Case Law[2022] ZASCA 19South Africa
Makhala & Another v S (438/20) [2022] ZASCA 19; 2022 (1) SACR 485 (SCA); [2022] 2 All SA 367 (SCA) (18 February 2022)
Supreme Court of Appeal of South Africa
18 February 2022
Headnotes
Summary: Criminal Procedure – State witness recanting prior inconsistent statements – the constitutional rights of witness – hearsay evidence – admissibility of statements – section 3(1) of the Law of Evidence Amendment Act 45 of 1988 – admissibility at common law – declaration of a witness as hostile – accomplice evidence – cautionary rule – corroborative evidence – burden of proof.
Judgment
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## Makhala & Another v S (438/20) [2022] ZASCA 19; 2022 (1) SACR 485 (SCA); [2022] 2 All SA 367 (SCA) (18 February 2022)
Makhala & Another v S (438/20) [2022] ZASCA 19; 2022 (1) SACR 485 (SCA); [2022] 2 All SA 367 (SCA) (18 February 2022)
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sino date 18 February 2022
THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
JUDGMENT
Reportable
Case no:
438/20
In
the matter between:
MAWANDA
MAKHALA
FIRST APPELLANT
VELILE
WAXA
SECOND APPELLANT
and
THE
STATE
RESPONDENT
Neutral
citation:
Makhala
& Another v The State
(438/2020)
[2021] ZASCA 19 (18 February 2022).
Coram:
MOCUMIE,
MAKGOKA and MOTHLE JJA and MEYER and UNTERHALTER AJJA
Heard
:
2 November 2021
Delivered
:
This judgment was handed down electronically by circulation to the
parties’ representatives by email, publication
on the Supreme Court
of Appeal website and release to SAFLII. The date and time for
hand-down is deemed to be 12h00 on 18 February
2022.
Summary:
Criminal
Procedure – State witness recanting prior inconsistent statements –
the constitutional rights of witness – hearsay
evidence –
admissibility of statements –
section 3(1)
of the
Law of Evidence
Amendment Act 45 of 1988
– admissibility at common law –
declaration of a witness as hostile – accomplice evidence –
cautionary rule – corroborative
evidence – burden of proof.
### ORDER
ORDER
On
appeal from:
The
High Court, Western Cape Division, Eastern Circuit Local Division
(Henney J, sitting as the court of first instance):
The
appeal is dismissed.
# JUDGMENT
JUDGMENT
Unterhalter AJA
Introduction
[1]
The
first and second appellants were convicted by Henney J in the high
court on one count of murder, one count of possession of an
unlicensed firearm and one count of the unlawful possession of
ammunition. The appellants were each sentenced to life imprisonment
for the murder and five years of imprisonment on the remaining
counts, which were ordered to run concurrently with the life
sentences.
The appellants were granted leave to appeal to this Court.
[2]
On
23 July 2018, Mr Molosi attended a school governing body meeting at
Concordia High School. He was the chair of the governing body.
He was
also a councillor of the Knysna Municipal Council. After the meeting,
he was given a lift and dropped off near his home. While
walking
home, he was shot and killed.
[3]
A
team of police officers was appointed to investigate the murder. The
police received information that the first appellant, Mr Mawanda
Makhala, was seen in the Pop Inn Tavern in Concordia on the weekend
before the murder, with two other persons, one of whom was his
brother, Mr Luzuko Makhala. On 1 August 2018, Sergeant Wilson traced
Luzuko Makhala who confirmed that he was in the area during
the
weekend of the murder. Luzuko Makhala said that he had given a lift
to an unknown man in the Eastern Cape and then drove to Knysna
over
the weekend in question. Sergeant Wilson, however, viewed camera
footage of the N2 highway, which showed that Luzuko Makhala’s
vehicle was travelling from Cape Town to Knysna on 22 July 2018.
[4]
Confronted
with this evidence, according to Sergeant Wilson, Luzuko Makhala
indicated that he wished to recount his part in the murder
of Mr
Molosi. His rights were explained to him. Luzuko Makhala was informed
that he would be treated as a witness under s 204 of
the Criminal
Procedure Act 51 of 1977 (CPA). Section 204 permits a witness to give
incriminating evidence for the prosecution. Upon
testifying frankly
and honestly, such a witness may be discharged from prosecution by
the court.
[5]
Luzuko
Makhala gave first statement to Colonel Ngxaki on 13 August 2018.
Colonel Ngxaki, a policeman of some 25 years’ experience,
gave
evidence at the trial. He testified that Luzuko Makhala was informed
of his constitutional rights: his right to legal representation,
his
right to remain silent and not to incriminate himself. Section 204 of
the CPA was also explained to him. Freely and voluntarily,
according
to Colonel Ngxaki’s testimony, Luzuko Makhala made a detailed
statement that Colonel Ngxaki wrote down. I shall refer
to this
statement as the first statement.
[6] The
following was recorded in the first statement. The second appellant,
Mr Velile Waxa, was an independent
councillor of the Knysna Municipal
Council. Mr Waxa sought the services of a hitman to kill Mr Molosi, a
councillor representing
the African National Congress (ANC). Mawanda
Makhala (first appellant) asked whether his brother, Luzuko Makhala,
knew of such a
person. Luzuko Makhala did. The person he procured was
the third accused in the trial, Mr Vela Dumile. Luzuko Makhala
introduced
Mr Dumile to Mr Waxa. He brought Mr Dumile from Cape Town
to Knysna to kill Mr Molosi. In addition, he facilitated the killing
by
ensuring that Makhala pointed out the home of Mr Molosi to Mr
Dumile prior to the shooting and after that, Mr Dumile shot Mr
Molosi.
Thereafter, Luzuko Makhala transported Mr Dumile
back to Cape Town.
[7]
Luzuko Makhala gave a second statement to Sergeant Mdokwana. Sergeant
Mdokwana was transporting Luzuko
Makhala from Knysna back to Cape
Town. Luzuko Makhala recounted that on 18 July 2018, he had received
a call from Mr Waxa, who said
that he would be sending him R1000 to
purchase petrol to transport Mr Dumile to Knysna. On 20 July 2018,
Luzuko Makhala drew the
money, and Mr Waxa called him to confirm
whether he had received the money. Sergeant Mdokwana asked Luzuko
Makhala whether he would
confirm this in a statement. He agreed, and
this was done. I shall refer to this as the second statement. Luzuko
Makhala also handed
over his Nokia cell phone.
[8] The
first and second statements incriminated Mawanda Makhala, Mr Waxa, Mr
Dumile and Luzuko Makhala in
the murder of Mr Molosi. The trial court
admitted the first and second statements into evidence and relied
upon these statements
to convict the accused of murder and the
related counts. The central question in this appeal is whether the
trial court was correct
to do so. It is common ground in this appeal
that without recourse to this evidence, the appellants' convictions
cannot stand.
The trial court’s judgment
[9] The
State called Luzuko Makhala to give evidence. Without forewarning to
the prosecution, Luzuko Makhala
recanted the contents of his first
and second statements that incriminated himself and the accused in
the murder. The prosecution
sought to have Luzuko Makhala declared a
hostile witness. The trial court did so. Luzuko Makhala testified
that the incriminating
portions of the statements were fabrications
that the police forced him to record in the statements. He claimed
that he was intimidated
by the police and threatened with assault and
as a result, made statements that he thought the police wanted from
him.
[10] The trial
court's judgment, quite properly, devoted considerable attention to
the first and second statements and
whether the State could place
reliance upon them, in the light of Luzuko Makhala’s recantation in
the witness box of the incriminating
portions of the statements.
[11] First, the trial
court considered whether Luzuko Makhala was forced to make the
statements by the police and did
not do so freely and voluntarily.
The trial court found that the evidence of Colonel Ngxaki and
Sergeant Mdokwana, who took down
the statements, was ‘overwhelmingly
convincing’ and corroborated by Sergeant Wilson. Luzuko Makhala was
found to be the author,
originator and principal source of the two
statements.
[12] Second, the
trial court considered whether the first and second statements should
be admitted into evidence in terms
of s 3(1) of the Law of Evidence
Amendment Act 45 of 1988 (the Hearsay Act). Upon a consideration of
the factors listed in s 3(1)
(c
), the trial court admitted the
two statements into evidence. Among the factors considered were the
probative value of the evidence
and the caution that was warranted
before admitting the statements, given Luzuko Makhala’s
participation in the commission of the
crimes. The trial court
considered the risk of falsity to be minimal. Furthermore, the
content of the statements included information
otherwise unknown to
the police. Aspects of the statements were also confirmed by
independent and objective evidence, principally
the identification of
the third accused, Mr Dumile, by Dumisani Molosi and Mrs Molosi (the
son and wife of the deceased). They identified
Mr Dumile as the
person who had come to the Molosi’s house to inquire as to the
whereabouts of Mr Molosi before the murder. This,
the trial court
found, supported the probative value of the statements.
[13] Third, the trial
court assessed the evidence given by the accused at trial and the
witness who testified on behalf
of the third accused. The evidence of
the accused was found not to be reasonably possibly true and was
rejected as false.
[14] The trial court
concluded that the accused were guilty on all three counts. The
admission of the first and second
statements into evidence by the
trial court was central to this holding by the trial court.
The issues on appeal
[15] The appellants
challenged the trial court’s admission and use of the first and
second statements. If these statements
should not have been admitted
into evidence or the use of this evidence was otherwise excluded,
then, given the decisive centrality
of the statements, the
appellants' convictions are unsound. This was common ground between
the parties, and this position is not
to be doubted.
[16] Though
overlapping in certain respects, the appellants' challenges may
broadly be understood as follows. First, the
statements must have
been lawfully given. If the statements were not given freely and
voluntarily, or were extracted in violation
of the rights of Luzuko
Makhala, or were induced by false assurances, or were otherwise
compromising of the standards that render
a trial fair, then no
reliance should have been placed upon the statements, and the trial
court was in error in doing so. If evidence
is illegally obtained, it
stands to be excluded. I shall refer to this challenge as the
legality challenge.
