Case Law[2023] ZAGPPHC 1762South Africa
Wild v Legal Practice Council and Others (31130/2019) [2023] ZAGPPHC 1762; 2023 (5) SA 612 (GP) (24 April 2023)
Headnotes
SUMMARY OF CONCLUSIONS AND FINDINGS
Judgment
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# South Africa: North Gauteng High Court, Pretoria
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## Wild v Legal Practice Council and Others (31130/2019) [2023] ZAGPPHC 1762; 2023 (5) SA 612 (GP) (24 April 2023)
Wild v Legal Practice Council and Others (31130/2019) [2023] ZAGPPHC 1762; 2023 (5) SA 612 (GP) (24 April 2023)
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sino date 24 April 2023
IN THE HIGH COURT OF
SOUTH AFRICA
(GAUTENG DIVISION,
PRETORIA)
CASE NO:
31130/2019
(1) REPORTABLE: YES
(2) OF INTEREST TO
OTHER JUDGES: YES
(3) REVISED.
DATE: 24/4/2023
SIGNATURE:
In the matter between:
JENNIFER
EMILY HUTCHINSON WILD
Applicant
and
LEGAL
PRACTICE COUNCIL
First Respondent
EASTERN
CAPE SOCIETY OF ADVOCATES
Second Respondent
BISHO
SOCIETY OF ADVOCATES
Third Respondent
GENERAL COUNCIL OF THE
BAR OF
SOUTH
AFRICA
Fourth Respondent
JUDGMENT
D
S FOURIE, J:
[1]
The applicant applies for an order to
review and set aside a decision of the first respondent in relation
to an “
advisory”
note issued on 18 April 2019 to all advocates regarding disciplinary
proceedings involving advocates. The applicant also applies,
in the
alternative, that if no decision exists to be reviewed, an order
compelling the Council to withdraw the advisory note should
be
granted. Given the issues and parties involved, it was decided
by the Deputy Judge President to issue a directive in terms
whereof a
Full Court has been constituted to sit as a court of first instance
to hear and determine the legal issues in this matter.
The
application is opposed by the first, second and fourth respondents.
THE PARTIES
[2]
The applicant is a practising advocate who
was admitted in 1977. She has practised continuously as an
advocate for 42 years,
initially as a member of the KZN Society of
Advocates and, according to her, for the last nine years as a member
of the third respondent.
There appears to be a dispute
regarding the applicant’s membership of the third respondent.
[3]
The first respondent is the Legal Practice
Council. It was established in terms of section 4 of the Legal
Practice Act, No
28 of 2014 (“the LPA”) as a body
corporate with full legal capacity. It exercises jurisdiction
over all legal
practitioners. The LPA came into effect on 1
November 2018. I shall refer to the first respondent as the
Council.
[4]
The second respondent is a voluntary
association of advocates. According to its answering affidavit
it is a legal
persona
governed by its constitution and is also a constituent member of the
fourth respondent. I shall refer to the second respondent
as
the Eastern Cape Bar.
[5]
The third respondent is also a voluntary
association of advocates. According to the founding
affidavit (the third respondent
did not file an answering affidavit)
it is also a voluntary association, capable of “
owning
property and being sued”
.
This respondent is also a constituent member of the fourth
respondent. I shall refer to the third respondent as the
Bisho
Bar.
[6]
The fourth respondent is another voluntary
association of advocates established in 1946. According to the
answering affidavit
it is a legal
persona
empowered to act as a plaintiff or an applicant or be cited as a
defendant or respondent in terms of its constitution. This respondent
has twelve constituent members, all societies of advocates, and
represents the interests of approximately 3 150 practising
advocates. I shall refer to this respondent, the General
Council of the Bar, as the “GCB”.
BACKGROUND
[7]
On 26 September 2017 the Eastern Cape Bar
brought an application in the Eastern Cape Division of the High
Court, Grahamstown for
an order that the applicant’s name be
struck from the Roll of Advocates. According to the striking
off application
(which is part of the record of proceedings)
complaints regarding alleged misconduct on the part of the applicant
were directed,
first, to the Society of Advocates, KwaZulu-Natal and,
second, to the Bisho Bar.
[8]
By the time the complaints were received by
the Society of Advocates, KwaZulu-Natal, the applicant was no longer
a member of that
society and had commenced practice as a member of
the Bisho Bar. However, it is alleged in that application that
the applicant
continues to practise as an advocate within the area of
jurisdiction of the Eastern Cape Division of the High Court,
Grahamstown.
The Eastern Cape Bar in the present application
has its offices also in Grahamstown.
[9]
According to the striking off application
the alleged misconduct on the part of the applicant appears from
three judgments in two
divisions, namely two judgments in this
Division handed down on 19 April 2012 and 20 June 2016 respectively
and a judgment of the
KwaZulu-Natal Division handed down on
1 September 2016.
[10]
Relying on these judgments it is alleged in
the founding affidavit of the striking off application that the
applicant “
behaved dishonestly,
thereby breaching her duty to the Court and also disregarded her
professional ethics as an officer of the Court”
.
Reference to these allegations has also been made in the first
respondent’s answering affidavit in the present application.
In her replying affidavit the applicant alleges that these
allegations “
do not fairly or
accurately reflect the facts and are an illustration of the type of
prejudice which I suffer”
.
The allegations regarding dishonesty, breaching a duty to the Court
and the disregard of professional ethics are all denied.
[11]
On 10 January 2018 the applicant brought an
application in the Eastern Cape High Court, Grahamstown, in which she
sought a review
of the decision taken by the Eastern Cape Bar to
institute the striking off proceedings against her and for certain
ancillary relief.
That application is still pending.
[12]
On 1 November 2018 the LPA came into
effect. On 18 April 2019 the Council issued an “
Advisory
to all advocates regarding disciplinary proceedings involving
advocates:
Section 116
of the
Legal Practice Act”
.
It appears that the “
advisory”
note seeks to define the rights and duties of the GCB and its
constituent bars to investigate and deal with unprofessional conduct
of advocates.
[13]
The advisory note, in summary, gave notice:
(a)
that unprofessional
conduct
enquiries
in respect of members of bars pending on 31 October 2018 should be
completed by the applicable bars, at their own cost;
(b)
that
applications
for striking or suspension
of members
of bars instituted before 1 November 2018, should be completed by the
applicable bars, at their own cost;
(c)
to “
accredit”
bars in terms of
section 6(2)(c)
and (d) of the LPC for this purpose
and to delegate its powers to them;
(d)
that all
complaints
received by the Bars or the Council from 1 November 2018 onwards will
be dealt with by the relevant Provincial Council;
(e)
that
applications
for striking or suspension
of members
of bars which were instituted from 1 November 2018 onwards must be
transferred to the relevant Provincial Council.
[14]
In May 2019 the applicant launched the
present application. In the amended notice of motion she
applies for an order setting
aside the transitional arrangements by
the Council (as set out in the advisory note, reflected in par 13(a)
to (c) above) and the
Council’s failure to withdraw the
advisory note.
THE MAIN ISSUES
[15]
Counsel for the applicant submitted that
the crisp issues for determination are whether the Council did or
could take the decisions
recorded in the advisory note, and if it
could not, what remedy should follow. Counsel for the Council
argued that the applicant’s
attack, at its core, is upon the
locus standi
of the Eastern Cape Bar in the striking off application.
