Case Law[2024] ZAGPJHC 403South Africa
Kotze v The Minister of Safety and Security (2009/36826) [2024] ZAGPJHC 403 (29 March 2024)
Judgment
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# South Africa: South Gauteng High Court, Johannesburg
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## Kotze v The Minister of Safety and Security (2009/36826) [2024] ZAGPJHC 403 (29 March 2024)
Kotze v The Minister of Safety and Security (2009/36826) [2024] ZAGPJHC 403 (29 March 2024)
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sino date 29 March 2024
IN THE HIGH COURT OF
SOUTH AFRICA
GAUTENG LOCAL
DIVISION, JOHANNESBURG
CASE
NO:
2009/36826
1.
Reportable:
No
2.
Of
interest to other Judges: No
3.
Revised: No
29
March 2024
In the matter between:
KOTZÉ
,
JOHANNES STEPHANUS
Plaintiff/Respondent in leave
to appeal
and
THE
MINISTER OF SAFETY AND SECURITY
Defendant/Applicant for leave
to
appeal
JUDGMENT
(Application for Leave to
Appeal)
MAIER-FRAWLEY J:
1.
For
ease of reference, the parties will be referred to as they were in
the proceedings
a
quo.
The
defendant applies for leave to appeal against my judgment, delivered
on 10 November 2023, on the basis that I erred in finding
that the
evidence presented at trial
[1]
supported a finding of factual causation in respect of the
plaintiff’s claim for damages arising from the development
loss.
No leave to appeal is sought in relation to the damages awarded
in respect of the cost of an assistant.
2.
It may be recalled that the defendant chose
not to lead any evidence at trial to rebut the evidence of the
plaintiff’s witnesses.
The extensive list of issues and facts
that were common cause or not disputed between the parties at trial
were summarized in
inter alia,
paragraphs 6, 74, 89 of the judgment.
Ultimately, the factual evidence of all the plaintiff’s
witnesses remained unrefuted.
3.
The complaints listed in the notice of
application for leave to appeal, are to the effect that the trial
court ought to have found
(and erred in finding to the contrary)
that:
3.1.
Despite the plaintiff’s physical
condition, he continued to conduct business;
3.2.
The Plaintiff’s decision to accept
the proposal to sign over the development to the land owner
(Transacht) broke the chain
of causation between the shooting
incident and the loss of the development. This is because the
plaintiff understood the implications
thereof for his business;
allegedly had other choices available to him, rather than to let the
development go; was in control of
his businesses at the time the
development was lost and continued to manage his businesses after the
incident;
3.3.
At
the time that the bank took the decision to withdraw approval for the
provision of finance for the project, the plaintiff’s
“company”
[2]
was not
a rudderless ship, nor was the plaintiff’s life in jeopardy.
The plaintiff was in control of his business at the
time;
3.4.
The bank’s decision to withdraw the
facility constituted an intervening act that broke the chain of
causation between the
incident and the plaintiff’s loss.
4.
The factual findings in paragraph 94 of the
judgment were not, however, challenged by the defendant in the
application for leave
to appeal. These include that, prior to the
shooting incident, (i) the plaintiff was the sole person who managed,
conducted and
controlled the affairs of Tsiris CC; (ii) Tsiris CC’s
profitability was wholly dependent on the plaintiff’s personal
skill and performance; (iii) as regards the development, the
plaintiff was the person who took
all
pivotal decisions, dealt with builders and negotiated with creditors.
This should be read with that which is recorded in paragraphs
29 and
40 of the judgment.
5.
In terms of section 17 of the Superior
Courts Act, 10 of 2013:
“
(1)
Leave to appeal may only be given where the judge or judges concerned
are of the opinion that -
(a)
(i) the appeal would have a reasonable
prospect of success; or
(ii) there is some other
compelling reason why the appeal should be heard, including
conflicting judgments on the matter under consideration;
(b)
…”
6.
The ground listed in s 17(1)(a)(ii) was not
pursued at the hearing.
