Case Law[2023] ZASCA 92South Africa
MEC for Education, KwaZulu-Natal v Singh (1188/2021) [2023] ZASCA 92; [2023] 9 BLLR 863 (SCA); (2023) 44 ILJ 2447 (SCA) (9 June 2023)
Headnotes
Summary: Claim in delict for damages – lost income following early retirement for health reasons – liability of employer for omissions – wrongfulness not established – appeal upheld and claim dismissed.
Judgment
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## MEC for Education, KwaZulu-Natal v Singh (1188/2021) [2023] ZASCA 92; [2023] 9 BLLR 863 (SCA); (2023) 44 ILJ 2447 (SCA) (9 June 2023)
MEC for Education, KwaZulu-Natal v Singh (1188/2021) [2023] ZASCA 92; [2023] 9 BLLR 863 (SCA); (2023) 44 ILJ 2447 (SCA) (9 June 2023)
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sino date 9 June 2023
THE SUPREME COURT OF
APPEAL OF SOUTH AFRICA
### JUDGMENT
JUDGMENT
Not
Reportable
Case
no: 1188/2021
In the matter between:
MEMBER OF THE
EXECUTIVE
COUNCIL
FOR EDUCATION, KWAZULU-NATAL
APPELLANT
and
MAYADEVI
SINGH
FIRST RESPONDENT
Neutral
citation:
MEC for Education,
KwaZulu-Natal v Singh
(1188/2021)
[2023] ZASCA 92
(9 June 2023)
Coram:
PONNAN ADP and MEYER JA and OLSEN AJA
Heard:
6
March 2023
Delivered:
This judgment was handed down electronically by
circulation to the parties’ representatives by email,
publication on the Supreme
Court of Appeal website, and release to
SAFLII. The date for hand down is deemed to be 9 June 2023 at 11h00.
Summary:
Claim
in delict for damages – lost income following early retirement
for health reasons – liability of employer for
omissions –
wrongfulness not established – appeal upheld and claim
dismissed.
### ORDER
ORDER
On
appeal from:
KwaZulu-Natal Division of
the High Court, Durban (K Pillay J, sitting as the court of first
instance):
1
The appeal is upheld with costs.
2
The order of the trial court is set aside
and the following order is substituted for it:
‘
The
plaintiff’s claim is dismissed with costs.’
# JUDGMENT
JUDGMENT
Olsen AJA (Ponnan ADP
and Meyer JA concurring):
[1]
Ms Mayadevi Singh, the respondent, was
employed for many years by the Provincial Department of Education,
KwaZulu-Natal as an educator.
During the period material to this
appeal she was employed to teach at a primary school in the
department’s Umlazi district.
[2]
In July 2011, about 7 years before she
would reach the usual compulsory retirement age of 65, the respondent
took early retirement.
She was entitled to do so. The respondent
alleged that she was compelled to that course because she came to
suffer from clinical
depression as a result of the failure of her
employer to take any reasonable steps to prevent the principal of her
school, a Mr
Padayachee, from victimising her over a long period. But
for that, the respondent alleges, she would have worked until age 65,
and in the result, is entitled to be compensated by her employer for
the income she lost because she did not and could not work
for what
would have been the last 7 years of her working life.
[3]
The respondent instituted action in the
KwaZulu-Natal Division of the High Court, Durban (the trial court),
claiming such compensation
in delict, citing the Member of the
Executive Council for Education as the defendant. Given the
provisions of s 3(1)
(b)
of the
Employment of Educators Act 76 of 1998
, the head of the
Provincial Department of Education ought to have been cited as the
employer. This was raised in the plea, but
it is apparent that the
parties decided to overlook that error upon the basis that the
de
facto
defendant is the Provincial
Department of Education. I will refer to it as ‘the
department’.
[4]
After a much delayed and interrupted trial,
the court granted judgment in favour of Ms Singh for payment of a sum
of just under
R1.3 million, interest and costs. (The amount is said
to represent the present value of seven years’ income.) With
the leave
of this Court the department appeals against that order.
[5]
The central feature of the case Ms Singh
sought to make in her pleadings, and through the presentation of
evidence at trial, is
that she was victimised by Mr Padayachee.
Counsel for the department were content to argue the appeal on the
basis that Ms Singh
was victimised. They had little choice in the
matter, as unfortunately Mr Padayachee died whist the trial was
underway, and before
he could give evidence. Almost all, if not all,
the allegations of victimisation made by Ms Singh could only be
answered in a meaningful
fashion on behalf of the department by Mr
Padayachee.
