Case Law[2023] ZAGPJHC 783South Africa
President of the Republic of South Africa v Zuma and Others (0027676/2022) [2023] ZAGPJHC 783; [2023] 3 All SA 853 (GJ); 2024 (1) SACR 32 (GJ) (5 July 2023)
High Court of South Africa (Gauteng Division, Johannesburg)
5 July 2023
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# South Africa: South Gauteng High Court, Johannesburg
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## President of the Republic of South Africa v Zuma and Others (0027676/2022) [2023] ZAGPJHC 783; [2023] 3 All SA 853 (GJ); 2024 (1) SACR 32 (GJ) (5 July 2023)
President of the Republic of South Africa v Zuma and Others (0027676/2022) [2023] ZAGPJHC 783; [2023] 3 All SA 853 (GJ); 2024 (1) SACR 32 (GJ) (5 July 2023)
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sino date 5 July 2023
REPUBLIC OF SOUTH
AFRICA
IN THE HIGH COURT OF
SOUTH AFRICA
GAUTENG DIVISION,
JOHANNESBURG
CASE NUMBER:
0027676/2022
REPORTABLE
OF INTEREST TO OTHER
JUDGES
NOT REVISED
05.07.23
In the matter between:
PRESIDENT OF THE
REPUBLIC OF SOUTH AFRICA
Applicant
And
JACOB
GEDLEYIHLEKISA ZUMA
First Respondent
THE
DIRECTOR OF PUBLIC PROSECUTIONS,
KWA-ZULU NATAL
Second Respondent
NATIONAL
PROSECUTING AUTHORITY
Third Respondent
THE REGISTRAR OF
THE HIGH COURT OF SOUTH AFRICA;
GAUTENG LOCAL
DIVISION, JOHANNESBURG
Fourth Respondent
BLACKHOUSE
KOLLECTIVE FOUNDATION NPC
Amicus Curiae
JUDGMENT
THE
COURT:
INTRODUCTION
[1]
The main question that arises for determination in this application
is whether an accused person may only challenge a
prosecutor’s
title to prosecute by way of a plea in terms of s106(1)(h) of the
Criminal Procedure Act (“CPA”).
[1]
As judgments relied on by the parties demonstrate, the question is
not novel. Accused persons have frequently mounted frontal challenges
to their prosecution for various reasons. Some have done so in the
Criminal Court where they are charged while others have deviated
from
the Criminal Court and approached the Civil Court for a civil remedy.
The latter is the procedure the applicant, the President
of the
Republic of South Africa (the President”), in these proceedings
resorted to. This Court ought to determine whether
such resort is
competent on the present facts and under the prevailing
circumstances. The President contends that it is. The first
respondent, Jacob Gedleyihlekisa Zuma (“Mr Zuma”)
contends that it is not.
[2]
There are other ancillary issues this Court ought to determine which
are dealt with in this judgment.
[3]
The application originates from the issuing of summons on 15 and 21
December 2022, by Mr Zuma against Cyril Matamela Ramaphosa
(“Mr
Ramaphosa”) out of this Court, instituting a private
prosecution.
[2]
To each summons,
Mr Zuma attached a
nolle
prosequi
certificate
dated 6 June 2022 and 21 November 2022 respectively. Mr Zuma charges
Mr Ramaphosa as an accessory after the fact to
criminal conduct,
alternatively for defeating the course of justice. He called on Mr
Ramaphosa to appear before this Court at 9h30
on 19 January 2023.
[4]
Mr Zuma is the immediate former President of the Republic of South
Africa. Mr Ramaphosa is the incumbent President of
the Republic of
South Africa. The allegations that ground the criminal offence
allegedly committed by Mr Ramaphosa arise from the
performance of his
functions as the President. Mr Zuma issued summons against Mr
Ramaphosa in his personal capacity. The President
brings this
application in his capacity as the President. Consequently, Mr
Ramaphosa features in this application in three capacities,
namely,
the President, an accused person and the applicant. From time to
time, the context requires that a distinction is drawn
between the
three capacities in which Mr Ramaphosa features in this application.
For convenience, where reference is made to him
in his official
capacity, he is referred to as the President. Where reference is made
to him as the applicant, he is referred to
as such. Where reference
is made to him as an accused person in the impugned private
prosecution, he is referred to as Mr Ramaphosa.
[5]
The Applicant instituted the present application on 28 December 2022,
seeking relief in two Parts, A and B. In Part A,
he sought an interim
order interdicting the respondents from taking any further steps to
give effect to the 21 November
nolle prosequi
certificate and
the two summons. The Applicant contended that at that time, he was
unaware that the 6 June
nolle prosequi
certificate was
attached to the 15 December 2023 summons. He is seeking an amendment
to his notice of motion to, amongst other
changes, incorporate this
nolle prosequi
certificate in the relief he seeks in this
application. We elaborate on the proposed amendment later in this
judgment.
[6]
The Applicant also sought an order excusing Mr Ramaphosa from
attending Court on 19 January 2023. The order would operate
as an
interim order pending the determination of Part B of the application.
[7]
Mr Zuma opposed Part A of the application. He contended that the
application represented an extreme case of the egregious
abuse of
this Court’s process, designed to shield Mr Ramaphosa from
accountability for his alleged criminal conduct. He also
contended
that the relief the Applicant sought is unprecedented, special and if
granted, would afford Mr Ramaphosa preferential
treatment.
[8]
Part A served before the Full Court on 12 January 2023. On the same
date, the Full Court granted the orders the Applicant
sought under
Part A, thus for the time being, excusing Mr Ramaphosa from appearing
before the Criminal Court to answer to charges
brought against him by
Mr Zuma until Part B of the application is disposed of.
[9]
The present proceedings relate to Part B of the application.
[10]
In Part B, in an amended notice of motion, the Applicant seeks an
order declaring that the two summons are unlawful,
unconstitutional,
invalid and of no force and effect and setting them aside. He also
seeks the same order in respect of the 6 June
and 21 November
nolle
prosequi
certificates to the extent they are interpreted to
relate to Mr Ramaphosa. In addition, he seeks an order declaring the
private
prosecution unlawful, unconstitutional, invalid and of no
force or effect, and setting aside and interdicting the private
prosecution.
[11]
Mr Zuma opposes Part B of the application.
[12]
Since the parties sought an expedited hearing of Part B of the
application, after the Full Court in Part A granted the
orders,
Sutherland DJP held a case management meeting with the parties on 18
January 2023. At the Case Management meeting, directives
for the
further filing of papers were issued.
[13]
Although the second respondent, the Director of Public prosecutions,
Kwa Zulu Natal (“DPP”) and third respondent,
the National
Prosecution Authority (“the NPA”) (jointly, “the
prosecuting authorities”) have filed an answering
affidavit
seeking that the 21 November
nolle prosequi
certificate should
be declared unlawful, invalid and unconstitutional and set aside only
to the extent that it is interpreted to
apply to Mr Ramaphosa, they
otherwise abide this Court’s decision.
[14]
The Registrar has filed an answering affidavit. He too abides the
Court’s decision.
[15]
The DPP and the Registrar have filed their respective records that
led to the issuing of the impugned
nolle prosequi
certificates
and summons as called upon to do so by the President in terms of
Uniform Rule 53.
[16]
Mr Zuma and the Applicant filed their supplementary answering and
replying affidavits and heads of argument out of time.
They seek
condonation for filing these documents late. None of these parties
are opposing the other’s condonation application.
Part B of the
application is ripe for hearing. The issues to be determined are
fully ventilated in all the papers filed.
It is in the
interests of justice that this Court determines the issues between
the parties as set out in all the papers filed.
Therefore,
condonation for the late filing of the relevant papers is granted to
both parties. The costs of the condonation applications
are costs in
the cause.
[17] By consent between
the parties, the Blackhouse Kollective Foundation NPC (“BKH”)
was admitted as
amicus curiae
(friend of the Court)
.
[18] This judgment
sets out the facts underlying the application upfront. Then, the
parties’ respective cases are outlined.
Thereafter, the legal
framework on which the Applicant rests his case is outlined. Then,
the points in
limina
are determined, followed by the merits.
Then, the Applicant’s prayer for interdictory relief is
considered. Lastly, the issues
relating to the
amicus
are
considered, followed by the costs of the application. An order
concludes the judgment.
BACKGROUND
FACTS
[19]
The background facts are common cause. The Applicant sets them out in
paragraph 24 to 33 of his founding affidavit. In
paragraph 194 of his
answering affidavit, Mr Zuma expressly admits them.
[20]
The private prosecution of Mr Ramaphosa by Mr Zuma stems from the
alleged unlawful disclosure of Mr Zuma’s medical
certificate
dated 8 August 2021 by Mr Downer SC of the NPA to Ms Karyn Maughan, a
journalist employed by Media24. The disclosure
is alleged to have
occurred on 9 August 2021 during an application for postponement in
the criminal proceedings in which Mr Zuma
is a co-accused in the
Pietermaritzburg High Court. Mr Downer SC leads Mr Zuma’s
public prosecution. Ms Maughan reports on
the criminal proceedings.
[21]
On 19 August 2021, Mr Zuma’s legal representatives addressed
correspondence to the President, requesting an urgent
enquiry into
the alleged disclosure of his medical certificate by Mr Downer SC and
other NPA officials. He requested a response
from the President by 31
August 2021.
[22]
On 25 August 2021, the President replied to Mr Zuma’s request
and expressed concern that the Presidency viewed
the allegations of
misconduct against NPA officials in a very serious light. He advised
Mr Zuma that he had referred the matter
to Ronald Lamola, the
Minister of Justice and Correctional Services (“the Minister”),
as he is the executive authority
which exercises oversight of the
NPA. He had also requested the Minister to refer the allegations of
misconduct by legal practitioners
to the Legal Practice Council
(“LPC”) for further investigation.
[23]
Just over a week later, on 5 and 6 September 2022, in the
Pietermaritzburg High Court, under case number C52/2022P, in
a
private prosecution, Mr Zuma charged Mr Downer SC and Ms Maughan with
contravening s41(6) (a) and/or s41(6) (b) read with s41(7)
of the
National Prosecuting Authority Act
[3]
(“NPA Act”) as perpetrators and accomplices.
[24]
Between 25 August 2021 when the President replied to Mr Zuma and 15
December 2022 when Mr Zuma issued and served the
first summons on Mr
Ramaphosa, Mr Zuma did not address any further communication to the
President regarding his request.
[25]
Mr Zuma seeks to prosecute Mr Ramaphosa on two alternative charges
described in the indictment attached to the summons.
In count 1, Mr
Zuma alleges that Mr Ramaphosa unlawfully and intentionally
contravened s41(6)(a) and/or s41(6) (b) as an accessory
after the
fact to the crimes he accuses Mr Downer SC and Ms Maughan of. In
count 2, brought as an alternative charge to count 1,
Mr Zuma charges
Mr Ramaphosa with the offence of obstructing or attempting to
obstruct the ends of justice by the conduct defined
in respect of
count 1.
[26] In his private
prosecution of Mr Ramaphosa, essentially, Mr Zuma alleges that the
President failed to act on his request
to institute an enquiry
against Mr Downer SC and other NPA members and when he so failed to
act, Mr Ramaphosa was pursuing his
personal interest
in
line with his frequent personal attacks on him as the kingpin of the
so-called “state capture” and the false gospel
of the “9”
wasted years
. Hence, he is prosecuting him in his personal
capacity.
THE
PARTIES RESPECTIVE CASES
[27]
On the grounds set out below, the Applicant contends that the orders
he seeks in Part B ought to be granted:
27.1
the 6 June and 21 November
nolle
prosequi
certificates do not relate
to a charge against Mr Ramaphosa. Therefore, there is no
nolle
prosequi
certificate and none served
before the Registrar justifying the issuing of the summons against Mr
Ramaphosa;
27.2
to the extent that they are interpreted to relate to a charge against
Mr Ramaphosa and to justify a private prosecution
against him in
relation to any offence including those set out in the summons, the
nolle prosequi certificates
are unlawful, unconstitutional and invalid;
27.3
it is unlawful and an abuse of process that Mr Zuma has subjected Mr
Ramaphosa to two summons in respect of the same
offence for which he
must appear in court on the same day. The Registrar ought to have
ensured that no such two summons are issued
against Mr Ramaphosa.
