Case Law[2024] ZAWCHC 200South Africa
Wares v Additional Magistrate, Simonstown, Cape Town and Others (4979/2021 ; A226/2021) [2024] ZAWCHC 200; [2024] 4 All SA 287 (WCC); 2025 (1) SACR 130 (WCC) (8 August 2024)
Judgment
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# South Africa: Western Cape High Court, Cape Town
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## Wares v Additional Magistrate, Simonstown, Cape Town and Others (4979/2021 ; A226/2021) [2024] ZAWCHC 200; [2024] 4 All SA 287 (WCC); 2025 (1) SACR 130 (WCC) (8 August 2024)
Wares v Additional Magistrate, Simonstown, Cape Town and Others (4979/2021 ; A226/2021) [2024] ZAWCHC 200; [2024] 4 All SA 287 (WCC); 2025 (1) SACR 130 (WCC) (8 August 2024)
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sino date 8 August 2024
FLYNOTES:
CRIMINAL – Extradition – Bail pending decision –
Sexual offence charges
emanate from crimes committed in Scotland – Appeal against
order for extradition – Constitutional
invalidity –
Section 10(1) does not pass constitutional muster – Does not
provide magistrate who made committal
order power to extend or
grant bail pending Minister’s decision – Act does not
conform with Bill of Rights –
Appellant be committed to
prison to await Minister’s decision – Extradition Act
67 of 1962, s 10(1).
IN THE HIGH COURT OF
SOUTH AFRICA
WESTERN CAPE DIVISION,
CAPE TOWN
CASE NO: 4979/2021
& A226/2021
REPORTABLE
In the matter between:
IAIN
GEORGE DALLAS WARES
Applicant
And
THE
ADDITIONAL MAGISTRATE,
SIMONSTOWN,
CAPE TOWN
First
Respondent
THE
MINISTER OF JUSTICE
AND
CORRECTIONAL SERVICES
Second
Respondent
THE
DIRECTOR OF PUBLIC
PROSECUTIONS,
WESTERN CAPE
Third
Respondent
Bench: P.A.L. Gamble &
R.C.A. Henney, JJ.
Heard 27 October & 14
November 2023
Delivered: 8 August 2024
This judgment was handed
down electronically by circulation to the parties' representatives
via email and release to SAFLII. The
date and time for hand-down is
deemed to be 10h00 on Thursday 8 August 2024.
JUDGMENT
GAMBLE & HENNEY,
JJ
INTRODUCTION
1.
The
appellant is an 84-year-old man who resides in the Cape Peninsula. He
is a self-confessed paedophile who is sought by the prosecuting
authorities in Scotland to stand trial on various counts relating to
what our law defines as a “sexual offence”
[1]
perpetrated on teenage boys at elite schools in the Edinburgh area
during the 1970’s.
2.
In submissions made to the second respondent (the
Minister) in circumstances described more fully hereunder, the
appellant explains
that after he graduated from a local university
with a degree in psychology in 1962 he took up teaching posts at
various boys’
schools, notwithstanding the fact that he did not
have a formal qualification as an educator. He describes how, over
time, his
urges to sexually molest learners overtook him to the
extent that he could not control himself and his conduct became
habitual.
3.
The appellant says that in 1967 he consulted a
local mental health practitioner who recommended certain therapeutic
interventions.
When these ultimately proved ineffective, it was
suggested to the appellant that he should seek further help in
Scotland from a
therapist who specialized in the treatment of his
condition and so he relocated to Scotland for that purpose in 1967.
While there
for treatment, the appellant qualified as a teacher and
took up employment at exclusive boys-only schools where he once again
committed
various sexual offences. He says he also turned to drink
over time.
4.
After being found out when a learner complained to
the principal about being sexually molested, the appellant lost his
work in 1979
and decided to return to South Africa accompanied by his
wife whom he had met and married in Scotland. He says that he
disclosed
his past to his wife at that time and since his return home
has not indulged in any further sexual offences.
5.
In circumstances which are not entirely clear to
us (but which are of no legal consequence), the appellant’s
identity and
whereabouts came to the attention of certain of his
alleged victims who pressed charges against him in Scotland. The
eventual result
of this was that in September 2018 the High
Commissioner for the United Kingdom in South Africa requested the
authorities to extradite
the appellant under the Extradition Act 67
of 1962 (the Act) to stand trial in Edinburgh on 6 charges of what
are described in
Scottish law as “lewd, indecent and libidinous
practices and behaviour” and a single charge of so-called
“indecent
assault”. The application for the appellant’s
extradition under the Act is founded upon the provisions of the
European
Convention on Extradition (the Convention) to which both
South Africa and the United Kingdom (the UK) are parties.
6.
A warrant of arrest for his extradition was
executed by members of the South African Police Services on the
appellant at his home
on 22 May 2019 and he thereafter appeared
before the first respondent (the Magistrate) the following day. The
appellant was released
on bail immediately in terms of s9(2) of the
Act and on 12 July 2019 the extradition proceedings proper commenced
before the Magistrate.
The appellant was then represented by an
experienced advocate from the Cape Bar instructed by a leading firm
of attorneys in the
city and, acting on the advice of his legal
representatives, he made certain admissions before the Magistrate
which were duly recorded,
purportedly in terms of s220 of the
Criminal Procedure Act, 51 of 1977 (the CPA).
7.
The Magistrate indicated that he required time to
consider the request for extradition and the admissions made by the
appellant
in response thereto and to that end he postponed the
proceedings to 23 August 2019. On that day, the Magistrate determined
that,
on the strength of his admissions, the appellant was liable to
be extradited to Scotland in terms of the Act and he ordered
accordingly.
