Case Law[2024] ZAWCHC 165South Africa
DR v NM and Another (3358/2024) [2024] ZAWCHC 165 (7 June 2024)
High Court of South Africa (Western Cape Division)
5 March 2024
Judgment
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# South Africa: Western Cape High Court, Cape Town
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## DR v NM and Another (3358/2024) [2024] ZAWCHC 165 (7 June 2024)
DR v NM and Another (3358/2024) [2024] ZAWCHC 165 (7 June 2024)
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sino date 7 June 2024
FLYNOTES:
FAMILY – Children –
Care
and contact assessment
–
Seeking
leave to appeal – Order directing family advocate to conduct
assessment of minor children to determine their
best interests –
Applicant challenged respondent’s parenting and mental
functioning – Investigation intended
to safeguard best
interest of minor children – Best interest of children takes
precedence over rights of respondents
– No prospects of
success in respondent’s application – Care assessment
necessary – Application dismissed.
In
the High Court of South Africa
(Western Cape
Division, Cape Town)
Case
No: 3358/2024
In
the matter
between:
DR
Applicant
and
N
M
First Respondent
R
L
Second Respondent
Heard:
15 May 2024
Delivered
electronically on 07 June 2024
JUDGMENT ON LEAVE TO
APPEAL
LEKHULENI
J
Introduction
[1]
For the sake of convenience, the parties are cited as in the main
application.
This is an application for leave to
appeal launched by the first respondent to the full bench of the
Western Cape High Court against
part of the judgment of this court,
which was delivered on 05 March 2024
.
In that judgment,
this court ordered that the office of the family advocate be directed
to conduct a care and contact assessment
with respect to
the
minor children to determine their best interests. The first
respondent wants to challenge this order and seeks leave to appeal
against it. The second respondent did not formally file an
application for leave to appeal but, in substance, aligns and
supports
the first respondent’s application.
Grounds of Appeal
[2]
The grounds for leave to appeal asserted by the first respondents are
that this court
erred in ordering a care assessment by the office of
the family advocate in circumstances where the applicant had not
sought such
an assessment and had withdrawn the application for a
care assessment in respect of the minor children prior to the hearing
of
the application. Secondly, the respondents assert that this court
had not found on the facts that a care assessment was required;
alternatively, the applicant had failed to establish that such care
assessment was required.
Facts
germane to this Application
[3]
To give context to this application and to the order I make herein
below, it is necessary
to briefly set out the facts which are dealt
with in detail in the main judgment. The first respondent who seeks
leave to appeal
is a biological father of two minors (WML and LM) and
their primary carer. The first respondent is married to the applicant
in
terms of the Civil Union Act 17 of 2006
(‘the
Civil Union
Act&rsquo
;)
. Their marriage is still in subsistence. The first
respondent was previously married to the second respondent in terms
of the
Civil Union Act, and
their marriage was dissolved by this
court on 13 November 2020. A minor child, (WML) was born between them
through a surrogate
motherhood agreement, and the said child is
currently in the care of the first respondent. The applicant and the
first respondent
have been living together, and their marriage broke
down. Before they got married, the first respondent had another child
(LM)
through a surrogate motherhood agreement. At the hearing of the
main application, the applicant and the first respondent were
separated.
[4]
On 19 February 2024, the applicant brought an urgent application in
which he sought
primary care of the two minor children (WML and LM)
in terms of section 23(1)(b) of the Children's Act 38 of 2005
(‘the
Children’s Act’).
The application was divided into
two parts, Part A and Part B. In Part A, the applicant sought an
order that, pending the final
determination of the relief sought in
Part B, he shall be awarded the primary care of two minor children,
namely, WML, a girl born
on 09 October 2018 and LM a boy born on 12
April 2022 in terms of
section 23(1)(b)
of the
Children's Act. The
said minor children are currently in the care of the first
respondent. In addition, the applicant sought an order that the minor
children be returned to him forthwith and that the first respondent
is to have contact with the minor children on Wednesdays and
Fridays,
from after school until 17h30 and on Sundays from 09h00 to 17h30.
