Case Law[2022] ZAGPJHC 276South Africa
Hlophe v Judicial Service Commission and Others (43482/2021) [2022] ZAGPJHC 276; [2022] 3 All SA 87 (GJ); [2022] HIPR 194 (GJ) (5 May 2022)
High Court of South Africa (Gauteng Division, Johannesburg)
5 May 2022
Judgment
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# South Africa: South Gauteng High Court, Johannesburg
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## Hlophe v Judicial Service Commission and Others (43482/2021) [2022] ZAGPJHC 276; [2022] 3 All SA 87 (GJ); [2022] HIPR 194 (GJ) (5 May 2022)
Hlophe v Judicial Service Commission and Others (43482/2021) [2022] ZAGPJHC 276; [2022] 3 All SA 87 (GJ); [2022] HIPR 194 (GJ) (5 May 2022)
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sino date 5 May 2022
REPUBLIC
OF SOUTH AFRICA
IN
THE HIGH COURT OF SOUTH AFRICA
GAUTENG
DIVISION, JOHANNESBURG
Case
NO: 43482/2021
REPORTABLE:
YES
OF
INTEREST TO OTHER JUDGES: YES
REVISED.
2022/05/05
In
the matter between:
MANDLAKAYISE
JOHN HLOPHE
Applicant
and
JUDICIAL
SERVICE COMMISSION
First Respondent
PRESIDENT
OF THE REPUBLIC
OF
SOUTH
AFRICA
Second Respondent
MINISTER
OF JUSTICE AND
CORRECTIONAL
SERVICES
Third Respondent
SPEAKER
OF THE NATIONAL ASSEMBLY
Fourth Respondent
JUSTICE
DIKGANG MOSENEKE
Fifth Respondent
JUSTICE
JENNIFER YVONNE MOKGORO
Sixth Respondent
JUSTICE
CATHERINE MARY
ELIZABETH
O’REGAN
Seventh Respondent
JUSTICE
ALBERT LOUIS SACHS
Eighth Respondent
JUISTICE
JOHANN VAN DER WESTHUIZEN
Ninth Respondent
JUSTICE
ZAKERIA MOHAMMED YACOOB
Tenth Respondent
FREEDOM
UNDER
LAW
Eleventh Respondent
and
BLACK
LAWYERS ASSOCIATION (“BLA”)
Amicus Curiae
This
judgment has been delivered by uploading to CaseLines on 5 May 2022
which date is deemed the date of delivery.
JUDGMENT
THE
COURT (LEDWABA AJP, SUTHERLAND DJP AND VICTOR J)
INTRODUCTION
The
issues
[1]
This is a review application brought by Hlophe JP to set aside the
decision
of the Judicial Service Commission (JSC), taken on 25 August
2021, in which it resolved, by a majority of 8-4, that he had
committed
gross misconduct. The consequence of such a decision is
that Hlophe JP must be referred to Parliament to be subjected to a
motion
to impeach him.
[2]
The complaints of irregularity relied upon by Hlophe JP fall into two
main categories. The first category is about alleged procedural
deficiencies which afflicted the JSC when it considered and decided
the matter. The second category is concerned with the decision
per
se
. These categories are addressed discretely in Part A and Part
B of the judgment. In addition, Hlophe JP brought an application that
the matter be referred to the National Assembly, which is addressed
in Part C.
Background
[3]
This matter
is the most recent chapter in a saga reaching back to 2008. The
course of events has been related in several judgments
and do not
bear more repetition than absolutely necessary.
The
details of this saga are recorded in several reported cases, inter
alia,
Freedom
Under Law v Acting Chairperson: Judicial Service Commission and
Others
[1]
(hereafter cited frequently and referred to simply as the
FUL
case
),
and also
Hlophe
v Premier, Western Cape; Hlophe v Freedom Under Law and Others
,
[2]
and
Nkabinde
& Another v Judicial Service Commission and Others.
[3]
[4]
In 2008, Hlophe JP visited two judges of the Constitutional Court -
Jafta
AJ, as he then was, and Nkabinde J. They were members of the
Court hearing several related cases concerning Mr Jacob Zuma, at the
time not yet elected President of the Republic of South Africa. The
details of the conversations are addressed hereafter. The gravamen
of
the controversy that arose from those conversations was that Hlophe
JP brought up the Zuma cases and expressed views about the
issues
that arose, allegedly suggesting an outcome favourable to Mr Zuma.
When the fact of these discussions was shared with the
rest of the
judges, it led to a complaint that Hlophe JP had improperly tried to
influence the outcome of the cases in favour of
Mr Zuma and had
thereby committed gross misconduct.
[5]
A formal complaint to the JSC was thereafter laid by the judges of
the
Constitutional Court. The rationale for such a drastic step was
explained in a statement by Langa CJ to the JSC, as follows:
“
The reason for the
complaint by all Judges
53. In
terms of section 167(2) of the Constitution, a matter before the
Constitutional Court must be heard by
at least eight judges. The
Constitutional Court has recognised that there is an obligation upon
members of the court to sit in
matters unless disqualified or unable
to do so for a material reason (
President of the Republic of South
Africa and others v SA Rugby Football Union and others
1994 (4)
SA 147
(CC) at para 46).
54. The
attempt to influence Nkabinde J and Jafta AJ in the manner described
above –
(a)
was calculated to have an impact not only on the individual decisions
of the Judges concerned but on
the capacity of the Constitutional
Court as a whole to adjudicate in a manner that ensures its
independence, impartiality, dignity,
accessibility and effectiveness
as required by section 165(5) of the Constitution;
(b)
constituted a breach of section 165(3) of the Constitution which
prohibits any person or organ of state
from interfering with the
functioning of the courts.
55. In
President of the Republic of South Africa and others v SA Rugby
Football Union and others
… the Constitutional Court had
to consider an application for recusal against five members of the
Court. The Court noted
that if one member of the court is
disqualified from sitting in a case, the court is ‘under a duty
to say so, and to take
such steps as may be necessary to ensure that
the disqualified member does not participate in the adjudication of
the case’
(at para 31). The Court noted that if one
disqualified Judge decides to sit in a matter, that ‘could
fatally contaminate
the ultimate decision of the court, and the other
members may well have a duty to refuse to sit with that judge’
(at para
32).
56. It
follows that every member of the Constitutional Court not only has a
direct and substantial interest in
any improper attempts to influence
the decision-making process required of any member of the
Constitutional Court, but a duty to
ensure that all Judges who sit in
a matter are qualified to do so. It is in the light of these
obligations and the seriousness
with which the Judges of the Court
viewed the conduct of Hlophe JP that the Judges of the Court
(including Moseneke DCJ and Sachs
J) unanimously made the complaint
to the JSC.”
[6]
Thereafter there followed a series of
events, probably unique in the history of any judiciary, stretching
over a period of 12 years.
The JSC in 2009 resolved not to enquire
into the allegations. That decision was set aside in a review by the
FUL case
and the JSC was directed to conduct an enquiry
.
Several more litigious forays ensued. Eventually, in 2021, the JSC
ultimately conducted the enquiry and pronounced its decision
that the
conduct of Hlophe JP in those conversations constituted gross
misconduct. That decision is the subject matter of this
review
application.
PART
A:
THE
CHALLENGES TO THE VALIDITY OF THE JSC’S COMPOSITION WHEN THE
MATTER WAS CONSIDERED.
[7]
Hlophe
JP relies inter alia on the composition of the JSC as a basis for
setting aside its decision that he committed gross misconduct.
As
submitted in oral argument, the question of composition is a
jurisdictional issue - if composition is not proper, then the
decision made by the JSC is null and void. Indeed, the principle has
been established that when a decision is taken by an improperly
constituted JSC, or by invalid vote, the decision can be set
aside.
[4]
[8]
This outcome is subject to the common law
principle that this principle may be overridden on grounds of
practical necessity. For
instance, where a decision has to be made
and not all members are present, it is accepted at common law that
the general principle
be sacrificed to practical necessity. The maxim
lex non cogit ad impossibilia
(the law does not compel the impossible) also finds application. In
our constitutional era there is also a Rule of Law consideration.
[9]
The case of Hlophe JP relies on three
distinct sets of allegations; first, that Mbha JA was improperly
present as a member of the
JSC; second, that Khampepe ADCJ was
improperly present as a member of the JSC; and third, that these two
judges and Mlambo JP and
Mbha JA were conflicted and ought not to
have been present as members of the JSC and moreover, the Premier of
the Western Cape
Province, Mr Alan Winde, ought not to have been
present as a member of the JSC.
The
role of Mbha JA in the JSC proceedings
[10]
It is undisputed that Mbha JA, a senior
judge of Appeal and also a Head of Court as President of the
Electoral Court took the place
of President of the SCA, Maya P or her
Alternate, the Deputy President of the SCA, Petse DP, who were both
conflicted on account
of their personal friendships with Hlophe JP.
It was submitted on behalf of Hlophe JP that Mbha JA was not entitled
to take the
place of either the President or Deputy President of the
SCA. The issue for determination on the composition of the JSC
requirement
must be explored so as to determine whether the absences
of the President and Deputy President of the SCA, and the presence
instead
of Mbha JA, conflicts with the constitutionally required
profile of the JSC such that the decision of the JSC is rendered
invalid.
The
relevant legislative provisions
[11]
The JSC was established by section 178 of
the Constitution, which sets out, inter alia, the required
composition of the JSC. The
section, in relevant part, reads as
follows:
“
(1)
There is a Judicial Service Commission consisting of—
(a)
the Chief Justice, who presides at meetings of the Commission;
(b)
the President of the Supreme Court of Appeal;
(c)
one Judge President designated by the Judges President;
(d)
the Cabinet member responsible for the administration of justice, or
an alternate designated by that
Cabinet member;
(e)
two practising advocates nominated from within the advocates’
profession to represent the profession
as a whole, and appointed by
the President;
(f)
two practising attorneys nominated from within the attorneys’
profession to represent the
profession as a whole, and appointed by
the President;
(g)
one teacher of law designated by teachers of law at South African
universities;
(h)
six persons designated by the National Assembly from among its
members, at least three of whom must
be members of opposition parties
represented in the Assembly;
(i)
four permanent delegates to the National Council of Provinces
designated together by the
Council with a supporting vote of at least
six provinces;
(j)
four persons designated by the President as head of the national
executive, after consulting
the leaders of all the parties in the
National Assembly; and
(k)
when considering matters relating to a specific High Court, the Judge
President of the Court and
the Premier of the province concerned, or
an alternate designated by each of them.
. . .
(4)
The Judicial Service Commission has the powers and functions assigned
to it in the Constitution and
national legislation.
(5)
The Judicial Service Commission may advise the national government on
any matter relating to the judiciary
or the administration of
justice, but when it considers any matter except the appointment of a
judge, it must sit without the members
designated in terms of
subsection (1)(h) and (i).
(6)
The Judicial Service Commission may determine its own procedure, but
decisions of the Commission must
be supported by a majority of its
members.
(7)
If the Chief Justice or the President of the Supreme Court of Appeal
is temporarily unable to serve
on the Commission, the Deputy Chief
Justice or the Deputy President of the Supreme Court of Appeal, as
the case may be, acts as
his or her alternate on the Commission.
(8)
The President and the persons who appoint, nominate or designate the
members of the Commission in terms
of subsection (1)(c), (e), (f) and
(g), may, in the same manner appoint, nominate or designate an
alternate for each of those members,
to serve on the Commission
whenever the member concerned is temporarily unable to do so by
reason of his or her incapacity or absence
from the Republic or for
any other sufficient reason.”
[12]
The relevant provision of the Judicial
Service Commission Act 9 of 1994 (the JSC Act) established
to govern the duties
of the JSC, is section 2, which provides:
“
Acting
Chairperson and vacancies
(1)
When the Chairperson is for any reason unavailable to serve on the
Commission or perform any function
or exercise any power, the Deputy
Chief Justice, as his or her alternate, shall act as chairperson.
(2)
If neither the Chief Justice nor the Deputy Chief Justice is
available to preside at a meeting of the
Commission, the members
present at the meeting must designate one of the members holding
office in terms of section 178(1)(b) or
(c) of the Constitution as
acting chairperson for the duration of the absence.”
Proper
interpretation of section 178
[13]
As set out above, section 178(7) provides
that in circumstances where the Chief Justice or the President of the
Supreme Court of
Appeal is “temporarily unable to serve on the
Commission, the Deputy Chief Justice or the Deputy President of the
Supreme
Court of Appeal, as the case may be, acts as his or her
alternate on the Commission.” However, nowhere in this section
is
there a provision which addresses a situation in which the Deputy
President of the SCA is unable to serve. The question whether
the
President or Deputy President can designate their membership to an
alternate, in this case to Mbha JA, therefore falls to be
determined
by interpreting the provision. We are of the view that through an
exercise of constitutional interpretation, an alternate
such as Mbha
JA, can form part of the coram of the JSC in the absence of the
Deputy President.
Rules
of statutory interpretation
[14]
The rules guiding statutory interpretation
are a useful place to start – they also inform constitutional
interpretation. The
starting point is always to consider the plain,
ordinary, grammatical meaning of the words in question. However, the
locus classicus
on legal interpretation,
Endumeni,
explains that we must go further:
“…
Interpretation
is the process of attributing meaning to the words used in a
document, be it legislation, some other statutory instrument,
or
contract, having regard to the context provided by reading the
particular provision or provisions in the light of the document
as a
whole and the circumstances attendant upon its coming into existence.
Whatever the nature of the document, consideration must
be given to
the language used in the light of the ordinary rules of grammar and
syntax; the context in which the provision appears;
the apparent
purpose to which it is directed and the material known to those
responsible for its production. Where more than one
meaning is
possible each possibility must be weighed in the light of all these
factors. The process is objective, not subjective.
A sensible meaning
is to be preferred to one that leads to insensible or unbusinesslike
results or undermines the apparent purpose
of the document. Judges
must be alert to, and guard against, the temptation to substitute
what they regard as reasonable, sensible
or businesslike for the
words actually used. To do so in regard to a statute or statutory
instrument is to cross the divide between
interpretation and
legislation; in a contractual context it is to make a contract for
the parties other than the one they in fact
made. The ‘inevitable
point of departure is the language of the provision itself’,
read in context and having regard
to the purpose of the provision and
the background to the preparation and production of the document.”
[5]
[15]
The import of this is that a solely literal
approach to legal interpretation has been emphatically rejected. We
are enjoined to
consider context, language and purpose together and
it must not be used in a mechanical fashion. As was held in
Capitec:
“…
It
is the relationship between the words used, the concepts expressed by
those words and the place of the contested provision within
the
scheme of the agreement (or instrument) as a whole that constitute
the enterprise by recourse to which a coherent and salient
interpretation is determined… .”
[6]
[16]
The rules of statutory interpretation,
which have now crystallised, demonstrate that a purely textual
approach has been jettisoned.
It is axiomatic that the interpretation
of legislation must follow a purposive approach.
“
In
interpreting statutory provisions, recourse is first had to the
plain, ordinary, grammatical meaning of the words in question
. . .
in legal interpretation, the ordinary understanding of words should
serve as a vital constraint on the interpretive exercise,
unless this
interpretation would result in an absurdity. As this Court has
previously noted in
Cool Ideas
,
this principle has three broad riders, namely:
(a)
that statutory provisions should always be interpreted purposively;
(b)
the relevant statutory provision must be properly contextualised; and
(c)
all statutes must be construed consistently with the Constitution,
that is, where reasonably possible,
legislative provisions ought to
be interpreted to preserve their constitutional validity…
.”
[7]
[17]
Thus,
statutory interpretation is a “unitary” exercise to be
approached holistically - simultaneously considering the
text,
context and purpose. A consideration of the entire constitutional
architecture is necessary in this interpretive exercise.
As stated by
the author Fareed Moosa, interpretation is a legal craft which
entails giving a meaning and applying juridical logic.
[8]
With the adoption of the Constitution and the principles set out in
Endumeni
there
is a move away from a purely textual to contextual interpretation.
These are the principles that must be adopted to ensure
that the end
result upholds the Rule of Law.
[18]
Furthermore,
we know that when interpreting a provision, courts must seek to
ensure that the relevant provision is operable and
can be given force
and effect. In this regard, it was maintained in
H
Hess v The State
that:
“[w]here the meaning of a section in a law is uncertain or
ambiguous it is the duty of the Court to consider the law
as a whole,
and compare the various sections with each other and with the
preamble, and give such meaning to the particular section
under
consideration that it may, if possible, have force and effect”.