The Magistrate extended the appellant’s bail
pending the decision of the Minister to order his removal to the UK.
8.
In
September 2019 the Appellant exercised his right under s11 of the Act
and made detailed representations to the Minister requesting
him
[2]
not to order his extradition, saying that it would not be in the
interests of justice to do so and that the effect of such an order
would be “too severe a punishment” on the appellant who
is in poor health. In his submissions to the Minister the appellant
purported to make a clean breast of things and, as alluded to above,
admitted his crimes in considerable detail. The Minister was
not
persuaded by the appellant’s entreaties and on 19 February 2020
he decided that he should be surrendered to the UK to
stand trial on
the aforementioned seven counts. This decision came to the attention
of the appellant only in July 2020.
9.
In the meanwhile, and at the suggestion of his
erstwhile attorneys who said that they were not specialists in
criminal law, the
appellant switched legal teams in May 2020 at the
height of the Covid-19 pandemic and instructed a firm well-versed in
criminal
law and procedure. As a consequence thereof a new strategy
was embarked upon.
10.
The appellant then sought to appeal the decision
of the Magistrate under s13 of the Act and also brought a legality
review against
the Magistrate’s decision. Simultaneously, and
in March 2021, the appellant also launched a review under
s22
of the
Superior Courts Act, 10 of 2013
of the Minister’s decision to
surrender him to the United Kingdom under s11 of the Act. Later, in
his replying affidavit
in the review, the appellant attacked the
constitutionality of s10 of the Act on the basis that it did not
permit his release on
bail while awaiting the Minister’s
decision under s11 of the Act. The latter point was not contested by
the Minister who
filed a counter-application in that regard.
11.
Both matters were heard by this Court in November
2023. For the sake of convenience, we shall continue to refer to the
extraditee
as the appellant, notwithstanding the fact that he is also
an applicant before us for review. Where appropriate we will refer to
the Minister as such or to the Minister and the third respondent (the
DPP) collectively as “the respondents”. The Magistrate
abides the decision of the Court in respect of the review of his
decision while the Minister and the DPP oppose both the appeal
and
the review against the decisions to extradite the appellant.
12.
The appellant was represented before us by Advs.
W. King SC and B. Prinsloo while the respondents were represented by
Advs. F. Petersen
and C. de Villiers. We are indebted to both sets of
counsel for their detailed heads of argument, supplementary notes and
bundles
of authorities which have facilitated the preparation of this
judgment.
ISSUES FOR
DETERMINATION BY THIS COURT
13.
The
appeal before us is founded, firstly, on the contention that the
Magistrate erred in recording the appellant’s admissions
before
him as falling within the ambit of s220 of the CPA: it was submitted
that the proceedings under the Act did not constitute
criminal
proceedings. Secondly, there is the issue of dual criminality, as
that phrase is understood in extradition law and the
contention that
the Magistrate erred in holding that the appellant was extraditable
on this score. Finally, there is the question
as to whether any of
the contemplated charges in Scotland have prescribed
[3]
.
14.
The review, on the other hand, is based on the
assertion that the Minister erred in making an order for the
appellant’s extradition
in circumstances where the Magistrate
had failed to commit the appellant to prison under s10(1) while
awaiting the Minister’s
decision to surrender him to. The
argument advanced was that before the Minister could exercise his
discretion to extradite, the
appellant had to be physically in
custody awaiting extradition. The fact that the Minister exercised
his discretion while the appellant
was out on bail (and
ergo
not “committed”) was said
to be a reviewable error. This point is now common cause between the
parties.
15.
The consequence of this reviewable error, say the
parties, is that the Act is unconstitutional in that it deprives
extraditees of
the right to freedom guaranteed under s12 of the
Constitution of the Republic of Africa, 1996 (the Constitution) while
awaiting
extradition. The argument in favour of a constitutionally
sanctioned amendment is buttressed by a long-established practice in
our courts in terms whereof, in appropriate cases, extraditees are
granted bail initially in the proceedings before a magistrate,
which
bail is thereafter systematically extended until the Minister has
finally made a decision on the extradition, one way or
the other.
16.
Lastly, the issues of dual criminality and
prescription were also incorporated into the review.
ISSUES WHICH ARE
COMMON CAUSE
17.
In addressing these issues, it is useful to record
what is common cause between the parties for, as will be seen
hereunder, at the
end of the day there is not that much in dispute
with the matter turning rather on issues of law and interpretation.
PRESCRIPTION
18.
Firstly, the parties informed the Court at the
outset that it was common cause that counts 1 – 4 upon which
the appellant
is sought to be indicted in Scotland had become
prescribed. This is so, it was said, because s18 of the CPA provides
for the prescription
of offences older than 20 years. The parties
contended that this local statutory provision falls to be considered
in the context
of Arts 2(1) and 10 of the Convention which proscribes
the extradition of a person who has “according to the law of
either
the requesting state (i.e. the UK) or the requested Party
(i.e. South Africa), become immune by reason of lapse of time from
prosecution
or punishment.”
19.
During
the course of preparation of this judgment, we were concerned, on our
prima facie reading of the law and the decided cases,
that the
parties may have agreed on the prescription of counts 1 – 4 in
error of the law. Mindful of our duty under
CUSA
[4]
,
we addressed a note to the parties on 30 April 2024 in which we said
the following:
“
re:
SECTION 18(1)(f)
OF THE
CRIMINAL PROCEDURE ACT, 1977
1. As we understand the
position, there is no statute of limitations in relation to the
charges on which the applicant is required
to stand trial in
Scotland. In the circumstances the Scottish prosecuting authorities
seek to indict the applicant on the seven
charges set forth in the
petition of Andrew Richardson Esq (Record Bundle 2 p 59
et seq
)
.
