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# South Africa: South Gauteng High Court, Johannesburg
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[2022] ZAGPJHC 1023
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## Phekani and Another vs Minister of Police and Others (2013/5202)
[2022] ZAGPJHC 1023 (28 December 2022)
Phekani and Another vs Minister of Police and Others (2013/5202)
[2022] ZAGPJHC 1023 (28 December 2022)
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sino date 28 December 2022
FLYNOTES:
LOSS OF INCOME – PROOF
Police
shooting – Surgery to chest – Previously ran
restaurant and clothing store – Documentary evidence
of
earnings insufficient – No medical or other verifiable
factual evidence that plaintiff physically or mentally weakened
–
Assumptions relied on by actuaries that plaintiff unemployable
were unsound – Higher contingencies not addressing
lack of
proof – Court deciding on reasonable award.
IN
THE HIGH COURT OF SOUTH AFRICA
GAUTENG
LOCAL DIVISION, JOHANNESBURG
CASE
NO:
2013/5202
Reportable:
No
Of
interest to other Judges: No
Revised:
No
Date:
28/12/2022
In
the matter between:
PHEKANI,
LEONARD MASTER
First
Plaintiff
KILLIAN,
JOHAN MALHERBE (Curator ad litem)
Second
Plaintiff
and
MINISTER
OF POLICE
First
Defendant
SERGEANT
HLABATHI
Second
Defendant
CONSTABLE
NETSHISAULU
Third
Defendant
J
U D G M E N T
MAIER-FRAWLEY
J:
1.
The
first plaintiff instituted action against the defendants for damages
sustained by him, amongst others, as a result of having
been
unlawfully shot on 30 May 2012 by the second and third defendants
whilst acting within the course and scope of their employment
with
the first defendant.
2.
In
respect of the first plaintiff, two separate claims were pleaded in
the particulars of claim. Claim A is for damages suffered
by the
plaintiff as a result of injuries sustained by him in the shooting
incident. Claim B is for damages suffered by him as a
result of his
unlawful arrest and detention arising out of the same incident. Claim
B was previously settled between the parties.
In respect of the
second plaintiff, one claim (Claim C) was pleaded in the particulars
of claim. Claim C is a claim for loss of
support as a result of the
unlawful shooting and consequent death of Mr MB Vintenga (the
deceased) arising from the shooting incident.
Claim C was settled
between the parties previously and as such, the second plaintiff did
not participate in the trial that was
set down for hearing on 1
November 2022.
3.
In
claim A, the first plaintiff seeks damages in the sum of
R10 117 482.00 made up as follows:
General
damages:
R400 000.00
Future
medical expenses;
R203 768.00
Past
and future loss of earnings:
R9 513 714.00
4.
On
6 June 2017, this court granted an order by agreement between the
parties, which, in relevant part, provided as follows:
“
1. The
Defendant concede[s] liability for plaintiff’s (sic) proven
damages.
2.
The defendant shall pay to the 1
st
Plaintiff the amount of
R100 000.00 (Hundred thousand rand)(sic) in full and final
[settlement] for arrest and detention,
in respect of claim B.
3.
The defendant shall pay to the 2
nd
plaintiff the amount of
R200 000.00 (Two hundred thousand rand) in full and final
[settlement] for loss of support in
respect of Claim C.
4.
The quantum for the adjudication of the 1
st
Plaintiff’s
Claim A is postponed sine die.
5.
The Defendant is ordered to pay the plaintiff’s costs to date
hereof, to be agreed upon or taxed, as between party and
party costs
on a High Court scale…
6.
…”
5.
As
the above order only refers to ‘the Defendant’, it
remains unclear if it was the first defendant (through the doctrine
of vicarious liability) who accepted liability in respect of the
first and second Plaintiff’s claims, although I will assume
that to be the case.
6.
On
25 February 2020, this court granted a further order in favour of the
first plaintiff by agreement between the parties, which
reads, in
relevant part, as follows:
“
1. The
Defendant shall pay the plaintiff an amount of R400 000.00 (Four
hundred thousand rand) as an interim payment.
2.
The amount referred to in the above paragraph is not in settlement of
any heads of damages other than an interim payment.
3.
…
4.
The matter is postponed sine die.
5.
The defendant shall pay the plaintiff’s costs on a party and
party scale.”
7.
When
the trial commenced on 1 November 2022, I was informed by counsel for
both parties that only the first plaintiff’s claim
for past and
future loss of earnings in claim A required adjudication by the
court. For convenience, I will henceforth refer to
the first
plaintiff as ‘the plaintiff’ and the first defendant as
the ‘defendant’ in the judgment.
8.
In
a pre-trial meeting held between the parties’ legal
representatives, it was agreed, amongst others, that ‘
there
is no triable issue in this matter’.