[16]
Counsel for the Eastern Cape Bar and the
GCB contended that, in essence, the main issues can be summarised as
follows:
(a)
whether the decision of the Council was
lawful;
(b)
the interpretation of
sections 116(1)
and
(2) of the LPA;
(c)
whether the Eastern Cape Bar is in terms of
the LPA empowered to proceed with a striking off application against
the applicant,
notwithstanding the commencement of the LPA;
(d)
whether the GCB and its constituent bars
retained their powers to investigate unprofessional conduct of its
members and to bring
applications before the Courts for the
suspension of advocates or the removal of their names from the roll,
notwithstanding the
advent of the LPA.
THE
APPLICANT’S CASE
[17]
The applicant contends that the decision
that was taken by the Council regarding the advisory note is contrary
to the express provisions
of the LPA, or alternatively, constitutes
unlawful administrative action and should be reviewed and set aside.
The effect
of
section 116(2)
of the LPA, so it was contended, is that
pending striking off applications must be continued by the Council
and not by any of the
Bars or the GCB. If no decision exists to
be reviewed, then the Council should be compelled to withdraw the
advisory note.
[18]
It is also alleged that the applicant has
been severely prejudiced as she has not been afforded an opportunity
to be heard.
She is forced to be involved in expensive
litigation and the application for the striking of her name from the
Roll of Advocates
has been launched without a proper enquiry having
been conducted.
[19]
In her supplementary founding affidavit it
is further contended that the arrangements contemplated in the
advisory note are not
authorised by the legislation, nor by the
resolutions of the Council. These arrangements were taken
without being duly empowered
to do so, or irrelevant considerations
were taken into account. Therefore, so it is submitted, the
decision taken by the
Council contravenes also “
all
of the other provisions of
section 6(2)
of PAJA”
.
THE CASE FOR THE
RESPONDENTS
[20]
The Council, Eastern Cape Bar and the GCB
are in agreement that, flowing from
section 116(2)
of the LPA, the
Eastern Cape Bar is entitled to continue with the striking
proceedings against the applicant. Difference
is to be found on
how this is to be achieved. The Council’s view being that
it is through accreditation of and delegation
to the relevant Bar,
while the Eastern Cape Bar and the GCB hold the view that they are
not only entitled to continue to bring
applications to strike the
names of advocates from the roll, but also that
section 116(2)
authorises them to do so, without accreditation and delegation by the
Council.
[21]
The Council on the one hand and the Eastern
Cape Bar as well as the GCB on the other hand also disagree over the
exclusive disciplinary
jurisdiction asserted by the Council and
reflected in the advisory note. It was further contended that the
Bars as well as the
GCB, upon a proper interpretation of the LPA,
retained their right to bring applications before the High Court
regarding complaints
of a disciplinary nature involving advocates,
both before and after the coming into operation of the LPA.
This submission
is disputed by the applicant and the Council.
THE
STATUTORY FRAMEWORK
[22]
On 1 November 2018 the LPA came into
effect. In terms of
section 2
thereof the Act is
applicable to all legal practitioners. Section 118(a) provides
that subject to the provisions of this
Act, a reference in any other
law to an advocate must be construed as a reference to a legal
practitioner in this Act.
[23]
Section 3 sets out the purpose of the Act.
It is,
inter alia
,
to create a single unified statutory body to regulate the affairs of
all legal practitioners and all candidate legal practitioners
in
pursuit of the goal of an accountable, efficient and independent
legal profession. It is also to protect and promote the
public
interest (s 3(c) and (d)).
[24]
In terms of section 4 the Council is a body
corporate with full legal capacity and it exercises jurisdiction over
all legal practitioners
(and candidate legal practitioners) as
contemplated in this Act.
[25]
Section 44 sets out the powers of the High
Court. It provides as follows:
“
(1)
The provisions of this Act do not derogate in any way from the power
of the High Court to adjudicate upon
and make orders in respect of
matters concerning the conduct of a legal practitioner, a candidate
legal practitioner or a juristic
entity.
(2)
Nothing contained in this Act precludes a complainant or a legal
practitioner, candidate legal practitioner
or a juristic entity from
applying to the High Court for appropriate relief in connection with
any complaint or charge of misconduct
against a legal practitioner,
candidate legal practitioner or a juristic entity or in connection
with any decision of a disciplinary
body, the Ombud or the Council in
connection with such complaint or charge.”
[26]
Section 116 makes provision for pending
proceedings. It reads as follows:
“
(1)
Any enquiry in terms of any law repealed by this Act into the alleged
unprofessional or dishonourable or unworthy
conduct of a legal
practitioner which has not been concluded at the date referred to in
section 120(4), must be referred to the
Council which must treat the
matter as it deems appropriate.
(2)
Any proceedings in respect of the suspension of any person from
practice as an advocate, attorney, conveyancer
or notary in respect
of the removal of the name of any person from the roll of advocates,
attorneys, conveyancers or notaries which
have been instituted in
terms of any law repealed by this Act, and which have not been
concluded at the date referred to in section
120(4), must be
continued and concluded as if that law had not been repealed and for
that purpose a reference in the provisions
relating to such
suspension or removal, to the General Council of the Bar of South
Africa, any bar council, any society of advocates,
any society or the
State Attorney must be construed as a reference to the Council.”
[27]
Section 119 refers to the repeal and
amendment of laws. In terms thereof the
Admission of Advocates
Act No 74 of 1964
has been repealed in its entirety.
[28]
Taking into account the reference in
section 116(1)
and (2) to “
any law
repealed by this Act”
, more
particularly with regard to advocates, it is necessary to also refer
to the relevant section in the Admission of Advocates
Act (now
repealed). Section 7(1) of that Act provided,
inter
alia
, that, subject to the provisions
of any other law, a Court of any division may, upon application,
suspend any person from practice
as an advocate or order that the
name of any person be struck off the Roll of Advocates if the Court
is satisfied that he/she is
not a fit and proper person to continue
to practice as an advocate. Section 7(2) provided as follows:
“
Subject
to the provisions of any other law, an application … for the
suspension of any person from practice as an advocate
or for the
striking off of the name of any person from the roll of advocates may
be made by the General Council of the Bar of South
Africa or by the
bar council or the society of advocates for the division which made
the order for his or her admission to practise
as an advocate or
where such person usually practises as an advocate or is ordinarily
resident …”
.
[29]
Taking into account these provisions
insofar as they may be relevant, as well as the submissions made by
the parties, I shall now
consider the main issues in this matter.
DISCUSSION
[30]
The applicant seeks to review and set aside
the decision of the Council as set out in the advisory note which is
reflected in paragraph
13(a) to (c) above, as well as its failure to
retract the said note. In the alternative thereto, she seeks a
declaratory
order that the first respondent did not take any of the
decisions recorded in the advisory note of 18 April 2019 and for an
order
compelling the Council to withdraw the advisory note. I
shall first consider the review application.
THE REVIEW APPLICATION
[31]
The applicant founds her case primarily in
section 6(2)(a)(i) of the Promotion of Administrative Justice Act,
Act 3 of 2000 (“PAJA”).
[32]
In the answering affidavit of the Council
(par 6.60) it is alleged that “
the
Council’s decisions do not constitute administrative action”
.
In support of this view it was contended that the transitional
arrangements reflected in the advisory note do not adversely
affect
the applicant’s rights, nor do they have a direct, external
legal effect.
[33]
In terms of section 1 of PAJA,
“‘
administrative
action’ means any decision taken, or any failure to take a
decision, by –
(a)
an organ of state, when
(i)
exercising a power in terms of the
Constitution or a Provincial Constitution; or
(ii)
exercising a public power or
performing a public function in terms of any legislation; or
(b)
a natural or juristic person, other
than an organ of state, when exercising a public power or performing
a public function in terms
of an empowering provision,
which adversely
affects the rights of any person and which has a direct, external
legal effect …”.