7.
In
S
v Smith
,
[3]
it was stated that in deciding whether there is a reasonable prospect
of success on appeal, there must be ‘
a
sound, rational basis for the conclusion that there are prospects of
success on appeal.
’
As the court explained, a
mere
possibility of success, an arguable case or one that is not hopeless,
is not enough.
In
Dexgroup,
[4]
the
SCA cautioned that the ‘
need
to obtain leave to appeal is a valuable tool in ensuring that scarce
judicial resources are not spent on appeals that lack
merit.
’
In
Kruger
v S,
[5]
the
Supreme Court of Appeal reiterated the need for a lower court to act
as a filter in ensuing that the appeal court’s time
is spent
only on hearing appeals that are truly deserving of its attention and
that the test for the grant of leave to appeal should
thus be
scrupulously followed. In order to meet the test for the grant of
leave to appeal, ‘
more
is required than the mere ‘possibility’ that another
court might arrive at a different conclusion.’
Quoting
from
Smith,
the
court went on to state that it is not enough that the case is
arguable on appeal or not hopeless, instead the appeal must have
‘
a
realistic chance of succeeding.’
More
recently, in
Ramakatsa,
[6]
the Supreme Court of Appeal, again affirming what was stated in
Smith,
stated
that
‘
The
test of reasonable prospects of success postulates a dispassionate
decision based on the facts and the law that a court of appeal
could
reasonably arrive at a conclusion different to that of the trial
court. In other words, the appellants in this matter need
to convince
this Court on proper grounds that they have prospects of success on
appeal. Those prospects of success must not be
remote, but there must
exist a reasonable chance of succeeding. A sound rational basis for
the conclusion that there are prospects
of success must be shown to
exist
.’
8.
The
same arguments proffered by the defendant at trial for why it
contended that factual causation had not been proven by the plaintiff
(as recorded in paragraphs 96; 99 and 109 of the judgment) were
pursued by it at the hearing of the application for leave to appeal.
These grounds were rejected, for reasons given in, inter alia,
paragraphs 100 to 116 of the judgment. I stand by the judgment
and
reasons provided.
[7]
9.
Ultimately,
the question whether a causal nexus exists in a particular case is a
question of fact which must be answered in light
of the available
evidence
and relevant
probabilities.
A causal nexus is simply something which (factually) exists or does
not exist, and it appears that no amount of theorising can
take the
matter any further.
[8]
The
learned authors Neethling, Potgieter and Visser record that the
conditio
sine quo non
theory, also known as the “
but
for”
test, is explained in the following example by Van der Merwe &
Olivier:
[9]
“
According
to this, an act is the cause of a result if the act cannot be thought
away without the result disappearing simultaneously.
The act
must in other words be conditio sine quo non of the result.”
10.
According
to the above theory one should, in order to determine whether X was a
cause of Y (the result), eliminate X mentally and
consider whether Y
(the result) still exists or not. If Y falls away when X is
eliminated, X is a cause of Y. If Y still
exists even when X is
eliminated, Y has not been caused by X.
[10]
In
the present context, ‘X' is the shooting incident in which the
plaintiff was severely injured with concomitant sequalae.
‘Y’
is the bank’s decision to withdraw finance and the plaintiff’s
decision thereafter to settle the action
instituted by Transacht
against Tsiris CC by signing over the development.
11.
The
authors propose that it is usually sufficient for the purposes of
factual causation, if a defendant’s conduct has in
any
way
contributed to the damage sustained by the plaintiff; for causation,
it is unnecessary that the defendant’s conduct should
be the
only cause, or the main cause, or a direct cause.
[11]
12.
