Case Law[2022] ZASCA 25South Africa
Alberts and Others v Minister of Justice and Correctional Services (404/2021) [2022] ZASCA 25; 2022 (6) SA 59 (SCA) (9 March 2022)
Supreme Court of Appeal of South Africa
9 March 2022
Headnotes
Summary: Summons – multiple plaintiffs – special plea of misjoinder – test whether issues of fact and law substantially the same for each plaintiff – issues of fact and law substantially the same – convenience and absence of prejudice – permissible to join in single action – appeal upheld and special plea dismissed.
Judgment
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## Alberts and Others v Minister of Justice and Correctional Services (404/2021) [2022] ZASCA 25; 2022 (6) SA 59 (SCA) (9 March 2022)
Alberts and Others v Minister of Justice and Correctional Services (404/2021) [2022] ZASCA 25; 2022 (6) SA 59 (SCA) (9 March 2022)
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sino date 9 March 2022
THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
### JUDGMENT
JUDGMENT
Reportable
Case
no: 404/2021
In the
matter between:
MARSHALL
ALBERTS
FIRST APPELLANT
JEROME
ARNOLDS
SECOND APPELLANT
ROBERT
ATTIES
THIRD APPELLANT
THANDUXOLO
BAATJIES
FOURTH APPELLANT
SIMPHIWE
BEFILE
FIFTH APPELLANT
THOMBELANI
BISHINI
SIXTH APPELLANT
MABUTHI
BLAAUW
SEVENTH APPELLANT
THEMBINKOSI
SIDWELL BLESS
EIGHTH APPELLANT
LUCKY
BOKWANA
NINTH APPELLANT
NDUMISO
BONGO
TENTH APPELLANT
and 128
OTHERS
and
THE
MINISTER OF JUSTICE AND
CORRECTIONAL
SERVICES
RESPONDENT
Neutral citation:
Alberts
and Others
v The Minister of
Justice and Correctional Services
(Case no
404/2021)
[2022] ZASCA 25
(9 March 2022)
Coram:
SALDULKER, ZONDI, MAKGOKA, PLASKET and GORVEN JJA
Heard
:
18 February 2022
Delivered
:
This judgment was handed down electronically by circulation to
the
parties’ representatives by email, publication on the Supreme Court
of
Appeal website and release to SAFLII.
The date and time for hand-down is deemed to be 09h45 on 9 March
2022.
Summary:
Summons – multiple plaintiffs – special plea of
misjoinder – test whether issues of fact and law substantially the
same for
each plaintiff – issues of fact and law substantially the
same – convenience and absence of prejudice – permissible to join
in single action – appeal upheld and special plea dismissed.
### ORDER
ORDER
On appeal from:
Eastern Cape
Division of the High Court, Port Elizabeth (Rawjee AJ, sitting as
court of first instance):
1 The appeal is
upheld with costs.
2 The order of the
high court is set aside and substituted with the following:
‘
1 The special plea is
dismissed.
2 The defendant is
directed to pay the costs arising from the special plea.’
# JUDGMENT
JUDGMENT
Gorven
JA (Saldulker, Zondi, Makgoka and Plasket JJA concurring)
[1]
This appeal arises from a summons sued out by 138
plaintiffs (the plaintiffs). Each of them has claimed damages from
the Minister
of Justice and Correctional Services (the Minister).
Each claim arises from an alleged assault on the particular plaintiff
at St
Albans Medium B Correctional Centre on 1 and 2 March 2014.
The assaults are alleged to have been perpetrated by Correctional
Services officials employed there by the Minister. They are alleged
to have used batons, hands and feet to beat, slap and kick the
plaintiffs. Different injuries and sequelae are pleaded for each
plaintiff and each plaintiff claims R500 000 by way of general
damages.
[2]
The action was instituted in the Eastern Cape
Division of the High Court, Port Elizabeth (the high court). The
plaintiffs annexed
138 separate sets of particulars of claim to the
summons.