[6]
Notwithstanding counsel’s concession,
an understanding of what is meant by ‘victimisation’ in
this litigation
is necessary in order to contextualise, in part, the
claim that a cause of action was indeed available to Ms Singh, and
that it
was proved. The account of the complaints comes almost
exclusively from Ms Singh’s evidence, and may be summarised as
follows.
(a)
Mr Padayachee took up the post of principal
of the school in 2000. Ms Singh had no problems with him in the first
two years of his
tenure.
(b)
In 2002 it came to Ms Singh’s
attention that a child had been mistreated by another teacher, and
through the head of department,
she made a report about the incident.
She expected to be told what had become of the matter, despite the
fact that her head of
department told her that it was not the duty of
the principal to report back to her. Ms Singh was called to a meeting
in the principal’s
office where, instead of dealing with the
issue, the principal raised what Ms Singh described as petty issues
such as the way she
dressed, and the time she spent chatting to
colleagues, and the like; complaints which, according to Ms Singh, Mr
Padayachee could
have raised with any number of her colleagues, but
did not. Her evidence is to the effect that from this point onwards
Mr Padayachee
adopted a vindictive attitude to her.
(c)
In March 2003 a meeting was convened to
select a head boy and head girl. On 10 March, the principal entered
her class and in front
of the learners told her that he was going to
charge her for breaching confidentiality, presumably in connection
with the matter
of the selection process underway. He instructed her
to see him in his office after school, but it appears that nothing
came of
the matter.
(d)
In November 2003 Mr Padayachee moderated
the English exam paper which Ms Singh had set, and made her redo it,
as he regarded it
as unsuitable. Although it is not clear from the
record, it appears that Ms Singh complains that it was only her
English exam paper
that was singled out for moderation.
(e)
During 2003 the post of head of department
was advertised and Ms Singh was not shortlisted. She lodged a
grievance pertaining to
Mr Padayachee’s participation in the
shortlisting process. The outcome was a direction that the process
re-commence. The
record reveals that the committee dealing with the
grievance directed that Mr Padayachee not take part in the process in
order
to avoid any perception of bias. Notwithstanding this Ms Singh
was aggrieved at ultimately not being appointed.
(f)
In 2004 Mr Padayachee removed Ms Singh from
the science department, notwithstanding that the subject was her
speciality. In the
result, she had to prepare to teach in new
learning areas.
(g)
In 2004 her teaching load was increased
substantially and Ms Singh found it difficult to cope with marking.
The principal’s
attitude was that he controlled the allocation
of work. In the same year Mr Padayachee stopped sending Ms Singh to
workshops.
(h)
In October 2005 the department conducted an
investigation into the affairs of the school. According to Ms Singh
‘she got locked
in for the whole day’ with the team
conducting the investigation. She asserts that because she gave
evidence, the principal
excluded her from the awards-day ceremony,
and asked her to leave the staff room on 26 October 2005. (The report
generated by that
investigation was an annexure to the particulars of
claim.)
(i)
During 2006 Mr Padayachee ignored Ms Singh
altogether, but was nevertheless responsible for allocating her a
heavy workload. It
seems that he no longer allowed her to run
assemblies and continued to exclude her from going to workshops.
(j)
In 2007 she was given the same workload as
the previous year. On a Saturday in August, when the educators were
supposed to work
in order to make up for time lost during a strike,
she asked for leave to attend her graduation ceremony. Mr Padayachee
was obstructive
and the intervention of a senior education manager
was required in order for her to attend the ceremony, for which she
was late.
(k)
In 2008, her allocated subjects included
Afrikaans, which she was not qualified to teach. It does seem that
she nonetheless managed
to do it. There was also an issue around
Valentine’s Day. It seems that a circular was sent to the
staff, but not her, about
some decorations and celebratory
refreshments being available in the staff room on 14 February. Ms
Singh wrote a letter to Mr Padayachee
saying that she was being
marginalised. Some days later, the principal opened the letter and
read it to the staff.
(l)
In September 2009 a member of Ms Singh’s family died and she
wished to attend the funeral.
She asked a colleague to seek
permission for her, and the head of the department called her to say
that the principal had said
that if she wished to leave at 11 o’clock
in the morning, she must produce a death certificate. Ms Singh asked
the principal
why it was that the same request was not made of other
staff. His response was to become aggressive and he told her that if
she
was not happy, she should leave the school.
[7]
As mentioned earlier the report of the
investigation into the affairs at the school undertaken in 2005 was
annexed to Ms Singh’s
particulars of claim. The report records
that there were two complainants, Ms Singh and another educator, Ms J
Singh. It records
also that Mr Padayachee made a series of
counter-allegations. The investigation revealed that the staff at the
school were divided
into two camps, one supportive of Mr Padayachee
and the other not. Mr Padayachee’s counter-allegations were
directed at the
camp that did not support him. There was, in
addition, a breakdown in the relationship between Mr Padayachee and
his deputy. The
staff secretary had been marginalised and the deputy
principal had been relieved of some of his roles. The report
identified ‘deep-rooted
divisions that exist in the school’,
as a result of which the discipline of educators had become ‘a
nightmare for the
principal’. The report continued: ‘All
interventions so far have failed to bring this conflict to an end.