[17] Second, the
appellants contended that the trial court should not have admitted
the statements into evidence. The
admissibility of the statements is
not simply a question of the application of s 3(1)
(c)
of the
Hearsay Act, more is required. Here too, questions of voluntariness,
reliability, accuracy and an appreciation of the circumstances
under
which the statements were given must be considered. The appellants’
submitted that the statements do not measure up to what
is required
of a trial court for it to place reliance upon the statements. In
addition, the appellants’ contended, the trial court
should have
considered whether justice is served by reliance upon hearsay
evidence, as the key evidence by recourse to which the
trial court
convicted the appellants. The trial court did not do so. For these
reasons also, the convictions cannot, therefore, stand.
I shall refer
to this as the hearsay challenge.
[18] Third, the trial
court admitted the statements consequent upon its declaration that
Luzuko Makhala was a hostile
witness. The appellants submitted that
the trial court erred in this declaration because it failed properly
to appreciate what it
is to be a hostile witness. Luzuko Makhala was
not a hostile witness, and hence his prior statements ought not to
have been admitted
into evidence. I shall refer to this as the
hostile witness challenge.
[19] Fourth, the
statements were made by an accomplice. The dangers of such evidence
are well known. Although the trial
court referenced the cautionary
rule of application to the statements of an accomplice, the trial
court failed properly to assess
the risks inherent in the statements.
Had the trial court done so, it would not have placed the reliance
that it did upon the statements.
For this reason also, the
convictions are, therefore, unsound. I shall refer to this as the
cautionary challenge.
[20] Lastly, even if
the statements are admitted or relied upon, and given that Luzuko
Makhala was plainly a liar and
dishonest, more was required by way of
corroboration for the State to prove its case beyond reasonable
doubt. Such corroborative
evidence, as there was, did not discharge
the State’s burden of proof. Hence, the convictions cannot stand. I
will refer to this
as the onus challenge.
[21] I shall consider
these challenges in turn.
The legality challenge
[22]
At common law, the general rule was that relevant evidence was
admissible, notwithstanding the want of legality in
its
production.
[1]
This rule was
subject to the recognition that the courts enjoyed a discretion to
exclude evidence, otherwise admissible, that operated
unfairly
against the accused.
[2]
The common
law’s residual regulation of illegally obtained evidence has been
changed by s 35(5) of the Constitution. This provision
reads as
follows, ‘[e]vidence obtained in a manner that violates any right
in the Bill of Rights must be excluded if the admission
of that
evidence would render the trial unfair or otherwise be detrimental to
the administration of justice’. As
S
v Tandwa
[3]
explained, s
35(5) allows that the admission of evidence that violates a right in
the Bill of Rights will not always render the trial
unfair, but the
evidence must be excluded if it does so. So too, such evidence may
not render the trial unfair but may nevertheless
be detrimental to
the administration of justice. If that is so, then the evidence must
also be excluded.
[23]
The framing of s 35(5) is distinctive in the scheme of s 35 because
it is not specifically formulated to regulate
the rights of arrested,
detained or accused persons, as is the case in ss 35(1)–(3). In
S
v Mthembu,
[4]
this court
observed that s 35(5) requires the exclusion of evidence improperly
obtained from any person, not only from an accused.
This must be so
because the provision is concerned to ensure that the trial is fair
and to secure the administration of justice from
any detriment. While
much of a trial’s fairness is concerned with the rights of the
accused, the administration of justice has
a wider remit that seeks
to uphold the integrity of our institutions of justice. It follows
that if evidence is procured from a person,
whether or not that
person is an accused, in a manner that violates the Bill of Rights,
then s 35(5) is engaged to determine whether
such evidence should be
excluded. Thus, s 35(5) will be of application to the two statements
procured from Luzuko Makhala if the
statements were obtained in a
manner that violated his rights in the Bill of Rights. I turn to
consider this question.
[24] The appellants
contended that the two statements were procured from Luzuko Makhala
in violation of his rights. Those
rights are claimed to have been
violated because the statements were not made voluntarily, that is,
of his own free will. Rather,
they were induced by false promises
that he spoke under indemnity from prosecution. Luzuko Makhala was
also not given his right to
consult a lawyer, nor was he informed of
his right against self-incrimination.
[25] These
contentions must surmount a threshold issue: was Luzuko Makhala a
detained, arrested or accused person, and
if not, what rights of his
in the Bill of Rights were violated? This issue arises because ss
35(1)-
(3) confer rights upon everyone
who is arrested (ss (1)), everyone who is detained (ss (2)), and to
every accused person (ss (3)).
The evidence of the policemen who
engaged with Luzuko Makhala, which the trial court accepted, does not
show that he was arrested,
detained or became an accused person. On
the contrary, as I have recounted, Sergeant Wilson took up his
enquiries with Luzuko Makhala
to ascertain his whereabouts over the
weekend of 22-23 July 2018. Luzuko Makhala was not even a suspect at
that stage. Rather, Sergeant
Wilson questioned him again because the
account he had given did not tally with the camera footage seen by
Sergeant Wilson. It was
then that Luzuko Makhala chose to cooperate
with the police and make the statements that he did.
[26] Clearly, upon
indicating his willingness to make a statement of his complicity in
the murder, Luzuko Makhala was
an accomplice. However, at no point,
as evidenced by the facts, was he detained or arrested; he proceeded
to make the first and second
statements willingly. The clear
understanding of the prosecution was that he was to testify for the
State at the trial and was called
as a witness to do so. His surprise
recantation in the witness box of his prior statements took the
prosecution by surprise and resulted
in him being declared a hostile
witness. This sequence of events demonstrates that Luzuko Makhala was
never an arrested, detained
or accused person, even under the most
extended meanings of these concepts.
[27] It follows that
Luzuko Makhala had no rights under s 35 that could have
been violated. Bearing this in
mind, what other rights in the Bill of
Rights might Luzuko Makhala have enjoyed? None were suggested to us
by counsel.
[28] Counsel for the
appellants did, however, submit that the right to a legal
practitioner, the right to remain silent
and the right to make a
statement voluntarily were rights enjoyed by a suspect and that
Luzuko Makhala was, or at least became, a
suspect when he indicated
that he would make a statement to the police concerning his
participation in the murder.
[29]
Our case law has not taken a consistent position as to whether the
rights recognised in s 35, that are of application
to arrested or
detained persons, are also enjoyed by persons suspected by the police
of committing a crime, who have not been arrested
or detained. The
different positions are well summarised in
S
v Orrie.
[5]
In what
measure suspects enjoy, some of the rights extended to detained and
arrested person is not settled. However, once a person
is a suspect,
what they say that is incriminating is likely to have consequences.
They may be arrested, detained and ultimately accused
of the crime,
or they may seek to assist the prosecution as a witness. Either
outcome carries significant legal entailments. This
provides the
justification for recognising that a suspect should be informed of
their right to remain silent, the consequences of
not doing so, and
their right to secure the services of a legal practitioner.
[30]
However, any such rights of a suspect cannot derive from s 35.
Section 35 is concerned with the rights of arrested,
detained and
accused persons. To be a suspect will ordinarily be the basis for a
person to be arrested, detained or accused. However,
being a suspect
does not, without more, make a person one who is arrested, detained
or accused. Hence, the rights of a suspect are
not recognised in s
35. It may be that these rights could fall within the scope of the
right to security of the person (s 12 of the
Constitution), or more
tenuously, the right to the protection of dignity (s 10 of the
Constitution) or as an incident of the protections
provided under the
Judges’ Rules to suspects,
[6]
when deciding
whether evidence of what they have said may be used in evidence at a
trial.
[31] I will assume,
without deciding, that a suspect is entitled, before taking a step
that may have significant implications,
to be informed of their right
to silence and their right to consult a legal practitioner. I will
also assume, without deciding, that
quite apart from s 35(5) of the
Constitution, the common law rule that excludes illegally obtained
evidence continues to have application
in circumstances where s 35(5)
is not of application because the right infringed is not a right in
the Bill of Rights.
[32] On these
assumptions, does any basis exist to conclude that Luzuko Makhala had
his rights as a suspect infringed,
and if so, that the appellants’
trial would be rendered unfair by admitting into evidence the two
statements, or would there be
detriment to the administration of
justice?
[33] The appellants
relied on the form that was used to take down the first statement
upon which the following was recorded:
only the Director of Public
Prosecutions (DPP) can make a decision as to whether Luzuko Makhala
would be utilized as a witness in
terms of s 204 of the CPA; should
the DPP decline to do so his statement will not be tendered by the
State in evidence against him;
Luzuko Makhala was warned that he is
under no obligation to make any statement or admit anything that may
incriminate him; he may
first consult an attorney and obtain legal
advice before making a statement; and that he makes the statement
voluntarily. The appellants
contend that the first statement does not
record how Luzuko Makhala responded to the warnings and information
given in the statement,
nor whether the information given to him was
properly understood.
[34] There are a
number of obstacles that the appellants would have to surmount to
make out a basis for excluding the
two statements on the basis that
Luzuko Makhala’s rights were violated.
[35] First, if Luzuko
Makhala enjoyed rights as a suspect, when did he become a suspect?
When Sergeant Wilson presented
him with evidence that he was driving
from Cape Town to Knysna, and not from the Eastern Cape, Sergeant
Wilson’s testimony was
that LuzukoMakhala was apologetic, and at
that stage, wished to tell the police what had happened. Luzuko
Makhala was not a suspect
when confronted by Sergeant Wilson with the
evidence that his prior account of his movements was untruthful. His
decision to make
a statement to the police was not as a suspect, but
according to Sergeant’s Wilson testimony, a freely made response,
having been
caught in an obvious falsehood. Whatever Luzuko Makhala’s
reasons, he decided to co-operate with the police and make a
statement
before he was a suspect, and without any coercion. Once
that is so, the police were under no duty, at that stage, to warn him
of
his rights to remain silent and to consult a legal practitioner.
He had no such rights because he was not a suspect. He was simply
a
person assisting the police with their investigation and chose to
tell the police what he knew. It may be that once Luzuko Makhala
had
conveyed his decision to Sergeant Wilson that he wished to come clean
that he became a suspect. However, by then, the die was
cast, his
choice was made, and it is hard to imagine why he could then claim
the right to remain silent and the right to consult
a legal
practitioner.
[36] Second, even if
Luzuko Makhala was a suspect, on the evidence of Sergeant Wilson,
Colonel Ngxaki, and Sergeant Mdokwana,
which evidence was all
accepted by the trial court, there was no indication that any of his
rights were violated. Colonel Ngxaki
informed Luzuko Makhala of his
right to silence, his right not to incriminate himself and his right
to consult with a legal practitioner.
