Case Law[2024] ZAGPPHC 418South Africa
Mokone and Another v S (A15/2022) [2024] ZAGPPHC 418; 2024 (2) SACR 175 (GP) (6 May 2024)
High Court of South Africa (Gauteng Division, Pretoria)
6 May 2024
Headnotes
at Tsakane. The matter was before a Full Bench, but was postponed to a Full Court with an order directing the parties to address the following: “2.1 Whether there arose any conflict of interest for the legal representative in respect of the two accused; and
Judgment
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# South Africa: North Gauteng High Court, Pretoria
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## Mokone and Another v S (A15/2022) [2024] ZAGPPHC 418; 2024 (2) SACR 175 (GP) (6 May 2024)
Mokone and Another v S (A15/2022) [2024] ZAGPPHC 418; 2024 (2) SACR 175 (GP) (6 May 2024)
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sino date 6 May 2024
SAFLII
Note:
Certain
personal/private details of parties or witnesses have been
redacted from this document in compliance with the law
and
SAFLII
Policy
FLYNOTES:
CRIMINAL – Legal representation –
Conflict
of interest
–
Rape
charges – A legal representative may not undertake defence
of two accused who incriminate each other – Appellant
1
implicated appellant 2 by stating the latter had sexual
intercourse with complainant – Appellant 2 did not have a
fair trial – Version not put to the state witness or to
appellant 1 – Irregularities are non-compliant with
professional practice – Appellant 2’s representation
was illusory – Appellant 2’s appeal upheld
.
IN
THE HIGH COURT OF SOUTH AFRICA
(GAUTENG
DIVISION, PRETORIA)
Case
Number: A15/2022
(1)
REPORTABLE: YES.
(2)
OF INTEREST TO OTHER JUDGES: YES.
(3)
REVISED.
DATE:
2024-05-06
SIGNATURE
In
the matter between:
MXOLISI
MOKONE
First Appellant
ANDRIES
NDHLOVU
Second Appellant
and
THE
STATE
Respondent
This
judgment was prepared and authored by the Judge whose name is
reflected and is handed down electronically by circulation to
the
Parties/their legal representatives by email and by uploading it to
the electronic file of this matter on CaseLines.
The date for
handing down is deemed to be 6 May 2024.
JUDGMENT
POTTERILL
J
[1]
The matter before us is an appeal against the convictions and
sentences of the two
appellants handed down by the Regional Court
held at Tsakane. The matter was before a Full Bench, but was
postponed to a
Full Court with an order directing the parties to
address the following:
“
2.1
Whether there arose any conflict of interest for the legal
representative in respect of the two accused;
and
2.2
Whether the lateness of the identification of the conflict of
interest is fatal to the fairness
of the trial.”
[2]
The first appellant, Mr Mokone, was found guilty of count 1;
contravention of
section 3 of the Sexual Offences Act 32 of 2007
[rape], count 2; contravention of section 3 of the Sexual
Offences Act 32
of 2007 [rape] and count 3; robbery with
aggravating circumstances. He was sentenced to life
imprisonment on count
1 as well as life imprisonment on count 2 and
15 years’ imprisonment for count 3.
[3]
The second appellant, Mr Ndlovu, was found guilty on count 1 and 2,
both contraventions
of section 3 of the Sexual Offences Act 32 of
2007 [rape]. He was sentenced to life imprisonment on both
counts.
[4]
Both the appellants were represented at trial by one legal
representative from Legal
Aid, first Ms Rachoshi who later had to go
on maternity leave and then Ms Bhamjee took over. Ms Bhamjee
took over after the
witnesses for the state had testified. She
had been furnished with a transcript of the evidence led by the state
and proceeded
with the defence’s case.
[5]
Both appellants had pleaded not guilty on all counts. Appellant
1 provided a
plea explanation of having consensual sex with the
complainant once, thus confirming his plea of not guilty on all
counts.
Appellant 2 provided no plea explanation.
The
evidence
[6]
In a nutshell the complainant testified that she and three companions
were after dark
walking in the street. Two men approached them,
one grabbed her arm and the other man chased after her companions who
had
fled. They had fled because they saw appellant 1 had a
firearm. When appellant 1 returned to her and the other man she
too noticed the firearm. The firearm alternated between the two
men. They took her to a nearby open veldt and both
raped her;
one after the other. They left the veldt and when they reached
a passage both raped her again. Accused
number 1 also took a
jacket she was wearing. The jacket did not belong to her but to
Arthur, one of her companions who had
fled the scene. He
testified and confirmed it was his jacket and that when they went to
confront the perpetrator at his house,
appellant number 1, was
wearing the jacket and he returned it to Arthur there at the house.
