Case Law[2024] ZAWCHC 107South Africa
Lehlehla v Minister of Police (A37/2023) [2024] ZAWCHC 107 (19 April 2024)
High Court of South Africa (Western Cape Division)
19 April 2024
Judgment
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## Lehlehla v Minister of Police (A37/2023) [2024] ZAWCHC 107 (19 April 2024)
Lehlehla v Minister of Police (A37/2023) [2024] ZAWCHC 107 (19 April 2024)
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sino date 19 April 2024
FLYNOTES:
PERSONAL INJURY – Police shooting –
Liability
–
Shot
in eye by rubber bullet causing blindness – SAPS attempting
to crowd control protestors – Pleadings couched
to
incorporate respondent's statutory duty of care – Including
public order policing – Respondent created situation
by
failing to have POP unit available – Would have taken
control of situation – Appellant on probabilities would
not
have been shot – Defence of necessity and voluntary
assumption of risk not applicable – Appeal upheld.
IN
THE HIGH COURT OF SOUTH AFRICA
# (WESTERN
CAPE DIVISION, CAPE TOWN)
(WESTERN
CAPE DIVISION, CAPE TOWN)
Case
No.: A37/2023
In
the matter between:
DIBAKISO
ALETTA
LEHLEHLA
Appellant
and
THE
MINISTER
OF
POLICE
Respondent
Coram:
Henney, J et Dolamo, J et Salie, J
Date
of Hearing: 22
January
2024
Judgment
delivered: 19
April 2024
Counsel
for Appellant: Adv. M
Salie SC
Adv.RM
Liddell
Instructed
by: Adendorff
Attorneys Inc.
Counsel
for Respondent: Adv. Stan O'Brien
Instructed
by: The
State Attorney
JUDGMENT
DELIVERED ON 19 APRIL 2024
SALIE,
J (Dolamo, J concurring)
HENNEY,
J (dissenting)
SALIE,
J:
1] This
is an appeal before the full bench of this division, with leave of
the Court a quo, against its Order
in which the appellant's delictual
claim against the respondent was dismissed with costs. As the merits
and quantum were separated
by agreement at the commencement of the
trial, the court a quo determined the merits only.
2] The
events forming the basis of this action, are that on 1O August 2011,
the appellant was struck in the
right eye by a rubber bullet fired by
a South African Police Service ("SAPS") official, resulting
in her being blind
in that eye. She was 19 years of age at the time
and an electrical engineering student at the Boland College in
Caledon.
3] The
appellant's case is that on the date in question, she was on her way
to college to write an examination
when at approximately 06h45 she
encountered protesters in the vicinity of Ou Kaapse Weg, Grabouw.
Members of the SAPS were present
on the scene. She intended to board
a bus en route to the college. Whilst walking on the gravel path
passing the protesters, she
heard the sound of gunshots. She felt
blood streaming down her face and immediately turned around and ran
back to her home, a 5
to 7 minutes (walk) away. Her family attended
to her wounds at home and then called her cousin, Ms. Malerotholi
Matsemela ("Matsemela")
a police officer at the scene, who
requested the senior officers to allow the appellant to proceed to
the local
day
hospital.
The
appellant
was
transported
by
ambulance from the
day
hospital to the
public hospital and thereafter transferred to Tygerberg Hospital.
4] In
her particulars of claim the appellant alleged that the members of
the SAPS were under a legal duty
to take care not to injure or harm
innocent persons and ought to have acted with extreme caution. The
use of force was to be the
last resort and that the members of the
SAPS had failed in their duty of care in a number of ways.
Consequently, she was
"wrongfully, unlawfully, alternatively
maliciously, alternatively further negligently and without just or
probable cause"
shot in the right eye by members of SAPS
acting in the course and scope of their employment with the
respondent and who had failed
in the carrying out of their functions
in the following ways:
(i) failed
to handle their firearm(s) with proper consideration for safety of
members of the public;
(ii) failed
to properly handle their firearm(s) loaded with ammunition (rubber
bullets); and
(iii) failed
to avoid the shooting of the appellant when by the exercise of
reasonable care the members could
and should have done so.
5] Under
the heading
"South African Police Service Code of Conduct",
the pleadings state further that the:
"._.members
were obliged by virtue of the SAPS Code of Conduct to create
a
safe
and
secure
environment
for
the
appellant,
to
prevent
action(s)
which
may threaten the
safety or security of the appellant, to uphold the Constitution and
the law,
to
render a responsible and effective service of high quality, to
utilize all the available resources responsibly,
efficiently
and cost-effectively to maximise their use, to uphold and protect the
fundamental rights of the plaintiff,
to
act
transparently
and
in
an
accountable
manner, and
to
exercise the
powers conferred upon them in a responsible and controlled manner."
(Emphasis my own)
6] The
respondent, in a further amended plea, denied that the appellant
sustained the injury in question
as a consequence of any conduct by
those SAPS members. However, in the event it being proven, the
respondent admitted that the
injury was sustained in the course and
scope of their employment but raised three alternative defences.
First, that the SAPS members
in question acted out of necessity;
second, that the appellant voluntarily assumed the risk; and third,
the appellant's own negligence
contributed to the injury she
sustained.
7] At
the commencement of the trial, counsel for the appellant set out in
its opening address that her case
is that members of SAPS were under
a legal duty to take care not to injure or harm innocent persons and
ought to have acted with
extreme caution, and to use force only as a
last resort. Members of the SAPS failed to implement reasonable
measures, including
the deployment of specialised units to disperse a
threatening crowd timeously, adequately or at all.
8] Through
the testimony of Matsemela, the issue regarding the full scope of
available police resources in
relation to the protest were
elucidated. Matsemela the cousin of the appellant, is employed
in the SAPS and was deployed
at the protest action on the day in
question. She arrived at the scene around 06h15, shortly after her
shift started at 06h00.
She was stationed at SAPS Grabouw at the
time. Matsemela has since 2015 been deployed with the Public Order
Police ("POP").
Captain Fourie was in charge of the police
officers at the scene. The witness testified that in terms of
standing order 262 titled
"Crowd
management during gatherings and demonstrations"
a threat assessment
is made after obtaining information in relation thereto. The level of
threat is divided into 3 categories of
risk, with level 3 being the
greatest risk level. In a level 3 risk category the controlling and
combatting is not to be done by
the visible police or the local
police, however, must be attended to by the POP previously named the
Area Crime Combatting Unit
(ACCU). The POP is a specialised police
unit of the SAPS, trained and armed with different weapons to contain
and control a level
3 risk.
9] Matsemela
testified that Mr. John Michaels ("Michaels") is known as a
community leader and highly
effective in creating uprising protests
in the community with an element of danger. The crowd had within a
matter of minutes increased
from approximately 500 to 1000 persons by
06h30. People were passing through by walking on the gravel side of
the road towards
the nearby situated clinic as well as children going
to school and those going to work. Whilst the crowd allowed the
children to
pass through they blocked the persons on their way to
work. Members of the crowd were armed with sticks and the group were
riotous.
A platoon of 10 police officers were attempting to control
the protesters. The police started firing rubber bullets in order to
disperse the crowd, however, they retaliated by throwing stones at
the police officers. It was shortly after this juncture when
she
received a call that her cousin, the appellant who was passing the
protesting crowd, had been injured. Matsemela was requested
to engage
her colleagues to allow for the appellant to be taken to hospital.
She informed her senior at the time, Sergeant Nombewu.
He in turn
facilitated by allowing the appellant and those persons assisting her
to pass through to the clinic where she was initially
assisted by the
paramedics. The POP arrived a relatively long time after the
shooting.
