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# South Africa: North Gauteng High Court, Pretoria
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[2023] ZAGPPHC 310
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## Endangered Wildlife Trust and Another v Director General: Department of Water and Sanitation (Acting) and Another
[2023] ZAGPPHC 310; A155/2019 (10 May 2023)
Endangered Wildlife Trust and Another v Director General: Department of Water and Sanitation (Acting) and Another
[2023] ZAGPPHC 310; A155/2019 (10 May 2023)
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sino date 10 May 2023
IN THE HIGH COURT
OF SOUTH AFRICA
GAUTENG PROVINCIAL
DIVISION, PRETORIA
CASE
NUMBER: A155/2019
(1)
REPORTABLE
: YES/NO
(2)
OF INTEREST TO OTHER JUDGES:
YES/NO
(3)
REVISED:
YES/NO
(4)
DATE:
10 May 2023
Signature:
In
the matter between:
ENDANGERED
WILDLIFE TRUST
First Appellant
FEDERATION
FOR A SUSTAINABLE ENVIRONMENT
Second
Appellant
And
DIRECTOR
GENERAL: DEPARTMENT OF WATER AND
First
Respondent
SANITATION (ACTING)
ATHA-AFRICA
VENTURES (PTY) LTD
Second Respondent
JUDGMENT
BALOYI-MERE
AJ
Introduction
1.
This is an application brought by the Endangered Wildlife Trust and
the Federation for a Sustainable Environment
(collectively referred
to as the Appellants) in terms of section 149 of the National Water
Act 36 of 1998 (“NWA”) wherein
the Appellants appeal
against the whole decision, including both the order granted and the
reasons for it, taken by the Water Tribunal
established in terms of
section 146 and 147 of the NWA on the 22
nd
May 2019.
2.
The Appellants appeal the decision of the Water Tribunal on a
question of law as provided for in section 149
(one of the NWA).
3.
The Appellants’ grounds of appeal are the failure by the Water
Tribunal to consider strategic importance
of the mine area for water
security and biodiversity; the absence of proof of consent as
required by section 24 of the NWA; the
failure to apply the
precautionary principles; the failure to provide for post-closure
treatment of contaminated water; and the
failure to appreciate the
burden of proof in respect of socio-economic impacts.
The
Involvement of the Public Interest Law Centres (“PILCs”)
4.
Atha-Africa Ventures (Pty) Ltd (“the Second Respondents”)
filed their heads of argument resisting
the Appellants’ appeal.
At the outset, the Second Respondent attacked the PILCs and accused,
in particular, the Centre for
Environmental Rights (“CER”)
which is the attorneys for the Appellants, for having a direct and
substantial interest
in the proceedings both before the Water
Tribunal and before the Court and as well as the outcome thereof. The
Second respondent
further alleged that this constituted a clear and
unethical conflict of interest in the case of the Centre for
Environmental Rights.
The Second Respondent also alleged that the
Appellants had advanced a partisan and misleading case before the
Water Tribunal and
this Court.
5.
As a result of what the Second Appellant described as an abuse of
court process, the Second Respondent asked
this Court to direct that
the cost of the appeal to be paid on a punitive, attorney and
client’s scale, jointly and severally,
by the Appellants and by
the CER
de bonis propriis
and that the conduct of the CER be
referred to the Legal Practice Council.
6.
These allegations led to the application for admission as
amicus
by several Public Interest Law Centres, namely, The Legal Resource
Centre, The Centre for Applied Legal Studies, Section 27, Equal
Education Law Centre, Ndifuna Ukwazi and Centre for Child Law which
will collectively be referred to as the Public Interest Law
Centres
(“PILCs”). These PILCs were admitted as
amici
curiae
on the 07
th
July 2021.
7.
Heads of argument were submitted on behalf of all the PILCs including
the Southern African Human Rights Defenders
Network.
Allegations
against the PILCs and the Ruling of the Court
8.
In the heads of argument submitted on behalf of the PILCs, an
extensive and clear exposition on the role of
amici curiae
in
the Court was outlined. The concerns by the PILCs that they should
not be threatened by punitive cost orders where they intend
to
intervene in matters as friends of the Court was clearly articulated.
This included the role played by the CER which was accused
of having
a conflict of interest by the Second Respondent.
9.
The Appellants filed an application for striking out the allegations
against the PILCs including the punitive
cost order sought by the
Second Respondent.
10.
In the meantime, the Second Respondent withdrew and distanced
themselves from the allegations made against the PILCs claiming
that
those were the allegations made by the previous legal team. Right at
the commencement of the hearing of this matter, the legal
representatives for the Second Respondent put it on record that the
allegations against the PILCs have been withdrawn but the legal
representatives did not address the issue of costs.
11.
This issue of the PILCs and the threat by the Second Respondent,
including the withdrawal of the allegations made against the
CER and
its attorneys were dealt with as a point in
limine
.
12.
It is trite
that PILCs act in the public interest when they facilitate the
enforcement of rights under section 38(d) of the Constitution
of the
Republic of South Africa, 1996 (“the Constitution”). The
involvement of the PILCs in the Courts where that they
were admitted
as the friend of the court has been dealt with in our courts
extensively such that I do not have to rehash what has
been held by
the courts. The Constitutional Court has had the opportunity to deal
with the issue of the admission of the PILCS
in the matter of
The
National Treasury and Others v Opposition to Urban Tolling Alliance
and Others
[1]
by Moseneke DCJ, also in
The
Children’s Institute v Presiding Officer of the Children’s
Court, Krugersdorp and Others
[2]
and the Supreme Court of Appeal also dealt with the issue of the
PILCs in the matter of
Maharaja
and Others v Mandag Centre for Investigative Journalism NPC and
Others
[3]
.
13.
After submissions by counsel for all the parties, including counsel
for the PILCs, the Court came to the conclusion that there
was no
merit at all for the Second Respondent to threaten the PILCs and in
particular the CER for representing the Appellants and
alleging that
the CER has a direct and substantial interest in the matter.
Therefore, there is a clear conflict of interest. Also,
because the
Second Respondent had withdrawn the allegations against the CER, the
issue was found to be moot. In the premise the
Court ruled as
follows:
13.1
The Appellants application to strike out dated the 12
th
October 2020 is granted;
13.2
The portions of the heads of argument of the Second Respondents where
they refer to the PILCs’
to be conflicted and have a direct and
substantial interest in the matter to be struck out;
13.3
The same and/or similar allegations contained in the Second
Respondent’s rebuttal heads
of argument to be struck out;
13.4
The Second Respondent is ordered to pay the costs of the Appellants’
application for striking
out, the heads of argument dealing with the
vexatious allegations made by the Second Respondent, the costs
incurred by all the
PILCs in the process of dealing with the
vexatious statements made by the Respondents; and
13.5
All these costs to be paid on party and party scale including the
cost for the attendance of
court to argue on the vexatious
allegations, which costs to include the employ of two counsel where
necessary.
14.
Before I deal with the main application, it needs to be indicated
that the fact that there is a ruling on the point
in limine
does not take away the admitted PILCs rights to participate in the
main application.
Brief
Background of the Matter
15.
The Water Use Licence (“WUL”) was granted in respect of
mining activity to be undertaken by Atha-Africa at its proposed
Yzermyn Underground Coal Mine (“YUCM”) located partially
on farm Yzermyn, near Wakkerstroom within the Pixley ka Seme
Local
Municipality, in the Mpumalanga Province.
16.
On the surface, the YUCM’s infrastructure is located on the
northern portion 1 of Farm Yzermyn 96 HT, Wakkerstroom and
also
touches part of the mine surface infrastructure graphically depicted
in the WUL application of Atha-Africa.
17.
The total surface area of the YUCM infrastructure is 22.4 hectares.
This is the above-ground area that would be dedicated to
offices,
surface plant sites including the underground access adit,
administration block, workshop, vehicle wash bays, optional
waste
water treatment plant, storm water management system, roads and
related services.
18.
The underground workings of the YUCM traverses about 8 360
hectares covering the underground area beneath Farms Goedgevonden
95
HT, portion 1 of Farm Kromhoek 93 HT, remainder of Farm Kromhoek 93
HT, portion 1 of Yzermyn 96 HT, and Farm Zoetfontein 94
HT.
19.
