree
in terms of the DMA. It sought a declarator that Parliament had
failed to initiate,
prepare and pass legislation to regulate the
state’s response to the harm caused by the Covid-19 pandemic
and that the Cabinet
had failed to initiate that legislation as it
was obliged to do under s 5(2
)(d)
,
and to further fulfil its obligations under s 7(2) of the
Constitution, to ‘respect, protect and fulfil the rights in the
Bill of Rights regarding their legislative responses to the impact of
Covid -19’. The government parties opposed the application
on
the basis that they were not under an obligation to pass specific
legislation and that the DMA provided a proper, comprehensive
legislative framework for management of disasters, including the
Covid-19 pandemic.
[4]
The full court rejected the contention by the HSF that the DMA was
intended to be a stop-gap measure
in times of disasters. It found
that the question whether a positive obligation exists on Parliament
and the Executive to legislate
is a fact specific enquiry, and that
nothing in the language of s 7(2) of the Constitution created an
obligation on the Cabinet
and Parliament to initiate and pass
specific Covid-19 legislation. It therefore dismissed the
application.
[5]
The full court ordered each party to pay its own costs. That costs
order was premised on a finding that
the HSF had sought to assert a
‘constitutionally discernible right’, in the public
interest, and the matter raised
important constitutional issues
regarding the responsibilities of the government to legislate. The
full court found that it was
appropriate that the HSF be afforded the
protection provided by the
Biowatch
principle (to which I shall refer more
fully below) against an adverse costs order. It also made no order as
to costs when refusing
leave to appeal.
[6]
The HSF then petitioned this court for leave to appeal. Its
application was refused but this time, a
costs order was made against
it. In this application the HSF contends that it should have been
given the benefit of the
Biowatch
principle once more, for the same reasons given by
the high court. It argued that no argument on costs was made or
considered in
that application; that even those of the respondents
who had requested that costs be awarded in their favour had advanced
no reason
as to why the
Biowatch
principle should not be applied; and
that their argument rested only on the premise that there were no
reasonable prospects of success
on appeal.
[7]
Section 17(2)
(f)
provides:
‘
The
decision of the majority of the judges considering an application
[for leave to appeal] referred to in paragraph
(b)
,
or the decision of the court, as the case may be, to grant or refuse
the application shall be final: Provided that the President
of the
Supreme Court of Appeal may, in exceptional circumstances, whether of
his or her own accord or on application filed within
a month of the
decision, refer the decision to the court for reconsideration and, if
necessary, variation.’
Simply
put, this subsection creates an opportunity for reconsideration of a
decision made by this court on an application to it
for leave to
appeal. Importantly, the President of this Court permits such
reconsideration only in exceptional circumstances. In
S
v Liesching and Others
[1]
the Constitutional Court held that the primary object of the section
is to enable the President of this Court to deal with situations
where grave injustice might otherwise result, and that it is not
intended to afford disappointed litigants a further chance to
obtain
an order that had already been refused. In this case such injustice
might result if an award of costs was made injudiciously,
contrary to
the established guiding principles on the awarding of costs by
courts.
[8]
There is no suggestion that the
Biowatch
principle
has abolished the discretion vested in courts with regard to costs
orders. Courts must, however, commence a consideration
of a costs
award from the premise that in constitutional litigation an
unsuccessful private litigant in proceedings against the
State
ordinarily ought not to be ordered to pay costs. The principle,
however, must be considered holistically. In
Biowatch
Trust v Registrar, Genetic Resources and Others
[2]
the principle was articulated thus:
‘
If
there should be a genuine, non-frivolous challenge to the
constitutionality of a law or of State conduct, it is appropriate
that the State should bear the costs if the challenge is good, but if
it is not, then the losing non-State litigant should be shielded
from
the costs consequences of failure. In this way the responsibility for
ensuring that the law and State conduct are constitutional
is placed
at the correct door’.