Applying
the above test
in
casu,
two questions arise: First, would the bank have withdrawn the finance
if the plaintiff was not shot and seriously injured? The
answer is a
resounding ‘no’, as the evidence
[12]
and probabilities established. More pertinently, other than the fact
that the plaintiff was shot (and thereby severely injured),
not a
single other reason for the withdrawal of finance was provided in the
evidence tendered at trial. Second, would the plaintiff
have signed
over the development it he was not shot and seriously injured in the
incident in question? Again, the answer is a resounding
‘no’,
as the evidence
[13]
and
probabilities established. More pertinently, it was never suggested
by the defendant, nor was it put to the plaintiff at any
stage that
he would have signed over the development, even if he had
not
been shot and seriously injured.
13.
Hence the conclusions
reached in paragraphs 115 the judgment, namely, that, h
ad
it not been for the shooting, the plaintiff would not have been
seriously injured. And, had he not been injured, the bank would
not
have withdrawn the finance, given that it had already been approved
at the time of the shooting, with the result that the purchase
price
for the sale of erf 902 would have been paid and the plaintiff would
have continued with the development, which would in
all probability
have been a resounding success.
14.
As pointed out in par 116 of the
judgment, the unrefuted evidence was that Absa withdrew the finance
purely as a result of the Plaintiff’s
ongoing dire medical
condition as a result of injuries sustained by him, all of which
occurred as a direct result of the shooting
incident. At the relevant
time (i.e., February/early March 2009) creditors (such as the land
owner and builder) had already instituted
action for outstanding
payment. Without loan finance, the land on which the development was
being built could not be paid, and
the project, seen from the
plaintiff’s investment perspective, was doomed to fail and did
in fact fail.
15.
Had
it not been for the shooting incident and the serious injuries
sustained therein, the plaintiff would have procured the funds
needed
and would not have lost the development.
[14]
As a result of his condition (precipitated by the shooting) the
plaintiff effectively had no choice but to let the development
go at
great personal cost to him.
16.
Mr
Simelane who appeared for the defendant, referred to extracts from
the record of the evidence,
[15]
in an attempt to bolster the defendant’s hypotheses that the
plaintiff (i) remained mentally fit to make decisions; (ii)
did in
fact make ‘
crucial
’
business decisions at crucial times; and (iii) carried on his
businesses from his bed in hospital or at the step-down facility,
which extracts, so it was contended, I failed to mention in the
judgment. What must be borne in mind, however, is that merely because
something was not mentioned in the judgment does not mean that it was
not considered. But lest there be any doubt, I did indeed
consider
the evidence holistically (by which I mean
the
full conspectus of facts emerging from the evidence) in reaching my
conclusions.
17.
The
record evidences that when asked whether or not he was shocked to
learn from Ms V/d Walt of the bank’s decision to withdraw
the
facility, the Plaintiff replied ‘
My
interest was not into any development at that point in time. I was
fighting for my life, most probably I just heard the words
but it did
not go through to my actions.'
[16]
This
evidence was consistent with the evidence given by Ms V/d Walt and Ms
Le Roux at trial, as detailed above. Later during cross-examination,
the plaintiff was questioned about his decision to sign over the
development. The plaintiff testified that he understood the nature
of
the problem as conveyed by his attorney to him. His instruction was
that whatever he needed to sign to let go of the project,
he was
prepared to sign. It was then put by the defendant’s counsel to
the plaintiff that: ‘what you felt you had to
deal with at the
time, this was the best way of dealing with the circumstances that
you found yourself in?’ to which the
Plaintiff replied
‘correct’.
[17]
The
questioning proceeded as follows:
[18]
“
MR
SIMELANE: And that you would let go of the project with the
consequences that you would lose what you put into it and rather
fight this other fight?
[19]
MR KOTZE: Correct.
MR SIMELANE: That is what
you had in mind
which is understandable
.
MR KOTZE: Yes.”
(emphasis added)
18.
The defendant’s submission, namely,
that the plaintiff made the decision to forego the development
consciously, understanding
the implications thereof, in circumstances
where his physical injuries did not prevent him from making
decisions, which broke the
chain of causation, was dealt with in
paragraphs 70; 96; 109-110; and 120-122 of the judgment.
19.