[1]
I thus questioned both counsel at the outset of the trial as to
what precisely the court was required to adjudicate. An inability
to
concisely articulate the issues in dispute led to the matter standing
down for counsel to formulate same. When the matter resumed
the
following day, the following issues in dispute were tabularized for
determination by the court:
(i)
Whether
the plaintiff had discovered his bank statements;
(ii)
The
value of the plaintiff’s pre and post-incident income. In this
regard, it was recorded that the plaintiff reported to
the
defendant’s Industrial psychologist that he was earning
R3000.00 to R5000.00 per month post-incident. In addition, the
plaintiff also received rental income in respect of an immovable
property situate in Malawi, which he had inherited;
(iii)
Whether
the plaintiff was rendered unemployable as a result of the shooting
incident and injuries and sequelae arising therefrom.
9.
The
first of these issues was resolved during the course of the
proceedings with the plaintiff having uploaded proof of service
of
the bank statements upon the attorney dealing with the matter on
behalf of the defendants and therefore requires no further
mention.
10.
The
following issues were recorded as being common cause between the
parties:
(i)
Post-incident,
the plaintiff did not resume conducting his pre-incident businesses;
(ii)
Incident-related
injuries are those recorded in the expert reports.
11.
In
a pre-trial minute dated 25 May 2022, the parties agreed that the
expert reports (filed on behalf of both parties) together with
the
experts’ joint minutes ‘will without further proof serve
as evidence of what they purport to be.’
12.
As
is apparent from the hospital records and the reports of the
specialist surgeons (Prof Bizos and Prof Plani), the plaintiff was
shot through the left lower chest and left flank. Prof Bizos, who
examined the plaintiff on 21 October 2013, noted that the entrance
wound was on the left lower chest whilst the exit wound was on the
left flank. The gunshot wound required surgery, which included
the
insertion of an intercostal drain, a laparotomy, a splenectomy, a
repair of a hole in the diaphragm, a distal pancreatectomy
and the
placing of a pencil drain. The plaintiff was hospitalised for a
period of 14 days and discharged home on 13 June 2012.
13.
The
experts were in agreement as to possible future post-operative
complications that the plaintiff may experience. These are set
out in
the joint minute of the specialist surgeons and include: (i) the need
for yearly pneumococcal vaccinations; (ii) the need
to repair an
incisional hernia by means of a mesh repair; (iii) possibility of
post-laparotomy intestinal obstruction including
a lifelong risk of
developing adhesive bowel obstruction which may require surgery. No
complications of the
distal
pancreatectomy were envisaged as there was no evidence of either
exocrine or endocrine insufficiency during an 8 year period
post-surgery.
14.
When
Prof Plani examined the plaintiff in August 2020, i.e., 8 years after
the incident, as appears from his report, the plaintiff
had not
suffered any of the anticipated infections, had been receiving
anti-pneumococcal vaccines and there were minimal physical
findings
in relation to his incisional hernia. The plaintiff reported pain in
lifting heavy objects such as changing a tyre but
experienced no
discomfort in lifting anything up to a crate of beer.
15.
The
plaintiff filed the following expert reports: (i) specialist surgeon
(Prof Bizos); (ii) clinical psychologist (Mr W Meerane);
(iii)
Industrial psychologist (Ms N. Shezi) and (iv) actuarial report of N.
Mavimbela. The defendant filed the following expert
reports: (i)
specialist surgeon (Prof Plani); (ii) clinical psychologist (Mr D.
Zar); (iii) Industrial psychologist (Ms R Ntuli)
and (iv) actuarial
report of GW Jacobson.
16.
Notably,
no expert report from an occupational therapist was obtained by
either party.
Evidence
at trial
17.
The
plaintiff himself testified at trial and presented the evidence of Ms
Shezi, an Industrial psychologist, before closing his
case. The
defendant presented the evidence of Ms Ntuli, an Industrial
psychologist, and thereafter closed his case.
Plaintiff’s
evidence
18.
According
to the plaintiff, the shooting incident occurred in Yeoville. It
involved members of the SAPS (second and third defendants)
embarking
on a high speed chase of the plaintiff’s vehicle and firing
shots at his vehicle. One of these shots injured and
killed the
deceased who was a passenger in the vehicle driven by the plaintiff.
After the plaintiff’s vehicle came to a halt,
he jumped out of
his vehicle and tried to run away during which process he was shot,
injured and ostensibly apprehended. He was
taken from the scene to
hospital where he underwent emergency surgery. During the period of
his hospitalisation he was placed under
police guard. He was however
never taken to prison or prosecuted for the incident. Upon his
discharge from hospital he was informed
that he was free to go home.
19.
The
shooting incident was widely reported on social media and the whole
Rastafarian community came to know about it. The plaintiff
perceived
that the majority of the Rastafarian community began shunning him due
to his reported association with drugs and a gun
that culminated in a
police chase. The plaintiff felt that his reputation and character
had become tarnished due to the incident.