10] Under
cross-examinationMatsemela confirmed that the relevant standing order
relates to a planned gathering
which the police had been notified
about. In reply, the witness confirmed that in
circumstances
where
there
was
notice
of
an
imminent threat to
public peace, the POP ought to have been called to the scene
timeously to contain the crowd. She also testified
that a planned
protest could be both, a permitted protest which would be legal, or
as in this case, an illegal protest. That evidence
concluded the
appellant's case.
11] Captain
Desmond Fortuin ("Fortuin") testified that on the date in
question he was the head
of the Grabouw Crime Prevention unit and
head of th Visible Policing unit ("Vispol"). He testified
that standing order
262 on crowd management during gatherings and
demonstrations relates to planned
and
unplanned
gatherings.
He
was contacted around
03h15 on the morning of the incident by Captain Josephs who was
working nightshift at Grabouw SAPS. He was
informed that Michaels
alias John Pyp, the chairman of Grabouw Civic Association, had called
him. It was communicated to him that
Michaels was going to Grabouw
that day and make it unbearable to the extent that he is going to
bring the economy of Grabouw to
a standstill by locking down the
streets and burning the town down. He attended at the police station
and contacted the members
of the crime prevention unit commanding
them to report at the station. Most of the members arrived around
04h00. He briefed his
members as to what had been conveyed to him and
advised them that if Michaels plans a riot then there will be a big
crowd and chaos
as he has great influence over the community members.
They went to the protest area, armed with their 9 millimetre service
pistols
and shotguns with rubber rounds.
12] Counsel
for
the
respondent
asked
Fortuin
why
he did
not
immediately
call
upon the POP unit to
attend at the protest. This evidence was clearly led by the
respondent's counsel in response to the opening
address by the
appellant's counsel and Matsemela's evidence that the POP ought to
have been deployed timeously to control the crowd
as opposed to the
local police. Fortuin replied that he had in fact called upon the
POP, however, he was informed that they do
not have a nightshift
platoon and they will only be available from the next morning at
approximately 07h00 to 07h30 after the POP
platoon starts the shift.
Having no other option, he proceeded with his team as per his earlier
evidence. Fortuin testified that
at the scene he noted Michaels and
that the crowd was rapidly increasing in size. He arrested Michaels
as the organiser of the
illegal strike on a charge of public violence
shortly after the crowd had started throwing stones. He also
testified that the riotous
conduct of the protesters quickly
escalated. A member of the community was robbed of his bicycle which
was set alight. Stones,
bottles and other items were also thrown at
the police members by the protesters.
13] He
further testified that he was scared as he and his fellow officers
had to
"duck and dive".
He was acutely aware that
the protesters were very powerful and effective when they conduct
these riots and that he had to act to
protect and serve the community
of Grabouw as well as the members who were under attack. He gave an
order to the officers to fire
their shotguns with rubber bullets onto
the ground towards the crowd. They did not use stun grenades or tear
gas as those are only
issued to the POP unit who were not present at
the time. He testified further that the crowds were angry and
furious, given that
they were being stopped from burning the town
down. At that stage the crowd was already armed with pangas,
knopkieries and sticks.
Fires were made in the streets, trees were
set alight and tyres were hurled at the police. After the rubber
bullets were fired,
the crowd retreated initially about 50 to 60
metres but soon advanced forward again. The best they could do was to
continue this
process for a relatively long time in order to hold the
crowd back from proceeding to the town until the POP unit could
attend,
who only arrived at around 08h00 or 09h00. He was very
relieved when the POP unit arrived on the scene, stating in his own
words
that:
"[it
is] their crowd.. .its actually their job to do
so".
At
this time the police under his command retreated and the POP officers
took over the scene. He testified that the methods he utilised
to
disperse or control the crowds were necessary because their lives
were in danger as well as the community and property. Armed
only with
shotguns and 9mm pistols, they utilised the soft approach of firing
with rubber bullets with a ricochet aim towards the
crowd.
14] Fortuin
testified that he was employed in the POP for 9 years from 1991 to
2000 and that the POP is a
specialized SAPS unit, set up to maintain
law and order during public demonstrations, whether it is a legal or
illegal gathering.
Although an illegal gathering would take the
police force by surprise it remains an intelligence driven exercise
in that officers
need to maintain an ear to the ground approach. The
SAPS, especially the POP, must be on the alert for possible strikes
or unrest
at all times. He confirmed his written statement wherein he
stated that the SAPS was informed at 02h00 in the morning that
Michaels
was going to mobilise a group in protest, where the
protesting crowd would gather and what the threats entailed. By the
time he
took action about 1 ½ hours had already passed, which
he readily conceded was crucial in controlling the imminent danger.
Appreciating the extent of the threat and the duties of the police in
these circumstances, Captain Josephs called upon the POP
unit to
attend. In light of the fact that he was informed that the POP unit
do not have a night shift platoon on duty, he had to
attend to the
scene along with his members from the local police station. He
conceded that had the POP unit been there around 04h00
or at the time
when the police force arrived, the crowd would have been maintained
in a different and
more
contained
manner.
He
also
conceded
that
if
the
POP
unit
had
been available at the
time when he called at 04h00, they ought to have been on the scene by
05h30. Even though he was informed that
the POP do not have a night
shift platoon, he was of the view that the members of the SAPS,
including the POP unit, had to be on
24/7 standby.
15] Captain
David Gideon ("Gideon") testified in chief that he is
stationed at POP Boland. On the
date in question there was no platoon
available in the early hours of the morning as they would only have
reported on duty at 06h00
that morning, hence they arrived in Grabouw
around 07h30. He explained that the Boland POP unit had prior to 2010
been abandoned
but as at the time of this incident, it had been re
established. Given the limitation of manpower, the platoon would work
latest until 24h00 and start again at 06h00 the following morning.
Only the operations room would remain functioning 24/7 with about
2
or 3 members. He testified that when the operations room
is
notified
of an
imminent
unrest
action,
the
members
of
the
POP
unit would be called
upon to report for duty via the Station Commander. Though it would
take time before the members could report
for duty, it is indeed
possible for the members to be called upon to report on duty in an
emergency. He estimated that as the members
of the unit are staying
around the Boland area, they would be able to report within 2 to 2 ½
hours. At the time there were
50 members in the unit, under the
command of Captain Graham, who had since passed. The unit was divided
into 4 platoons, thus each
platoon consisted of about 8 to 9 members.
At the time of the incident, about 18 members could have been made
available to deal
with the
capacity of the crowd
on the date of the incident.
# FINDINGS
OF THE COURT A QUO:
FINDINGS
OF THE COURT A QUO:
16] The
trial court found in favour of the appellant's version that she was
struck by a ricocheted rubber
bullet, as she was passing the crowd
whilst walking on the side of the road. However, the court a quo
reasoned that given that
her case was pleaded squarely by placing the
blame on the local SAPS members, who were on the scene at the time
the appellant was
injured, she cannot rely on a case made out at the
trial in terms of which the respondent is held
liable
as
a
result
of
the
absence
of
the
POP
unit. In the view of
the court a quo, reference in the appellant's pleadings to the
alleged failure by SAPS to avoid the shooting
incident did not
include reference to a dereliction of duty on the part of the POP
unit which is a specialised unit of the SAPS.
The court a quo held
that without seeking to amend her particulars of claim to include the
failure to
deploy
the
POP
unit,
the
evidence so
led
cannot
be
taken
into
account by the
Court as the
respondent was not afforded a proper opportunity to deal with that
averment.
17] The
court a quo reasoned that even when Gideon as head of the POP Boland
testified that his members would
have been able to be called out to
the scene after Michaels alerted SAPS of the imminent protest, it
would be prejudicial to the
respondent to read it into the
particulars of claim as same would not only cause prejudice to the
respondent but would also prevent
a full inquiry. In the result, the
court a quo held that it did not have all the information to form an
opinion on that aspect.