·
Charge 1 alleges offences committed between 2 May
1969 and 1 May 1972;
·
Charge 2 alleges offences committed between 2 May
1972 and 31 August 1973;
·
Charge 3 alleges offences committed between 27
February 1969 and 26 February 1972;
·
Charge 4 alleges offences committed between 10
June 1971 and 31 August 1973;
·
Charge 5 alleges offences committed between 1
September 1974 and 15 July 1976;
·
Charge 6 alleges offences committed between 1
September 1974 and 30 June 1976; and
·
Charge 7 alleges offences committed between 1
September 1974 and 31 December 1976.
2. If indicted in
Scotland, the applicant will be required to face all seven counts and
he cannot plead “prescription”
to these seven charges. He
may have other objections regarding undue delay and prejudice but
those are issues he will have to raise
before the trial court.
3. Regardless of the
argument regarding the correct test for dual criminality, the
applicant may only be extradited to stand trial
in Scotland on
charges which the State would be entitled to prefer against him in
South Africa.
4. In the founding
affidavit the applicant has contended that he is not liable to be
extradited to face the charges contemplated
in counts 1 – 4
because he says these have become “prescribed”. By that
the applicant intends to convey that
in South African law he cannot
face charges which predate 27 April 1994 because of the provisions of
s18(1)(f) of the Criminal
Procedure Act, 1977 (CPA) as it stood on
that day. At that stage he would only have been liable to face a
charge of rape.
5. The applicant contends
that the amendment to sec 18(1)(f) was effected in 2022, after his
arrest on these charges, and that he
is thus entitled to raise
“prescription” on charges 1 – 4. The respondents
agree with this contention.
6. We consider that the
use of the term “prescription” is potentially misleading.
Sec 18 provides that the
right to institute
prosecution lapses
after 20 years save for the enumerated categories. Those categories
now include the full spectrum of sexual
offences under SORMA.
7. The question that now
arises is whether, if an accused is alleged to have committed a
sexual offence as defined in SORMA other
than rape in South Africa
in, say, 1971, the State would not have the
right to institute a
prosecution
today?
8. The applicant was
arrested on 22 May 2019 and appeared before the Magistrate for the
first time on 23 May 2019. At that time,
the provisions of sec
18(1)(f) of the CPA had been declared unconstitutional by Zondi AJ in
Frankel
(2018 (2) SACR 283
(CC)) on 14 June 2018. The
declaration of unconstitutionality was made retrospective to 27 April
1994 and Zondi AJ then ordered
that the words “
all other
sexual offences whether in terms of common law or statute
”
be read in to sec 18(1)(f) while Parliament was given 24 months to
amend the section.
9. The order further
provided that should Parliament fail to amend the section within the
said 24-month period, the interim reading-in
remedy would become
final. Thus, on 14 June 2020 the words were considered to have been
finally read in. The section was eventually
amended in December 2020
to read “
any sexual offence in terms of the common law or
statute
”.
10. As we read the
section in question, there is now no time-bar in South Africa
precluding the State from exercising its right
to institute a
prosecution against the applicant under the common law (or SORMA) for
crimes committed as early as May 1969. That
appears to have been the
position in June 2018 when
Frankel
was handed down and it
further appears to have been the position when the applicant was
arrested in May 2019.
11. In
Frankel
the
sexual offences in question were allegedly committed between 1970 and
1989. The date of those alleged offences, said Zondi
AJ at [65], did
not preclude Mr Frankel from being prosecuted for the common law
offence of indecent assault which was a crime
at the time it was
committed.
12. Based on the
aforegoing, we consider that the State’s right to prosecute a
person in the position of the applicant in
our courts has not lapsed
and we do not understand why it is common cause that the applicant
does not stand to be arraigned on
counts 1 – 4 in Scotland
13. We thus invite the
parties to address us further on the point.
CONSTITUTIONALITY -
THE BAIL ISSUE
14. The parties did not
refer in argument to sub-secs 13 (3) and (4) of the Extradition Act
(the Act) which govern the fixing of
bail by a magistrate for
extraditees pending the exercising of their right of appeal to the
High Court. The section does not cover
the situation where the person
seeks to review a decision of a magistrate before the High Court,
rather than exercise the right
of appeal available under sec 13(1) of
the Act. Further, sec 13 (4) of the Act has detailed provisions with
reference to the CPA
for the granting and consideration of bail
pending a High Court appeal.
15. We invite the parties
to consider the constitutionality of sec 13 in addition to the
arguments already advanced in respect of
the sec 9 point.
16. Further, are the
provisions of sec 13(4) of any assistance to the Court in respect of
the reading-in which the parties suggest
in respect of sec 10(5) of
the Act, pending the confirmation of the declaration of
unconstitutionality?”
20.
The
parties undertook to revert on our query after they had discussed the
matter
inter
se.
Subsequently,
counsel for the appellant filed a supplementary note on 5 June 2024
and counsel for the respondents did likewise on
19 June 2024. We
asked the appellant’s counsel if they wished to reply to any of
the issues raised by the respondents in
their post-hearing note and
were informed that save for a comment on one of the cases under
consideration
[5]
, the appellant
had nothing further to say. Having taken time to consider the import
of the parties’ replies to our post-hearing
note, we have
decided to approach the matter as follows.