[5]
The applicant also sought an order that the contact referred to
hereinabove, be supervised
and that the supervision should be
conducted by a registered social worker in the employ of Child
Assist; the cost associated therewith
was to be shared by the
applicant and the first respondent. The applicant also implored this
court to direct that Leigh Pettigrew,
an educational psychologist be
appointed to urgently conduct a care and contact assessment and
compile a report setting out her
findings and recommendations
regarding future care and contact arrangements between the parties
and the minor children that would
be in the best interest of the
children.
[6]
In the alternative to the above, the applicant sought an order that
he be awarded
reasonable contact to the two minor children as
envisaged in
section 23(1)(a)
of the
Children's Act every
Tuesday
from after school until 08h00 on Wednesday and every alternate
weekend from after school on Friday until 08h00 on Monday.
In Part B,
which was not before me, the applicant seeks an order to implement Ms
Pettigrew's recommendations pursuant to her assessment.
This court
was only enjoined in considering Part A of the applicant's
application.
[7]
The respondents opposed the application; however, at the hearing of
the matter on
23 February 2024, the court was informed that the
applicant was no longer seeking the care of the minor children but
instead, access
to the minor children as prayed for in the
alternative. Mr Pincus SC, the applicant’s Counsel, informed
the court that the
applicant sought an order that the application be
postponed
sine die
and that pending the final determination of
the relief sought in Part B, the applicant shall exercise contact to
the minor child
LM on every alternative weekend from after school on
Friday until 08h00 on Monday. Regarding the girl, WML, the applicant
requested
to contact her on such terms as the first and the second
respondent may agree.
[8]
After hearing argument, the court gave a written judgment on 05 March
2024. The court
made an order, among others, directing two experts to
urgently conduct an assessment and compile a report stating their
findings
and recommendations regarding future contact arrangements
between the parties and the minor children that would be in the best
interest of the minor children. In addition, the court ordered the
office of the family advocate to investigate care and contact
assessment concerning the minor children and to determine their best
interests. It is the appointment of the family advocate to
investigate the care that the respondents seek leave to appeal.
Principal
Submissions by the parties
[9]
At the hearing of the application for leave to appeal, both Ms
Gassner SC and Ms McCurdie
SC submitted that this court erred in not
confining the family advocate’s assessment to
contact
assessment in line with the scope of the assessment the psychologist
experts were asked to conduct and broadening the scope of
the family
advocate’s enquiry to include a
care
assessment. Ms
Gassner SC particularly submitted that
there is a
reasonable prospect that the appeal court will hold that this court
erred in broadening the scope of the family advocate’s
assessment to include care in that:
first,
at the beginning of the hearing of the main
application, the applicant abandoned the relief sought for primary
care of the minor
children and for the assessment to be conducted by
the psychologist expert to include care and limited assessment to
contact. Without
any considered finding justifying a care assessment,
so the contention proceeded; there was no valid or rational basis for
including
the aspect of care in the assessment order.
[10]
Secondly
, Counsel submitted that inasmuch as the final relief
the applicant may now be granted in terms of Part B, being an
implementation
of Ms Pettigrew’s contact recommendation, at
best, is rights of contact in respect of the minor children. Ms
Gassner SC further
submitted that an order directing the family
advocate to conduct a care assessment was not competent in terms of
section 29(5)(a)
as read with
section 29(1)
and
23
(1)(a) of the
Children's Act.
[11
]
Ms McCurdie SC, on the other hand, submitted that there is no
suggestion in the court’s judgment
that any matter pertaining
to WML, other than the applicant’s contact with her, required
investigation or consideration either
by the experts of the office of
the family advocate. According to Ms McCurdie SC, the investigations
by the experts and the family
advocate were anticipated to make
findings and recommendations as to whether the applicant should see
WLM, not whether he should
care for her. In addition, Counsel
contended that as it is the question of contact that will be
considered at the hearing, an assessment
by the family advocate in
respect of the question of care would, firstly, extend beyond the
purpose of the hearing, secondly, be
superfluous, and thirdly,
subject the parties and the children to unnecessary and unwarranted
investigation.