Furthermore it held that the submission
during the appellant's counsels opening address namely, that SAPS
should have deployed
specialised members/units to maintain law and
order, which they failed to do, is not sufficient notice to the
respondent of the
case it would have had to meet. It held the view
that it was fair to accept that the appellant intended to place the
blame only
on the Grabouw SAPS members who were on the scene on the
morning of the incident. Consequently, the respondent's attention was
directed to defend itself on that basis and to answer the case in
regard thereto.
18] Whilst
the court a quo also upheld the respondent's defences of necessity
and voluntary assumption of
risk, both parties' counsel accepted at
the hearing hereof that the crux of this appeal rests against finding
that the appellant's
pleaded
case
does
not permit
adjudication on the issue that SAPS' dereliction of duty emanated
from its failure to deploy specialised members/units,
in this case
the POP. I will deal with this issue in more detail below. I pause,
however, to consider the applicable legal principles.
# APPLICABLE
LEGAL PRINCIPLES RELATING TO PLEADINGS:
APPLICABLE
LEGAL PRINCIPLES RELATING TO PLEADINGS:
19] Rule
18(4) of the Uniform Rules of Court states that every pleading shall
contain a clear and concise
statement of the material facts upon
which the pleader relies for his or her claim, defence or answer to
any pleading, as the case
may be, with sufficient particularity to
enable the opposite party to reply to it.
20] In
Minister of Safety
&
Security v Slabbert {201OJ
2
All SA 474
(SCA) at para 22 the Court held that:
"{22)
A court is not
bound by pleadings if
a
particular
issue was fully canvassed during the trial."
21] It
is trite that the purpose of pleadings is to define the issues for
the other party and the court.
A party must allege in the pleadings
the material facts it relies on. It is impermissible for an appellant
to plead a particular
case and seek to establish a different case at
trial. It is equally not permissible for the trial court to have
recourse to issues
outside the pleadings when deciding a case.
22] Against
the backdrop of these legal principles, I consider whether on the
facts of this case, the appellant
sought to establish a different
case at trial or, on the other hand, whether the pleadings were
couched wide enough to have incorporated
therein any
imputation or omission on the part of SAPS to have deployed the
mobilisation of the POP unit.
ISSUE
ON APPEAL:
23] The
vexed question herein is whether the appellant had pleaded her case
sufficiently in her particulars
of claim to enable the defendant to
plead to it. Stated differently, had the respondent been placed with
sufficient particularity
to enable it to reply to the material facts
upon which the delictual claim of liability is based. The particulars
of claim pleaded
specifically that the police at the scene had failed
in their duties to avert the harm caused to the appellant however
also held
SAPS liable in a broader sense of a dereliction of duty.
The nub of the issue is whether the claim that the SAPS' failure to
utilise
all available resources responsibly was sufficient to cover
the claim which had morphed at the trial. The issue of the
specialised
unit was first introduced by the appellant's counsel
during the opening address, namely, that the presence of the POP
would have
prevented the appellant's injury. Paragraph 9.2 of the
opening address heads of argument states that members of the SAPS
failed
to implement reasonable measures, including the deployment of
specialised units to disperse a threatening crowd timeously,
adequately,
or at all. Evidence later followed through various
testimonies that the POP ought to have been deployed and that it was
indeed
capable of being deployed to avert the ensuing danger.
24] The
appellant contends that the court a quo erred when it failed to take
into account her case against
the respondent both as pleaded and as
amplified in the evidence. The appellant further relies on the fact
that her counsel had
set out in the opening address more specifics as
to the extent of the respondent's liability, in particular, that it
had failed
to employ the specialised unit to combat the threat of
imminent public disorder and chaos.
25] It
is argued for the respondent that had it been alerted by the
appellant's pleaded case that the absence
of the POP was the basis
upon which its liability is premised, the respondent would have been
able to ask trial particulars such
as:
i) which
POPS unit had to be present?
ii) how
many POPS units would have been necessary to curtail the violence?
iii) was
a POPS unit on duty?
iv) where
were they stationed?
v) why
were none on duty?
vi) could
the presence of POPS unit have prevented the harm to the appellant?
These
questions are set out as examples by the respondent's counsel as to
questions which the respondent could have asked the appellant
during
the pleadings stage. In the absence of that opportunity, it is
argued, the issue of the POP unit was not fully canvassed
during the
trial and the court was not expected to pronounce on it as an issue.
26] The
appellant's cause of action is premised on both a commission and
omission. During the course of the
trial, it was debated whether, the
evidence in chief of Matsemela and cross-examination of the witnesses
for the respondent, as
far as it relates to the POP unit, should have
been cited in the particulars of claim to the extent that it operates
separately
from SAPS or that the pleadings ought specifically to have
referred to the specialised unit in question. The court a quo
considered
the failure to do so fatal to the case of the appellant as
the respondent would have in turn pleaded its case differently and in
the result it would be prejudicial to the respondent to be ambushed
by the issue that its dereliction of duty emanates from the
failure
to deploy the specialised unit timeously.
DISCUSSION
:
27] I
consider
the
following
aspects
pertinent
to
this
determination.
Firstly,
the
POP unit is not a
separate unit and remains part of SAPS pursuant to the provisions of
Section 205 of the Constitution. Secondly,
the evidence of Matsemela
was that the POP unit should have been deployed, moreover so in that
Michaels, a notorious and riotous
community figure, had given warning
of its intended protest action and is known to cause massive
destruction whenever he embarked
on his protest action. Thirdly, the
evidence of the respondent's witnesses (Fortuin and Gideon) were that
the POP was able to be
called up to report. Both witnesses testified
that if the POP unit had arrived earlier, on the probabilities, it
would have defused
the situation and consequently the injury to the
appellant could have been avoided.
28] The
question follows, had the particulars of claim specifically pleaded
the deployment of the POP unit,
how would the respondent have dealt
with its case differently? It was its own witnesses who testified
that the POP ought to have
been deployed and was in fact able to be
deployed. Undoubtedly it can safely be accepted that it was within
the respondent's own
knowledge that: (a) the specialised unit ought
to have been deployed; (b) that it was capable to deploy at least 2
platoons; (c)
the POP members would have been able to report at
around 5am or so; and (d) that had it been so deployed, the
protesting crowd
would have been controlled and the appellant's
injury caused by a rubber bullet averted.
29] The
respondent submits that had the particulars of claim specifically
referred to its failure to deploy
its specialised unit, it could have
requested trial particulars as referred to in paragraph 25 above. In
the circumstance the respondent
submits that the POP issue was not
fully canvassed during the trial and consequently the trial court
correctly did not take it
into account in its pronouncement on the
merits.
30] I
find the respondent's argument highly problematic. The tenor of the
further particulars which the respondent
claims it could and would
have called upon, so as to prepare for the case it had now been
expected to meet, goes to the heart of
the matter. To the extent that
the particulars of claim avers that the respondent failed in its duty
to utilise all its available
resources responsibly to render a
responsible and effective service of high quality, I am of the view
that the pleading was sufficient
to alert the respondent that it
failed in its duty to have taken timeous steps to avoid the necessity
of the force it used i.e.
the rubber bullets, and that the use of
that type of force was not its last resort. This was in fact pleaded.
It was apparent throughout
the evidence of the witnesses who are
employed by the SAPS, that as soon as the "Michaels warning"
was received at around
02h00, the POP unit was identified and called
upon to deal with the type of threat of public violence and danger.
This knee jerk
realisation was evident to all the witnesses who are
SAPS members. It certainly does not behoove of the respondent to
claim that
in meeting this case, it was solely directing its
attention to the actions of the Grabouw SAPS members on the scene.