[9]
[19]
It
is trite, however, that the interpretation must not be unduly
strained. It should also not be an exercise of “divination”.
As stated in
Chisuse
,
“the purposive or contextual interpretation of legislation
must, however, still remain faithful to the literal wording of
the
statute. This means that if no reasonable interpretation may be given
to the statute at hand, then courts are required to declare
the
statute unconstitutional and invalid.”
[10]
Rules
of constitutional interpretation
[20]
So, what is the proper approach when
interpreting a constitutional provision like section 178? Whilst the
words used in a constitutional
provision are a good place to start,
as with interpreting legislation, they are not the end of the story.
Lord Wilberforce, in
1980, encouraged a generous approach to
constitutional interpretation, saying that:
“…
A
constitution is a legal instrument giving rise, amongst other things,
to individual rights capable of enforcement in a court of
law.
Respect must be paid to the language which has been used and to the
traditions and the usages which have given meaning to
that language.
It is quite consistent with this, and with the recognition that rules
of interpretation may apply, to take as a
point of departure for the
process of interpretation a recognition of the character and origin
of the instrument. . . .”
[11]
[21]
Similarly, Dickson J, in
R
v Big M Drug Mart Ltd
said, with
reference to the Canadian Charter of Rights –
“
The
meaning of a right or freedom guaranteed by the Charter was to be
ascertained by an analysis of the purpose of such a guarantee;
it was
to be understood, in other words, in the light of the interests it
was meant to protect. In my view this analysis is to
be undertaken,
and the purpose of the right or freedom in question is to be sought
by reference to the character and larger objects
of the Charter
itself, to the language chosen to articulate the specific right or
freedom, to the historical origins of the concept
enshrined, and
where applicable, to the meaning and purpose of the other specific
rights and freedoms with which it is associated
within the text of
the Charter. The interpretation should be .... a generous rather than
legalistic one, aimed at fulfilling the
purpose of a guarantee and
the securing for individuals the full benefit of the Charter's
protection.”
[12]
[22]
Indeed,
as with statutory interpretation, the correct approach to
constitutional interpretation is a purposive approach. In
S
v Mhlungu
,
the Constitutional Court stressed that constitutional jurisprudence
has “developed to give to constitutional interpretation
a
purposive and generous focus” in order to avoid “the
austerity of tabulated legalism”.
[13]
In the
First
Certification Judgment
,
the Constitutional Court maintained that constitutional provisions
“must be applied purposively and teleologically”
and
“must not be interpreted with technical rigidity. They are
broad constitutional strokes on the canvas of constitution
making in
the future.”
[14]
The
Court went on to state that “[a]ll 34 CPs [constitutional
provisions] must be read holistically with an integrated approach.
No
CP must be read in isolation from the other CPs which give it meaning
and context.”
[15]
And
this purposive approach has been confirmed in multiple cases since.
[23]
For
example, in
New
Nation
,
the Constitutional Court stated that the first step to constitutional
interpretation is to read the particular section in its
historical
context. Secondly, the language employed in the section “must
be accorded a generous and purposive meaning to
give every citizen
the fullest protection afforded by the section”.
[16]
And, in addition, the particular section must be read in the context
of other provisions of the Constitution having regard to the
scheme
of the Constitution as a whole document.
[17]
The importance of this will become apparent below, but what this
suggests is that when considering the present matter, we are entitled
and enjoined to interpret section 178 as it applies to this matter,
within the scheme of the Constitution as a whole and taking
into
account the aims and objectives of the JSC. We ought to interpret the
provision liberally and purposively to avoid importing
narrow
legalism if, of course, the language and context of the section
reasonably permits such a course.
[24]
Of
course, even a Constitution is a legal instrument, the language of
which must be respected. For example, in
S
v Mhlungu,
the Constitutional Court rejected the l literal approach to
constitutional interpretation of the right to a fair trial which
would
have created legal absurdities. The Court emphasised that the
words of a section under interpretation must still be reasonably
capable of an alternative construction before departing from them can
be justified.
[18]
The question
is thus whether an alternative interpretation is reasonably possible
within the language and context of the provision,
even if we reject a
strictly literal approach to interpretation.
[25]
If
we depart from the provision too much, we risk doing violence to the
language of the constitutional provision, which of course
must be
avoided. The Court’s task, after all, is to interpret a written
instrument, not conduct an exercise of divination.
As the
Constitutional Court stated in
New
Nation
,
we cannot simply ignore how the section was actually drafted and
replace it with words we would wish to see, for “[o]ur
jurisprudence places a premium on fidelity to the language chosen by
the framers of our Constitution”.
[19]
Accordingly, in interpreting section 178, the Court is required to
ensure a coherent, reasonable and defensible interpretation.
It is
with all of the above in mind, that we now turn to an interpretation
of section 178 as it applies to this matter.
Interpretation
of section 178 read with section 2 of the JSC Act
[26]
What
all of the above demonstrates is that “we must prefer a
generous construction over a merely textual or legalistic one”
[20]
when interpreting section 178, so long as we avoid a
construction which might do damage to the section. In addition, one
cannot interpret section 178 in isolation. As counsel for the
JSC correctly submitted, section 178 must be read within
the
scheme of the Constitution as a whole. This means interpreting
section 178 with consideration to other sections, including:
section 1(c), which emphasises the supremacy of the Constitution
and the rule of law; section 2, which stipulates that
the
Constitution is the supreme law of the Republic and that law or
conduct inconsistent with it is invalid; section 165,
which
confers judicial authority on the courts and provides that their
functioning cannot be interfered with; section 172,
which
enables courts to provide wide remedial powers where necessary; and
section 177, which provides for the removal of Judges.
[27]
When we read section 178 within the broader
scheme of the Constitution, there is a series of interlocking
provisions designed to
protect judicial independence and to protect
the Judiciary from internal and external threats. The JSC was
established, and its
composition determined, by section 178, with the
aim of regulating judicial affairs and ensuring the integrity of the
Judiciary.
Thus, to read section 178 restrictively would be to stifle
the intention behind this broader constitutional scheme. To read it
restrictively with the effect that a decision cannot be made by the
JSC on the question of whether a judge has committed gross misconduct
because of a deviation from the default composition requirements,
would fly in the face of the need to address infractions into
the
integrity of judicial independence. Reading section 178(7)
purposively, in such a way that provides for delegated alternates
to
sit on the JSC, in the event the President or the Deputy President of
the SCA are unavailable, is the most suitable way of giving
meaning
to the purpose for which the JSC was established.
[28]
This approach is fortified by the
provisions of the Constitution itself. Section 178(4) provides that
the JSC has the powers and
functions assigned to it in the
Constitution and National Legislation. Importantly section 178(6)
provides that the JSC may determine
its own procedure, but the
decision must be supported by the majority of its members. Section
180 of the Constitution in relevant
part provides:
“
Other
matters concerning administration of justice
National legislation may
provide for any matter concerning the administration of justice that
is not dealt with in the Constitution,
including—
(a)
…;
(b)
procedures for dealing with complaints about judicial officers
;
and
(c)
…” (own emphasis added)
[29]
Section 180 is emblematic of the
flexibility available within the Constitution when dealing with
complaints about judicial officers.
One could even argue that just
because the Constitution does not make provision for an alternate SCA
Judge to represent the SCA
in the place of the President or Deputy
President, it does not mean that it is prohibited. Of course, it
could be argued that because
section 178(7) makes express provision
for delegation from the Chief Justice to the Deputy Chief Justice and
from the President
of the SCA to the Deputy President of the SCA, but
no further delegation, it is, therefore, possible that had the
drafters of the
Constitution intended for the Deputies to delegate to
another, a provision to that effect would have been expressly
included.
[30]
On
the other hand, because section 178(7) provides authority for
“delegation” in the first place, it is not unimaginable
that section 178(7) could be stretched further to cover the present
instance, without doing damage to the scheme governing composition.
The point is this: the idea of delegation is clearly not repugnant to
section 178. In the
First
Certification Judgment
,
the Constitutional Court stated that “the appointment of acting
judges . . . to fill temporary vacancies which occur between
meetings
of the JSC, or when Judges go on long leave, are ill or are appointed
to preside over a commission. . . are necessary
to ensure that the
work of the courts is not disrupted by temporary vacancies or the
temporary absence or disability of particular
Judges”.
[21]
The Court, essentially, recognised that the appointment of persons to
temporarily be vested with judicial authority as Acting Judges,
in
place of permanent judges who were unavailable, did not compromise
the independence of the Judiciary, but rather, sustained
the seamless
functioning of the courts. To extend section 178(7) to permit
for further delegation is a sensible construction
of section 178,
read in its entirety within the scheme of the Constitution. “The
intention of the legislature in determining
the composition of the
JSC when considering matters . . . must be seen in the light of
section 178(1) as a whole”
[22]
and with regard to the Constitutional context. Accordingly, it is not
unthinkable that section 178(7) could be extended.
[31]
It was argued on behalf of Hlophe JP that
the composition requirements for the JSC are clear and that neither
the Constitution nor
the JSC Act make provision for substitution in
the event that the President and Deputy President are unavailable -
the law does
not allow for them to delegate to an alternate such as
Mbha JA. Accordingly, it was submitted that Mbha JA was not
lawfully
able to sit on the JSC. Firstly, we hasten to point out that
although the section indeed does not expressly provide for such a
situation, the law does not expressly bar substitution nor does its
silence on this point inherently mean that in the event of the
President and Deputy President’s absence, the JSC’s work
is to be automatically suspended.
[32]
It is true that section 178 was crafted
with obvious care. As noted in
Premier
(WCC)
:
“
.
. . [I]t is clear to me that the JSC has been constructed in a
structured and careful manner.
. . .
The Constitution gives its considered attention to persons who sit on
the JSC when it is called upon to determine,
inter
alia
,
matters relating to judicial misconduct.”
[23]
And
in
JSC v Cape Bar (SCA)
, the SCA stated that:
“
I
believe it is clear from section 178 of the Constitution that the JSC
has been created in a structured and careful manner.”
[24]
[33]
Although
both these cases find that the list of office bearers composing the
JSC is carefully structured, there is no peremptory
language used in
the section. It is simply a list and not a peremptory list. The
preamble to Section 178 provides “[t]here
is a Judicial Service
Commission consisting of …”. The word “is”
does not denote peremptory language.
In
Allpay
Froneman J remarked that the old mechanical approach to mandatory and
directory provisions has been discarded.
[25]
The authors Hoexter and Penfold,
Administrative
Law in South Africa
,
also argue that this flexibility is fairly well established. Various
factors must be taken into account in interpreting procedural
jurisdictional facts to determine whether the provision is mandatory
or directory. And that is precisely what we are doing here.
[34]
Section
178 does not expressly state that if the President or the Deputy
President of the SCA is unavailable the alternate may be
appointed,
but, on the other hand, it is not expressly excluded. That is not the
end of the enquiry. A purposive interpretation
of section 178 must
also include the import of the relevant national legislation, ie, the
JSC Act. We do not simply ignore the
fact that its drafters, in their
wisdom, took time to delineate a list of office-bearers to attend JSC
meetings. And, generally
speaking, “whatever the boundaries of
a purposive interpretation may be, the court has no power to depart
from the clearly
expressed intention of the Constitution because it
thinks that the Constitution should have said and meant something
else.”
[26]
A purposive
approach would also take into account the absence of peremptory
language.
[35]
Thus, we do not lightly ignore the
section’s composition requirements. A full complement, as
reflected in the list, ought
normally to attend meetings. Indeed,
this is given a jurisprudential footing in
Schierhout
,
in which the general rule was put thus:
“
When
several persons are appointed to exercise judicial powers, then in
the absence of provision to the contrary, they must all
act together;
there can only be one adjudication, and that must be the adjudication
of the entire body.”
[27]
[36]
It
is true that
Schierhout
stated that if a statute prescribes specific office-bearers to attend
meetings and does not prescribe a coram, it is presumed that
all of
those persons should attend.
[28]
It is clear that it is upon this rule that the entire case on
composition by Hlophe JP rests. However, this principle is not as
clear-cut as suggested, nor is it as simple as it appears at first
blush. The Western Cape High Court in
Premier
(WCC)
,
specifically acknowledging the
Schierhout
rule, clarified that that rule is not absolute, and proceedings need
not be regarded as a nullity if there are sound reasons for
non attendance of a member.
[29]
In that case, the Premier of the Western Cape sought to impugn a
decision of the JSC on the basis that its full complement was
not in
attendance during the proceedings and the decision-making process.
When the JSC took its decision, it did not comply with
the provisions
of section 178(1)(k) of the Constitution which provides for the
Premier to be a member of the JSC when considering
matters relating
to the High Court of her province. It is common cause that she was
not part of the JSC when it met to consider
the complaint of judicial
misconduct against the Judge President of the Western Cape High Court
and took its decision. And, according
to the Premier, the proceedings
were thus, a nullity. The Court reached its finding that the meeting
of the JSC was not properly
constituted in the absence of the Premier
or her designated alternate on the basis that her absence
was
not satisfactorily
explained by sound reasons.
[37]
The
case of
JSC
v Cape Bar (SCA)
,
similarly dealt with the question of composition and whether, because
neither the President nor the Deputy President of the SCA
attended a
meeting of the JSC, the JSC was not properly constituted with the
consequence that its decisions were unconstitutional,
unlawful and
invalid.
[30]
The JSC in that
case, found that it would be impractical to insist that every meeting
must be attended by every member or his or
her alternate and that a
full complement of the JSC is not necessary for the validity of its
decisions.
[31]
The SCA again
qualified the
Schierhout
principle, emphasising that this rule is not absolute. The Court made
reference to what was said in
New
Clicks
,
namely that:
“…
[T]his
is not an immutable rule and the question whether the Legislature
intended to visit the decisions of a body established by
a particular
statute with invalidity, unless it was taken by all the members of
the body jointly, is always dependent on an interpretation
of the
particular empowering statute. …”
[32]
In
New Clicks,
Chaskalson CJ concluded that a proper
interpretation of the empowering legislation in that case did not
warrant the inference of
invalidity.
[38]
The
SCA however, in
JSC
v Cape Bar (SCA)
,
considered itself bound by its judgment in
Premier
(SCA)
,
saying that “[i]t follows that, if the JSC cannot take a valid
decision in the absence of either the Premier or her alternate,
the
position can be no different with regard to the absence of both the
President of this court and his deputy.”
[33]
However, like in
Premier
(SCA)
,
the SCA held that it was because of the lack of justification for the
absence of the President of the SCA and his Deputy, that
the JSC was
not properly constituted at its meeting and that its decisions at
that meeting were therefore, invalid.
[34]
[39]
What emerges, then, from these cases is the
inference that proceedings will not be regarded as a nullity if there
are justifiable
reasons for an absence or exclusion of a member
entitled to sit. The “justification” qualification was
crucial to the
findings in respect of composition. Therefore, it
would be a mischaracterisation of those cases to say that they are
analogous
to the present matter or that they provide authority for
the position advanced on Behalf of Hlophe JP in the present case. It
would
be a mischaracterisation of those cases to say that they
dictate that generally, in the absence of the President and Deputy
President
of the SCA, the proceedings of and decisions taken by the
JSC were invalid. Those cases turned on the absence of a
justification
for non-compliance with the composition requirements.
They are, therefore, as was submitted on behalf of the JSC, wholly
distinguishable
from the case with which we are seized.
[40]
Why? Because in this case, we are furnished
with reasonable and adequate justifications for the absences of Maya
P and Petse DP.
The justifications of Maya P and Petse DP were
uncontested; both Judges explained their absence on account of their
personal relationships
with Hlophe JP. Hlophe JP himself seems to
have embraced the proposition that Maya P and Petse DP were
conflicted. On the basis
of the above cases then, their justified
absences do not render the proceedings a nullity. There were valid
reasons for their non-attendance.
They were not unjustifiably
excluded nor were they unjustifiably absent. In the light of all of
this, there was a reasonable justification
for their replacement by
Mbha JA to represent the SCA. On this score, we must point out that
the argument on behalf of Hlophe JP
has elided this nuance and
attempted to harness the cases in his favour. However, on a proper
reading, those cases in fact support
the position advanced on behalf
of the JSC.