[3]
This prompted the Minister to enter a special
plea which, in essence, raised two defences. First, that a combined
summons is defined
in rule 1 of the Uniform Rules of Court (the
Uniform Rules) as a summons with a statement of claim annexed
thereto. If one has
regard to form 10 of the Uniform Rules, a
summons must have annexed to it ‘a set of Particulars of Claim’.
Because 138 sets
of particulars of claim were attached to the
summons, the summons was irregular as not complying with form 10.
Secondly, that
the particulars of claim of the respective plaintiffs
do not comply with the requirement in rule 10(1) that the claims
depend upon
the determination of substantially the same question of
law or fact.
[4]
The special plea was heard separately and
initially in the high court. No evidence was led. Rawjee AJ
upheld the special plea
and dismissed the claims of the plaintiffs.
She also dismissed the plaintiffs’ application for leave to appeal.
The appeal is before
us with the leave of this Court.
[5]
On appeal, the plaintiffs addressed the same
issues for determination. The first issue is whether the annexing of
138 sets of particulars
of claim to a summons by the individual
plaintiffs, rather than one set referring to all of the plaintiffs,
was irregular in failing
to comply with rule 17(2)
(a)
read with form 10. This issue depends on whether annexing more than
one document rather than a single one is an irregularity and,
if so,
a fatal one which should result in the dismissal of each plaintiff’s
claim.
[6]
Rule 17(2)
(a)
reads:
‘In
every case where the claim is not for a debt or liquidated demand the
summons shall be as near as may be in accordance with
Form 10 of the
First Schedule, to which summons shall be annexed a statement of the
material facts relied upon by the plaintiff in
support of his claim,
which statement shall
inter alia
comply with
rule 18.’
There
is no issue that rule 18 was not offended. And form 10 informs the
defendant in the part dealing with the combined summons that
the
plaintiff institutes action against them:
‘. . .
in which action the plaintiff claims the relief and on the grounds
set out in the particulars annexed hereto.’
[7]
I see no reason why, when a number of documents
containing the particulars in respect of each plaintiff’s claim are
annexed, this
should result in the dismissal of all of the claims.
After all, if a single, composite set of particulars had been
annexed, the present
action would simply include paragraphs
describing each plaintiff in turn. The other 13 paragraphs which are,
as shown below, virtually
identical, could then follow one after the
other. It may be that the manner in which the particulars of claim
have been annexed is
unwieldy but it is not irregular. Of course,
this should not be understood as encouraging the practice. It must be
said that, in
argument before us, the Minister, while not abandoning
this point, indicated that it was not being pressed. In my view this
was prudent.
[8]
In any event, an overly formal approach to
pleadings has always been discouraged. It is generally only where
there is prejudice to
a litigant that a different approach is taken
by our courts. As was said in
Trans-African
Insurance Co Ltd v Maluleka
:
[1]
‘If
there was any insufficiency in those summonses there seems in all
cases to have been ample room for a simple condonation, since
no
question of prejudice to the defendant seems to have arisen in
any of them. No doubt parties and their legal advisers should
not be
encouraged to become slack in the observance of the Rules, which are
an important element in the machinery for the administration
of
justice. But on the other hand technical objections to less than
perfect procedural steps should not be permitted, in the absence
of
prejudice, to interfere with the expeditious and, if
possible, inexpensive decision of cases on their real merits.’
No
question of prejudice is raised in the present matter. If any
irregularity arose, therefore, it is not a fatal one and could be
condoned in the discretion of the court. It is certainly no basis for
dismissing the claims as was done in the high court.
[9]
I now consider the second issue. This is whether
the plaintiffs fall foul of a fatal misjoinder. Some texts suggest
that at common
law the general rule was that a number of plaintiffs
with separate causes of action could not jointly sue the same
defendant. Many
of them rely for this proposition on the matter of
Estate De Beer v Botha
.