21.
In their response to the Court’s note in
respect of this issue the respondents made it clear that they are in
agreement with
the appellant that the retrospective effect of the
judgment in
Frankel
in
fact operated prospectively from the 27 April 1994. Furthermore, the
respondents contend that as at the date of the extradition
request,
counts 1 to 4 had prescribed because the 20-year period referred to
in section 18(f) of the CPA had already run its course
by 27 April
1994.
22.
One further aspect arising from
Frankel
to which the appellant did not expressly refer was
that section 18 of the CPA was eventually substituted in terms of the
Prescription
in Civil and Criminal Matters (Sexual Offences)
Amendment Act, 15 of 2020 (“the 2020 Act”), with effect
from 23 December
2020. The 2020 Act was enacted to ensure that the
prosecution of any sexual offence, whether in terms of the common law
or statute,
would not be subject to the 20-year lapsing provision to
which we have already referred. As we read it, in adopting the 2020
Act
Parliament went further than the limitations imposed by
Frankel
and expressly provided for the revival of the
right to prosecute all sexual offences which had lapsed before 27
April 1994.
23.
The question arising from this legislative enactment is what the
relevant date is in terms of the extradition process in order
to
determine whether the appellant is extraditable on counts 1 to 4 or
not. It seems to us that the lapsing of the right
[6]
to institute a prosecution in respect of counts 1 to 4 falls to be
decided on the question whether the provisions of the 2020 Act
are
applicable to the prosecution of the offences for which extradition
is sought in this matter.
24.
In terms of the interim reading in remedy granted
in
Frankel
,
section 18 (f) of the CPA was to be read as if the words “
and
all other sexual offences whether in terms of the common law or
statute
”
appeared in that
section. In other words, the 20-year limitation period did not apply
to rape, compelled rape and all other sexual
offences whether in
terms of the common law or statute. The declaration of invalidity was
suspended for a period of 24 months to
afford Parliament an
opportunity to pass the necessary remedial legislation. It further
ordered that should Parliament fail to
enact such remedial
legislation during the period of suspension, the reading in remedy
would become final. That is in fact what
happened: Parliament did not
enact remedial legislation within the period of suspension, which
lapsed on 14 June 2020, and the
reading in provision then became
final.
25.
In making the order in
Frankel
the Constitutional Court directed that the
declaration of invalidity was to operate retrospectively to 27 April
1994. The parties
interpret that order, firstly, to mean that the
right to prosecute sexual offences other than rape or compelled rape
was restricted
to the aforesaid 20-year period, that this right had
lapsed prior to 27 April 1994, and a prosecution could thus not be
instituted
in respect of those offences; secondly, that the right to
prosecute such offences which had been committed after 27 April 1994
had not lapsed. Thus, the parties contended that in terms of
Frankel
the right to prosecute counts 1 to 4 had lapsed by
27 April 1994 because they were allegedly committed before 27 April
1974.
26.
The legal position which applied pursuant to
Frankel
remained
fixed until the 2020 Act came into operation on 23 December 2020. The
change brought about by that enactment was an amendment
to section
18(2) of the CPA by providing that the right to institute a
prosecution in respect of any offence referred to in subsections
(1)
(eA) and (f) thereof (and which had lapsed before the commencement of
the 2020 Act), was thereby revived (“the revival
provision”).
The revival provision has the effect that the right to institute a
prosecution for any sexual offence no longer
lapses. The question to
consider then is whether the revival provision is applicable to
counts 1 to 4 in this matter.
27.
In
deciding this question, and as was pointed out in
Patel
[7]
,
the relevant date in considering whether an offence is extraditable
or not is the date on which the request for extradition was
lodged by
the requesting state: in this matter that date was during September
2018, which is 2 months after the order in
Frankel
.
Thus, when the request for extradition was lodged,
Frankel
applied
and any limitation on the right of the State to prosecute for sexual
offences such as those which the appellant faces, was
effective from
27 April 1994. Accordingly, the state of our law was that when the
application for extradition was lodged the appellant
could not be
indicted for any offence committed more than 20 years before 27 April
1994, hence the common position adopted by the
parties that the right
to prosecute the appellant on counts 1 – 4 had “prescribed”,
as they put it.
28.
The
only other question is whether the legal position in this case was
affected by the passage of the revival provision. Having
considered
the wording of the relevant section
[8]
,
and for the reasons articulated above, we hold the view that in the
circumstances of the matter the 2020 Act does not operate
retrospectively. We are therefore in agreement with the parties that
the amendment to section 18(2) of the CPA does not change
the
position. In our law, as it applied in September 2018, the right to
prosecute the appellant under counts 1 to 4 has lapsed.
29.
Further, we are of the view that if the revival
position were to find application in this case, it would be grossly
unfair to the
appellant, given that at the time when the extradition
request was made (and for that matter, also at the time when the
order was
made by the Magistrate) the right to prosecute him under
counts 1 to 4 had lapsed. It would be inequitable and contrary to the
interests of justice to permit the lapsed right to prosecute to be
revived midway through the extradition proceedings simply because
Parliament had passed the 2020 Act.
CONCLUDING REMARKS ON
PRESCRIPTION
30.
The issue of the prescription of charges 1 to 4
which the appellant faces in Scotland was not addressed at all before
either the
Magistrate or the Minister. To the extent that it is now
common cause that those offences allegedly committed in Scotland have
indeed prescribed under our law, and given that our concerns
expressed in our post-hearing note have now been satisfactorily
addressed,
we are satisfied that the decisions of both the Magistrate
and the Minister that the appellant was extraditable on these counts
are reviewable to that extent only. Counsel for the respondents
requested this Court to confirm the extradition of the appellant
only
on counts 5 - 7 in the event that we were satisfied that the
extradition was otherwise warranted and so we turn to discuss
those
further issues.