Doing so constitutes a substantively and procedurally irrational
exercise of public power. Alternatively,
when he issued the summons,
the Registrar simply followed the dictates of Mr Zuma’s
lawyers. Therefore, the summons and the
private prosecution,
purportedly instituted under the summons are unlawful;
27.4
there is no evidence that proof of a security deposit by Mr Zuma
served before the Registrar when he issued the impugned
summons;
27.5
the purported private prosecution is pursued for an ulterior purpose
in breach of s1(c) of the Constitution.
[28]
In the event that this Court interprets the 6 June and 21 November
nolle prosequi
certificates to apply to Mr Ramaphosa and to
justify the purported private prosecution against Mr Ramaphosa, then
the
nolle prosequi
certificates fall to be declared unlawful,
unconstitutional, invalid and of no force and effect and set aside on
the following
grounds:
28.1
the
nolle prosequi
certificates do not relate to a charge against Mr Ramaphosa. They
relate to a charge allegedly committed by officials of the NPA
that
are bound by s41(6) and (7) of the NPA Act. These provisions do not
create any offence by the President of the Republic of
South Africa;
28.2
the
nolle prosequi
certificates lack the particulars and specificity required of a
nolle
prosequi
certificate in terms of s7
of the CPA. They do not specify a specific charge against the
President of the Republic of South Africa
that may justify any
private prosecution against him in terms of the summons. They do not
mention him or link him in any way with
the charge mentioned in the
nolle prosequi
certificates;
28.3
the
nolle prosequi
certificates fail to meet the requirements in s7 of the Criminal
Procedure Act and s1(c) of the Constitution;
28.4
the
nolle prosequi
certificate(s) are void for vagueness;
28.5
the allegations relied on by Mr Zuma to found an alleged crime
against Mr Ramaphosa in the summons do not constitute
a criminal
offence. Therefore, the DPP failed to apply her mind to issue a
nolle
prosequi
certificate to justify a
prosecution against Mr Ramaphosa for conduct that does not constitute
a criminal office. By so doing,
she acted irrationally;
28.6
issuing a
nolle prosequi
certificate
constitutes an administrative action in terms of PAJA. The DPP owed
Mr Ramaphosa the duty to afford him an opportunity
to be heard. She
failed in that duty, thereby acting irrationally.
[29]
On the grounds set out below, the private prosecution is unlawful,
invalid and must be set aside:
29.1
the conduct complained of does not constitute a criminal offence. The
private prosecution is frivolous and vexatious.
Mr Zuma has no
substantial and peculiar interest as envisaged in s7 of the CPA,
justifying the private prosecution against Mr Ramaphosa;
29.2
Mr Zuma is abusing the process of court for an ulterior purpose;
29.3
Mr Zuma and his legal team lack the independence required of
prosecutors under our law.
[30]
Although the issue in 27.1 is dispositive of the rest of the issues
in [27] and those in [28], save for the issue in
29.6 which the
Applicant contended this Court does not have to decide, as urged by
the Supreme Court of Appeal, this Court determines
all the issues.
[4]
However, since of the grounds relied on in respect of the issue in
[28] and [29] overlap somewhat with those in [27], in the event
the
question in 27.1 is answered in the Applicant’s favour, the
remaining grounds in [27] and the grounds relied on in [28]
and [29]
are clustered under the applicable topics to avoid duplicating this
Court’s reasoning.
[31]
Mr Zuma has raised the following four points in
limina
:
31.1
lack of
locus standi
– he contends that the
President lacks the necessary
locus standi
to challenge a
private prosecution in which Mr Ramaphosa is charged. He also
challenges the authority of the State Attorney to
represent the
President in this matter;
31.2
lack of jurisdiction
– he contends that this Court,
sitting as a Civil Motion Court, lacks jurisdiction to hear this
application;
31.3
prematurity
– he contends that a challenge to the
private prosecutor’s title is pre-mature in these proceedings.
Mr Ramaphosa ought
to raise it in the Criminal Court when he pleads
in terms of s106(1)(h) of the CPA;
31.4
invalid amendment of the notice of motion
– he contends
that the purported amendment of the notice of motion to introduce
prayer 3 (seeking an order reviewing and
setting aside the 6 June
nolle prosequi
certificate – the President initially
only sought such in order in respect of the 21 November
nolle
prosequi
certificate) and prayer 6, interdicting the private
prosecution, is invalid.
[32]
Mr Zuma also opposes the application on the merits. He contends that:
32.1
properly interpreted applying the approach in
Endumeni,
[5]
read with the complaint affidavit filed with the South African Police
Services (“SAPS”) on 21 October 2023, the
nolle
prosequi
certificate(s)
apply to Mr Ramaphosa;
32.2
he met the jurisdictional requirements to acquire title as private
prosecutor when he caused the Registrar to issue the
summons;
32.3
he has since paid the security deposit in terms of s9 of the CPA in
the amount determined by the Registrar. Based on
the principle of
substantial compliance, accepting the explanation he gave, and with
the President’s agreement, the Full
Court in Part A condoned
the late payment of the security deposit;
32.4
the Applicant does not meet the requirements for a final interdict.
[33]
In the event that this Court finds in his favour and dismisses the
application, Mr Zuma seeks a punitive cost order and/
or personal
costs against the President and/ or Mr Ramaphosa.
[34]
In the answering affidavit filed on behalf of the prosecution
authority, the DPP essentially aligns herself with the
Applicant’s
case, save for his criticism of her conduct and the cogency of the
process that led to the issuing of the 21
November
nolle prosequi
certificate. She explains that to the best of her knowledge, Mr Zuma
never laid charges in respect of the charges he seeks to prosecute
Mr
Ramaphosa for. Since
nolle proseq
ui certificates are province
specific, they may only be utilised for private prosecutions in the
area of jurisdiction of the DPP
who issued them. Mr Zuma may not use
the
nolle prosequi
certificates as he purports to, charging Mr
Ramaphosa in this division.
[35]
Further, this court does not have jurisdiction over the relevant
offences as they are alleged to have been committed
in Pretoria.
Similarly, she lacks jurisdiction to issue a
nolle prosequi
certificate in respect of the relevant charges. She then sets out a
version regarding the wording of the 21 November
nolle prosequi
certificate.
[36]
In the explanatory affidavit the Registrar filed, deposed to by
Thabiso Cedric Maponya who was acting in the Registrar’s
position when the impugned summons were issued, the Registrar
explains that the impugned summons were issued by uploading on Court
on Line, this Court’s electronic filing and document management
system. Once uploaded, the documents are received by Clerks
in the
Registrar’s office who check the summons for general compliance
with Uniform Rule 17. This rule is applicable to summons
initiating
civil proceedings. The checking Clerks are not trained in law. They
only checked for compliance with Uniform Rule 17,
found the summons
compliant and issued them.
[37]
When issuing summons initiating a private prosecution, the private
prosecutor or his legal presentative ought to approach
the Registrar
for directives in respect of compliance with s7 and 9 of the CPA. In
this case, they never did. Mr Zuma’s attorney
only sought
directives regarding the payment of the security deposit.
[38]
For reasons set out at the end of this judgment, the relevance of the
amicus’
submissions were subjected to intense scrutiny
during oral argument. It is for that reason that, out of the three
issues that
amicus
intended addressing this Court on, it was
only permitted to address the Court on the independence of the NPA, a
collateral issue
raised by Mr Zuma.
THE
APPLICABLE LEGAL FRAMEWORK
[39]
The Applicant primarily grounds his case on the relevant provisions
of the Constitution, the NPA Act and the CPA which
constitute the
legal framework for prosecutions, as well as the definition of the
common law ancillary criminal offences that Mr
Ramaphosa is accused
of.
[40]
In terms of s1(c) of the Constitution, South Africa is a sovereign,
democratic state founded on the values of constitutional
supremacy
and the rule and law.
[41] The Applicant
explains that there are three types of prosecutions. State
prosecutions are governed by the Constitution
and the NPA Act. S179
of the Constitution provides for a single national prosecuting
authority in the Republic, structured in terms
of an Act of
Parliament and empowers the prosecuting authority to institute
criminal proceedings on behalf of the state. The NPA
Act gives effect
to the State’s prosecutorial powers. It is empowered to
prosecute in the public interest, on behalf of the
State.
[42] The other two
categories of prosecutions are an exception to the above
prosecutorial rule in that they are not instituted
on behalf of the
state. They are both private prosecutions. One is instituted on a
nolle prosequi
certificate as regulated by s7 and s9 of the
CPA. The other is based on a statutory right to prosecute as
regulated by s8 of the
CPA. The type of prosecution in issue in these
proceedings is a prosecution on a
nolle prosequi
certificate
.
For brevity, we continue to refer to it as “private
prosecution”.
[43] The CPA makes
provision for the administration of criminal justice in South Africa,
including the regulation of private
prosecutions. In
relevant
parts, s7 provides as follows:
"
7
Private prosecutions on certificate nolle prosequi
(1)
in any case in which a Director of Public Prosecutions declines to
prosecute for an alleged offence-
(a)
any private person who proves some substantial and peculiar interest
in the issue of the trial arising out of some injury
which he
individually suffered in consequence of the commission of the said
offence;
(b)
…
(c)
…
(d)
…
May....
either in person or by a legal representative, institute and conduct
a prosecution in respect of such offence in any court
competent to
try that offence.
(2)
(a) No private prosecutor under this section shall obtain the process
of any court for summoning any person to answer any charge
unless
such private prosecutor produces to the officer authorized by law to
issue such process a certificate signed by the attorney-general
that
he has seen the statements or affidavits on which the charge is based
and that he declines to prosecute at the instance of
the State.
(b)
The attorney-general shall, in any case in which he declines to
prosecute, at the request of the person intending to prosecute,
grant
the certificate referred to in paragraph (a)."
[44]
Mr Zuma grounds his title to prosecute on s7(1)(a) read with s7(2)(a)
and (b).
[45]
S9 of the CPA makes provision for the payment of a security deposit.
In relevant parts, s9(1) provides as follows:
“
9 Security
by private prosecutor
“
(1) No private
prosecutor referred to in section 7 shall take out or issue any
process commencing the private prosecution unless
he deposits with
the magistrate's court in whose area of jurisdiction the offence was
committed-
“
(b)
the
amount such court may determine as security for the costs which may
be incurred in respect of the accused's defence to the charge.”
[46]
The NPA Act regulates the exercise of public prosecutorial powers and
functions. It also creates various offenses in
the event of breach of
certain statutory duties and obligations, not only by NPA officials,
but others who commit the proscribed
conduct. The offence relevant to
Mr Zuma’s private prosecution of Mr Ramaphosa is s 41 (6) read
with s41 (7) of the NPA Act.
These sections provide as follows:
“
(6)
Notwithstanding any other law, no person shall without the permission
of the National Director or a person authorised in writing
by the
National Director disclose to any other person:
“
(a)
any information which came to his or her knowledge in the performance
of his or her functions in terms of this Act or
any other law;
“
(b)
the contexts of any book or document or any other item in the
possession of the prosecuting authority, or…
“
(7)
Any person who contravenes subsection (6) shall be guilty of an
offence and liable on conviction to a fine or to imprisonment
for a
period exceeding 15 years or both such fine and such imprisonment.”
[47]
The crimes of being an accessory after the fact and defeating the
ends of justice are both ancillary crimes. A person
may be found
guilty as an accessory after the fact when he knowingly renders
assistance to a person who has committed an offence
to aid him or her
to evade justice. He is defined as: “someone who unlawfully and
intentionally, after the completion of
the crime, associates himself
or herself with the commission of the crime by helping the
perpetrator or accomplice to evade justice.”
[48]
The crime of defeating the ends of justice consists in unlawfully and
intentionally engaging in conduct which defeats
the course or
administration of justice.
[49]
Mr Zuma confirms the correctness of these prescripts. To the extent
that they are applicable, he contends that he has
complied with them
in his private prosecution of Mr Ramaphosa.