Mr
Simelane who represented the defendant, referred to references in the
record regarding evidence given by Ms le Roux and Mr Sinden
under
cross-examination, which he contends, supports a conclusion that at
critical times, when required, the plaintiff continued
to make
decisions pertaining to the running of his business, having the
mental capacity to do so,
[20]
so that the plaintiff’s company was not a ‘rudderless
ship’. ‘Basic work’ had continued for 6 months,
so
the contention went, and it was only then, after 6 months, that the
bank ‘pulled the plug’. The defendant’s
arguments
were considered in paragraphs 99 to 106 of the judgment. The
arguments were rejected in paragraph 110 of the judgment
for not
being borne out by the evidence. The same argument was again pursued
in these proceedings, to which end, isolated extracts
of the
record
[21]
were referred to in
an attempt to demonstrate some evidential basis for the defendant’s
submission that the development loss
was occasioned by a cause solely
related to the voluntary behaviour of the plaintiff.
20.
I am not persuaded that the passages relied
on by the defendant can be considered in isolation. The selected
extracts referred to
by defendant’s counsel in argument must be
viewed contextually and holistically together with all the other
(uncontested)
evidence in the matter, as referred to in the judgment.
At the risk of sounding repetitive, the fact that the bank put a
document
in front of the Plaintiff whilst he was in a terrible
condition in ICU does
not
mean that he was transacting business or running his businesses from
his bed whilst in hospital. The fact that the plaintiff took
the
decision to let the development go after being institutionalized for
6 months, whilst in the step-down facility, also does
not mean that
normal business had continued, unabated, irrespective of the
plaintiff’s injuries and condition, whilst the
plaintiff was
bedridden in the hospital or at the step-down facility over that
period. Even if plaintiff was able to mentally appreciate
the
consequences of signing over the development, this does not derogate
from the fact that as at February/march 2009, on the
undisputed
evidence, his focus remained entirely on saving his life, and not on
making money or defending court actions instituted by creditors
or on
running his businesses. And why was this so? Because of the shooting
and the injuries that resulted in him still being in
a debilitated
condition 6 months later. The former cannot be divorced from the
latter.
21.
Ultimately, the defendant’s
contention that the plaintiff’s own decision to forego the
project and the bank’s
decision to withdraw financing the
project, irrespective of the plaintiff’s injuries and
condition, is what caused the plaintiff’s
loss, remained simply
that – a speculative contention, which, on the probabilities
and the unrefuted direct evidence of the
witnesses (considered
hoslitically and in context) cannot and does not support a finding
that the chain of causation was broken.
22.
The
defendant’s contention in any event fails to take account of
two significant factors in the case: First, the bank declined
to
provide finance to the plaintiff because of the dire condition he was
still in. Absent bank finance, there was no countervailing
evidence
tendered regarding any alternate revenue streams at the disposal of
the plaintiff with which to preserve his investment
in the
development at that point in time. The unchallenged evidence was that
absent finance being provided by Absa bank, the project
apropos the
plaintiff was doomed to fail. The unrefuted evidence of Ms Le Roux
was that the bank was not willing to take
the risk of providing
finance to Tsiris properties CC being without a functional head. A
person who was busy fighting for his life,
whose stomach remained
open and exposed, and who lacked the psychic energy to go into any
corporate struggle whilst in a state
of trauma,
[22]
could hardly be categorized as a functioning head. Ultimately, Ms Le
Roux testified that the plaintiff was considered to be the
centre
behind the entire Kotze group. If something fatal were to have
happened to him, the bank would have called up all existing
loans for
which the plaintiff had stood personal surety. The fact that the bank
waited for 6 months, during which time the progress
of the
plaintiff’s recovery was assessed, before deciding not to
release finances to Tsiris CC, does not assist the defendant.
[23]
Why
the bank ought
not
to have waited for 6 months before ‘pulling the plug’,
was simply not answered.
23.