After the incident, he felt
that he could not go back to the Rastafarian community because, in
his words, ‘the community
does not know that I was not in the
wrong. They believe I shot at the SAP and had drugs on me.’
20.
At
the time of incident, the plaintiff owned a vegetarian restaurant in
Yeolville where meals catering to the dietary preferences
of the
Rastafarian community were served and fresh vegetables and fruit were
sold. His clientele included mainly Rastafarians.
The restaurant also
offered live music entertainment on occasion. The business was
conducted through the vehicle of a close corporation
known as ‘The
Sweetpot Trading CC’. He also owned a clothing shop in
Braamfontein, trading as ‘Fashion over Style,’
where
clothes manufactured at the plaintiff’s behest were sold.
21.
He
employed one chef in the restaurant, being the deceased, who was shot
and killed in the shooting incident on 30 May 2012. The
plaintiff
employed one sales person in the clothing store and used tailors to
design and manufacture clothes that were sold in
store.
22.
The
plaintiff personally bought all stock and supplies that were used and
sold in the restaurant on a daily basis. This involved
physical
labour as he would pack and load the fruit and vegetables into his
vehicle and then offload same at the restaurant. For
a period of
time, his brother assisted the plaintiff in offloading the stock, for
which services his brother was paid. The plaintiff
assisted in
welcoming and serving customers and also assisted in the kitchen or
area where fruit and vegetables were sold. As regards
the clothing
business, the plaintiff would collect bales of clothing from the
manufacturer and return to the shop to offload same.
The salesman
would assist him to offload and unpack the clothes. The plaintiff did
stocktaking twice a month and was responsible
for the display of the
clothes in the shop. The physical work performed by the plaintiff at
the clothing store was less labour
intensive and not performed with
the same regularity as that performed in respect of the restaurant.
23.
According
to the plaintiff, he conducted the restaurant business on a cash
basis. He paid his staff in both businesses in cash.
He paid the
monthly rental in respect of the clothing shop and restaurant in
cash. People dining at the restaurant or buying fruit
and vegetables
paid in cash. He would use the cash generated in the restaurant
business to pay for business expenses each week.
Whatever monies were
left over each week (after business expenses were paid) would be
deposited by him into a bank account held
at First National Bank and
conducted by him under the name and style of ‘The Sweetpot
Trading CC’. He would usually
deposit cash on a weekly basis at
various ATM’s, thus, deposits occurred 4 to 5 times a month.
During the month, he would
also withdraw cash at various ATM’s
from this account.
24.
His
monthly business expenses included staff salaries, stock purchases,
monthly rental in respect of the premises and the like.
25.
Post-incident,
the Plaintiff did not resume his pre-incident business activities.
During the period of his hospitalisation and recuperation,
his staff
did not maintain payment of the bills, resulting in the landlord
seizing his equipment at the Braamfontein store, which
was forced to
close. No-one was managing the restaurant, the chef had died, and
that business also closed.
26.
According
to the plaintiff, upon his discharge from hospital he was advised not
to engage in physical labour. Post-incident, the
plaintiff’s
family members assisted him financially. At some point he opened a
hardware business in De Deur where products
such as sand were sold.
That business closed down after about two months as the plaintiff did
not have the necessary equipment
to load the sand. His girlfriend
conducted a gum pole business from his property in De Deur and paid
him between R2000.00 to R3000.00
a month in rental for using the
premises. He did not assist in physically carrying the poles as he
felt pain when lifting a pole.
The gum pole business closed down in
January 2022. He also rented out a cottage for R1000.00 a month. In
January 2022 the rental
income increased to R1300.00.
27.
During
cross-examination, the plaintiff was asked to specify his business
expenses. He testified that the monthly rental in respect
of the
premises from which he conducted the clothing and restaurant
businesses, was somewhere between R7000 to R8000.00 per month.
He
gave his brother about R2000.00 a month for assisting him at the
restaurant. He paid his chef (the deceased) somewhere around
R5000.00
per month and the clothing shop sales person somewhere between
R3500.00 to R4500.00 per month. No mention was made by
him of the
amount expended by him in respect of production costs in
manufacturing the clothes that were sold in his clothing business.
He
did not pay tax to SARS as he was informed by SARS officials that he
did not meet the threshold for paying tax. He did not personally
draw
a monthly salary from the restaurant business, stating that he was
‘more interested in growing it,’ however, he
had
sufficient money to pay for his personal expenses such as food,
transport costs and school fees for his children each month.
When
asked how much on average he spent on his personal needs per month,
he stated that it was hard to say as it depended on how
much money
was left over from what the business made at the end of a month.
28.