POINTS
IN LIMINA
Lack
of locus standi
[50]
Mr Zuma challenges the Applicant’s
locus standi
on
several grounds. He contends that Mr Ramaphosa is charged with a
criminal offence in his personal capacity. By bringing this
application in his official capacity as President, the President
impermissibly substituted Mr Ramaphosa. This is inappropriate
as the
President lacks criminal liability. Mr Ramaphosa’s criminal
liability is not transferable to the President’s
successor in
title. The exception to this general rule as provided for in s332 of
the CPA, which imputes criminal liability to
corporate entities and
members of associations, is inapplicable under these circumstances.
So is the defence of vicarious liability.
Lastly, Mr Zuma contends
that Mr Ramaphosa has provided no evidence that the Presidency has
authorised such substitution.
[51]
Mr Zuma also challenges the authority of the State Attorney to
represent Mr Ramaphosa in these proceedings in terms of
Uniform Rule
7. He contends that the State Attorney may only represent the
President. Since Mr Ramaphosa is cited in his personal
capacity in
the impugned private prosecution, he is not entitled to be
represented in these proceedings by the State Attorney which,
in the
circumstances, constitute an abuse of State resources.
[52]
Mr Zuma relies on the authority in
Zuma
v Democratic Alliance.
[6]
This
authority does not assist Mr Zuma. Although in
Zuma
v Democratic Alliance
and
in the impugned private prosecution, both Mr Zuma and Mr Ramaphosa
are charged with a criminal offence in their personal capacities,
the
two cases are materially distinguishable on the facts. In
Zuma
v Democratic Alliance
,
it was held that:
“
[34] In relying on
s 3(1), the Presidency and the State Attorney appear to conflate when
a government official acts in an official
(or representative)
capacity with that of an official acting in his or her personal
capacity.
There
has been no suggestion that Mr Zuma was advancing any governmental
interest or purpose
.
The prosecution was instituted against him in his personal capacity.
The
thrust of the allegations against him is that he used his official
position and influence in government to advance his private
interest.
His interest in the Shaik
trial was that of a potential accused in his personal capacity. So
too was Mr Zuma's interest in the DA's
application to review the
discontinuation decision.” (Emphasis added)
[53]
The criminal charges in respect of which Mr Zuma privately prosecutes
Mr Ramaphosa are grounded on the President’s
alleged failure -
in his capacity as the President - to investigate Mr Zuma’s
complaints against Mr Downer SC and other NPA
officials. These
allegations are materially distinguishable from the allegations that
ground the criminal charges brought against
Mr Zuma. Mr Zuma does not
allege that the charges against him relate to the performance of his
duty as the President. Mr Zuma could
not, in the performance of his
official duties have received bribes as alleged.
[54]
The President relies on the test for standing as set out in G
iant
Concerts CC v Rinaldo Investments (Pty) Ltd
[7]
where
the Constitutional Court, after analysing the Court’s approach
to interpreting own interest standing within the margins
of s38 of
the Constitution
[8]
in three
cases,
[9]
held that:
“
[41] These
cases make it plain that
constitutional
own-interest standing is broader than the traditional common law
standing
,
but that
a
litigant must nevertheless show that his or her rights or interests
are directly affected by the challenged law or conduct. The
authorities show:
a) To
establish own-interest standing under the Constitution
a
litigant need not show the same "sufficient, personal and direct
interest" that the common law requires
,
but
must still show that a contested law or decision directly affects his
or her rights or interests, or potential rights or interests.
b)
This
requirement must be generously and broadly interpreted to accord with
constitutional goals
.
c)
The
interest must, however, be real
and
not hypothetical or academic.
d) Even under
the requirements for common law standing,
the
interest need not be capable of monetary valuation
,
but in a challenge to legislation purely financial
self-interest may not be
enough –
the interests of justice must also favour affording
standing.
e) Standing
is not a technical or strictly-defined concept. And
there
is no magical formula for conferring it
.
It is a tool a court employs to determine whether a litigant is
entitled to claim its time, and to put the opposing litigant to
trouble.
f)
Each
case depends on its own facts. There can be no general rule covering
all cases.
In
each case, an applicant must show that he or she has the necessary
interest in an infringement or a threatened infringement. And
here a measure of pragmatism is needed.
[42] The impact of
the Constitution on own-interest standing is evident
in
Ferreira
,
Eisenberg
and
Kruger
. However,
it is in my view necessary to emphasise that
in each of those
cases the own-interest litigant showed that his or her interests or
potential interests were "directly affected"
by the action
sought to be challenged
. It should be noted that the
own-interest provision in section 38(a) is not isolated – it
stands alongside section 38(b)-(e). These
provisions create
scope for public interest, surrogate, representative and
associational challenges to illegality. The risk that
an unlawful
decision could stand because an own-interest litigant cannot
establish standing is diminished by the fact that broad
categories of
other litigants, not acting in their own interest, are entitled to
bring a challenge.
[43]
The
own-interest litigant must therefore demonstrate that his or her
interests or potential interests are directly affected by the
unlawfulness sought to be impugned.” (Emphasis added)
[55]
Mr Zuma has cited no authority that contradict the test for standing
in
Giant Concerts.
Neither has it been contended on Mr Zuma’s
behalf that the Applicant incorrectly relies on that authority or
that
Giant Concerts
was wrongly decided. As the Applicant
contends, he meets the test on standing in
Giant Concerts.
On
the present facts (which are common cause), the interest or potential
interest that is directly affected by the impugned private
prosecution relate to Mr Ramaphosa both as an individual person
occupying the Office of the President and in his official capacity
as
President.
[56]
As an individual person occupying the Office of the President, Mr
Ramaphosa is the bearer of constitutional rights. The
impugned
private prosecution threatens to breach his constitutional rights.
When his constitutional rights as an individual are
threatened, he
has standing as the President to protect those rights by having the
impugned conduct in the form of a private prosecution
declared
unlawful and set aside.
[57]
The President as an organ of State also has a direct interest in the
potential impact of impugned private prosecution.
The allegations
that ground the private prosecution arise from the performance of
official duties as the President. The prosecution
will result in
undue interference with the performance of the President’s
duties. It will also have an adverse impact in
the confidence in the
State and in the President as an organ of State.
[58]
The President has a constitutional obligation to uphold and defend
the constitution as the supreme law of the Republic.
This includes
defending respect for the rule of law which is the founding value of
the Constitution. This case vindicates the rule
of law as it involves
defending it. The Applicant seeks to assert the legal requirements
applicable to a private prosecution in
s7 and 9 of the CPA that a
private party has no automatic right to institute a private criminal
prosecution against another party,
grounded in the performance of his
official duties, without complying with applicable statutory
provisions which embody the requirement
of legality and the rule of
law.
[59]
The President as applicant in these proceedings and not Mr Ramaphosa
in his personal capacity, is entitled to be represented
by the State
Attorney in terms of s3 (1) and (3) of the State Attorney’s
Act
[10]
, which provide as
follows:
“
3 Functions
of offices of State Attorney
“
(1) The
functions of the offices of State Attorney shall be the performance
in any court or in any part of the Republic of
such work on behalf of
the Government of the Republic as is by law, practice or custom
performed by attorneys, notaries and conveyancers.
…
“
(3) Unless
the Minister of Justice and Constitutional Development otherwise
directs, there may also be performed at the offices
of State Attorney
like functions in or in connection with any matter in which the
Government or such an administration as aforesaid,
though not a
party, is interested or concerned in, or in connection with any
matter where, in the opinion of a State Attorney or
of any person
acting under his or her authority, it is in the public interest that
such functions be performed at the said offices.”
[60] As found
above, the Applicant in his capacity as the President has an interest
in this matter. It is also in the public
interest that the President
protects, defends and uphold the rule of law in these proceedings.
[61]
Zuma’s challenge to the Applicant’s standing and the
State Attorney’s authority to represent the President
in these
proceedings lacks merit. Therefore, this point
in limine
stands to be dismissed.
Lack
of jurisdiction and prematurity
[62]
Mr Zuma’s counsel has characterised two of Mr Zuma’s
points in
limina
as two sides of the same coin. The first of
these is about in which court (differently put, where) may the
Applicant impugn Mr
Zuma’s title to prosecute. This point
in
limine
is referred to in Mr Zuma’s answering affidavit as
the jurisdiction point in
limine.
The second is about when (at
what point of the court proceedings) the Applicant may mount such a
challenge. This point in
limine
is referred to in Mr Zuma’s
answering affidavit as the prematurity point in
limine.
[63]
These two questions are the focus of this segment of the judgment.
Jurisdiction
[64]
Mr Zuma contends that it is not open to a person who is charged with
a criminal offence to avoid pleading his defence
in a criminal court
by pursuing parallel Motion Court proceedings with a view to stopping
the criminal prosecution by claiming
in the main, that the
prosecution against him is actuated by ulterior motive. The court
that is competent to entertain and decide
defences to a criminal
charge is the Criminal Court in which the criminal charge is pending.
For that reason, this Court, sitting
as a Motion Court and
constituted as a Full Court in terms of s14(1)(a) of the Superior
Courts Act
[11]
lacks
jurisdiction and power to entertain and decide this application.
[65]
The Applicant contends that this court has jurisdiction. He also
contended that the Full Court in Part A has already
determined the
jurisdiction point. It found that there is no distinction between a
Civil and a Criminal Court. That distinction
only serves to organize
the functions of this Court as a division of the High Court. Mr Zuma
ought to persuade this Court that
the ruling of the Full Court in
Part A on this point was wrongly made.
[66]
Mr Zuma contends that this Court may not ground its jurisdiction on
the ruling of the Court in Part A because it was
wrongly made. Hence,
he is appealing its judgment in the Constitutional Court.
[67]
For different reasons set out below, this Court finds that the
finding on jurisdiction by the Full Court in Part A was
not wrongly
made.
[68] The
distinction or lack thereof between the Civil and Criminal Court
oversimplifies Mr Zuma’s complaint because,
notwithstanding
that the two Courts (criminal and civil) fall within the same
hierarchy of courts, in the same Division of the
High Court, and are
often presided over by the same judges as contended by the Applicant,
the High Court may only arrive at its
decisions in a manner provided
for in s14 of the Superior Courts Act. Differently put, the High
Court only has the power to make
a particular decision in the manner
and for the purpose provided for in this provision. If not
accordingly constituted for the
purpose of making a particular
decision as provided for in s14, it lacks jurisdiction.
[69] Therefore,
depending on how and for what purpose it is constituted, the
jurisdiction of the High Court differs in respect
of the type of
matter and the decision it is empowered to make. For example, the
High Court, presided over by a single judge lacks
appeal jurisdiction
over the decision of another single High Court judge. This court,
seating as a Full Court has no jurisdiction
to hear a criminal trial
and render a verdict and sentence in a criminal trial because s14(2),
read with s145 of the CPA deprives
it of such powers.
[12]
Similarly, when seating as a Criminal Court constituted in terms of
s14(2), this Court exercises powers in terms of the CPA and
will not
determine the relief the President seeks in this application.
[70] Although the
dispute between the parties has its genesis in criminal proceedings,
the relief the President seeks is civil
in nature. This Court seating
as a Full Court and constituted in terms of s14(1)(a) of the Superior
Courts Act has jurisdiction
to review, to declare unlawful,
unconstitutional and invalid and set aside the
nolle
prosequi
certificates,
summons and private prosecution and to grant the final interdict on
the terms the Applicant seeks. It derives jurisdiction
from s14(1)(a)
of the Superior Court’s Act, the Promotion of Administrative
Justice Act
[13]
(“PAJA”)
if it considers this to be a PAJA review and section 1(c) read with
section 172 of the Constitution if it
considers it to be a legality
review. The Applicant stressed that it is not necessary for the
Court to determine whether
this is a review in terms of PAJA or the
principle of legality because its grounds of review straddle these
two realms. Mr Zuma
took no issue with this.