31] In
my view, it is a conveniently myopic view to entertain that it did
not appreciate that the allegation
of dereliction of duty also
implies therewith the utilisation of its specialised unit to attend
to the protest. Fortuin testified
that he was relieved when the POP
unit arrived at the scene as it was, as he says in his own words:
"their crowd... its actually their job to do so."
This is the view which all the SAPS witnesses had laboured
under and I find it implausible that a claim of dereliction of duty
would
not have reasonably alerted the respondent that the absence of
the POP unit at the time the appellant sustained the injury was
implicated in its failure.
32] I
am not persuaded that the respondent had been blindsided or ambushed.
It was stated in the particulars
that the respondent had a legal duty
to protect the appellant which included utilising all its available
resources. The construction
of the claim is in my view broad enough
and sufficient to cover the specialised public order unit as a
resource which was available
to it and by failure to deploy same,
resulted in it not rendering a responsible and effective service of
the quality expected of
the SAPS. A specialised unit of the SAPS is
not a separate unit and it remains part of the SAPS, under the
ministry and responsibility
of the respondent.
33] It
bears mentioning that the respondent did not request further and
better particulars. Pertinently,
it did not request from the
appellant how it is alleged to have failed to utilise all its
available resources and what resources
are specifically referred to.
The respondent assumed incorrectly, and fatally so, that the
particulars of claim is only referring
to the resources available to
the Grabouw SAPS members at the scene.
In terms of Section
205 of the Constitution, the SAPS' policing objectives are to
prevent, combat and investigate crime; maintain
public order; protect
and secure the inhabitants of South Africa and their property; and
uphold and enforce the law. Public order
policing is the
responsibility of SAPS and a claim against it that it had failed its
duty in a number of ways, including utilising
all its resources, is a
material fact alleged
(facta
probanda).
It
follows that during the trial, the
facta
probanda
would
be required to be supported by pieces of evidence
(facta
probantia).
Through
various testimonies it was apparent that the respondent had in fact
failed to utilise all its available resources, in particular,
to
place in deployment its POP unit as an available resource.
34] After
information is received by the police about protest action or illegal
gatherings, it is peremptory
for the police to assess the threat
level involved in order to identify the most suitable unit to manage
such an event. It is clear
from the evidence of the SAPS witnesses
that the police officer who acted upon the Michael's warning, namely
Captain Josephs, identified
the POP unit as early as approximately
02h00 as the suitable component of the SAPS to manage the pending
protest. This awareness
prevails throughout the unfolding events.
Fortuin also accepted the threat to be at level 3 and held the view
that the POP unit
would be the appropriate SAPS component to manage
the proposed event. Not only was the threat level known to SAPS as
early as 02h00
but its members also appreciated that it would be
hopelessly outnumbered by the extent of the crowd and the nature of
the threatened
actions which mandated the attention of its
specialised unit to ensure public order policing. It follows that as
and when the local
police officers resorted to force by way of rubber
bullets,
the
SAPS had not in fact
invoked all efforts to avoid such force. The POP would have been able
to competently deal with such a crowd
and with less invasive
measures, such as teargas, water cannon and stun grenades: however it
was not deployed.
35] In
these circumstances, I am of the view that the pleadings were couched
widely enough to incorporate
the respondent's statutory duty of care
with special reference to section 205 of the Constitution, which
includes public order
policing. I cannot in these circumstances find
that the case made out in the pleadings are varied from that made out
in the evidence,
or that a variation or exploration was
impermissible, to the extent that it amounted to different cases or
that it had amounted
to ambushing the respondent.
36] In
any event, I am satisfied that the issue of the POP unit was fully
canvassed during the trial even
though it was not specifically
pleaded. Faced with the evidence which established that the POP unit
ought to have been deployed
at the scene in the early hours of the
morning, the respondent was in a position to seek a postponement to
rebut evidence that
such deployment was not available to the
respondent on the date in question. Instead it proceeded with its
defence in the face
of testimony from its police members and also its
own witnesses that the POP unit ought to have been deployed to avoid
the chaos
and injury which had erupted.
37] In
Sentrachem Bpk v Wenhold [1995)
2 All SA 524
(A)
the court
referred to
Shill v Milner
1937 AD 101
at 105 in which it was
stated that
"The
importance of pleading should not be unduly magnified. The object of
pleading
is
to define
the issues; and parties will be kept strictly to their pleas, where
any departure would cause prejudice or would prevent
full inquiry.
But within those limits, the Court
has
wide
discretion. For pleadings are made for the Court, not the Court for
the pleadings. Where a party has had every facility to
place all the
facts before the trial Court and the investigation into all the
circumstances has been as thorough and as patient
as in this
instance, there is no justification for interference by the appellate
tribunal, merely because the pleading of the opponent
has not been as
explicit as it might have been."
In
Trellicor (Pty) Ltd tla Trellidor v National Union of Metalworkers
of
SA
("NUMSA") obo Ndwalane and others
[2022] JOL
53168
(LAC)
at 11 it was stated that:
"ft
is
a
trite
principle that litigants are to be restricted to the issues defined
in pleadings. Other issues which are not defined in the
pleadings do
not have to be decided unless they were fully canvassed without
objection in the evidence."
38] The
court a quo found Gideon's testimony in respect of the POP unit
"sparse"
together with the view that the opening
address was not borne out by the pleaded case and on that basis
dismissed the case made
out in regard thereto. I respectfully
disagree. An overly technical approach would lead to an unjust
finding moreover considering
that the respondent herein is not an
ordinary litigant. The SAPS is a constitutionally mandated unit and a
specialised institution
to maintain law and order, combat and
investigate crime etc. It is trained in its functions and duties.
Public order is one of
society's most basic needs. The most important
function of any policing agency is to maintain public order and
stability. Importantly,
the issue of the POP unit is not a new cause
of action. Pleadings must be interpreted benevolently when
considering whether the
cause of action had been established. The
pleading must be considered holistically without reading paragraphs
in isolation.
39] The
question follows hereafter whether the deployment of the POP unit was
canvassed at trial and if so,
if it·can be held that it was
sufficiently canvassed. If not, a
Court
would
be
countenancing
a
case
by
ambush.
However,
in
casu
and
throughout the trial,
it was evident that the threat posed was at the most serious level
which warranted and compelled the attendance
and intervention of the
public order specialised unit of the SAPS. This was not in dispute.
It was further not disputed that whilst
this specialised unit was not
on duty, its members could be called to report and would be in
attendance within 2 to 2 ½
hours, which made it possible for
the POP members to attend at the scene around 5 am and well within
the time frame to have avoided
the chaos which led to the appellant's
injury around 6h30am to 6h45am.
40] It
was established during the trial that most likely the protesting
crowd would have been contained by
the POP unit as opposed to 1O
members of the local police who were severely outnumbered and had to
make use of shooting rubber
bullets to disperse the fierce crowd.
Whilst the local police had to attend to the protest, they were not
equipped to deal therewith.
Firstly, they were not trained to deal
with public order policing. Secondly, they were not provided with the
manpower. Thirdly,
they were not provided with other lesser force
ammunition such as teargas, stun grenades or water cannons.
41] With
those
aspects
ventilated,
I
find
it
difficult
to
conclude
that
the
issue
had
not been fully
canvassed at trial. The respondent proceeded with its defence without
seeking to rebut the evidence supporting the
plaintiff's claim and in
those circumstances it cannot be said that the matter was not fully
canvassed by both sides. The opportunity
was available to the
respondent to deal with that aspect further, if it considered same
necessary. In the result, the trial court
ought not to have dismissed
this evidence nor turn a blind eye thereto.
42] This
leaves me to consider the respondent's defence of necessity. It is
evident from the chronology of
events, facts which were not disputed
during the trial, that the respondent created the situation by
failing to have the POP unit
available and attend at the scene
earlier, at around 05h00, which would have managed the protest and
most probably have prevented
the appellant's sustained injury.