[41]
The
case of
JSC
v Cape Bar (SCA)
is important for two other reasons. First, the SCA expressly stated
that “barring situations which would warrant invocation
of the
principle expressed by the maxim
lex
non cogit ad impossibilia,
section 178(1)(b) read with section 178(7) requires the presence of
the Chief Justice and the President of [the SCA], or their
designated
alternates, for the valid composition of the JSC.”
[35]
By invoking the common law maxim – “the law cannot
require the performance of the impossible” – the SCA
accepted a clear qualification to the general composition
requirements. This, of course, makes logical sense: everyone needs to
be present unless that would be to require the impossible. In that
event, and in order to ensure the proper functioning of the
JSC,
there must be an exception to the general rule. It is for this
reason, and on this authority, that we cannot accept the submissions
on behalf of Hlophe JP; the Constitution simply cannot require us to
be bound by a narrow interpretation of section 178 if that
interpretation would lead to absurdity or require the performance of
the impossible.
[42]
Secondly, the SCA in
JSC
v Cape Bar (SCA)
stated that:
“
Section
2(2), so counsel’s argument went, is an acknowledgement by the
legislature that meetings of the JSC can be validly
held and
decisions validly taken in the absence of both the Chief Justice and
his deputy. The correctness of that conclusion cannot
be gainsaid. It
obviously presupposes that where both the Chief Justice and his
deputy are unavailable, the meeting of the JSC
must go on.
Furthermore, I have no difficulty with the next logical step in
counsel’s argument, that the same must hold true
for the
President of this court and his deputy. If both of them are
unavailable, the JSC can still validly meet.”
[36]
[43]
What is implied here is that the JSC can
continue to meet notwithstanding the absence of a full complement. We
agree. Because the
drafters recognised the possibility of proceeding
without the Chief Justice or the Deputy Chief Justice, it follows
that the same
can hold true for the president or Deputy President of
the SCA. The SCA made no bones of stating that the “meeting
must go
on” and all that is required is a reasonable
justification, in that case, for a member’s exclusion. Again,
this accords
with logic and common sense.
[44]
There is further insight to be drawn from
the JSC Act itself. Section 2(1) of the JSC Act provides that if the
Chief Justice is
not present, then the Deputy Chief Justice steps
into the position of Chairperson as his or her alternate. Section
2(2) then provides
that in the event that neither the Chief Justice
nor the Deputy Chief Justice is available to preside at a meeting of
the Commission,
the members present at the meeting must designate one
of the members to act as Chairperson. Why does section 2 make
provision
for these “alternative” situations, one must
ask? The answer is clear - to ensure the seamless functioning of
the JSC and to ensure that the JSC is not paralysed by the absence of
a Chairperson. It would make no logical sense if the legislative
scheme, which makes provision for an alternate not only to take the
place of the Chief Justice and Deputy Chief Justice but also
to
occupy the significant position of Chairperson, in the same breath
required the JSC proceedings to be paralysed in the event
that the
two senior-most Judges of the SCA cannot attend, merely because there
is no express provision for an alternate to attend
in their place. If
an alternate can stand in for the Chief Justice and Deputy Chief
Justice in the role of Chairperson, then the
propriety of an
alternate standing in for the President and Deputy President of the
SCA is readily apparent.
[45]
The
selection of Mbha JA as an alternate to the President or Deputy
President of the SCA was based on his membership of the SCA,
his
seniority in that court and, moreover, on the fact that he was also a
head of court, being the President of the Electoral Court.
According
to argument advanced on behalf of Hlophe JP, the fact that Mbha JA is
a head of court is insufficient to entitle him
to attend, ie, the
fact remains that he was still not the President or the Deputy
President. However, we know from a plain reading
of the scheme of
section 178(1) that the purpose of having prescribed a detailed
list of members who must be present for JSC
meetings is to ensure
diverse representation. This objective is confirmed in
JSC
v Cape Bar (SCA)
where the SCA stated that “[i]ts composition obviously sought
to ensure that persons from diverse political, social and cultural
backgrounds, representing varying interest groups, would participate
in its deliberations.”
[37]
[46]
It is, therefore, not irrelevant that Mbha
JA was a senior member of the SCA and a head of court. He was an
appropriate alternate
for SCA representation. To ensure
representation of the second highest court on the JSC is not
insignificant. His selection was
entirely justifiable and reasonable.
As counsel for the JSC submitted, nothing untoward transpired as a
result of his presence.
Whilst it is true that the composition of the
JSC did not reflect exactly that which the Constitution listed, in
our view, the
JSC was still properly composed. It would be absurd
indeed if this variation in composition led to a setting aside of the
decision
- it would be to put form over substance. What section 178
clearly sought to achieve was diverse representation from across the
judicial landscape. That is what was sought to be achieved by the
delegation of the SCA seat on the JSC to Mbha JA.
[47]
It is noteworthy
that the substance of
section 178 is premised on the recognition that the JSC must enjoy
credibility. Moreover, credibility with
a nation whose social order
is that of a constitutional democracy. The model chosen for the
composition of the institution is predicated
on drawing persons from
discrete sources or interests, ie the President’s designates
and the Minister of Justice
ex officio
,
the Premier of the relevant province, the Judiciary, the legal
profession, and legal academia.
[48]
When choosing judges, the JSC acts as the
selection panel of the nation. When disciplining judges, the JSC
serves as the jury of
the nation. Significantly, when performing the
disciplinary function, the political element is reduced by the
omission of the representatives
of the two houses of Parliament. As
is provided elsewhere, in section 177, the National Assembly is
charged with the responsibility
to decide whether to remove a judge
from office, upon a finding by the JSC that gross misconduct has been
perpetrated by that judge.
[49]
In its disciplinary role, axiomatically an
adjudicative process, the JSC’s public credibility is sustained
by the dominance
of professional lawyers rather than politicians. The
JSC is vested with the authority to make authoritative pronouncements
on the
ethical standards of judges, derived from norms emanating,
ultimately, from section 165 of the Constitution.
[50]
In summary on this point, if the JSC is to
choose persons who can enjoy public credibility as fit for purpose as
judges and to discipline
judges for their failure to adhere to the
norms of the judicial role, the JSC had to be constructed to meet
democratic norms so
that it could make a claim for its own public
credibility in a democratic society. Its representative character is
therefore an
essential component of its structure, and moreover, of
its mode of functioning. Mbha JA in his role on the day was truly
representative.
This is a deliberate dimension of the design of the
JSC and therefore, representativity is an inherent characteristic of
the JSC.
[51]
Furthermore, it was necessary for Mbha JA
to attend the JSC meeting for if he had not, the JSC would have been
inquorate and would
not have been able to form the relevant majority.
The fear of absence of coram is a logical and justifiable
consideration. Seeking
to achieve coram enabled the JSC to continue
to discharge its important functions.
[52]
And that goes to our next point: the need
to avoid paralysis of the JSC. We are enjoined by the rules of
interpretation not to interpret
section 178 in such a way that
results in the paralysis of the JSC if a reasonable alternative
construction is possible.
[53]
According to the argument presented on
behalf of Hlophe JP, “to look for a solution where the
legislation does not provide
for substitution is unthinkable”.
It was submitted that such an approach would be to put pragmatism
first and to ignore the
statutory requirements. As we see it, it
would be unthinkable to interpret section 178 without considering
context and pragmatism.
If we conclude that Mbha JA was not entitled
to form part of the JSC, then we arrive at an absurd situation in
which a Judge, whose
integrity or ethics is impugned, in this case
Hlophe JP, would forever be immunised where the President and Deputy
President of
the SCA cannot sit for whatever reason, including in
circumstances where they are close friends. If this situation is
accepted,
the work of the JSC would be easily stymied. As we know
from the rules of interpretation, an interpretation should lead us
away
from absurdity, not towards it.
[54]
In
S
v Mhlungu,
the Constitutional Court, in conducting an exercise in constitutional
interpretation noted that a literal interpretation created
“a
number of formidable difficulties” leading to “some very
unjust, perhaps even absurd, consequences”.
[38]
Noting the outrageous consequences, the Court refused to accept that
this is what the Constitution intended for “[i]t seems
to
negate the very spirit and tenor of the Constitution… .”.
[39]
Accordingly, in that case, the Court held that Courts must strive to
avoid such results if at all permissible within the language
and
context of the provision, interpreted with regard to the objectives
of the Constitution.
[55]
The
JSC, as stipulated by the Constitutional Court in the
First
Certification Judgment
,
plays a “pivotal” role in the appointment and removal of
Judges.
[40]
And, “there
is no dispute that the issues relating to the composition and
processes of the JSC are constitutional matters
of import.”
[41]
[56]
Regard
has to be had to the need to ensure the consistent functioning of the
Judiciary. Matters of gross misconduct on the part
of a Judge and
subsequent questions of impeachment lie at the heart of the integrity
of our judicial system. According to the Western
Cape High Court in
Premier
WCC
,
section 178 “and those [provisions] related to it should be
interpreted so as to avoid as far as possible placing the
independence
of the courts in jeopardy.”
[42]
The SCA in
Premier
(SCA),
confirmed that among the powers and functions assigned to the JSC by
the Constitution are the duties to determine the competency
of a
Judge, to determine if there is gross misconduct and to furnish
advice to the President on the suspension or impeachment of
a
Judge.
[43]
Accordingly, it
cannot be disputed that the JSC discharges important constitutional
functions, which must be facilitated and not
stunted. Thus, to accept
that the JSC is paralysed solely because it cannot meet its
composition requirements, is a position that
is impossible to defend.
In the absence of Mbha JA, the JSC would be paralysed and unable to
make a determination on this matter.
It is unimaginable that the
Constitution would expect absolute adherence to formalism in
circumstances where it causes such paralysis.
After all, the
Constitution itself is the source of the JSC’s mandate to
ensure the integrity of the Judiciary.
[57]
According
to the argument advanced on behalf of Hlophe JP, we must blindly
accept a rigid interpretation of the section and ignore
the absurd
consequences that it would lead to. That is not what the law on
constitutional interpretation indicates we should do.
In
S
v Mhlungu
,
Mahomed J, writing for the majority, stated that “I am not
persuaded that a proper reading of the Constitution compels me
to
accept these distressingly anomalous consequences of the literal
approach.”
[44]
We can do
no better than echo these words. The consequences of the rigid
approach the applicant advances would be wholly unacceptable.
[58]
The
need to avoid paralysis finds authority in our law. Interestingly, in
the case of
AmaBhungane
,
Madlanga J, for the majority, invoked the maxim
ut
res magis valeat quam pereat
as “a useful tool of interpretation”.
[45]
This maxim means that “the thing may avail (or be valid) rather
than perish”.
[46]
A less
literal meaning is that an instrument must be interpreted such that
it is given some meaning rather than rendered nugatory.
Without going
into details of that case, it suffices to say that relying on this
maxim, Madlanga J stated that “rather than
render RICA
virtually inoperable as a result of a perceived lack of power to
designate, an interpretation that finds a power to
designate a Judge
in section 1, read with the other provisions I have referred to,
commends itself.”
[47]
He
goes on to find that:
“
As
the role of the designated Judge is key to RICA surveillance, the
lack of the power to designate hollows the Act out and leaves
it
bereft of meaningful operability. . .
Faced
with that ominous terminal reality, I can conceive of no compelling
reason for not concluding that the power to designate
is implied. . .
Considering section 1 with the structure and purpose of RICA as a
whole, this seems the only viable interpretation
.
The only argument against this that I can think of is purely the lack
of express provision in the substantive provisions of RICA
conferring
the power to designate. Surely, that cannot of necessity be
dispositive of the question.”
[48]
(own emphasis added)
[59]
Madlanga
J, in that case, also referenced the writings of Professor Hoexter
who – albeit in the context of necessary ancillary
powers –
argues that “there is a very strong argument in favour of
implying a power if the main purpose of the statute
cannot be
achieved without it”.
[49]
The main purpose of the law governing the JSC – section 178
and the JSC Act – is to empower its members to enable
the JSC
to carry out its functions. If we interpret section 178 restrictively
such that the President and Deputy President
of the SCA cannot
be represented by a delegate of the SCA, we disable the JSC.
[60]
It bears mention, tangentially, on this
question of delegation that an exceptional substitution of this
nature was made by Hlophe
JP himself. In terms of section 178(1) (k)
the JP of the WCC is a designated member of the JSC for a decision
involving
the Western Cape Division of the High Court. But, of
course, because the JP was the very judge from the WCC whose conduct
was at
issue, he could not participate. Hlophe JP designated an
alternate, Samela J, from the ranks of the WCC judges to serve in his
stead. Whether he ought to have done so himself, given his
compromised position, and rather left it to be decided by the next
senior
judge in the Division is not an issue before us, and no
decision is required on it. Moreover, the substitution was not the
subject
matter of an objection in the JSC when Samela J presented
himself, as the alternate of the WCC Judge President, to participate
in the making of the decision. No less importantly, no objection was
raised to the person of Samela J
per se
as suitable to serve as such an alternate.
[61]
Two potential questions arise in relation
to designation by the DP of the SCA to designate Mbha JA as an
alternate - the power of
the DP to select Mbha JA, and the
suitability of Mbha JA.
[62]
As to the first question, for the reasons
set out above, Petse DP had the implied power to designate any member
of the SCA to serve
in his stead. As to the second question, as a
fact, Mbha JA was not randomly selected. as alluded to earlier, Mbha
JA is, in his
own right, a Head of Court because he is the President
of the Electoral Court and as such, a very senior member of the
Judiciary
leadership. In applying one’s mind to a suitable
further alternate to serve in the place of the President and DP of
the SCA,
this selection seems to be wholly apt.
[63]
Furthermore,
where adopting a strict approach to composition results in the body
being hamstrung, the requirements may be departed
from. There is
authority for this in
New
Clicks.
[50]
There, counsel for
New
Clicks
relied on the
Schierhout
principle
to contend that the impugned procedure did not meet the procedural
fairness requirements of PAJA because all members of
the Pricing
Committee had not attended the oral presentations as they should have
done. In that case, the Constitutional Court
rejected the rigidity of
the
Schierhout
rule, turning instead, to what Corbett JA had said in
S
v Naudé
:
“
There
is no doubt that a commission, particularly where it consists of a
substantial number of persons, may operate without every
member
participating personally in every activity. Were it otherwise, a
commission would be hamstrung from the start.”
[51]
[64]
The
Court said that in each case what will be required will depend on the
interpretation of the empowering legislation that prescribes
how the
relevant Commission should function.
[52]
As stated by Hoexter and Penfold, the
Schierhout
principle has been treated flexibly for many years.
[53]
These writers also argue that even if the language is mandatory, if
indeed section 178 is so, then the degree of compliance must
ultimately depend on the proper construction of the statutory
provision in question.
[65]
We should also take note of the nature and
character of the applicant’s case before us. The position, as
advanced on behalf
of Hlophe JP,
de
facto
, means that he cannot be
investigated because, in the absence of the President and Deputy
President, the complement of the JSC
would be left wanting. He is
relying on a particularly narrow interpretation of section 178, not
to preserve the integrity of the
literal meaning of the Constitution,
but to ensure his own immunity. On the interpretation favoured by
Hlophe JP, it would be possible
for him to shut down the entire JSC
by merely contaminating the section 178(1)(a) and (b) members and
then claiming that nobody
is empowered to act in their stead. What
then? The applicant’s submissions take us nowhere and elide
this possible disastrous
consequence.
[66]
The JSC process is not a game of chess
poised at checkmate stage. Such a perspective would constitute both
an abuse of court process
and a monumental waste of scarce judicial
resources. Let us not lose sight of the fact that this aspect of the
case before us is
not an attempt by the applicant to advance a
legitimate defence to the charge of gross misconduct against him.
This part of his
case rests on a procedural issue and his contention
is that a litigant is entitled to take every point available to fight
the adversary.
Of course, improper procedure or inadequate
composition of the JSC are not negligible issues. However, if we
accept a rigid interpretation
of section 178, we come to an
absurdity - a Judge who has been found guilty by the Tribunal of
committing serious breaches
of the Constitution, including
interfering with the functioning of the courts in flagrant
contradiction of section 165, is untouchable.
A reasonable and a more
flexible interpretation of section 178, namely, that which we have
advanced above, is capable of avoiding
such a situation of absurdity
and must be preferred.