[34]
The Act then lists certain exclusions from
the definition which are not relevant here. Taking into account
the elements of
this definition I shall assume that a “
decision”
was taken (which shall be considered later); by an organ of state or
a natural person; exercising a public power or performing
a public
function; in terms of legislation or in terms of an empowering
provision which does not fall under any of the listed exclusions.
The real issue, as I understand it, relates to the question whether
the decision of the Council adversely affects the rights of
the
applicant and which has a direct, external legal effect.
[35]
In
Grey’s
Marine Hout Bay and Others v Minister of Public Works and Others
[2005] ZASCA 43
;
2005 (6) SA 313
(SCA) par 23 Nugent, JA considered the impact of
these two requirements. He then concluded as follows:
“
The
qualification, particularly when seen in conjunction with the
requirement that it must have a ‘direct and external legal
effect’, was probably intended rather to convey that
administrative action is action that has the capacity to affect legal
rights, the two qualifications in tandem serving to emphasise that
administrative action impacts directly and immediately on
individuals.”
[36]
Counsel for the applicant argued that the
decision that was taken by the Council is contrary to the express
provisions of the LPA
and therefore this is an unauthorised decision
that was taken to issue the advisory. The decision, the
advisory note and
the failure to retract the note should therefore be
reviewed and set aside. In support of this submission I was
referred
to the judgment of Davis J in
Spier
Properties (Pty) Ltd and Another v Chairman, Wine and Spirit Board
and Others
1999 (3) SA 832
(C).
There, an unauthorised decision of the Wine and Spirit Board to issue
a notice, justified the setting aside of the decision
and the notice
as “
the board has failed to act
and it has implicitly conceded that it improperly delegated its
powers”
(at 846J).
[37]
It is important to point out that in
Spier
the issue of prejudice as well as a sufficient and direct interest
was pertinently raised and decided. After having concluded
that
the applicants in that case had been prejudiced by the decision as
contained in the board’s notice (at 842E), it was
also found
that the applicants had shown a sufficient and direct interest in the
case. The following was then said in this
regard:
“
It
is a trite proposition that an applicant for review must be able to
show that he or she has a sufficient personal and direct
interest in
the case. The law requires that an interest is not a subjective
one and, in determining the question of an infringement
of a right,
courts are not concerned with the intensity of the applicant’s
feelings or indignation at the alleged illegal
action or the weight
which an applicant places upon such a right. The determination
concerns whether an objectively determined
interest exists.”
(at 842F)
[38]
Has the applicant been able to demonstrate
that the
decision of the Council adversely
affects her rights and that it has a direct, external legal effect?
These two statutory
requirements are important aspects of the
definition of administrative action. Even if one takes into
account
the extended meaning that
administrative action also includes the “
capacity
to affect legal rights”
(as
suggested by Nugent JA), a Court must still be satisfied that an
application for review complies with these requirements.
[39]
If one looks at the nature of the decision
which is attacked (the transitional arrangements reflected in par
13(a) to (c) above),
it soon becomes clear that in essence the
purpose of the advisory note was to preserve the status
quo
with regard to disciplinary procedures (conduct enquiries as well as
applications to strike off advocates) which were already pending
on
31 October 2018, i.e. before the LPA came into effect. These
are not new procedures which have been initiated by the impugned
decision. They already existed when the impugned decision was
taken and thereafter circulated. Furthermore, the decision
and
the advisory note have no consequences other than that existing
disciplinary procedures should be continued. In short,
the
advisory note did not change anything with regard to the position of
the applicant as it existed immediately before the LPA
came into
effect. As a matter of fact, the opposite is true.
[40]
It was contended by the applicant that she
is severely prejudiced as the striking off application has been
launched without a proper
enquiry having been conducted, she was
never given the opportunity to be heard and is forced in expensive
litigation to defend
striking off proceedings. It is not clear
to which entity the applicant is referring. This Court is not
called upon
to decide whether or not a proper enquiry was conducted
or whether the applicant should have been given the opportunity to be
heard
by the Eastern Cape Bar before instituting the striking off
proceedings (if that is the applicant’s case in that
application).
Furthermore, the present application is not about
the procedure followed and decision taken by the Eastern Cape Bar
prior to instituting
the striking off application. This
application is directed against a decision that was taken and the
procedure followed by
the Council in relation with the advisory note.
[41]
If the complaint that the applicant was not
afforded the opportunity to be heard, is aimed at the Council, the
following considerations
should be taken into account: first,
having regard to the circumstances of the case, the applicant was not
entitled to be
heard before the advisory note was issued.
Procedural fairness (
audi alteram
partem
) is concerned with giving people
an opportunity to participate in the decisions
that
will affect them
(Hoexter,
Administrative Law in South Africa
,
2
nd
Ed., 63). Also in terms of section 3(1) of PAJA, administrative
action which “
materially and
adversely affects the rights or legitimate expectations of any
person”
must be procedurally
fair. As already indicated above, the purpose of the advisory
note was to preserve the status
quo
with regard to pending procedures, including the striking off
application which was then already pending against the applicant.
The impugned decision did not introduce any new matter affecting the
rights of the applicant, neither is it a disciplinary procedure
in
itself.
[42]
Second, notwithstanding the nature of the
advisory note, the applicant will in any event be given the
opportunity to be heard regarding
the striking off application.
She is entitled to file an answering affidavit and to argue her case
when that application
is ripe for hearing. No decision in this
regard has been taken, save for a decision to launch the application.
Put
differently, neither the decision to issue the advisory
note, nor the failure to retract the note, adversely affects any of
the
applicant’s rights and has no direct legal effect regarding
the applicant.
[43]
Finally, the expensive litigation into
which the applicant now finds herself, is the result of her own
conduct. She has decided
to launch two review proceedings in
two different Courts, i.e. against the Eastern Cape Bar in the
Eastern Cape Division of the
High Court (for a review) as well as in
this Court against all the respondents cited in this application.
In any event, she
is also entitled to be heard in these two
applications.
[44]
I therefore conclude that for this
reason alone this part of the review cannot succeed. However, this is
not the end of the review
application. In the event that I have
misdirected myself, it will be necessary to also consider the other
grounds relied upon by
the applicant and the issues in connection
therewith.
THE
LEGAL PRACTICE ACT
[45
]
The applicant proceeds to also attack the
locus standi
of the Eastern Cape Bar to continue in the striking off application.
There is more to this attack than meets the eye.
She relies on
section 116(2)
of the LPA which provides that proceedings for the
suspension or striking off of an advocate which have not been
concluded must
be continued and concluded “
as
if that law had not been repealed”
,
and for that purpose any reference to a Bar or Society of Advocates
“
must be construed as a reference
to the Legal Practice Council”
.
The applicant contends that this means the Council must replace the
Eastern Cape Bar in the striking off application and
for this reason
also it should be found that the advisory note is unlawful or
contravenes the law.
[46]
The Council holds the view that, flowing
from
section 116(2)
, the Eastern Cape Bar is entitled to continue
with the striking proceedings against the applicant, but that it is
only through
accreditation and delegation that the Eastern Cape Bar
is authorised to do so.
[47]
The Eastern Cape Bar and the GCB contend
that their
locus standi
to bring such applications was not only retained by the provisions of
the LPA, but were indeed expanded by the provisions thereof
and that
the LPA did not alter the common law in this regard.