There was no indication that
Luzuko Makhala did not understand what was being said to him or that
he wished to have time to consider
his position and procure the
services of an attorney. Luzuko Makhala had chosen to assist the
police. His position as a potential
witness for the prosecution was
explained to him. The use to which his statement could be put was
also made clear. He was making
the statement voluntarily. Luzuko
Makhala’s testimony that his statements were coerced by the police
and fabricated to do their
bidding was rejected by the trial court,
and rightly so. There is no reason to revise that assessment of this
evidence by the trial
court. On the facts found by the trial court,
based not simply on the form used to capture the statements but the
testimony of the
policemen who attended upon Luzuko Makhala when he
made the statements, there was no violation of his rights.
[37] The appellants
also contend that the form used by Colonel Ngxaki, when taking down
the first statement, contained
the misleading undertaking that Luzuko
Makhala’s incriminating statement would not be used against him if
he was not accepted as
a state witness. This, it was submitted, is
not the position because s 204(4)
(a)
of the CPA protects a
State witness who testifies at trial but is not discharged from
prosecution. The provision does not protect
the prior statements of a
witness who may never become a state witness at all. Whether the
prior statement of a witness may be admitted
into evidence is a
matter to which I will come. On this aspect of the case, however, it
suffices to observe that there was no showing
that the undertaking
was in any way operative in bringing about Luzuko Makhala’s
willingness to give the statements that he did.
As I have explained,
that came about at an earlier point in his engagement with the police
and for reasons unconnected to any prudential
assessment of what his
statement could be used for.
[38] Third, s 35(5)
of the Constitution excludes evidence obtained in a manner that
violates any right in the Bill of
Rights if the admission of that
evidence would render the trial unfair or otherwise be detrimental to
the administration of justice.
As I have observed,
Mthembu
held
that s 35(5) of the Constitution requires evidence of any person, not
only the evidence of the accused, to be excluded if obtained
in
violation of that person’s rights in the Bill of Rights. Even if
the appellants could substantiate their contention that some
right of
Luzuko Makhala was violated, how does that render their trial unfair
or give rise to detriment to administration of justice?
That case was
not made out by the appellants. Luzuko Makhala gave evidence at the
trial. He was available to be cross-examined on
every aspect of the
two statements and the circumstances in which they were made. Indeed,
upon his recantation in the witness box,
Luzuko Makhala did
everything he could to assist the appellants’ case. In these
circumstances, it is hard to discern how the trial
was rendered
unfair. There was no unfairness visited on the appellants. Just as
the trial court accepted the evidence of the policemen
who testified
as to how the statements came to be made by Luzuko Makhala, I
similarly conclude: there was no coercion; he acted voluntarily,
out
of some combination of apology and self-interest. No detriment to the
administration of justice is apparent.
[39] In summation,
then, whether under s 35(5) of the Constitution or at common law, the
two statements were not obtained
in violation of Luzuko Makhala’s
rights. The trial was not rendered unfair by the admission of the
statements, nor was there anything
done in securing the statements
that constituted any material detriment to the administration of
justice. The legality challenge
must therefore fail.
The hearsay challenge
[40] The hearsay
challenge gives rise to a number of issues. It will be recalled that
the hearsay challenge proposes that
the extra-curial statements made
by a witness who is an accomplice should not be admitted into
evidence as against the accused, or
should not be admitted without
careful consideration of the dangers of doing so, in order to
preserve the fairness of the trial.
Among the matters that will
warrant consideration are the following. Were the statements made
voluntarily? Is there reason to think
the statements are truthful?
What of the dangers inherent in an accomplice’s evidence? Finally,
what of the risks associated with
the admission of hearsay evidence?
[41]
Our courts have offered different approaches as to how to treat the
admissibility of the extra-curial statements
of a witness. Sometimes
the witness is an accused whose extra-curial statements are sought to
be admitted into evidence against their
co-accused. Sometimes, as in
the present matter, the extra-curial statements are those of a
witness who is an accomplice. In other
cases, the witness may be
neither an accused nor an accomplice. One approach is to consider the
extra-curial statement hearsay evidence
and apply the regime of the
Hearsay Act to determine whether the extra-curial statements should
be admitted into evidence. This position
was adopted in
S
v Ndhlovu.
[7]
A second
approach is to treat the dangers inherent in evidence of this kind as
too great and exclude its admission against the accused.
That was
done in
Litako
and Others v S,
[8]
where the
extra-curial statements of one accused were not admitted into
evidence as against the other accused. A third approach is
to
consider the common law rule that a prior inconsistent statement of a
witness is admissible to impeach the credibility of the
witness who
made the statement, but it cannot be tendered as proof of the
contents of the statement. I shall refer to this as the
rule against
prior inconsistency. In
S
v
Mathonsi,
[9]
the court
revisited the rule against prior inconsistency and allowed the prior
extra-curial statement of a witness to be admitted
as probative
evidence of the contents of the statement, but only on the basis that
the statement would be admissible if given in
court, that it was
voluntarily made, under circumstances where the maker was likely to
be telling the truth, and that the statement
was accurately
transcribed (if in writing).
[42] These rulings
are unified in their recognition that the admission into evidence of
the extra-curial statements of
a witness carries dangers that may
impact upon the fairness of the trial. However, the different
approaches have led to some difficulty
and inconsistency, as well as
critical academic commentary. I turn then to consider under what rule
the admission into evidence of
the extra-curial statements of a
witness, who is an accomplice, should be determined.
[43] I commence with
the question as to whether the two statements of Luzuko Makhala
constitute hearsay evidence under
the definition of hearsay in the
Hearsay Act. Section 3 (4) of the Hearsay Act defines hearsay
evidence as ‘evidence, whether oral
or in writing, the probative
value of which depends upon the credibility of any person other than
the person giving such evidence’.
This definition focuses upon the
declarant to determine whether the evidence is hearsay. In the
present case, does the probative
value of the two statements depend
upon the credibility of anyone other than Luzuko Makhala?
[44]
The simplicity of the definition of hearsay has nevertheless
occasioned some difficulty. The difficulty was encapsulated
in
Ndhlovu.
[10]
What if the
person who made the extra-curial statement does not testify; or
testifies but denies making the statement; or testifies
and admits
making the statement but denies its correctness, or testifies but
cannot recall whether or not they made the statement,
or testifies
and confirms making the statement and its correctness.
Ndhlovu
reasons
that the definition of hearsay in the Hearsay Act does not make an
extra-curial statement admissible simply because the person
who is
said to have made the statement is called to give evidence as a
witness at the trial. Rather, the extra-curial statement of
the
witness will be admitted upon the court having regard to the matters
listed in s 3(1)
(c)(
i)-(vii)
and being of the opinion that the evidence should be admitted in the
interests of justice.
[45] The holding in
Ndhlovu
that the extra-curial statements of two accused,
incriminating of their co-accused, when disavowed by them at trial,
were not admissible
simply because the extra-curial declarants
testify at trial was reasoned in the following way. To admit the
extra-curial statements,
when the witness disavows making them, or
cannot recall doing so, would not permit of the safeguard of
cross-examination if the statement
was admitted into evidence. The
evidence would, without more, be untrustworthy. Hence, other
safeguards are required, and that is
what s 3(1)(
c)
secures.
Furthermore, the probative value of the extra-curial statements does
not depend upon the credibility of the declarant at
the time they
give evidence at trial but at the time that the extra-curial
statement is made. The admissibility of the extra-curial
statements
thus required the trial court to make a ruling under s 3(1)
(c)
of the Hearsay Act, that is to say, on the basis of what the
interests of justice required. It was found that the extra-curial
statements
of the two accused in
S v Ndhlovu
were admissible
upon an application of s 3(1)
(c)
, as against their co-accused.
[46]
The holding in
Ndhlovu
that
the extra-curial admissions of two accused, amounting to the
incrimination of the co-accused and then being admissible against
the
co-accused, was reconsidered in
Litako.
In
Litako,
this court referenced the English common law position and our common
law that an accused’s confession or admission is admissible
in
evidence only against the declarant and not their co-accused. The use
of the Hearsay Act to have the informal admissions of an
accused
admitted in evidence against a co-accused gives rise to dangers
pertaining to the fairness of the trial that the common law
prohibition guards against. This Court referenced the introductory
words of s 3(1) of the Hearsay Act, which renders its provisions
‘subject to any other law’. That law includes the common law.
There was no warrant to think that the protections of the common
law
that exclude the admissibility of the admissions or confession of one
accused against another had been abrogated by the Hearsay
Act. The
Court held that the extra-curial admission of one accused does not
constitute evidence against a co-accused and is therefore
not
admissible against such co-accused.
[11]
[47] Therefore, where
Ndhlovu
considered that the protections contained in s 3(1)
(c)
of the Hearsay Act provided sufficient protections to permit the
admission of the extra-curial statements of one accused against
their
co-accused in certain warranted cases,
Litako
holds that this
is impermissible, notwithstanding the provisions of the Hearsay Act.
[48] In
Mathonsi,
a witness, Mr Cele, provided a written statement to the police in
which he implicated the accused in a murder. When Mr Cele gave
evidence
at trial, he gave a version at odds with his statement,
which he claimed had been exacted under duress. Mr Cele was declared
a hostile
witness and was cross-examined by both the prosecution and
the defence. The trial court admitted the written statement into
evidence
and considered it when convicting the accused. The accused
appealed and contended that the trial court should not have admitted
the
contents of Mr Cele’s written statement into evidence.
[49]
In the high court, Madondo J examined the common law rule pertaining
to the admissibility of prior inconsistent statements:
such
statements are admissible to discredit the witness, but not as
evidence of the facts contained in the statements. After an analysis
of the position in a number of common law jurisdictions, the high
court adopted the ruling of the Canadian Supreme Court in
R
v B (K.G.).
[12]
Following
R
v B (KG),
a prior inconsistent statement was admissible as proof of its
contents if five conditions are met:
‘
(1)
the evidence contained in the prior statement is such it would be
admissible if given in a court; (2) the statement has been made
voluntarily by the witness and is not the result of any undue
pressure, threats or inducements; (3) the statement was made in
circumstances,
which viewed objectively would bring home to the
witness the importance of telling the truth; (4) that the statement
is reliable
in that it has been fully and accurately transcribed or
recorded; and (5) the statement was made in circumstances that the
witness
would be liable to criminal prosecution for giving a
deliberately false statement.’