[67]
It cannot be gainsaid that of course, all
members of the JSC as listed in the Constitution ought to be at a
meeting in which a decision
is made to impeach a Judge. However, we
cannot accept that in the absence of listed members, the JSC,
foundational to the proper
functioning of our Judiciary, can be
paralysed. As put by the SCA in
Premier
(SCA)
:
“
I
pause to remark that it would indeed be a sorry day for our
constitutional democracy were serious allegations of judicial
misconduct
to be swept under the carpet. . . The public interest
demands that the allegations be properly investigated… .”
[54]
[68]
On the basis of the above interpretative
exercise of section 178, it is reasonable and appropriate to conclude
that the section,
properly interpreted, permits for the delegation by
the President and Deputy President of the SCA to Mbha JA, to attend
the JSC
as an alternate representative of that Court.
Conclusion
on the composition point about the role of Mbha JA
[69]
It is clear therefore that (i) the absences
of the President and Deputy President of the SCA were justified; (ii)
the presence of
Mbha JA as a senior Judge of the SCA was justified;
(iii) a proper interpretation of section 178 of the Constitution
requires that
it be read purposively and pragmatically, within the
scheme of the Constitution as a whole, and in the light of the
relevant case
law; and (iv) the JSC must enjoy credibility with the
nation because of its constitutional role. As a result, there is no
impropriety
in the selection of Mbha JA by Petse DP to serve as a
further alternate in the JSC on behalf of the DP.
[70]
The conclusion reached is that the
composition of the JSC was constitutionally sound and the decision of
the JSC stands. The submissions
on behalf of Hlophe JP are
unsustainable.
The
role of Khampepe J in the proceedings of the JSC
[71]
The applicant argues that Justice
Khampepe’s role at the meeting of 25 August 2021 was fatally
defective based on the composition
principle. It is argued that she
did not have constitutional standing to participate in the meeting
and the JSC was not properly
constituted as required by section
178(5) of the Constitution. The applicant contends that it was
unclear whether Khampepe J was
chairing the meeting of 25 August 2021
as the Acting Chief Justice or the Acting Deputy Chief Justice. This
is incorrect. It is
clear from the record and the memorandum by the
President of the Republic, that Justice Khampepe was the appointed
Acting Deputy
Chief Justice for the day of 25 August 2021.
It is argued on behalf of Hlophe JP that she was unlawfully appointed
as
the acting chairperson since section 2(2) of the JSC Act provides
that if neither the Chief Justice nor the Deputy Chief Justice
is
available to preside at a meeting of the Commission, the members
present at the meeting must designate one of the members holding
office in terms of section 178(1)(b) or (c) of the Constitution as
acting chairperson for the duration of the absence. That step
was
unnecessary since Justice Khampepe was appointed acting Deputy Chief
Justice for that day.
[72]
Prior to the date of the decision of 25
August 2022, Khampepe J had been appointed to serve as an Acting
Chief Justice from 1 May
2021 to 30 June 2021.
Former
Chief Justice Mogoeng took long leave from 1 May 2021 to October
2021. The Argument advanced on behalf of Hlophe JP has factored
the
incorrect date into to the allegations in relation to the absence of
former Chief Justice Mogoeng. Whilst the former Chief
Justice was on
long leave, Deputy Chief Justice Zondo thus automatically assumed the
responsibility of Acting Chief Justice. In
terms of
section 4(2)
of
the
Superior Courts Act 10 of 2013
:
“
The
Deputy Chief Justice must—
(a)
exercise such powers or perform such functions of the Chief Justice
in terms of this or any other law
as the Chief Justice may assign to
him or her; and
(b)
in the absence of the Chief Justice, or if the office of Chief
Justice is vacant, exercise the powers
or perform the functions of
the Chief Justice, as Acting Chief Justice.”
[73]
Because of the duties and responsibilities
of the Acting Chief Justice Zondo at the State Capture Commission,
the President of the
Republic, on advice of the Minister of Justice
and Correctional Services, and in concurrence with the Acting Chief
Justice, recommended
that Khampepe J be appointed as Acting Chief
Justice with effect from 1 May 2021 and 30 June 2021. Zondo ACJ was
entitled to give
this advice in accordance with his statutory role as
Acting Chief Justice. Thereafter because her acting stint had come to
an end
and because her presence was necessary on 25 August 2021, the
President of the Republic properly appointed her as the Acting Deputy
Chief Justice for the day. The minute by the President of the
Republic, No 238/2021, reflects her appointment as the Acting Deputy
Chief Justice for 25 August 2021. It was signed by him and also
signed by the Minister of Justice. This was, accordingly,
procedurally
correct, and Khampepe J validly acted as Deputy Chief
Justice. Khampepe J chaired the JSC meeting on 4 June 2021 to
consider the
Report of the Judicial Conduct Tribunal. The decision on
the report was deferred on 4 June 2021 to a date in July 2021, a date
which was outside Khampepe J’s acting period as Chief Justice.
The July 2021 date was not utilised for the continuation
of the JSC
deliberations.
[74]
The chronology further shows that Deputy
Chief Justice Zondo could, after 1 July 2021, assume the
role of Acting Chief
Justice as his duties at the State Capture
Commission were such that he could return to his duties as Acting
Chief Justice in the
absence of former Chief Justice Mogoeng. The
date of 25 August 2021 was set for the continuation of the JSC
hearing. Acting Chief
Justice Zondo could in the circumstances take
the necessary decision to set in motion Khampepe J’s
appointment as Acting
Deputy Chief Justice. A view was taken that
since Khampepe J was seized of the matter she be appointed as Acting
Deputy Chief Justice
to complete the task. In any event Acting Chief
Justice Zondo would remain conflicted by reason of his role as
mediator in the
matter at an earlier time. The Minister of Justice
wrote to the President of the Republic recommending that Khampepe J
be appointed
as the Acting Deputy Chief Justice for the hearing as
she had chaired the previous discussions and this was with the
concurrence
of the Acting Chief Justice Zondo. As reflected in
the President’s minute, he appointed Khampepe J in terms of
section
175(1) of the Constitution. Although she referred to herself
as acting Chief Justice in response to a question during the meeting,
this does not detract from her formal and proper appointment as
acting Deputy Chief Justice on the day.
[75]
In our view, her continuation in the chair
was constitutionally correct on the basis of the statutory grounds
and formal process
referred to. In addition, none of the
Commissioners present at the meeting objected to her being in the
chair. It was unnecessary
to invoke section 2(2) of the JSC Act as
Khampepe J was the properly appointed Acting Deputy Chief Justice.
The Supreme Court of
Appeal in
JSC v
Cape Bar Council
confirmed that section
2 of the JSC Act is irrelevant to the composition of the JSC Act.
Brand JA writing for the majority explained
as follows:
“
As
I see it, unavailability must broadly bear the same meaning as
‘temporarily unable to serve’ in s 178(7) of the
Constitution. If both the Chief Justice and his deputy are
unavailable – in the sense that they are unable to attend –
the meeting must go on. Thus understood, I believe s 2(2) amounts to
little more than an invocation of the principles expressed
by the
maxim lex non cogit ad impossibilia. As I see it, this interpretation
is supported by the fact that the primary aim of s
2(2) is clearly
not to determine the composition of the JSC. …”
[55]
[76]
On behalf of Freedom Under Law, it was
submitted that in terms of
section 48
of the
Superior Courts Act
an
appointment of an Acting Judge continues for any period during
which he or she is necessarily engaged in the disposal of proceedings
in which they participated as a judge, and which has not been
disposed of at the end of the acting period. This principle also
finds application here. It follows therefore that she was seized of
the matter until its completion including 25 August 2021.
[77]
On the basis of the proper interpretation
of the relevant statutory provisions and their proper application to
the facts surrounding
Khampepe J’s appointment to the meeting
of 25 August 2021, it follows that Khampepe J’s appointment was
constitutionally
compliant.
Allegations
of conflicts of interest on the part of Khampepe ADCJ, Mbha JA,
Mlambo JP and Premier Winde
[78]
The case of Hlophe JP asserts that on the
basis of a conflict of interest, Khampepe J, Mbha JA, Mlambo JP and
Mr Alan Winde, the
Premier of the Western Cape, were automatically
disqualified from participating in the JSC meeting.
Mlambo
JP
[79]
In
relation to Mlambo JP, the complaint is that he had formed part of
the Bench whilst acting in the SCA in the case of
Langa
and Others v Hlophe.
[56]
In that case the decision of the High Court was overturned by the SCA
on the basis that it was not unlawful for a Constitutional
Court
Judge to report Hlophe JP to the JSC. Mlambo JP, at the commencement
of the meeting of 25 August 2021, raised the issue of
a possible of
conflict of interest but stated unequivocally that he did not regard
himself as conflicted. He regarded himself as
sufficiently
independent and therefore it was unnecessary to recuse himself. No
one challenged his stated position.
[80]
The Constitutional Court in
Masuku
described the test as follows:
“
The
test for recusal is objective and constitutes an assessment of
whether a reasonable litigant in possession of all the relevant
facts
would have a reasonable apprehension that the Judge is biased and
unable to bring an impartial mind to bear on the issues
in dispute.
The application of the test requires both that the apprehension of
bias be that of a reasonable person in the position
of the litigant
and that it be based on reasonable grounds. This test must, thus, be
applied to the true facts on which the recusal
application is
based.”
[57]
[81]
In
SARFU
the
Constitutional Court made it clear that:
“
A
judge who sits in a case in which she or he is disqualified from
sitting because, seen objectively, there exists a reasonable
apprehension that such Judge might be biased, acts in a manner
inconsistent with section 34 of the Constitution, and in breach
of
the requirements of section 165(2) and the prescribed oath of
office.”
[58]
[82]
Hlophe
JP does not detail the facts on which the presumption of impartiality
of Mlambo JP must be assessed. Hlophe JP bears the
onus on that. In
SARFU
,
the Constitutional Court explained that “[i]t follows . . .
that the correct approach to this application for the recusal
of
members of this Court is objective and the onus of establishing it
rests upon the applicant.”
[59]
[83]
The Constitutional Court expanded further:
“
The
question is whether a reasonable, objective and informed person would
on the correct facts reasonably apprehended that the judge
has not or
will not bring an impartial mind to bear on the adjudication of the
case, that is a mind open to persuasion by the evidence
and the
submissions of counsel. The reasonableness of the apprehension must
be assessed in the light of the oath of office taken
by the judges to
administer justice without fear or favour; and their ability to carry
out that oath by reason of their training
and experience. It must be
assumed that they can disabuse their minds of any irrelevant personal
beliefs or predispositions. They
must take into account the fact that
they have a duty to sit in any case in which they are not obliged to
recuse themselves. At
the same time, it must never be forgotten that
an impartial judge is a fundamental prerequisite for a fair trial and
a judicial
officer should not hesitate to recuse herself or himself
if there are reasonable grounds on the part of a litigant for
apprehending
that the judicial officer, for whatever reasons, was not
or will not be impartial.”
[60]
[84]
Hlophe JP does not identify the objective
facts why Mlambo JP’s participation in the case of
Langa
constituted a conflict of interest.
Hlophe JP does not explain whether the material issues in
Langa
are so intertwined with the hearing of
25 August 2021 that it rendered it necessary for Mlambo JP
to have recused himself.
Article 13 of the Code of Judicial Conduct
provides that a judge does
not
have
to recuse himself or herself on insubstantial grounds. It is
incumbent on Hlophe JP to show, on the correct facts, that Mlambo
JP
was not impartial. He has failed to do so.
[85]
Hlophe JP raises a further irregularity
concerning Mlambo JP’s presence at the meeting on the basis
that he was not the most
senior Judge President. The accepted
convention and rule is that the most senior Judge President must sit
on the JSC. The most
senior Judge President in the country is Hlophe
JP himself. Self-evidently, Hlophe JP could not sit as a member of
the JSC on his
own case. In addition, Mlambo JP was elected by
the other Judges President to sit. Mlambo JP was accordingly not
disqualified
to sit in the hearing.
Premier
Winde
[86]
In relation to Premier Winde, the Premier
of the Western Cape, the applicant submits that because Premier Winde
serves as a member
of the Democratic Alliance (DA), he is bound by
the DA’s views and policies. Hlophe JP claims that the DA has a
negative
animus towards him and therefore this gives rise to the
conflict of interest of Premier Winde.
[87]
Section 178(1)(h) provides that “persons designated by
the National Assembly from among its members, at least three of whom
must be members of opposition parties represented in the Assembly.”
Mr Winde was a member of the opposition party and was
the Premier of
the Western Cape Province. His presence was permissible and in
accordance with Section 178.
Khampepe
ADCJ and Mbha JA
[88]
The case of Hlophe JP, furthermore, alleges
that Khampepe ADCJ and Mbha JA are conflicted. Mbha JA and Khampepe
ADCJ co authored
a judgment where the Constitutional Court found
that it could not entertain a matter in which their colleagues were
involved. Again,
Hlophe JP fails to set out the facts from that
judgment which would render the two judges lacking impartiality in
the taking of
the decision by the JSC on 25 August
2021.
Conclusion
on the contention of conflicts of interest
[89]
Accordingly, Hlophe JP’s assertion
that Khampepe ADCJ, Mbha JA, Mlambo JP, and Premier Winde were
conflicted cannot be sustained.
PART
B:
IS
THE DECISION TO FIND HLOPHE JP GUILTY OF GROSS MISCONDUCT VITIATED BY
REVIEWABLE IRREGULARITIES?
[90]
The
decision of the JSC to find Hlophe JP guilty of gross misconduct is
subject to review under the Promotion of Administrative
Justice Act 3
of 2000 (PAJA).
[61]
As to the
test for review, regard must be had to the leading authorities.
[91]
Schutz JA in
Pretoria
Portland Cement Co Ltd & Another v Competition Commission &
Others
said:
“
Review
is not directed at correcting a decision on the merits. It is aimed
at the maintenance of legality…”
[62]
[92]
In Bo-Kaap Civic and Ratepayers
Association and Others v City of Cape Town and Others
,
Navsa JA held that:
“…
[I]t is
apposite to consider what judicial review entails. In Endicott
Administrative
Law
at 328 the following appears:
‘
All public
authorities ought to make the best possible decisions (and Parliament
can be presumed to intend that they should do so).
But that does not
mean that the judges have jurisdiction to hold that a decision was
ultra
vires
on the ground that it was not the best
decision that could have been made.’
Wade and Forsyth
Administrative
Law
state the following:
‘
The system of
judicial review is radically different from the system of appeals.
When hearing an appeal the court is concerned with
the merits of a
decision: is it correct? When subjecting some administrative act or
order to judicial review, the court is concerned
with its legality:
is it within the limits of the powers granted? On an appeal the
question is 'right or wrong?' On review the
question is “lawful
or unlawful?”
. . .
Judicial review is thus a
fundamental mechanism for keeping public authorities within due
bounds and for upholding the rule of law.
Instead of substituting its
own decision for that of some other body, as happens when on appeal,
the court on review is concerned
only with the question whether the
act or order under attack should be allowed to stand or not.’
Laws J in
R
v
Somerset
County
Council
,
Ex
parte
Fewings
and
others
[1995] 1 All ER 513
(QB) at 515d-g stated:
‘
Although judicial
review is an area of the law which is increasingly, and rightly,
exposed to a great deal of media publicity, one
of its most important
characteristics is not, I think, generally very clearly understood.
It is that, in most cases, the judicial
review court is not concerned
with the merits of the decision under review. The court does not ask
itself the question, 'Is this
decision right or wrong?' Far less does
the judge ask himself whether he would himself
have
arrived
at
the
decision
in
question.
It
is,
however,
of
great
importance
that
this
should
be
understood,
especially
where
the
subject
matter
of
the
case
excites
fierce
controversy,
the
clash
of
wholly
irreconcilable but deeply held views, and acrimonious, but
principled, debate. In such a case, it is essential that those
who
espouse either side of the argument should understand beyond any
possibility of doubt that the task of the court, and the judgment
at
which it arrives, have nothing to do with the question, 'Which view
is the better one?' Otherwise, justice would not be seen
to be done:
those who support the losing party might believe that the judge has
decided the case as he has because he agrees with
their opponents.