[12]
While Mr Pincus SC submitted on behalf of the applicant that in
sitting as the upper guardian
of children, this court had a
discretion in the narrow sense, that is, it could follow a number of
available options (equally permissible
alternatives), and an appeal
court will not substitute its view even if it finds it preferable to
do so. Counsel submitted that
when a court sits as upper guardian of
a child, it is not obliged to follow, for example, the parties'
wishes or any agreement
between them. Mr Pincus SC further submitted
that if this court decided that it was in the children's best
interests that the family
advocate investigate the care and contact
of the children, then that is the end of the matter. No appeal court
can or could set
aside such an order. In Counsel’s view, the
first respondent’s application for leave to appeal is
accordingly doomed
to fail.
Relevant
Legal Principles and analysis
[13]
Section 17 of the Superior Courts Act 10 of 2013
(‘the
Superior Court’s Act’)
, regulates an application for
leave to appeal a decision of a High Court. It provides as follows:
‘
(1) Leave to
appeal may only be given where the judge or judges concerned are of
the opinion that—
(
a
) (i) the appeal
would have a reasonable prospect of success; or
(ii) there is some other
compelling reason why the appeal should be heard, including
conflicting judgments on the matter under consideration;
(
b
) the decision
sought on appeal does not fall within the ambit of section 16 (2)
(
a
); and;
(
c
) Where the
decision sought to be appealed does not dispose of all the issues in
the case, the appeal would lead to a just and prompt
resolution of
the real issues between the parties.'
[14]
The applicant’s application for leave to appeal is based
squarely on
section 17(1)(a)
of the
Superior Courts Act. Unlike
the
old Supreme Court Act 59 of 1959
(‘the Supreme Court Act’),
section 17
of the
Superior Courts Act imposes
substantive law
provisions applicable to applications for leave to appeal. In terms
of this section, leave to appeal may only be
given if the court is
satisfied that (i) the appeal would have reasonable prospects of
success or (ii) there is some other compelling
reason why the appeal
should be heard, including conflicting judgments on the matter under
consideration.
[15]
Coupled with this discretionary power endowed to a court, the Supreme
Court of Appeal has found
that the use of the word ‘
would’
in
subsection 17(1)(i)(a)
Superior Courts Act imposes
a more stringent
threshold in terms of the Act, compared to the provisions of the
repealed Supreme Court Act.
[1]
Similarly, in the
Mount
Chevaux Trust [IT2012/28 v Tina Goosen and 18 Others
,
[2]
Bertelsmann J stated as follows:
“
It
is clear that the threshold for granting leave to appeal against a
judgment of a High Court has been raised in the new Act. The
former
test whether leave to appeal should be granted was a reasonable
prospect that another court may come to a different conclusion.
See
Van
Heerden v Cronwright and Others
1985
(2) SA 342
(T) at 343H. The use of the word ‘would’ in
the new statute indicates a measure of certainty that another court
would
differ from the court whose judgment is sought to be appealed
against”.
[16]
It is irrefutable that this case revolves around the best interest of
the children. As correctly
pointed out by Mr Pincus SC, in sitting as
an upper guardian of children, this court must consider all relevant
considerations,
and in reaching its decision, it exercises its
discretion in a narrow sense. Based on the issues raised in the
affidavits of the
parties, at the hearing of the main application,
this court informed the parties that it would
mero motu
engage
an expert to investigate the children's best interests. Pursuant
thereto, the court directed that the office of the family
advocate
conducts a care and contact assessment regarding the two minor
children.