[2]
In that matter, the plaintiffs were joint executors in the estate of
one de Beer and his spouse who predeceased him. De Beer was
found to
have murdered her and had been executed as a result. An exception was
taken to the declaration on the basis that the two
estates had been
wrongly joined as co-plaintiffs or, alternatively, that the estates
should have made separate and distinct claims.
The exception was
upheld. It was held that, when his spouse died, the community of
property terminated and, as a result, after the
death of de Beer,
there were two separate estates to administer. Since the claim of de
Beer’s estate concerned the setting aside
of an agreement struck
after the death of his spouse, her estate had no such claim. The
joint executors had also sued on two policies
belonging to his spouse
to which de Beer had no claim. The court held that the respective
claims disclosed no cause of action since
they lay at the instance of
the separate estates. It held, further, that once the separate claims
were brought, ‘. . . it may be
that the Court will consider it
desirable that the two actions should be heard together’. This
matter does not constitute a total
bar to two or more plaintiffs
suing the same defendant on different causes of action. It envisages
that this will be allowed in certain
circumstances. I do not read it
as authority for the blanket prohibition of such a joinder.
[10]
Some support for the proposition was alluded to
in
Sieff v Wilhelmina and Another
.
[3]
Here, two plaintiffs had sued a defendant for assault alleged to have
been committed on the same day. The plaintiffs also sued a
second
defendant in the same action for a different assault which allegedly
took place on a different day and which did not involve
the first
defendant. Exception was taken on the basis of a misjoinder of the
second defendant. In the court of first instance, after
argument, the
plaintiffs withdrew the claim against the second defendant and
proceeded to trial against the first, obtaining judgment.
On appeal,
it was argued that the entire summons was void as a result of the
earlier misjoinder. Having reviewed English, Scottish
and
Roman Dutch authorities, Ward J held:
‘The
rule, therefore, in Roman-Dutch law seems to approximate to the
Scots' practice, and is founded upon convenience. I take it
the
Courts here would not allow an exception of misjoinder, when the
cases could be easily disposed of together, and this seems to
be
borne out by what fell from DE VILLIERS, C.J., in
Ettling v
Schiff
(5 SC 131).
He said: “In cases of this sort
(misjoinder) it seems to me that the Court in which the trial takes
place is the best judge of
what would be convenient in the course of
its practice.”’
He
mentioned certain cases involving misjoinder of plaintiffs where the
courts had held that the summons was not void or a nullity
but had
given leave to the plaintiffs to amend the summons so as to allow one
of them to withdraw from the action.
[4]
[11]
It seems, therefore, that at common law, the
default position might have been that plaintiffs could not join
together to sue a defendant
on separate causes of action but that
convenience was a factor by which a court could determine whether
they should be heard together.
This, of course, is a recognition that
high courts have inherent jurisdiction to decide matters of
procedure.
[5]
This has now been specifically provided for in the Constitution
[6]
and is also echoed in the uniform rules which allow a court to
condone non-compliance with the rules.
[7]
[12]
With that in mind, I turn to rule 10(1) which
reads:
‘Any
number of persons, each of whom has a claim, whether jointly, jointly
and severally, separately or in the alternative, may
join as
plaintiffs in one action against the same defendant or defendants
against whom any one or more of such persons proposing
to join as
plaintiffs would, if he brought a separate action, be entitled to
bring such action, provided that the right to relief
of the persons
proposing to join as plaintiffs depends upon the determination of
substantially the same question of law or fact which,
if separate
actions were instituted, would arise on such action, and provided
that there may be a joinder conditionally upon the
claim of any other
plaintiff failing.’
It
is clearly the first proviso which comes into focus in this matter.