Some educators
intentionally provoke the principal who easily loses
[his] temper’.
[8]
Although they were quoted in full in the
particulars of claim and in the judgment of the high court, the
recommendations of the
investigatory committee did not touch at all
on the personal position of Ms Singh, nor indeed of her colleague Ms
J Singh. All
the recommendations were clearly directed at addressing
the divisions amongst the staff at the school. The report made no
recommendations
which could possibly have been construed by the
officials in the department to whom it would be delivered, as a call
upon them
to attend in particular, or indeed at all, to the
relationship between Mr Padayachee and Ms Singh. On the contrary, the
finding
of the panel was that the problem was a much wider one.
[9]
It is against the above factual background
that the central allegations in Ms Singh’s particulars of claim
must be read. After
setting out the fact that the investigation
occurred, and its recommendations, the pleading continued as follows:
‘
Despite
the aforegoing, [the appellant] negligently, wrongfully and
unlawfully failed to take any or all of the intervention steps
referred to in [the report of the investigation discussed above] or
to take any other reasonable steps to protect [the respondent]
from
being harassed by the principal, as a consequence of which the
principal was able to intensify his victimisation of [the respondent]
unchecked.’
It is pleaded in the
alternative that because the report did not identify measures to deal
with her particular situation, the victimisation
of Ms Singh could
continue. However, the report itself advised against interventions in
respect of particular educators. Steps
that could or should have been
recommended and taken are neither pleaded nor revealed in evidence.
[10]
The department denies each of these
allegations. Wrongfulness and negligence were put squarely in issue
by that denial. The particulars
of claim went on to allege that as a
result of the victimisation Ms Singh became severely depressed and
had to be hospitalised,
could no longer function as an educator, and
was compelled to take early retirement. Those allegations were also
denied. Causation
was accordingly also in issue.
[11]
Ms Singh seeks to hold the department
liable in delict to compensate her on the grounds of its alleged
omission to take steps to
prevent the onset of depression and the
associated emotional cost to her. No authority is needed for the
proposition that in our
law wrongfulness in the case of omissions is
not assumed as it is in the case of physical injury or damage to
property. A plaintiff
relying on an omission must establish that
circumstances were such that the defendant came under a legal
obligation to act positively
in order to prevent the harm. In the
circumstances Ms Singh bore the onus to establish each of
wrongfulness, causation and negligence.
[12]
There is additional background material
that needs to be canvassed before turning to the question as to
whether these requirements
for the successful prosecution of her
claim were met.
[13]
Obviously the medical condition of Ms Singh
is of some importance. The evidence establishes quite clearly that
whereas Ms Singh
formerly presented as a happy outgoing person, she
became withdrawn, showing signs of not being happy in her life. Her
husband’s
evidence establishes that this state of affairs was
quite apparent in their home life. Ms Singh blames the victimisation
(which,
on the evidence, is as much a cause as it is a consequence of
a very poor personal relationship between her and Mr Padayachee) for
the onset of her major (ie clinical) depression. In 2009 she
eventually consulted a psychiatrist, Prof A E Gangat, for assistance.
He made a diagnosis of major depression, and in fact hospitalised her
on two occasions during that year, once in September and
again in
November. He prescribed medication which improved her condition, but
not entirely successfully. None of this was disputed.
[14]
The department engaged its own expert
psychiatrist, a Dr I Chetty. Dr Chetty confirmed Prof Gangat’s
diagnosis. The two psychiatrists
prepared a joint minute before each
gave evidence. The words they used in their joint minute to describe
the relationship between
the victimisation of which Ms Singh
complained and the onset of depression were obviously carefully
chosen: ‘Furthermore,
the onset of depression corresponds to
the alleged victimisation suffered by Ms Singh and it is reasonable
to say they are connected’.
However, that it was a cause seems
to have been established on the probabilities, taking into account
all the evidence.
[15]
Both psychiatrists were of the view that
certainly by 2010 it was clear that further progress in the treatment
of Ms Singh’s
depressive condition was not going to be achieved
if she remained at the school where everything she complained about
took place.
Prof Gangat made this clear to his patient in the course
of his treatment of her. However, Prof Gangat did not advise her, as
her
attending doctor, that she should take early retirement. Ms Singh
chose that course on her own.