43] Had
the police members ensured that the POP unit had been deployed and
present at the scene, the appellant
on the probabilities would not
have been shot as the POP unit would have taken control of the
situation and controlled the crowd
with the means at their disposal
and without the necessity of rubber bullets being fired. Having not
taken sufficient precautions
to protect
innocent
members
of the
public,
the
respondent cannot rely on the defence of necessity. Its reliance on a
defence that its local police members had to resort to
the firing of
rubber bullets, is by all accounts self created. The harm which
had followed could and would have been averted
with the realistic
alternate measure which was available to it.
[1]
44] For
the sake of completeness, I deal with the defence of voluntary
assumption of risk as upheld by the
court a quo. The appellant was
not cross-examined about her prior knowledge of the illegal protest.
Her version was that at the
time she crossed the road and walked to
the left of the gathering. Protesters were toy-toying and singing. It
was never put to
the appellant that prior to her crossing the road,
en route to the college, that shots had been fired. Whether the
appellant had
knowledge of the risk requires an objective assessment
of the facts to establish what inherent risks existed and further too
a
finding that the appellant foresaw the actual risk that she could
be shot and injured. Accordingly, it cannot be said that the
appellant had knowledge of the risk of injury, appreciated the risk
and consented to such risk.
# CONCLUSION:
CONCLUSION:
45] I
am
satisfied
that
neither
the
defence
of
necessity nor
voluntary
assumption
of risk is available
to the respondent.
46] For
the
reasons
aforesaid,
it
follows
that
the
court
a
quo
erred
in
dismissing the
appellant's claim against the respondent. Accordingly, I would set
aside the order of the court a quo and replace
it with an order set
out below.
47] As
regards
to
the
costs
in
this
appeal,
I
am
satisfied
that
the
issues
raised
were extensive and
the evidence voluminous warranting costs on the basis of two counsel,
where same were employed.
48] In
the result, I would propose the following order:
(i) The
appeal is upheld with costs including the costs of two counsel.
(ii) The
order by the court a quo is set aside and replaced with an order in
the
following terms:
"1.
The
defendant
is
held liable for the damages that the plaintiff
has suffered in consequence of the incident which occurred on 10
August 2011 when
she was struck in the right eye by a rubber bullet
fired by a South African Police official.
2.
The
defendant
is
ordered
to
pay
the
plaintiff's
costs.
3. The
matter
is
postponed
sine die for the determination of quantum."
SALIE,
J
JUDGE
OF THE HIGH COURT
WESTERN
CAPE
I
AGREE AND IT IS SO ORDERED:
# DOLAMO,
J
DOLAMO,
J
JUDGE
OF THE HIGH COURT
WESTERN
CAPE
HENNEY,
J:
Introduction:
[1] I
have had the benefit of reading the judgment, drafted by my colleague
Salie J, which I shall refer
to as the first judgment. I am indebted
to her for thoroughly dealing with the evidence and her
characterisation of the issues
underlying this appeal. Regrettably, I
am unable to agree with her reasoning, findings and conclusion that
the appeal should be
upheld with costs for the reasons that will
follow in this judgment.
[2] The
issue, as pointed out in the first judgment, to be determined in this
appeal deals with the question
whether the appellant pleaded her case
sufficiently in her particulars of claim in order for the court a quo
to have sustained
her claim based on the evidence. This includes
examining whether the allegation - that the omission of the South
African Police
Service ("SAPS") to deploy the services of
the Public Order Policing Services ("POPS") unit was a
failure to
use all available resources and constituted a breach of
their duty of care, that would result in her suffering harm and
consequent
damages - was incorporated in the particulars of claim
under paragraph 6 and 7.
[3] I
agree with my colleague that as a starting point, when a court deals
with a question that relates to
the sufficiency of a pleading it
would be proper to have regard to the rules relating to pleadings as
set out in Rule 18 and in
particular rule 18(4), which states that:
'Every
pleading shall contain
a
clear
and concise statement of the material facts
upon which the
pleader relies for his claim, defence or answer to any pleading,
as
the
case
may be,
with
sufficient
particularity
to
enable the opposite party to reply thereto.'
(own
emphasis). I shall at a later stage in this judgment, comprehensively
refer to provisions relating to pleadings which find
application in
this matter.
The
Relevant Provisions of the Particulars of Claim:
[4] At
this stage it would be appropriate to deal with the relevant
provisions of the particulars of claim.
Under paragraph 6 and
paragraph 7, the appellant broadly and in a generalized and
unspecified manner states the obligations and
functions of the SAPS
members. In paragraph 6 the plaintiff states that
'[a]t all
material times the
SAPS
members were obliged by the Preamble
and section 14 the
South African Police Services Act 68 of
1995
... to ensure the Plaintiff's safety and security, to
uphold and safeguard the plaintiff's fundamental rights as guaranteed
by chapter
3 of the Constitution including her right to dignity, life
and freedom and security, as set out in sections 10, 11 and 12 of the
Constitution... and to preserve the Plaintiff's life and health'.
[5] Under
paragraph 7 of the particulars of claim, the plaintiff refers to the
SAPS Code of Conduct and states
the following:
'Further,
and at all material times, the said
SAPS
members
were obliged, by virtue of the
SAPS
Code of Conduct
.
to create
a
safe and
secure environment for the Plaintiff, to prevent action(s) which may
threaten the safety or security of the Plaintiff,
to uphold the
Constitution and the law, to render responsible and effective service
of high quality, to utilize all available resources
responsibly,
efficiently and cost effectively to maximize their use, to uphold and
protect the fundamental rights of the Plaintiff,
to act transparently
and in an accountable manner, and to exercise the powers conferred
upon them in
a
responsible
and controlled manner,
a
copy of the
said code of conduct is annexed hereto marked "POC2"'.
[6] Under
paragraph 8 under the heading:
'The
Facts: - Unlawful Assault',
the following is
stated:
'On
Wednesday, 10 August 2011 and at approximately 06h15 near to the
corner of Old Cape and Industrial Roads, opposite the Grabouw
Clinic,
Grabouw, whilst Plaintiff was on her way to Boland College, Caledon,
where she was studying electrical engineering at the
time, she was,
wrongfully, unlawfully, alternatively maliciously, alternatively
further, negligently and without just or probable
cause, shot by
members of the South African police services("SAPS'? whose was
full and further particulars are to Plaintiff
unknown.'
[7] Under
paragraph 9, the plaintiff states the following:
'The
aforesaid shooting incident
was
occasioned
by the wrongful and unlawful, alternatively malicious, alternatively
further, negligence of the employee(s) of the Defendant,
in that
he/she/they:
9.1 Failed
to handle their firearm(s) with the proper consideration of the
safety of the members of the public;
9.2 Failed
to properly handle
a
firearm,
which was loaded with ammunition;
9.3 Failed
to avoid the shooting incident aforestated when, by the exercise of
reasonable care, he/she could
have, and should have done
so.'
[8] Under
paragraph 10, the following is pleaded:
'In
and
as
a
result of the aforesaid shooting, the Plaintiff sustained
a
gunshot
wound to her right eye,
as
more fully
set out in paragraph 16 hereunder.'
[9] Under
paragraph 12 the Plaintiff alleged that the defendant's duty of care
was based on the following
fact that
'[a]t all material times
hereto, the said member(s) of the SAPS were obliged to adhere to the
SAPS Services Act, the SAPS Code of
Conduct, a common law duty, as
well as
a
Constitutional obligation, i.e. owed Plaintiff a
duty of care,
as
follows:
12.1 Not
to abuse their powers as police officers;
12.2 Not
to act with
deliberate/negligent
indifference
to
the health and safety of the Plaintiff;
12.3 To
exercise control of their actions;
12.4 Not
to randomly open fire at members of the public, including the
Plaintiff, and in a reckless and/or
negligent manner without first
establishing that it is safe to do
so.