This
principle is qualified. If a matter which otherwise falls within the
principle ‘is frivolous or vexatious, or in any
other way
manifestly inappropriate, the applicant should not expect that the
worthiness of its cause will immunize it against an
adverse costs
award’.
[3]
[9]
It was submitted by the HSF that the bar to justify departure from
the
Biowatch
principle
is set high. I agree. As already stated, the courts have set the bar
at litigation that is frivolous, manifestly inappropriate
and
vexatious, and where the conduct of an unsuccessful private litigant
deserves censure.
[4]
In
Motala
v Master, North Gauteng High Court
,
Pretoria
[5]
this court made the point that the
Biowatch
principle
is not a licence to litigate with impunity against the State. It
referred to the following remarks of the Constitutional
Court in
Lawyers
for Human Rights v Minister in the Presidency and Others
:
[6]
‘
[The
Biowatch
rule],
of course, does not mean risk-free constitutional litigation. The
court, in its discretion, might order costs,
Biowatch
said, if the constitutional grounds of attack are frivolous or
vexatious - or if the litigant has acted from improper motives or
there are other circumstances that make it in the interests of
justice to order costs. The High Court controls its process. It
does
so with a measure of flexibility. So a court must consider the
“character of the litigation and [the litigant's] conduct
in
pursuit of it”, even where the litigant seeks to assert
constitutional rights.’
[10] In this
Court the respondents did not suggest that the full court application
was frivolous or vexatious litigation.
Their argument was that the
costs order against the HSF was properly made, based on events that
unfolded after the full court had
refused leave to appeal, but prior
to the lodging in this Court of the HSF application for leave to
appeal.
[11]
During that period this Court handed down judgment in
President,
RSA and Another v Women’s Legal Centre Trust and Others
[7]
.
The issue in that case was the State’s failure to recognize and
regulate Muslim marriages. The Women’s Legal Centre
Trust had
sought a declarator couched in terms similar to those sought by the
HSF in this case – that the state had a duty
to prepare,
initiate, introduce and bring into operation legislation recognising
Muslim marriages. A further declaratory order
sought was that the
President and the Cabinet had failed to fulfil that obligation. In
the alternative it sought a declarator that
the Marriage Act 25 of
1961 and the
Divorce Act 70 of 1979
be declared unconstitutional to
the extent that there was no provision therein for recognition of
Muslim marriages. Both pieces
of legislation were found exclusionary
and discriminatory for failure to regulate Muslim marriages. However,
the court was concerned
about separation of powers. For that reason,
it refused to grant the declarator sought in the main prayer. It
referred to the judgments
of the Constitutional Court in
Glenister
v President of the Republic of South Africa and Others
[8]
and
Carmichele
v Minister of Safety and Security and Another (Centre for applied
Legal Studies intervening)
[9]
in which that court held that courts cannot direct the State to
locate a response in one piece of legislation rather than another.
The Court remarked on the absence of precedent of courts directing
the enactment of legislation under s 7(2) of the Constitution.
It
held that for a court to order the State to enact legislation on the
basis of s 7(2) alone in order to realise fundamental rights,
would
be contrary to the doctrine of separation of powers.
[10]
[12]
The respondents’ argument was that this decision was already in
the public domain when HSF launched the application
for leave to
appeal. HSF would therefore have been aware of the judgment. It
should not have proceeded with the application. Doing
so was
unreasonable and placed the HSF outside the realm of the
Biowatch
protection, so it was submitted.
[13]
The judicial discretion of a court on costs has not been abolished by
the
Biowatch
principle.
In public interest cases, however, the exercise of that discretion is
guided first and foremost by
Biowatch
together with the traditional guiding
principles, including the conduct of the parties in the litigation
and success on merits.