[16]
Whilst on the subject of Ms Singh’s
medical condition, it must be observed that it did not prevent her
from performing her
functions as an educator. The trial judge put the
question as to whether Ms Singh became incapable of teaching, and
Prof Gangat
replied in the negative. The history of her service at
the school from 2002 until her departure certainly does not suggest
that
she had been rendered incapable of teaching.
[17]
In overview, the psychiatric evidence
reflects an opinion, well established, that further progress in
treating Ms Singh’s
condition would not be achieved unless she
was taken out of the environment which she blamed for her condition.
[18]
The last category of background
circumstances material to the decisions to be made in this appeal
arises from the fact that educators
appointed to teach in public
schools are state employees. The primary legislation governing the
employment of educators is the
Employment of Educators Act 76 of 1998
(the Act).
[19]
In terms of s 4(1) of the Act the Minister
of Education (the Minister) determines the conditions of service of
educators, but must
do so subject to both the provisions of the
Labour Relations Act 66 of 1995 (Labour Relations Act), and any
collective agreement
concluded in the Education Labour Relations
Council. Acting in terms of that section, the Minister’s
determination of such
conditions was first published in
Government
Gazette
No. 19767, dated 18 February
1999. The document is entitled ‘Personnel Administrative
Measures’, and is commonly referred
to as ‘PAM’.
[20]
Subsequently, and by publication in
Government Gazette
No. 29248, dated 22 September 2006, a ‘Policy and Procedure on
Incapacity Leave and Ill-Health Retirement’ (PILIR)
which had
been prepared by the Department of Public Service and Administration,
was declared to be applicable to educators. That
was also done in
terms of s 4 of the Act. It became in effect an addition to PAM and
is commonly referred to as ‘PILIR’.
[21]
In terms of s 6(1)
(b)
of the Act the appointment, promotion or transfer of an educator in
the service of a provincial department is to be made by the
head of
the department. The department in this case compiled and implemented
a Policy on Transfer for Educators. The version of
that document in
the record before us is the one implemented with effect from 1 March
2008. Section 6 of the Act states the fundamental
principles
applicable to the transfer of any educator. Section 8 of the Act
deals with the same subject.
[22]
Section 11 of the Act permits the discharge
of an educator from service on account of continuous ill health or on
account of unfitness
for duties. Section 12 is to the effect that the
discharge of an educator on account of ill health may take place in
the circumstances
set out in schedule 1 to the Act. The provisions of
schedule 1 deal with that subject from the perspective of the
department. In
terms of item 3(1) the department must investigate the
extent of an educator’s ill health (or injury) in two
circumstances:
(a)
when the department believes that the educator is under-performing
due to ill health; or
(b)
when the educator applies for discharge from service because of ill
health.
There is no evidence that
the department should have formed the view that Ms Singh was
under-performing. She did not apply for discharge
from service
because of ill health. Item 3(6) provides that if it is found that
the ill health of an educator is of a permanent
nature, the
department must investigate, inter alia, the possibility of securing
alternative employment for the educator or adapting
the duties or
‘work circumstances’ of the educator to accommodate the
educator’s ill health.
[23]
Chapter 5 of the Act deals principally with
misconduct. Two categories are identified in ss 17 and 18,
respectively. Section 17
stipulates conduct which amounts to serious
misconduct. Section 18(1) introduces a list of other misconduct with
the introductory
statement: ‘Misconduct refers to a breakdown
in the employment relationship and an educator commits misconduct if
he or she
–’. Three of the items on the list that follows
are relevant in the present context.
(a)
An employee ‘misuses his or her position in . . . a school . .
. to prejudice the interests of
any person’ (s 18(1)
(g)
).
(b)
An employee ‘displays disrespect towards others in the
workplace or demonstrates abusive or insolent
behaviour’ (s
18(1)
(t)
).
(c)
An employee ‘intimidates or victimises fellow employees,
learners or students’ (s
18(1)
(u)
).
It is worth observing
that these provisions applied equally to both Ms Singh and Mr
Padayachee. The latter was not the former’s
employer. They were
co-workers, the one having a level of authority over the other.
[24]
Subsection 18(2) of the Act is to the
effect that if it is alleged that an educator has committed any such
misconduct the employer
is obliged to institute disciplinary
proceedings in terms of the disciplinary code and procedures which
are contained in schedule
2 to the Act. Schedule 2 to the Act
contains detailed provisions governing the principles behind
disciplinary proceedings, the
manner in which they are to be
conducted, sanctions, appeals, and so on, all of which are directed
at the establishment of fair
and just processes in the sphere of
workplace discipline. In addition, item 3(1) of schedule 2 provides
that the Code of Good Practice
contained in schedule 8 to the
Labour
Relations Act, in
so far as it relates to discipline, constitutes
part of schedule 2 to the Act.