[10] Under
paragraph 13,14 and 15, the plaintiff alleges that the defendant
breached its duty of care in
the following respects:
That
in
breaching
its
duty
of
care '..
.the
aforesaid
member(s)
of
the
SAPS wrongfully,
unlawfully assaulted plaintiff as aforestated, alternatively,
maliciously alternatively further, negligently, and
without just or
reasonable/probable cause breached the SAPS Act, the Constitution,
the SAPS Code of Conduct, their common law duty
and the aforesaid
duties of care set out herein, in one or more of the following
respects in that he/she/they:
13.1 randomly
fired rubber bullets at members of the public, including the
Plaintiff;
13.2 endanger
the plaintiff's life;
13.3 disregarded
the plaintiff's right to privacy;
13.4 disregarded
the plaintiff's right to be treated with dignity;
13.5 abused
their powers
as
members of
SAPS as described above herein; and
13.6 acted
with deliberate indifference to plaintiff's health and safety'.
[11] Under
paragraph 14 the plaintiff further alleges that
1tln the
circumstances, the said members of the SAPS wrongfully and
unlawfully, alternatively, maliciously, alternatively further,
negligently failed to perform one or more or all the aforesaid
duties, including duties of care owed to the plaintiff as set out
above herein'.
[12] Under
paragraph 15, the plaintiff states '[a]s a
further direct
consequence of the aforesaid acts and/or omissions by the said
member(s) of the SAPS should reasonably have foreseen
that the
failure to perform one or more or all the aforesaid duties,
set
out hereinabove would result in Plaintiff being shot, as
aforestated, which they failed to do'.
Discussion
:
[13] Before
dealing with the issue that forms the subject of this appeal, it
would be appropriate to restate
and discuss the rules relating to
pleadings in similar cases with particular reference to Erasmus
[2]
Civil
Practice in the Superior Courts, in order to have proper insight in
the issues germane to this appeal.
Erasmus
succinctly
summarizes the rules relating to pleadings in general under their
discussion of rule 18. I deem it appropriate to restate
and
paraphrase some of the principles as stated by the learned authors,
which is:
13.1 Pleadings
are the written statements of the parties served by each party in
turn upon the other which
must set out in summary form the material
facts on which each party relies in support of his claim or defence,
as the case may
be;
13.2 The
object of pleadings is to define the issues so as to enable the other
party (and the court) to know
what case has to be met;
13.3 It
is indeed a basic principle that a pleading should be so phrased that
the other party may reasonably
and fairly be required to plead
thereto;
13.4 The
parties are limited to their pleadings; a pleader cannot be allowed
to direct the attention of the
other party to one issue, and then at
the trial attempt to canvas another. For this reason and to prevent
surprise, pleadings must
be articulate and sound; the cause of action
or defence must appear clearly from the factual allegations made;
13.5 However,
since pleadings are made for the court not the court for the
pleadings, it is the duty of the
court to determine what are the real
issues between the parties and, provided no possible prejudice can be
caused to either party,
to decide the case on these real issues. In
this regard the court has a wide discretion. The court must look at
the substantial
issues between the parties and cannot blindly follow
the
ipsissima
verba
of
the pleadings. In this regard the authors state that the Appellate
Division
[3]
has,
however, warned that parties should not be encouraged to rely on the
court's readiness to consider and deal with unpleaded
issues, to
which I will refer to at a later stage;
13.6 The
cardinal rules in regard to pleadings should be properly observed,
and the trial should not be allowed
to become a 'free for all' with a
complete disregard of the issues raised on the pleadings;
13.7 The
court is not bound by the pleadings if the parties themselves at the
trial enlarge the issues; The
general principle, however, is that the
parties will be held to the issues pleaded unless there has been a
full investigation of
a matter falling outside the pleadings and
there is no reasonable ground for thinking that further examinations
of the facts might
lead to a different conclusion.
[14] In
terms of subrule 4, the material facts relied upon must be set out
both clearly and concisely. In
a summons only material facts and not
evidence must be pleaded and during this process
facta probanda
(the facts that had to be proved) and
facta probantia
(the
facts that would prove those facts) should be kept in mind. The
authors further states that for the sake of clarity it is sometimes
necessary to plead history, but this should be done with caution
unless the history is clearly severed from the cause of action.
[15] The
first duty is that the pleader must set out the facts on which he or
she relies for his or her claim.
In other words, they must be such
that the relief prayed for flows from them and can properly be
granted. The facts must constitute
the premise for the relief sought.
[16] The
plaintiff must also set out details of the relief it seeks. In other
words the summons must give
sufficient indication of the remedy
sought by the plaintiff so that the defendant knows what order the
court is being asked to
make against him.
[17] The
term
'sufficient particularity to enable the opposite party to
reply thereto'
means that it relates to the pleading of facts
which make up either a claim, a defence or an answer. Such facts must
be pleaded
with sufficient particularity to enable the opposing party
to reply thereto (and in the case of a plea, to enable the plaintiff
who considers an application for summary judgment to determine
whether or not the defence as pleaded raises any issue for the
trial). It is a basic principle that a pleading should be so phrased
that the other party may reasonably and fairly be required
to plead
thereto. Pleadings must be lucid and logical and in an intelligible
form; the cause of action must appear clearly from
the factual
allegations made.
[18] There
is no exhaustive test to determine whether a pleading contains
'sufficient particularity' for
the purposes of this subrule, but it
is essentially an issue of fact: a pleading contains sufficient
particularity if it identifies
and defines the issues in such a way
that enables the opposite party to know what they are. The degree of
particularity will depend
upon the circumstances of each case.
[19] At
the commencement of the trial and prior to any evidence being led,
Mr. Salie in his opening address
in setting out the case for the
appellant, submitted that it is the appellant's case that:
a) The
members of the SAPS were accordingly under a legal duty to take care
not to injure or harm innocent
persons and ought to have acted with
extreme caution and the force only as a last resort;
b) The
members of the SAPS failed to implement reasonable measures,
including the
deployment
of specialised units to disperse a threatening crowd timeously,
adequately, or at all;
c) Members
of the SAPS failed to use less forceful and/lethal means, other than
the firing of rubber bullets;
d) Members
of the SAPS failed to disperse the protesters prior to the protesters
becoming threatening and/or
threatened the safety of members of the
public and/or the property; and thereby failed to preserve law and
order;
e) It
is the Plaintiff's case that the SAPS failed to take timeous steps to
avoid the necessary use of force,
i.e., by firing rubber bullets,
when, by the exercise of reasonable care they could and should have
done so;
f) The
Plaintiff will deny that the firing of rubber bullets into the
protesters was the only
means
of averting a danger to both the members of the SAPS and/or the
public, more particularly, the appellant and that the SAPS
failed to
use less forceful means,
e.g.
by using teargas, stun grenades and/or water cannons;
g) On
the defendant's own admission between the hours 2:00 and 3:00 the
group of protesters were growing
larger and SAPS should have deployed
specialised units to maintain law and order, which they failed to do;
h) The
Plaintiff further denied that the members of SAPS had acted as a
matter of necessity as pleaded by
the defendant.
[20] It
is common cause in these proceedings that the submissions made by Mr.
Salie were not specifically
pleaded and did not form part of the
material facts upon which the plaintiff relied to sustain her claim.;
it did not form part
of the
facta probanda.
No factual
allegations upon which a failure to comply with the provisions of the
Code of Conduct, and the SAPS Act were pleaded.
[21] During
the trial, when Mr. Salie cross-examined Fortuin, a police witness
and raised this issue that
was in direct contrast with the version of
the plaintiff regarding the situation that prevailed on that specific
morning which
led to the shooting incident. He informed the court
that the line of questioning to the witness was based on the
allegations made
in paragraph 6 and 7 of the particulars of claim as
referred to above. He further stated that with this line of
questioning, they
'are
testing the defendant's version about available resources'.