He
was also asked why he had not employed someone to assist him in
running his businesses after the incident. He stated that upon
discharge from hospital, he was still in a lot of pain and felt
shocked and traumatised. He spent some months recuperating from
his
injuries and surgery. His main focus was on healing himself. His
health was his priority at that point in time.
29.
The
plaintiff was then asked what had stopped him from doing business in
the ten year period that had elapsed since the shooting
incident. He
stated that ‘to run a proper business you need to know what
your target market is.’ He explained that
whilst there were
some supporters and sympathisers within the Rastafarian community,
the majority in the community did not believe
his version and blamed
him for the death of his chef. They believed he was a criminal. He
felt there was a stigma against him and
that is why he did not go
back to that community. He stated that ‘if this case was closed
and sealed I would be able to approach
the community again and
provide details for the conclusion that I am not guilty.’
30.
When
asked whether he intends
not
to
work for the rest of his life, the plaintiff stated that ‘if I
was in a position to work physically and financially, I
would,’
adding that he was in a lot of debt and could not do what he did
before the incident as he no longer had the physical
ability to pick
up and carry things. He stated that finances permitting, he could
start another business or re-open his restaurant
’if
opportunity permits’, adding however that the chef he employed
at the restaurant ‘is irreplaceable’.
The clientele at
the restaurant were health conscious people, 95% of whom were
Rastafarians.
31.
When
asked by the court to clarify what it was that has prevented him from
working, he initially stated that it was firstly a lack
of finances
and secondly, identifying work that did not require ‘physical
hands on work’. Later he stated that he owns
land in De Deur.
He wants to do farming on the land but needs equipment to do so. He
admitted that although farming requires physical
labour, he could
employ labourers to do that and it is really only a lack of finances
that has prevented him from conducting such
business. In the interim
he has been collecting copper/cables to sell.
32.
During
re-examination, the plaintiff acknowledged that he had been
industrious in starting businesses in the past.
[2]
When asked why that had changed, he stated that apart from his
physical disability, the restaurant business required him to be
in
public which was uncomfortable for him as he was still traumatised
from having been wrongfully shot. He prefers to be away from
people
and the city. When he hears police sirens or sees blue lights, he
panics. He has not received psychological help to cope
with his
anxiety, which he needs, and cannot get over the fact that the
incident happened to him.
Evidence
of the Industrial Psychologists
Ms
Shezi
33.
Ms
Shezi consulted with the plaintiff in June 2019. She was referred to
her report wherein she described the plaintiff as having
been
industrious and enterprising prior to the incident. Her conclusion,
namely, that the plaintiff is unlikely to reach his pre-incident
earnings, was based on the opinion of the clinical psychologist that
the Plaintiff suffers from Post Traumatic Stress Disorder
(PTSD) and
anxiety and depression, including the physical sequelae of the
plaintiff’s injuries as described by the specialist
surgeon
(prof Bizos) in his report, in which regard she was cognizant that
the plaintiff still needs to undergo a hernia operation
as a result
of the gunshot he sustained. The plaintiff reported that he has not
been gainfully employed since the shooting incident.
In her view,
cognisance would have to be taken of the plaintiff’s
psychological difficulties when he re-enters the open labour
market.
34.
The
plaintiff reported his pre-incident earnings as approximately
R25 000, derived from his restaurant business and clothing
business. She did not obtain verification of this figure as no
documents were provided to her and she thus indicated in her report
that she ‘defers to factual information in this regard.’
The plaintiff reported to her that he did not draw a salary
at the
end of the month. He would buy what he needed to buy for his
businesses and pay expenses and then deposit what was left
over each
week. He estimated depositing approximately R25 000.00 per month.
35.
The
plaintiff’s reported earnings exceeded the rate of earnings for
people employed in the informal sector. In her view, the
plaintiff’s
pre-incident earnings were more closely aligned with the earnings of
semi-skilled workers.
Ms
Ntuli
36.
Ms
Ntuli consulted with the plaintiff in June 2020. He reported that he
earned between R17 000 and R20 000 per month pre-incident.
This was the reported profit he made after paying expenses in his
businesses per month. The plaintiff did not provide any proof
of his
income, such as financial records, and hence she did not verify these
figures.
37.
The
plaintiff reported earning between R3000.00 to R5000.00 per month
after the incident. He reported that he was involved in a
hardware
business and selling gum poles.
38.
In
her report, she deferred to the opinion of an Occupational therapist
and psychiatrist for purposes of determining the plaintiff’s
residual physical capability and functioning to enable her to
determine the plaintiff’s future employment options.
39.
She
had regard to the report of the clinical psychologist (Ms Zar) and
the latter’s conclusion that the plaintiff reported
symptoms
met the criteria for a diagnosis of PTSD and moderate depression.