[48]
Taking into account the issues between the
parties, it is clear that this application raises the fundamental
issue of what role,
if any, the Societies of Advocates may play in
disciplinary matters to investigate unprofessional conduct of
advocates and their
standing to continue with striking or suspension
applications of advocates instituted before 1 November 2018 and
also thereafter.
THE COMMON LAW ISSUE
[49]
Following a request of the Court at the
hearing of the application the parties filed supplementary heads of
argument in relation
to certain issues raised by the Court.
These issues, briefly stated, are whether the LPA takes away a common
law right of
the Bars to apply for the striking off of advocates,
and, secondly, whether the LPA limits the Bars’ access to
Courts under
section 34 of the Constitution, and, if so, whether such
limitation is permitted by section 36?
[50]
I was referred by Mr Groome, acting for the
Council, to what was said in
Fischer
and Another v Ramahlele and Others
2014 (4) SA 614
(SCA) at par 13 and 14 with regard to issues raised
by the Court:
“
13.
There may also be instances where the Court may mero motu raise a
question of law that emerges fully from the evidence and is
necessary
for the decision of the case. That is subject to the proviso
that no prejudice will be caused to any party by its
being decided.
Beyond that it is for the parties to identify the dispute and for the
Court to determine that dispute and
that dispute alone.
14.
It is not for the Court to raise new issues not traversed in the
pleadings or affidavits, however interesting or important they
may
seem to it, and to insist that the parties deal with them. The
parties may have their own reasons for not raising those
issues.”
[51]
The issue whether or not the Bars are also
empowered by the common law to apply for the suspension or removal of
advocates has been
pertinently raised in the answering affidavit of
the Eastern Cape Bar and by necessary implication also the GCB.
For instance,
the Eastern Cape Bar states in its answering affidavit
that it has been “
empowered in
terms of the common law and in terms of … the
Admission of
Advocates Act”
to make
application for the suspension or removal of an advocate from the
Roll of Advocates (par 9 thereof). It is also stated
that the
“
repeal of the AAA (Admission of
Advocates Act) does not affect the position under the common law …”
(par 30 thereof). The applicant’s reply is to deny these
allegations (par 8 thereof).
[52]
In its answering affidavit the GCB has also
explained that its
locus standi
and that of its constituent members in disciplinary proceedings, “
has
been accepted by the High Court for many years, even before the
advent of the
Admission of Advocates Act”
(par
18 thereof) and that “
section 7(1)
was consistent with the common law and did not amend it”
(par 42 thereof). In her replying affidavit the applicant takes
issue with the GCB by stating that she and the first respondent
disagree that the GCB and its constituent Bars “
continue
to have jurisdiction to regulate the advocates’ profession by
virtue of the common law”
(par 12
thereof).
[53]
This issue regarding the common law does
not only involve the applicant, the Eastern Cape Bar and the GCB, but
also the Council.
In its heads of argument the Council has made
it clear that the Eastern Cape Bar is able to continue with the
striking proceedings
against the applicant, but “
difference
is to be found on how this is achieved”
.
This is, as I understand it, a reference to paragraph 6.24 of the
Council’s answering affidavit where it is stated
that:
“
By
bestowing certain powers upon the Bar Councils/Societies of
Advocates, the Council accredits them. Accredit is not a legal
term and merely conveys recognition, authorisation, approval or
endorsement.”
[54]
Taking into account the position taken by
all the parties regarding the issue of the common law, it appears to
me that this question
is not only interlinked with the other issues,
but is also relevant between all the parties. I am therefore
satisfied that
the first issue raised by the Court as referred to
above, emerges fully from the evidence and is necessary for the
decision of
the case. All the parties have been given the
opportunity to file further heads of argument in this regard.
This is
therefore an issue that should be considered and decided by
this Court.
[55]
The other two issues raised by the Court
(access to Courts under section 34 of the Constitution and the
possible limitation
thereof by section 36) have not been raised by
any of the parties in their affidavits, neither in their heads of
argument.
As indicated above, it is not for the Court to raise
new issues and although the parties have complied with the request of
the
Court, I think that request took the matter perhaps too far.
I have read the submissions put forward by the parties in this
regard, and I am satisfied that these two new issues raised by the
Court, will not take the matter any further and need not be
considered. I am also satisfied that this approach will not
prejudice any of the parties.
THE POSITION PRIOR TO THE
ADVENT OF THE
LEGAL PRACTICE ACT
[56
]
According to the answering affidavit of the
GCB voluntary associations of advocates have existed in this country
as far back as
the late 17
th
century when the Cape Bar came into being. The Eastern Cape Bar
was established in 1864. The Pretoria Society of Advocates
was
established in 1877. The Johannesburg Society of Advocates came
into being in 1902. Other Societies of Advocates
originated
simultaneously with the establishment of High Courts in their areas
of jurisdiction.
[57]
Before the enactment of the LPA, the
advocates profession was not subject to the oversight of a statutory
regulator. Disciplinary
proceedings against an advocate before
a Court was derived from the inherent jurisdiction of the Court
conferred upon it by the
common law to enquire into and pronounce on
an advocate’s fitness to practise and, in doing so, determine
its own procedure.
This common law position was explained as
follows in
Johannesburg Bar Council v
Steyn
1946
TPD 115
at 119:
“
The
position is that a duty is vested in this Court to enquire, or to
cause enquiry to be made, into the conduct of advocates who
are
officers of the Court and entitled to practice before it, when facts
are brought to its notice rendering an enquiry, with the
possibility
of consequent disciplinary action, necessary in its opinion.”
[58]
As the Courts had no machinery for the
purpose of itself conducting preliminary investigations to ascertain
whether there was substance
in any of the complaints lodged, the
Court in the past requested the Attorney-General to initiate these
proceedings. (
Attorney-General
v Tatham
1916 TPD 160
;
Johannesburg Bar Council v Steyn
,
supra,
119.) However, in
Steyn
(
supra
,
119) it was pointed out that neither in
Tatham’s
nor in any other case was it definitely laid down that “
the
right of enquiry and presentation”
was vested in the Attorney-General. Referring to his official
duties which gave him no special knowledge regarding questions
of
professional etiquette and practice which affected members of the
Bar, it was said (p 120):
“
The
matter is not one of any right to appear: the Court in
performing its duty in relation to the proper conduct of its
officers,
seeks the assistance it deems most suitable for the proper
discharge of its duty.”
[59]
It therefore seems that the Courts not only
had a duty (and right) to enquire or to cause enquiry to be made into
the conduct of
advocates, but as the Courts had no machinery for the
purpose of itself conducting investigations, it was the prerogative
of the
Courts to request a party (like the Attorney-General) who
would be “
pre-eminently able to
afford the Court the maximum assistance”
in the preparation of the case against an advocate as a respondent
(
Steyn
,
supra
, 119 and 120). However, as
the Attorney-General was not an official of the Bar and he had no
special knowledge of professional
etiquette regarding members of the
Bar in private practice, the Society of Advocates of the Division
concerned, who was most intimately
concerned with the practice of
advocates, was later recognised as the proper body to initiate
disciplinary proceedings and to bring
applications to suspend or
strike off the names of advocates. The role of the Society of
Advocates was to render the necessary
assistance to the Court in
performing its duty in relation to the proper conduct of its
officers.
[60]
The GCB as well as the Bars, by virtue of
their roles and status which developed over time, received judicial
recognition in judgments
of the Courts (
cf.
Algemene Balieraad van
Suid-Africa v Burger en ‘n Ander
1993 (4) SA 510
(TPA) at 515D-E).