[25]
PAM is divided into chapters dealing with
many employment-related issues affecting educators teaching in
schools administered by
a provincial department. Grievance procedures
are dealt with in chapter H. There is no need to furnish a full
account of them.
An employee like Ms Singh is entitled to lodge a
formal grievance, and where it concerns the conduct of her
headmaster, to do so
directly to the regional or district level. If
lodging the grievance does not generate a satisfactory outcome, she
would then be
entitled to register a formal dispute with the
Education Labour Relations Council, and the matter would proceed from
there.
[26]
Chapter J of PAM deals with the subject of
leave. It includes provisions for normal sick leave, temporary
incapacity leave, permanent
incapacity leave, and leave for
occupational injuries and diseases.
[27]
The PILIR deals in considerably more detail
with the availability, administration and grant of incapacity leave
and ill-health retirement.
It provides for the careful administration
of such matters, and the right to apply for and be granted such
leave. It deals in some
detail with what is commonly known as medical
boarding. The provisions of the PILIR reflect the need to ensure that
the grant of
any of these forms of leave or of medical boarding is
supported by a proper investigation of the condition of the educator,
and
fair dealing with the educator who seeks such relief. There are
provisions for short periods of temporary incapacity leave (29
working days or less requested per occasion) and long periods of
temporary incapacity leave (30 working days or more requested per
occasion). It provides for permanent incapacity leave to be granted
whilst the assessment of the educator’s condition is
underway.
If the decision of the employer (the department) on a request for any
of the forms of relief dealt with in the PILIR
is not acceptable to
an employee, she has a right to lodge a grievance in terms of the
rules made by the Public Service Commission.
Wrongfulness
[28]
An enquiry into whether wrongfulness or a
duty to act has been established when a plaintiff relies on an
omission on the part of
a defendant, is in the first instance
fact-based. The question as to whether wrongfulness is established is
an exercise which requires
a consideration of all the relevant facts
and circumstances which arise in the case at hand. (See
Esorfranki
Pipelines (Pty) Ltd v Mopani District Municipality
[2022] ZACC 41
;
2023 (2) SA 31
(CC) para 30.)
[29]
In
Minister of
Safety and Security v Van Duivenboden
[2002]
ZASCA 79
;
2002 (6) SA 431
(SCA) para 12, Nugent JA observed:
‘
A
negligent omission is unlawful only if it occurs in circumstances
that the law regards as sufficient to give rise to a legal
duty
to avoid negligently causing harm. It is important to keep that
concept quite separate from the concept of fault. Where the
law
recognises the existence of a legal duty it does not follow that an
omission will necessarily attract liability - it will attract
liability only if the omission was also culpable as determined by
the application of the separate test that has consistently
been
applied by this court in
Kruger v
Coetzee
, namely whether a reasonable
person in the position of the defendant would not only have foreseen
the harm but would also have
acted to avert it. While the
enquiry as to the existence or otherwise of a legal duty might be
conceptually anterior to
the question of fault (for the very
enquiry is whether fault is capable of being legally recognised),
nevertheless, in order to
avoid conflating these two separate
elements of liability, it might often be helpful to assume that the
omission was negligent
when asking whether, as a matter of legal
policy, the omission ought to be actionable.’
(Footnotes
omitted.)
[30]
As to the order of things, Scott JA had
this to say in
Gouda Boerdery Bk v
Transnet Ltd
[2004] ZASCA 85
;
2005 (5)
SA 490
(SCA) para 12:
‘
While
conceptually the inquiry as to wrongfulness might be anterior to the
enquiry as to negligence, it is equally so that without
negligence
the issue of wrongfulness does not arise for conduct will not be
wrongful if there is no negligence. Depending on the
circumstances,
therefore, it may be convenient to assume the existence of a legal
duty and consider first the issue of negligence.
It may also be
convenient for that matter, when the issue of wrongfulness is
considered first, to assume for that purpose the existence
of
negligence. The courts have in the past sometimes determined the
issue of foreseeability as part of the inquiry into wrongfulness
and, after finding that there was a legal duty to act reasonably,
proceeded to determine the second leg of the negligence inquiry,
the
first (being foreseeability) having already been decided. If this
approach is adopted, it is important not to overlook the
distinction
between negligence and wrongfulness.’ (Footnotes omitted.)
[31]
In my view one of the difficulties in this
case is that an assumption that there was negligence on the part of
the department involves
assuming the absence of certain known
factors, and perhaps also the presence of factors or circumstances of
which there is no proof.
In the present case there are important
facts and circumstances, the implications of which are material to
the enquiries into both
wrongfulness and negligence. I deal with
wrongfulness first.