[13]
To
these conditions, Madondo J added a sixth condition: the accused must
be afforded the opportunity to cross-examine the person who
made the
statement. This new rule was required in recognition of what Lamer CJ
in
R
v B (K.G.)
characterised
as ‘the changed means and methods of proof in modern society’.
[14]
[50]
In
Rathumbu
v S,
[15]
this Court
also had occasion to consider the sworn statement of the appellant’s
sister that incriminated the appellant. Ms Rathumbu
also recanted the
contents of her statement when called to give evidence. She was
declared a hostile witness and cross-examined on
her sworn statement.
The trial court relied upon the contents of the sworn statement and
convicted the appellant. On appeal, this
Court did not address the
common law rule as to the limited purpose for which a prior
inconsistent statement could be used at trial.
Rather, it considered
whether the sworn statement was correctly admitted into evidence, in
compliance with s 3(1)
(c)
of the Hearsay Act, relying upon
Ndhlovu.
[51] How then to
determine the hearsay challenge in light of this body of case law? It
seems logical to commence with
the Hearsay Act. The legislature has
provided a statutory regime that requires that hearsay evidence shall
not be admitted into evidence
in criminal proceedings, save under
stated conditions. If the two statements of Luzuko Makhala constitute
hearsay evidence, then
their admissibility is to be decided, in the
first place, in compliance with the Hearsay Act.
[52] At common law,
an extra-curial statement was hearsay if it was made by a declarant
who was not called to give evidence
and was hence not subject to
cross-examination. Unless one of the exceptions to the hearsay rule
was of application, the extra-curial
statement was excluded. The
rationale for the exclusion was that if the declarant could not be
tested under cross-examination as
to the truth of the statement, the
trial court might rely upon it, when such reliance was not warranted.
That would be prejudicial
to the accused.
[53] As I have
observed, the Hearsay Act defines hearsay evidence to mean evidence,
‘the probative value of which depends
upon the credibility of any
person other than the person giving such evidence’.
Ndhlovu
ruled that the prior incriminating extra-curial statement of an
accused could not be admitted into evidence against his co-accused
simply because the declarant was called to give evidence. To admit
the evidence, the requirements of s 3(1)
(c)
must be met, and
the court must be of the opinion that the evidence should be admitted
in the interests of justice.
[54] It will be
recalled that this Court in
Ndhlovu
had two principal reasons
for its interpretation of the Hearsay Act. First, if the witness who
made the extra-curial statement disavows
the statement, or cannot
recall making it, or is unable to affirm some aspect of the statement
that is:
‘
not
in substance materially different from when the declarant does not
testify at all . . .When the hearsay declarant is called as
a
witness, but does not confirm the statement, or repudiates it, the
test of cross-examination is similarly absent, and similar safeguards
are required.’
[16]
Second,
the probative value of the extra-curial statement does not depend
upon credibility of the declarant when they give evidence
at trial
but at the time when the statement was made. The court put the matter
thus,‘[a]
nd
the admissibility of those statements depended not on the
happenstance of whether they chose to testify but on the interests of
justice.’
[17]
[55] The different
circumstances postulated in
Ndhlovu
pose different issues. If
the person who made the extra-curial statement is not called to
testify, the statement is hearsay under
the definition because the
probative value of the statement does depend upon the credibility of
a person who is not called to give
evidence at trial. The
extra-curial statement will be excluded unless the court is satisfied
that the requirements of s 3(1)
(c)
are met. This outcome is
consistent with the common law rationale that the extra-curial
statement of a person not called to testify
is excluded because there
is no opportunity given to cross-examine and test the probative value
of the statement.
[56] If the person
who made the statement is called to testify but denies making the
statement, a different question arises:
does the evidence to be
admitted exist at all, and if so, is it attributable to the witness?
That is a prior question that is settled
not upon an application of
the Hearsay Act, which is predicated upon the evidence that is to be
admitted, existing and being evidence
attributable to a particular
person. The court must first decide this question. In the face of a
denial by the witness that they
made the statement, other evidence
will usually be required to settle the matter. If the court
determines that a particular person
made the extra-curial statement,
it can then decide whether its probative value depends upon the
credibility of the person giving
evidence. In the present case, once
the trial court was satisfied that the two statements were made by
Luzuko Makhala, then their
probative value depended upon his
credibility as a witness called to give evidence at trial.
[57] Where the
witness cannot recall whether they made the statement, the trial
court is confronted with the same issue
that arises when a witness
denies making the statement. There is no affirmative evidence from
the witness that the statement exists
or, if it does, whether the
statement is attributable to the witness. Here too, the court must
decide this preliminary question before
determining upon whose
credibility the probative value of the statement depends.
[58] Where the
witness confirms making the extra-curial statement, but denies its
truthfulness, the witness is available
to be cross-examined so as to
test that denial. Here the probative value of the statement does
depend upon the witness called to
give evidence. The court may then
attribute to the statement the evidential value it warrants after the
witness who made the statement
has been tested under
cross-examination. So too, where the witness confirms making the
extra-curial statement and its correctness,
there seems little reason
to exclude the statement if the evidence can then be tested under
cross-examination.
[59] On this
analysis, where a witness denies making a prior extra-curial
statement or has no recollection of doing so,
there will have to be
evidence before the trial court permitting it to rule that such a
statement was made by the witness who has
been called to testify. If
it is not clear that the extra-curial statement was made at all, then
it will not be possible to determine
upon whose credibility the
probative value of the evidence depends. The very existence of the
evidence is not established, and this
ends the question of its
admissibility. If it is clear that an extra-curial statement was
made, but it is not shown that it was made
by the witness called to
testify at trial, then the statement is clearly hearsay because its
probative value depends either upon
the credibility of a person not
called as a witness or it cannot be ascertained upon whose
credibility the statement depends. Once,
then, the extra-curial
statement is hearsay, its admission depends upon an application of s
3(1)
(c)
.
[60] If, however, the
witness called to testify acknowledges that he or she made the
statement, then its probative value
does depend upon the person
giving such evidence. The evidence is not hearsay under the statutory
definition. Is s 3(1)
(c)
nevertheless of application? In
Ndhlovu
the court thought so because it apprehended the danger
that the witness may not be able to recall everything that the
statement contains,
and the probative value of the statement depends
upon the credibility of the witness at the time that the statement
was made and
not when the witness gives evidence in court. Once that
is so, the ability to cross-examine the witness effectively is
compromised,
and absent the safeguards of s 3(1)
(c)
, the
admission of the evidence would not be consistent with the imperative
that the trial must be fair.
[61] I am doubtful
that this reasoning holds good. Once it is clear that the
extra-curial statement was made by the person
called to give
evidence, the fact that this witness does not recall some or indeed
all of what is contained in the statement, or
denies the contents of
the statement altogether, does not mean that the accused’s right to
challenge the statement by cross-examining
the witness has been
compromised. The witness’ recollection will be tested under
cross-examination. If the witness is believed,
the extra-curial
statement will have probative value only to the extent of the
witness’s recollection. If the witness is disbelieved,
the trial
court will then have to consider what weight, if any, to attach to
the statement. There is no bar to the witness’ credibility
being
tested under cross-examination by the accused, placing the court in a
position to decide upon the evidential value of the statement.
If the
evidence is not hearsay, it may be admitted without risk to the
accused’s rights to cross-examine.
[62] To this,
following
Ndhlovu
, it might be said that the witness who
recants or cannot recall the contents of his or her extra-curial
statement is akin to a witness
not called to give evidence at all.
That is not so. An eye-witness may not be able to recall all they
have seen or may recall nothing
at all of a material issue in the
trial. We do not say that this is akin to the witness not being
called at all and the right to
cross-examine being compromised.
Rather, the cross-examination will assist to determine how far the
testimony of the witness may
be relied upon. The trial court’s task
is then to determine what value if any, the evidence has. It is hard
to see why an extra-curial
statement made by the witness testifying
before the court should be treated differently or why the right to
cross-examine upon the
statement has been vacated. The danger of
hearsay evidence, long recognised at common law, does not arise when
the declarant who
made the statement is called as a witness at trial
and is subjected to cross-examination. It is then for the trial court
to decide
upon the testimonial value of the extra-curial statement.
[63] Nor, upon
reflection, is it availing to exclude the extra-curial statement made
by the witness who is called to testify
because the statement depends
upon the credibility of the witness at the time of making the
statement rather than when testifying
in court. First, the fact that
the witness disavows his or her earlier statement does not mean the
court cannot give credence to
either version of what the witness has
said. Contradiction in the evidence of a witness, whether arising
from their oral testimony
in court or by reference to a prior
statement, requires the trial court again to consider what evidence
it should accept and what
weight it enjoys. There is no reason to
exclude the extra-curial statement on the grounds of contradiction.
Second, when the witness
gives oral testimony in court, the very
question as to why the extra-curial statement was made and what
opportunity the witness had
at the time to observe what the statement
records are the very matters that may be taken up in
cross-examination. It is true that
the trial court does not have the
benefit of observing the demeanour of the witness at the time the
statement was made, and, in some
instances, the statement will not
have been given under oath. However, here too, in my view,
cross-examination of the witness will
ordinarily bring to light the
circumstances in which the statement was made and its reliability.
Cross-examination is the forensic
means by which the evidential value
of the statement may be ascertained. Admitting the extra-curial
statement does not curtail cross-examination
or blunt its value. It
is then for the trial court to ascertain the evidential value of the
statement made by the witness.
[64] In my view, the
correct interpretation of the Hearsay Act is that once a court has
determined that an extra-curial
statement was made by a witness
called to testify, the extra-curial statement is not hearsay, and it
may be admitted without determining
whether it is in the interests of
justice to do so by recourse to s 3(1)
(c)
. Admitting the
extra-curial evidence does not render the right to cross-examine
nugatory. On the contrary, cross-examination of the
witness must be
given full rein to permit the trial court to determine whether the
extra-curial statement has any value at all and,
if so, what weight
should be attached to it.
[65]
This, however, does not end the analysis of the hearsay challenge
because, as my review of the case law indicates,
s 3(1) of the
Hearsay Act commences with the words ‘Subject to the provisions of
any other law…’.