[14]
I cannot find any valid basis for the HSF’s contention that
this court did not ‘apply’ the
Biowatch
principle
when considering the application for leave to appeal. To reach that
conclusion one would have to assume that the court
simply ignored the
principle which, apart from being the primary guideline, had been
pertinently brought to its attention through
the judgment of the full
court. The court was aware, from the judgment of the full court, that
the
Biowatch
principle
had been applied by the full court – and that it had done so
not once, but twice. It would also have been aware
of the
respondents’ reliance on the judgment in
Women’s
Legal Centre Trust
in
the application for leave to appeal, particularly the contentions
that the issues raised therein had been determined ‘convincingly
and conclusively’, and that the HSF had acted unreasonably in
seeking leave to appeal.
[11]
The costs award was made in this context.
[15]
Given the submissions made to the court in the application for leave
to appeal, together with the fact that
Biowatch
is
not unqualified,
[12]
I am
unable to find that grave injustice would result if the decision
sought to be reconsidered would stand. Consequently, the
following
order shall issue:
The application is
dismissed with costs.
_______________
____
N
DAMBUZA
ACTING DEPUTY
PRESIDENT
Mabindla-Boqwana
JA (concurring):
[16]
I am in agreement with the ultimate conclusion and order proposed by
my colleague in the first judgment. There
is, however, one issue
regarding the application that concerns me, which I consider
important to express an opinion on. This has
to do with whether s
17(2)(
f)
of the
Superior Courts Act envisages
the kind of
application brought by the applicant for reconsideration. The issue
is a bit nuanced. At first glance, it seems trifling.
Yet, I believe
that it warrants further thinking. I say so for the reasons that
follow.
[17]
Section 17(2)
(f)
provides that:
‘
The
decision
of the majority of the judges
considering an application [for leave to appeal] referred to in
paragraph
(b)
,
or the
decision
of the court
,
as the case may be,
to
grant or refuse the application
shall be final: Provided that the President of the Supreme Court of
Appeal may in exceptional circumstances, whether of his or
her own
accord or on application filed within one month of the decision,
refer
the
decision
to the court for reconsideration and, if necessary, variation.’
(My emphasis.)
[18]
This section confers a discretion on the President of this Court ‘to
refer
a
refusal
of
an application for leave to appeal
to
the Supreme Court of Appeal for reconsideration, and, if necessary,
variation, in circumstances where an applicant
has
been denied leave to appeal
by
the Supreme Court of Appeal on petition pursuant to the provisions of
section 17(2)
(b)
’
.
[13]
(My emphasis.)
[19]
As stated in
Liesching
,
the
court reconsidering is not considering an appeal on the merits;
rather, it is reconsidering
the
decision refusing leave to appeal
.
Essentially, the court is required to decide whether
the
court below
and
the
two judges of the Supreme Court of Appeal
should
have found that reasonable prospects of success existed to grant
leave to appeal
’
.
[14]
(My emphasis.)
[20]
The two judges of the Supreme Court of Appeal in the present matter
refused leave to appeal the decision of the
full court, with costs.
The applicant is not aggrieved by the decision to dismiss the
application for leave to appeal and is, therefore,
content not to
persist with a reconsideration of whether there were reasonable
prospects of success on appeal. Rather, its discontent
is limited to
the costs order granted against it by the two judges. Put
differently, this Court is not asked to consider whether
the full
court and the two judges should have found that there are reasonable
prospects of success on appeal; which is the purpose
of
s 17(2)
(f)
,
in my view.
[21]
My reading of
s 17(2)(
f
) is that this Court, in reconsidering
the decision of the Court that considered the petition, essentially
steps into the shoes
of the two judges by re-looking at the decision
of the court below refusing leave to appeal and, if necessary,
varying the decision
of the two judges in respect of what was brought
on petition.
[22]
In the present matter, the question of costs was not one of the
issues which the two judges were called upon to
consider when
determining the petition. This is because, as regards costs, the full
court had applied the
Biowatch
principle and had made no order
as to costs. The applicant took no issue with that order.
[23]
The application brought to the President of this Court and referred
to us is not the decision of the full court
and that of the two
judges refusing leave to appeal. The costs order complained about was
granted in the first instance by the
two judges determining the
petition. They did not change the decision of the full court in
respect of costs on the merits (or otherwise)
of the case, but
instead only ordered costs in respect of the application for leave to
appeal.