PROCEDURAL ISSUES
31.
The parties are further in agreement that the
Magistrate erred in finding that the President had consented to the
appellant’s
extradition in terms of section 3(2) of the Act. As
we see it, in the greater scheme of things, that error is of no great
moment
in that the case falls to be decided on other more material
grounds.
32.
The parties also agreed that the late lodging of
the appeal and the review by the appellant and the counter-review by
the Minister
on the constitutional point should be condoned. We are
in agreement with this approach due regard being had to the
inevitable delays
that the Covid-19 pandemic occasioned on legal life
and, further, the importance of the constitutional argument.
33.
Ultimately, the issues for determination turn on
the section 220 point, the question of dual criminality and the
constitutionality
of section 10 of the Act in relation to the fact
that there was no provision in the Act for the extension of the
appellant’s
bail after his committal by the Magistrate. Lastly,
there is the question of an appropriate order to be made in light of
the concessions
made by the Minister with regard to the
constitutional point.
THE ADMISSIONS MADE BY
THE APPELLANT BEFORE THE MAGISTRATE
34.
When
proceedings commenced before the Magistrate on 12 July 2019, the
appellant’s erstwhile counsel asked for the matter to
stand
down in order that the question of admissions could be considered in
conjunction with the representative of the DPP then
present at court.
Ultimately, counsel (who to our knowledge is well- versed in criminal
law and procedure and has served as an
Acting Judge in this Division)
prepared a document entitled “
Admissions
in terms of Section 220 of Act 51 of 1977
[9]
in
the Extradition Enquiry”
.
The document was signed by the appellant and confirmed by counsel
before the Magistrate.
35.
The list of admissions made by the appellant is as
follows:
“
1.
The United Kingdom of Great Britain and Northern Ireland (United
Kingdom) has requested my extradition from the Republic of South
Africa (South Africa).
2. I was arrested on 21
May 2019 in the jurisdiction of this Court and on the same day I was
brought before this court for an inquiry
in terms of s 9(1) of the
Extradition Act no 67 of 1962 (Extradition Act).
3. Both South Africa and
the United Kingdom are parties to a multilateral convention which
makes provision for extradition between
the countries, to wit the
European Convention on Extradition.
4. I have no objection to
the admission of the original Extradition Request into the record and
I admit that the contents thereof
are true and correct. Attached as
“
A
”.
5. I have been advised
that the counts are set out in the certificate of authentication
dated for July 2018 on page… (sic)
of the Extradition request
as:
1. Lewd, indecent and
libidinous practices and behaviour
2. Lewd, indecent and
libidinous practices and behaviour
3. Lewd, indecent and
libidinous practices and behaviour
4. Lewd, indecent and
libidinous practices and behaviour
5. Indecent assault
6. Lewd, indecent and
libidinous practices and behaviour
7. Lewd, indecent and
libidinous practices and behaviour.
6. The criminal conduct
of which I have been charged with (sic) in the United Kingdom also
constitutes the following South African
offences which are
substantially similar to the offences in the United Kingdom;
1. Contravention of
section 5 (1) of the Criminal Amendment Act (Sexual Offences and
Related Matters) 32 of 2007- sexual assault
2. Contravention of
section 5 (1) of the Criminal Amendment Act (Sexual Offences and
Related Matters) 32 of 2007- sexual assault
3. Contravention of
section 5 (1) of the Criminal Amendment Act (Sexual Offences and
Related Matters) 32 of 2007- sexual assault
4. Contravention of
section 5 (1) of the Criminal Amendment Act (Sexual Offences and
Related Matters) 32 of 2007- sexual assault
5. Contravention of
section 3 of the Criminal Amendment Act (Sexual Offences and Related
Matters) 32 of 2007 – rape
6. Contravention of
section 5 (1) of the Criminal Amendment Act (Sexual Offences and
Related Matters) 32 of 2007- sexual assault
7. Contravention of
section 5 (1) of the Criminal Amendment Act (Sexual Offences and
Related Matters) 32 of 2007- sexual assault
7. Copy of the relevant
sections of the Criminal Amendment Act (Sexual Offences and Related
Matters) 32 of 2007 attached as “
B
”.
8. The offences are
punishable in both countries with a sentence of imprisonment for a
period of one year or more as required by
article 2(1) of the
European Convention on Extradition
.
9. The offences are not
offences under military law.
10. I consent to my
extradition to the United Kingdom in this inquiry for purposes of the
finding in section 10 (1) of the Extradition
Act 67 of 1962.
11. I waive my right to
appeal in terms of section 10(1) of the Extradition Act 67 of 1962,
in order to expedite the extradition
process.”
36.
As to
the nature of the proceedings before the Magistrate, counsel for the
appellant referred us to the decision in this Division
in
Minister
of Justice v Additional Magistrate Cape Town
[10]
where the Full Court held as follows:
“
Section
9(2) of the Extradition Act provides that an extradition inquiry
shall proceed in the same manner in which a preparatory
examination
is to be held and that the magistrate holding such an inquiry shall
have similar powers. That the Legislature superimposed
the procedures
applicable to preparatory examinations upon extradition enquiries and
clothed magistrates conducting them with the
powers, exercised in
relation thereto, does not mean that such inquiries are the
equivalent of preparatory examinations. Accordingly,
it is misguided
to rely on the definition of ‘criminal proceedings’ in
section 1 of [the CPA] which by definition includes
‘a
Preparatory examination under Chapter 20’ for the proposition
that an extradition inquiry is a criminal proceeding
to which the
provisions of the
Criminal Procedure Act which
regulate the conduct
of criminal trials apply. Unlike in the case of criminal trials,
extradition inquiries are not directed at
a finding of guilty or not
guilty.”