In
this regard, he further stated
[4]
'
..
.And
we say it is widely couched, M'Lady to include the units that we have
been driving from day 1 of the hearing. So, if M'ladyship
is with us
that the construction is wide enough, and we make the point, my
co-counsellor drafted the particulars then, effective
service of high
quality and to utilize all resources responsibly, efficiently and
cost effectively would certainly include the
employment of any unit
within SAPS force to uphold the dignity and physical integrity as we
say there...'
[22] He
further stated that by asking these questions, they are testing the
version of the defendant on their
own version because they have
pleaded and assumed that there is negligence for which the Plaintiff
shall be partly to be blamed.
[23] Mr
O'Brien during this interaction, objected to this line of questioning
and stated in respect of paragraphs
6 and 7 of the particulars of
claim, the plaintiff only sets out the law and no facts upon which
she states that these paragraphs
are applicable. He further stated
that the plaintiff is bound by the pleadings.
[24] He
further submitted that if the plaintiff avers that the respondent
should have employed the service
of the POPS unit or that they should
have called for the assistance of other police stations, she did not
lay any factual basis
for such a contention. The respondent did not
prepare their case or a defence based on these allegations. During
the hearing of
this appeal, he persisted with these submissions.
[25] Mr.
Salie submitted, that the appellant by having incorporated paragraph
6 and 7 that deals with the
obligations of the respondent in terms of
the Constitution, more especially in terms of sections 10, 11 and 12
the SAPS Act, which
places a duty on its members to ensure the safety
and security and to uphold the fundamental rights to dignity, life
and freedom
of security.
[26] Furthermore,
the obligations of SAPS in terms of the SAPS Code of Conduct, as
pleaded in paragraph 7
of the particulars of claim, is to create a
safe and secure environment, to prevent actions which may threaten
the safety or security
of the plaintiff, and once again, to uphold
the Constitution and the law which included to
render a responsible
and effective service. This further included
'to
utilize all the available resources responsibly, efficiently and cost
effectively to maximize their use, to uphold and protect
the
fundamental rights of the plaintiff.
[27] Mr.
Salie submits that by having made reference to these broad provisions
of the Constitution, the SAPS
Code of Conduct and the SAPS Act in
these two paragraphs of the particulars of claim, the pleadings were
widely couched to also
incorporate a duty of care to implement
reasonable measures, which included the deployment of specialised
units to disperse a threatening
crowd timelessly, adequately or at
all. This would have enabled them to disperse the protesters prior to
them becoming a threat
to the safety of members of the public and
property; it would not have required them to fire rubber bullets at
the protesters as
the only means of averting danger to both the
members of the SAPS, members of the public and more particularly,
the appellant.
[28] Lastly,
he submitted that the SAPS failed to use less forceful means by using
teargas, stun grenades
and/or water cannons. Whilst they knew, by
their own admission, that the group of protesters were growing larger
between 2 AM and
3
AM,
they
should have deployed specialised members/units to maintain law and
order which
they
failed to do.
[29] Nowhere
in the particulars of claim were these facts specifically pleaded and
formed part of a clear
and concise statement of the material facts.
Especially those facts that were set out by Mr. Salie prior to the
leading of evidence
in his opening address. The specific averments
upon which the unlawful conduct of the respondent was alleged is set
out in paragraph
9 of the particulars of claim. It further did not
form part of the grounds as set out in paragraph 13 where it sets out
the how
and in what respects the respondent breached its duty of
care. It did not specifically mention that the respondent, by its
failure
to activate the services of the POPS unit, breached its duty
of care.
[30] Nowhere
was it specifically stated that the members of the SAPS failed to
implement reasonable measures,
including the deployment of
specialised units to disperse a threatening crowd timeously,
adequately or at all. It also did not
state that the members of the
SAPS failed to use less forceful and or lethal means, other than
firing rubber bullets. Moreover,
it did not state that firing rubber
bullets into the protesters was not the only means of averting danger
to both the members of
the SAPS, members of the public and more
particularly, the appellant. In this regard the pleadings of the
appellant clearly lacks
clarity. At best, the pleadings make a bare
and generalized reference to the legal prescripts, the SAPS Code of
Conduct and the
Constitution as stated in paragraph 6 and 7, without
referring to the material facts which set the applicability of these
legal
and statutory provisions in motion, to justify an allegation
that there was a breach of a legal or statutory duty.
[31] It
is impermissible to couch a pleading in such a manner. In
Trope
v South African Reserve Bank
[5]
the
following was said by McCreath J regarding this manner on pleading:
'Whilst
it
is
not
necessary,
nor indeed
appropriate, to plead policy considerations or the boni mores, it is
incumbent on
a
plaintiff
to plead all the facts on which he wishes to rely to enable the Court
to decide whether policy considerations and the
boni mores warrant
that liability should extend to the case in question. That much is
apparent from cases such as the Lillicrap
case supra and Natal Fresh
Produce Growers Association and Others v Agroserve (Pty) Ltd and
Others
1990 (4) SA 749
(N) at 758F. And if the pleadings lack
sufficient clarity to enable the defendant to determine those facts
and hence the case he
has to meet, the pleadings are vague and
embarrassing.
That
is so whether the facts are of a statutory or common-law nature. A
bare reference to a statute or set of regulations. without
specifying
the particular section or regulation on which reliance is placed or
the facts which enable the section or regulation
to be identified.
cannot in my view suffice: and that must be so whether the statute or
regulations are the only facts relied upon
to fix the defendant with
liability or whether they are but one of the factors to be considered
in coniunction with any other facts
on which reliance is placed
(cf Minister van
Polisie v Ewels
1975 (3) SA 590
(A).'
(own
underlining)
[32] No
facts were alleged upon which a breach of any of these provisions
were based. These facts which formed
the
facta probanda
(the
facts that had to be proved} were simply not alleged. These facts
i.e. that the SAPS failed to implement reasonable measures,
which
would have
included
the activation of the deployment of
specialised units to disperse a threatening crowd timeously,
adequately or at all; that the
SAPS members failed to use less
forceful and/or lethal means other than firing rubber bullets, were
simply not alleged.
[33] Thus,
the
HAL
obo MML v MEG Health Free State
[6]
matter
deals with the question of clarity of a pleading especially with
regards to the basis upon which an allegation of negligence
is made.
Wallis JA stated the following
[7]
":
'...
One
can allow a measure of generality in pleading allegations of
negligence, but simply to allege everything the pleader can conjure
up as potential negligence is unacceptable.
There
needs to be clarity as to the case being made and the nature of the
impugned conduct on
the
part
of
the
defendant,
or
those
for
whose
conduct
the
defendant
is
said
to
be
liable, who must at the least be identifiable.'
(own
underlining)
Wallis
JA further stated that
'This
diffuse, unfocussed approach to the conduct of complex litigation is
to be deprecated.
If
the issues are not properly and clearly defined the conduct of the
trial cannot be controlled in
a
properly
efficient manner'
.
[8]
(own
emphasis)
[34] Mr.
Salie for the very first time raised these facts as stated earlier,
in his opening address to court,
and it has never formed part of the
pleadings. Thereafter evidence was led about these issues without it
having been pleaded. The
court a quo was correct to state that in
taking this course of action
'it overlooks the specific grounds
upon which the plaintiff pleaded that the "said SAPS members"
-i.e. those stationed
at Grabouw were on the scene at the time the
plaintiff
was
injured, and not the POPS unit breached their
duty of care towards her
as
set out in paragraph 2 of this
judgement'.