[71] Therefore, the
core question that arises from the gravamen of Mr Zuma’s case
is whether it is improper for Mr Ramaphosa
to avoid facing criminal
charges by challenging the private prosecutor’s title in the
Civil Court. This question stands to
be determined in relation to Mr
Zuma’s prematurity point
in limine.
Prematurity
[72]
Mr Zuma contends that to the extent that the Applicant wishes to
challenge his title to prosecute Mr Ramaphosa for any
reason,
including the alleged non-compliance with statutory requirements,
s106(1)(h) of the CPA makes provision for a plea to that
effect.
Allowing the Applicant to challenge Mr Zuma’s title to
privately prosecute Mr Ramaphosa in the Motion Court renders
the
constitutional principle of equal protection and benefit of the law
in s9 of the Constitution meaningless. The Applicant has
cited
improper motive and political conspiracy as grounds of review only to
shield Mr Ramaphosa from accountability. Relying on
the
Constitutional Court judgment in
Mineral
Sands Resources (Pty) Ltd and Others v Reddell and Others
,
[14]
Mr Zuma argued that improper motive is not an adequate ground for
escaping prosecution as it is not dispositive of the criminal
trial.
He also placed reliance on
Nedcor
Bank
Ltd and Another v Gcilitshana and Others,
[15]
Zuma
v Democratic Alliance
and
S
v Mokhesi
[16]
,
arguing
that these cases support his basis for opposing the relief the
Applicant seeks.
[73]
The Applicant contended that properly interpreted, s106(1)(h) of the
CPA does not provide that Mr Ramaphosa may challenge
Mr Zuma’s
title to prosecute only when he pleads to criminal charges. The
Applicant placed reliance on the authority in
Solomon
v
Magistrate, Pretoria and Another
[17]
,
Nedcor, Van Deventer
v
Reichenberg and Another
[18]
and
Nundalal v Director of Public Prosecutions KZN.
[19]
[74] As already
observed, contrary to the argument advanced on behalf of Mr Zuma, a
frontal challenge to the private prosecutor’s
lack of title to
prosecute in the Civil Court is not novel. If allowed, it will not
afford Mr Ramaphosa any special treatment not
afforded to other
accused persons. Therefore, it does not implicate either of the
party’s constitutional right to equality
and to equal
protection of the law. A frontal challenge to a prosecution has been
brought in several cases that are relied on by
the parties with,
without or with partial success.
[75] In
Solomon
[20]
,
Nedcor
[21]
and Van Deventer
[22]
,
the applicants were charged in the Magistrate Court by private
prosecutors. Challenging the private prosecutor’s title,
they
approached the High Court for relief setting aside the summons and
interdicting the private prosecution. They were successful.
[76] In
Nundalal
[23]
,
the applicant raised a frontal challenge to the private prosecutors’
title in the Magistrate’s Court where he was
charged. When the
Magistrate dismissed the frontal challenge, Nundalal successfully
approached the High Court to review and appeal
the Magistrate’s
decision.
[77] In
Moyo
and Another v Minister
of Police and Others 2020
[24]
,
charged
in the Magistrate Court with the statutory crime of intimidation, the
accused approached the High Court to challenge the
constitutionality
of the relevant provisions of the Intimidation Act.
[25]
The matter landed in the SCA where the accused were unsuccessful. Mr
Zuma places much reliance on Wallis’s JA’s adverse
remarks about frontal challenges in that case. The remarks, which I
quote below, remain relevant in circumstances were the Court
finds
that the frontal challenge lacks merit and is merely dilatory.
[78] That the
Constitutional Court reversed the SCA judgment in
Moyo
on
appeal, thus disposing of the criminal charges is an important
observation to make, ignored by Mr Zuma as he makes no reference
to
that judgment.
Moyo
(Constitutional Court) demonstrates that
in appropriate circumstances, the interest of justice may be better
served by allowing
a frontal challenge than subjecting an accused
person to an unlawful and unconstitutional prosecution. Unless they
brought a frontal
challenge, the accused in
Moyo
would have
endured a criminal trial on charges which would later be declared
unconstitutional and if convicted, sentenced. Unless
they were
allowed bail pending appeal, given the considerable length of time it
takes for appeals to reach and be determined by
the Constitutional
Court, the injustice that would have resulted if their frontal
challenge was disallowed would be irreversible.
[79] Contrary to
the contention advanced on behalf of Mr Zuma,
Moyo
(SCA) is
not authority for a hard and fast rule against frontal challenges in
criminal proceedings.
Solomon, Van Deventer and Nedcor
confirm
the absence of such a rule. So does the Constitutional Court judgment
in
Moyo.
[80] Relying on
Mokhesi
[26]
also does not help Mr
Zuma. There, the applicants are facing criminal charges (the criminal
case was still pending when this application
was determined). They
sought to review the criminal charges and the State’s evidence
in the Civil Court. The Civil Court
found that the frontal challenge
in that matter falls within the scope of Wallis’s JA’s
warning in
Moyo
and dismissed the
application. To succeed here on the basis of
Mokhesi
,
Mr Zuma will have to persuade this Court that the present application
falls within the scope of Wallis JA’s warning. That
warning is
not novel. The Constitutional Court had expressed a similar warning
in
Thint
(Pty) Ltd v National Director of Public Prosecutions and Others; Zuma
v National Director of Public Prosecutions and Others,
[27]
which I quote below.
[81] In
Thint,
the frontal challenge concerned whether search warrants and the
searches undertaken pursuant thereto breached the individual rights
of the accused and his attorney. The frontal challenge was partially
successful. The Court remarked as follows:
“
[65] I
nevertheless do agree with the prosecution that this court should
discourage preliminary litigation that appears to have
no purpose
other than to circumvent the application of s 35(5). …
Generally disallowing such litigation would ensure that
the trial
court decides the pertinent issues, which it is best placed to do,
and would ensure that trials start sooner rather than
later.
There
can be no absolute rule in this regard
,
however.
The
courts' doors should never be completely closed to litigants
.
If, for instance, a warrant is clearly unlawful, the victim should be
able to have it set aside promptly. If the trial is only
likely to
commence far in the future,
the
victim should be able to engage in preliminary litigation to enforce
his or her fundamental rights
.
But in the ordinary course of events, and where the purpose of the
litigation appears merely to be the avoidance of the application
of s
35(5) or the delay of criminal proceedings, all courts should not
entertain it. …” (
Emphasis
added
)
[82] The following
principles emerge from cases referenced above:
82.1
There is no absolute rule
against a frontal challenge to a prosecutor’s title to
prosecute. A frontal challenge ought to be
discouraged and pertinent
issues left to the trial court, where it lacks merit and only mainly
serves to delay the commencement
of the criminal trial. It ought to
be allowed where a litigant wishes to challenge a clearly unlawful
process in order to enforce
his or her fundamental rights;
[28]
82.2
the sections that permit
a plea of lack of title to prosecute are not exhaustive to exclude
the right of an accused person to approach
the court for a civil
remedy;
[29]
82.3
the sections relied upon
(in this case, s7 and 9 of the CPA) bestow a right to privately
prosecute on certain conditions, but not
to exclude the jurisdiction
of the court to intervene on proper course. Otherwise the court would
have no right to intervene even
though it were shown in the clearest
possible manner and that the party who has instituted the private
prosecution has no interest
in it and has instituted it for an
ulterior motive;
[30]
82.4 the taking of
the summons is an abuse of process where the objective of obtaining
justice is absent but the prosecutor
is rather enabled to harass the
accused or fraudulently to defeat his rights. The interest of the
private prosecutor lies in obtaining
a conviction against a man who
has caused him injury in a criminal act;
82.5
where is it inconsistent
with public policy, a private prosecution has been disallowed;
[31]
82.6
the court ought to
exercise its inherent power to prevent the abuse of its process by
frivolous and vexatious proceedings to set
aside summons issued by
its own officials or to interdict further proceedings on it;
[32]
82.7
the court should not be
called upon to determine an abstract question of law;
[33]
82.8
while motive is
irrelevant in the case of public prosecutions, it is also not
permissible to use the power to prosecute for personal
financial
gain. To do so undermines the objectivity of the prosecuting process.
[34]
[83] In
Reddell,
citing the above
principles in
Phillips
v Botha
[35]
with approval, the
Constitutional Court held that the prosecution must be brought in the
public interest and not to pursue some
private objective.
[36]
[84] What clearly
appears from the cases relied upon by the parties is that while a
frontal challenge is generally disallowed,
there is no absolute
general rule against it. When determining whether it should be
allowed or not, the interests of justice are
paramount. Each case is
determined on its facts, bearing in mind the nature of the challenge
and grounds of review relied upon.
In such an enquiry the court is
concerned with ensuring that the jurisdictional requirements for a
private prosecution are met,
the private prosecution is not frivolous
and vexatious and brought not to achieve justice but to harass the
accused or achieve
some other ulterior purpose, the taking of the
summons and the private prosecution does not amount to an abuse of
process and that
the frontal challenge is not merely dilatory.
[85] From the
merits of this application, it is clear that the present frontal
challenge is not brought prematurely. It is
brought to enforce the
individual rights of the accused person not to be subjected to a
clearly unlawful private prosecution process,
thus protecting and
vindicating the rule of law. As articulated below, the private
prosecution does not meet the jurisdictional
requirements for a title
to prosecute. It was for an ulterior purpose in what amounts to be an
abuse of this Court’s process.
The private prosecution falls
outside the scope of the warning against frontal challenges in
Moyo
(SCA) and
Thint.
[86] Therefore,
this point
in limine
falls to be dismissed.
Amendment
to notice of motion
[87]
In his notice of motion, the Applicant had called the DPP and the
Registrar to show cause in terms of Uniform Rule 53(1)(a)
why the 21
November
nolle prosequi
certificate and the two summons should
not be set aside. In terms of Uniform 53(1)(b), he also called on
these parties to deliver
to the Registrar within 15 days of receiving
the notice, records of proceedings pursuant to which the
nolle
prosequi
certificates and the summons were issued together with
reasons these respondents are required by law to make. The Applicant
would,
on receiving the records and reasons, amend his notice of
motion and/ or file a supplementary founding affidavit in terms of
Uniform
Rule 53(4).
[88]
The DPP and the Registrar duly complied with this directive.
[89]
On 6 February 2023, the Applicant filed an amended notice of motion
in terms of Uniform Rule 53(4), seeking to declare
the
nolle
prosequi
certificate of 6 June 2022 invalid, and an order
interdicting Mr Zuma from instituting a further prosecution of Mr
Ramaphosa for
the charges set out in the summons and the facts
described in the indictment. He sought this relief in prayers 3 and 6
of his amended
notice of motion.
[90]
Initially, Mr Zuma challenged the procedure the Applicant followed to
amend his notice of motion. He contended that the
purported amendment
is of no force and effect as it was not made in accordance with the
procedure set out in Uniform Rule 28.
[91]
Counsel for Mr Zuma submitted from the bar that his client no longer
persists with this point in
limine.
Therefore, this court need
not determine it. Therefore, the amendment introduced by the
Applicant is allowed. This application
is determined on the basis of
the prayers sought in the amended notice of motion.
THE
MERITS
Whether
the nolle prosequi certificate(s) apply to Mr Ramaphosa?
[92]
The Applicant contends that the
nolle prosequi
certificate(s)
do not relate to the person of and charge against Mr Ramaphosa. Mr
Zuma contends that they do. Both parties have
argued their respective
cases with reference to the wording in s7(1)(a) read with s7(2)(a) of
the CPA, the wording of the certificate(s),
Mr Zuma’s complaint
affidavit made under PMB CAS 309/10/21 and the objective facts,
contending that when employing the
Endumeni
approach to
interpreting documents, this court ought to uphold their respective
cases on this point.
[93]
In
Endumeni
[37]
the
SCA articulated the approach to interpreting texts as follows:
“
Interpretation
is the process of attributing meaning to the words used in a
document, be it legislation, some other statutory instrument,
or
contract, having regard to the context provided by reading the
particular provision or provisions in the light of the document
as a
whole and the circumstances attendant upon its coming into existence.