That would be very damaging to the imperative of public confidence in
an impartial court. The only question for
the judge is whether the
decision taken by the body under review was one which it was legally
permitted to take in the way that
it did."
[63]
[93]
What a court is required to do to divine
reasonableness of a decision was made plain by O’Regan J in
Bato Star Fishing (Pty) Ltd v Minister
of Environmental Affairs and Tourism and Others
:
“
What
will constitute a reasonable decision will depend on the
circumstances of each case, much as what will constitute a
fair procedure
will depend on the circumstances of each case.
Factors relevant to determining whether a decision is reasonable or
not will include
the nature of the decision, the identity and
expertise of the decision-maker, the range of factors relevant to the
decision, the
reasons given for the decision, the nature of the
competing interests involved and the impact of the decision on
the lives
and well-being of those affected. Although the review
functions of the Court now have a substantive as well as a procedural
ingredient,
the distinction between appeals and reviews continues to
be significant. The Court should take care not to usurp the functions
of administrative agencies. Its task is to ensure that the decisions
taken by administrative agencies fall within the bounds of
reasonableness as required by the Constitution.”
[64]
What
is Hlophe JP’s case on review?
[94]
The attacks on the decision of the JSC that
concluded that Hlophe JP was guilty of gross misconduct range widely.
At the outset
of the analysis, two general observations about these
attacks are appropriate. First, several of the complaints are not
review
grounds at all, but rather, they are claims that a
disappointed litigant might offer in an appeal, for example, that the
decision
is against the weight of the evidence. Such grievances do
not warrant attention by this court. Second, the grounds relied upon
that are either obviously or arguably proper review grounds require
analysis in two respects to determine their cogency. These grounds
must, first, be proven to exist in fact, and second, where that proof
is shown, they must demonstrate irrationality or unreasonableness
or
a trespass beyond the powers vested in the JSC.
[95]
In
the amended notice of motion, Hlophe JP seeks relief against what is
alleged to be the ‘unconstitutional and invalid’
decisions of the JSC. Reference is made to section 327 of the
Constitution which requires obligations in terms of the Constitution
to be complied with diligently and expeditiously. Precisely which
obligations the JSC allegedly fell foul of is not expressed in
the
prayer. Further reference in the prayers is made to sections 19 and
20 of the JSC Act, which provisions describe the function
and powers
of the Tribunal and of the JSC upon it receiving a report from the
tribunal.
[65]
What breach of
these sections supposedly occurred is not stated.
[96]
In the founding affidavit, the grounds of
review relied upon are tabulated. The allegations are premised on the
application of PAJA.
The JSC is alleged to have violated the
principle of legality and also having failed to comply with
section 6(2) of PAJA
in several respects. Again, no
concrete detail is identified, the sections are merely cited
mechanically:
“
6(2)(b)
a mandatory and material procedure or condition prescribed by an
empowering
provision was not complied with;
…
6(2)(e)
(iii) irrelevant considerations were taken into account
or relevant considerations were not considered
…
6(2)(e) (vi)
the findings are arbitrary or capricious
…
6(2)(h)
the exercise of the power or the performance of the function
authorised
by the empowering provision, in pursuance of which the
administrative action was purportedly taken, is so unreasonable that
no
reasonable person could have so exercised the power or performed
the function; or
6(2)(i)
action which is otherwise unconstitutional or unlawful.”
[97]
In the supplementary founding affidavit,
filed after sight of the Rule 53 record, a further articulation of
grounds of review was
expressed. These are that the JSC:
97.1
acted
ultra
vires
;
97.2
lacked impartiality;
97.3
did not afford a procedurally fair process
causing an unfair result;
97.4
wrongly dismissed the proposition that
mens
rea
was required to make a finding of
gross misconduct and wrongly applied a strict liability test; and
97.5
failed to adjudicate in accordance with
‘established constitutional norms and standards’.
[98]
These generalised expressions do little to
illuminate exactly what the Tribunal and the JSC did or omitted to do
which is alleged
to be improper. The founding affidavit and
supplementary founding affidavit need to be winnowed to extract the
substance of the
grievances relied upon. In pursuit of coherence, our
treatment of the several arguments is under several thematic heads.
Did
the Tribunal or the JSC exceed their powers?
[99]
The task of the JSC is plain from sections
165, 177 and 178 of the Constitution, and from chapters 2 and 3 of
the JSC Act. Once
a complaint is lodged of a nature so serious to
contemplate acts amounting to gross misconduct, the matter must be
referred to
a Tribunal. In terms of section 19 of the JSC Act, the
Tribunal must conduct an enquiry and make a finding which it must
report
to the JSC. In this case, these steps were taken in the wake
of the order of the court in the
FUL
case
. That Court, after having
criticised the JSC for its stance, in 2008, in evading an enquiry
into the allegations of attempting
to improperly influence judges of
the Constitutional Court on a pending judgment, on the flawed premise
that cross-examination
would serve no purpose, then held:
“
I
find the reasoning surprising. Courts frequently have to decide where
the truth lies between two conflicting versions. They
often do so
where there is only the word of one witness against another, and
neither of the witnesses concedes the version of the
other. Civil
cases are decided on a balance of probabilities, but where there is a
dispute of fact it is rarely possible to do
so without subjecting the
parties to cross-examination, and without allowing them to test what
are alleged to be probabilities
in the other party's favour. A court
may of course after cross-examination still be unable to decide where
the truth lies. That
possibility does not entitle a court to decide
the matter without allowing cross-examination, and it does not
entitle the JSC to
do so.
As
stated above, in terms of s 165(4) of the Constitution, organs of
State, through legislative and other measures, must assist
and
protect the courts to ensure the independence, impartiality, dignity,
accessibility and effectiveness of the courts, and in
terms of s
177(1) a judge cannot be removed from office for having made himself
guilty of misconduct, unless the JSC has found
him guilty of
misconduct.
It
follows that there is a duty on the JSC to investigate
allegations of misconduct that may threaten the independence,
impartiality,
dignity, accessibility and effectiveness of the
courts
.”
[66]
(own emphasis added)
[100]
What was then undertaken by the Tribunal
was wholly lawful and consistent with what that that order
contemplated. The relevant portion
of the terms of reference to the
tribunal stated:
“
Terms of reference
3.
The Tribunal is appointed to investigate and report on the complaint
lodged with the Judicial
Service Commission (Commission) on 30 May
2008 by the Justices of the Constitutional Court (complainants)
against Judge President
M J Hlophe (respondent). The essence of the
complaint is that the respondent approached Justices B E Nkabinde and
C N Jafta of
the Constitutional Court and attempted to improperly
influence their decision in four matters that were pending before the
Constitutional
Court, namely
Thint (Pty) Ltd v National Director
of Public Prosecutions and Others
(CCT 89/07), J
G Zuma and
Another v National Director of Public Prosecutions and Others
(CCT 91 /07),
Thint Holdings (South Africa) (Pty) Ltd and Another
v National Director of Public Prosecutions
(CCT90/07) and
JG
Zuma v National Director of Public Prosecutions
(CCT 92/07).
4.
The Commission, following a recommendation made by the Judicial
Conduct Committee, expressed
the view that there were reasonable
grounds to suspect that the respondent’s alleged attempt to
influence, improperly, the
two Justices of the Constitutional Court
to decide matters that were pending before the Constitutional Court
in favour of any of
the litigants may render him guilty of gross
misconduct.
5.
The Tribunal shall investigate, make findings and report on:
5.1
whether the respondent attempted to influence, improperly, Justices B
E Nkabinde and C N Jafta -of the
Constitutional Court to decide
matters that were pending before the Constitutional Court in favour
of any of the litigants; and
5.2
If so, whether the respondent is guilty of gross misconduct as
contemplated in section 177 of the Constitution.”
[101]
The report of the Tribunal was thereafter
laid before the JSC. No challenge to the report was made prior to the
JSC taking its decision
in respect of the report. It is probable
that, in law, the tribunal
per se
makes no decision which is itself subject to a review, having regard
to the role it plays as the ferret of the JSC and because
its
findings are self-evidently not binding on the JSC.
[102]
The Tribunal made several findings. The
first was a finding on certain disputed allegations of fact. It
preferred the versions of
Jafta J and Nkabinde J to that of
Hlophe JP, where their versions differed. The tribunal also
criticised, as disingenuous,
the claim by Hlophe JP that a material
distinction could be drawn between his admission that were he to have
delivered a judgment
that went on appeal, he would never have
discussed it with a judge hearing the appeal, from the episode in
which he endeavoured
to discuss the Zuma matters with Jafta J and
Nkabinde J. The second decision it made was a conclusion that the
evidence, which
it had accepted, demonstrated that the allegations of
fact against Hlophe JP were proven. Third, it concluded that the
proven facts
showed gross misconduct by Hlophe JP. In regard to the
inference of gross misconduct, from those facts, the Tribunal was in
any
event bound by the
FUL case
which
recognised that such conduct, if proven, constituted gross
misconduct; thus, once the Tribunal had found the alleged facts
were
proven, it could hardly have found otherwise without contradicting a
judgment of the Court.
[103]
The JSC, in terms of section 20 of the JSC
Act, was obliged to consider the report from the Tribunal. It did not
do so as an appellate
body. The Tribunal is
de
facto
an extension of the JSC apparatus
and the scheme of the JSC model is that the JSC must consider the
report and reach its own conclusions.
In considering the report, the
members of the JSC were divided. The majority and minority in the JSC
both tabled extensive reasons
for their respective views to which, as
the transcript of the proceedings shows, the members applied their
minds in debate. The
jury having voted, the JSC resolved 8-4 to adopt
the Tribunal’s findings that Hlophe JP was guilty of gross
misconduct.
[104]
These steps that were taken and decisions
which were made are all plainly within the power of the Tribunal and
of the JSC. In our
view, the Tribunal and the JSC acted as they were
lawfully required to do, without exceeding their statutory powers.
The allegation
of an
ultra vires
decision is unsustainable.
Did
the Tribunal follow an unfair procedure?
Audi
alterem partem
[105]
There is no cogent dispute that at every
step of the process from the initial accusation until the final
consideration by the JSC
of the Tribunal’s report, Hlophe JP
was afforded an opportunity to present his perspective.
Audi
alterem partem
was wholly satisfied. It
is however alleged that the procedure was unfair in other respects.
The
‘charges’ of gross misconduct
[106]
The first complaint is that no proper
‘charge sheet’ was put to Hlophe JP and, worse, the
charges were, later, improperly
amended. The prescribed Notice to
Hlophe JP was indeed amended. A reading of the changes brought about
show that they were self evidently
formulaic and benign and did
not alter the substance of what was alleged. The initial formulation
was that Hlophe JP tried to:
“… improperly influence
their [Jafta J and Nkabinde J] decision in matters that were pending
at the Constitutional
Court…”. The reformulation read
that Hlophe JP tried to: “improperly interfere or influence
their decision in
matters that were pending at the constitutional
Court (contrary to the provisions of section 165(2) and (30 of the
Constitution)”.
[107]
The
Tribunal concluded that a ‘charge sheet,’ in the formal
and usual sense of that label, was not required by the procedure
prescribed by the JSC Act. This conclusion does not contradict the
law. Section 19(2) of the JSC Act requires that: “[t]he
Commission must in writing state the allegations including any other
relevant information, in respect of which the Tribunal must
investigate and report.” Rule 4 of the Rules to regulate the
conduct of Tribunals, requires simply that a notice be served
on the
judge accused of misconduct “which notice must contain the
facts which are alleged…”.
[67]
[108]
The Tribunal found that the changes were
immaterial and caused no prejudice to Hlophe JP. The JSC adopted the
same view. There is
no inference of irrationality or unreasonableness
that could be drawn from these circumstances and the conclusion that
they reached.
Comparisons
with criminal proceedings
[109]
The case presented for Hlophe JP persisted
with comparisons between the Tribunal and JSC hearings on one hand,
and criminal proceedings
on the other. The JSC found the comparison
to be inapposite for an enquiry into alleged unethical conduct by a
body such as the
JSC, which conducts an inquisitorial process in
terms of the JSC Act. No inference of irrationality can be drawn
from that
conclusion, having regard to the statutory framework
applicable.
The
preference of the JSC for the evidence of Jafta J and Nkabinde J to
that of Hlophe JP
[110]
The complaint that the evidence of Jafta J
and Nkabinde J was wrongly preferred to that of Hlophe JP, where they
differed, is a
classic appeal ground. It offers no purchase for a
review. The Tribunal carried out a fact-finding exercise. Witnesses
testified
and were cross-examined. There were disputes of fact in the
evidence. It is in the very nature of the mandate to the Tribunal
that
it was required to make credibility findings and evaluate all
the evidence tendered. There can be no irregularity in doing just
that. Even if there is a plausible basis for finding differently,
that would not support a claim of reviewable irregularity. The
argument advanced does not go beyond claiming the version of Hlophe
JP should have been accepted. Moreover, reasons were given
by the
Tribunal and by the JSC. These reasons evince no premise of
arbitrariness, irrationality or unreasonableness.
The
conclusion of the JSC that the proven facts constituted gross
misconduct: What were the proven facts?
[111]
The critical evidence was the following:
111.1.
The Zuma cases had been heard and the
judges were engaged in preparing the judgment. One of issues in the
cases was the propriety
of a police raid on Zuma’s attorneys’
offices to procure documentation and whether this violated Legal
Privilege.
111.2.
Hlophe JP initiated meetings with two of
the sitting judges during this period of preparation.
111.3.
Jafta J was an old acquaintance of Hlophe
JP, and at the time, an acting judge in the Constitutional Court. He
was appointed permanently
thereafter.
111.4.
Nkabinde J was a virtual stranger to Hlophe
JP.
111.5.
The two judges were the most junior judges
on the panel of the Constitutional Court hearing the Zuma matters.
111.6.
Hlophe JP brought up the Zuma cases and the
legal issues which arose therein with each of them.
111.7.
Hlophe JP opined to Jafta J that the SCA
was wrong on the question of privilege, a critical issue in the Zuma
cases, and the error
of the SCA had to be corrected by the
Constitutional Court because it was very important.
111.8.
To Jafta J, Hlophe JP said in this context,
in isiZulu, ‘
sesithembele kinina
’
– ‘you are our last hope’.
111.9.
Jafta J was uncomfortable about this
discussion because the notion of an outsider-judge broaching the
substance of a pending judgment
with a member of the panel hearing a
case was foreign to his experience. He was alive to the effect that
such a conversation, from
a source outside the panel, might have in
exerting an influence on his thinking about how to decide the matter.
His negative reaction
to the discussion was such that when Nkabinde J
mentioned casually that Hlophe JP had phoned her to set up a meeting
with her to
discuss ‘privilege’ he alerted her and
cautioned her that Hlophe JP might bring up the Zuma Cases.
111.10.
To Nkabinde J, over the phone, Hlophe JP
had said, in relation to setting up the meeting, that he had ‘a
mandate’, an
allusion left hanging with mystery as to what, and
from whom, but when the remark is married to other remarks made in
the subsequent
conversation arouse suspicion as to a partisan intent;
ie, at their meeting, Hlophe JP alluded to his political connections
and
the influence he had as adviser to unnamed political figures.
(Hlophe JP admitted referring to a ‘mandate’ but
proffered
that it related to a matter wholly unrelated to the
conversation later held and furthermore denied the boast about
influence with
political figures.)
111.11.
Hlophe JP said, in this context, that the
people in the Constitutional Court needed to ‘remember our
history’.
111.12.
Hlophe JP disclosed that he supposedly knew
that when Mr Zuma ascended to the presidency, jobs were going to be
lost and added that
he knew the names of folk implicated in the
notorious Arms Procurement scandal.
111.13.
Hlophe JP said that Mr Zuma had been the
victim of persecution just as he, Hlophe JP, had been persecuted.
111.14.
Nkabinde J (forewarned by Jafta J) rebuked
Hlophe JP for mentioning the case of Zuma and stopped the discussion.
The meeting then
ended.
111.15.
Nkabinde J understood the drift of the
conversation to be calculated to influence her approach to the case
to favour Mr Zuma’s
cause.
[112]
The JSC did not, on these facts, accept
that Hlophe JP:
112.1.
had no intention to influence the judges;
and
112.2.
was ignorant of an axiomatic norm of
ethical behaviour among judges restricting their discussions about
pending judgments.