Litako
observed that in the interpretation of the Hearsay Act, the position
at common law must be considered. The court in
Litako
held that notwithstanding the provisions of s 3(1) of the Hearsay
Act, the extra-curial admissions of one accused does not constitute
evidence against a co-accused and is therefore not admissible against
such co-accused.
[18]
[66]
Litako
traced
the rule of the English law, as received into our common law, that
the admission or confession of one accused, if admissible,
is
evidence only against the maker of the statement and not against the
co-accused, unless they act pursuant to a common design.
The rule
excluding the use of the extra-curial statements made by one accused
against another was in part based upon concerns as
to hearsay
evidence. But the rule also reflected the caution that should attach
to the propensity of one accused to shift blame to
another. The
decision further references the following difficulty: if an admission
or confession of one accused is ruled as admissible,
that does not
compel the maker of the admission or confession to testify at trial.
They have every right not to do so. Where then
does that leave the
rights of the co-accused to cross-examine the maker of the admission
or confession if they were to be admissible
against the co-accused?
Litako
makes it plain that, in this situation, the rights of
the co-accused to cross-examine are rendered nugatory. That would
render the
trial unfair. Hence, the bar upon the use of admissions
and confessions by one accused against another.
[67] The present
matter does not concern the admissions or confession of an accused.
We are concerned with the extra-curial
statements of a witness who is
an accomplice, not an accused, who is called to testify at trial.
This distinction is important. In
Litako
, one of the accused
had made a statement to a magistrate, exculpating himself and
implicating his co-accused in a murder. Although
this accused
testified at the trial within a trial to determine the admissibility
of the statement, he did not testify in his defence
on the merits.
His co-accused, who did testify, were convicted, principally on the
basis of the statement. The trial court ruled
the statement made by
the one accused admissible against his co-accused upon an application
of s 3(1)
(c)
of the Hearsay Act.
[68]
Litako
was
concerned with the extra-curial statement of an accused who does not
testify at trial on the merits. The probative value of the
statement
depended upon the credibility of its declarant, who chose not to
testify. The statement was thus hearsay. This Court in
Litako
was not willing to allow the statement to be admitted into evidence
as against the co-accused, notwithstanding the protections in
s
3(1)
(c)
, the observance of which might nevertheless allow for
the evidence to be admitted. The Court considered the dangers
attaching to
hearsay evidence, the doubtful value of such evidence
and the serious erosion of the rights of the co-accused to
cross-examine the
maker of the statement as to the truth of its
contents warranted the reaffirmation of the common-law rule that the
extra-curial statement
of one accused is not admissible against his
co-accused.
[69]
Where, as in the present matter, the maker of the extra-curial
statement is a witness who does give evidence at trial,
then, as I
have sought to explain, the statement is not hearsay under the
Hearsay Act, and the accused has full enjoyment of the
right to
cross-examine the witness. The reasoning in
Litako
is not of application to the position of a witness who made an
extra-curial statement that incriminates the accused. The maker of
the statement is a witness before the trial court. The statement is
open to challenge by the accused on every aspect of the statement
that incriminates them. I recall that the warnings as to the dangers
of hearsay evidence, framed fully in
S
v Ramavhale,
[19]
are not
present when the extra-curial statement of a witness called to
testify at trial is under consideration. The witness testifies
under
oath and is subject to cross-examination by the parties against whom
he is called. Accordingly, ‘[h]is powers of perception,
his
opportunities for observation, his attentiveness in observing, the
strength of his recollection, and his disposition to speak
the
truth’
[20]
may all be
tested. What value the trial court then attributes to the statement
is quite another matter.
[70] It follows that
the reasoning in
Litako
that precludes the admission or
confession of one accused being admitted into evidence against his or
her co-accused is not of application
where a witness called to give
evidence made a prior extra-curial statement that is sought to be
admitted into evidence as against
the accused. The extra-curial
statement is not hearsay, the rights of the accused to cross-examine
may be fully exercised, and there
is no
a priori
reason to
suppose the extra-curial statement is of doubtful value.
[71] I turn to
consider the treatment of a prior inconsistent statement made by a
witness and the refashioning of the
common law rule that a witness’
prior sworn statement may be used to impeach the credit of the
witness but may not be admitted
into evidence for the truth of its
contents. As I have referenced above, in
Mathonsi,
the high
court adopted the five-part test enunciated in the Canadian Supreme
Court in
R v B (K.G.).
Under this reformulation of the common
law rule, a witness’ prior inconsistent statement is admissible as
to the truth of its contents
if the conditions stipulated under the
five-part test are met to the satisfaction of the trial court, to
which the high court in
Mathonsi
added the further stipulation
that the accused must be able to cross-examine the witness who made
the statement as to its contents.
[72]
The adoption by the high court in
Mathonsi
of
the majority judgment in
R
v B (K.G.)
requires
careful reflection.
R
v B (K.G.)
was considered again by the Canadian Supreme Court in
R
v U (F.J.).
[21]
The following
emerges from these cases. First, the reconsideration of the common
law rule as to the use of prior inconsistent statement
formed part of
the wider recasting of the common law in Canada regarding the
treatment of hearsay evidence. Hearsay was not treated
under the
inflexible approach to hearsay and its exceptions that once marked
the common law. Rather, hearsay was to be admitted and
used for the
truth of its contents when it was shown to be reliable and necessary.
Second, the prior inconsistent statement of a
witness was admissible
for the truth of its contents if it met the required standards of
reliability and necessity. Third, in
R
v U (F.J.),
the court again considered what would be required to make out these
standards and made it clear that flexibility should be shown
in
assessing the reliability risks associated with admitting the prior
statement.
[73] These
authorities are of much assistance, but as always, their wholesale
adoption should be carefully considered,
not least because, unlike
the position in Canadian law, we have a statute that regulates the
use of hearsay evidence.
R v B (K.B.)
and
R v U (F.J.)
developed the common law. We must apply the Hearsay Act, unless
some aspect of the common law may be taken to continue to govern the
question at issue, as occurred in
Litako,
or some aspect of
the common law survives the passage of the Hearsay Act and
compliments that enactment.
[74] I recognise the
paramount importance of the constitutional requirement that the
appellants before us must have enjoyed
a fair trial. The question is
whether the admission into evidence of the two statements of Luzuko
Makhala, under the provisions of
the Hearsay Act, visited any
unfairness on the appellants? I have set out above, in my analysis of
the application of the Hearsay
Act to the two statements, why it is
that the ability of the appellants to cross-examine Luzuko Makhala
provides considerable safeguards
for the appellants as to the use to
which the statements may be put.
[75] Are further
safeguards required beyond the right to cross-examine Luzuko Makhala.
R v U (F.J.)
makes it plain that the availability of the
witness who made the prior statements to be cross-examined goes a
very long way to ensure
that prior statements may be admitted into
evidence for the truth of their contents to permit the trier of fact
to assess the evidential
value of these statements. The court quotes
the following from the leading work of J W Strong
McCormick on
Evidence
4 ed (1992), with approval:
‘
The
witness who has told one story aforetime and another today has opened
the gates to all the vistas of truth which the common law
practice of
cross-examination and re-examination was invented to explore. The
reasons for the change of face, whether forgetfulness,
carelessness,
pity, terror, or greed, may be explored by the two questioners in the
presence of the trier of fact, under oath, casting
light on which is
the true story and which the false. It is hard to escape the view
that evidence of a prior inconsistent statement,
when declarant is on
the stand to explain it if he can, has in high degree the safeguards
of examined testimony . . ..’
[22]
[76]
What then remained of concern to the court in
R
v U (F.J.)
,
given its recognition that cross-examination goes a substantial part
of the way to ensure that the reliability of the prior inconsistent
statement can adequately be assessed by the trier of fact, was the
following: the prior inconsistent statement may be subject to
reliability risks because it depends upon the credibility of the
witness at the time the statements were made. This may deprive the
court of the benefit of the witness being subject to
cross-examination at the time that he or she makes the prior
statement, the
statement may not be given under oath, and the
demeanour of the witness in making the statement is not observed by
the trier of fact.
For this reason, the court considered that it
would be desirable that the prior statement be taken under oath and
video-taped. This
would alleviate at least two of the three concerns
raised. The court observed that a prior inconsistent statement may be
admitted
even without these safeguards, if there are sufficient
guarantees of the reliability of the prior statement.
[23]
[77] There is an
important distinction to be drawn between the stipulation of
reliability requirements in order to admit
a prior inconsistent
statement and the consideration of the reliability of the evidence in
determining its value to the trier of
fact. Once the witness who made
the prior inconsistent statement is available for cross-examination,
then, in my view, the threshold
requirement for admitting the
statement is met, subject to two further requirements that I will set
out below.
[78] This is so
because the accused at trial will be able, fully, to exercise their
right of cross-examination, and to
contest every aspect of the
statement’s reliability. Where the prior statement is not made
under oath, the trial court will weigh
this matter when deciding the
evidential value of the statement. Obviously, the circumstances under
which the statement was given
will be relevant to an assessment as to
whether it is likely that the declarant was telling the truth when
making the statement.
Making a statement under oath is part of that
assessment. However, in a secular age, the value of an oath is often
exaggerated and
should not be raised to a threshold requirement to
admit the prior statement.
[79]
So too, the use of video to record the declarant making the statement
is helpful, but not necessary, to admit the
prior statement. The
trial court will instead take account of the fact that it was not in
a position to observe the demeanour of
the witness at the time the
statement was made. As the court noted in
Standard
Bank of South Africa Limited v Sibanda,
[24]
the
value of demeanour evidence should not be exaggerated. The Court will
consider the evidence that is given and the circumstances
in which
the statement was made. This will determine the weight the trial
court attaches to the prior statements.
[80] While there are
disadvantages that attach to the fact that the credibility of the
declarant is not tested at the
time the statement is made, they are
not of an order of magnitude to warrant the exclusion of the prior
statement. The trial court
will take these disadvantages into account
when assessing the evidential value of the prior statement, to the
extent that they are
not mitigated by the taking of an oath and the
recording of the statement.
[81] The further
requirement, to be found in
Mathonsi,
that the prior statement
must have been fully and accurately transcribed is not a threshold
requirement of reliability. As I have
endeavoured to explain, the
application of the Hearsay Act always requires the trial court to
determine what statement was made,
so as to know what evidence is
sought to be admitted. That must be done; it determines not whether a
statement is reliable, but whether
it exists.