[32]
Some further principles may be usefully
extracted from paras 19, 20 and 21 of
Van
Duivenboden
:
(a)
One of the traditional justifications for the reluctance in our law
to impose liability for omissions
is the proposition, supported now
by constitutional rights to equality, personal freedom and privacy,
that individuals are entitled
to ‘mind their own business’.
(b)
However, where the conduct of a public authority or functionary is
involved one must bring into account
that it is usually the very
business of the public authority or functionary to serve the
interests of others.
(c)
The imposition of legal duties on such authorities or functionaries
is inhibited ‘instead
by the perceived utility of permitting
them the freedom to provide public service without the chilling
effect of the threat of
litigation if they happen to act negligently
and the spectre of limitless liability’. But this consideration
should not be
unduly exaggerated.
(d)
In this country the State has a positive constitutional duty to act
to protect the rights in the Bill
of Rights. The Constitution
requires accountable government.
(e)
‘The norm of accountability, however, need not always translate
constitutional duties into
private law duties enforceable by an
action for damages, for there will be cases in which other
appropriate remedies are available
for holding the State to account’.
(For further discussion
of these principles see
Esorfranki Pipelines
at paras 30-33.)
[33]
For the present, the enquiry is whether the
policy and legal convictions of society, understood consistently with
the Constitution,
and considerations of reasonableness, justify a
conclusion that the ‘harm-causing’ negligent omissions
asserted here
should in all the relevant circumstances be actionable
in delict, thereby generating an obligation on the department to
compensate
Ms Singh. The importance of the criterion of
reasonableness should not be underestimated, perhaps especially in
claims founded
on omissions.
As it was put in
Oppelt
v Head: Department of Health, Western Cape
[2015] ZACC 33
;
2016
(1) SA 325
(CC) para 51 (a case concerning liability for omissions):
‘
The
criterion of wrongfulness ultimately depends on a judicial
determination of whether, assuming all the other elements of
delictual
liability are present, it would be reasonable to impose
liability on a defendant for the damages flowing from specific
conduct.’
[34]
The conclusion reached in the high court on
the subject of wrongfulness was that
‘
.
. . the legal convictions of the community require an employer to
take reasonable steps to prevent psychological or physical harm
to
its employees. Its failure to do so justifies an award of
compensation.’
In reaching that
conclusion the learned judge referred to a number of judgments
dealing with the principles that arise in an enquiry
like the present
one, which statements of principle are not contentious.
[35]
However, the main focus of the judgment of
the high court was
Jacobs v Chairman,
Governing Body, Rhodes High School and Others
2011
(1) SA 160
(WCC). The plaintiff in that case was a teacher at Rhodes
High School. There had been early indications that one of the
learners
in her class was a troubled individual, perhaps even prone
to violence. On the day in question the plaintiff noticed that the
learner
was writing in his journal and on examination found that its
contents suggested that he might have it in his mind to kill her. The
learner was taken to the headmaster who looked at the journal and was
accordingly appraised of the problem. Instead of keeping
the learner
secure prior to his removal from the school premises, the headmaster
told the learner to sit outside the former’s
office. The
learner instead returned to the classroom where he took a hammer from
his bag and used it to launch a vicious attack
on the plaintiff who
was severely injured. She claimed compensation for those injuries.
The high court upheld her claim and its
judgment was upheld on appeal
to this Court.
[36]
Although the judgment of the high court in
this case does not say so in so many words, it is quite apparent that
the outcome in
Jacobs
was regarded by the trial court as of some substantial importance in
the adjudication of the present matter. As already mentioned,
an
inquiry into the wrongfulness of an omission involves in each case
the application of recognised legal principles to the particulars
facts and circumstances of each case. The inquiry in
Jacobs
was with regard to a set of facts and
circumstances which bears almost no resemblance to those present
here.
[37]
In my view, the recitation of applicable
principles extracted from earlier judgments aside, what led the high
court to its conclusion
is apparent from the following extracts from
its judgment
‘
[44]
. . . Yet on the evidence presented and not gainsaid by the
[appellant], it was the said principal that created
a hostile
environment to such an extent that it led medical officers for the
[respondent] and [appellant] to jointly conclude that
the
[respondent] suffered a major depressive disorder, which corresponded
to the alleged victimisation suffered by the [respondent].
. . .
[48]
The [respondent] was at all times in the employ of the [appellant]
and subject to the control
and authority of the [appellant]. In my
view, their relationship was sufficiently close to give rise to a
duty on the part of the
[appellant] to act positively to ensure the
safety and security of the [respondent] from the actions of the
principal.’