Second, the probabilities militate against
a finding that the plaintiff signed over a development that was
projected to be a financial
success for any reason other than by
force of his health condition having remained affected
by the
impairment
of normal physical or mental/emotional/psychological function
,
as discussed in paragraph 106 of the judgment, read together with
paragraphs 108, 116, 118 and 121-122 thereof. Why would the plaintiff
willingly sign over a development and thereby lose all the fruits of
his labour? Precisely because he was in no position to deal
with any
business or finances or pending court cases at the time
because
of
his injuries and the ongoing
sequelae suffered by him as a result of the shooting.
24.
Even if the plaintiff understood what he
was doing when he signed over the development, this also does not
assist the defendant.
The plaintiff’s case was never that he
lacked total mental capacity, as pointed out in par 110 of the
judgment. The plaintiff’s
case was that he was significantly
injured as a result of the incident and thereby disabled across
different spectrums –
emotionally, cognitively, physically and
psychologically, which was not in dispute at trial.
25.
As
regards the extracts of Mr Sinden’s evidence given under
cross-examination to which I was referred at the hearing of the
application for leave to appeal,
[24]
the
precise nature, content and complexity of the general discussions Mr
Sinden held with the plaintiff during his recuperation
at the
step-down facility in 2009 were not addressed in the evidence. This
was considered in paragraphs 100-105, read with par
59 of the
judgment.
26.
Having regard to the aforegoing, and having
dispassionately considered my judgment, I remain unconvinced that the
defendant has
met the required threshold for being granted leave to
appeal.
27.
The plaintiff seeks a dismissal of this
application with punitive costs based on what was contended to be
reprehensible conduct
on the part of the defendant in making
submissions and formulating arguments which were at variance with the
undisputed evidence,
the common cause facts, the probabilities and,
on occasion, that which was put to the plaintiff and his witnesses on
behalf of
the defendant under cross-examination. Although the
defendant largely repeated the same arguments it raised at trial in
the application
for leave to appeal, I am not persuaded that the
defendant deliberately misstated the evidence – rather, it may
be criticized
for interpreting snippets of evidence it extracted from
the record and relying thereon, absent proper context, for purposes
of
advancing an argument that suited its own narrative. However, I am
not able to conclude that the defendant was malicious in so doing
or
did so with a view to mislead the court.
28.
The application for leave to appeal was
postponed on 19 February 2024 as a result of the defendant’s
counsel having travelled
to the physical seat of the court without
appreciating that the matter had been set down for hearing virtually,
as conveyed by
my registrar in correspondence addressed to the legal
representatives of the parties prior to the hearing. Travel time
occupied
by Mr Simelane in travelling to the physical seat of the
court and returning to chambers in order to access the virtual
hearing
meant that the time allocated for the hearing had been
exceeded, given that the hearing was scheduled to commence at 9 am on
the
day, that is, before I was to continue hearing matters rostered
for hearing that week as from 10am.
1.1
The
plaintiff seeks his costs occasioned by the postponed hearing. The
plaintiff’s written argument is that: “On 31
January
2024, the registrar sent an e-mail to all the attorneys in which
e-mail it was made clear that the hearing would take place
virtually.
Due to the fact that the defendant did not read the e-mail or did not
communicate same to the defendant’s counsel,
the hearing had to
be postponed. There is no reason why the plaintiff should be out
pocket for any costs in this regard.”
29.
I accept that a mistake was made by the
defendant’s counsel which resulted in the postponement of the
hearing of the application
for leave to appeal. However, it has
proven to be a costly mistake as the plaintiff’s counsel was
reserved to argue the matter
on 19 February 2024 and to that end,
costs were incurred due to no fault whatsoever on the part of the
plaintiff. I agree that
the plaintiff should not be out of pocket for
the costs occasioned by the postponement.
30.
Accordingly, the following order is
granted:
ORDER
:
1.
The application for leave to appeal is
dismissed.
2.
The Defendant is ordered to pay the
Plaintiff’s costs on the party and party scale which includes,
but is not limited to,
the costs occasioned by the postponement of
the Application for Leave to Appeal on the 19
th
of February 2024.