The YUCM is topographically located in the upper reaches of the
Assegai and Mawandlane Rivers within the W51A Quaternary Catchment,
which encompasses the Usuthu Catchment region. The Usuthu contributes
to the Heyshope Dam which is located 16.5 km to the North
East of the
YUCM surface. Geo-hydrologically, the respective water courses are
predominantly perennial in nature, located within
the Usuthu to
Mhlathuzi Water Management Area.
20.
The mine itself will utilise underground conservative drill and blast
combined with continuous miners in a Board and Pillar
mining method,
having an inclined portal or adit sunk from the northern section of
Yzer 96 HT target area, used to extract the
Alfred and Dundas thermal
coal seams forming part of the Utrech coal field within the Karoo
Supergroup geological unit. The mine
is prospected with a feasible
area of 2 500 hectares. There will be no open cast mining and no
coal wash plant on site. The
coal is planned to be removed via
conveyor systems to a Run of Mine (“ROM”) raw coal
stockpile surface where the coal
would be crushed and streamed into
stockpile and carted by rope off- site to the market. The estimated
lifespan of the YUCM is
15 years.
The
Appellants’ Case
21.
The Appellants challenge the Water Tribunal’s finding on five
grounds which are based on questions of law. I now deal
with each
ground:
The
Failure to Consider Strategic Importance of the Mine Area for Water
Security and Biodiversity
22.
The Appellants submit that according to the report by the Council for
Scientific and Industrial Research (“the CSIR”)
the mine
area was identified in March 2018 to fall entirely within the
Enkangala Drakensburg Strategic Water Source Area (“SWSA”).
The report further explained that SWSA’s are absolutely
critical for National Water and Economic Security and the report
expertly stated that they should receive particular attention in
decision making.
23.
The mine also forms part of a River Freshwater Ecosystem Priority
Areas (“FEPA”) in the Atlas of National Fresh
Water
Ecosystem Priority Areas in South Africa which was published in
August 2011 by the Department of Water Affairs and Environmental
Affairs. The Appellants further submit that this means that the area
has been recognised at national government level as contributing
to
national biodiversity goals and the sustainable use of water
resources and such being an area which should be managed in a way
that maintains the good condition of the River Reach.
24.
The underground area of the mine falls within the Mabola Protected
Environment, which was declared as such by the MEC for Economic
Development, Environment and Tourism of Mpumalanga on 22
nd
January 2014, in terms of section 28(1)(a)(i) and (b) of National
Environmental Management: Protected Areas Act 57 of 2003 (“NEMPAA”).
Part of the motivation for declaring the Mabola Protected Environment
was to protect the environmentally sensitive area which has
irreplaceable biodiversity against coal mining.
The
Absence of Proof of Consent as Required by Section 24 of the NWA
25.
Section 24 of the NWA provides that a license may be granted to use
water found underground on land not owned by the Applicant
if the
owner of the land consents to the use thereof or if there is a good
reason to grant the license. The Appellants contend
that the onus is
on the license applicant to demonstrate that consent has been
obtained from the owner or that good reason exist
to grant a license
in the absence of consent. The Appellants further contend that if no
consent has been obtained and that no good
reason exist to grant the
license in the absence of such consent then the license application
must be refused.
26.
The Appellants further contend that the requirements set out in
section 24 is a jurisdictional requirement which must exist
before
the WUL may be granted. The Appellants further argued that this
requirement precludes the granting of a license to use water
found
underground or land not owned by the applicant unless the land owner
consents or there is good reason to do so.
The
Failure to Apply the Precautionary Principle
27.
Section 2(4)(a)(vii) of National Environmental Management Act 107 of
1998 (“NEMA”) sets out the precautionary principle.
The
principle provides that sustainable development requires the
consideration of all relevant factors including that a risk averse
and cautious approach is applied which takes into account the limits
of current knowledge about the consequences of decisions and
actions.
28.
The Appellants contend that the NEMA principle applies to the actions
of all organs of the state that may significantly affect
the
environment and that the principles also serve as guidelines by
reference to which any organ of state must exercise any function
when
taking any decision in terms of, among other laws, the NWA.
29.
The
Appellants further relied on the principle as articulated in
The
Fuel Retailers Association of Southern Africa v Director General:
Environmental Management, Department of Agriculture, Conservation
and
Environment, Mpumalanga Province and Others
(“Fuel
Retailer”)
[4]
and quote paragraph 98 thereof, which states as follows:
“
Before
concluding this judgment, there are two matters that should be
mentioned in relation to the duty of Environmental Authorities
which
are a source of concern. The first relates to the attitude of Water
Affairs and Forestry and the Environmental Authorities.
The
Environmental Authorities and Water Affairs and Forestry did not seem
to take seriously the threat of contamination of underground
water
supply. The precautionary principle requires these authorities to
insist on adequate precautionary measures to safeguard
against the
contamination of underground water. This principle is applicable
where, due to unavailable scientific knowledge, there
is uncertainty
as to the future impact of the proposed development. Water is a
precious commodity; it is a natural resource that
must be protected
for the benefit of present and future generations.”
30.
The Appellants contend that the precautionary principle must be read
together with the hierarchy of mitigation, that is, section
2(4)(a)(i) – (iv) and (viii), which provides that the
environmental harm must be avoided if at all possible and only if
they cannot be avoided should those harms be minimized and remedied.
31.
The Appellants also list five aspects in which they submit that the
information before the Water Tribunal was inconclusive and
insufficient and on those bases the granting of the WUL flew in the
face of the precautionary principle. The five bases are:
31.1
The findings of the Delta H ground water assessment were expressly
characterised as being of
a low confidence;
31.2
There was uncertainty and inadequate information regarding the risks
of dewatering;
31.3
There was uncertainty and inadequate information regarding the
sufficiency of mitigation measures
of decant of contaminated ground
water and Acid Mine Drainage;
31.4
There was uncertainty and inadequate information regarding cumulative
impacts; and
31.5
There was uncertainty and inadequate information regarding impacts on
downstream users.
Failure
to Provide Proposed Closure Treatment of Contaminated Water
32.
The Appellants submit that one of the common cause impact of a mine,
in the absence of mitigation measures is decant. The severity
of the
impact associated with post closure decant if uncontrolled is
recognised in the IWWMP and various decant related impacts
are
categorised as high or unacceptable and which warrants abandonment of
the project if no mitigation is possible. The Appellants
further
contend that a water treatment plant would be required post closure
in order to treat decant emanating from the mine. They
further allege
that Atha-Africa has not made any financial provision for a water
treatment plant even during the operational phase
in either the water
use license application process or in terms of the Mineral and
Petroleum Resources Development Act 28 of 2002
(“the MPRDA”).
The
Failure to Appreciate the Burden of Proof in Respect of
Socio-Economic Impact
33.
Section 27(1)(d) of the NWA provides that among the factors a
responsible authority is required to consider when granting a
WUL is
the socio-economic impact of the water use or uses if authorised or
of the failure to authorise the water use or uses. The
Appellant
contend that Atha is most likely to source skilled labour from
outside the area with management level staff likely to
be sourced in
India and while there may be a small number of additional unskilled
opportunities that could arise, there is unlikely
to be significant
opportunities for the local population to be employed during the
construction phase and the opportunities are
likely to be temporary.
34.
The Appellants contend that eco-tourism currently contributes
materially to job creation in the Wakkerstroom region as this
region
is known for, among other things, its abundant and varied
bird
life.
The Appellants further
contend that if mitigation measures are not implemented,
environmental impacts resulting from the proposed
mine may degrade
surrounding surface and ground water sources resulting in a reduction
of biodiversity in the area and a decline
in eco-tourism. The
Appellants further contended that the farms on which the mine would
be established are in part currently used
for the commercial grazing
of livestock and thus support agricultural employment opportunities.
Several subsistent farmers have
made their home on the proposed
mining site which has good to excellent grazing capacity.
Approximately 8 homesteads are located
on the proposed mining site.
These are occupied by low income families with between 8 and 30
people in each homestead.
35.
The Appellants conclude with the submission that the appeal should be
upheld and the order of the Water Tribunal should be replaced
with a
decision refusing Atha-Africa’s WUL Application.
The
First Respondent’s Case
36.