[38]
There are a number of difficulties with
this approach. The first of these is the perception, recorded in para
2 of the judgment,
that the evidence of Ms Singh regarding her
treatment by the principal is ‘unchallenged’. Related to
that, it is wrong
to conclude that the evidence that the principal
‘created a hostile environment’ was not challenged by any
evidence
led on behalf of the defendant. It is apparent that
the learned judge held those views firstly because Mr Padayachee
could
not be called, and secondly because certain witnesses who were
due to be called (that being revealed in cross-examination) were
not
called. What the learned judge overlooked is that the picture
painted of conditions at the school by other witnesses,
called by Ms
Singh and the department, is somewhat different to the self-serving
one presented by Ms Singh’s evidence.
[39]
Secondly, the fact that Ms Singh was
employed by the department does not on its own render the
relationship between the two so close
as to, without more, give rise
to a duty on the part of the department. The judgment deals almost
exclusively with Ms Singh’s
position and her perception of
matters. Little consideration is given to the position of the
department, responsible as it was
and remains for teachers numbered
in their thousands. To say in those circumstances that the employment
relationship between the
parties, without more, establishes such a
proximity between the department and an individual teacher that there
is a duty placed
on the department to ensure that no teacher suffers
harm is in my view unsustainable.
[40]
In my view the reasoning adopted in the
high court for reaching the conclusion that wrongfulness was
established cannot be supported.
[41]
It is necessary when considering the issue
of wrongfulness in this case to keep a sharp eye on the bigger
picture. The primary object
of the department, as far as public
schools are concerned, is the establishment and maintenance, through
administrative measures
and controls, of a vast web of schools spread
throughout the province. The purpose of its efforts is the
achievement of a reasonable
standard of education for all children in
the province of school-going age. Teachers are important, and many
thousands of them
must be employed in order to achieve the aims of
the department. Nevertheless, an overriding concern must remain the
best interests
of the children in the education sphere.
[42]
The terms of the contract of employment
between Ms Singh and the department are largely regulated by
statutory instruments. As an
organ of state, the provincial
government, represented here by the department, must in terms of s
7(2) of the Constitution ‘respect,
protect, promote and fulfil
the rights in the Bill of Rights’. The predominant right in the
Bill of Rights which the department’s
practices with regard to
its employees must fulfil is the right to fair labour practices
enshrined in s 23(1) of the Constitution.
There are other rights in
the Bill of Rights which are significant in considering the manner in
which the department can conduct
itself as an employer. I think in
particular of ss 9 (equality), 10 (human dignity) and 14 (privacy). I
do not suggest that this
a closed list. It has not been argued that,
insofar as it is relevant to the present issues, the framework set up
for the administration
of the employment of educators described
earlier in this judgment, read with the
Labour Relations Act, falls
short as an instrument for the discharge of the department’s
obligation to promote and respect the rights just mentioned.
[43]
Ms Singh’s case rests on two primary
foundations. The first is that she was victimised and the second is
that, as a result
of victimisation, she became afflicted with major
or clinical depression which prevented her from working. Both the
victimisation
and her illness are recognised in the statutory
instruments which govern her employment relationship with the
department.
[44]
Ms Singh had a grievance. It concerned
victimisation, which falls within the statutory definition of
misconduct. She had a right
to lodge a grievance as contemplated by
her statutorily imposed conditions of service. If she had exercised
that right, and resolution
could not be achieved by settlement, the
department would have been obliged to conduct disciplinary
proceedings. On her evidence,
those proceedings would have terminated
in her favour, which would have obliged the department to take
specified measures to put
an end to the victimisation.
[45]
Ms Singh chose not to employ the remedy
available to her with regard to her complaint of victimisation. This
analysis of the situation
was studiously ignored by Ms Singh’s
legal representatives at trial and before us. Neither was it
considered in the judgment
of the court
a
quo
.
[46]
In my view public and legal policy
considerations, and reasonableness, demand that save in exceptional
circumstances, it is proper
and sufficient that the statutory and
regulatory regime leaves issues such as those raised by Ms Singh to
be dealt with properly
and timeously if the educator concerned
chooses, through the grievance procedure, to bring such circumstances
to the notice of
the department. Leaving the initiation of grievance
procedures to the complainant serves to protect an educator’s
right to
dignity and privacy.
[47]
In his heads of argument, counsel for Ms
Singh advanced the proposition that as a result of Mr Padayachee’s
conduct, Ms Singh
had different causes of action or claims available
to her:
(a)
On the grounds of constructive dismissal Ms
Singh had the right to resign and seek compensation from her employer
under the
Labour Relations Act.
(b
)
She could follow the grievance procedures
set out in PAM and the PILIR.
(c)
She could approach the high court for
appropriate relief (presumably interdictory relief).
(d)
She could institute an action for damages,
being the course she chose to follow.