Whatever the nature of the document, consideration must
be given to
the language used in the light of the ordinary rules of grammar and
syntax; the context in which the provision appears;
the apparent
purpose to which it is directed and the material known to those
responsible for its production. Where more than one
meaning is
possible each possibility must be weighed in the light of all these
factors. The process is objective, not subjective.
A sensible meaning
is to be preferred to one that leads to insensible or businesslike
results or undermines the apparent purpose
of the document. Judges
must be alert to, and guard against, the temptation to substitute
what they regard as reasonable, sensible
or businesslike for the
words actually used. To do so in regard to a statute or statutory
instrument is to cross the divide between
interpretation and
legislation; in a contractual context it is to make a contract for
the parties other than one they in fact made.
The ‘inevitable
point of departure is the language of the provision itself’,
read in context and having regard to the
purpose of the provision and
the background to the preparation and production of the document.”
[94]
s7(1)(a) read with s7(2)(a) of the CPA are simply worded. In terms of
these provisions, when the DPP has declined to
prosecute for an
alleged offence,
any private person who has a substantial and
peculiar interest arising out of an injury which he suffered in
consequence of the
commission of the said offence may conduct a
private prosecution in respect of such offence. Such a person ought
to request the
DPP to issue a
nolle prosequi
certificate to
him. When issuing the certificate, the DPP ought to sign it to
confirm that that she has seen the statements or
affidavits on which
the charge is based and that she declines to prosecute at the
instance of the State. The prospective private
prosecutor may not
obtain summons against the person he intends prosecuting unless he
has obtained a
nolle prosequi certificate
from the DPP. When
having summons issued to initiate the private prosecution, the
private prosecutor must produce the
nolle prosequi
certificate
to the Registrar. If proceedings for the offence in respect of which
the
nolle prosequi
certificate has been issued do not commence
within three months of the date of the certificate, the certificate
shall lapse.
[95]
In relevant parts, Mr Zuma’s complaint affidavit reads as
follows:
“
6.
This criminal interference in my case has not been investigated or
reported by any law enforcement agency. Consistent with the
pattern
of leaks and criminal interference in the recent past, I learnt
during the court proceedings in Pietermaritzburg that the
Advocate
Downer SC breached the aforementioned provision when he unlawfully
handed a medical report involving me in an affidavit
leaked to a
journalist, Karyn Maughan, I attach a copy of the affidavit as “B”.
Advocate Downer authorised the leaking
of sensitive and private
information obtained in the course and scope of his employment and in
breach of the aforementioned provision
of the NPA Act… (sic)
“
7.
I therefore report and seek that a criminal case be opened and
investigated by the police in relation to the conduct of Advocate
WJ
Downer SC, a senior Deputy Director of Public Prosecutions in the
NPA. I wish to extent my complaint of criminal wrongdoing
to cover
all other persons reflected in the documents above who are either
prosecutors and or investigators who have violated the
NPA Act and
the Constitution.
“
8.
The conduct I demand be investigated by the South African Police
Service (SAPS) relates to contravention of section 41 of the
National
Prosecuting Authority Act primarily but extend to other criminal
activities, particularly those reflected in the affidavit
of Mr
Hofmeyer involving criminal interference in my prosecution by foreign
spies with the assistance of local investigators and
prosecutors. I
believe that the interference of foreign spies contravenes the law
governing our intelligence services and would
in that regard refer to
the report of JSCI referred to above for further guidance.
“
9.
I have no doubt that beyond criminal conduct involving the leaking of
confidential information to persons outside the NPA, the
scope of
criminal conduct is far wider and in the scope of diligent
investigation, the SAPS will discover clear evidence showing
the
violation of section 41 by prosecutors, investigators and other
persons who are directly involved in my case. The specific
details of
the criminal activities which, at this stage, I wish to report for
criminal investigation and prosecution are:
“
Count
1
“
10.
…
“
Count
2
“
11.
…
“
Preliminary
analysis
“
12.
The admitted conduct of Advocate WJ Downer SC and his accomplices
clearly contravened the provisions of section 41(6), read
with 41(7)
of the National Prosecuting Authority Act.
“
13.
The criminal conduct set out in the affidavit of Hofmeyer also
reports a number of criminal activities that were committed in
violation of the law, for example possibly the Intelligence Act and
ultimately the Constitution.
“
17
The alleged conduct also forms part of separate investigations which
are conducted by the President of South Africa, Mr
Cyril Ramaphosa,
the Minister of Justice, Mr Ronald Lamola, and/or the Legal Practice
Council. The relevant complaint letter written
to President Ramaphosa
and his response form part of the full papers in an application which
I had brought to supplement my plea
in my criminal trial…
The
6 June nolle prosequi certificate
[96]
In relevant parts, the 6 June
nolle prosequi
certificate is
worded as follows:
“
CERTIFICATE
IN TERMS OF SECTION 7(2) OF ACT 51 OF 1997
“
I,
ELAINE ZUNGU, duly appointed Director of Public Prosecutions,
KwaZulu-Natal, hereby certify that I have seen all the statements
and
affidavits on which the charge particularized below is based and that
I decline to prosecute at the instance of the State.
“
SUSPECT:
WILLIAM JOHN DOWNER
“
COMPLAINANT:
JACOB GEDLEYIHLEKISA ZUMA
“
ALLEGED
CRIME: CONTRAVENTION OF SECTION 41(6) READ WITH SECTION 41(7) OF THE
NATIONAL PROSECUTING ACT 32 OF 1998 (sic)
“
DATE
OF THE ALLEGED CRIME: 9 AUGUST 2021
“
POLICE
REFERENCE: PMB CAS 309/10/21”
[97] Contrary to
the argument advanced on behalf of Mr Zuma, Ms Zungu’s version
is not completely irrelevant to this
interpretation exercise. What is
irrelevant is her view regarding the meaning this Court should attach
to the impugned
nolle prosequi
certificate(s). Ms Zungu’s
version is relevant to establish the context to the preparation and
production of the
nolle prosequi
certificate(s), the material
known to her at the time and the purpose for which she produced these
documents.
[98] The DPP’s
record show that the only criminal complaint that Mr Zuma laid with
the SAPS was against Mr Downer SC.
The charge Mr Zuma laid against
this person is that on 9 August 2021, he contravened s41(6) read with
s41(7) of the NPA- Act. Subsequently,
Mr Zuma’s criminal
complaint was referred to the DPP to determine whether she will
prosecute Mr Downer SC on behalf of the
state. The DPP declined to
prosecute and issued the 6 June
nolle prosequi
certificate.
The certificate expressly mentions Mr Downer SC as the person the DPP
declined to prosecute. The charge for which
the DPP declined to
prosecute Mr Downer is specified as contravention of s41 of the NPA
act. The date of the office is 9 August
2021. The 6 June
nolle
prosequi
certificate is particularised to the person charged, the
offence and date of offence. It bears no ambiguity. It expressly
articulates
the DPP’s decision not charge the person, for the
offences committed on the date expressly specified in the
certificate.
This is the purpose for which it was created.
[99] The complaint
affidavit Mr Zuma made to the police only refers to the President as
the person to whom Mr Zuma made a
request that he investigate the
conduct of Mr Downer SC and other NPA officials. No allegation
is made in the complaint affidavit
in pursuit of a personal interest,
Mr Ramaphosa abused his office and failed to investigate the conduct
of Mr Downer SC as requested.
This allegation is a primary element of
the offences Mr Zuma is privately prosecuting Mr Ramaphosa for. Yet,
it was not made in
the complaint affidavit.
[100] Mr Zuma
specifically requested an investigation against Mr Downer SC in
respect of the offences already mentioned in this
judgment. He then
made reference to a wide investigation beyond the complaint against
Mr Downer SC and his accomplices. Nothing
in Mr Zuma’s
complaint affidavit suggests that Mr Ramaphosa falls within the ambit
of the persons Mr Zuma requested the police
to investigate. The wider
investigation Mr Zuma envisaged is against persons who interfered in
his investigation including foreign
spies. Nothing in the wording
used in the complaint affidavit suggests that Mr Ramaphosa falls
within this ambit. No particularity
is given regarding how Mr
Ramaphosa might have interfered in Mr Zuma’s case or leaked
information to foreign spies. The President
is only mentioned in so
far as Mr Zuma addressed the 21 August 2021 letter to him requesting
that he institute an inquiry against
Mr Downer SC and other NPA
officials. The President is only described in the complaint affidavit
as an official executing that
request and not as a person guilty of
the offence of being an accessory after the fact or having defeated
the ends of justice in
respect of the crimes Mr Zuma sought Mr Downer
SC and other NPA officials investigated for.
[101] According to Ms
Zungu, she considered the relevant docket for the purpose of making a
decision whether to prosecute Mr Downer
SC. She could not have
considered it for the purpose of making a decision to prosecute Mr
Ramaphosa because he was not mentioned
as a suspect in the docket.
[102] It clearly appears
from the 6 June
nolle prosequi
certificate that the
DPP declined to prosecute Mr Downer SC for the specific offence
referred to as ‘alleged crime’
on the certificate. The
offence was committed on 9 August 2021. The police reference is that
under which Mr Zuma laid criminal
charges with the Pietermaritzburg
Police against Downer SC. In the certificate, the DPP certifies that
terms of s7(2) she has seen
all the statements on which the charge
particularised on the certificate is based. As specified on the
certificate, the charge
is that brought against Mr Downer SC. The DPP
confirms that, at the instance of the State, she declines to
prosecute Mr Downer
SC on the particularised charges.
[103] The DPP’s
version regarding the scope of her jurisdiction to issue
nolle
prosequi
certificates in respect of the charges Mr Zuma has
charged Mr Ramaphosa with as set out in paragraph 34 of this judgment
is also
relevant to establish the background for preparation and
production of the impugned certificates. Her version that issuing the
nolle prosequi
certificates for the purpose contended by Mr
Zuma falls outside her jurisdiction is an objective consideration
that this Court
may not ignore.
[104] This is the
certificate Mr Zuma produced to the Registrar when he caused the 15
December summons issued, instituting his private
prosecution of Mr
Ramaphosa, charging him with the offences of being an accessory after
the fact and defeating the ends of justice.
The 6 June
nolle
prosequi
certificate clearly does not relate to the charges
Mr Zuma has brought. It also does not relate to Mr Ramaphosa as a
suspect. Further,
Mr Zuma charges Mr Ramaphosa with offences which
could not have been committed earlier than 21 August 2021 when he
addressed a
letter to the President requesting him to institute an
inquiry against Mr Downer SC and other members of the NPA. Therefore,
Ms
Zungu’s signature on the certificate does not constitute
confirmation that she has seen the statement on which the charges
against Mr Ramaphosa is based and that she has declined to prosecute
him at the instance of the State for the relevant charges.
[105] When properly
reading the complaint affidavit and considering the purpose for which
Ms Zungu issued the certificates, there
is no basis for interpreting
the 6 June
nolle prosequi
certificate to relate to the person
of, charges against and the date on which Mr Ramaphosa is alleged to
have committed the relevant
offences.
The 21 November nolle
prosequi certificate
[106] This certificate is
similar to the 6 June
nolle prosequi
certificate in material
respects. The only difference is that it replaces Mr Downer SC’s
name as the suspect with the words
“Any Person”.
[107] The context and
purpose for the production of this certificate is common cause. When
he instituted proceedings in the Pietermaritzburg
High Court to
prosecute Mr Downer SC and Ms Maughan, Ms Maughan objected to the
charge on the basis that the 6 June
nolle prosequi
certificate
only relates to Mr Downer SC. As a result of this objection, Mr Zuma
approached the DPP to amend the certificate and
issue one that also
reflects Ms Maughan as a suspect. The DPP replied that the only
suspect before her was Mr Downer SC and the
6 June
nolle prosequi
certificate only relates to him. Mr Zuma’s legal
representatives demanded a
nolle prosequi
certificate that
includes Ms Maughan. On 21 November 2022, the DPP issued a
certificate which reflects that the suspect is
“Any person”.
The charge is contravention of s41(6) read with s41(7) of the NPA
Act. The offence was committed on 9
August 2021.
[108] Even if Mr Zuma
wanted this court to find that “Any person” in the 21
November certificate includes Mr Ramaphosa,
the charge in respect to
which the certificate was issued and the date the offence was
committed does not sustain such a finding.