The First respondent laid out succinctly and clearly the historical
background of the matter which has already been dealt with
in the
preceding paragraphs of this judgment. The First respondent submits
that the principal concern of the Appellants is that
the environment
within which the YCUM will be undertaken is environmentally
sensitive, vulnerable and important from a regional
and national
perspective. The surface area of the YUCM site layout and partially
the underground working are not pristine nor are
they undisturbed.
The Appellants conceded the existence of previous adits showing
previous mining which proved no material connection
between surface
and underground water.
37.
The
evidence presented before the Water Tribunal expressly provided that
there will be no daylighting hence no expected decanting
of water
from the underground tunnels. The First Respondent submits that the
reasonableness and the rationality test have been
met as the balance
of the risk is, in this case, equitable. The First Respondent, for
this proposition, relies on the case of
Khanyisa
Community development Organization and Others v Director: Development
Management: Western Cape Department of Local Government,
Environmental Affairs and Development and Another
[5]
.
38.
The site location and the wetlands in the vicinity are areas that
were subject to historical human activity including agriculture
and
even previous mining related developments.
39.
Atha-Africa had contracted a number of experts in hydro-geology,
environmental impact assessments and mining. The relevant reports
formed part of Atha-Africa’s bundle in the application for the
WUL.
40.
The First Respondent considered the WUL through a process of record
of recommendations. The final decision of the WUL was made
subject to
conditions to be complied with by Atha-Africa. The WUL was approved
in respect of water uses as contemplated in sections
21(a),(c),(i),(f),(g) and (j) of the NWA.
41.
The First Respondent took into consideration mitigating factors in
respect of respective possible impacts of each approved water
use. In
respect of alteration of water use of the existing streams, the WUL
required that the downstream flows must be maintained
during
construction. This would ensure that the water is concentrated way
from the collection points and is led to join the main
rivers. Also
in respect of deterioration of water quality the WUL stipulated that
standard best environmental practice housekeeping
rules must be
applied.
42.
In respect of degradation of wetlands, the WUL stipulated a condition
that no discard dump and impacts associated with construction
and
operation of discard dump will be permitted.
43.
Further the WUL was only granted following public practice processes
and the relevant stakeholders and neighbouring farm owners
that
registered objections were addressed by Atha-Africa’s
responses. For instance, Atha-Africa re-engineered their proposed
project layout after such public comments were raised and the
relevant remedial steps rendered the project acceptable for the
public and the WUL.
44.
The project was approved as it accorded with the principle in section
2(2) of the NEMA and that it should put people first.
Indeed, the
tribunal balanced the principle with the other elements in section
2(4) of the NEMA to ensure that there would be avoidance
of
significant pollution of the environment, the central focus being to
promote sustainable use of water resources.
45.
The Constitution provides that everyone has the right to an
environment that is not harmful to their health or wellbeing; and
have an environment protected for the benefit of present and future
generations. The provisions in section 24(b) states that the
protection of the environment should be achieved by way of reasonable
legislative and other measures that, amongst others, secure
ecological sustainable development and use of natural resources while
promoting justifiable economic and social development.
46.
Section 146(2) of the Constitution provides that national legislation
that applies uniformly with regard to the country prevails
over
provincial legislation if, amongst others, such national legislation
is necessary for amongst others, the protection of the
environment.
The NWA was enacted to provide for fundamental reform of the law
relating to water resources amongst others. Section
21 of the NWA
provides that the purpose of NWA is to redress the results of past
racial and gender discrimination into promoting
the efficient,
sustainable and beneficial use of water in the public interest and
also to facilitate social and economic development.
47.
The related policy and strategy obligation in respect of water
resources are regulated in terms of section 5 of the NWA. Section
5(4) provides that a national water resources strategy may be
established overtime and must be reviewed on intervals of not more
than 5 years. Section 5(5) of the NWA provides the procedure which
must be complied with by the Minister before publishing a national
water resource strategy or any component of that strategy.
48.
The Minister is required to consider further any other steps and all
comments received from the public participation process
in respect of
the application as received before the specified day. Section 21 of
NWA provides for the uses of water that are permissible
in terms of
the NWA or are subject to specified conditions. These include such
uses as taking water from a water resource, engaging
in a controlled
activity, discharging waste into a water resource through a pipe,
canal, sea fall or conduit.
49.
On considering applications for water use licenses, the responsible
authority should be guided by the provisions of section
27 of the
NWA. In essence, whilst the provision of section 27(1) of the NWA
require that specific factors should be considered
in respect of the
relevant water use applied for, it is worth noting that the provision
of section 27(1) of the NWA requires the
responsible authority to
take into account all relevant factors.
50.
The First Respondent further submitted that none of the criteria set
out in section 27 of the NWA is hierarchical, but that
all should be
balanced, considering the water uses applied for. Some of the factors
mentioned in section 27(i) are efficient and
beneficial use of water
in the public interest; the socio-economic impact of the water use,
and the strategic importance of the
water use to be authorised.
51.
The First
Respondent further contends that a number of court judgments have
dealt with the balancing exercise as contemplated in
section 27(i).
One of these cases is the Supreme Court of Appeal judgment of
Makhanya
NO v Goede Wellington Broedery (Pty) Ltd
[6]
where the court held as follows:
“
Much like the
situation facing the court in Bato Star, section 27(1)(b) contains a
wide number of objectives and principles. Some
of them may be in
conflict with one another, as they cannot be fully achieved
simultaneously. There may also be many different
ways in which each
of the objectives stand to be achieved. The section does not give
clear guidance on how the balance an official
must strike is to be
achieved in doing the counter weighing exercise that is required.”
52.
The Water Tribunal when crafting its decision path sought to
concomitantly harmonise the need to prevent pollution or
environmental
degradation with the duty to promote a justifiable
economic and social development guided by the expert scientific
evidence before
it.
53.
The First Respondent further contend that having considered the
relevant authorities and its perspective of the facts before
it, the
Water Tribunal found that it has also been necessary to dispel any
notion that there is no right to development in the
Constitution. The
tribunal further indicated that its decision is informed and grounded
in the principles of environment management
in terms of section 2(4)
of NEMA.
54.
The Water Tribunal further relied on the provisions of section 2(2)
of NEMA which states:
“
Environmental
Management must place people and their needs at the forefront of its
concern, and serve their physical, psychological,
development,
cultural and social interest equitably.” The First respondent
further relied on Fuel Retailers
[7]
where it provides as follows:
“
[45] The
Constitution recognises the interrelationship between the environment
and development; indeed, it recognises the need for
the protection of
the environment while at the same time it recognises the need for the
social and economic development. It contemplates
the integration of
environmental protection and socio-economic development. It envisages
that environmental considerations will
be balanced with
socio-economic considerations through the ideal of sustainable
development.”
55.
In conclusion, the First Respondent contends that the decision of the
Water Tribunal, the same as with the decision of the Department,
were
both based on facts. Including both scientific facts and legally
sound evidence presented and thus are lawful, rationally
connected to
the purpose for which they were exercised as discretionary powers.
And are justifiable in the context of the various
mitigation factors
provided for in the WUL and in the Water Tribunal’s own
decision. They ought not to be interfered with,
as they were not made
out of malice or ulterior consideration.
The
Second Respondent’s Case
56.
The Second Respondent opposes the Appellant’s case on all the
grounds of appeal.
57.
The Respondent contend that the Appellants emphasises the
environmental factor to the exclusion of social and economic factors
and to the exclusion of mitigation measures. Leaving out of account
the Anthropocentric Foundation of the South African Law mandated
in
section 24 of the Constitution and given effect to in section 2(2) of
the (“NEMA”) that Environmental management
must place
people and their needs at the forefront of its concern and serve
their physical, psychological, developmental, cultural
and social
interest equitably.
58.
The point of departure for Atha-Africa is that the required balance,
putting people and their needs at the forefront of environmental
management has been achieved in respect of the proposed underground
Yzermyn Coal Mining Project.
59.
The Second Respondent further contends that the case for the
Appellants is that a mining project such as this absolutely cannot
co-exist with the special environmental status of the mining area as
expressed in various policy instruments premised on a large
scale.
Whilst a case for Atha-Africa is that not only is such a coexistence
the premise of the environmental law but that on the
site specific
facts of this particular matter the decision to grant the water use
licence found the correct balance that would
make such a coexistence
as well as sustainable development feasible.
60.