When asked what impact such diagnoses would have on
the plaintiff’s
capacity to earn future income, she stated that this would likely
affect the plaintiff’s inter-personal
relationships. The
clinical psychologist recommended 52 sessions of psychotherapy
including a consultation with a psychiatrist
to manage the
plaintiff’s mood pharmaceutically. She referred to par 6.4.6 of
her report where she recorded that ‘
I
am led to believe that the Mr Phekane will struggle in the workplace
if he does not receive the recommended treatment. In terms
of
self-employment and running his own businesses, he would also be at
an advantage if he receives the recommended treatment. It
seems with
finances available, Mr Phekane will likely be able to restart his
businesses but he will have to work within his limitations.
He
reported that he has to receive [a] vaccination every two years to
strengthen his immune system. … It is perceived that
Mr
Phekane will experience future loss of income. I defer to relevant
experts to comment on Mr Phekane’s physical residual
capacity
and to comment on the accident he said occurred a year after the
incident.’
She stated that these conclusions were informed by the opinion of the
clinical psychologist that the plaintiff needs treatment
and by the
plaintiff’s own subjective reports.
40.
The
plaintiff reported that he prefers to stay away from public places
and that he decided to isolate and stay out in the farms
for sanity.
[3]
41.
In
her view, pre-incident, the plaintiff would have been in a position
to grow his businesses further. His career was at its achievement
state. Since the incident, the plaintiff reported that he was not
able to restart his businesses as he lacked the capital to do
so.
Evaluation
42.
The
plaintiff’s counsel argued that the court can accept that the
plaintiff’s physical capacity has been diminished
as a result
of the shooting incident. Both businesses conducted by the plaintiff
prior to the incident were labour intensive, involving
physical
carrying and lifting of stock, which the plaintiff cannot perform
post-incident, given his weakened physical state after
the incident.
Furthermore, as a result of his compromised mental condition -
typified by the diagnosis of PTSD and depression post-incident
- the
plaintiff lacked the drive and motivation to trade or conduct
business or to apply himself in terms of running a business
as he had
before the incident and therefore he has and is unable to reach his
pre-incident income earning potential.
43.
The
difficulty with this argument is that no medical or other verifiable
factual evidence was presented to support the conclusion
that the
plaintiff has become physically weakened as a result of the injuries
sustained by him in the shooting incident. The plaintiff
chose not to
appoint an occupational therapist to assess his physical strength and
capability. In relation to the plaintiff’s
loss of earnings,
the specialist surgeons recorded in their joint minute that ‘
we
agreed these cannot be quantified and ascribed directly to the
injuries sustained but rather to a series of circumstances that
fall
outside the domain of a medical assessment
.’
In other words, the doctors did not ascribe any loss of earnings to
the injuries or sequelae sustained by the plaintiff
in the shooting
incident. The Industrial psychologists who testified at trial were
unable to conclude, on the available evidence,
that the plaintiff has
been rendered unemployable as a result of injuries and sequelae
sustained in the shooting incident. This
is hardly surprising, given
the factual scenario and deficiencies in the plaintiff’s
evidence as highlighted below.
44.
The
fact of the matter is that the plaintiff’s residual physical
ability and functioning has never been assessed. That fact
was
specifically highlighted in the reports of the Industrial
psychologists and Ms Zar, as mentioned above, the plaintiff’s
failure to undergo a physical assessment by and Occupational
therapist remained wholly unexplained. On the reports of the clinical
psychologists, the plaintiff suffered no cognitive impairment in the
shooting incident. Nor did the clinical psychologists conclude
that
the plaintiff was rendered unemployable by virtue of the fact that he
meets the criteria for a diagnosis of PTSD, anxiety
and
depression.
[4]
The diagnosis of
depression, anxiety and PTSD was itself based on self-reported
symptoms by the plaintiff when he was assessed
some 8 and 9 years
after the shooting incident by the respective clinical psychologists.
But more astonishingly, although the reports
of the specialist
surgeons and Ms Zar make mention of a motor vehicle accident in which
the plaintiff was involved one year after
the shooting incident - in
which he broke his neck and injured his spine, requiring surgery -
the impact or effect of these injuries
upon the plaintiff’s
physical, psychological or emotional functioning, if any, was not
further explored in the expert reports,
nor were the accident and
accident-related injuries even mentioned by the plaintiff or other
witnesses during their testimony at
trial. The defendants specialist
surgeon, Prof Pleni, was the only expert who mentioned in his report
that ‘
It
is inappropriate to evaluate his [plaintiff’s] whole person
impairment without considering the impairment derived from
his
subsequent unrelated motor vehicle accident with cervical spine
dislocation/ fracture dislocation which required an anterior
spinal
fusion presumably between C4 and C6/C7
.’
As mentioned earlier, Ms Zar stated in her report that she defers ‘
to
relevant experts to comment on Mr Phekane’s physical residual
capacity and to comment on the accident he said occurred
a year after
the incident.’