The earliest date Mr
Ramaphosa could have committed the offence Mr Zuma has charged him
with is on 21 August 2021 when he requested
the President to
institute an enquiry against Mr Downer SC. There was no basis for the
DPP to conjecture from Mr Zuma’s complaint
affidavit that Mr
Ramaphosa could possibly be an accessory after the fact in relation
to the charge brought against Mr Downer SC
or guilty of the offence
of defeating the ends of justice.
[109] The record reflects
nowhere that Mr Zuma expressly state that he laid charges against Mr
Ramaphosa and that he requested a
nolle prosequi
certificate
in relation to him as he did with Ms Maughan.
Findings
[110] This Court
therefore finds that the 6 June
nolle prosequi
certificate
does not apply to Mr Ramaphosa. “Any person” in the 21
November
nolle prosequi
certificate also does not include Mr
Ramaphosa. These certificates relate only to the charge of
contravening s41(6) ready with
s41(7) of the NPA Act committed on 9
August 2021. There is no allegation that Mr Ramaphosa is guilty of
such an offence. In any
event, this charge is not what Mr Zuma now
seeks to charge Mr Ramaphosa with. Mr Ramaphosa could not on 9 August
2021 have rendered
himself guilty as an accessory after the fact in
relation to the charge specified in the certificates or the crime of
defeating
the ends of justice because he only committed the alleged
criminal conduct on or after 21 August 2021 when he received the
request
from Mr Zuma to intervene in his dispute with Mr Downer and
other members of the NPA.
[111] For the above
reasons, when she considered Mr Zuma’s request for a
nolle
prosequi
certificate, the DPP could not have considered the
request in respect of Mr Ramaphosa as a suspect and in relation to
the charges
now brought against him.
[112] To the extent that
the DPP intended (and on the present fact, there is no basis for
finding that she harboured such an intention)
the
nolle prosequi
certificate(s) to apply to Mr Ramaphosa, the defects discussed above
render the
nolle prosequi
certificate(s) vague.
[113] In the premises,
the
nolle prosequi
certificates are unlawful, invalid and
unconstitutional and fall to be set aside.
Whether
the 6 June 2022 certificate had expired when summons was issued
against Mr Ramaphosa on 15 December 2022
[114]
Even if this Court had found that the 6 June
nolle prosequi
certificate
applies to Mr Ramaphosa, it was no longer valid when
the 15 December summons was issued against him. To be valid against
Mr Ramaphosa,
s7(2)(c) of the CPA requires that proceedings in
relation to which the certificate were issued ought to be instituted
within three
months of the date of the certificate, failing which the
certificate lapses. The three months’ period expired on 5
September
2022. By this date, Mr Zuma had not instituted his private
prosecution against Mr Ramaphosa. The institution of legal
proceedings
against Mr Downer SC and Ms Maughan on an earlier date,
does not extend the validity of the certificate against Mr Ramaphosa.
To
interpret s7(2)(c) to permit such an extension would inadvertently
extend the validity of the certificate. Once a private prosecutor
is
furnished with a
nolle prosequi
certificate, he has three
months in which to institute legal proceedings. Doing so piece-meal
against different accused persons
does not extend the term of the
certificate. The time limitation promotes certainty and the effective
administration of justice.
The validity of the
summons
[115] The 15 and 21
December summons, issued on the strength of
nolle prosequi
certificates that are vague and do not relate to Mr Ramaphosa, are
unlawful, invalid and unconstitutional as they fail to meet
the
requirements in s7(2)(iv) of the CPA. They therefore fall to be set
aside.
Whether
Mr Zuma complied with the requirement to pay security
[116]
It is common cause that when he caused summons to be issued against
Mr Ramaphosa on 15 and on 21 December 2022, Mr Zuma had
not deposited
with the Magistrates Court with jurisdiction over the alleged
offences, the amount of security as determined by the
court as
required in terms of s9(1)(b) of the CPA. He only did so in April
2023.
[117]
It was contended on his behalf that the Full Court in Part A condoned
non-compliance with s9(1)(b) of the CPA. The Applicant
disputes that
such an order was granted at a case management meeting presided over
only by the presiding Judge in Part A and at
which the other two
judges who constituted the Full Court were not present. Mr Zuma’s
attorneys have not filed an order to
this effect as directed by this
Court. If the Full Court in Part A granted condonation as contended
on behalf of Mr Zuma, it would
have issued an order to that effect.
This issue would also not be disputed between the parties.
[118]
Counsel for Mr Zuma has not furnished us with any authority that this
Court may condone non-compliance with s9. On the authority
in
Nundalal
[38]
,
such non-compliance constitutes a material defect in Mr Zuma’s
private prosecution of Mr Ramaphosa.
[119]
Even if this Court could condone non-compliance with s9 of the CPA,
under the prevailing circumstances, Mr Zuma would not
meet the test
for condonation. The impugned summons stand to be set aside for
reasons set out in this judgment. Therefore, Mr Zuma
has not
established good cause. The grounds of defence he relies on lack
prospects of success.
[120]
In the premises, this Court finds that when he caused summons to be
issued against Mr Ramaphosa, Mr Zuma had not complied
with s9(1)(b)
of the CPA.
Whether
when issuing the summons, the Registrar complied with the
requirements of s7(2)(a) and s9
[121]
The Applicant contends that s7(2)(a) and s9 of the CPA place
obligations on a Registrar issuing summons instituting a private
prosecution. When he issued the impugned summons, the Registrar of
this Court failed to comply with these statutory provisions.
[122]
Mr Zuma accepts that these statutory provisions place obligations on
him as the private prosecutor and that he duly complied.
[123]
As to the person on whom s7(2)(a) places an obligation, there is no
ambiguity in the wording in s7(2)(a). It is the private
prosecutor
who may only have summons issued by the Registrar when he has
produced to the Registrar a
nolle prosequi
certificate.
S7(2)(a) places no obligation on the Registrar to ensure that the
private prosecutor produces a valid certificate.
To interpret this
provision otherwise would place a heavy burden on the Registrar
beyond his duties. The validity of the certificate
may be disputed,
as it is here, on grounds that call for the interpretation of the
applicable statutory provision. The interpretation
of statutory
provisions is a judicial function.
[124]
As I have already found, it is Mr Zuma and not the Registrar who, for
the reasons set out in paragraphs 92 to 113 above, failed
to produce
to the Registrar valid
nolle prosequi
certificate(s) when took
out the 15 and 21 December summons. The fact that the Registrar
issued the summons on the basis of
nolle prosequi
certificate(s) Mr Zuma attached to the summons does not mean that the
validity of the
nolle prosequi
certificate(s) is beyond
scrutiny. If the accused (or an interested party as the President has
done here) adopts the view that
the
nolle prosequi
certificate(s)
attached to the summons is invalid, institutes proceedings to impugn
them; and (as is the case here) establishes
that the private
prosecutor fails in his obligation to comply with s7(2)(a), this
renders the summons issued by the Registrar invalid.
Whether
the private prosecution is unlawful and invalid
[125]
In contending that the private prosecution is unlawful and invalid,
the President relies on overlapping grounds. Firstly,
he contends
that the private prosecution is unlawful and invalid because Mr
Ramaphosa’s alleged conduct does not constitute
a criminal
offence. Secondly, he contends that the private prosecution
constitutes an abuse of process. He
has pleaded two bases on
which he contends that Mr Zuma’s private prosecution of Mr
Ramaphosa constitutes an abuse of process.
Firstly, he contends that
Mr Ramaphosa’s alleged conduct does not constitute any of the
criminal offences Mr Zuma has charged
him with. Therefore, Mr Zuma’s
private prosecution of Mr Ramaphosa is not pursued to obtain a
genuine criminal conviction.
Secondly, he contends that Mr Zuma
instituted the private prosecution in pursuit of an ulterior purpose.
[126]
Therefore, in the main, the President contends that Mr Zuma’s
private prosecution constitutes an abuse of process because
Mr
Ramaphosa’s alleged conduct does not constitute a criminal
offence and that the private prosecution has been instituted
for an
ulterior purpose.
These grounds of review implicate Mr
Zuma’s non-compliance with s7(1)(a) of the CPA, specifically
whether Mr Zuma has a “
substantial and
peculiar interest in the issue of the trial arising out of some
injury which he individually suffered in consequence
of the
commission of the said offence.”
Abuse of process
[127] The President
relies on the definition of abuse of court process in
Phillip
[39]
Solomon
[40]
and
Reddell.
[41]
Mr Zuma also relies on
Reddell.
[128] Authorities on
whether a private prosecution constitutes an abuse of process are
clear. In
Phillips
[42]
,
cited with approval in
Reddell
[43]
,
the Supreme Court of Appeal defined abuse of process as follows:
“
The term
abuse of process connotes that the process is employed for some
purpose other than the attainment of the claim in the action.
If the
proceedings are merely a stalking-horse to coerce the defendant in
some way entirely outside the ambit of the legal claim
upon which the
court is asked to adjudicate they are regarded as an abuse for this
purpose.”
[129] In
Solomon
,
the Court held that when summons instituting a private prosecution
are taken not with the object of having justice done to a wrongdoer,
but in order to enable the prosecutor to harass the accused or
fraudulently defeat his rights, that constitutes an abuse of
process.
[44]
The Court further
held that motive is irrelevant in the case of public prosecutions.
However, it is not permissible to use the
power to prosecute for
personal financial gain. To do so undermines the objectivity of the
prosecuting process. It is not the motive,
but the independence of
the private prosecutor which is the problem.
[130] In
Reddell,
citing the above
principles in
Phillips
with approval, the
Constitutional Court held that the prosecution must be brought in the
public interest and not to pursue some
private objective.
[45]
Where the Court finds an attempt made to use for an ulterior purpose
machinery devised for the administration of justice,
it is the
Court's duty to prevent such abuse. This power, however, is to be
exercised with great caution and only in a clear case.
[46]
[131] We proceed to
enquire whether on the alleged facts, the charges Mr Zuma brought
against Mr Ramaphosa would lead to a conviction.
Would the charges lead
to a conviction?
[132] It was contended on
Mr Zuma’s behalf that whether the private prosecution would
lead to a conviction is a subjective
question. It differs from the
question whether the private prosecutor has prospects of success. The
latter is an objective question.
It is premature to make such a claim
because no evidence has been led to gainsay Mr Zuma’s belief
that the charges are valid
and will lead to a conviction. It is the
function of the trial court to pronounce on the validity of the
charges. Mr Zuma placed
reliance on the judgment in
Mokhesi.
[47]
[133] But, Mokhesi
provides no authority for this proposition. The proposition is at
also odds with the latest Constitutional Court
pronouncement on this
issue in
Reddell,
[48]
that an enquiry into abuse of process depends on the facts and
circumstances of each case. One of the issues the Constitutional
Court in
Reddell
had to determined was
whether the so called SLAPP
[49]
suit defence enjoyed recognition in our law under the common law
abuse of process doctrine. The defence was raised in a defamation
claim to which the plaintiff excepted. The Constitutional Court
followed the trite approach to determining exceptions, by accepting
the facts alleged by the defendants as established.
[134] Here too, to
enquire into whether Mr Ramaphosa’s alleged conduct would lead
to a conviction, we accept Mr Zuma’s
allegations against Mr
Ramaphosa as established. Therefore, the fact that evidence is yet to
be led and can only be led in the
criminal court is not prejudicial
to Mr Zuma.
[135] In
Mokhesi,
the
accused sought declaratory orders in the Civil Court in relation to
the evidence the State intended leading at the criminal
trial. The
accused contended that the prosecution was based on evidence obtained
from the State Capture Commission which could
not be used against the
applicants in the criminal trial in terms of the provisions of the
regulations relating to the State Capture
Commission. The Court in
Mokhesi
determined
that the accused sought to challenge the evidence the State intended
leading at the trial in the Civil Court prematurely.
It refused to be
drawn into that enquiry because of its abstract nature. It found it
pre-mature to pre-empt the evidence the prosecution
would lead at the
trial and held that the Criminal Court is best suited to determine
the admissibility of the evidence. It therefore,
exercised its
discretion against granting the declaratory order sought by the
accused (applicants).