37.
We consider that it is correct, purely from a
technical point of view, that the submission by counsel for the
appellant is sound
in relation to the binding effect under the CPA of
admissions made under
section 220
for the purposes of criminal
proceedings. But during argument counsel readily accepted that at
such a preparatory examination an
accused person is entitled to make
admissions in an endeavour to, for example, limit the duration of the
proceedings. So, in say
an enquiry relating to the killing of a
person, an accused person would be entitled to make admissions in
relation to the so-called
chain of evidence linking the
transportation of the deceased’s body from the scene of the
crime to the mortuary where an
autopsy was undertaken. Those
admissions could be contained in a written document and entered into
the record, thereby becoming
admissible evidence before the
preparatory examination.
38.
When pressed by the Court on the point that there
was no particular magic in the use of the description of the
appellant’s
admissions as having purportedly been made under
section 220
, counsel accepted that the admissions made by the
appellant might stand as admissions
per
se
in a preparatory examination type
enquiry.
39.
In
Geuking
[11]
in which a number of constitutional challenges were raised by the
extraditee as to, inter alia, the fairness of the procedure,
Goldstone J dealt at length with nature of an extradition enquiry,
citing with approval the following extract from
Bassiouni
[12]
“
[26]…According
to Bassiouni, a leading authority on extradition law:
“…
extradition
is deemed a sovereign act, its legal proceedings are deemed sui
generis, and its purpose is not to adjudicate guilt
or innocence but
to determine whether a person should properly stand trial where
accused or be returned to serve a sentence properly
imposed by
another state.”
40.
Goldstone J went on to observe that in South
Africa the legislature has determined that an extradition enquiry is
conducted in a
procedure akin to a preparatory examination and
stressed the following:
“
[38]
As mentioned earlier, the enquiry must be held in open court in the
manner in which a preparatory examination is held. In particular,
the
person concerned is entitled to testify and adduce evidence. The
identity of the person before the magistrate – as being
the
person named in the request – has to be established and can be
challenged or contradicted by documentary or oral evidence.”
41.
In this matter the appellant did not give
evidence, but his counsel handed up to the Magistrate a list of
admissions which might
just as well have been adduced through the
presentation of
viva voce
evidence by the appellant. In the circumstances we
consider that it was not irregular for the Magistrate to have regard
to the admissions
made by the appellant in the course of the enquiry
and, save perhaps for the admission that he acknowledged that he was
liable
to be extradited, which is arguably a conclusion of law
ultimately to be arrived at by the Magistrate, the admissions should
stand.
In the result we consider that there is no merit in the
section 220
point and that the appellant is bound by the admissions
made therein.
DUAL CRIMINALITY
42.
The
dual or double criminality principle is central to a finding in
determining whether an offence on which a person is sought by
a
foreign state is an extraditable offence. In
Patel
[13]
Schippers AJA discussed the concept in some detail with reference to
the leading international authorities:
“
[7]
The purpose of extradition is to secure the return for trial or
punishment, persons accused or convicted of crimes. Extradition
is
essentially a process of intergovernmental legal assistance.
Generally, the legal basis for extradition is treaty, reciprocity
or
comity. Comity is irrelevant for present purposes. Reciprocity in
extradition occurs when the request for surrender is accompanied
by
assurances of reciprocal extradition in comparable circumstances.
[8] The principle of
double (or dual) criminality is internationally recognised as central
to extradition law. The principle requires
that an alleged crime for
which extradition is sought is a crime in both the requested and
requesting States. In other words, the
crime for which extradition is
sought must be one for which the requested State would in turn be
able to demand extradition. Oppenheim
puts it succinctly:
‘
No
person may be extradited whose deed is not a crime according to the
criminal law of the State which is asked to extradite as
well as the
State which demands extradition’.
[14]
[9] Double criminality, a
substantive requirement for extradition, is predicated on the premise
of reciprocity in the sense of equivalent
mutual treatment deriving
from mutuality of legal obligations. Shearer states that the double
criminality rule is based on reciprocity:
‘
The
validity of the double criminality rule has never seriously been
contested, resting as it does in part on the basic principle
of
reciprocity, which underlies the whole structure of extradition, and
in part on the maxim of
nulla
poena sine lege
.
For the double criminality rule serves the most important function of
ensuring that a person’s liberty is not restricted
as a
consequence of offences not recognised as criminal by the requested
State. The social conscience of a State is also not embarrassed
by an
obligation to extradite a person who would not, according to its own
standards, be guilty of acts deserving punishment. So
far as the
reciprocity principle is concerned, the rule ensures that a State is
not required to extradite categories of offenders
for which it, in
return, would never have occasion to make demand. The point is by no
means an academic one even in these days
of growing uniformity of
standards; in Western Europe alone sharp variations are found among
the criminal laws relating to such
matters as abortion, adultery,
euthanasia, homosexual behaviour, and suicide
.’
[15]
”
43.