In this regard the Bars and the GCB, unlike the previous Provincial
Law Societies, were never established
in terms of a statute, but as
voluntary associations.
[61]
Taking into account all the above, it seems
to me that the common law right to enquire and determine procedure
regarding the conduct
of advocates, which might have resulted in them
being suspended or removed from the Roll of Advocates, was that of
the Court derived
from its inherent jurisdiction. I agree with
Mr Ellis SC, that it was not a right to exert discipline,
vesting in an
organisation, operating as an ordinary litigant. The
Bars, being voluntary associations, were recognised by the Courts as
having
the necessary standing to bring the misconduct of members of
the advocates’ profession to the attention of the Court without
them having been invited, in each and every case, to do so. Put
differently, this appears to be a standing bestowed upon
the Bars by
the Courts in recognition and acceptance of their ability to assist
the Court in the proper discharge of its duty to
enquire into the
conduct of advocates, as officers of the Court, who were entitled to
practise before it.
[62]
Therefore, an application to suspend or
strike an advocate (or an attorney) from the roll was not the pursuit
of a cause of action
in the true sense. The applicant merely
submitted to the Court facts which it contended constitute
unprofessional conduct and then
left it to the Court to determine how
it should deal with the respondent in question. These were in fact
sui generis
or distinctive proceedings as opposed to ordinary civil litigation
(see van Blommestein,
Professional
Practice for Attorneys
, (1965), p
89 where this is explained with reference to the previous Law
Societies as applicants, but the same principle also applied
to the
Bars as applicants, and still applies today).
[63]
On 18 February 1966 the
Admission of
Advocates Act came
into operation. According to its preamble
this Act was “
to provide for the
admission of persons to practise as advocates of the Supreme Court of
South Africa and for matters incidental
thereto”.
One of the matters incidental thereto was to make provision for the
suspension from practice or that the name of an advocate
be struck
off the Roll of Advocates (section 7).
[64]
Both subsections (1) and (2) of section 7
of that Act were qualified by the words “
subject
to the provisions of any other law”
.
As no other
statutory law
was then in existence (as far as I know) regarding disciplinary
procedures involving advocates, it appears that this qualification
should, in my view, be interpreted as a reference to the common law.
In any event, a reference in a statute to “
any
other law”
should, generally
speaking, include both the statutory law and the common law (both
comprising the law of South Africa), unless
a contrary intention not
to include the common law, is indicated. No such contrary intention
was indicated.
[65]
It is a principle of construction
that a statute is to be construed in conformity with the common law
rather than against it, except
where the statute is plainly intended
to alter the common law (
Dhanabakiun
v Subramanian and Another
1943 AD
160
at 167). There is no indication that the
Admission of
Advocates Act intended
to alter the common law regarding disciplinary
proceedings for the suspension or striking off the name of
advocates. As a
matter of fact, it appears that
section 7
of
this legislation was intended not only to recognise and confirm the
standing of the Bars and that of the GCB to bring the misconduct
of
members of the advocates’ profession to the attention of the
Court, but also to make this recognition subject to the then
existing
common law.
[66]
This means that prior to 1 November 2018
(before the LPA came into effect) the various Societies of Advocates
had the requisite
“
sui generis
standing
” to bring applications
for the striking off and suspension of advocates irrespective of
section 7(2)
of the
Admission of Advocates Act. This
view has
been confirmed by the Constitutional Court in
De
Freitas and Another v Society of Advocates of Natal and Another
1998 (11) BCLR 1345
(CC) at par [9] where Langa DP said:
“
The
standing of the respondent (the Society of Advocates of Natal) to
bring disciplinary matters to the attention of the Court did
not
depend upon
section 7(2).
Prior to the enactment of this
section, the Courts had recognised the standing of a Society of
Advocates to initiate proceedings
before it for the disciplining of
an advocate including an advocate who was not a member of the society
… As Hugo J pointed
out in his judgment … the fact that
the respondent is given standing by
section 7(2)
to bring
disciplinary matters to the attention of the Court does not
necessarily mean that other interested bodies may not do so
as well.
If the second applicant (in that case the Natal Law Society) wishes
to assert such a right of standing, the time
for it to do so is when
the occasion for such application arises.
It
cannot, however, object to the standing of the respondent, which has
long been recognised by the Courts and does not depend upon
the
provisions of
section 7(2)
.”
(My emphasis)
THE POSITION AFTER THE
ADVENT OF THE
LEGAL PRACTICE ACT
[67
]
The LPA came into effect on 1 November
2018. On that date the
Admission of Advocates Act was
repealed
in its entirety. The fact that
section 7(2)
of that Act
was also repealed is of no consequence with regard to the common law
standing of the different Societies of Advocates.
This is so
because their standing “
has long
been recognised by the Courts and does not depend upon the provisions
of section 7(2).”
(
De
Freitas and Another v Society of Advocates of Natal and Another
,
supra
, par 9.) It should
therefore follow that the mere repeal of section 7(2) did not take
away any existing rights or the ability
regarding standing.
Something more is required to justify such a conclusion.
[68]
Counsel for the applicant, Mr Goddard SC,
pointed out that section 3(a) of the LPA expressly states that “
the
purpose of this Act is to provide a legislative framework for the
transformation and restructuring of the legal profession …”
.
[69]
He therefore argued that a legislative
framework is provided for the transformation and restructuring of the
profession which allows
no rational meaning other than that the
codified system in the LPA is to replace the previous legal regime
“
and to change or trump common law
where it differs from what is in the LPA”.
According to him the LPA should be interpreted to mean that it
replaced the previous legal regime with regard to the “
custodian
or regulator of the profession with the statutorily appointed LPC”
.
It also replaced previous disciplinary processes with the
statutory process set out in the LPA.
[70]
Mr Goddard SC further contended that
section 116(2) not only makes provision for pending matters to be
continued and concluded as
if a law had not been repealed, but that
the express qualification at the end thereof (
must
be construed as a reference to the Council)
cannot be ignored. According to him the reference to the
Council is intended to mean that it “
should
replace the Bar”
. In
support of this submission he relied on a
dictum
in
Johannesburg Society of Advocates
and Another v SA Nthai and Others
[2020] ZASCA 171
, par [24] where it was observed by Ponnan JA that “…
the LPA does indicate an intention to
place pending disciplinary investigations and applications for
removal under the LPC’s
jurisdiction …”
.
[71]
Mr Groome, acting for the Council, also
relied on section 3 of the LPA by pointing out that the purpose of
the LPA is not only to
provide a legislative framework for the
transformation and restructuring of the legal profession, but also to
create “
a single unified statutory
body to regulate the affairs of all legal practitioners”
in pursuit of the goal of an accountable, efficient and independent
legal profession.
[72]
However, he was a little bit more cautious
about the question whether or not the LPA has also changed the common
law standing of
the different Societies of Advocates. He
conceded, rightly so in my view, that the Court’s inherent
power is not altered
by the LPA. This is borne out by the provisions
of section 44(1). He also accepted that it is “
the
exclusive preserve of the Court to determine to whom it will allow
standing”
. However, he
qualified this submission by stating that the well-established view
of the Court is that, notwithstanding the
Court’s inherent
authority, “
it is only appropriate
that the custos morum (
the guardian of
good morals
)
bring proceedings to suspend or strike a
practitioner’s name from the roll”.