AVRILLE MAIER-FRAWLEY
JUDGE OF THE HIGH
COURT,
GAUTENG DIVISION,
JOHANNESBURG
Date of
hearing:
14 March 2024
Judgment
delivered
29
March 2024
This judgment was
handed down electronically by circulation to the parties’ legal
representatives by email, publication on
Caselines and release to
SAFLII. The date and time for hand-down is deemed to be have been at
10h00 on 29 March 2024.
APPEARANCES:
Counsel for
plaintiff
Adv SG Maritz SC
(respondent in leave to
appeal)
Instructed
by:
N V/d Walt Inc Attorneys
Counsel for
defendant
Adv M. Simelane SC
(applicant in leave to
appeal)
Instructed
by:
State Attorney, Johannesburg
[1]
Evidence
presented at trial, which included oral evidence, documentary
evidence and affidavit evidence remained either common
cause,
undisputed or unrefuted.
[2]
This
is presumably a reference to
Tsiris
Properties CC
(the
vehicle used by the plaintiff to purchase the land - erf 903 - on
which the -development was constructed). It will be recalled
that
Kotze
Lebotse (Pty) Ltd
was the vehicle used by the plaintiff to manage the project
development.
[3]
S
v Smith
2012
(1) SACR 567
(SCA) para 7.
[4]
Dexgroup
(Pty) Ltd v Trustco Group International (Pty) Ltd and Others
2012
(6) SA 520
(SCA) at par 24.
[5]
Kruger
v S
2014
(1) SACR 647
(SCA) at paras 2 and 3.
[6]
Ramakatsa
and Others v African National Congress and Another
(724/2019)
[2121]ZASCA 31 (31 March 2021) at par 10.
MEC
Health, Eastern Cape v Mkhitha
(1221/2015)
[2016] ZASCA 176
(25 November 2016) at par 17, quoting from
S
v Smith
, par 7, where the following
was said: ‘
An
applicant for leave to appeal must convince the court on proper
grounds that there is a reasonable prospect or realistic chance
of
success on appeal.
A
mere possibility of success, an arguable case or one that is not
hopeless, is not enough.
There
must be a sound, rational basis
to
conclude that there is a reasonable prospect of success on appeal
.’
(footnote omitted) (emphasis added)
.
[7]
In
par 112 of the judgment, I specifically record that the defendant
resorted to speculation rather than evidence in support of
its
contentions.
[8]
Law
of Delict, 5
th
Edition, Neethling, Potgieter and Visser at p 159.
[9]
Law
of Delict, 5
th
Edition, Neethling, Potgieter and Visser at p 161 read with fn 14
thereto
[10]
Law
of Delict, 5
th
Edition, Neethling, Potgieter and Visser at p 162.
[11]
Law
of Delict, 5
th
Edition, Neethling, Potgieter and Visser at p 171.
[12]
The
uncontested evidence of
Ms
Le Roux
at pp
006-51
to 006-52 of the record was as follows: “MR MARITZ:
Let
us assume for a moment... that the shooting incident did not occur
and he
[plaintiff]
was
not severely injured, would Absa have proceeded to finance the
development
?
MS
LE ROUX:
Absolutely.
”
[13]
Ms
V/d Walt’s evidence
in-chief
is at p006-147, line 7-12 of the record.
When
asked what state Mr Kotze was in [during February 2009/early March
2009] she testified that "
well
he was still very very sick and he was not in a position to deal
with major crises or issues and to that extent he was also
still not
back at the office; he was still getting medical attention at the
stepdown on a daily basis and so he was, I am not
even sure if he
comprehended what I said to him at that time"
She
further testified that when she went to see the plaintiff at the
stepdown facility, he could not deal with the issues of his
businesses at all (record p006-148 L10); he was at that stage just
trying to stay alive and trying to go through all the
medical
procedures. He did not want to talk about anything. His stomach had
to be opened and closed every second day.(record
p006-149 L4-13)
The
uncontested evidence of the
plaintiff
in-chief,
was as follows:
As at February 2009, the
plaintiff testified that he was still fighting for his life. Most of
the time he was just laying on his
back and not able to concentrate
on anything that was not happening in the business (record p006-230,
line 17). When asked
about signing over the development, he
indicated that “
Ja, I got the message, not knowing what I
was signing, later it got through to me.”