[7]
The complainant’s evidence was corroborated by the evidence of
her two companions
who confirmed that she was taken by force and that
immediately after she was taken by the two men they went to the
police and they
together with the police started to search for her.
When the complainant returned she was crying, shaken and reported to
Arthur that she was raped twice by the two men.
[8]
The medical evidence confirmed, without a doubt, that forceful sexual
intercourse
had taken place and that the complainant was not under
the influence of liquor at the time of the incident. The
forensic
analyst testified that the DNA of both the appellants were
found in the samples obtained from the complainant.
[9]
Appellant 1 testified that he and appellant 2 were at the park
drinking and listening
to music. After a fight broke out
because two men wanted to take the complainant and another girl away,
he and appellant
2 with the complainant and another girl, N[...],
left the park and went to his house. He had sexual intercourse
with the
complainant and the other girl and appellant 2 had
intercourse with both the girls. After the incident and before
his arrest
he twice had sexual intercourse with the complainant
again. They had consensual sex because she was his girlfriend
for 18
months. He denied that he had taken the jacket, or that
the complainant and her friend went to his house where he handed over
the jacket to the friend to whom it belonged. He opined that he
thought the charge was laid because he and one of the companions
of
the complainant, the last state witness, were fighting over the
complainant. He saw the complainant for a year after that
and
was surprised to hear that she had laid the charges the same day that
the incident had occurred.
[10]
Appellant 1 called his mother to testify. She testified that
she assumed that the complainant
was the girlfriend of appellant 1
because after they entered her house they went to bed together.
She denied that four people
had entered her house that evening.
In the morning she and the complainant and appellant 1 had breakfast
together.
[11]
Appellant 2 testified that on the night in question he, appellant 1,
N[...] and the complainant
were listening to music and drinking.
He was “over-intoxicated” and when they reached appellant
2’s house
he immediately fell asleep. He did not have sex
with N[...] or the complainant. It was put to him that
appellant 1
had testified that they had intercourse with both N[...]
and the complainant. He said that although he had been drunk,
he could recall that intercourse did not happen. He suggested
that perhaps appellant 1 testified to that effect because he
was
cross. The mother of appellant woke them up and he left.
He did not have breakfast.
[12]
The respondent [the State] sought that the appeals against both
convictions and sentences be
dismissed.
Can
conflict of interest for the first time be raised on appeal?
[13]
Appellant number 2 raised the conflict of interest issue for the
first time on appeal.
The State has not objected to the fact
that a new issue has been raised for the first time on appeal and
therefore it should not
be entertained. I think it did not do
so simply because it knew such an argument would be bad in law.
There is no bar
to an irregularity of a trial being raised for the
first time on appeal. The powers of a court of appeal in
criminal matters
are derived from
s322(1)
of the
Criminal Procedure
Act 51 of 1977
.
Section 322(1)
reads:
“
322(1)
In the case of an appeal against conviction or of any question
of law
reserved, the court of appeal may –
(a) allow the
appeal if it thinks that the judgment of the trial court should be
set aside on the ground of a wrong decision
of any question of law or
that on any ground there was a failure of justice.”
An
irregularity would equate to a failure of justice and can be raised
on appeal for the first time.
Was
there a conflict of interest?
[14]
“In every case of multiple representation, there exists a
likelihood, if not a certainty,
that the strategic maneuvers of the
criminal defense attorney will adversely affect the interests of at
least one defendant at
some point in the trial process.”
[1]
This
rings true still today and is magnified by section 35(3) of the
Constitution affording every accused a right to a fair trial.
[15]
It speaks for itself that a legal representative may not undertake
the defence of two accused
who incriminate each other. It is
untenable for a legal representative to conduct cross-examination or
argue in conflict
with the interests of someone with whom he or she
has a legal client relationship.
[16]
The State accepted as much in conceding that during the testimony of
the first appellant, the
first appellant implicated the second
appellant by stating that the second appellant had sexual intercourse
with the complainant.
Ethically the legal representative was
obliged to withdraw as attorney of both appellants because there was
a conflict of interest.
Did
this irregularity result in an unfair trial?
Appellant
2
[17]
Section 322 of CPA has a proviso that reads as follows:
“
Provided that,
notwithstanding that the court of appeal is of opinion that any point
raised might be decided in favour of the accused,
no conviction or
sentence shall be set aside or altered by reason of any irregularity
or defect in the record of proceedings, unless
it appears to the
court of appeal that a failure of justice has in fact resulted from
such irregularity or defect.”