45.
During
his evidence in chief and under cross-examination, the plaintiff was
asked on more than one occasion about why he has not
resumed his
business activities for the past ten years. He attributed his
inability to work primarily to a lack of finances and
secondarily to
his alleged weakened physical condition. The plaintiff’s say-so
concerning his physical condition remains
unsubstantiated (as he was
never assessed) and is unsupported by medical evidence. Rather, his
say-so was based on hearsay evidence
of what he had allegedly been
told upon his discharge from hospital and his own experience of pain
on an occasion when he tried
to lift a pole. Later he blamed his
self-perceived rejection by the majority of the Rastafarian community
in Yeoville, including
the self-perceived irreplaceability of his
chef, on his inability to re-open his restaurant. He did not ascribe
this to any depression
or physical disability as may have been
experienced by him post-incident. It was only during re-examination
that he mentioned for
the first time, the trauma he says he continues
to suffer as a result of the shooting incident, acknowledging that he
requires
psychological help to deal with it. This evidence was no
doubt elicited so that an inference could be sought to be drawn that
the
plaintiff was not able to resume or sustain employment
post-incident as a result of the impact of the shooting incident and
injuries
sustained therein upon his psychological functioning.
46.
Yet
it is common cause that the plaintiff previously received half a
million Rand in this matter (R100 000.00 in 2017 and another
R400 000.00 in 2020), which monies he utilised, on his version,
to pay unspecified debts, rather than to resume his business
activities or to seek psychological help which he himself recognised
was needed.
47.
It
is noteworthy that the plaintiff reported his pre-incident earnings
to Ms Shezi as approximately R25000.00 a month whilst he
reported his
pre-incident earnings to Ms Ntuli as between R17000.00 and R22 000.00
per month. He also reported post-incident
earnings (derived from his
involvement in a gum pole business) of between R3000.00 and R5000.00
to Ms Ntuli, in contra-distinction
to his evidence at trial that he
was only receiving rental of between R2000.00 and R3000.00 from his
girlfriend without having
been involved the gum pole business.
48.
The
plaintiff testified that he had run the restaurant in Yeoville for a
period of 8 to 10 years prior to the shooting incident.
He discovered
only six months’ worth of bank statements at trial.
[5]
He was taken through the bank statements during his evidence in
chief. Despite his evidence that he conducted his restaurant business
on a cash basis, the bank statements reflect a variety of debits
(other than cash withdrawals) that were deducted from the business
account each month. On a simple calculation of all the cash deposits
made each month, the average amount of cash deposited during
the 6
month period in question was R22 000.00 per month and not the
reported profit of R25 000.00 per month. In order
to determine
the plaintiff’s profit each month, all business expenses paid
by him would have to be taken into account, including
other debits
appearing in the bank statements. Such an exercise has not seemingly
ever been performed. In order for such an exercise
to be performed,
one would have to know what all the expenses in both the restaurant
and clothing store amounted to. The plaintiff’s
evidence was
based on estimates and not actual verifiable costs. It is not
insignificant that the costs of manufacture of the clothes
sold in
the clothing store were not stipulated and thus not all expenses
incurred in the running of the businesses are known. No
explanation
was either provided by the plaintiff for why he only produced 6
months’ bank statements at trial. Summons was
issued in
February 2013. The plaintiff thus had 10 years in which to prepare
his case in respect of a trial that would unquestionably
involve
proof of his earnings and expenses.
49.
Aside
from estimating the value of monthly business expenses such as
rental, staff salaries and stock purchases, the plaintiff was
unable
to produce any financial records, other than 6 months’ worth of
bank statements, to enable verification of his business
expenses. He
could not state the amount of his personal expenses each month at
all, thereby precluding an accurate calculation
of his monthly
earnings after payment of
all
his monthly expenses. During cross-examination, the plaintiff
testified that he had informed the Industrial psychologists of what
his business expenses such as rentals, stock purchases, staff
salaries and the consumption of electricity and water amounted to
each month. He conceded that there would have been no reason for him
not
to
have provided documentary proof thereof to these experts. However,
the Industrial psychologists testified that whilst documentary
proof
was requested, no such proof had been provided by the plaintiff.
50.
Despite
the shortcomings in the Plaintiff’s evidence – which
failed to establish that his failure to resume employment
post-incident was caused by his physical injuries or any
emotional/psychological vulnerability - and the fact that he had on
his
own version continued to receive post-incident income, the
plaintiff’s counsel urged me nonetheless to accept actuarial
calculations that quantified the plaintiff’s loss of earnings
on the basis that he had been rendered totally unemployable
as a
result of injuries sustained in the shooting incident, including that
his pre-incident earnings in fact amounted to R25 000.00
per
month. The calculations by the actuaries were based on incorrect
assumptions which were devoid of factual foundation, as illustrated
above. The evidence presented at trial simply did not establish a
factual basis for a conclusion that the plaintiff was unable
to work
post-incident due to a compromised mental condition and/or weakened
physical state. None of the experts appointed by the
parties opined
in their reports that the plaintiff has been rendered unemployable as
a result of the shooting incident. More specifically,
the clinical
psychologists did not opine that the plaintiff was unfit to work as a
result of stress, anxiety or depression. They
recommended
psychological and psychiatric treatment to manage his reported
symptoms, which were not said to be untreatable. As
such, the
actuarial calculations cannot be relied upon to compute any past or
future loss of income.