[24]
Accordingly, the issue that the applicants have brought for
reconsideration is a matter that ought to have been
taken on appeal
to the Constitutional Court, in my view. This Court is, therefore,
not at liberty to change the costs order granted
by the two judges.
Only the Constitutional Court may vary that decision.
[25]
What I am proposing is unrelated to the question of whether a costs
order on its own can be appealed against. Instead,
the issue that I
am raising is whether a court reconsidering the result of a petition
can consider any matter other than that which
involves the question
of whether the court below and the two judges considering the
petition should have found that there indeed
were reasonable
prospects of success on appeal, which in essence is the purpose of
s
17(2)
(f)
.
[26]
It may, conceivably, be argued that the costs order is part of the
refusal decision. The difficulty with that argument
is that, absent a
reconsideration of the refusal for leave to appeal part of the order,
the decision loses the character of the
sort contemplated for
referral in terms of
s 17(2)
(f)
. This is because the order of
the court below as to whether leave to appeal should have been
granted, is no longer open for reconsideration.
The substance for
reconsideration is the refusal of the leave to appeal. Mindful of the
fact that this has not been raised by the
parties, I make no finding
on this aspect.
____________________________
NP
MABINDLA - BOQWANA JA
JUDGE
OF APPEAL
Appearances:
For
appellant: M
du Plessis SC with A Coutsoudis
Instructed
by: Webber
Wentzel, Sandton
Symington
De Kok Attorneys, Bloemfontein
For
first respondent:
IV
Maleka SC with M Salukazana
Instructed by:
State
Attorney, Cape Town
State
Attorney, Pretoria
State
Attorney, Bloemfontein
[1]
S
v Liesching and Others
[2018]
ZACC 25
;
2019 (4) SA 219
(CC);
2018 (11) BCLR 1349
(CC);
2019 (1)
SACR 178
(CC) paras 138-139.
[2]
Biowatch
Trust v Registrar, Genetic Resources and Others
[2009]
ZACC 14
;
2009 (6) SA 232
(CC);
2009 (10) BCLR 1014
(CC) para 23. See
too
Affordable
Medicines Trust and Others v Minister of Health and Another
[2005]
ZACC 3
;
2006 (3) SA 247
(CC);
2005 (6) BCLR 529
(CC) para 138.
[3]
Para
24.
[4]
Affordable
Medicines Trust
(note
2) para 138.
[5]
Motala
v Master, North Gauteng High Court
[2019]
ZASCA 60
;
2019 (6) SA 68
(SCA) para 98.
[6]
Lawyers
for Human Rights v Minister in the Presidency and Others
[2016]
ZACC 45
;
2017 (1) SA 645
(CC);
2017 (4) BCLR 445
(CC) para 18.
[7]
President,
RSA and Another v Women’s Legal Centre Trust and Others
[2020]
ZASCA 177; 2021 (2) SA 381 (SCA).
[8]
Glenister
v President of the Republic of South Africa and Others
[2011]
ZACC 6
;
2011
(3) SA 347
(CC);
2011 (7) BCLR 651
(CC) at paras 65 to 68.
[9]
Carmichele
v Minister of Safety and Security and Another (Centre for Applied
Legal Studies intervening)
[2001]
ZACC 22
; 2001(4) SA 938 (CC)
[2001] ZACC 22
; ;
2001 (10) BCLR 995
(CC) para 44.
[10]
Women’s
Legal Centre Trust
(note
7)
para
43
.
[11]
The
respondents referred to the judgment in the answering papers in the
application for leave to appeal and HSF responded in its
replying
papers.
[12]
See
s16.
[13]
Liesching;
para 118; see footnote 1.
[14]
Ibid para 36; see also
Notshokovu
v S
[2016]
ZASCA 112
;
2016
JDR 1647 (SCA) para 2.
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