[18]
On behalf of appellant 2 it was argued that the conflict of interest
had infringed the accused’s
right to a fair trial. The
mere fact that an accused’s right to a fair trial was infringed
does not equate to an acquittal.
The fact that there was a
conflict must lead to a failure of justice. In
S v Jaipal
[2005] ZACC 1
;
2005 (1) SACR 215
(CC) the Constitutional Court found that “the
concept of a failure of justice in section 322(1) must therefore now
be understood
to raise the question of whether the irregularity has
led to an unfair trial.”
[19]
On behalf of both appellants it was argued that there was actual
prejudice to appellant number
2. Pursuant to the first
appellant implicating appellant number 2, the legal
representative could not have confronted
the second appellant with
the version of the first appellant. The trial magistrate had
based his rejection of the appellants’
versions in part on the
appellants’ contradictions as to whether appellant 2 had
intercourse with the complainant.
[20]
Furthermore, that effective legal representation entails that the
legal advisor act in the client’s
best interests is implicit in
the rights entrenched in s35(3)(f) of the Constitution.
[2]
[21]
On behalf of the State it was argued that the conflict of interest
had not gone to the core of
the trial as the witness’ evidence
itself was not tainted. The conflict only arose after the state
witnesses had testified.
The conflict in fact arose after the
first appellant tailored his evidence to suit the overwhelming
evidence against appellant
2. It was argued that the appellants
had received a fair trial as no actual prejudice was proven.
[3]
[22]
It was further submitted that the Court must ascertain the legal
effect of the irregularity as
set out by Holmes AJ in
S v Moodie
1961 (4) SA 752
(A) in 756A:
“
Now the
administration of justice proceeds upon well-established rules, but
it is not a science and irregularities sometimes occur.
To meet
this situation the Legislature [section 322(1)] has enabled the Court
to steer a just course between the Scylla of allowing
the appeal of
those obvious gulty and the Charybdis of dismissing the appeal of
those aggrieved by irregularity.”
Reliance
was also placed on
Key v Attorney-General Cape Provincial Division
and Another
[1996] ZACC 25
;
1996 (2) SACR 113
(CC) and the
Jaipal-
matter
wherein both matters it was found that fairness of a trial requires
fairness to the accused as well as fairness to the public
as
represented by the State.
Decision
pertaining to whether the trial was unfair and whether the late
arisal of conflict had an effect on the conviction
Appellant
2
[23]
In the
Jaipal
-matter
it was found that the meaning of the concept of a failure of justice
in section 322(1) must be understood as “to raise
the question
of whether the irregularity has led to an unfair trial.”
[4]
[24]
Appellant 2 did not have a fair trial. Not only was his version
not put to the state witness,
it was not put to appellant 1. It
could not have been put because where two accused incriminate each
other it is simply untenable
for a practitioner to cross-examine an
accused who he is representing. The testimony of the state
witnesses was not tainted
because they were not confronted with a
version of appellant 2. The evidence of appellant 1 was not
affected by appellant
2 because no version was put. These
irregularities are not only non-compliant with professional practice
but “is essential
to fair play and fair dealing with
witnesses.”
[5]
[25]
In this matter, although legally represented, appellant 2’s
representation was illusory.
Failure to take certain basic
steps such as cross-examining appellant 1 on the version of appellant
2 rendered the representation
nugatory
[6]
.
[26]
Where basic rights of that appellant were infringed he did not
receive a fair trial and his convictions
and sentences must be set
aside. Even if the conflict only arose later on in the trial,
then there was a duty on the legal
representative to withdraw.
[7]
The fact that the conflict arose later on in the trial does not
negate the fact that the trial was tainted.
Appellant
1
[27]
This question raises a factual enquiry as to the whether the conflict
of interest impacted on
the rights of appellant 1 to a fair trial.
I am of the view that the mere fact that the conflict of interest
tainted the
second appellant’s trial does not
per se
render
appellant 1’s trial unfair. Appellant 2 did not in his
plea or evidence in chief implicate appellant 1.
The version of
appellant 1 was put in more detail to the state witnesses. A
plea explanation was provided on his behalf and
there was
cross-examination on this appellant’s version of all the state
witnesses. The legal representative also called
a witness on
behalf of the appellant 1. There was nothing put, or led, on
behalf of appellant 2 to implicate appellant 1.
I am satisfied
that the conflict of interest did not cause actual prejudice to
appellant 1 and did not result in an unfair trial.