In
support of this contention he relied on the judgment in
Hurter
v Hough
1987 (1) SA 380
(C) at 386
where Tebbutt J has pointed out that the Law Society “
has
been created the custos morum of the profession”
and that it “
cannot fulfil those
functions and carry out those objects which the Act has cast upon it
if it is to be by-passed by individual
complainants bringing such
applications”.
[73]
The only exceptions to be allowed, as I
understand Mr Groome’s submissions, are with regard to section
116(1) and (2) of the
LPA. He contended that flowing from
section 116(2) the Eastern Cape Bar is entitled to continue with the
striking proceedings
against the applicant, but “
it
is through accreditation and delegation to the relevant society/bar”
as referred to in the advisory note (par 13(a) to (c) above).
Disciplinary procedures which were instituted from 1
November 2018 onwards, must be referred to the relevant Provincial
Council.
[74]
Mr Ellis SC on behalf of the other two
respondents, submitted that the prevailing common law position was
not altered by the
Admission of Advocates Act, neither
was it altered
by the LPA when the former Act was repealed. He pointed out
that the LPA did not abolish the Bars as voluntary
associations and
the mere restructuring of the legal profession by the LPA did not
change the common law as far as the inherent
powers of the Courts
over legal practitioners are concerned. According to him
section 44(1) and (2) of the LPA confirm an
intention not to do away
with or to change the common law regarding disciplinary proceedings
involving advocates as legal practitioners.
[75]
In support of this submission he also
relied on the judgment in
Johannesburg
Society of Advocates and Another v Nthai and Others
,
supra
,
par [26] where Ponnan JA, with reference to section 44(1) and
(2), has pointed out that a “
legal
practitioner or juristic person is accordingly entitled to approach
the High Court for relief ‘in connection with’
a
complaint or misconduct against a legal practitioner”
and that the Bars as juristic entities, having an interest in
promoting and protecting the advocates’ profession, are
empowered
“
to involve themselves
in readmission applications
and
other matters
concerning the
professional misconduct of advocates”
.
This
dictum
,
so it was submitted, affirms unequivocally that the GCB and its
constituent bars may involve themselves in applications to Court
for
the suspension or striking off of advocates.
THE INTERPRETATION OF THE
LEGAL PRACTICE ACT
[76
]
The question to be considered is whether
the LPA altered the common law regarding the standing of the
Societies of Advocates to
apply for the suspension or striking off of
advocates and to conduct disciplinary enquiries against its members,
as was done in
the past? The general principles, regarding
interpretation in this regard, seem to be well-established. In
Johannesburg Municipality v Cohen’s
Trustees
1909 (TS) 811 at 823 it
was pointed out that:
“
It
is a sound rule to construe a statute in conformity with the common
law rather than against it, except where and so far as the
statute is
plainly intended to alter the common law.”
[77]
This approach was endorsed in
Dhanabakium
v Subramanian
,
supra,
at 167 where it was also emphasised that “
the
position under the common law must be borne in mind in construing the
statute”.
In
Bills
of Costs (Pty) Ltd v The Registrar
1979 (3) SA 925
(A) at 942D-E it was again explained that:
“
What
one has to seek in that Act and other relevant legislation is whether
they have explicitly or by necessary implication altered
the common
law … In my view, none of the legislation referred to
effects such an alteration. On the contrary,
if anything, it
assumes the continuance or retention of that common law rule”.
[78]
Is there any indication, explicitly or by
necessary implication, that the common law regarding the issue
concerned has been altered
by the LPA? The mere restructuring
of the legal profession by the LPA in terms of its purpose referred
to in section 3;
the development of norms and standards to
guide the conduct of legal practitioners as envisaged in section 6;
the establishment
of the Council’s disciplinary jurisdiction in
Chapter IV; or the provisions of section 116 regarding pending
disciplinary
enquiries and other proceedings did not change the
common law as far as the inherent powers of the Courts over legal
practitioners
and the standing of the Societies of Advocates are
concerned. Were it the legislature’s intent to bring
about such
a profound change, it would have been expressly stated, or
at least, one would have expected a clear indication to that effect.
[79]
The opposite appears to be true.
There is no indication that voluntary associations such as the Bars
have been abolished.
As a matter of fact they still exist today and
are even parties to this application. There is also no indication
that the common
law powers of the Courts to regulate their own
process and to recognise who may bring disciplinary proceedings
before them, have
been altered. One does not find a single
provision in the LPA that clearly and unequivocally indicates an
intention to alter
the common law or to affect the existing status of
any of the voluntary associations in the legal profession.
[80]
On the contrary, there is a clear and
explicit indication in the LPA that it assumes the continuance or
retention of the common
law in this regard. Section 44(1)
provides that “
the provisions of
this Act
do
not derogate
in
any way
” from the power of the
High Court to adjudicate upon and make orders in respect of matters
concerning the conduct of a legal
practitioner. Subsection (2)
makes it clear that “
nothing
contained in this Act”
precludes
a juristic entity (such as the Bars) from applying to the High Court
for appropriate relief in connection with any complaint
or charge of
misconduct against a legal practitioner. And how will a Bar be
able to do this if it may not also
investigate
the alleged misconduct, before putting the facts before a Court for
consideration? This right to also investigate, apart from the
common
law, therefore seems to be included in this section by necessary
implication, which is not subject to anything else contained
in this
Act. I therefore have to conclude that section 44 properly
analysed, appear to be a ranking clause, and not merely
a linking
clause. It ranks above all the other provisions in the Act. I find it
impossible to reconcile section 44(1) and (2) with
an intention to
interfere with the common law powers of the High Court or to do away
with the common law standing of the Bars,
or their right to also
investigate alleged misconduct of advocates. The common law in this
regard seems to be acknowledged by statute,
rather to alter it.
[81]
The argument that, notwithstanding the
Court’s inherent authority, “
it
is only appropriate that the custos morum bring proceedings to
suspend or strike a practitioner’s name from the roll”
should not be taken out of context. It assumes, unjustifiably
so, that the Council should be regarded as the only and exclusive
custos morum
(the
guardian of good morals) of the legal profession. There is no
indication in the LPA to justify such an interpretation.
[82]
This issue was addressed by the Supreme
Court of Appeal, at least to a certain extent, in
Johannesburg
Society of Advocates v Nthai
,
supra
, at par [24] where the Court said
the following:
“
The
LPA makes the LPC
primarily
responsible
for the protection
and regulation of the legal profession. However, whilst the LPA
confers
primary jurisdiction
for the discipline of legal practitioners on the LPC, this does not
deprive existing bodies from having a continuing interest in
the
professional ethics of the profession
or
standing
.”
[My emphasis]
[83]
Taking into account this
dictum
,
it was submitted by Mr Ellis SC that the LPA does not detract from
the position of the GCB and its constituent Bars who are still
custodes morum
(the
guardians of good morals) over the profession of advocates, neither
does the LPA intend to afford exclusive jurisdiction to
the Council
in this regard. I agree with this submission. Primary
jurisdiction does not mean exclusive jurisdiction.
This was
also the view of Tolmay J in
Ex parte
Mokoena
[2019] ZAGPPHC 256 at par
11 where it was held that “
the
Societies of Advocates also have a duty as co-custodians of the
profession to ensure compliance with the LPA …”
.
[84]
The judgment in
Hurter
v Hough
, supra
,
is also distinguishable regarding this issue. In that case it
was held that the Law Society would not be able to fulfil
its
functions and carry out the objects which the Act has cast upon it
“
if it is to be by-passed by
individual complainants bringing such applications.”
The operative words in this
dictum
are “
individual complainants”
.