51.
In
his evidence, the plaintiff identified farming as a new business that
he wishes to embark upon, citing only a lack of finances
with which
to start such a business. The failed hardware business that he opened
and ran post-incident was attributed to a lack
of finances to buy the
necessary equipment required to lift sand and not to a lack of drive
or motivation on his part to resume
his business life. He testified
that he is selling copper/cables in the interim. The plaintiff’s
own evidence established
that he can work and in fact has worked
post-incident, contrary to the information provided to and
assumptions relied by the actuaries.
His evidence that he is awaiting
the conclusion of this trial in order to vindicate himself to the
Rastafarian community (of which
he is a member) beggars belief. A
concession of the merits of the case meant that the defendant
accepted liability for the unlawful
actions of the SAPS members in
shooting the plaintiff and his chef. No employee is indispensable no
matter the plaintiff’s
perception to the contrary. During
cross-examination of the plaintiff, it was put to the plaintiff that
the merits of the matter
were conceded several years earlier, at
which time the plaintiff would have been vindicated from all
liability in the shooting
incident. He was thus well equipped then to
return to the Rastafarian community. He simply chose not to do so.
Having been confronted
with these facts, the plaintiff then testified
for the first time, during re-examination, that he avoids members of
the public
and public places due to his ongoing trauma and anxiety,
presumably for purposes of justifying his failure to resume the
restaurant
business at all. Yet his untreated psychological condition
did not seemingly interfere with his business activities in De Deur,
in the course of which he would ordinarily have been exposed to
members of the public, nor was it proffered as a reason for the
failed hardware business or an inability to start another type of
business.
52.
In
my view, the evidence provided by the plaintiff at trial falls short
of the standard of proof required for purposes of accurately
assessing or quantifying his loss of earnings. The plaintiff failed
to prove that he has been rendered unemployable as a result
of the
incident and incident-related injuries. Moreover, the fact that he
sustained serious injuries in a motor vehicle collision
a year after
the shooting incident cannot be overlooked or wished away. The
accident related injuries must have affected his ability
to work, at
least during the period of his recuperation. How long it took the
plaintiff to recover from such injuries however remains
a mystery.
Despite receipt of R500 000.00 during the extended period that
it took for this matter to come to trial, which
the plaintiff failed
to utilise to obtain the psychological help he requires or to become
economically productive in one or another
type of business, he sat
back ostensibly in the hope and expectation of being awarded another
R9 million at the conclusion of this
trial. If there was any
incentive not to work, that was surely it. I have not been favoured
with any information as to why this
matter (i.e., claim A) has not
come to trial for a period of 10 years or which party is to blame for
the delay. However, as the
plaintiff is
dominus
litus,
it is he that ought to have expeditiously spearheaded the trial to
finality.
53.
During
his period of recuperation after discharge from hospital, which the
plaintiff testified was some months, I will accept that
the plaintiff
could not return to work and hence suffered a past loss of earnings.
He lost his clothing business due to the fact
that the sales person
employed thereat lack the financial ability to maintain payment of
expenses during the plaintiff’s
absence and hence the shop
closed. The restaurant closed as the plaintiff perceived that his
existing client base would not support
his business, hence he did not
resuscitate it after the death of his chef. This, despite retaining
some support from members of
the Rastafarian community and despite
the fact that he could have targeted other health conscious members
of the public, such as
Vegetarians who are not necessarily
Rastafarians, as a client base.
54.
Accepting
that the plaintiff has suffered a loss of earnings based on the fact
that his restaurant and clothing businesses closed
as he was not able
to return to these businesses during the period of his recuperation
from the injuries sustained in the shooting
incident, and accepting
that he will have to undergo hernia surgery in the future, as a
result of which he will have to be hospitalised
with some time
allowed for recovery, during which period he will not be able to
work, the question then arises as to how to quantify
the amount to be
awarded to him.
55.
In
this regard, the law sanctions two approaches.
In
Southern
Insurance Association v Bailey NO
1984
(1) SA 98
(A)
at 113 G-I the following was said:
“
Any
enquiry into damages for loss of earning capacity is of its nature
speculative, because it involves a prediction as to the future,
without the benefit of crystal balls, soothsayers, augurs or oracles.