[17]
The argument that there was no case made for the investigation on
care on the papers cannot be
correct. The court ordered the family
advocate to investigate care pursuant to the allegations that have
been made in the affidavits
of the parties. Those allegations are
dealt with in the main judgment and were succinctly captured by Mr
Pincus SC in his heads
of argument. Crucially, the issue relating to
the care and contact of the minor children is palpably unmistakable
on the applicant’s
founding affidavit and the first
respondent’s answering affidavit. The entire affidavit of the
applicant is replete with
allegations that call into question the
capacity of the first respondent to care for the children. The
applicant challenged the
first respondent’s parenting and
mental
functioning.
[18]
Amongst others, the main judgment specifically indicates that the
applicant’s case was
that the first respondent was failing to
look after the minor children. The applicant sought an order that
care be awarded to him
and that the first respondent must have
contact with the minor children under the supervision of a social
worker. The applicant
asserted that the first respondent was unable
to take the night shift with LM as he was taking sleeping pills, and
not even a screaming
baby would awaken him. The applicant also
asserted that the first respondent’s mental health declined in
December 2022 and
that his condition deteriorated, and he was
admitted to a psychiatric ward. The applicant also stated that in
February 2024, the
first respondent was recently admitted to Ankers
House, a rehabilitation facility. The applicant took over all the
responsibilities
of LM and WLM. All these allegations are
specifically dealt with in the main judgment. In response thereto,
the first respondent
filed various affidavits refuting the
applicant's averments.
[19]
The main judgment specifically found that the applicant was very
hands-on with both children.
The judgment found that the applicant
has demonstrated love and care for both children. Additionally, it
was found that the applicant
cared for both children when he came
home at night and that he has a strong bond with LM. The judgment
also noted that the applicant
cared for LM and WML, and frequently
travelled with them far and wide. That the applicant’s children
have a close bond with
LM and WML. The court essentially addressed
the disputed issues in the main judgment between the parties,
particularly the applicant’s
alternative prayer of contact.
However, in the context of this court's common-law powers to
safeguard the interests of minor
children and keeping in mind
the constitutional imperative contained in section 28(2) of the
Constitution, the court found that
an investigation had to be
conducted, which included the two minor children to determine what is
in their best interest.
[20]
Notably, this court couldn’t turn a blind eye to the first
respondent’s mental and
parenting ability, which was impugned
by the applicant. Hence, it ordered the family advocate to
investigate the care and contact
of the minor children. The
investigation by the family advocate was intended to safeguard the
best interest of the two minor children
as specified in the order. In
my view, the fact that the applicant withdrew his claim for care at
the hearing of the main application
is neither here nor there. The
fact that the applicant did not file a replying affidavit to the
answering affidavit to rebut the
allegations made therein is also
inconsequential.
[21]
This court is not constrained or limited by the parties' wishes when
it comes to the children's
best interests. In every matter involving
minor children, the best interest of children is paramount. I agree
with the views expressed
in
Kotze
v Kotze
,
[3]
that the High Court sits as upper guardian in matters involving the
best interests of child (be it in custody matters or otherwise),
and
that it has extremely wide powers in establishing what such best
interests are. It is not bound by procedural strictures or
by the
limitations of the evidence presented or by contentions advanced or
not advanced by the respective parties.
[22]
As an
upper
guardian of all dependent and minor children, this court has an
inalienable right and authority to establish what is in the
best
interest of the children and to make corresponding orders to ensure
that such interests are effectively served and safeguarded.
No
agreement between the parties can encroach on this authority.
[4]
This principle applies with more force in the present matter. Perhaps
it is important to remind ourselves that
the
applicant substantively sought care of the minor children as his
primary relief in the present matter. His affidavit specifically
addressed the care of the minor children and called into question the
capability of the first respondent to care for the two children.
[23]
I have noted the argument raised by the respondents that an
investigation of the family advocate
would be intrusive to the
respondents and the children. In my view, this argument offends the
paramountcy of the child’s
best interest. In these specific
circumstances, the best interest of the children must take precedence
over the rights of the respondents.