[113]
The Tribunal and the JSC were obliged to
evaluate what this conduct demonstrated. Both concluded, on this
evidence, that there was
an attempt to interfere with the courts, as
contemplated by section 165(3) of the Constitution, by way of
influencing the two judges
to lean in favour of a litigant, perhaps
out of some sense of solidarity, and that the conduct was, on the
probabilities, premeditated.
The JSC expressed itself thus:
“
The Misconduct
60. On
his own version, it is clear that Judge President Hlophe did not
express abstract, academic views about
the law of privilege. He said
that the SCA got the Law wrong and in the meeting with Justice
Nkabinde, there was no case against
Mr Zuma. In that context, he
urged them both to decide the case correctly. We agree with the
Tribunal that to decide the case “correctly,
where Judge
President Hlophe’s view was that the SCA got the law wrong,
could only mean overturning the SCA and thus finding
in favour of Mr
Zuma. That is consistent with his admitted suggestion that Mr Zuma
was being persecuted. It also means that in
saying “sesithembele
kinina” Judge President Hlophe conveyed his hope that the
Constitutional Court, as the apex Court,
would correct the errors
committed by the SCA. That is how Justice Jafta understood the phrase
and how a reasonable observer would
have understood it.
61.
Viewed objectively, Judge President Hlophe’s conduct was in
breach of the requisite objective standard,
as now codified in
Article 11. We, therefore, align ourselves with the Tribunal’s
finding that Judge President Hlophe had
to have conducted himself in
accordance with that standard and failed to do so.
62. In
the circumstances, we accept that the Tribunal was correct in
concluding that Judge President Hlophe’s
conduct constituted an
attempt improperly to influence the two judges concerned; to threaten
and interfere with the independence,
impartiality, dignity and
effectiveness of the Constitutional Court and breached the principle
that no outsider-be it government,
pressure group, individual or even
another judge conducts his or her case and makes his or her decision.
63. It
accordingly follows, in our finding, that Jude President Hlophe’s
conduct falls short of the standard
required of a Judge. It must
follow from the above finding that Judge President Hlophe has
committed an act of misconduct.
64.
What remains for our consideration is the question whether it can be
said, on a conspectus of all the evidence,
that the misconduct so
committed amounts to “gross misconduct” in terms of
section 177(a) of the Constitution.”
Is
the conclusion that, on these facts, Hlophe JP committed gross
misconduct, irrational or unreasonable?
[114]
How is gross misconduct to be determined?
That is the JSC’s responsibility. It is not the responsibility
of the JSC to decide
whether Hlophe J should be removed from office,
that role belongs to the National Assembly. The National Assembly
does not revisit
the JSC’s finding of gross misconduct; that is
a given.
[115]
However, as removal from office is a
competent consequence of being guilty of gross misconduct, that
consequence is pertinent to
the meaning to be attributed to ‘gross
misconduct.’ The point of departure must be section 177(1) (a)
of the Constitution:
“
A
judge may be removed from office only if-
(a)
The Judicial Service Commission finds that
the judge suffers from an incapacity, is grossly incompetent or is
guilty of gross misconduct;
…”
[116]
Any allusion to ‘gross misconduct’
can only be gross misconduct as contemplated by this section. It is
neither appropriate
nor necessary to explore, philosophically or
conceptually, what the phrase ‘gross misconduct’ could
mean in any broader
context. Nor is it helpful, as we were invited,
to attempt to draw inspiration from the use of that phrase from the
realm of Labour
Relations regulation. What constitutes ‘gross
misconduct’ must be understood in the context of the whole of
section
177(1)(a). When the other two expressly mentioned grounds for
removal are taken into account, it seems incontrovertible that what
is contemplated is conduct that renders the judge unfit for a
judicial role.
[117]
A misdirected line of argument was advanced
by the amicus that sought to engage with the notion of a ‘threshold
of misconduct’
having to be established and, in that context,
posit that it was proper that there be a presumption of judicial
integrity that
had to be displaced in order to make a finding of
gross misconduct. This thinking is flawed. First, the notion that a
judge should
be shielded by such a presumption when examining an
allegation of an ethical breach is plainly wrong. Persons who assume
the office
of judge must work assiduously to manifest good character
by demonstrating integrity in the detail of their life and their
work,
not be granted a free pass. The origin of this flaw in the
thinking seems to be the notion of importing the procedural
requirements
for a recusal by a judge. In such an instance, a
litigant who alleges bias or a conflict of interest by a judge in a
hearing, bears
an onus to adduce proof of such grounds. This approach
is inapposite to the appropriate way to recognise gross misconduct
for the
purpose of section 177(1)(a). Secondly, the tool of a
“threshold of misconduct”, which intrinsically requires a
hierarchy
of sin, is mechanical. As such, it is dysfunctional to the
purpose of section 177(1)(a). What is required is a fact-specific
enquiry
in the round into all the relevant events, upon which
foundation a finding of fact can be made which is then subjected to a
qualitative
assessment as to whether a person, who behaved in the
proven manner, is fit for purpose in a judicial role. In the last
phase,
self-evidently a value judgment is made. It is the function of
the JSC to make such value judgments.
[118]
Section 177(1)(a), moreover, does not stand
alone. Section 165 of the Constitution bears on the enquiry in this
case:
“
Judicial
authority
(1)
The judicial authority of the Republic is vested in the courts.
(2)
The courts are independent and subject only to the Constitution and
the law, which they must apply impartially
and without fear, favour
or prejudice.
(3)
No person or organ of state may interfere with the functioning of
the courts.
(4)
Organs of state, through legislative and other measures, must assist
and protect the courts to ensure
the independence, impartiality,
dignity, accessibility and effectiveness of the courts.
…”
(emphasis added)
[119]
The
clear function of Section 165(3) is to secure the reality of judicial
institutional independence and to secure the individual
judge’s
independence or autonomy.
[68]
The mischief which is forbidden is described as ‘interference’.
An argument was advanced that this provision ought
not to be
understood as including ‘attempted interference’. The
implication of this contention is that only effective
interference is
proscribed. This is incorrect. Purposively interpreted, the function
of the section is to protect the courts from
improper behaviour, and,
in order to give effect to that value choice, a broader rather than a
narrower scope should be attributed
to the activity against which
protection is sanctioned by the section. An attempted interference is
no less an interference than
an effective disruption or manipulation.
Moreover, the notion that the formulation of an allegation as ‘undue
influence’
is materially distinguishable from ‘interference’
or ‘attempted interference’ is a semantic egg dance.
Such a distinction carries no weight in the context of the purpose to
be served by section 165(3). Plainly, what is required is
that
persons with opinions about how cases might be treated must keep
their distance from judges seized with such cases.
[120]
In the
FUL
case
, the court examined section 165(3)
and section 177(1):
“
Any
attempt by an outsider to improperly influence a pending judgment
of a court constitutes a threat to the independence,
impartiality,
dignity and effectiveness of that court. In the present case the
allegation is that Hlophe JP attempted to improperly
influence the
Constitutional Court's pending judgment in one or more cases. The JSC
had already, when it decided to conduct the
interviews with the
judges, decided that, if Hlophe JP had indeed attempted to do so, he
would have made himself guilty of
gross misconduct which, prima
facie, may justify his removal from office. Moreover, it based its
decision dismissing the complaint
on an acceptance that Hlophe JP
probably said what he is alleged to have said. In these circumstances
the decision by the JSC to
dismiss the complaint, on the basis of a
procedure inappropriate for the final determination of the
complaint, and on the
basis that cross-examination would not take the
matter any further, constituted an abdication of its constitutional
duty to investigate
the complaint properly. The dismissal of the
complaint was therefore unlawful. In addition, the JSC's decision to
dismiss the complaint
constituted administrative action and is
reviewable in terms of s6(2)
(h)
of
PAJA for being unreasonable, in that there was no reasonable
basis for it.”
[69]
[121]
The allegations against Hlophe JP fall
squarely within the scope of Article 11(3) of the South African Code
of Judicial Conduct,
and Note 11(ii) in particular, which provisions
read thus:
“
11(3)
Formal deliberations as well as private consultations and debates
among judges are and must remain confidential.
…
Note 11(ii): Private
consultations and debates between judges are necessary for the
judiciary to perform its functions. However,
these occasions may not
be used to influence a judge as to how a particular case should be
decided.”
[122]
The Tribunal expressed the substance of
this rule in different words, but true to its import:
“
No
judge is entitled to discuss a pending case with another judge who
has reserved judgment unless the latter initiates such discussion
and
seeks the other’s views. This prohibition is not limited to the
facts or the merits only, but extends to legal principles
or
jurisprudence in such a case.”
[123]
The
contention was advanced that the injunction against undue influence
in Article 11 of the SA Code of Judicial Conduct, saw
the light
of day after the conduct alleged had occurred and that it could,
therefore, not be invoked. This line of argument was
married to the
submission that Hlophe JP was ignorant of such a rule and by
implication, could not be expected to know of it. This
is an argument
that embraces an important implication, seemingly unappreciated at
the time it was presented, namely, if it is true
that Hlophe JP was,
as a fact, ignorant of the rule, it might offer an explanation why he
breached it. The true issue, however,
is that the ‘rule’
– perhaps it is better to identify it as an aspect of a norm,
which is articulated as a rule
- is intrinsic to the judicial
function and self-evident to judges of integrity. In any event, the
argument that no reference could
be made to the rule because of
supposed retrospectivity was rejected in
Motata
v Minister of Justice and Constitutional Development
[70]
and accordingly it was not open to the Tribunal to decide otherwise
.
[124]
Moreover,
at least since 2000 such norms already had native South African
roots. At that time, Harms JA convened a task team of
judges to frame
the
Guidelines
for Judges of South Africa
,
which were published in the South African Law Journal.
[71]
The
Guidelines
among other injunctions, stipulated, in para A1, that, “…
[a] judge should also take all reasonable steps to ensure
that no
person or organ of state interferes with the functioning of the
courts”.
[72]
[125]
The
Bangalore
Principles
of
Judicial
Conduct
and the official commentary thereon, published in 2002, well before
the events of 2008, capture and systematise the collective
ethical
consciousness of judiciaries around the world.
[73]
What is stipulated there is especially instructive for this
controversy:
“
Value
1
:
Independence
…
Judicial
independence is a pre-requisite to the rule of law and a fundamental
guarantee of a fair trial. A judge shall therefore
uphold and
exemplify judicial independence in both its individual and
institutional aspects.”
[74]
The application of this
norm or ‘Value’ in the phraseology used in the
Bangalore
Principles
is further delineated:
“
1.1
A judge shall exercise the judicial function independently on the
basis of the judge's assessment of the facts and
in accordance with a
conscientious understanding of the law,
free
of any extraneous influences, inducements, pressures, threats or
interference, direct or indirect,
from
any quarter or
for any reason.
1.2 A
judge shall be independent in relation to society in general and in
relation to the particular parties to
a dispute which the judge has
to adjudicate.
1.3 A
judge shall not only be free from inappropriate connections with, and
influence by, the executive and legislative
branches of government,
but must also appear to a reasonable observer to be free therefrom.
1.4
In
performing judicial duties, a judge shall be
independent of
judicial colleagues
in respect of decisions which the
judge is obliged to make independently.
1.5 A
judge shall encourage and uphold safeguards for the discharge of
judicial duties in order to maintain and
enhance the institutional
and operational independence of the judiciary.
1.6
A judge shall exhibit and promote high standards of judicial conduct
in order to reinforce public confidence
in the judiciary which is
fundamental to the maintenance of judicial independence.”
[75]
(emphasis added)
[126]
These injunctions must of course be read
holistically. The stipulation in Note 11(ii) of the South African
Code of Judicial Conduct
cannot be distinguished from the substance
of these provisions. Moreover, the further commentary on the
Bangalore Principles reinforces
that proposition.
[127]
The Commentary on Value 1.1 states as
follows:
“
Outside
influences must not colour judgment
Confidence
in the judiciary is eroded if judicial decision-making is perceived
to be subject to inappropriate outside influences
.
It is essential to judicial independence and to maintaining the
public’s confidence in the justice system that the executive,
the legislature
and the judge do not
create a perception that the judge’s decisions could be
coloured by such influences
. The
variety of influences to which a judge may be subjected are infinite.
The judge’s duty is to apply the law as he or
she understands
it, on the basis of his or her assessment of the facts, without fear
or favour and without regard to whether the
final decision is likely
to be popular or not. For example, responding to a submission that
South African society did not regard
the death sentence for extreme
cases of murder as a cruel, inhuman or degrading form of punishment,
the President of the Constitutional
Court of South Africa said:
The
question before us, however, is not what the majority of South
Africans believe a proper sentence should be. It is whether the
Constitution allows the sentence. Public opinion may have some
relevance to the inquiry, but in itself, it is no substitute for
the
duty vested in the Courts to interpret the Constitution and to uphold
its provisions without fear or favour. If public opinion
were to be
decisive, there would be no need for constitutional adjudication . .
. The Court cannot allow itself to be diverted
from its duty to act
as the independent arbiter of the Constitution by making choices on
the basis that they will find favour with
the public.
[
S v. Makwanyane
,
Constitutional Court of South Africa,
[1995] ZACC 3
;
1995 (3) SA 391
, per
Chaskalson, CJ]
A judge must act
irrespective of popular acclaim or criticism
A case may excite public
controversy with extensive media publicity, and the judge may find
himself or herself in what may be described
as the eye of the storm.
Sometimes the weight of the publicity may tend considerably towards
one desired result. However, in the
exercise of the judicial
function, the judge must be immune from the effects of such
publicity. A judge must have no regard for
whether the laws to be
applied, or the litigants before the court, are popular or unpopular
with the public, the media, government
officials, or the judge’s
own friends or family
. A judge must not be swayed by partisan
interests, public clamour, or fear of criticism.
Judicial
independence encompasses independence from all forms of outside
influence.
Any attempt to
influence a judgment must be rejected
All
attempts to influence a court must be made publicly in a court room,
and only by litigants or their advocates
.
A judge may occasionally be subjected to efforts by others outside
the court to influence his or her decisions in matters pending
before
the court. Whether the source be ministerial, political, official,
journalistic, family or other, all such efforts must
be firmly
rejected.
These threats to judicial
independence may sometimes take the form of subtle attempts to
influence how a judge should approach
a certain case or to curry
favour with the judge in some way
. Any
such extraneous attempt, direct or indirect, to influence the judge,
must be rejected. In some cases, particularly if the
attempts are
repeated in the face of rejection, the judge should report the
attempts to the proper authorities. A judge must not
allow family,
social or political relationships to influence any judicial decision.
Determining what
constitutes undue influence
It may
be difficult to determine what constitutes undue influence. In
striking an appropriate balance between, for example, the
need to
protect the judicial process against distortion and pressure, whether
from political, press or other sources, and the interests
of open
discussion of matters of public interest in public life and in a free
press, a judge must accept that he or she is a public
figure and that
he or she must not have a disposition that is either too susceptible
or too fragile. Criticism of public office
holders is common in a
democracy. Within limits fixed by law, judges should not expect
immunity from criticism of their decisions,
reasons, and conduct of a
case.”
[76]
(emphasis
added)
[128]
The Commentary on Value 1.4 states this:
“
A
judge must be independent of other judges
The
task of judging implies a measure of autonomy which involves the
judge’s conscience alone. Therefore, judicial independence
requires not only the independence of the judiciary as an institution
from the other branches of government;
it
also requires judges being independent from each other
.
In other words, judicial independence depends not only on freedom
from undue external influence,
but
also freedom from undue influence that might come from the actions or
attitudes of other judges. Although a judge may sometimes
find it
helpful to “pick the brain” of a colleague on a
hypothetical basis, judicial decision-making is the responsibility
of
the individual judge, including each judge sitting in a collegiate
appellate court.
”
[77]
(emphasis added)
[129]
In
this context, an important observation about how influence can be
insidiously exercised by a judge is made by Cynthia Gray, the
Director of the American Judicature Society’s Center for
Judicial Ethics, addressing the American experience:
[78]
“
The
appearance of impropriety standard is necessary and justified even if
the code is viewed only from a disciplinary perspective.
Although in
most judicial discipline cases, a judge is charged with violating a
specific canon such as the prohibition on ex parte
communications,
there are cases based on findings of an appearance of a violation.
Most appearance cases fall into several categories.
A.