[50]
[136] In count 1, Mr Zuma
alleges that Mr Ramaphosa unlawfully and intentionally contravened
s41(6) (a) and/or s41(6) (b) of the
NPA Act as an accessory after the
fact in that:
“
after the
commission of the offences [allegedly by Mr Downer SC and Ms
Maughan], on or about the period 21 August 2021 to
date, at or
near Pretoria, [Mr Ramaphosa] wrongfully, unlawfully and
intentionally engaged in conduct by commission or omission,
which
enabled the perpetrator/s and/ or accomplices [Mr Downer SC and Ms
Maughan] in the offences to evade liability for their
actions and/ or
facilitated such persons’ evasion of liability and/ or escaping
of justice at the expense of injuring the
dignity, privacy, bodily
integrity, and security rights of the private prosecutor.”
[137] In the summary of
substantial facts attached to the summons, Mr Zuma alleges that Mr
Ramaphosa failed to conduct an enquiry
as he had requested. It is
common cause that the President did not ignore Mr Zuma’s
request. He referred it to the Minister
and informed Mr Zuma
accordingly.
[138] An accessory after
the fact is a person who unlawfully and intentionally, after the
commission of an offence, associates himself
or herself with the
commission of the offence by helping the perpetrator or accomplice to
evade justice. Mr Zuma alleges that Mr
Ramaphosa failed to conduct an
enquiry as requested, thereby making himself guilty as an accessory
after the fact, alternatively
defeating the ends of justice. As
contended on behalf of the Applicant, the President’s response
to Mr Zuma’s request
was perfectly lawful. It is consistent
with his powers in terms of s91(2) of the Constitution to assign
functions to members of
his Cabinet. His action does not amount to
rendering assistance to the perpetrator to escape conviction.
[139] It is not Mr Zuma’s
complaint that Mr Ramaphosa has assisted Mr Downer SC or associated
himself with his conduct as
an accessory after the fact in relation
to the charges he brought against Mr Downer SC or that he assisted
him to evade justice
in those proceedings. Mr Zuma has not
particularised how Mr Ramaphosa might have unlawfully rendered
assistance to Mr Downer SC.
[140] However, it is odd
that more than 1 year after the President referred Mr Zuma’s
request to the Minister, it is unknown
what has become of the
referral. The Applicant does not appraise this Court in that regard.
Be that as it may, on the present facts,
whatever inaction the
President may be criticised of in this regard does not amount to
associating himself with their alleged criminal
conduct or assisting
Mr Downer SC and other NPA members to evade justice.
[141] Curiously, Mr Zuma
is not privately prosecuting the Minister to whom his request the
President referred.
[142] The NPA Act
criminalises and provides a penalty for Mr Downer SC’s alleged
conduct. Mr Zuma pursued justice against
him and Ms Maughan in the
Pietermaritzburg Court. That Court recently upheld Mr Downers SC’s
frontal challenge to Mr Zuma’s
title to prosecute.
[143] For the reasons set
out above, Mr Zuma’s allegations against Mr Ramaphosa would not
yield a conviction on counts 1 and
2.
Ulterior purpose
[144] Mr Zuma denies that
he instituted the private prosecution for an ulterior purpose. As I
find below, the basis of his denial
is so far-fetched that this court
may not reasonably rely thereon.
[145] The alleged
ulterior motive is the triggering of the ANC’s step aside rule
to prevent Mr Ramaphosa from contesting elections
at the ANC’s
55
th
National Conference which was due to commence the day
after the first summons was issued. The step aside rule
prevents any
person who is charged with a criminal offence from
standing as a candidate in the elections.
[146] At no point between
21 August 2021 when he requested the President to institute an
enquiry and the issuing of summons on 15
December 2022, did Mr Zuma
communicate further with the President. He never enquired on the
progress made by the Minister. He never
complained that the
President’s response amounts to failure to act on his request.
[147] As already
determined, Mr Zuma never laid criminal charges with SAPS against Mr
Ramaphosa in respect of the charges. He never
mentioned Mr Ramaphosa
as a possible suspect in his complaint affidavit. He never entered
into any correspondence with the office
of the DPP regarding whether
the 6 June 2021
nolle prosequi
certificate applies to Mr
Ramaphosa. He also never demanded that the 6 June
nolle prosequi
certificate should be amended to include him as he did with Ms
Maughan. Mr Ramaphosa is not the only person mentioned in Mr Zuma’s
complaint affidavit who the DPP declined to prosecute and who is not
specifically mentioned in the
nolle prosequi
certificates.
Amongst all other persons mentioned, that Mr Zuma only singled out Mr
Ramaphosa and suddenly issued summons against
him supports the
President’s ulterior motive claim.
[148] Mr Zuma’s
contention that he only caused his attorneys to issue summons against
Mr Ramaphosa on 15 December 2022 due
to the looming holiday season is
far-fetched. Having waited almost 16 months after requesting the
President to institute an enquiry
to issue the summons, he has
offered no reason why he could not wait until the new year to do so.
Finding
[149] Having regard to
the above, this Court finds that Mr Zuma instituted the private
prosecution of Mr Ramaphosa for an ulterior
motive. Therefore, he
lacks a peculiar and substantial interest in the issue of the private
prosecution instituted against Mr Ramaphosa.
The charges would not
lead to a conviction as they are grounded on conduct that does not
constitute a criminal offence. Therefore,
the private prosecution
constitutes an abuse of process. Hence it stands to be declared
unlawful, unconstitutional, invalid, and
set aside.
THE
INTERDICT
[150]
It is trite that to succeed in obtaining interdictory relief, the
Applicant must establish a clear right, reasonable apprehension
of
harm and the absence of an alternative remedy.
Clear
right
[151]
In his answering affidavit in Part A, Mr Zuma contended that even if
the current prosecution was discontinued due to procedural
irregularities, nothing would prevent him from reinstituting the
private prosecution once the irregularities have been corrected.
Therefore, the discontinuation of the prosecution is irreversible as
no acquittal is competent at this stage. But, he misses the
point. It
is not only as a result of procedural irregularities that the two
summons fall to be set aside. The finding that Mr Zuma’s
allegations against Mr Ramaphosa do not constitute a criminal offence
and that the private prosecution was instituted for an ulterior
motive and constitutes an abuse of process is a substantive defect in
Mr Zuma’s private prosecution of Mr Ramaphosa.
[152]
Mr Zuma is bound by s1(c) of the Constitution to respect the rule of
law and the supremacy of the Constitution. While he enjoys
the right
of access to the court and to have any dispute that can be resolved
by the application of law decided in a fair public
hearing before a
court, the content of this right does not extend to an unlawful,
unconstitutional and invalid private prosecution
process. If allowed,
such a private prosecution would breach Mr Ramaphosa’s right to
human dignity, privacy and security
of the person. The Applicant has
established a clear right on the basis on which he has been found to
enjoy standing in this application,
to ensure that both Mr Ramaphosa
and the office he occupies as President are protected from such
constitutional breaches.
Reasonable
apprehension of harm
[153]
Reasonable apprehension of harm i
s
a reasonable apprehension that the continuance of the alleged wrong
will cause irreparable harm to a party.
[51]
The
loss need not necessarily be financial. It may consist of an
irremediable breach of the applicant’s rights.
[52]
[154]
I am satisfied that the Applicant has established a reasonable
apprehension of harm from the threat Mr Zuma made that he will
simply
correct the procedural irregularities that have been found to exist
and issue a fresh summons. Mr Zuma has been able to
institute an
unlawful, invalid and unconstitutional private prosecution.
[155]
Therefore, the President’s apprehension that Mr Zuma may again
institute an unlawful, invalid and unconstitutional private
prosecution for the same charges and on the same allegations, thus
breaching his constitutional rights, is reasonable.
Alternative
remedy
[156]
It is the type abuse of process that is manifest in Mr Zuma’s
private prosecution of Mr Ramaphosa that the Court in
Solomon, Van
Deventer and Reddell
held that the Court has the power to prevent
to regulate its own processes by interdicting the prosecution
process. Doing so does
not amount to usurping the power of any
administrative official as contended on behalf of Mr Zuma.
[157]
The Registrar is an official of this Court charged with overseeing
the Court’s procedures. As already held, his duty
in doing so
does not extend to determining compliance with the applicable
statutory requirements and the substantive validity of
the private
prosecution. That function lies with this Court. This Court has
an inherent power to ensure that its processes,
including those
undertaken by the Registrar are not abused for an ulterior purpose
and if it finds that they are, to prevent such
abuse.
[158]
Other than interdictory relief granted by this Court, the President
lacks an effective alternative remedy. Seeking declaratory
relief
each time Mr Zuma institutes an unlawful, unconstitutional and
invalid private prosecution process on the same charges and
grounded
on the same allegations would not constitute an effective alternative
remedy.
[159]
This Court is therefore satisfied that the President has made out a
case for the relief prayed for in its amended notice of
motion.
THE
AMICUS CURIAE
[160]
In its application for admission as
amicus curiae
, BKH
describes itself as a non-profit organization formed to advance,
support and defend constitutional principles and values.
It claims an
interest in the determination of the following rights that arise from
the Applicant’s case:
161.1
the principle of prosecutorial independence and the duty of the
national prosecuting authority to carry out its functions
without
fear, favour or prejudice;
161.2
the right to equal protection and benefit of the law;
161.3
the right of access to courts, including the abuse of court process
akin to a SLAPP suit as evinced by the cost order
sought by the
Applicant against legal representatives of a party litigating against
the President.
[161]
The applicant objected to the
amicus’s
submissions on
the basis that they bear no relevance to the issues that stand to be
determined between the parties. Contrary to
the
amicus’s
submission, the fact that the Full Court in Part A admitted it on the
agreement of the parties does not grant it a blank cheque
to stray
beyond the issues between the parties. The Full Court in Part A had
no opportunity to exercise its powers in terms of
Uniform Rule 16(4)
because when it considered the
amicus’s
admission
application, the issues between the parties were yet to be defined.
They were finally defined only when the Applicant
filed his replying
affidavit some two weeks before the hearing.
[162]
Under these circumstances, it is still incumbent upon the
amicus
to stay within the confines of its role as a friend of this
Court, otherwise it risks rendering its submissions irrelevant,
notwithstanding
its admission.
[163]
This Court found the
amicus’
submissions clearly
irrelevant to the present issues. Hence, it confined it to address it
only on the collateral issue regarding
the alleged lack of
independence of the NPA.
[164]
Riding on this allegation, the
amicus
warned this Court
against leaving the fate of Mr Ramaphosa’s private prosecution
to the prosecuting authority which is intent
on defending him because
it has displayed clear partisanship and bias in favour of the
President in the instances itemized below:
164.1
the prosecution authority claims to abide the court’s decision
yet at the same time, seeks the setting aside of
the 21 November
nolle prosequi
certificate only to the extent that it is found
to apply to Mr Ramaphosa;
164.2
one of the officials in the DPP’s office issued a media
statement after Mr Zuma issued the 15 December summons,
offering a
clarification that sought to remove Mr Ramaphosa from the reach of
the private prosecution;
164.3
the DPP refused to prosecute her colleague, Mr Downer SC;
164.4
prosecution authorities are yet to make a decision in the so called
Phala Phala matter almost a year after the criminal
charges were laid
against Mr Ramaphosa.
The
statutory requirement for a nolle prosequi certificate
[165]
The
amicus
was pre-empting an order the prosecuting authority
seeks, declaring the
nolle prosequi certificates
on which Mr
Zuma relies not to apply to Mr Ramaphosa or to be invalid to the
extent they apply to him, because, if such orders
were granted, in
the event Mr Zuma intends re-instituting the private prosecution of
Mr Ramaphosa, Mr Zuma would have to approach
the DPP for a
nolle
prosequi
certificate that applies to Mr Ramaphosa.