Fundamental
environmental rights clause in section 24 of the Constitution
provides for a right to an environment that is not harmful
to health
and wellbeing and for a right to have the environment protected for
the benefit of present and future generations through
reasonable
legislative and other measures that prevent pollution and ecological
degradation, promote conservation, and secure ecologically
sustainable development and the use of natural resources. While
promoting justifiable economic and social development in which
the
tension between economic and social development on the one hand and
the protection of natural resources on the other hand is
recognised
but of which the underlying premise is a right to the development
tempered by sustainability.
[8]
61.
The social economic rights to adequate housing and access to
healthcare, food, water, social security and basic education as
provided for in sections 26, 27 and 29 of the Constitution that can
only be achieved by economic and social development.
62.
It is trite
law that there is no hierarchy between the fundamental rights and
freedoms contained in the Bill of Rights and therefore
it is not open
for any organ of state to selectively decide which of these
Constitutional provisions to apply.
[9]
“
It seems to me
that where the alleged infringement of one fundamental right has to
be determined in the context of another, competing,
fundamental
right, the Constitution creates no hierarchy of fundamental rights.
The limitation clause (section 33) is of little
help here, because by
its very inclusion as a fundamental right in chapter 3 of the
Constitution, such a right already by the definition
complies with
the requirements of section 33, viz that of being reasonable,
necessary and justifiable in an open and democratic
society based on
freedom and equality. It can also hardly be said that one fundamental
right can negate fully the content of another
fundamental right.”
63.
Section
7(2) of the Constitution compels a taking into account of all
fundamental rights and freedoms as a general constitutional
value
system and therefore also commands that a polycentric approach has to
be followed in the exercise of the statutory decision
making power
entrusted to the Water Tribunal under section 148 of the NWA, in so
far as the constitutional considerations premised
upon the Bill of
Rights are concerned.
[10]
64.
The Second
Respondent contends that this matter is not complex and to reduce it
to its bare essential. The Court is ultimately faced
with the tension
between two competing or even conflicting interests of fundamental
and constitutional importance namely; the fundamental
rights to the
environment as provided for in section 24 of the Constitution
pertaining to the biosphere which makes biological
life physically
possible and the transformative agenda of the Constitution
[11]
striving to fulfil all the other fundamental rights by addressing the
terrible affliction of poverty in our society. And pertaining
to the
quality of life promised by the Constitution for all citizens which
promise is simply impossible without the development
and industry in
a developing country including the mining industry as well as the
coal mining industry.
65.
Because the
Constitution knows no hierarchy of fundamental rights. The true
question is how to balance these competing rights or
interests, both
in principle and as applied to a particular set of circumstances. The
appropriate test when one is concerned with
balancing these competing
rights or interest must be the flexible interest of justice test.
[12]
66.
The Second
Respondents in their argument relied on the
Fuel
Retailer’s Association
case
[13]
and in particular at
paragraph 50 where the Court held as follows:
“
[50]
At the heart of the Rio Declaration principles 3 and, Principle 3
provides that the right to the development must be fulfilled
so as to
equitably meet developmental and environmental needs of the present
and future generations. Principle 4 provides that
in order to achieve
sustainable development, environmental protection shall constitute an
integral part of the development process
and cannot be considered in
isolation from it. The idea that development and environmental
protection must be reconciled is central
to the concept of
sustainable development. At the core of this principle is the
principle of integration of environmental protection
and
socio-economic development”.
67.
This brief overview of international development shows that the point
of departure has always been a right to development. The
debate was
about how the right to development should be limited by environmental
protection to make outgoing development sustainable.
In other words,
we learn from international environmental law that the core idea is
to find a balance between social, economic
and environmental factors,
and not to use environmental factors as a trump card to obstruct and
prevent the very social and economic
development that is especially
essential in a developing country such as ours wherein poverty is
dehumanizing.
68.
The concept
of sustainable development is further defined in section 1(1) of the
NEMA to mean the integration of social, economic
and environmental
factors into planning, implementation and decision making so as to
ensure that development serves present and
future generations.
[14]
69.
A balance can and must be achieved between social, economic and
environmental factors so that the integration of these factors
contemplates an exercise of reconciliation to find a balance between
them.
70.
The Second Respondents further contend that the following national
environmental management principles are of part.icular relevance
for
this matter:
70.1
The anthropocentric principle section 2(2) of the NEMA provides that
environmental management
must place people and their needs at the
forefront of its concern, and serve their physical, psychological,
developmental, cultural
and social interests equitably. Environmental
management including water resource management is therefore primarily
for the sake
of people and their needs;
70.2
The sustainable development principle in section 2(3) – (4) of
the NEMA provides that development
must be socially, environmentally
and economically sustainable and all relevant factors should be
considered, including a number
of factors specifically listed in
section 2(4)(a) of the NEMA;
70.3
The integration principle in section 2(4)(b) of the NEMA requires
that environmental management
must be integrated, acknowledging that
all elements of the environment are linked and interrelated and it
must take into account
the effects of decisions on all aspects of the
environment and all people in the environment by perusing the
selection of the best
practical environmental options;
70.4
The environmental justice principle in section 2(4)(c) of the NEMA
provides that environmental
justice must be pursued so that adverse
environmental impact shall not be distributed in such a manner as to
unfairly discriminate
against any person, particularly vulnerable and
disadvantaged people. The cycle of symbiotic interaction between
environmentally
harmful practices on the one hand and the unequal
distribution of wealth and resources in society on the other hand
should be broken.
This is a goal of equity and equality to be
achieved through development; and
70.5
The flagged
ecosystem principle in terms of section 2(4)(r) of the NEMA since,
sensitive, vulnerable, highly dynamic or stressed
ecosystems, such as
estuaries and wetlands and similar systems requires specific
attention in management and planning procedures
especially when they
are subject to significant human resource usage and development
pressure. On the precautionary principle,
the Second Respondent
submits that in practice the precise scope and ambit of the
precautionary principle is contagious and different
meanings have
been attributed thereto in the academic and theoretical debate raging
over this principle. The one theoretical meaning
that the risk averse
and cautious approach has to do mainly with mitigation measures in
respect of the consequences of decisions
and actions, the limits of
current knowledge about the consequences of decision and actions or
the lack of scientific certainty
cannot be used as a reason for
postponing cost effective measures to prevent those consequences.
[15]
71.
The other
theoretical meaning relates a risk-averse and cautious approach to
the concept of onus of proof in the Civil Law of Evidence
and
procedure. A development should not be regarded as a sustainable one
unless the developer demonstrates the absence of risk,
of adverse
impacts or of negative consequences of decisions and actions before
the development may proceed.
[16]
72.
The formal or traditional sense of this concept was explained as
consisting of two distinct concepts, namely either the duty
which is
cast on the particular litigant in order to be successful or finally
satisfying a court of law that he is entitled to
succeed on his claim
or defence as the case may be or the duty cast upon a litigant to
adduce evidence in order to combat a
prima facie
case made by
his opponent. Traditionally these concepts are part of the Civil Law
of Evidence and procedure, operating within the
context of an
adversarial procedure in a court of law. I will not dwell much on the
theoretical analysis of the meaning of the
risk-averse and cautious
approach as a concept of onus of proof in the Civil Law of Evidence
and Procedure. This explanation is
mainly an academic one.
73.
The Second Respondent rely on principle 15 of the Rio declaration
which provides as follows:
“
In order to
protect the environment, the precautionary approach shall be widely
applied by states according to their capabilities.
Where there are
threats of serious or irreversible damage, lack of full scientific
certainty shall not be used as a reason for
postponing cost effective
measures to prevent environmental degradation.”
74.
Accordingly, so the Second Respondent submit, the precautionary
approach is not directed at the desirability of development
but at
the desirability of the mitigation measures. The very premise of this
principle is that a decision was taken to proceed
with the
development and to introduce cost effective, measures despite the
lack of full scientific certainty. Consequently, the
precautionary
principle in the international environmental law was never a so
called zero standard, requiring full scientific certainty
before any
development is allowed to proceed or calling for a zero risk
approach. Section 27(1) of NWA expressly commands that
in issuing a
license, account must be taken of all relevant factors including a
number of factors specifically listed from subsections
a – k.
75.