[35] The
court a quo was also correct in stating that
'Ultimately, and
given the evidence of Fortuin and Moos, the plaintiff was constrained
to pin her case on the alleged failure by
those SAPS members to avoid
"the shooting incident" when, by exercise of reasonable
care, they could and should have
done so'.
[36] The
court a quo found that
'this in turn led the plaintiff relying on
what appears to have been a dereliction of duty on the part of the
POPS unit, but without
seeking to amend the particulars of claim to
that effect despite this being pertinently raised by the court during
Fortuin's testimony'.
[37] The
court a quo was also correct to state that the pleading of law (i.e.
the SAPS Act and the Code of
Conduct) provided no factual basis for
the respondent to be alerted to the case it would later be required
to meet. I agree with
the court a quo that had the respondent been
presented with the appellant's reliance on POP's apparent dereliction
of duty from
the outset, the respondent may well have approached its
defence in a different manner, and even if the later amendment was
introduced
and allowed, the respondent would have been offered a
proper opportunity to deal with it even if this caused a
postponement.
[38] What
the appellant did was to plead the particular case and sought to
establish a different case at
the trial. In
Minister
of Safety and Security v S/abbert
[9]
the
following was said:
'It
is impermissible for
a
plaintiff
to plead
a
particular
case and seek to establish a different case at the trial. It is
equally not permissible for the trial court to have recourse
to
issues falling outside the pleadings when deciding a case'.
[39] The
appellant relies on the exception to this rule as stated in the
Slabbert
case where the court stated
'There are, however,
circumstances in which a party may be allowed to rely on an issue
which was not covered by the pleadings. This
occurs with the issue in
question has been canvassed fully by both sides at the trial. In
South British Insurance Co Ltd v Unicom
Shipping Lines,
-
the
court said:
"However,
the absence of such an averment in the pleadings would not
necessarily be fatal if the point was fully canvassed
in evidence.
This means fully canvassed by both sides in the sense that the court
was expected to pronounce upon it as an issue"'.
[10]
[40] In
Slabbert
[11]
the
court stated
'[if]the
issue on which the court below relied
as
a
basis
for liability was not fully canvassed at the trial presumably because
it was not pleaded and the parties' attention
was
not
drawn to it'.
In
this particular case, there was no unanimity as to whether this point
was fully canvassed by both parties. It is clear that the
appellant
raised this new issue impermissibly at the eleventh hour prior to the
commencement of the trial, without due notice to
the respondent.
Clearly, had the respondent been alerted that this would have been
the appellant's pleaded case, which on the particulars
of claim as
shown earlier on, it was not, the respondent would have been able and
entitled to request trial particulars regarding
this particular
averment.
[41] It
was not a fortuitous discovery of new evidence during the trial that
would have justified the raising
of a new issue to call for an
amendment of the pleadings, which the appellants refused to apply
for, but a deliberate strategy
to place this evidence before court
and to attempt to create an impression that this issue was always
raised in the pleadings under
paragraph 6 and 7. This is clearly not
a situation that was foreseen in the
Slabbert
decision. This
is clearly not a situation that the Supreme Court of Appeal in
Slabbert
would have approved of and it is in stark contrast
with what is expected of a litigant conducting his or her case in
civil proceedings.
This was clearly a case of trial by stealth or
ambush.
[42] It
is clear that prior to the start of the proceedings it was the
intention of the appellant's counsel
to raise the issue that the
absence of the POPS unit would be used as a ground on which the
respondent's liability is based, because
this was immediately raised
in his opening address. This took the respondent completely by
surprise, and there was even an objection
to these issues being
raised during evidence. From that moment on the appellant's case
morphed from the case pleaded into the one
that the appellant now
wants it to be.
[43] Furthermore
, the appellant's legal representative knew right from the onset that
they would present
such evidence because officer Matsemala, who was
an eyewitness and stationed at the Grabouw police station at the time
of the incident,
had in the meantime taken up a position in the POPS
unit and it was during her testimony it seems that the appellant's
counsel
started to lay a basis for the proposition that the absence
of the POPS unit was critical to establish the respondents liability.
During the evidence of Fortuin and Moos under cross examination, this
line of questioning was purposefully pursued to establish
the case
that there has been a dereliction of duty on the part of the POPS
unit, which led to a breach of duty of care.
[44] These
facts, together with the bare and generalised references to a
pleading of law, with reference
to the SAPS Act and the Code of
Conduct, were used to shoehorn a plea under the guise that the
respondent failed to comply with
a legal duty that was not
specifically stated from the outset; which is that by failing to
deploy the POPS unit, the respondent
failed to make use of all
available resources and consequently failed to comply with the
provisions of the SAPS Act and Code of
Conduct and in so doing,
breached its duty of care.
[45] Evidence
was led without prior notice to the respondent, .to illustrate non
compliance with the
SAPS Act and Code of Conduct. This was done in
order to demonstrate that there was a breach of the duty of care
without material
facts pleaded in the particulars of claim, to
establish a cause of action based on the claim not pleaded. It is
apparent that the
appellant strategically raised this issue, having
known that it was not specifically pleaded, as it raised the issue
immediately
prior to the start of the trial, in an effort to gain a
tactical advantage. In the
Middleton
matter
[12]
Schreiner
JA states the following: '...
Generally
speaking the
issues
in
civil
cases
should
be raised on the pleadings and if an
issue
arises
which does not appear from the pleadings in their original form an
appropriate amendment should be sought. Parties
should not be
unduly encouraged to rely, in the hope, perhaps, of obtaining
some
tactical
advantage or of avoiding a special order
as
to
costs, on the court's readiness at the argument stage or on appeal to
treat unpleaded
issues
as
having
been fully investigated'.
A
litigant cannot, without prior warning through the back door place
facts before the court and in an attempt to force the court
into a
situation to accept that those facts were now before court and should
be adjudicated upon. This was done by using the generalized
and
unsubstantiated legal prescripts applicable to the South African
Police Services (SAPS Act and the SAPS Code of Conduct) as
set out in
paragraphs 6 and 7 of the particulars of claim to shoehorn those
facts into a perceived pleaded case, in order to gain
an unfair
tactical advantage over the respondent. This was clearly prejudicial
to the respondent and should be deprecated. And
impermissible and a
litigant cannot be allowed to embark on such a course of action. It
is for reasons that I disagree with the
first judgment.
[46] The
court a quo was correct in my view not to sustain the cause of action
based on circumstances where
the appellant pleaded a particular case
and sought to establish a different case at the trial. For all of
these reasons, the appeal
falls to be dismissed with costs.
[47] In
the result therefore, I make the following order:
"That
the appeal is dismissed with
costs".
R.C.A
HENNEY
JUDGE
OF THE HIGH COURT
Counsel
for Appellant: Adv. M
Salie SC
Adv.RM
Liddell
Instructed
by: Adendorff
Attorneys Inc.
Counsel
for Respondent: Adv. Stan O'Brien
Instructed
by: The
State Attorney
[1]
See
also Abrahams v Minister of Safety and Security [2001) JOL 8996 (NJ
p13-14
[2]
DE
Van Loggerenberg: Superior Court Practise RS 21-2023 at 01228-
01-244
[3]
With
reference with Middleton v Carr 1949 (2) 374 (A) at 386, Alphedie
Investments (Ply) Ltd v Greentops (Pty) Ltd 1975(1) SA
161 at 162A;
Woodways CC v Vallie 2010(6) SA 136 (WCC) at 142 A-8.
[4]
Record
page 326
[5]
1992(3)
SA 208 (T) at 214 D-H
[6]
2022(3)
SA 571 (SCA)
[7]
HAL
obo MML Supra at para 193
[8]
Supra
at para 198
[9]
(2010)
2 All SA 474
(SCA) at para 11
[10]
Slabbert
supra at para 12
[11]
Supra
at para 13
[12]
Supra
at para 386
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