I am mindful that the second
respondent and the first respondent have a parenting plan regarding
WLM. In my view, that does not
prevent an investigation by the office
of the family advocate where one of the parent’s parenting
skills is being challenged.
It must be borne in mind that WML is in
the care of the first respondent. The first respondent’s mental
and parenting skills
have been impugned.
[24]
If the family advocate finds that it is in the best interest of the
child, in this case, WLM,
that she be placed in the care of the
second respondent, that will be to the benefit of the child. The
question of care and contact
is not static. In my view, the fact that
there is a parenting plan between the first respondent and the second
respondent is not
cast in stone. The overriding consideration is the
best interest of the children. For this reason, in the main
application, the
second respondent filed a conditional
counterapplication seeking the care of WML if the court found that
the first respondent was
incapable of caring for the minor child.
[25]
As stated in the main judgment, the parenting abilities of the first
respondent have been challenged.
In cases involving minors, the
child's best interests should always be the top priority. Therefore,
the court has directed the
family advocate to investigate and assess
the care and contact of the minor children. The family advocate's
investigation will
not grant rights to any of the parties involved,
nor will it take away or revoke any rights. Instead, it will ensure
that the best
interests of the minor children are jealously guarded.
On a conspectus of all the facts, I believe there are no prospects of
success
in the respondent’s application for leave to appeal.
Even if I err in this regard, to my mind, the order this court
granted
is in the best interest of the minor children.
[26]
Finally, it is trite law that for an order
to
be appealable, it must be final in effect, definitive of the parties’
rights, and dispose of a substantial portion of the
relief claimed.
The interests of justice and the potential for irreparable harm are
also considered.
[5]
I am of the
view that the order this court made appointing a family advocate to
conduct a care and contact assessment is interlocutory
in nature and
not appealable. As correctly pointed out by Mr Pincus SC, it can
hardly be argued that the relief granted in part
A of the applicant's
application is not interim in nature. The relief in Part A is
intended only to be effective until such time
as the investigations
by the relevant experts are completed, and the recommendations are
implemented, as contemplated in Part B
of that application. The
investigation by the office of the family advocate is only intended
to make recommendations to determine
what is in the children's best
interest. A final determination of the matter will only arise at the
hearing of Part B of the main
application at which time the court
will benefit from the expert’s recommendation. On that score
alone, the respondents’
application for leave to appeal falls
to be dismissed.
[27]
To top it all, it is in the best interest of the minor children for
the family advocate to conduct
a care assessment. Thus, in my view,
the paramountcy of the children's best interest must take precedence
over any other right
in this case.
Order
[28]
For all these reasons, the following order is granted.
28.1
The respondents’ application for leave to appeal is dismissed.
28.2
The respondents are ordered to pay the costs of this application
jointly and severally, including the costs occasioned by the
employment of two counsels.
__________________________
LEKHULENI
JD
JUDGE
OF THE HIGH COURT
APPEARANCES
For
the Applicant: Mr Pincus SC
Ms
McCarthy
Instructed
by: Bertus Preller (Maurice Phillips Wisenberg Attorneys)
Email:
bertus@mpw.co.za
For
the first Respondent: Ms Gassner SC
Ms
Bezuidenhout
Instructed
by Rael Goodkin (Werksmans Attorneys)
Email:
rgootkin@werkmans.com
For
the Second Respondent: Ms McCurdie SC
Instructed
by: Elana Hannington (Norman Wink Stephens Attorneys)
Email:
elana@nwslaw.co.za
[1]
See
S
v Notshokovu
(157/15)
[2016] ZASCA 112
(7 September 2016) at 2.
[2]
(LCC14R/2014,
an unreported judgment from the Land Claims Court).
[3]
Kotze v Kotze
2003 (3) SA 628
(T) at
630F- I.
[4]
Girdwood
v Girdwood
1995
(4) SA 696
(C) at 708J.
[5]
Tshwane
City v Afriforum
2016
(6) SA 279
(CC).
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