The Societies of Advocates are certainly not “
individual
complainants”
. On the
contrary, these societies are intimately concerned with the practice
of advocates and have been recognised by the
Courts over many years
as having the necessary standing to bring the misconduct of members
of the advocates’ profession to
the attention of the Court.
The importance of the judgment in
Hurter
v Hough
, supra
,
is rather to indicate that the Court exercised its inherent power not
to acknowledge the standing of a
private
individual
to apply for a striking off
order. See in this regard
Mavudzi
v Majola
2022 ZAGP JH 575 at par 41
where Sutherland DJP also concluded that it is inappropriate for “
any
layperson or entity”
to apply for a striking off order.
[85]
In
Ndleve v
Pretoria Society of Advocates
2016
(12) BCLR 1523
(CC) the Constitutional Court noted with deep concern
that the applicant continued to practise as an advocate despite
having been
struck from the Roll of Advocates. It was then
pointed out (in par 13) by the Court (prior to the advent of the LPA)
that
there is a duty placed upon the Pretoria Society of Advocates to
take appropriate steps and to stop the applicant appearing in Courts
on behalf of accused and other parties as “
the
Society owes that duty to the Court, and to the public”
.
I am not convinced that this duty of the Bars has been abolished by
the LPA and that only the Council will now have the
power to perform
this duty and to take the necessary steps in this regard.
[86]
Again, the opposite appears to be true.
In
Mavudzi and Another v Majola and
Others
(
supra
,
at par 38) the Court, as a full bench, referring to the Council and
other professional bodies, said the following:
“
It
is the role of the LPC and other voluntary regulatory bodies such as
the GCB, the several Bars, attorneys’ associations
and the Law
Society, that is to say, professional peers,
to
assess deviancy and initiate the proper steps.
”
[My emphasis]
[87]
Further on, in the same judgment (par 41)
it was also pointed out that:
“
A
complaint of misconduct against a legal practitioner must be lodged
with the LPC or
any one of the
voluntary regulatory bodies of legal practitioners
and the Court shall insist on a report from one or more of them in
any striking off application that comes before it to facilitate
the
Court reaching a conclusion on ‘appropriate relief’”
.
(My emphasis)
[88]
From the aforegoing judgments it has to be
concluded that the Council should not be regarded as the only and
exclusive
custos morum
of the legal profession. It is clear that the Bars as voluntary
regulatory and professional bodies are recognised by the
Courts as
co-custodians of the advocates profession, although the Council may
be regarded as the primary regulator of the legal
profession (
Mavudzi
and Another v Majola and Others
,
supra,
at par 34). The Council is
therefore not the only professional body who is entitled to
investigate
unprofessional conduct of advocates, or to
initiate
applications to strike off their names,
as was suggested by Mr Goddard SC and Mr Groome. There is no
indication in the LPA
that the Bars will not also be entitled to
investigate
unprofessional conduct of advocates in general or, more specifically,
a contravention of the code of conduct referred to in section
36(1)
of the LPA, and to bring applications for the suspension of advocates
or the removal of their names. This is a matter of
exercising
concurrent jurisdiction where assistance and co-operation in good
spirit is required.
[89]
However, this does not necessary also apply
to the
enforcement
of the code of conduct. In section 1 of the LPA “
code
of conduct
” means a written code
setting out rules and standards … “
and
its enforcement through the Council and
its structures
”
which may contain different provisions for advocates and attorneys.
This code of conduct must be developed by the Council
and will apply
to all legal practitioners (section 36(1)). In terms of section 39
(1) a “
disciplinary committee
must”
conduct disciplinary hearings. This creates the impression that only
the Council and its structures have the statutory power to
enforce
the code of conduct as envisaged in sections 38 to 40, unless there
is an indication to the contrary in the LPA. I was unable
to
find such an indication.
[90]
This clearly does not affect the common law
standing of the Bars to bring applications for the suspension of
advocates, or the removal
of their names, or their right in terms of
section 44(2) to apply for appropriate relief “
in
connection with any complaint or charge of
misconduct
”
against an advocate, or to
investigate
unprofessional conduct of advocates as referred to above. It
will also not affect, in my view, an
enforcement
of domestic or internal rules and decisions of a Bar with regard to
its members, insofar as it does not amount to an enforcement
of the
code of conduct as referred to in sections 38 to 40 of the Act.
[91]
What about section 116(1) and (2)? It
is important to bear in mind that in both these subsections reference
is made to “
any law repealed by
this Act”
. These words
qualify or limit the applicability of section 116. In terms of
section 119(1)(a) the laws specified in
the Schedule have been
repealed or amended. These are all statutory laws, for
instance, the
Admission of Advocates Act and
the Attorneys Act No 53
of 1979. There is no reference to the common law or an
intention to include the common law as having
been “
repealed
”
or altered.
[92]
This means that section 116 only applies to
pending enquiries and proceedings which have been instituted
in
terms of a statute repealed
by
the LPA. Put differently, section 116(1) and (2) do not apply
to enquiries and proceedings which have been instituted in
terms of
the common law. This section can therefore not apply to the GCB
or the Bars when performing their duties in terms
of the common law.
This is so as they do not owe their existence or standing from the
repealed
Admission of Advocates Act. It
would be anomalous if
section
16
is to be interpreted that they lose their standing in pending
proceedings and are to be substituted by the Council, but in terms
of
section 44(2)
nothing precludes them, as juristic entities, from
applying to the High Court for appropriate relief.
[93]
I agree with the submission put forward by
Mr Ellis SC that
section 116(1)
and (2) cannot be interpreted as if
the GCB and the Society of Advocates have suddenly lost their common
law standing in pending
matters. They should be entitled to
continue and conclude pending enquiries and pending proceedings,
irrespective of the
advisory note. These professional bodies
need not have to be replaced by the Council, neither do they owe
their standing
to accreditation and delegation in terms of the
advisory note or otherwise. Furthermore, it remains the common
law right
of the Courts to decide whether or not to accept the
standing of the GCB and the Society of Advocates in any matter
concerning
disciplinary proceedings involving advocates.
[94]
For these reasons also, the application
cannot succeed.
THE IMPUGNED DECISION
[95]
Finally, the applicant seeks an order
declaring that the first respondent “
did
not take any of the decisions”
recorded in the advisory note dated 18 April 2019 (par 13(a) to (e)
above), that the first respondent should be directed to give
notice
to all legal practitioners that it has not taken those decisions and
that it should be ordered to withdraw the advisory
note.
[96]
The applicant contends that there is no
record of any Council meeting or resolution which indicates or
confirms any decision taken
by the Council concerning the content of
the advisory note. The Council states in its answering
affidavit (par 7.3) that
the contents of the advisory note were
indeed resolved upon by the Council.
THE DECLARATORY RELIEF
[97]
There is a two-stage approach to the
consideration of an application for declaratory relief. During
the first leg of the enquiry
the Court must be satisfied that the
applicant has an interest in an existing, future or contingent right
or obligation and the
consideration of whether or not to grant the
order, constitutes the second leg of the enquiry. (
Cordiant
Trading CC v Daimler Chrysler Financial Services (Pty) Ltd
2005 (6) SA 205
(SCA) at par 18). In terms of
section 21(1)(c)
of the
Superior Courts Act 10 of 2013
the High Court has the power –
“
In
its discretion, and at the instance of any interested person, to
enquire into and determine any existing, future or contingent
right
or obligation, notwithstanding that such person cannot claim any
relief consequential upon the determination.”
[98]
The first question to be considered is
whether the applicant has an interest in an existing, future or
contingent right or obligation?