[82] Two further
requirements must be met to render prior statements admissible, in
addition to the availability of the
declarant to give evidence at
trial and face cross-examination. First, the evidence contained in
the prior statement must be admissible,
as if it had been given in
court. That is to say, there must not be some other basis for
exclusion outside the application of the
Hearsay Act. Second, the
prior statement must have been
made
voluntarily. This requirement is an entailment, explored fully in
Litako,
of
the common law’s concern that there should be no taint that
evidence was procured at the instance of the police or any other
agency through coercion, undue influence or improper inducement.
Although it fosters reliability, this requirement is rooted in the
disciplining of power that may otherwise be improperly used to
procure evidence. These two requirements flow from the overriding
inherent supervisory power of a trial court in a criminal trial to
ensure that the trial is fair. Nothing in the Hearsay Act derogates
from the exercise by the trial court of this supervisory competence.
[83] In sum, I am not
in agreement with the holding in
Mathonsi
that the threshold
requirements derived from
R v B (K.G.)
must be met in order to
admit into evidence, for the truth of its contents, the prior
inconsistent statement of a witness at a criminal
trial. It suffices
that the witness who made the statement is available for
cross-examination by the accused. The prior statement
must otherwise
be admissible by asking whether it would have been admissible if it
had formed part of the testimony given by the
witness at trial. This
consideration is important because the trial court will have to
consider whether the prior statement is relevant.
In part, the common
law rule excluding the admission of a prior inconsistent statement
for the truth of its contents was predicated
upon its presumptive
irrelevance. Finally, the prior statement must have been voluntarily
made.
[84] Turning then to
the two statements that were admitted into evidence by the trial
court upon an application of the
Hearsay Act, I can find no fault
with that decision. Luzuko Makhala was called as a witness and was
available to the appellants for
cross-examination. The reliability of
the two statements was thus fully open to scrutiny. Luzuko Makhala
recanted his prior statements
in the witness box. There was every
need then to consider his testimony in the light of his prior
statements. For the reasons already
traversed when I considered the
legality challenge, the evidence of the policemen who testified was
accepted by the trial court.
That evidence established that Luzuko
Makhala made the two statements voluntarily. As I have indicated in
respect of the legality
challenge, there is also no basis to contend
that Luzuko Makhala made the statements as a result of improper
inducements. Had the
prior statements formed part of the testimony
given by Luzuko Makhala in court, there was no other rule of evidence
that would have
excluded the statements.
[85] Indeed, the
trial court in deciding to admit the two statements, went further
than I have found the law requires.
The trial court applied s 3(1)
(c)
of the Hearsay Act and concluded that the evidence should be admitted
in the interests of justice. I have found that the two statements
are
not hearsay as defined in the Hearsay Act. But this matters not. To
have gone beyond what I have found to be required does not
render the
hearsay challenge any more compelling. That challenge, for the
reasons given, must fail.
The hostile witness challenge
[86] The appellants
contend that the trial court declared Luzuko Makhala to be a hostile
witness, when, on a proper appreciation
of the test to make such a
declaration, he should not have been so declared.
[87]
The appellants contend, relying upon
S
v Steyn,
[25]
that the test
is not an objective one, but the hostile witness must have an
intention to prejudice the case of the litigant who called
him.
Luzuko Makhala had no such intention.
[88]
The mere fact that a witness gives evidence that is unfavourable to
the party calling the witness does not render
the witness hostile.
However, the need to show an intention to prejudice, as reflected in
Steyn
,
does not appear to be the position in English law on 13
th
May 1961, as required by s 190(1) of the CPA. The test was stated in
Meyer’s
Trustee v Malan
[26]
to be as
follows: the court must decide whether the witness is adverse from
his demeanour, his relationship to the party calling him,
and the
general circumstances of the case. This test is not predicated on
proof of a subjective intent to prejudice.
[89] Ultimately, it
is unnecessary to determine this difference. The trial court was in a
position to assess what occurred
to cause Luzuko Makhala to give
evidence at variance with the evidence the prosecution was under the
impression he would provide.
Luzuko Makhala made an assiduous effort
in his evidence in chief to exclude from his two statements those
passages that incriminated
the appellants and himself. He sought to
put up a contradictory, exculpatory version. The trial court rejected
his explanation as
to how he came to make the two statements. The
first appellant’s former counsel approached him to withdraw his
cooperation from
the prosecution. In these circumstances, even if the
test is predicated upon an intent to prejudice the State’s case, it
is an
entirely proper inference to draw from LuzukoMakhala’s
conduct. Accordingly, there is no basis to interfere with the
exercise by
the trial court of its discretion in making the
declaration that it did.
[90] Counsel for the
appellants submitted that Luzuko Makhala should have been given legal
representation when the State
sought to declare him a hostile
witness. Worse still, it is contended that the trial court failed to
extend to Luzuko Makhala his
right to legal representation when he
requested to be allowed an attorney.
[91] What the record
shows is that Luzuko Makhala enquired as to whether he was allowed to
have an attorney for the purpose
of the trial court deciding whether
to declare him a hostile witness. The trial court did not preclude
him from securing the services
of an attorney. What Luzuko Makhala
went on to raise with the trial court was whether he was entitled to
an attorney, in the sense
of having one provided to him. The trial
court indicated that he was not an arrested, detained or accused
person as contemplated
under the Constitution and had no such
entitlement.
[92]
The Constitution distinguishes different rights to legal
representation. In terms of s 35(2)
(b)
,
a detainee has the right to choose and consult with a legal
practitioner, and to be informed of that right. In terms of s
35(3)
(f),
an accused also has the right to choose a legal representative and be
represented by one. Section 35(3)
(g)
affords the right to
an
accused to have a legal practitioner assigned, at State expense, if
substantial injustice would otherwise result. Thus, the Constitution
clearly distinguishes the right to choose a legal representative and
the right, at state expense, to be provided with a legal
representative.
Section 35 makes no provision for a witness to be
provided with a legal practitioner.
[93] Doubtless, a
court is invested with the inherent power to conduct its proceedings
fairly, and that may entail, in
a particular case, that the court
should give consideration to a legal practitioner being assigned to
assist a witness. However,
that cannot be done on the basis of a test
less rigorous than that of application to an accused, whose potential
detriment is plainly
pressing. The constitutional test for an accused
is that, absent the assignment of a legal practitioner, a substantial
injustice
would result.
[94] No such showing
was ever made by Luzuko Makhala to the trial court. He was never
denied a right to choose to be represented
by an attorney, and he
never made a case as to the substantial injustice he would suffer if
an attorney was not provided for him
at state expense. Once that is
so, he suffered no infringement of his rights.
[95] The appellants’
hostile witness challenge must therefore fail.
The cautionary challenge
[96] Luzuko Makhala
was an accomplice. The trial court recognised the cautionary rule
applicable to the evidence of an
accomplice. The appellants submit
that the trial court failed properly to apply the rule to treat the
statements of Luzuko Makhala
with the caution they deserved.
[97] I find no basis
in the judgment of the trial judge to support this criticism. The
trial judge took the position,
on the evidence of the policemen,
which he accepted, that Luzuko Makhala had sought to cooperate with
the police and had volunteered
the information known to him. He
recanted in the witness box, under pressure that appears to have come
about due to the consultation
with the first appellant’s erstwhile
counsel. Whatever the reason for his recantation, the trial judge
found that his prior, voluntary
co-operation was not consistent with
an accomplice seeking to implicate others to seek favour with the
police or falsely implicate
others. The police learnt information
from the statements that they did not otherwise know, which advanced
their investigation and
was incriminating of the appellants. Finally,
the trial judge found there was material evidence that corroborated
the two statements.
On this basis, the trial judge found that
although the cautionary rule was applicable to the evidence of Luzuko
Makhala, this did
not prevent the court from relying upon the
probative value of the two statements. The reasoning of the trial
judge cannot be faulted.
[98] The cautionary
challenge accordingly also fails.
The onus challenge
[99] Finally, the
appellants submitted that even if the two statements were properly
received in evidence, there was insufficient
corroborative evidence
to convict the appellants. Luzuko Makhala was a liar. His oral
testimony was at variance with his two statements
which required the
State to provide sufficient evidence to corroborate the contents of
the two statements. The State failed to do
so and thereby failed to
discharge its onus of proof. The trial court was in error to find
otherwise.
[100] The judgment of the
trial judge made a careful assessment of the corroborative evidence.
There was evidence that the first
appellant was making preparations
to flee when he was told by Luzuko Makhala, his brother, that he had
told the police everything.
The first statement indicated that the
first appellant had taken Mr Dumile, the third accused, to point out
where Mr Molosi was residing.
Mr Molosi’s son, Dumisani, gave
evidence that Mr Dumile had come to the house to enquire as to the
whereabouts of Mr Molosi on
22 July 2018. Mrs Molosi also identified
Mr Dumile as having come to the house on 23 July 2018 with a similar
question, shortly before
Mr Molosi was shot and killed. The first
statement of Luzuko Makhala stated that Mr Dumile had gone to the
house of Mr Molosi to
find out the whereabouts of the deceased and
that Mr Dumile returned and said that Mr Molosi was not at his home
but attending a
meeting. This evidence, the trial judge found, was
corroborative of the first statement.
[101] The appellants do not
contend there was no corroborative evidence but rather that it was
insufficient. Here too, I can
find no fault with the conclusion to
which the trial judge came. The first statement was corroborated in
material respects. The corroboration
most certainly placed the first
appellant, Mr Dumile and Luzuko Makhala at the heart of the
conspiracy to murder Mr Molosi. That
sufficed to permit the trial
court to rely upon the probative value of the two statements. The two
statements, taken together with
the circumstances in which the
statements came to be made, the recantation by Luzuko Makhala
under obvious pressure and
the fact that evidence of the
appellants could not be believed, sufficed to discharge the burden of
proof resting upon the State.
[102] The onus challenge
must, accordingly, also fail.
Conclusion
[103] I have found that
each of the challenges brought by the appellants fails. The two
statements made by Luzuko Makhala to
the police were not unlawfully
obtained, and the two statements were correctly admitted into
evidence. That evidence afforded proof
of the appellants’
complicity in the murder of Mr Molosi and the further charges
associated with his murder. There was no failing
on the part of the
trial judge in cautioning himself against the frailties of the
evidence of Luzuko Makhala as an accomplice, nor
in his declaration
of Luzuko Makhala as a hostile witness. The trial judge correctly
found that there was sufficient evidence to
corroborate the
statements of Luzuko Makhala and that, upon consideration of all the
evidence, the State had discharged its burden
of proof.