(record 006-231,
line 13)
The uncontroverted
evidence of
Ms Le Roux
in-chief, was as follows:
The
plaintiff was the sole member of the CC and the only person that the
bank had ever dealt with. He was the jockey and the driving
force
behind everything. He was also the only one in management of the CC.
He also signed personal surety for all of the loans.
The plaintiff
being shot had a significant impact on the risk of the bank (
record,
p 006-50, line 20 and further
). The bank
decided not to proceed with the finance because of the plaintiff’s
medical condition. The bank could not speak
to the plaintiff, he was
the jockey but was incapacitated (record p
Page
006-51)
Not much progress was made in
terms of his recovery. The company had no jockey and there was no
succession plan in place (record
p
006-96,
line 17 and further).
The Bank had only
ever dealt with Mr Kotze and they were not aware of anyone else.
(record p
006-97, line 22 and further; p
006-98, line 13 and further)
.
It
would be like lending money to a company that is headless.
The
plaintiff was the
only one who could take decisions. A bank cannot put money into a
company where no decisions can be taken. The
bank pulled the plug as
the company was without leadership and nothing that had been planned
could have been executed. The
plaintiff was not in a medical
condition to speak to anyone. In response
the
defendant
put it to Ms Le Roux that
the plaintiff was fighting for his life when the plug was pulled.
If the plaintiff had
died, Absa would have pulled the plug on erf 902 and would have
taken steps to recover all the other outstanding
loans. If the
plaintiff is incapacitated, it means that there isn’t somebody
who can manage the business that the bank
is lending money to. If
the bank lends the money and the plaintiff is incapacitated, who
will repay the loan? The plaintiff went
from a perfectly healthy
person to someone who could not attend the day-to-day business of a
company or CC of which he was the
sole member – that changed
the risk significantly. He was not in a position to see the bank.
The bank tried to get a hold
of the plaintiff for 3 (three) months,
but he was not able to speak to the bank.
(record
pp
006-99, line 14 and further; Page
006-101, line 1 and further; Page 006-101, line 21 and further; Page
006-103, line 8 and further;
Page 006-104, line 7
&
17
and further; Page 006-104, line
17 and further; Page 006-185, line 10 and further; Page
006-185, line 23 and
further; Page 006-187, line 8 and
further; Page 006-188, line 12 and further; Page
006-190, line 5 and further;
Page 006-186, line 2 and further)
[14]
See
fn
12 above. I am mindful that
the
loan funds had been approved in principle by the time of the
shooting incident, although they had not yet been released. Formal
documents such as loan agreement would not doubt have had to have
been concluded between the bank and the plaintiff (representing
Tsiris
Properties CC
).
[15]
The
extracts referred to evidence given under cross-examination by the
plaintiff
[16]
Record,
p006-313
[17]
Record,
p006-315
[18]
Record
003-315 to 006-316.
[19]
The
‘other fight’ being the plaintiff’s fight for his
life.
[20]
Record
p006-85 L 19; 006-86 L11-20 & 24; 006-87 L17; 006-88 L17;006-89
L6.
These
references relate to evidence given by Ms Le Roux under
cross-examination
in
regard the change of mandate form which was signed by the plaintiff
whilst in ICU; the bank’s protocols; open communication
that
continued between Ms Le Roux and the financial manager regarding
production at one of Mr Kotze’s other companies -
Sprotsade;
and reports Ms Le Roux received from the financial manager as to the
progress of the development after the incident.