It serves to narrow an otherwise all-encompassing provision
allowing
multiple plaintiffs. There is no dispute that each plaintiff is
entitled to bring an action against the Minister. The only
issue is
whether the plaintiffs may do so in a single action. The test for
compliance with the rule is whether the right to relief
of each
plaintiff ‘. . . depends upon the determination of substantially
the same question of law or fact which . . . would arise
on . . .’
the other action or actions if brought separately.
[13]
Any action is based on facts and law. The facts
are those which, if proved, would sustain in law the cause of action
relied upon.
Each action is a straightforward delictual claim under
the
actio legis aquiliae
.
The legal contours of the actions are the same for each one. The
question before us thus resolves itself into whether the pleaded
facts amount to substantially the same questions of fact which would
arise in the notionally separate actions.
[14]
Three of the 138 particulars of claim were
initially included in the appeal record. These were those of the
first, second and third
plaintiffs. Subsequently, the others were
introduced on appeal. Apart from the identities of the plaintiffs and
paragraph 7, each
set of particulars of claim is identical. Paragraph
7 sets out the injuries allegedly sustained by the respective
plaintiffs. Three
of the subparagraphs are identical, alleging that
each plaintiff sustained a psychological injury, suffered shock and
trauma and
suffered pain. Paragraph 8 sets out the sequelae alleged
to have resulted from those injuries. These are pleaded in identical
terms:
that they required medical attention and medication to
alleviate the pain, and that they experienced further pain, emotional
trauma,
discomfort and suffering.
[15]
The matter was argued against the likely backdrop
that, if the action survived the special plea, there would be a
separation of the
issues under rule 33(4). The first issue would
require proof of the alleged assault on the plaintiffs. The question
is whether the
different assaults, injuries and damages concerning
each of the plaintiffs mean that they should be tried separately. It
is so that
each plaintiff will need to prove that they were assaulted
and that they suffered the pleaded injuries. As such, 138 assaults
and
the injuries sustained as a result will need to be proved. If the
plaintiffs, or any of them, succeeds in this task, an assessment
of
the damages sustained by each of the successful plaintiffs on the
initial issue will be required.
[16]
The first thing to note is that the phrase, ‘the
same question of fact’, is qualified by the word ‘substantially’.
This means,
at the very least, that the questions of fact to be
determined need not be identical. What, then, is meant by
‘substantially’?
The dictionary definition is not particularly
helpful. In the present context it is said to mean ‘in large part’
or ‘to a large
degree’.
[8]
This begs the question what is meant by ‘large’. It seems to
allow for a wide range of circumstances without a single
determinative
test. In the present context, I conceive that it
connotes that there should be a significant overlap of the facts to
be determined.
[17]
The Minister contended that the facts to be
determined in respect of each plaintiff were not substantially the
same. This because,
although all the plaintiffs were detained at St
Albans Correctional Facility and the assaults were alleged to have
taken place during
the same two-day period, they were detained in
different cells and sections. In addition, the consequences of the
assaults differed
as did the treatment each plaintiff required.
[18]
As against that, however, the causes of action
are founded on incidents taking place at the same time and place. The
claim is that
the assaults took place in the same correctional centre
over the same two-day period. It is unlikely that each alleged
assault took
place in isolation at a time and place unique to each
plaintiff. As such, it is overwhelmingly probable that a number of
the alleged
assaults took place in the presence of a number of
persons, whether employees or offenders. Evidence of many of the
witnesses is
likely to bear on a number of the alleged assaults.
Those witnesses would need to be called once only in a joint action.
It is only
the specific details of each assault, their sequelae and
the individual circumstances of the plaintiffs bearing on the
quantification
of damages that differ. To my mind, there are
significantly overlapping facts. As such, substantially the same
questions of fact
fall to be determined as would be the case in
separate actions.