From this
perspective, the polycentric nature of the statutory decision making
power of the responsible authority and/or the Water
Tribunal becomes
clear. They are called upon to strike a reasonable and appropriate
balance between all these different and sometimes
conflicting
considerations as spelt out in section 2 and section 27 of the NWA to
the extent that they are relevant. However, firstly,
the primary duty
remains to take into account all relevant factors so that those
listed are non-exhaustive and secondly, there
is no legislative
indication or guideline what significance or weight to attach to any
particular factor
[17]
so that
the outcome of any process of evaluation will depend upon the site
specific facts and circumstances of a particular application
for
water use license and a propagandistic or partisan macro scale
research report for the sake of context is, with respect, of
very
little consequence or relevance if any at all.
The
National Water Resource Strategy 2(2013)
76.
The Second respondent gives context to the National Water
Resource Strategy in their submissions.
77.
Section 5 of the NWA, commands the Minister to establish a National
Water Resource Strategy by way of notice in the government
gazette of
which the current version was published on 1 August 2013.
78.
Section 7 of the NWA commands that the responsible authority and the
Water Tribunal as organs of state must give effect to the
National
Resource Strategy 2(2013) when exercising any power or performing any
duty in terms of the NWA.
79.
The National Water Resource Strategy sets out how to achieve the
following core objectives, the water support development and
the
elimination of poverty inequality, water contributes to the economy
and job creation, and water is protected, used, developed,
conserved,
managed and controlled sustainably and equitably. These core
objectives are a response to the priority set by the government
within the National Development Plan.
80.
The declared purpose of the National Water Resource Strategy is to
ensure that national water resources are managed towards
achieving
South Africa’s growth, development and socio-economic
priorities in an equitable and sustainable manner over the
next five
to ten years. The reason why it was revised in the first place was
because the national development plan outlines a new
path for
Southern Africa which seeks to eliminate poverty and reduce
inequality in seeking to: create jobs and livelihoods; expand
infrastructure; transition to a low carbon economy; transform urban
and rural spaces; improve education and training; provide quality
healthcare; build a capable state; fight corruption and enhance
accountability; and transform and unite society.
81.
None of these can be effectively implemented unless all sectors
including the water sector contribute to the vision and objectives
of
the national development plan. To this end the National Water
Resource Strategy responds and outlines the strategy for protecting,
using, developing, conserving, managing and controlling South
Africa’s scarce water resource with water having a key role
as
an enabler of social stability and economic prosperity.
Acid
Mine Drainage
82.
The Second
Respondent submits that with regard to the management of acid mine
drainage and directly in contrast with the exaggerated
hypothesis of
the Appellants, the sober and realistic contemplation of the national
water resource is as follows
[18]
:
“
The problems
associated with acid mine drainage (“AMD”) result largely
from an era, prior to the
National Water Act and
the
National
Environmental Management Act when
control over mining impacts and
closure of mines was far less stringent than they are now. While the
pollution from AMD is a significant
problem, the potential increase
in water availability from treated AMD offers opportunities for
making additional water available
to supplement traditional water
sources.
The
additional water comes from changes in run-off and infiltration
patterns in heavily mine catchments, which appears to have increased
limit in these areas. However, the quality of additional water that
can safely and reliably be made available from this sort, this
source
is yet to be confirmed.
Whether
additional water becomes available or not, the AMD must be managed
and treated and the polluter-pays principle must apply
where mines
still have an identifiable owner. The challenge lies in putting
reliable institutional arrangements in place that will
continue to
treat the water even after the mines have closed down.”
83.
The Second Respondents contend that the Appellants rely heavily on
only one portion of the National Water Resource Strategy
which deal
with water resource protection, and utilises in this context the
concept of a strategic water resource area. However,
there is no
prohibition or clear policy statement against or even discouragement
of any mining activities whatsoever in a strategic
water source area
with the emphasis rather falling on proper and informed management.
In fact, the evidence shows that in this
document of strategic
importance, express provision is made for a scenario of mining within
a strategic water resource area. Neither
the Appellants nor their
witnesses disclosed this upfront to the Water Tribunal or to this
Court.
84.
The Second Respondent contends that there is a fundamental difference
between the adversarial nature of judicial proceedings
aimed at a
resolution of a dispute between parties in past facts and the
inquisitorial nature of the administrative proceedings
under
consideration aimed at a rational and informed decision regarding
authorisation for future water uses. This rule, in regard
to the
duties or responsibilities of an applicant or an objector in this
kind of proceedings is that an applicant should place
before the
responsible authority and/or the Water Tribunal relevant facts in
favour of his application and that an objector should
place before
the responsible authority and/or the Water Tribunal relevant facts in
support of his objection, which rule is furthermore
a code in the
rule 7
of the Water Tribunal rules. In the rehearing before the Water
Tribunal, the Water Tribunal must give every party opposing the
appeal an opportunity to present their case with the applicant
afforded an opportunity to respond to any information or
presentations
so forthcoming.
Questions
of Law
85.
Both the
Appellants and the Respondents have gone into great detail in trying
to define what the phrase “questions of law”
means. The
Appellants and the Second Respondent relied on the
Gugulethu
Family Trust v Chief Director, Water Use: Department of Water Affairs
and Forestry
[19]
.
The Second respondent submits that
Stenersen
And Tulleken Administration CC v Linten Park Body Corporate
[20]
is no authority for the proper meaning of the phrase “question
of law” as used in the context of
section 149(1)
of the NWA. In
this latter context the phrase “question of law”, in the
Second Respondent’s submission has the
meaning of “the
question about the contents or substance of the law.”
86.
On the other hand, the Appellants submit that the failure to take
into account all relevant factors, and the attachment of undue
significance of any one factor as required by
section 27
of the NWA
constitutes an error of law. The proposition is clearly that this is
an error of law because there was an erroneous
application of the
law.
87.
In support of this submission, the Appellants relied on paragraph 20
and 22 of the unreported judgment of the
Gugulethu
matter. In
paragraph 20 thereof, the ground of appeal is recorded as that the
Water Tribunal act in law by finding that the provisions
of
section
27(1)(b)
of the NWA are the only and overriding criteria to be taken
into account when determining whether to issue a WUL.
88.
In paragraph 22 thereof it is reported that the interpretation by
both the Water Tribunal and the responsible authority of that
provision was wrong in law and accordingly it was not the failure to
take into account that was the error of law as is misleadingly
submitted, but the wrong interpretation of a legal provision.
89.
The Second Respondents contend that these two paragraphs are not
authority for the proposition of the phrase “question
of law”,
as the phrase also includes a question about the application of the
law to the particular facts and circumstances,
but is in fact
authority of the proposition that this phrase pertains to a question
about the substance of the law itself, in the
instance of the
Gugulethu
judgment and the meaning and interpretation of
section 27(1)(b)
of the NWA.
90.
The Second Respondent challenges the Appellants’ submission
that the Scientific Aquatics Services Assessment found that
the
dewatering impact would have a high impact on the relevant wetlands,
with or without mitigation. The Second Respondent submits
that the
true and correct facts are that the Scientific Aquatics Services
Assessment was done by the wetlands specialist, Van Staden,
who
testified orally before the Water Tribunal on his written report.
91.
In the report on the pages selected by the Appellants, there is a
description in rudimentary table format comparing the assessed
impacts during the construction phase, operational phase and the
closure phase of the mine. Under unmanaged conditions, that is
without any of the mitigation measures with the assessed impact
during the same phases; but under managed conditions, that is with
mitigation measures applied. In these tables, with specific reference
to the operational phase and the closure phase, the significance
of
the impact both with and without mitigation measures remains
numerically the same and assessed as high. However, the true picture
emerges not only form the rest of this report but also from the oral
evidence of Van Staden, which evidence was given in the presence
of
the Appellant.
92.
I will now deal in turn with the Second Respondent’s Response
to the Appellants’ grounds of appeal.
The
Failure to Consider the Strategic Importance of the Mine Area for
Water Security and Diversity
93.
The Second Respondent acknowledges that the Water Tribunal did
appreciate the factors of strategic importance and environmental
sensitivity. However, this is not an appeal in the air but an appeal
against a decision. The Second Respondents concede that Mabola
Protected Environment is a protected area and falls within the
Protected Areas Act and in terms of section 48(1)(b) thereof,
commercial
mining may be conducted in a protected environment with a
written permission of the Environmental Minister and the Minister of
Minerals.