[166]
The
amicus
contends that a private prosecution is a valuable
constitutional safe-guard against inertia or partiality on the part
of the prosecuting
authority and a useful constitutional safeguard
against capricious, corrupt or biased failure or refusal on those
authorities to
prosecute others. This is an inappropriate and
reckless insinuation for the
amicus
to make. Given the
important role the prosecuting authority plays in promoting the rule
of law, the accusation will unduly stain
the confidence of the public
in the prosecuting authority and in the rule of law. Such
insinuations should never be flagrantly
made unsupported by the
common cause facts or this Court’s findings. There is no
evidence that any member of the prosecuting
authority acted
capriciously, corruptly or to Mr Zuma’s prejudice failed or
refused to prosecute Mr Ramaphosa in relation
to the present charges.
As already found, the facts and circumstances in this case establish
that Mr Zuma never pursued charges
in respect of which he now seeks
to privately prosecute Mr Ramaphosa.
[167]
The relief the prosecuting authority seeks in these proceedings only
serves to insulate the
nolle prosequi
certificates from a
declaration of invalidity so that they remain valid against Mr Downer
SC and any other person that they are
interpreted to apply to. The
prayer the DPP seeks is actually favourable to Mr Zuma because he
relied on the
nolle prosequi
certificates to acquire title in
his prosecution of Mr Downer SC and Ms Maughan. Nonetheless, this
Court does not have to grant
this relief because it was only
conditional on the
nolle prosequi
certificates being
interpreted to apply to Mr Ramaphosa.
The
media statement
[168]
It was imprudent of Mr de Kock to issue the media statement
clarifying that the
nolle
prosequi
certificate does not
apply to Mr Ramaphosa under the circumstances. Members of the
prosecuting authority should refrain from conduct
manifested by Mr de
Kock as it will no doubt give rise to a perception of bias on the
part of the prosecuting authority, thus staining
public confidence in
the capacity of that institution to advance the rule of law.
[169]
Mr Zuma’s claim of bias in the handling of Mr Ramaphosa’s
private prosecution by the DPP and members of her office,
on which
the
amicus
rides, are not supported by this Court’s
findings regarding the role played by the DPP in Mr Zuma’s
private prosecution
of Mr Ramaphosa. The DPP did not decline to
prosecute Mr Ramaphosa to protect him as claimed because Mr Ramaphosa
was never presented
to her as a suspect. Hence, she issued no
nolle
prosequi
certificate that applies to him.
[170]
In the media statement, Mr de Kock expressed his opinion regarding
who the
nolle prosequi
certificates apply to. His opinion
bears no relevance in these proceedings. As to whether the
nolle
prosequi
certificate(s) apply to Mr Ramaphosa; it was for this
Court to determine, as that question is an issue in these
proceedings.
Other
prosecutorial decisions
[171]
If the DPP or any member of the NPA conducted themselves with bias in
how they dealt with the prosecutorial decisions made
in relation to
Mr Downer SC and Ms Maughan and in the Phala Phala matter, their
conduct bears no relevance in these proceedings.
The DPP has no
jurisdiction over Mr Zuma’s private prosecution of Mr
Ramaphosa. The complaint that the DPP and officials
in her office are
biased in favour or Mr Downer SC and Ms Maughan ought to have been
raised with the Court seized with Mr Zuma’s
private prosecution
of these parties.
[172]
The complaint regarding the Phala Phala matter is improperly made in
this Court. No factual basis for it has been laid. It
is not relevant
to the issues at hand. It ought to be addressed following proper due
process.
Finding
[173]
There is no basis to find that if Mr Zuma decides to lay criminal
charges against Mr Ramaphosa with the SAPS and the latter
refers the
docket to the DPP for a decision, the DPP will make a biased decision
and decline to prosecute Mr Ramaphosa. If she
ventures to do so, she
is obliged by s7(2) of the CPA to issue Mr Zuma with a
nolle
prosequi
certificate. But, this scenario will not arise because
the DPP lack jurisdiction over the impugned private prosecution.
Further,
since the interdictory relief sought by the President stands
to be granted for reasons set out in this judgment, Mr Zuma will not
be able to charge Mr Ramaphosa on the same charges, grounded on the
allegations made in the impugned private prosecution.
COSTS
[174]
The Applicant had decried the independence of Mr Zuma’s legal
representatives. It is probably on this basis that he
had sought a
punitive cost order against them. He has since abandoned this relief.
This is probably why the issue is not addressed
in the President’s
heads of argument. It was also not addressed in oral argument. It in
any event lacks merit. It is not
a statutory requirement that the
private prosecutor’s legal representatives ought to be
independent. They act on instructions
to protect the private
prosecutor’s interests in these proceedings. It is the private
prosecutor who ought to be independent.
[53]
[175]
The Applicant and Mr Zuma essentially agree that the costs ought to
follow the event. The parties who abide the Court’s
judgment
have not petitioned this Court for a cost order in their favour.
[176]
In the premises, the following order issues:
ORDER
1. It is declared
that:
1.1 the
nolle prosequi
certificates issued by the second respondent to Jacob Gedleyihlekisa
Zuma (“Mr Zuma”) dated 6 June and 21 November
2021 do not
apply to Mr Cyril Ramaphosa (“Mr Ramaphosa”);
1.2 the summons Mr Zuma
issued against Mr Ramaphosa out of this Court under case number
2022-059772 dated 15 and 21 December 2022
respectively (“the
summons”), are unlawful, invalid and set aside;
1.3 Mr Zuma’s
private prosecution of Mr Ramaphosa instituted under the summons is
unlawful and unconstitutional and is set
aside;
1.4 Mr Zuma’s
private prosecution of Mr Ramaphosa in respect of the charges set out
in the summons and grounded on the allegations
set out in the summary
of facts attached to the summons is interdicted;
2. Mr Zuma
shall pay the costs of the applicant, the President of the Republic
of South Africa, inclusive of the costs
of two counsel where so
employed.
ISMAIL J
JUDGE OF THE HIGH
COURT
JOHANNESBURG
BAQWA J
JUDGE OF THE HIGH
COURT
JOHANNESBURG
MODIBA J (She)
JUDGE OF THE HIGH
COURT
JOHANNESBURG
APPEARANCES
For
the Applicant:
N. H Maenetje SC,
assisted by N Muvangua and P Sokhela (She)
Instructed
by
:
The State Attorney
For
the 1
st
Respondent:
D
Mpofu SC, assisted by L Moela, S Mamoepa (She), M Mavhungu and K
Pama-Sihunu (She)
Instructed
by
:
W
N Attorneys Incorporated
For
the 2
nd
and 3
rd
Respondent:
TF
Mathibedi SC, assisted by P Mmutle
Instructed
by
:
The
State Attorney
For
the 4
th
Respondent:
No appearance
For
the
Amicus Curiae
:
Vuyani Ngalwana SC,
assisted by N Khooe (She), S Manganye (She) and T Makola (She)
Instructed
by
:
Ramushu
Mashile Twala Incorporated
DATE
OF HEARING:
17 & 18 May 2023
DATE
OF JUDGMENT:
5 July 2023
MODE
OF DELIVERY:
this judgment is
handed down by email
transmission to the parties’ legal representatives, up loading
on Caselines and release to SAFLII. The
date and time for delivery is
deemed to be 10 am. The signed judgment is archived in the court
library.
[1]
51
of 1977.
[2]
The
two summons were issued under the same case number being
2022-059772.
[3]
32
of 1998.
[4]
See
Theron
and Another NNO v Loubser NO and Others
2014
(3) SA 323
(SCA) para 25-27.
[5]
Natal
Joint Municipal Pension Fund v Endumeni Municipality
2012 (SA) 593 (SCA).
[6]
2021 (5) SA 189
(SCA) at paragraph [34].
[7]
2012 JDR 2298 (CC).
[8]
Section
38 of the Constitution provides that:
“
38
Enforcement of rights
Anyone listed in this
section has the right to approach a competent court, alleging that a
right in the Bill of Rights has been
infringed or threatened, and
the court may grant appropriate relief, including a declaration of
rights. The persons who may approach
a court are-
(a) anyone acting in
their own interest;”
[9]
The
three cases referenced in paragraph 42 of the extract quoted at
paragraph 54 of this judgment are:
Ferreira
v Levin NO and Others; Vryenhoek and Others v Powell NO and Others
1996
(1) SA 984
(CC)(Ferreira),
Kruger
v President of Republic of South Africa and Others
[2008] ZACC 17
;
2009
(1) SA 417
(CC)(Kruger) and
Minister
of Home Affairs v Eisenberg & Associates: In re Eisenberg &
Associates v Minister of Home Affairs and Others
2003 (5) SA 281
(CC)(Eisenberg).
[10]
56 of 1957.
[11]
10
of 2013. This section provides as follows:
14 Manner of arriving
at decisions by Divisions
(1) (a) Save as provided
for in this Act or any other law, a court of a Division must be
constituted before a single judge when
sitting as a court of first
instance for the hearing of any civil matter, but the Judge
President or, in the absence of both
the Judge President and the
Deputy Judge President, the senior available judge, may at any time
direct that any matter be heard
by a court consisting of not more
than three judges, as he or she may determine.
[12]
S14(2) provides as follows:
“
14
Manner of arriving at decisions by Divisions
(2) For the hearing of
any criminal case as a court of first instance, a court of a
Division must be constituted in the manner
prescribed in the
applicable law relating to procedure in criminal matters.”
S145 provides as
follows:
145 Trial in superior
court by judge sitting with or without assessors
(1) (a) Except as
provided in section 148, an accused arraigned before a superior
court shall be tried by
a judge of that court sitting with or without assessors in
accordance with the
provisions set out hereunder.
[13]
3
of 2000.
[14]
2023
(2) SA 68 (CC).
[15]
2004 (1) SA 232
(SE).
[16]
2022 (2) SACR 326 (FB).
[17]
1950 (3) SA 603 (T).
[18]
1996 (1) SACR 119 (C).
[19]
2015 JDR 0876 (KZP).
[20]
Fn 17.
[21]
Fn 15.
[22]
Fn 18.
[23]
Fn 19.
[24]
Moyo
(1)
SACR 373 (CC). See also
Moyo
and Another v Minister of Justice and Constitutional Development and
Others
2018
(2) SACR 313
(SCA).
[25]
Act
72 of 1982.
[26]
Mokhesi
fn 16.
[27]
Thint (Pty)
Ltd v National Director of Public Prosecutions and Others; Zuma v
National Director of Public Prosecutions and
Others
2009
(1) SA 1 (CC).
[28]
Moyo (Constitutional Court) fn 24.
[29]
Solomon
fn 17
at 607A-B.
[30]
Solomon
fn
17 607B-D.
[31]
Van
Deventer
fn
18 at 126D-E.
[32]
Solomon
fn 17
at 607E-H.
[33]
Mokhesi
fn
16 at paragraph 44.
[34]
Solomon
fn 17 at 607-608.
[35]
1999
(2) SA 555 (SCA).
[36]
Reddell
fn
14at 54.
[37]
2012 (4) SA 593
(SCA) at 18.
[38]
Nundalal
fn
19 at paragraph 45.
[39]
Phillip
fn 35
at 565E.
[40]
Solomon
fn 17
at 607E-G.
[41]
Reddell
fn 14
at 49-51.
[42]
Phillips
fn 35
at 565E.
[43]
Reddell
fn 14
at50.
[44]
Solomon
fn 17
at 607-608.
[45]
Reddell
fn 14
at 54.
[46]
Reddell
fn 14 at 71. Also see
Solomon
fn 17 at 607F—H.
[47]
Mokhesi
fn
16 at 38.
[48]
Reddell
fn 14
at 49.
[49]
Acronym
for Strategic Litigation Against Public Participation.
[50]
Mokhesi
fn 16
at 43 and 44.
[51]
L
F Boshoff Investments (Pty) Ltd v Cape Town Municipality; Cape Town
Municipality v L F Boshoff Investments (Pty) Ltd
1969
(2) SA 256
(C) and
Cliff
v Electronic Media Network (Pty) Ltd
and
Another
2016
(2) All SA 102 (GJ).
[52]
Braham
V Wood
1956
(1) SA 651
(D) at 655B.
[53]
See
Solomon
fn
17.
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