[104] In the result, the
following order is made:
The appeal is dismissed.
DAVID
UNTERHALTER
ACTING JUDGE OF APPEAL
Meyer
AJA (Mocumie, Makgoka and Mothle JJA concurring)
[105] I have had the
benefit of reading the judgment of our colleague Unterhalter AJA (the
first judgment). I agree with its
summation of the pertinent facts
and issues on appeal and with the reasoning and conclusions reached
that the two statements in question
were not obtained in violation of
Luzuko Makhala’s rights; the trial was not rendered unfair by the
admission of the statements;
nor was there anything done in securing
the statements that constituted any material detriment to the
administration of justice;
that the trial court correctly declared
Luzuko Makhala to be a hostile witness; that he was not denied a
right to choose to be represented
by an attorney and he did not make
a case as to the substantial injustice he would suffer if an attorney
was not provided for him
at state expense before he was declared
hostile; that the trial court properly applied the cautionary rule
applicable to the evidence
of an accomplice; and that there was
sufficient corroborative evidence to convict the appellants.
[106] I further agree that
the trial court applied s 3(1)
(c)
of the Law of Evidence
Amendment Act 45 of 1988 (the Hearsay Act) and concluded that the two
statements should be admitted in the
interests of justice and with
the ultimate conclusion that:
‘
[t]he
two statements made by Luzuko Makhala to the police were not
unlawfully obtained and the two statements were correctly admitted
into evidence. That evidence afforded proof of the appellants’
complicity in the murder of Mr Molosi and the further charges
associated
with his murder. There was no failing on the part of the
trial judge in cautioning himself against the frailties of the
evidence
of Luzuko Makhala as an accomplice, nor in his declaration
of Luzuko Makhala as a hostile witness. The trial court correctly
found
that there was sufficient evidence to corroborate the
statements of Luzuko Makhala and that, upon a consideration of all
the evidence,
the State had discharged its burden of proof.’
I, therefore, agree with the
order proposed in the first judgment that the appeal be dismissed.
[107]
However, I am respectfully unable to agree with the conclusion in the
first judgment that s 3(1)
(c)
of
the Hearsay Act finds no application to the admission into evidence
of extra-curial statements made by a s 204 state witness,
[27]
who, when
testifying, recants such statements that incriminate him or herself
and the accused in the commission of the offence or
offences in
question, and the reasoning in reaching that conclusion (the s
3(1)
(c)
conclusion).
These are my reasons.
[108]
The common law definition of hearsay evidence is ‘any statement
other than one made by a person while giving oral evidence
in the
proceedings, and presented as evidence of any fact or opinion
stated’.
[28]
With effect
from 3 October, 1988 the Hearsay Act redefines hearsay and allows for
a more flexible discretionary approach to the admissibility
of
hearsay evidence. Section 3 of the Hearsay Act reads thus:
‘
(1)
Subject to the provisions of any other law,
hearsay evidence shall not be admitted as evidence at criminal
or
civil proceedings, unless-
(a) each party
against whom the evidence is to be adduced agrees to the admission
thereof as evidence at such proceedings;
(b) the person upon
whose credibility the probative value of such evidence depends,
himself testifies at such proceedings; or
(c) the court,
having regard to-
(i) the nature of
the proceedings;
(ii) the nature of
the evidence;
(iii) the purpose
for which the evidence is tendered;
(iv) the probative
value of the evidence;
(v) the reason why
the evidence is not given by the person upon whose credibility the
probative value of such evidence depends;
(vi) any prejudice
to a party which the admission of such evidence might entail; and
(vii) any other
factor which should in the opinion of the court be taken into
account, is of the opinion that such evidence should
be admitted in
the interests of justice.
(2) The provisions
of subsection (1) shall not render admissible any evidence which is
inadmissible on any ground other than that
such evidence is hearsay
evidence.
(3) Hearsay evidence
may be provisionally admitted in terms of subsection (1)
(b)
if
the court is informed that the person upon whose credibility the
probative value of such evidence depends, will himself testify
in
such proceedings: Provided that if such person does not later testify
in such proceedings, the hearsay evidence shall be left
out of
account unless the hearsay evidence is admitted in terms of paragraph
(a)
of subsection (1) or is admitted by the court in terms of
paragraph
(c)
of that subsection.
(4) For the purposes
of this section- “hearsay evidence” means evidence, whether oral
or in writing, the probative value of which
depends upon the
credibility of any person other than the person giving such evidence;
“party” means the accused or party against
whom hearsay evidence
is to be adduced, including the prosecution.’
[109]
The first judgment is to the effect that the prior decisions of this
Court in
S
v Rathumbu
[29]
and in
S
v Mamushe
[30]
are
clearly wrong. In those judgments, the safeguards provided for in s
3(1)
(c)
of the Hearsay Act were applied to the admission into evidence of a
prior inconsistent extra-curial statement made by a s 204 state
witness who, when testifying, recants such statement that
incriminates him or herself and the accused in the commission of the
offence
or offences in question. As I will demonstrate, the
application of s 3(1)
(c)
to such inconsistent extra-curial statements of a s 204 state witness
is sound, and this Court, in my view, should not depart from
those
previous decisions.
[110] We
are not dealing in the present case with the admissibility of
extra-curial hearsay admissions against co-accused persons
in
criminal cases. This Court, in
Ndhlovu
and Others v S
,
[31]
in principle
decided in favour of the admission of this category of evidence on a
discretionary basis in terms of s 3(1)
(c)
of
the Hearsay Act. Thereafter, this Court started to question the
wisdom of this approach
[32]
and held that
an extra-curial admission could under no circumstances be admissible
against a co-accused. Instead, we are dealing with
the situation
where a prosecutor calls a s 204 witness to testify on the strength
of the state witness’s extra-curial statement,
and the state
witness performs an about-turn in the witness box and testifies in
favour of the defence or develops a sudden case
of amnesia. The
question then arises whether the trial court has a discretion in
terms of s 3(1)
(c)
of the Hearsay Act to admit the evidence if it is of the opinion that
it is in the interests of justice to do so, having regard to
the
various factors enumerated in the section and ‘any other factor
which should in the opinion of the court be taken into account’.
[111]
It is a long-standing rule of our common law, derived from English
law that in such cases, the state witness’ extra-curial
statement
may be used solely for the purposes of impeaching him or her and may
not be tendered into court as proof for the facts
contained therein.
Bellengère and Walker
[33]
searched for
the rationale of the common law rule in our jurisprudence and that of
other jurisdictions and concluded that ‘as far
as South African law
is concerned, the rule rested on a dual foundation; namely: (1) the
traditional objections to hearsay evidence;
and (2) the notion that
no probative value can be attached to contradictory evidence’.
[34]
[112]
The learned commentators point out that the rationale behind the
admission of hearsay evidence is based on the common
law conception
and rendered redundant in 1988 when our law concerning hearsay was
amended by the Hearsay Act.
[35]
Insofar as the
contradiction rationale is concerned, the learned commentators
state:
[36]
‘
The
objection that, faced with a contradiction between a witness’s viva
voce evidence and what he said on an earlier occasion, the
court
cannot give credence to either version, is equally groundless. The
old maxims “
falsus
in uno, falsus in omnibus”
(false
in one thing, false in everything) and “
semel
mentitus, semper mentitur”
(once a liar, always a liar) are not part of the South African law of
evidence (
R
v Gumede
1949
(3) SA 749
(A) at 576A).
Certainly a
witness’s contradictions may cast doubt on his credibility (and
commonly do), but this is a matter for the court to
determine, in
light of all the available evidence. Thus, the mere fact that a
witness has contradicted himself is no reason to disregard
or exclude
his evidence in entirety. This applies irrespective of whether the
witness has contradicted himself in his viva voce evidence,
or on
some other occasion (
S v Mathonsi
2012 (1) SACR 335
(KZP) at
paras [34] to [37] and further authorities cited therein).’
[113]
The learned commentators continue to state:
[37]
‘
It
would be evident from the above that there is no longer any valid
reason for the retention of the rule. On the contrary, its only
contribution in most cases has been to exclude relevant evidence,
which would have assisted the court in determining the truth. In
the
circumstances, it is hardly surprising that the rule has been
abolished, not only in England and Wales (s 119 and 120 of the
Criminal Justice Act 2003), but also in Australia (s 60 of the
Evidence Act 2 of 1995), Canada (
R
v B
(supra)
[
R
v B
(K.G.)
[1993] 1 SCR 740])
, American federal law (s 801(d)(1) of the Federal
Rules of Evidence 1975) and a number of individual American states,
such as Alaska,
Arizona, California, Indiana, Kentucky, North Dakota,
West Virginia and Wisconsin (SM Terrell “Prior Statements as
Substantive
Evidence in Indiana”
Indiana
LR
(1979)
12(2) 495, 502-517); jurisdictions whose law of evidence, like that
of South Africa, was originally derived from English
law.
In light of the two
recent cases referred to above [
Mathonsi
and
Rathumbu
],
it appears that South Africa is at last following suit’.
[114]
I subscribe to the views expressed by the learned commentators,
Bellengère and Walker. It may be argued, which argument
found favour
with the first judgment, that the contents of a 204 state witness’
prior inconsistent statement are not hearsay evidence,
since their
probative value depends on the state witness' credibility, who, him
or herself, is testifying.
[38]
However,
although a s 204 state witness is compelled to give his or her
evidence under the sanction of an oath, or its equivalent,
a solemn
affirmation, and be subject to cross-examination by the accused
person or persons against whom he or she is called to testify
and who
had access to all evidence in possession of the state prior to the
trial, there seems to be a compelling rationale for our
courts to
treat the disavowed prior inconsistent statement as hearsay evidence
within the meaning of s 3(4) of the Hearsay Act. Treating
such
statement as hearsay enables the trial court to subject such evidence
to the preconditions required in s 3(1)
(c)
of
the Hearsay Act and to admit such evidence only if the court ‘is of
the opinion that such evidence should be admitted in the
interests of
justice’. Such interpretation of ‘hearsay evidence’ as defined
in s 3(4) of the Hearsay Act promotes ‘the spirit,
purport and
objects of the Bill of Rights’ contained in chapter 2 of the
Constitution of South Africa,
[39]
and
particularly an accused person’s fundamental constitutional ‘right
to a fair trial’, enshrined in s 35(3) of the Bill of
Rights,
because the effectiveness of the cross-examination of a state witness
who denies having made the prior inconsistent statement
or cannot
remember having made it, may in a given case be compromised.