94.
Section 3 of the Biodiversity Act deals with the state’s
trusteeship of biological diversity and provides that in fulfilling
the rights contained in section 24 of the Constitution, the state
through its organs of state that implement legislation applicable
to
biodiversity must manage, conserve and sustain South Africa’s
biodiversity and its components and genetic resources and
implement
the Biodiversity Act to achieve the progressive realisation of those
rights. This does not call for a hands off approach
to biodiversity
but, on a proper contextual and constitutional interpretation based
on the fundamental anthropocentric character
of the positive law
pertaining to the environment, for reasonable access and sustainable
use of all resources including mineral
resources. The Second
Respondents submit that sustainable development of mineral resources
through responsible mining is permissible
and contemplated in these
areas of strategic importance or environmental sensitivity, wherein
mining is not
a
priori
dismissed as unsuitable
development by the environmental authorities. The green lobby
propagates for so called official “no
go areas” to become
official policy, also in the WWF SA Coal and Water Features Report,
but to no avail.
95.
The Second Respondent specifically disputed in its documentation and
during the hearing before the Water Tribunal that large
scale and
high level instruments of a general and abstract nature could be used
to determine the strategic significance and the
environmental
sensitivity, vulnerability and importance of the much smaller mining
area. This was never common cause. It
has consistently been the
position adopted by the Second Respondent that the site-specific
characteristics of the mining area revealed
that it was not so
significant, sensitive, vulnerable and/or important from an
environmental or biodiversity perspective.
96.
The Second Respondents submit that the Appellants are incorrect in
claiming that the Water Tribunal held that the Strategic
Water Source
Areas Report were irrelevant because they did not comprise or had not
been taken up in government policy. In the one
paragraph relied upon
by the Appellants, the common sense point is made that general
research documents cannot guide a project
level decision making
process, there is no reference to “not been taken up in
government policy”.
97.
In the other paragraph relied upon by the Appellants, the Water
Tribunal is dealing with a so called no go proposal that was
made
already in 2011 in terms of which specific areas should be identified
as areas of strategic importance or sensitivity in which,
as a matter
of law, no mining should be allowed. It is this proposal which has
not been taken up in government policy, it is that
proposal, still
fermenting in the lobby which has been found to be irrelevant.
98.
The proposition that the 2018 Strategic Water Source Areas Report was
held by the Water Tribunal to be irrelevant because it
had not
reached the stage of publication by the Water Research Commission is
also not supported by the references given by the
Appellants. There
is no mention of relevancy in those references and that what was
recorded, was that the evidence in this regard
was of a very high
level, lacking specificity and therefore not helpful as a
decision-making guideline.
99.
The proposition that the Water Tribunal held that the National Water
Resource Strategy was a draft out for comments since 2013
is not
correct. This is based on a passing reference in a footnote where the
evidence of Colvin is summarized, and her evidence
was to the effect
that the 2011 “no-go” proposal was still in the process
of being included as part of the Strategic
Water Source Area
Management in the National Water Resource Strategy. This proposition
is furthermore directly contradicted by
what the Water Tribunal
stated in the text of the appeal decision, namely, that it had
considered the aims, visions and strategic
goals of the National
Water Resource Strategy in making its findings and decisions on
various grounds of appeal.
Absence
of Proof of Consent of the Land Owner
100.
The Second respondent contends that the absence
of proof of consent
is a pure question of fact and therefore cannot be elevated to a
question of law. The Second respondent further
contend that section
24 does not create a principle of general application to all license
applications but applies only in respect
of use of water found
underground and not all of the water uses for which a license was
supplied for by the Second Respondent is
in respect of water found
underground.
101.
The structure of section 24 is not that of a prohibition
in favour of
owner of the land but that of an empowerment of a responsible
authority. The responsible authority may grant a license
under these
circumstances on one of two scenarios, namely, if the owner of the
land consents or if there is good reason to do so.
This is therefore
a provision entrusting the responsible authority with a discretionary
power to be exercise if either of these
two scenarios are present.
102.
A most important contextual consideration is the
institution of the
public trusteeship of the nation’s water resources, contained
in section 3 of the NWA. In this context
the purpose of the section
24 of the NWA is to ensure that the owner of land cannot frustrate
the exercise of the public powers
under the NWA by withholding
private consent for a water use to be undertaken in, on or over his
or her land.
103.
Another important contextual consideration under
the NWA is the
objects thereof, as contained in section 2 of the NWA, which include
the purpose to ensure that the nation’s
water resources are
protected, used, developed, conserved, managed and controlled in ways
which take into account, amongst others,
promoting equitable access
to water and facilitating social and economic development.
104.
The National Environment Management Principles
are located within the
parameters of sustainability, which is a matter of public interest in
a developing country afflicted by
poverty and cannot be vetoed by a
private individual.
105.
The Second Respondent further contends that there
is no room to read
in that “good reason” must mean “good public
reason”. If Parliament wanted that to be
inserted, Parliament
could have done so quite easily but, in any event, the prospect of a
meritorious sustainable development in
line with constitutional
imperatives is “good public reason” enough.
106.
The case to be met here is not that the discretional
power in
question was not exercised judicially or that the required scenario
or jurisdictional condition for the exercise of this
discretionary
power was absent at that time when the decision of the Water Tribunal
was taken. The Second Respondent repeats that
the Water Tribunal is
not a court of law in which the Civil Law of Evidence and Procedure
with its baggage of onus of proof finds
application and they also
point out that the Appellants had the opportunity to deal with the
further material put before the Water
Tribunal.
Failure
to Apply a Precautionary Principle
107.
The issue
of the application of the precautionary principle has already been
dealt with in this judgment in detail and therefore
I will not rehash
it. It is apposite to point out that the case referred to by the
Appellants, the
WWF
South Africa v Minister of Agriculture, Forestry and Fisheries
[21]
is authority for the proposition that the main business of the
precautionary principle is always that of mitigation measures and
not
that of a zero standard objection to a development.
108.
The Second
Respondent contends that the fallacy of this ground of appeal is
further demonstrated by the Appellants themselves where
the
Appellants want the Court to consider whether there has been the
proper application of the precautionary principle but at the
same
time they do not ask the Court to make a factual finding as regards
the extent of the impacts. The precautionary duties must
not only be
triggered by the suspicion of concrete danger but also by justified
concern of risk potential.
[22]
Failure
to Provide for Post-Closure Treatment of Contaminated Water
109.
The Second Respondent contends that this ground
of appeal is not a
question of law. The Second Respondent contends that the real issue
on the level of fact, although pursued under
the guise of the
question of law by the Appellants, is that the alleged and disputed
failure to make provision today for a water
treatment plant that
would be required for the post-closure treatment of decant predicted
to commence 45 years in the future and
that the alleged and disputed
failure to make provision today for financial security in respect of
the post-closure treatment of
decant predicted to commence 45 years
in the future. The two factors mentioned above should be considered
against the background
of the evidence of one of the experts, that is
Smit, who is an environmental assessment practitioner.
110.
Smit testified that, given the unpredictable and
variable volumes of
possible decant, he recommends a modularised water treatment plant,
of which the capacity can be up scaled
or downscaled depending on the
water volumes to be treated post closure or in future. He further
testified that monetary data and
information can be collected only
after mining commences, to determine with any degree of certainty the
possible volumes of quality
of decant water to be treated in future
decant.
111.
This modularised water treatment plant will be
installed and financed
from operational capital during the operational phase so that the
plant will be available subject to adjustment
for the post-closure
treatment of decant.
112.
It is for this practical reason that condition
1.15 requires an
environmental management plan and a rehabilitation plan for the
decommissioning of any of the water use activities
as listed in table
1 to be submitted 5 years before commencing with closure for written
approval.
113.
On this common sense basis, the water Tribunal
found that the planned
water treatment plant to be used during the operational phase is
sufficient. Especially given the modularised
design of the plant
which makes the plant flexible and adaptable to change in the volumes
of water to be treated, as well as future
technological advances.
Even Johnstone agreed that a modularised plant is a reasonable
solution. The claim in the GCS review and
Appellants’ experts
that there is no provision for a water treatment plant post mining
was found to be clearly unfounded.
The
Legal Implications of Mine Closure
114.