Use of Influence: Winks and Nods
Invoking the judicial
office to cajole or bully a favor is a classic example of judicial
misconduct, giving rise to numerous judicial
discipline cases. If the
pressure is express and the favor is granted, the improper use of the
prestige of office and the violation
of the code of judicial conduct
are obvious.
More subtle, less
bald-faced but still manifest attempts to gain an improper advantage
from the judicial office are captured by
the appearance of
impropriety standard and represent the largest number of cases
finding an appearance of impropriety. This application
of the
appearance standard reflects the reasonable person's understanding
that much of human communication is unspoken, between-the-lines,
with
winks and nods, and depends on what goes without saying. Gratuitous
references to the judicial office, for example, have been
held to
impliedly but obviously and inappropriately invoke the prestige of
the office even absent an express request for favorable
treatment.”
Was
the Freedom of Expression of Hlophe JP, guaranteed under section 16
of the Constitution, violated by the finding of gross misconduct?
[79]
[130]
The contention that section 16 freedom of
expression rights arise at all is misconceived. There is no room to
prevaricate about
the role of a judge requiring the imposition of
several ethical restraints to which the general public are not bound.
Though everyone
is at liberty to think what they like, judges are
bound to conduct themselves at all times in a manner that protects
and promotes
the integrity of the legal process. In that context, it
is not open to a judge in a private conversation to blurt out his
preferences,
biases or opinions to a fellow judge who, to his
knowledge, is preparing a judgment on those very issues about which
he has a firm
view. Every ethical judge would expect the same
restraint from other colleagues.
[131]
Section 165 (3) of the Constitution is not
capable of contradiction by section 16 upon any proper and purposive
interpretation.
Did
the JSC neglect pertinent considerations?
The
2009 JSC decision
[132]
A frequent refrain in argument on behalf of
Hlophe JP was that the 2021 JSC decision inexplicably contrasted with
the 2009 JSC decision.
The 2009 JSC decision was set aside by the
court in the
FUL case
.
Therefore, in law, no 2009 decision exists. The complaint is thus
utterly meritless. Were regard is had to it by the JSC in 2021,
it
would indeed have committed an error. In any event, the 2009 decision
of the JSC was, in effect, a decision not to investigate
and decide
the issue, hardly meat for a comparison.
The
2021 JSC Minority’s view
[133]
Allusions were made to the views expressed
in the minority position tabled in the JSC by way of a criticism of
the majority view.
Axiomatically, the majority view prevailed and
became the decision of the JSC. There is no ‘dissenting
judgment’ as
is the case in a court of law. The minority view
is akin to a motion tabled and lost. It has no standing.
What
significance is there to the reluctance of Jafta J and Nkabinde J to
being ‘complainants’?
[134]
Much emphasis in argument on behalf of
Hlophe JP was given to the attempts of Jafta J and Nkabinde J to
distance themselves
from being regarded as ‘complainants’
as being relevant to the integrity of the allegations of misconduct.
However,
the argument about the reluctance of Jafta J and Nkabinde J
being in an adversary position,
vis a
vis
Hlophe JP, is misconceived because
this point contributes nothing to any issue of relevance; it is
sterile. Their version of what
transpired is what is relevant, not
their personal preferences about their role.
[135]
The core issue was, in any event, not the
effect of the misconduct on the two judges but the effect on the
Constitutional Court
as a whole. There can be no cogent quarrel with
the complaint being made by the nine other judges, as Langa CJ
explained in the
passage from his statement cited earlier. Even if it
is taken for granted that both Jafta J and Nkabinde J would have
preferred
that no discipline took place, it is utterly irrelevant to
the gravamen of the complaint by all the other Constitutional Court
judges. No purchase for a reviewable irregularity exists.
The
alteration by Jafta J and Nkabinde J of their initial statements
[136]
Jafta J and Nkabinde J brought about
alterations to their initial written statements. It was argued on
behalf of Hlophe JP that
this impinged on the efficacy or reliability
of their evidence. In the 2021 Tribunal hearing, it was agreed that
their statements,
drawn 12 years earlier, were to stand as their
evidence-in-chief. This was, axiomatically, not the original purpose
for which the
statements had been drafted. Now they would be
subjected to cross examination on the statements-cum-evidence.
Exactitude was axiomatically
paramount.
[137]
In any event, the effects of the
alterations were plainly negligible. The point of the exercise was to
refine the points sought
to be made. No admissions were withdrawn. No
contradiction was introduced. Importantly, no objection was made at
the time the changes
were made.
[138]
The alterations were captured and
contrasted by the JSC in its reasons, cited below. T
he
pertinent changes are juxta-positioned for easy comparison. The old
paragraphs
9(c) and 10 (c)
were replaced by the
text described in replacement paragraphs
48 and 49:
Old Paragraph 9:
“
Towards the end
of March 2008, and after argument in the Zuma / Thint cases had been
heard-
9(a): without
invitation, Hlophe JP visited the chambers of Jafta AJ;
9(b): again
without invitation, Hlophe JP raised the matter of the Zuma / Thint
cases that has been heard by the Court; and
9(c):
in the
course of that conversation, Hlophe JP sought improperly to persuade
Jafta AJ to decide the Zuma / Thint cases in a manner
favourable to
Mr. JG Zuma.”
Replacement paragraph
48:
“
The first
paragraph referred to the meeting between Hlophe JP and Jafta AJ. It
was proposed by counsel for Nkabinde and Jafta AJ
that the following
detail be included in the statement:
“
in the course of
that conversation, Hlophe JP said that the case against Mr JG Zuma
should be looked at properly (or words to that
effect) and added,
“Sesithembele kinina”, a rough translation which is: “you
are our last hope”.
Old Paragraph 10:
“
On 23 April
2008, Hlophe JP contacted Nkabinde J telephonically and requested to
meet her on Friday 25 April 2008. On that day –
10(a) Hlophe JP
visisted the Chambers of Nkabinde J at the Constitutional Court as
agreed;
10(b) without
invitation, Hlophe JP initiated a conversation with Nkabinde about
the Thint / Zuma cases that had been heard by the
court; and
10(c)
in the course
of that conversation, Hlophe JP sought improperly to persuade
Nkabinde to decide the Zuma/Thint cases in a manner
favourable to Mr
JG Zuma”
Replacement paragraph
49:
“
The second
paragraph referred to the meeting between Hlophe JP and Nkabinde J.
It was proposed by counsel for Nkabinde J and Jafta
AJ that the
following detail be included in the statement:
“
In the course of
that conversation, Hlophe JP said he wanted to talk about the
question of “privilege”, which in his
words formed the
gravamen of the National Prosecuting Authority’s case against
Mr JG Zuma. He further said the manner in
which the case was to be
decided was very important as there was no case against Mr Zuma
without the “privileged” information
and that Mr Zuma was
being persecuted, just like he (Hlophe JP) had also been.”
[139]
No cross-examination in the Tribunal
hearing on these changes to the statements was subsequently directed
to either Jafta J or Nkabinde
J. Only in closing argument were
objections raised about these changes. The Tribunal found that the
complaint was misconceived,
stating that the substance of the change
was to exchange allegations of fact for conclusions which caused no
prejudice to follow.
No inference of irrationality or
unreasonableness can be inferred from these circumstances and the
conclusions reached.
The
JSC Ignored Article 11 of the SA Code of Judicial Conduct
[140]
The allegation that no regard was had to
Article 11 of the South African Code of Judicial Conduct is simply
incorrect. Paradoxically,
it was argued on behalf of Hlophe JP
that as Article 11 post-dated the impugned conduct it was
illegitimate to have regard
to it, yet at the same time, he sought to
rely upon parts of it.
Did
the JSC ‘misapply’ the Bangalore Principles?
[141]
Our reading of the Bangalore Principles, as
cited above, and of the reasons given by the Tribunal and by the JSC
do not evidence
a ‘misapplication’. The conclusions drawn
by the JSC in our view, as dealt with earlier, are wholly consistent
with
the Bangalore Principles.
Was
JSC wrong not to find that
mens rea
is required for a finding
of gross misconduct?
[142]
Article 5(1) of the SA Code of Judicial
Conduct, states that:
“
A
judge must always, and not only in the discharge of official duties
act honourably and in a manner befitting judicial office.”
Note 5(iv) states:
“
Judicial
conduct is to be assessed objectively through the eyes of a
reasonable person.”
These
provisions are significant in relation to the contention that a
specific intention had to be proven to secure a guilty verdict.
The
finding of the JSC that the test examines the effects of the conduct,
not its intent, was neither irrational nor unreasonable.
The context
of judicial ethics lends itself to this construction. As with the
duty upon Caesar’s wife to be visibly and manifestly
pure, and
so be above suspicion, so is with a judge, to remain visibly and
manifestly imbued with integrity and act with good judgment.
Did
the JSC improperly have regard to extraneous factors?
The
Defamation by Hlophe JP of the Constitutional Court Judges
[143]
Allegations of impropriety by the
Constitutional Court judges in lodging the complaint had been raised
by Hlophe JP in 2008. The
thrust of his complaint was that the judges
had,
mala fide
,
contrived a complaint to get rid of him and were actuated by
dishonourable motives. This complaint had been referred to the JSC
at
that time and had been dismissed for want of any substantiation by
Hlophe JP. Nonetheless Hlophe JP resurrected these complaints
and persisted with them in the 2021 proceedings.
[144]
This defamation of the Constitutional Court
judges by Hlophe JP was alluded to by both the Tribunal and the JSC
in its reasons.
It is alleged by Hlophe JP that this was improper as
no charge of defaming the judges by Hlophe JP was before these
proceedings.
[145]
The argument is misconceived on two levels:
145.1.
First, the fact of Hlophe JP’s
defamation of the Constitutional Court judges was not part of the
facta probanda
for the finding that his interaction with Nkabinde J and Jafta J was
gross misconduct.
145.2.
Second,
by raising the defamatory allegations again which were, objectively,
unjustified was axiomatically improper. Accordingly,
it was wholly
appropriate that such hollow allegations be addressed to record their
lack of foundation. It was axiomatically poor
judgement and, indeed,
a proof of poor character by Hlophe JP to have raised the grounds
again. Moreover, a tribunal addressing
the impropriety of an accused
person accusing his accusers with unsubstantiated slurs is wholly
appropriate and is no novelty.
The proposition is well established by
the decision in
Society
of Advocates of South Africa (Witwatersrand Division) v Edeling.
[80]
Was
there evidence improperly adduced in the JSC meetings?
[146]
In the discussion on the Tribunal report in
the JSC, Mlambo JP and Mbha JA expressed their views about the
existence of a rule of
restraint commonplace within the Judiciary
that one judge did not initiate discussion with another judge about a
pending judgment
which the latter was engaged in preparing. This
attracted a complaint that these contributions to the discussion
constituted the
giving of evidence to the JSC and improperly so.
[147]
The complaint is invalid on two levels.
First, what Mlambo JP and Mbha JA said on this issue went no further
than the clear evidence
already given by Jafta J on this point; there
was nothing novel introduced into the discussion. Second, both these
members of the
JSC expressed views of a nature that were precisely
the views to be expected from them in a body such as the JSC, ie a
body representative
of the pool of expertise and experience about the
ethics of lawyering in general, and of the ethics of the judicial
role, in particular.
The effect of their views was that their
experience was consistent with that of Jafta J and inconsistent with
the alleged experience
of Hlophe JP. Therefore, no irregularity was
evidenced thereby.
Conclusion
on the review application
[148]
It must therefore follow that no grounds
have been shown to warrant a review of the decision of the JSC and
that the application
must be dismissed.
PART
C:
THE
APPLICATION TO REFER THE MATTER TO THE NATIONAL ASSEMBLY
[149]
Hlophe JP seeks an order in his amended
Notice of Motion that irrespective of the outcome of these review
proceedings, this court
must order the National Assembly to convene a
proper and formal inquiry in accordance with its powers in section
177(1)(b) of the
Constitution, for the purpose of exercising its
powers about the removal of a Judge.
[150]
The Speaker (the fourth respondent) opposed
this relief on two grounds. First, there is no basis for such relief
set out in the
affidavits by Hlophe JP. Second, no proper explanation
is proffered as to why such relief could be justified. These
criticisms
are wholly justified.
[151]
Section 177 of the Constitution provides:
“
(1)
A judge may be removed from office only if—
(a)
the Judicial Service Commission finds that the judge suffers from an
incapacity, is grossly incompetent
or is guilty of gross misconduct;
and
(b)
the National Assembly calls for that judge to be removed, by a
resolution adopted with a supporting
vote of at least two thirds of
its members.
(2)
The President must remove a judge from office upon adoption of a
resolution calling for that judge to
be removed.
(3)
… .”
[152]
The structure of section 177 (1)(a) plainly
provides that a judge can be removed if the JSC finds that the judge
is guilty of gross
misconduct. That finding is a jurisdictional
precondition to the National Assembly contemplating a resolution to
remove a judge.
The decision as to whether misconduct occurred is
that of the JSC alone.
[153]
Section 177(1)(b) provides that when the
National Assembly resolves to remove a judge, it must be with a
supporting vote of at least
two thirds of its members. In terms of
section 177(2), the President of the Republic must then remove the
judge from office upon
the adoption of such a resolution. There is no
provision in section 177 for a re-hearing of the complaint by the
National Assembly.
[154]
The thesis advanced on behalf of Hlophe JP
is without merit. Its essential thrust is that the National Assembly
cannot be reduced
to a rubber stamp of the JSC. This misconstrues the
scheme of the Constitution which assigns
different
roles to the JSC and to the National
Assembly, not
overlapping
roles. Also, neither the National Assembly nor the JSC are
subordinate to one another. The JSC is vested with the power to
make
a decision based on the norms of judicial ethics. The
National Assembly makes a political decision.
[155]
The inescapable consequence of the two
institutions having different decisions to make is that there is no
scope for the National
Assembly to enquire into whether the judge
referred to it has committed gross misconduct. Contrary to the
contention advanced on
behalf of Hlophe JP, the National Assembly
receives that finding as a fact and deliberates thereupon, not to
reconsider it, but
to decide what to do based on it. The arguments
advanced which invoke the powers of the National Assembly to regulate
its own affairs
and to conduct enquiries is wholly misconceived and
does not bear on the substantive powers vested in the National
Assembly at
all.
[156]
In support of his contention that the Court
is empowered to order the National Assembly to hold a fresh
enquiry, Hlophe JP
asserts that the Speaker’s affidavit refers
to a “decision” that the National Assembly must make. He
therefore
contends that because the National Assembly is making a
decision, it should conduct its own inquiry into whether or not he
has
committed gross misconduct and should be removed, otherwise it
would be a rubber-stamping exercise. This argument is misdirected.
When Parliament passes a resolution on the matter, it does not have
to re-hear the matter. It would have sufficient documentation
before
it to make a decision.
[157]
When considering whether a court should
direct the National Assembly to conduct an enquiry, it is necessary
to be mindful of the
separation of powers doctrine. In any event, no
case has been made out why the principle of deferral should be
ignored for this
far-reaching relief. There are no persuasive facts
presented justifying this Court issuing such an order to the National
Assembly.
[158]
Accordingly, the premise of the application
is fatally flawed. Prayer 10 of the amended Notice of Motion must be
dismissed.
THE
COSTS
[159]
A
finding by the JSC on gross misconduct by a judge is unprecedented.
Its impact on the judge is self-evidently devastating. The
review
application has raised constitutional issues of importance which
required elaborate traversing to elucidate the legal position.
The
general principle in regard to such litigation is that the
unsuccessful party should not be mulcted in costs unless deserving
of
censure.
[81]
[160]
As a senior Judge President, Hlophe
JP should have been sensitive to the rigid north star for judges
performing their duties impartially
and without fear, favour or
prejudice. However, taking all this into account, his litigation
mission in this matter was really
aimed at avoiding the far-reaching
and devastating consequences to him personally, should he be
impeached. This conduct cannot
be labelled
male
fide
.
[161]
In
Biowatch
the Constitutional Court confirmed that
in litigation between a private party and the State:
“
If
there should be a genuine, non-frivolous challenge to the
constitutionality of a law
or
of state conduct
,
it is appropriate that the State should bear the costs if the
challenge is good, but if it is not, then the losing non-state
litigant should be shielded from the costs consequences of failure.
In this way responsibility for ensuring that the law and state
conduct is constitutional is placed at the correct door.”