[40]
[115]
In
Rathumbu,
this Court held that a disavowed prior written statement of a state
witness is essentially hearsay evidence, that the probative value
of
the statement depends on the credibility of the witness at the time
of making the statement, and that the central question is
whether the
interests of justice require that the prior statement be admitted
despite the witness’s later disavowal thereof. In
Mamushe,
this
Court held that the extra-curial statement by a state witness is not
admissible in evidence against an accused person under s
3(1)
(b)
of
the Hearsay Act unless the prior statement is confirmed by its maker
in court. This Court declined to admit the state witness’
prior
statement, which she disavowed in court, under s 3(1)
(c)
of
the Hearsay Act, inter alia because ‘the identification evidence
deposed to by Ms Martin in her statements appears to be of the
most
unreliable kind’. The doctrine of precedent also binds courts of
final jurisdiction to their own decisions unless the court
is
satisfied that a previous decision of its own is clearly wrong,
which is not so in this case.
[41]
Like the
courts of foreign jurisdictions, this court has laid down its own
safeguards before admitting the conflicting extra-curial
statement of
a state witness who performs an about-turn in the witness box and
testifies in favour of the defence or develops a sudden
case of
amnesia.
[116]
Finally, in
Mathonsi
[42]
,
the high court
held that the common law rule that a witness’ prior inconsistent
statement may be used solely to impeach him or her
and may not be
tendered into court as proof for the facts contained therein must be
replaced by a new rule recognising the changed
means and methods of
proof in modern society. Madondo J then approved and applied the
decision of the Supreme Court of Canada in
R
v B (KG)
[1993]
1 SCR 740
, and held that the prior inconsistent statement of a
hostile state witness may be used as evidence of the truth of the
matter stated
in the statement if the trial court is satisfied beyond
reasonable doubt that the conditions referred to in para 49 of the
first
judgment are fulfilled as well as the sixth condition which he
added.
[117] However, the common
law principle that a state witness’ extra-curial inconsistent
statement may be used solely for the
purposes of impeaching him or
her and may not be tendered into court as proof of the facts
contained therein no longer finds application
in our law. In this
country, we have our definition of hearsay evidence and legislative
instrument prescribing the factors or safeguards
that the court must
consider in deciding whether the extra-curial inconsistent hearsay
statement of a state witness should be admitted
as evidence in the
interests of justice. Our courts, therefore, are not permitted to
substitute our statutory prescripts with common
law principles or
statutory provisions of foreign jurisdictions in deciding whether
such hearsay should be admitted as evidence.
Therefore, the decision
in
Mathonsi
is wrong.
[118] I have mentioned that
our Hearsay Act allows for a more flexible discretionary approach to
the admissibility of hearsay
evidence than the common law did. In
deciding whether hearsay should be admitted in the interests of
justice, the court is not limited
to the factors listed in s
(3)(1)
(c)
(i) to (vi) but empowered in terms of s 3(1)
(c)
(vii)
to have regard to ‘any other factor which should in the opinion of
the court be taken into account’. If in deciding whether
hearsay
should be admitted in the interests of justice in terms of s 3(1)
(c)
of the Hearsay Act in a given case, the trial court is of the opinion
that a factor taken into account in another jurisdiction when
admitting hearsay into evidence should additionally be taken into
account, it is by virtue of s 3(1)
(c)
(vii) empowered to do
so.
[119] It is within this
limited ambit that I support the order of the first judgment
dismissing the appeal.
PA
MEYER
ACTING JUDGE
OF APPEAL
Appearances:
For appellants:
J. Van der Berg
Instructed by:
Dercksens Inc., Cape Town
Symington & De Kok,
Bloemfontein
For
respondent:
M. Meningo
Instructed by:
Director of Public Prosecutions,
Cape Town
Director of Public Prosecutions,
Bloemfontein
[1]
S v Pillay
2004
(2) SACR 419
(SCA) para 6.
[2]
See
S
v Mushimba
1977
(2) SA 829
(A) citing
Kuruma
Son of Kaniu v Reginam
(1955) 1 All E.R. 236
op bl. 239.
[3]
S v Tandwa
and Others
[2007]
ZASCA 34
,
2008 (1) SACR 613
paras 117-120.
[4]
S v
Mthembu
[2008]
ZASCA 51
;
[2008] 3 All SA 159
(SCA);
[2008] 4 All SA 517
(SCA);
2008
(2) SACR 407
(SCA) para 27.
[5]
S v Orrie
and Another
[2005]
2 All SA 212 (C); 2005 (1) SACR 63 (C).
[6]
See
S
v Mthethwa
2004 (1) SACR 449 (E).
[7]
S v
Ndhlovu and Others
[2002]
3 All SA 760 (SCA).
[8]
Litako and
Others v S
[2014]
ZASCA 54; [2014] 3 All SA 138 (SCA); 2014 (2) SACR 431 (SCA); 2015
(3) SA 287 (SCA).
[9]
Mathonsi v
S
[2011]
ZAKZPHC 33; 2012 (1) SACR 335 (KZP).
[10]
Ibid fn 7
Ndhlovu
para 29.
[11]
Litako
at 307G.
[12]
R v B
(K.G.)
[1993]
1 S.C.R 740.
[13]
Ibid
at
746.
[14]
Ibid
at 741.
[15]
Rathumbu v
S
[2012]
ZASCA 51; 2012 (2) SACR 219 (SCA).
[16]
Ndhlovu
para 30.
[17]
Ibid para 33.
[18]
Litako
para 67.
[19]
S v
Ramavhale
1996
(1) SACR 639 (SCA).
[20]
Cited in
Litako
para 66 quoting John Pitt Taylor
Treatise
on the Law of Evidence
12
th
ed (1931) para 567.
[21]
R v U
(F.J.)
[1995]
3 SCR 764.
[22]
Ibid
at para 38.
[23]
Ibid
at para 39.
[24]
Standard
Bank of South Africa Limited v Sibanda
[2019] ZAGPJHC 481;
2021 (5) SA 276
(GJ) paras 5 -10
[25]
S v Steyn
en Andere
1987
(1) SA 353
(W);
[1987] 3 All SA 19
(W) at 355.
[26]
Meyer’s
Trustee v Malan
1911
TPD 559
at 561.
[27]
Section 204
of the
Criminal Procedure Act 51 of 1977
. That is a witness who is
called on behalf of the prosecution at criminal proceedings and who
is required by the prosecution to
answer questions which may
incriminate such witness regarding an offence specified by the
prosecutor, and who may be discharged
from prosecution in respect of
the offence in question if he or she ‘in the opinion of the court,
answers frankly and honestly
all questions put to him’ or her.
[28]
P J
Schwikkard and S E Van der Merwe
Principles
of Evidence
(2009)
285.
[29]
S v
Rathumbu
[2012] ZASCA 5; 2012 (2) SACR 219 (SCA).
[30]
S v
Mamushe
[2007]
ZASCA 58
; [2007] SCA 58 (RSA); [2007] 4 All SA 972 (SCA).
[31]
Ndhlovu
and Others v S
2002
(2) SACR 325 (SCA);
2002
(6) SA 305 (SCA); [2002] 3 All SA 760 (SCA).
[32]
See
S
v
Balkwell
and Another
[2007]
3 All SA 465
(SCA);
Libazi
v S
[2010]
ZASCA 91
;
2010 (2) SACR 233
(SCA);
[2011] 1 All SA 246
(SCA) and
Litako
and Others v S
[2014]
ZASCA 54; [2014] 3 All SA 138 (SCA); 2014 (2) SACR 431 (SCA); 2015
(3) SA 287 (SCA).
[33]
Adrian
Bellengère and Shelley Walker ‘When the truth lies elsewhere: A
comment on the admissibility of prior inconsistent statements
in
light of
S
v Mathonsi
2012
(1) SACR 335
(KZP) and
S
v Rathumbu
2012
(2) SACR 219 (SCA)’ (2013) 26
SACJ
175.
[34]
At 175-177.
[35]
Ibid at
177-178.
[36]
Ibid at 178.
[37]
Ibid at
178-179.
[38]
See BC Naude
‘The substantive use of a prior inconsistent statement’
(2013)
26
SACJ
55 at 59-61.
[39]
Section 39(2)
of the Constitution enjoins a court to ‘promote the spirit,
purport and objects of the Bill of Rights’ when ‘interpreting
any legislation’.
[40]
Ibid
BC Naude fn 38 at 61-63.
[41]
Camps
Bay Ratepayers’ Association & Another v Harrison & Another
2011
(2) BCLR 121
(CC);
[2010] ZACC 19
(CC);
2011 (4) SA 42
(CC) paras
28-30.
See
also
Head
of Department, Department of Education, Free State Province v Welkom
High School and Another; Head of Department, Department
of
Education, Free State Province v Harmony High School and Another
[2013] ZACC 25
;
2013 (9) BCLR 989
(CC);
2014 (2) SA 228
(CC);
Firstrand
Bank Limited v Kona and Another
[2015] ZASCA 11
;
2015 (5) SA 237
(SCA);
BSB
International Link CC v Readam South Africa (Pty) Ltd
[2016] ZASCA 58
;
[2016] 2 All SA 633
(SCA);
2016 (4) SA 83
;
Standard
Bank of South Africa Limited v Hendricks and Another; Standard Bank
of South Africa Limited v Sampson and Another; Standard
Bank of
South Africa Limited v Kamfer; Standard Bank of South Africa Limited
v Adams and Another; Standard Bank of South Africa
Limited v Botha
NO; Absa Bank Limited v Louw
[2018] ZAWCHC 175
;
[2019] 1 All SA 839
(WCC);
2019 (2) SA 620
(WCC);
Firstrand
Bank Ltd t/a First National Bank v Moonsamy t/a Synka Liquors
[2020] ZAGPJHC 105;
2021 (1) SA 225
(GJ) and
Investec
Bank Limited v Fraser NO and
Another [2020] ZAGPJHC 107; 2020 (6) SA 211 (GJ).
[42]
S v
Mathonsi
2012
(1) SACR 335
(KZP).
sino noindex
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