This requires a consideration
of rights or obligations, not to make findings of fact. It is
clear that this dispute concerns
a factual issue, i.e. whether or not
a decision by the Council was taken. For this reason alone the
declaratory relief sought by
the applicant cannot be granted.
[99]
Furthermore, it has repeatedly been held
that the Courts will not deal with abstract, hypothetical or academic
questions in proceedings
for a declaratory order (
Ex
Parte Mouton and Another
1955 (4)
SA 460
(AD) at 464;
South
African Mutual Life Assurance Society v Anglo-Transvaal Collieries
Ltd
1977 (3) SA 642
(AD) at 658).
Even if a declaratory order “
that
the first respondent did not take any of the decisions”
were to be granted, it will have no practical effect. It is for
the Court to consider the applicant’s conduct and give
an
appropriate order, irrespective of whether a decision was taken to
issue the advisory note or not (
Du
Plessis v Prokureursorde, Transvaal
2002 (4) SA 344
(T) at 349F-G). For these reasons I have to exercise
my discretion against the applicant and refuse the granting of a
declaratory
order.
THE INTERDICTORY RELIEF
[100]
The applicant also applies for an order
that the first respondent be “
directed
to give notice”
to all legal
practitioners that it has not taken any of the decisions recorded in
the advisory note and for an order to withdraw
the said note.
The applicant is not entitled to this relief for mainly two reasons:
first, this relief is dependent
on a finding or conclusion that the
Council “
has not taken any of the
decisions”
. This issue has
already been dealt with above where it has been decided that the
applicant is not entitled to declaratory
relief in this regard.
[101]
Second, it appears that the applicant
applies for a final interdict directing the first respondent to give
notice to all legal practitioners
that it has not taken any of the
decisions concerned. No clear right has been demonstrated,
neither an infringement of a
right and resultant prejudice have been
shown. The legal status of the advisory note, whether a decision was
taken or not, appears
to be questionable. It is, in my view (without
deciding), only what it says – an advisory note.
SUMMARY OF
CONCLUSIONS AND FINDINGS
[102]
To sum up:
(a)
The review application cannot succeed as
the Council’s decisions regarding the transitional arrangements
reflected in the
advisory note do not adversely affect the
applicant’s rights, nor do they have a direct, external legal
effect;
(b)
Prior to the advent of the LPA, the Courts
had a common law right, derived from its inherent jurisdiction, to
enquire into the conduct
of advocates and to determine what
disciplinary procedure should be followed;
(c)
The Bars, being voluntary associations,
were recognised by the Courts as having the necessary standing to
bring the misconduct of
members of the advocates’ profession to
the attention of the Court. This was a standing bestowed upon the
Bars by the Courts
in recognition and acceptance of their ability to
assist the Court in the proper discharge of its duty to enquire into
the conduct
of advocates as officers of the Court;
(d)
Section 7(2) of the Admission of Advocates
Act (now repealed) recognised and confirmed the common law
standing of the Bars
and that of the GCB to bring misconduct of
advocates to the attention of the Court, but this standing or ability
did not depend
upon the provisions of section 7(2);
(e)
The advent of the LPA has not altered the
common law right of Courts to enquire into the conduct of advocates
and to adjudicate
upon matters concerning the conduct of advocates,
neither has it altered the common law standing and ability of the GCB
and the
Bars to
investigate
unprofessional conduct of advocates and to bring applications for the
suspension of advocates or the removal of their names from
the roll,
notwithstanding the advisory note issued on 18 April 2019;
(f)
The right of the GCB and the Bars to
investigate
unprofessional conduct of advocates does not include the
enforcement
of the code of conduct referred to in section 1 of the LPA, as
envisaged in sections 38 to 40. This does not affect the common
law
standing of the GCB and the Bars referred to above; their right to
investigate unprofessional conduct of advocates; their right
in terms
of section 44(2) to apply for appropriate relief; or the enforcement
of domestic rules and decisions of the Bar applicable
to and
involving its members;
(g)
The Council as the “
primary
regulator”
, is not the only or
exclusive
custos morum
of the legal profession. The GCB and the Bars, which have been
acknowledged over many years by the Courts, are entitled to
be
accepted as co-custodians of the advocates profession and they and
the Council should cooperate with one another in good spirit
to
ensure compliance with the provisions of the LPA;
(h)
Section 116(1) and (2) of the LPA apply
only to pending enquiries and court proceedings which have been
instituted in
terms of a statute
repealed
by the LPA, and not to
enquiries and court proceedings which have been instituted in terms
of the common law;
(i)
Ultimately, it remains the common law right
and prerogative of the Courts, and not that of a party involved in
the proceedings,
to decide whether or not to acknowledge and
accept the standing of the GCB, the Bar or any other applicant, in
pending or
new matters, concerning disciplinary proceedings involving
advocates;
(j)
The applicant is not entitled to a
declaratory order, neither interdictory relief, regarding the
decisions of the Council
as reflected in the advisory note issued on
18 April 2019.
COSTS
[103]
That brings me to the final issue of
costs. It was submitted by Mr Goddard SC that if the
applicant is not successful,
that costs should not be awarded against
her as this application concerns an issue pertaining to the lawful
exercise of the Council’s
public powers and is brought in her
own interest as well as that of the broader public. In support
of this submission the
applicant relies on the so-called
Biowatch
-
principle.
This view is opposed by the Council and the Eastern Cape Bar.
[104]
I have carefully considered the applicant’s
request, especially if one takes into account that one should be
cautious in awarding
costs against litigants who seek to enforce
their constitutional rights. However, I am not convinced that
this matter is
all about enforcing constitutional rights. The
applicant also did not bring this application based on a broader
standing
in the public interest. The applicant was all along acting
in her own interest. Taking into account only these considerations,
the general principle that costs should follow the result, must be
applied.
[105]
However, I should also take into
account the nature of the issues involved. This was not only about a
review application in terms
of PAJA. Some of the issues also involved
the common law, the rights and duties of the Bars, the Council and
the interpretation
of the LPA. This all contributed to a proper
ventilation of legal issues in the interest of the applicant, the
profession and the
administration of justice. In short, the
application also has a beneficial outcome for the respondents as many
issues regarding
the role and status of the Bars and the statutory
position of the Council, in view of the provisions of the LPA and the
common
law, have been decided.
[106]
In the result I must endeavour, in the
exercise of my discretion, to be fair to all parties. Taking into
account the above considerations,
I am of the view that in principle
the applicant should pay at least some of the costs as she is the
unsuccessful party. I
think 50% will be fair.
ORDER
In
the result I make the following order:
1. The application is
dismissed;
2. The applicant must pay
50% of the costs, including 50% of the costs of two counsel where so
employed.
D S FOURIE
Judge
of the High Court
Pretoria
I
agree,
N BAM
JUDGE OF THE HIGH COURT
PRETORIA
I agree,
M MOJAPELO
ACTING JUDGE OF THE HIGH
COURT
PRETORIA
Matter
heard on: 26 January 2023
Appearances:
Counsel
for the Applicant:
Adv
G D Goddard SC
Instructed
by:
Nettleton’s
Attorneys
Counsel
for the First Respondent:
Mr
L Groome (Attorney)
Instructed
by:
RW
Attorneys
Counsel
for the Second and Fourth respondents:
Adv
P Ellis SC and Adv A Lamey
Instructed
by:
Bernhard
van der Hoven Attorneys
Jennifer
E Hutchinson Wild v Legal Practice Council &
Oth_Judgment[P-Ult].doc
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