Convictions
of appellant 1
[28]
A court of appeal will only interfere where a trial court has
materially misdirected itself insofar
as its factual and credibility
findings are concerned.
[8]
[29]
It was submitted that the learned Regional Magistrate had erred in
not applying the cautionary
rules relating to a single witness to the
complainant’s evidence in regard to contradictions between the
statement she made
to the police and her
viva voce
evidence.
[30]
The trial court did not pay mere lip-service to the cautionary rule
that a single witness attracts.
He evaluated the contradictions
and he remarked “The prosecutor took great care to go through
the witness’ statement
with her in Court and the witness was
able to give plausible and acceptable explanations for each
discrepancy pointed out to her.
At no stage did the Court get
an impression that the witness was purposefully not telling the truth
or that she was embellishing
her version to make it sound worse than
what it actually was. Overall she impressed the Court as a
truthful and honest witness.
The Court can therefore find that
the discrepancies in her evidence was not because she was lying, but
because she is not versed
in all the legal processes.”
[31]
The trial court considered and evaluated the versions on a holistic
basis and correctly found
that the deviations did not affect the
credibility of the complainant.
[9]
The complainant was corroborated by the state witnesses that she was
forcefully taken. It was definitively confirmed
that she did
not smell of liquor and that there was forceful penetration.
The jacket that was robbed was found on the body
of appellant 1.
[32]
The state proved its case beyond reasonable doubt and there was no
misdirection.
Sentences
[33]
It was argued that the court
a quo
should have found
compelling and substantial circumstances and deviated from the
prescribed sentence of life imprisonment.
The personal
circumstances of the appellant and the fact that he was in custody
awaiting trial for a substantial period should
have been found to be
compelling and substantial.
[34]
Rape is a humiliating, degrading and brutal invasion of the privacy
and dignity of a victim rendering
rape a very serious offence.
The court was provided with a report from the Department of
Correctional Services. In
respect of appellant 1 the court was
also placed in possession of a letter written by the Department of
Correctional Services,
the correctional supervision officer setting
out that appellant 1 did not qualify to be placed or considered for
placement on correctional
supervision as he was in beach of his
parole conditions of a previous conviction, also of rape. The
report of the Department
of Social Services opined that the Court
should consider direct imprisonment due to the severity of the
offences of which appellant
1 was convicted.
[35]
The Court considered the appellant’s personal circumstances and
correctly found that there
was not a single, or cumulative factors,
that would constitute compelling and substantial circumstances.
The court did consider
the fact that the period awaiting trial was
quite some time, but found that on its own it is only a factor to
consider and not
an overriding factor.
[36]
I am satisfied that there were no compelling and substantial
circumstances and the sentence imposed
in terms of the provisions of
section 51 of Act 1997 is not shockingly inappropriate.
[37]
I accordingly propose the following order:
37.1
The appeal against the convictions and sentences of appellant 1 are
dismissed.
37.2
The appeal against the convictions and sentences of appellant 2 are
upheld and the convictions and sentences
are set aside.
37.3
The retrial of appellant 2 is left in the discretion of the National
Prosecuting Authority.
S.
POTTERILL
JUDGE
OF THE HIGH COURT
I
agree
N.
DAVIS
JUDGE
OF THE HIGH COURT
I
agree
D.
MAHOSI
JUDGE
OF THE HIGH COURT
CASE NO:
A15/2022
HEARD ON:
18 March 2024
FOR THE FIRST
APPELLANT:
ADV. J.S.
GAUM
INSTRUCTED BY:
Pretoria Justice
Centre
FOR THE SECOND
APPELLANT:
MR. M.G. BOTHA
INSTRUCTED BY:
Pretoria Justice
Centre
FOR THE RESPONDENT:
ADV. T.S. NYAKAMA
INSTRUCTED BY:
Director of Public
Prosecutions
DATE OF JUDGMENT:
6 May 2024
[1]
Harvard Law Review; Geer op cit 135-136
[2]
Beyers
v Director of Public Prosecutions, Western Cape and Others
2003
(1) SACR 164 (C)
[3]
S
v Lubbe
1981
(2) SA 854
(C)
[4]
Jaipal
par
[39]
[5]
S
v Boesak
[2000] ZASCA 112
;
2000
(3) SA 381
(SCA) par [51]
[6]
S
v Halgryn
2002
(2) SACR 211 (SCA)
[7]
S v
Moseli en ‘n Ander
1969
(1) SA 646 (O)
[8]
S v
Francis
1991
(1) SACR 198 (A)
[9]
S v
Mafaladiso en Andere
2003
(1) SACR 583
(SCA) at 584d-h
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