[48]
The question arises, given that the
Labour
Relations Act was
enacted primarily in support of the rights
furnished by s 23 of the Constitution, and that the legislature saw
fit for good reason
to limit the compensation payable for
(constructive) dismissal, whether legal and public policy is served
by allowing a delictual
claim to coexist with a claim under the
Labour Relations Act. If
a delictual claim is allowed a dismissed
employee can litigate in the courts for more compensation than that
provided by the legislature
in the
Labour Relations Act. Others
, who
cannot afford such litigation, will have to be satisfied with the
more limited compensation provided under
Labour Relations Act. That
such inequality of treatment should exist is not in accordance with
legal and public policy.
[49]
The excuse offered by Ms Singh’s
trade union for the failure to register a formal dispute with the
Education Labour Relations
Council, that the preliminary processes
had not yet terminated, can be dismissed out of hand. It is clear
from the evidence that
Ms Singh put her case in the hands of her
union. It is clear from her evidence that initial discussions did not
resolve her complaint
of victimisation by Mr Padayachee. That
justified the submission of a formal written grievance which would
have to be dealt with
on the strict timetable set out in items 3.1(b)
and (c) of Chapter H of PAM. Item 3.1(c)(iv) then provides that if
the grievant
is not satisfied with the outcome the matter will then
be dealt with by the Education Labour Relations Council. On Ms
Singh’s
version she would undoubtedly have been successful in
those proceedings. On Ms Singh’s version all the talking that
would
notionally fall under the provisional steps set out in item
3.1(a) of the grievance procedure took place without any resolution
being reached. The idea that this should have gone on for the number
of years it did, according to Ms Singh, without her gaining
the right
to lodge her formal grievance and pursue it, verges on the
preposterous.
[50]
Ms Singh claims that she did not follow the
grievance procedure because she did not know that it was available.
That evidence cannot
be accepted and was not accepted by the high
court. She utilised the grievance procedure to pursue her claim that
the principal’s
bias had prejudiced her in her application for
a promotion. And, as mentioned earlier, she was granted relief in
that regard.
[51]
What the judgment of the high court
signifies is that, despite Ms Singh’s failure to engage with
the remedies available to
her in the case of victimisation, the
position is that the department ought to have intervened unilaterally
and put matters right.
In effect, the judgment of the high court
holds that it should indeed have done so.
[52]
Mention should be made of the fact that one
of the underpinnings for the principle in our law that wrongfulness
is not presumed
in the case of omissions is a concern about the
implications and impact of limitless liability. (See
South
African Hang and Paragliding Association and Another v Bewick
[2015]
ZASCA 34
;
2015 (3) SA 449
(SCA) para 32.) Paragraph 8 of the PILIR,
which deals with the subject of ill-health retirement (medical
boarding), records that
there are five ‘high incidence
applications’ for retirement on medical grounds, the one first
listed being applications
on psychiatric grounds. Special procedures
are laid down for the assessment of such cases. Counsel for the
department argued, correctly
in my view, that allowing a delictual
claim along the lines of that advanced by Ms Singh poses a
significant threat to the capacity
of a department to perform its
functions. A clear line distinguishes, on the one hand, a case where
prolonged adversarial working
conditions and poor inter-personal
relationships are alleged to be a consequence of negligent omissions
on the part of the department,
and have brought about a psychiatric
condition which developed over a period of years rendering an
educator unable to work; and,
on the other hand, a case of physical
harm and injury suffered by an educator as a result of negligent
conduct or omissions on
the part of the department. In the former
instance the malady is difficult to discern in the absence of clear,
unquestionable notice
from the educator such as is furnished by an
application for a transfer or for ill health leave, or by engagement
with the grievance
procedure.
[53]
In my view, a more complete picture of the
factual background against which Ms Singh sues does not support a
claim that it would
be reasonable to hold the department liable in
delict for the financial consequences of Ms Singh’s early
retirement. Wrongfulness
was, therefore, not established. This
conclusion means that Ms Singh’s claim ought to have failed in
the high court. It also
renders it unnecessary to turn to a
consideration of negligence and causation.
Order
[54]
In the result, the following order is made:
1
The appeal is upheld with costs.
2
The order of the trial court is set aside and the following order is
substituted for
it:
‘
The
plaintiff’s claim is dismissed with costs.’
__________________________
P J OLSEN
ACTING
JUDGE OF APPEAL
Appearances
For
the appellant:
G
van Niekerk SC
V
Naidu
Instructed
by:
State
Attorney, Durban
State
Attorney, Bloemfontein
For
the respondents:
H
P Jefferys SC
Instructed
by:
Rajesh
Hiralall Attorneys Inc, Phoenix
Webbers
Attorneys, Bloemfontein
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