All that the Court can do is to make an estimate, which is
often a
very rough estimate, of the present value of the loss. It has open to
it two possible approaches. One is for the Judge
to make a round
estimate of an amount which seems to him to be fair and reasonable.
That is entirely a matter of guesswork, a blind
plunge into the
unknown. The other is to try to make an assessment, by way of
mathematical calculations, on the basis of assumptions
resting on the
evidence. The validity of this approach depends of course upon the
soundness of the assumptions, and these may vary
from the strongly
probable to the speculative.
It
is manifest that either approach involves guesswork to a greater or
lesser extent. But the Court cannot for this reason adopt
a non
possumus attitude and make no award. ... In a case where the Court
has before it material on which an actuarial calculation
can usefully
be made, I do not think that the first approach offers any advantage
over the second. On the contrary, while the result
of an actuarial
computation may be no more than an 'informed guess', it has the
advantage of an attempt to ascertain the value
of what was lost on a
logical basis; whereas the trial Judge's 'gut feeling' (to use the
words of appellant's counsel) as to what
is fair and reasonable is
nothing more than a blind guess."
56.
The
plaintiff’s counsel urged me to accept the actuarial
calculations, despite the assumptions relied on by the actuaries
being unsound and the plaintiff’s pre-incident earnings not
being accurate, and to apply higher than usual contingency deductions
to cater for the various uncertainties that plague the calculation of
the plaintiff’s pre-incident earnings. Counsel submitted
that
‘R25000 was not unreasonable amount if it is considered that
this was a total profit he made out a restaurant, clothing
store
music/entertainment business combined.’ But as I have been at
pains to point out, the figure of R25 000.00 is
palpably
inaccurate and is unsupported by the limited documentary evidence
produced at trial. The assumption relied on by the actuaries,
namely,
that the plaintiff has been rendered unemployable as a result of the
shooting incident, is not supported by the evidence
and remains
unsound.
57.
That
means that I will have to make a blind guess as to what is fair and
reasonable to award. The defendant’s counsel suggested
a round
figure of R450 000.00. I bear in mind what was stated by Holmes
JA, as he then was, in
Pitt
v Economic Insurance Company,
[6]
namely, that ‘
The
court must take care to see that its award is fair to both sides –
it must give just compensation to the plaintiff, but
must not pour
out largess from the horn of plenty at the defendant’s
expense.’
58.
In
my view, a fair and reasonable award is the sum of R500 000.00.
The general rule is that costs follow the result. I see
no reason to
depart therefrom.
59.
The
plaintiff claims payment of damages from the first, second and third
defendants. The particulars of claim (both prior to and
pursuant to
its amendment) do not specify whether this is claimed on a joint or
joint and several basis. The assumption is that
the first defendant
has assumed vicarious liability for the actions of the second and
third defendants. Therefore I will order
the award to be paid on a
joint and several basis.
60.
In
the circumstances, the following order is granted:
ORDER:
1.
The
defendants ordered, jointly and severally, the one paying the other
to be absolved, to pay to the plaintiff:
a.
the
sum of R500 000.00; and
b.
interest
on the aforesaid sum at the legally permissible rate from date of
judgment to date of final payment;
c.
Costs
of suit limited to the adjudication of the plaintiff’s claim
for past and future loss of earnings forming part of claim
A.
AVRILLE
MAIER-FRAWLEY
JUDGE
OF THE HIGH COURT,
GAUTENG
DIVISION, JOHANNESBURG
Date
of hearing:
1 November 2022
Judgment
delivered
28 December 2022
This
judgment was handed down electronically by circulation to the
parties’ legal representatives by email, publication on
Caselines and release to SAFLII. The date and time for hand-down is
deemed to be have been at 10h00 on 28 December 2022.
APPEARANCES:
Counsel
for Plaintiff:
Adv J Luvuno
Attorneys
for Plaintiff:
HC Makhubele Attorneys
Counsel
for Defendant:
Adv
Z. Buthelezi
Attorneys
for Defendant:
The State Attorney,
Johannesburg.
[1]
See par 15 of the pre-trial minute filed at 044-6
of Caselines.
[2]
For example, prior to the restaurant business, he
had sold arts and crafts in Bruma Lake. When competition got high
and crime
levels rose, he closed the business and opened a music bar
and juice bar. He had also busked on street corners and sold food
outside clubs at night. He ran the Yeopville restaurant for 8 to 10
years before the shooting incident despite not having a matric
qualification.
[3]
As noted in paras 5.3 and 6.4.5 of her report.
[4]
In
supplementary heads of argument filed on behalf of the plaintiff, it
was conceded that ‘
there
is no evidence placed before this Honourable Court that Mr Phekane
has become unemployable because of the shooting incident’.
[5]
For the months of December 2011 to May 2012.
[6]
1957 (3) SA 284
D
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