[82]
[162]
In our view the appropriate costs
order is that the parties pay their own costs.
THE
ORDER
[1]
The application to review the decision of
the Judicial Service Commission is dismissed.
[2]
The application to refer the matter to the
National Assembly to re-hear the question of gross misconduct is
dismissed.
[3]
Each party shall bear its own costs.
The
Court
(Ledwaba
AJP, Sutherland DJP and Victor J)
Heard:
14 – 16
February 2022
Judgment:
5 May 2022
For
the Applicant (Judge President Hlophe):
Adv
T Masuku SC, with him,
AdvT
S Sidaki and Adv I Shai,
instructed
by B Xulu & Partners Inc Attorneys
For
the First Respondent (Judicial Service Commission):
Adv
V Maleka SC and
Adv
T Ngcukaitobi SC, with them.
Adv
Y Ntloko and Adv M Salukazama
instructed
by the State Attorney
For
the Fourth Respondent (The Speaker of the National Assembly):
Adv
S Budlender SC
instructed
by the State Attorney
For
the Sixth to Tenth Respondents (The Judges of the Constitutional
Court):
Adv
G Marcus SC, with him,
Adv
M Mbikwa
instructed
by the State Attorney
For
the Eleventh Respondent (Freedom Under Law):
Adv
M Du Plessis,
with him
Adv
T Palmer and Adv S Mohapi
instructed
by
Webber Wentzel
For
the Amicus Curiae (The Black Lawyers Association):
Adv
M Donen SC, with him
Adv
Z Mapoma
instructed
by KMNS Attorneys
The
second and third respondents did not participate in the hearing.
[1]
[2011]
ZASCA 59; 2011 (3) SA 549 (SCA).
[2]
[2012] ZACC 4; 2012 (6) SA 13 (CC); 2012 (6) BCLR 567 (CC).
[3]
[2016] ZACC 25;
2017
(3) SA 119 (CC); 2016 (11) BCLR 1429 (CC).
[4]
Acting
Chairperson: Judicial Service Commission and Others v Premier of the
Western Cape Province
[2011] ZASCA 53;
2011 (3) SA 538
(SCA) (
Premier
(SCA)
).
[5]
Natal
Joint Municipal Pension Fund v Endumeni Municipality
[2012]
ZASCA 13
;
2012 (4) SA 593
(SCA) (
Endumeni
)
at para 18.
[6]
Capitec
Bank Holdings Ltd and Another v Coral Lagoon Investment
194 (Pty) Ltd and Others [2021] ZASCA 99;
2022 (1) SA 100
(SCA) (
Capitec
)
at para 25.
[7]
Chisuse
and Others v Director-General, Department of Home Affairs and
Another
[2020] ZACC 20; 2020 (6) SA 14 (CC);
2020 (10) BCLR 1173
(CC) at para 47, relying on
Cool
Ideas 1186 CC v Hubbard and Another
[2014]
ZACC 16; 2014 (4) SA 474 (CC); 2014 (8) BCLR 869 (CC).
[8]
J
Moosa,
Fareed. "Understanding the “Spirit, Purport and Objects”
of South Africa’s Bill of Rights."
J
Forensic Leg Investig Sci
4
(2018): 022 DOI 10.24966/FLIS-733X/100022.
[9]
H Hess
v The State
(1985)
2 Off Rep 112
at 117, as cited in
AmaBhungane
Centre for Investigative Journalism NPC and Another v Minister of
Justice and Correctional Services and Others; Minister
of Police v
AmaBhungane Centre for Investigative Journalism NPC and Others
[2021] ZACC 3
;
2021 (3) SA 246
(CC);
2021 (4) BCLR 349
(CC) at para
77.
[10]
Chisuse
above n 7 at para 52.
[11]
Privy Council in
Minister
of Home Affairs (Bermuda) v Fishe
r
[1980] AC 319
(PC) at 328-9, as cited in
S
v Zuma and Others
[1995] ZACC 1
;
1995 (2) SA 642
;
1995 (4) BCLR 401
(SA) at para 14.
[12]
R v Big
M Drug Mart Ltd
(1985) 18 DLR (4
th
)
321, 395-6 as cited in
S
v Zuma
above n 11 at para 15.
[13]
S v
Mhlungu and Others
(
Mhlungu
)
[1995] ZACC 4
;
1995 (3) SA 867
;
1995 (7) BCLR 793
(CC) at para 8.
The phrase “
the
austerity of tabulated legalism” was used by Lord Wilberforce
in
Minister
of Home Affairs (Bermuda) v Fisher
above n 11 at 328H.
[14]
Certification
of the Constitution of the Republic of South Africa, 1996
(
First
Certification Judgment
)
[1996] ZACC 26
;
1996 (4) SA 744
(CC);
1996 (10) BCLR 1253
(CC) at
paras 34 and 36.
[15]
Id at para 37.
[16]
New
Nation Movement NPC and Others v President of the Republic of South
Africa and Others
(
New
Nation
)
[2020] ZACC 11
; 2020 (6) SA 257 (CC);
2020 (8) BCLR
950
(CC) at paras 141 and 144.
[17]
Id at para 146.
[18]
Mhlungu
above
n 13 at para 15.
[19]
New
Nation
above
n 16 at para 164.
[20]
Department
of Land Affairs and Others v Goedgelegen Tropical Fruits (Pty) Ltd
[2007]
ZACC 12
; 2007 (6) SA 199(CC);
2007 (10) BCLR 1027
(CC) at para 53.
[21]
First
Certification Judgment
above
n 14 at para 127.
[22]
Premier
of the Western Cape Province v Acting Chairperson: Judicial Service
Commission and Others
(
Premier WCC
)
[2010] ZAWHC 80;
2010 (8) BCLR 823
(WCC) at para 9.
[23]
Id at paras 9 and 16.
[24]
Judicial
Service Commission and Another v Cape Bar Council and Another
(
JSC
v Cape Bar (SCA)
)
[2012] ZASCA 115
; 2013 (1) SA 170 (SCA) at para
35.
[25]
Allpay
Consolidated Investment Holdings (Pty) Ltd and Others v Chief
Executive Officer of the South African Social Security Agency
and
Others
(
Allpay
)
[2013] ZACC 42
;
2014 (1) SA 604
(CC); 2014 (1) BCLR (1) (CC) at para
30.
[26]
Premier
WCC
above
n 22 at para 10.
[27]
Schierhout
v Union Government (Minister of Justice)
1919 AD 30
at 44.
[28]
Id.
[29]
Premier
WCC
above
n 22 at para 17.
[30]
JSC v
Cape Bar (SCA)
above n 24 at para 5.
[31]
Id at para 28.
[32]
Id at para 29 citing
Minister
of Health and Another v New Clicks South Africa (Pty) Ltd and Others
(
New Clicks
)
[2005] ZACC 14; 2006 (2) SA 311 (CC); 2006 (1) BCLR 1
(CC).
[33]
JSC v
Cape Bar (SCA)
above
n 24 at para 30.
[34]
Id at para 36.
[35]
JSC v
Cape Bar (SCA)
above n 24 at para 27.
[36]
Id at para 32.
[37]
Id at para 35.
[38]
Mhlungu
above
n 13 at paras 3-4.
[39]
Id at para 8.
[40]
First
Certification Judgment
above
n 14 at para 120.
[41]
Hlophe
v Premier of the Western Cape Province; Hlophe v Freedom Under Law
and
Others
above n 2 at para 27.
[42]
Premier
WCC
above
n 22 at para 15.
[43]
Premier
(SCA)
above
n 4 at para 7.
[44]
Mhlungu
above
n 13 at paras 46.
[45]
AmaBhungane
Centre for Investigative Journalism NPC and Another v Minister of
Justice and Correctional Services and Others; Minister
of Police v
AmaBhungane Centre for Investigative Journalism NPC and Others
[2021] ZACC 3;
2021 (3) SA 246
(CC);
2021 (4) BCLR 349
(CC)
(
AmaBhungane
)
at para 77.
[46]
Claassen’s Dictionary of Legal Words and Phrases.
[47]
AmaBhungane
above
n 45 at para 77.
[48]
Id at paras 78-79.
[49]
Hoexter
Administrative
Law in South Africa
(Juta, Cape Town 2012) at 45.
[50]
New
Clicks
above
n 32.
[51]
Id at paras 170-171, citing
S
v Naudé
1975 (1) SA 681
(A) at 704H.
[52]
New
Clicks
above
n 32 at para 171.
[53]
Hoexter & Penfold
Administrative
Law in South Africa
(Juta, Cape Town 2021) at 66.
[54]
Premier
(SCA)
above
n 4 at para 25.
[55]
Judicial
Service Commission and Another v Cape Bar Council and Another
[2012]
ZASCA 115
; 2013 (1) SA 170 (SCA);
2012 (11) BCLR
1239
(SCA) at para 33.
[56]
[2009] ZASCA 36; 2009 (8) BCLR 823 (SCA).
[57]
South
African Human Rights Commission obo South African Jewish Board of
Deputies v Masuku and Another
[2022] ZACC 5
at para 64.
[58]
President
of the Republic of South Africa and Others v South African Rugby
Football Union and Others
(judgment
of recusal application) (
SARFU
)
[1999] ZACC 9
;
1999 (4) SA 147
;
1999 (7) BCLR 725
at para 30.
[59]
Id
at para 48.
[60]
Id.
[61]
See
the
FUL
case
above n 1 at para 50. See also
Premier
(
SCA
)
above n 4 at para 23. See also Hoexter and Penfold above n 53 at 345
and the High Court decisions cited there.
[62]
[2002] ZASCA 63
;
2003
(2) SA 385
(SCA) at para 35.
[63]
[2020] ZASCA 15
;
[2020]
2 ALL SA 330
(SCA) at paras 70-72.
[64]
[2004] ZACC 15
;
2004
(4) SA 490
(CC);
2004 (7) BCLR 687
(CC) at para 45.
[65]
Sections
19 and 20 of the JSC Act state as follows:
“
19 Commission
to request appointment of Tribunal
(1)
Whenever it appears to the Commission-
(a)
on account of a
recommendation by the Committee in terms of section 16 (4) (b) or
18 (4) (a) (iii), (b) (iii)
or (c) (iii);
or
(b)
on any other
grounds, that there are reasonable grounds to suspect that a judge-
(i)
is suffering
from an incapacity;
(ii)
is grossly
incompetent; or
(iii)
is guilty of
gross misconduct,
as
contemplated in section 177 (1) (a) of the Constitution,
the Commission must request the Chief Justice to appoint
a Tribunal
in terms of section 21.
(2)
The Commission must in writing state the allegations, including any
other relevant information, in respect of
which the Tribunal must
investigate and report.
(3)
The Commission must, unless it is acting on a recommendation
referred to in section 16 (4) (b) or 18
(4) (a) (iii), (b) (iii) or (c) (iii),
before it requests the appointment of a Tribunal, inform
the
respondent, and, if applicable, the complainant, that it is
considering to make that request and invite the respondent, and,
if
applicable, the complainant, to comment in writing on the fact that
the Commission is considering to so request.
(4)
Whenever the Commission requests the appointment of a Tribunal in
terms of subsection (1), the Commission must
forthwith in writing-
(a)
inform the President
that it has so requested; and
(b)
advise the President
as to-
(i)
the
desirability of suspending the respondent in terms of section 177
(3) of the Constitution; and
(ii)
if
applicable, any conditions that should be applicable in respect of
such suspension.
20
Commission to consider report and make findings
(1)
The
Commission must consider the report of a Tribunal at a meeting
[d]etermined by the Chairperson, and the Commission must inform
the
respondent and, if applicable, the complainant, in writing-
(a)
of the time
and place of the meeting; and
(b)
that he or she may submit written representations within a specified
period for
consideration by the Commission.
(2)
At the
meeting referred to in subsection (1) the Commission must consider-
(a)
the
report concerned; and
(b)
any representations
submitted in terms of subsection (1) (b).
(3)
After
consideration of a report and any applicable representations in
terms of subsection (2), the Commission must make a finding
as to
whether the respondent-
(a)
is
suffering from an incapacity;
(b)
is
grossly incompetent; or
(c)
is guilty of gross
misconduct.
(4)
If the Commission finds that the respondent is suffering from an
incapacity, is grossly incompetent or is guilty
of gross misconduct,
the Commission must submit that finding, together with the reasons
therefore and a copy of the report, including
any relevant material,
of the Tribunal, to the Speaker of the National Assembly.
(5)
If the Commission, after consideration of a report and any
applicable representations in terms of subsection (2)
finds that the
respondent-
(a)
is not grossly
incompetent, but that there is sufficient cause for the respondent
to attend a specific training or counselling
course or be subjected
to any other appropriate corrective measure, the Commission may make
a finding that the respondent must
attend such a course or be
subjected to such measure; or
(b)
is guilty of a
degree of misconduct not amounting to gross misconduct, the
Commission may, subject to section 17 (9), impose any
one or a
combination of the remedial steps referred to in section 17 (8)
(6)
The Commission must in writing inform the respondent in respect of
whom a finding referred to in subsection
(4) or (5) is made, and, if
applicable, the complainant, of that finding and the reasons
therefore.”
[66]
FUL
case
above
n 1 at paras 48-49.
[67]
Judicial Service Commission Act: Rules
Made in Terms of Section
25(1) of the Act, to Regulate Procedures Before Judicial Conduct
Tribunals, GN R864,
GG
35802
,
18 October 2012.
[68]
In
De
Lange v Smuts NO and Others
[1998] ZACC 6
;
1998 (3) SA 785
(CC);
1998 (7) BCLR 779
(CC) at para
59, in the course of considering section 165 of the Constitution,
the court held that judicial independence is “foundational
to
and indispensable for the discharge of the judicial function in a
constitutional democracy based on the rule of law”.
See also
Van
Rooyen & Others v the State and Others (GCB intervening)
[2002]
ZACC 8
;
2002 (5) SA 246
(CC);
2002 (8) BCLR 810
(CC) at para 17; and
Justice
Alliance of South Africa v President of Republic of South Africa and
Others, Freedom Under Law v President of Republic
of South Africa
and Others, Centre for Applied Legal Studies and Another v President
of Republic of South Africa and Others
[2011]
ZACC 23
;
2011 (5) SA 388
(CC);
2011 (10) BCLR 1017
(CC)
at
paras 34-35.
[69]
FUL
case
above
n 1 at para 50.
[70]
Motata
v Minister of Justice and Constitutional Development and Others
[2012]
ZAGPPHC 196
at
para 14.
[71]
Harms “Proposals for a mechanism for dealing with complaints
against judges, and a code of ethics for judges” (2000)
SALJ
377.
[72]
Id at 406.
[73]
The
Bangalore Principles of Judicial Conduct
2002, available at
https://www.undoc.org
.
[74]
Id at p 3.
[75]
Id.
[76]
Commentary
on the Bangalore Principles of Judicial Conduct
,
United Nations Office on Drugs and Crime (September 2007), available
at
https://www.undoc.org
, at p
44, paras 27-30.
[77]
Id at p 51, para 39.
[78]
Gray “Avoiding the Appearance of Impropriety: With Great Power
Comes Great Responsibility”
(
2005)
28 UALR Law Review 63 at 67-68.
[79]
Section
16 of the Constitution:
Freedom
of expression
(1)
Everyone has the right to freedom of
expression, which includes-
(a)
freedom of the press and other media;
(b)
freedom to receive or impart
information or ideas;
(c)
freedom of artistic creativity; and
(d)
academic freedom and freedom of
scientific research.
(2)
The right in subsection (1) does not
extend to-
(a)
propaganda for war;
(b)
incitement of imminent violence; or
(c)
advocacy of hatred that is based on race, ethnicity, gender or
religion, and that constitutes
incitement to cause harm.
[80]
1998
(2) SA 852
(W) at 898 F-H.
[81]
See
Affordable
Medicines Trust & Others v Minister of Health & Another
[2005]
ZACC 3
; 2006 (3) SA 247 (CC)
[2005] ZACC 3
; ;
2005 (6) BCLR 529
(CC) at para 138.
[82]
Biowatch
Trust v Registrar, Genetic Resources
[2009]
ZACC 14
;
2009
(6) SA 232
(CC);
2009 (10) BCLR
1014
(CC)
(
Biowatch
) at
para 23.
sino noindex
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