The appellant contends that the elements of dual
criminality have not been met in this case. His counsel submitted
that the Court
was required to have regard to the two generally
accepted approaches to dual criminality in defining an extraditable
offence. These
are, firstly, the enumerative method which applies
where specific offences are listed in a schedule or similar document
as extraditable
offences under a particular treaty and, secondly, the
eliminative method, where a threshold is applied, and offences are
not listed
specifically. The latter approach, it was correctly
submitted, is adopted by the Convention and the Act: there is no
numerus clausus
of
extraditable offences appended to either document.
44.
The eliminative method has two diverse approaches
recognised in international law. On the one hand, there is the
approach which
focuses on the elements of the respective offences
(“the elements-based approach”) and, on the other hand,
there is
the approach which looks to the factual basis/conduct
implicit in the respective offences (“the conduct-based
approach”).
45.
The appellant takes issue with the respondents’
submission that at a section 10 enquiry, a magistrate has to be
satisfied
that the conduct (in other words, the facts) alleged by the
foreign state constitutes criminal conduct in South Africa. The
appellant
contends that the approach followed by the Convention - the
elements-based approach - is applicable in our law. Counsel for the
appellant further submitted that for the purposes of considering the
dual criminality ground of review and appeal in this matter,
there
are accordingly two questions that require resolution.
46.
Firstly, is the extraditability of the offence
determined according to consideration of the conduct (or facts)
constituting the
offence, or are the elements of the offence in
question the determining factor? Secondly, do counts 5 to 7, upon
which the appellant
is required to stand trial in Scotland, satisfy
the requirements of dual criminality?
47.
In
regard to the first question, the Court was referred by counsel for
the appellant to two of our foremost writers on criminal
law, Profs.J
Burchell,
[16]
and CR
Snyman
[17]
. It was pointed out
that both authors, in dealing with the general requirements of
criminal liability, consider that an offender’s
conduct must
comply with the definitional elements of a crime in order to attract
criminal liability.
48.
Developing this argument, it was submitted that if
regard be had to the definitional elements, one might observe how one
type of
crime differs from another. In this regard it was submitted
that when a comparison is made between the elements of the South
African
offences and the offences for which extradition to is sought
to the UK, such elements were required to be substantially similar
before the applicant was liable to be extradited.
49.
Counsel
for the appellant referred us to a decision of the Irish Supreme
Court in
State
(Furlong)
v Kelly
[18]
as well as various other writers on international law, the
extradition treaty between South Africa and the United States of
America
and the Convention itself, all of which were said to favour
an elements-based approach.
50.
Counsel further submitted that because this matter
involves an extradition under a treaty, section 3(1) and not section
3(2) of
the Act is applicable. There can be no argument with that
submission. Then it was said that, in determining what approach to
dual
criminality should be applied in this matter, an interpretation
of the Convention rather than the Act itself was necessary.
51.
In that regard it was pointed out that the
Convention has its own definition of an extraditable offence. Counsel
referred us to
Art 14(3) of the Convention which reads as follows:
“
A
person who has been extradited shall not be proceeded against,
sentenced or detained with a view to the carrying out of a sentence
or detention order for any offence committed prior to his surrender
other than that for which he was extradited, nor shall he be
for any
other reason restricted in his personal freedom, except in the
following cases:
…
.
3. When the description
of the offence charged is altered in the course of proceedings, the
extradited person shall only be proceeded
against or sentenced
in
so far as the offence under its new description is shown by its
constituent elements to be an offence which would allow extradition
.”
(Emphasis added by counsel)
The appellant relies on
the underlined section for his contention that in terms of the
Convention an offence is only extraditable
if the elements of the
offence in the requesting state are similar to that of the elements
of the offence in the requested state.
52.
The
respondents submit that the contention that the determination for
dual criminality is based on the elements-based approach is
wrong.
They argue that the modern approach is that the conduct in question
must be punishable in both the requested and requesting
states. They
rely, inter alia, on certain writers in international extradition
law.
[19]
53.
The respondents refer in particular to the
following extract from the journal article by
Harris
and Griffiths
:
“
Application
of the requirement may depend on the extent to which the alleged
criminal acts of the accused are described by the requesting
state.
That is, the requested country’s authorities, in determining
whether the crime with which a person has been charged
corresponds
with the crime under local law, may want to know not simply whether
the abstract legal elements of the offense corresponds
to an offense
under domestic law, but also whether the
particular
factual conduct alleged, including the mental state
,
would be punishable if committed in the requested state. The
corresponding domestic offence may not be immediately recognisable
from the relevant statutory provision of the requesting state, and it
may be necessary to look at
the
alleged conduct
to
determine whether there is an applicable domestic offence. An
inadequate description of the acts of the accused may not enable
a
requested country to determine whether
the
conduct
is
in fact punishable under the laws of that country.” (Emphasis
added)
54.
We agree with the respondents that our law
currently does not recognise that the determination of dual
criminality is based on the
elements-based approach, but rather that
the conduct (or factual) approach should be applied in determining
dual criminality. We
say so for the reasons that follow.
55.
Firstly, we consider that the appellant’s
reliance on Art 14(3) of the Convention to show that a person is only
extraditable
if the elements of the offence of the requesting state
are similar to that of the requested state, is misplaced: this is not
what
the article seeks to regulate. In our view, the article in
question goes no further that to provide that where, during the
course
of extradition proceedings, the description of the offence on
which the extraditee is liable to be extradited, is altered, it is
a
requirement that the offence under its new description is shown by
its constituent elements to be an offence which would sanction
extradition. By way of example, this would be akin to an amendment of
a charge-sheet and is different from stating that the elements
of the
offence on which extradition is sought from the requesting state,
should be similar to the elements of the offence in the
requesting
state.
56.