The Second respondent took a moment to explain
the legal implications
of the technical concept of mine closure. Mine closure takes place
and the post-closure phase begins when
a closing certificate is
issued in terms of section 43 of the MPRDA.
115.
Section 43(1) of the MPRDA provides that the Second
Respondent
remains responsible for any environmental liability, pollution,
ecological degradation, the pumping and treatment of
extraneous
water, compliance to the conditions of the environmental
authorisation and the management sustainable closure thereof
until
the Minerals Minister has issued a closure certificate.
116.
Section 43(2) of the MPRDA requires that the Second
Respondent must
apply for a closure certificate in terms of section 43(4) thereof,
and that application must be accompanied by
the required information
programs, plans and reports prescribed in terms of the MPRDA and the
NEMA.
117.
Section 43(5) of the MPRDA commands that no closure
certificate may
be issued unless the chief inspector and each government charged with
the administration of any law which relates
to any matter affecting
the environment have confirmed in writing that the provisions
pertaining to health and safety and management
of pollution to water
resources, the pumping and treatment of extraneous water and
compliance to the conditions of the environmental
authorisation have
been addressed.
118.
The Second Respondent further dealt with relevant
sections in terms
of NEMA that deals with mine closure. A mere reading of the sections
indicates that the two sections from NEMA
and the MPRDA mirror one
another. Section 24p – 24r of the NEMA provide that sufficient
financial provision must be made
for the rehabilitation or management
of negative environmental impact. In line with the legal dispensation
under the NWA, condition
14.1 of the WUL requires a budget sufficient
to complete and maintain the water use and for the successful
implementation of rehabilitation
program with condition 14.2 thereof
empowering the department at any stage of the process, to request
proof of budgetary provisions.
Failure
to Appreciate Burden of Proof
119.
The Second Respondent contend that this ground
of appeal pertains to
the alleged incorrect application of the law instead of raising
squarely a question of the law on the substance
thereof. The Second
Respondent refers to the Civil Law of Evidence and Procedure and I
have already dealt with Civil Law of Evidence
and Procedure in the
preceding paragraphs. What needs to be pointed out and is of
importance is that the Appellants rely on the
Brownlie Report where
the Author was never called as a witness in the tribunal hearing.
120.
The Second Respondent further alleges that the
Appellants do not
advance any caselaw or other legal authority for the various
propositions advanced in respect of this ground
of appeal and more
specifically there is no authority for the proposition that the
Appellants were entitled to rely only on a reasoned
critique of the
evidence put up by the Second Respondent regarding socio-economic.
121.
The Second Respondent argues that even in the
event where there was
such burden of proof, that burden of proof has been fully and finally
discharged when the expertise and the
creditability of the witness
for the Second Respondent were demonstrated while the desktop case as
advanced by the Appellants was
held to be shallow and unscientific
without any attempt at ground-truthing.
122.
Before I get to the conclusion I need to deal
with a few points that
were made by the Second Respondent and were disputed by the
Appellants as inaccuracies.
123.
The Second Respondent dealt with the evidence
of Dr Botha and
submitted that the evidence was very important. The evidence was
uncontested. It dealt with how water can be successfully
treated.
124.
The Second Respondent further made reference to
Ms Colvin who had
filed a report. The Second Respondent alleges that she was the
Appellants’ expert witness. The Second Respondent
alleges that
the Appellants in their rebuttal heads of argument considered that
they are not relying on Ms Colvin’s report
at all.
125.
The Second Respondent pointed out that the
Appellants relied on
the Brownlie and Dennis reports. The Second Respondents contend that
these reports were only submitted to
the Water Tribunal and both the
authors of these reports were never called to testify. The Appellants
in their rebuttal heads indicated
that they no longer rely on these
reports.
126.
The Second Respondent further indicated that they
had filed a WSP
initial report which was later substituted by Delta H report. The
author of the Delta H report was called to give
evidence at the
tribunal. The Second Respondent submits that the evidence by the
author of the Delta H report was never contested.
The Second
Respondent further submitted that the Appellants, notwithstanding the
fact that the WSP report was amended and updated
by the Delta H
report, they kept on quoting the old WSP report as part of their
science.
127.
The Second Respondent also alleges that the Appellants’
reports
were what is called desktop reports where none of their witnesses
visited the site and made physical examination of the
site itself.
128.
The Second Respondent indicated that Van Staden’s
report was
completely discredited and his evidence was rejected by the tribunal.
The report used the phrase “high impact
without mitigating
factors” and was varied by Mr Van Staden himself to “medium
and low with mitigation,”. The
Second Respondent further
indicated that Van Staden conceded that his assessment is different
with mitigation. He conceded that
the project can proceed with
mitigation factors in place. Van Staden’s version was that they
even put his version to the
Second Respondent’s witnesses and
he exaggerated the impact of dewatering.
129.
The Appellants indicated in reply that Van Staden
is actually the
Second Respondent’s witness. The Appellants further indicated
that the Second Respondent distanced themselves
from reliance on the
SAS Report which was their own report.
130.
The Second Respondent further submitted that Johnstone
in
cross-examination conceded that the mine can go ahead with mitigation
factors. Therefore, the Second Respondent submits that
all the
witnesses conceded that there is nothing that should stop the mine
from proceeding. The second respondent also submitted
that, that is
why Appellants distanced themselves from their own witnesses and
decided to rely on the Respondents’ experts.
On the other hand,
the Appellants submitted that they relied on the Respondent’s
expert to show that even in their own version,
there are factors that
vitiate against the granting of the WUL.
131.
The Second respondent also referred to the GCW
review and indicated
that it was completely discredited and the reason was that the Second
Respondent’s expert explained
that one cannot get a class 2 or
3 report until the mine has commenced. The Second Respondent’s
expert explained that it
is impossible scientifically to do a class 2
or 3 report until the mine starts operating. The expert indicated
that this is an
Australian scientific model which is applied
throughout the world in mining.
132.
The Second Respondent went further and referred
to Colvin who
according to the Second Respondent conceded that the precautionary
principle was concerned with mitigation. The Second
Respondent
concluded that the Appellants own witness applied the precautionary
principle and also indicated that that is not how
the precautionary
principle should be applied. The Second Respondent further submitted
that the Appellant’s case was that
the Second Respondent should
give an absolute guarantee before starting with mining activities in
order to satisfy the precautionary
principle.
133.
The Second Respondent also referred to Smit’s
evidence on the
mitigation measures which the Second Respondent submits that it was
uncontested and is accordingly common cause.
134.
In contradicting the submissions by the Second
Respondent, the
Appellants in reply indicated that the evidence of Mr Johnstone, that
the mining process would introduce a daylighting
point that is going
to lead to decant was contradicted by their own expert. The Appellant
further indicated that during the hearing
in the tribunal, they read
out the Delta H report where professor Witthuser specifically
discusses what it means when he talks
about class 1, 2, 3 level
confidence. The Appellants submit that the Court need not go further
than that. The Appellants also indicated
that there was no need to
rely on Mr Johnstone’s evidence as far as that aspect was
concerned.
135.
From a proper reading of the papers and from the
submissions made by
both counsel for the Appellants and the Second Respondents, the
contradictions and the inaccuracies as pointed
out by the Appellants
in reply are found to be immaterial. I will therefore not attach any
particular weight to the two or three
inaccuracies that were pointed
out by the Appellants.
Findings
136.
The National Environmental Management Principles
do not demand a so
called zero standard which frown upon any kind of impact on the
environment. Those impacts are to be avoided
in the first place, but
where they cannot be avoided they should in the second place be
minimised. Lastly, they should be remedied
and this is where adequate
mitigation as well as post-closure treatment for mining related
impacts come in.
137.
The National Environmental Management Principles
do not constitute a
checklist for ticking of each requirement that a proposed development
has to comply with nor are these principles
rigid rules of the
positive law which must be complied with in each instance. These
principles are normative guidelines, all of
which have to be
considered but none of which stands in any particular hierarchical
relation to the other and all of which, after
consideration may not
necessarily find application in a particular set of circumstances or
apply to the same extent.
138.
Section 2(4)(a)(vii) of the NEMA provides that
sustainable
development requires the consideration of all relevant factors
including the factor that a risk-averse and cautious
approach is
applied which takes into account the limits of current knowledge
about the consequences of decisions and actions. This
consideration
which is identified in the NEMA as a relevant factor to be taken into
account when applying the principle of sustainable
development is the
one that is labelled as the precautionary principle.