As
regards the change of mandate, she testified that “
I did
see Mr Kotze. I do not know if it was a week or two after the
incident, and the reason for that is we had to amend the mandates
for signing power, otherwise his businesses could not do any
banking, because he was ...the major signatory on most and then
the
financial manager had certain powers but she is not allowed to sign
by herself
.” (record, p 006-83 L20-25)
As
regards the bank’s protocols, Ms Le Roux testifed that "
we
do not have protocols for what happened to Mr Kotze. So we do have
protocols for making sure that we look after, like part
of the
changes of signatories was one of the first things I had to do,
because otherwise the businesses cannot continue and that
is a risk
for us as well. But there is
[sic]
no protocols. We did
continue,
we did not pull our lines immediately because if
Mr Kotze two weeks later was out of hospital, nothing would have
changed
.
(record p006-84 L18-25) (emphasis added).
Extracts
from the record of Mr Sinden’s cross-examination related to
:
par 2.7 of his affidavit, in which he stated that ‘
When
the Glen Erasmia project commenced, we oversaw construction as well
as the architectural drawling’
.
This the defendant interpreted to mean that although Mr Sinden was
not a decision maker, he knew of the status of the project
and would
have been involved in discussions about construction. The
defendant’s submission was that Mr Sinden was managing
a team
prior to the incident and that after the incident the business was
not rudderless because the financial manager could
report to Ms Le
Roux of Absa that the project was still on track whilst Mr Sinden
could report to Mr Kotze what was happening
on the ground. This is
quite a leap from the undisputed evidence that he had merely
performed maintenance jobs at the development
site whilst also
overseeing or managing 8-9 workers in the maintenance team.
Sight should not be lost
of the fact that Mr Sinden was employed by Kotse Lebotse (Pty) Ltd,
and not Tsiris Properties CC at the
time of the incident.
Further extracts related
to Mr Sinden’s evidence under cross-examination to the effect
that he would have general discussions
with the plaintiff during his
recuperation at the step-down facility in 2009 ‘
on what is
expected to happen on that day or that week.’
He was
asked, (at p006-360 to 006-361)
inter alia
:
MR
SIMELANE: Yes and then
you would be the
one who would
give
progress feedback on what is going on in the business
…when
you were seeing some of the things that were happening there [
which
business
was being referred to,
was not clarified
] ...
was
there anyone else like you that was reporting to Mr Kotze?
MR SINDEN: no…
MR SIMELANE: So in
2009…you were able to supervise whatever projects were taking
place in the development that Mr Kotze
had already made decisions
on, you were just making sure that those things were carried out,
correct?
Mr Sinden: Correct
MR SIMELANE: And you
would report to him and come back to him and what new instructions
would necessary (sic), that is correct
right?
MR SINDEN: That is
correct
MR SIMELANE::The
decisions he took when you were briefing him, which you went out and
executed, you were able to execute those
decisions and the company
was able to take them and use them properly?
MR SINDEN: That is
correct.
All
this evidence must be view in context
.
At p 006-362 of the record, Mr Sinden’s answers above were put
into perspective:
MR SIMELANE: So if we
accept that the project was never at risk because of Mr Kotze (sic)
absence, it was because you were able
to work with him and
take,(sic) and
allow him to take decisions at home or at the farm
[
recuperation at home/at the farm occurred after the only
relevant timeline, being Feb, March 2009 while the plaintiff was at
the
step-down facility]
while he was recuperating because you
would have briefed him to make sure that all of that works. Is that
not correct?
MR SINDEN:
I think I
need to understand how to work projects
.
MR SIMELANE: …I
am ta[l]king of only of the development at erf 902 now
MR
SINDEN
: I was only in charge of
maintenance in a managerial position. I was not …the
development manager or site superviser for
902. I was only on
maintenance…I was not in charge of stand 902 at that time, so
I could not make decisions on behalf
of Mr Kotze
.
[emphasis added]
[21]
Referred
to in fn 20 above.
[22]
See
in this regard, what was stated in par 105 of the judgment.
[23]
See
above, fn 20 for Ms le Roux’s evidence (undelined for ease of
reference).
[24]
These
are set out in fn 20 above.
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