[19]
Add to that the question of convenience. If heard
separately in 138 actions, it may well be that different judges would
arrive at
different conclusions on the same or similar factual
issues. The time of courts is likely to be taken up in a multiplicity
of actions
concerning claims arising from the same time and place as
the others with a number of common witnesses. Multiple appeals might
eventuate
over an extended period of time with potentially different
outcomes. The same witnesses would be called in multiple actions and
face
very similar cross-examination in each action. The weight
attached to the evidence of different witnesses by different courts
might
well differ from action to action. It seems to me that both the
plaintiffs and the Minister would be advantaged in calling each
witness
once only on the assault issue. This would probably result in
a considerable saving of time and expense both at trial and in
preparation
for trial. In argument before us, the Minister conceded
that the time spent would be no more than if separate actions were
heard
and the Minister would not be prejudiced in confronting a
single action.
[20]
I accordingly do not agree that the Minister is
correct in contending that there was a fatal misjoinder. On the basis
that the facts
concerning each plaintiff are substantially similar as
also on the basis of convenience, the joinder of the plaintiffs in
one action
is appropriate and inoffensive. As a result, the special
plea should have been dismissed.
[21]
The substantial success of the plaintiffs on
appeal warrants an order that the Minister should pay their costs of
the appeal. This
applies equally to the costs arising from the
special plea. No argument to the contrary was advanced.
[22]
In the result the following order is made:
1
The
appeal is upheld with costs.
2
The
order of the high court is set aside and substituted with the
following:
‘
1
The special plea is dismissed.
2
The defendant is directed to pay the costs arising from the special
plea.’
T
R GORVEN
JUDGE
OF APPEAL
Appearances
For
appellants:
A C Moorhouse
Instructed by:
Egon A Oswald Attorneys, Centurion
Lovius Block Attorneys, Bloemfontein
For
respondent:
A Beyleveld
SC (with him I Dala)
Instructed
by:
State Attorney, Port Elizabeth
State Attorney, Bloemfontein
[1]
Trans-African
Insurance Co Ltd v Maluleka
1956 (2) SA 273
(A) at 278E-G.
[2]
Estate De Beer v Botha
1927 CPD 140.
[3]
Sieff v Wilhelmina and Another
1911 OPD 24
at 26.
[4]
Paterson v Pearson and Others
1875 Buchanan 45. In that
matter, the plaintiff had sued on his own behalf and on behalf of
his minor children. The court held:
‘If the plaintiff,
wished to try the objections made on his own behalf, and those on
behalf of his minor children, he must bring
two actions. The
exception of misjoinder of counts must be allowed.’
In
Nigel Gold Mining
Co v Croft and The Beatrice Syndicate
1889-1890 3 SAR TS 87, the
summons had referred to the company as the plaintiff along with
others. Some of the others were said
to have no real interest in the
claims. Exception was taken on the basis that they should not have
been joined. The exception was
upheld and it was ordered that the
summons should be amended. The matter thus did not so much deal with
multiple plaintiffs but
with the fact that certain plaintiffs lacked
locus standi
to sue in the matter.
[5]
The common law position was succinctly explained
by Corbett JA
in
Universal City Studios Inc v Network
Video
(
Pty
)
Ltd
[1986] ZASCA 3
;
1986 2 All SA 192
(A); 1986 2 SA 734 (A) at 754 as ‘. . .
an inherent reservoir of power to regulate . . .
procedures in the interests of the proper administration of justice.
. .’.
[6]
Section 173 of the Constitution of the Republic of South Africa,
1996, provides:
‘The Constitutional
Court, the Supreme Court of Appeal and the High Court of South
Africa each has the inherent power to protect
and regulate their own
process, and to develop the common law, taking into account the
interests of justice.’
[7]
Rule 27(3) provides: ‘
The court may, on
good cause shown, condone any non-compliance with these Rules.’
[8]
RE Allen (ed) The Concise Oxford Dictionary of Current English 8 ed
1990 p 1216;
https://dictionary.cambridge.org/dictionary/english/substantially?q=Substantially
,
accessed on 25 February 2022.
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