139.
The one theoretical meaning is that a risk-averse
and cautious
approach has to do mainly with mitigation measures in respect of the
consequences of decisions and actions. The limits
of current
knowledge about the consequences of decisions and actions or the lack
of full scientific certainty cannot be used as
a reason for
postponing cost effective measures to prevent those consequences.
This is a generally accepted view which effectively
means that the
precautionary principle operates traditionally in a dimension where
there is a scientific uncertainty about the
existence or extent of
the risks or consequences of a decision or action. However, there is
also a more controversial dimension
where the risk or the
consequences of a decision or action are known but there is
scientific uncertainty about the efficiency of
the mitigation measure
in preventing or reducing the risk or consequences. I am therefore
satisfied that the precautionary principle.
has been met in this
case.
140.
The finding by the Water Tribunal that the expert
evidence for the
Second Respondent on the Delta H ground water assessment indicate
that scientifically some methods were used to
conduct the wetland
typological studies and that the findings thereof were scientifically
defendable is accepted by this court.
The tribunal indicated that
this was indeed a sophisticated model and this court agrees with the
finding by the tribunal.
141.
The Second Respondent demonstrated that the mere
lack of a review or
absence of an assessment by an environmental specialist that the
mitigation measures providing for a water
treatment plant or using a
spigot for the release of treated water are inadequate, does not
logically follow. The Respondent showed
that the modular water
treatment plant was proposed by an expert and qualified environmental
practitioner and was designed by engineers.
The Second Respondent
further demonstrated that the use of the spigot was proposed by a
wetland specialist, Van Staden, who was
never challenged during the
oral hearing as to whether or not this measure was adequate and this
court accepts that adequate measures
have been put in place to deal
with water treatment, both in the present and in future.
142.
In relation to the cumulative impact, the Second
Respondents have
shown in their statement of response that the Loskop Coal Mine is an
existing activity in another watershed and
any of the impact.
Thereof, it is already accounted for as part of the background
monitoring as well as the baseline assessment
and that there was no
need for its existence to be specific in any of the reports.
Furthermore, the Loskop Coal Mine does not seem
to have any
measurable impact based on the specialist in stating that the water
quality is pristine and the monitoring results
show seemingly no
impact. This Court is satisfied that the respondents have
demonstrated that all the precautionary measures have
been taken and
that compliance with the relevant sections of the NWA and NEMA have
been satisfied.
143.
As it was
profoundly laid in the matter of
Shepstone
and Wylie v Greyling NO
[23]
,
the appeal court should be loath to interfere unless it is
established on the facts and evidence that the lower court, that is
the Water Tribunal, acted capriciously or upon an incorrect principle
or otherwise did not apply itself to the judgment it made.
This was
also fortified by the Supreme Court of Appeal in the
General
Council of the Bar of South Africa v Geach and Others
[24]
.
where Nugent JA (as he then was) stated:
“
[57] At the
third stage of the enquiry the sanction that should be imposed lies
in the discretion of the court. Where a discretion
is conferred it
implies THAT the matter for decision has no single answer and calls
for judgment, upon which reasonable people
might disagree. That being
so a court on appeal is restricted to determining whether the
decision-maker has correctly gone about
the enquiry. If he or she has
correctly gone about the enquiry then a court on appeal may not
interfere with the decision, albeit
that it considers the decision to
be wrong.
[58]
The restriction upon the power of a court to interfere on appeal was
expressed as follows in
Kekana v Pretoria Society of Advocates of
South Africa
:
“
Appellate
interference with the trial court’s discretion is permissible
on restricted grounds only. In Beyers v Pretoria Balieeraad
[25]
the grounds for interference are stated in slightly different terms
but the approach is essentially the one adopted in all other
cases
where a court of appeal is called upon to interfere with the exercise
of a discretion, viz that interference is limited to
cases in which
it is found that the trial court has exercised its discretion
capriciously or upon a wrong principle or has not
brought its
unbiased judgment to bear on the question or has not acted for
substantial reason.”
144.
This Court accept that the Water Tribunal when
crafting its decision
path sought to concomitantly harmonise the need to prevent pollution
or environmental degradation with the
duty to promote a justifiable
economic and social development guided by the expert scientific
evidence before it. In its approach
to the question before it, the
Water Tribunal further took cognisance of the relevant international
instruments and standards.
145.
Having considered the relevant authorities and
its perspective of the
facts before it, the Water Tribunal found that it has also been
necessary to dispel any notion that there
is no right to development
in the Constitution.
146.
Having weighed all the information provided, the
documents and the
oral submissions made on behalf of the parties, I propose that the
following order be made:
1.
That the Appellants’ appeal be dismissed with costs and such
costs to include the employment of two counsel
where necessary.
BALOYI-MERE
AJ
ACTING
JUDGE OF THE HIGH COURT
I
agree
NYATHI
J
JUDGE
OF THE HIGH COURT
Matter
heard on the 18
th
and 19
th
October 2022
Judgment
handed down on 10 May 2023
Appearance
On
behalf of the Appellants:
Centre
For Environmental Rights
Counsel
:
Adv
Dotson SC with Adv Mbikiwa
On
Behalf of the First Respondent:
State
Attorney, Pretoria
Counsel:
Adv
Mphaga SC with Adv Mathaphuna
On
behalf of the Second Respondent:
Taitz &
Skikne Attorneys
Counsel:
Adv
Zimmerman
On
behalf of the
Amici Curiae
:
Cliffe
Decker Hofmeyr
Counsel:
Ngukaitobi
SC with Hassim SC
Adv
Lekokotla
Adv
Tabata
Adv
Nyembe
Delivery:
This judgment was handed down electronically by
circulation to the parties’ legal representatives by email, and
uploaded on
the CaseLines electronic platform. The date for hand-down
is deemed to be 10 May2023.
[1]
2012
(6) SA 223 (CC).
[2]
2013
(2) SA 620
(CC).
[3]
2018
(1) SA 471 (SCA).
[4]
[2007] (6) SA 4 (CC).
[5]
[2020] 2 All SA 485
(WCC) at paragraphs 36 – 37.
[6]
[2013] 1 All SA 526
(SCA) at paragraph 33.
[7]
Supra
[8]
See Fuel Retailers
supra
.
[9]
See Gardener v Whitaker
1995 (2) SA 672
(E) 689 J – 690 C.
[10]
See Qwelane v South African Human Rights Commission
2020 (2) SA 124
(SCA) paragraph 82; Laugh It Off Promotions CC v SAB International
(Finance) BV T/A Sabmark International
[2005] ZACC 7
;
2006 (1) SA 144
(CC)
paragraph 47.
[11]
Minister of Constitutional Development v South African Restructuring
and Insolvency Practitioners Association
2018 (9) BCLR 1099
(CC)
para 1.
[12]
The Citizen 1998 (Pty) Ltd v McBride
2011 (4) SA 191
(CC) para 148 –
149; Independent Newspaper (Pty) Ltd v Minister of Intelligence
Services
2008 (5) SA 31
(CC) para 85.
[13]
Supra.
[14]
See Fuel Retailers
supra
.
[15]
This is consistent with principle 15 of the Rio declaration. See
also WWF South Africa v Minister of Agriculture, Forestry and
Fisheries
[2018] 4 ALL SA 889
(WCC) para [110].
[16]
South Cape Corporation (Pty) Ltd v Engineering Management Services
(Pty) Ltd
1977 (3) SA 534 (A).
[17]
Makhanya
supra.
[18]
As
contemplated in the National Water Resource Strategy 2 (2013)
[19]
Unreported judgment delivered on 27
th
October 2011 by
Murphy
J, Tuchten J concurring in case A566/2010 North Gauteng Court,
Pretoria.
[20]
2020 (1) SA 651 (GJ).
[21]
2018(4) ALL SA 889 (WCC)
[22]
AP Pollution Control Board v Nayudu Air 1999 SCA 812 (CA) 368 –
371 of 1999 (1999/01/ 27) paragraph 27.
[23]
1998
(3) SA 1036
(SCA) at 1044 J2 – 1045A.
[24]
2013(2)
SA 52 SCA.
[25]
1966 (2) SA 593
(A) at 605 F-AH.
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