A further example which springs to mind is the
promulgation of SORMA – the very legislation with we are
concerned in this
matter. Prior to SORMA, an adult male who sexually
molested a young boy might have been charged with the common law
offence of
indecent assault. The legislature then considered it
necessary to codify that offence (as well as various other offences
including
rape) and give it an extended meaning beyond the more
restricted common law offence. So, if there was an extradition
request pending
under the Convention at the time that SORMA was
promulgated, and the offence for which extradition had been sought
spanned a common
law offence and a contravention of SORMA, Art 14(3)
would conceivably come into play and the extraditing court would be
required
to consider whether the elements of the statutory offence
were similar to the common law crime.
57.
It follows, in our view, that upon a proper
interpretation, Art 14(3) means no more than that after an alteration
or amendment of
the offence has been effected, the constituent
elements of the amended or altered offence should be similar to that
offence under
which the extraditee was originally sought. And,
further, such an alteration must not have the effect that it would
not be an extraditable
offence. This seems to be a common sense and
logical provision in order to limit an abuse of process or prejudice
to an extraditee,
where the description of an offence is changed
midway through the extradition proceedings by the requesting state,
and there is
concern that the substance of the offence has changed.
58.
It is clear from the authorities referred to by
both parties that the consistent approach that our courts have
followed in the determination
of whether the offence is an
extraditable offence is whether a consideration of the evidence
produced by the foreign state would
constitute an offence under the
laws of the Republic.
59.
Thus, in
Geuking
,
Goldstone J observed:
“
[40]
In the determination of whether the offence is an extraditable
offence the magistrate would have to consider whether
the
evidence
produced
by the foreign state would constitute an offence under the law of the
Republic.
Sufficient
detail of the offence
alleged
against the person concerned would thus have to be placed before the
magistrate in order for that determination to be made.
Under section
9(3) of the Act, the evidence may take the form of a deposition,
statement on oath or affirmation, whether taken
in the presence of
the person concerned or not and must be duly authenticated in the
manner provided in section 9(3)(a)(iii) of
the Act. The magistrate
would have to be satisfied that these requirements are satisfied. The
magistrate would then have to
consider
whether the evidence
which
has thus been produced would constitute an offence under South
African law. The name of the offence would not be determinative.
The
question for consideration is whether
the
conduct
which
the evidence discloses
constitutes
an offence in our law
which
would be punishable with a sentence of imprisonment for a period of
six months or more. It must also be established that the
offence is
not one under military law and is not also an offence under the
ordinary criminal law of the Republic.” (Emphasis
added)
We consider that the
Constitutional Court was thus advocating a conduct-based approach to
dual criminality.
60.
We consider that this approach was reaffirmed
further in a later passage in
Geuking
where Goldstone J stated the following:
“
[45]
In dealing with this argument it is important to have regard to the
nature of extradition proceedings and the limited function
of the
hearing before the magistrate. Extradition proceedings do not
determine the innocence or guilt of the person concerned.
They are
aimed at determining whether or not there is reason to remove a
person to a foreign state in order to be put on trial
there. The
hearing before the magistrate is but a step in those proceedings and
is focused on determining whether the person concerned
is or is not
extraditable. Thereafter it is for the Minister to decide whether
there is indeed to be extradition. What is fair
in the hearing before
the magistrate must be determined by these considerations. From the
earlier analysis of what the magistrate
is required to consider, it
is clear that he has to be satisfied that
the
conduct
alleged
by the foreign state constitutes
criminal
conduct
in
this country. In order to make that determination the magistrate has
to be furnished with sufficient detail of the alleged
conduct
.
If the magistrate considers that the evidence does not disclose
criminal
conduct
under
South African law that would be an end of the matter and the person
would have to be discharged. If the
alleged
conduct
in
the foreign state does
constitute
criminal conduct
in
this country, the magistrate is then required to rely on the
certificate with regard to the narrow issue as to whether the
conduct
also warrants prosecution
in
the foreign country. It is not inappropriate or unfair for the
legislature to relieve the magistrate of the invidious task of
deciding this narrow issue unrelated to South African law. As already
mentioned, it is a question in respect of which South African
lawyers
and judicial officers will usually have no knowledge or expertise.”
(Emphasis added)
61.
This
approach was confirmed by the Full Court in this Division in
Carolissen
[20]
.
In our view therefore the conduct- or facts-based approach is be
followed in determining dual criminality in our law.
DO COUNTS 5-7 IN
SCOTLAND MEET THE DUAL CRIMINALITY TEST?
62.
Earlier in this judgment we found that the
admissions purportedly made under section 220 before the Magistrate
were admissible and
constituted evidence before him. It follows then
that the appellant admitted before the Magistrate that the criminal
conduct of
which he has been accused in the UK is similar to the
offences known to South Africa law under sections 3 and 5 of SORMA.
That
should then be the end of the matter in respect of whether the
dual criminality requirement has been satisfied in this case or not.
However, in the event that we are wrong in our approach, and if it be
considered that the elements-based approach is preferable,
we propose
to deal with the case on that approach and show that in any event we
consider that the appellant is extraditable.
63.
In the
extradition request the background facts in support of the offence in
respect of which the appellant was sought on the formulation
of the
charges under Scottish law are set out. In this regard, a certain Ms.
Ann Mc Bride, an official described in a deposition
filed before the
Magistrate as the “Principal Procurator Fiscal Dispute”
[21]
states that Scotland does not have a penal code and all offences are
derived from the common law.
64.
In respect of the crime known in Scotland as
“lewd, indecent and libidinous practices and behaviour”
(which form the
basis of counts 6 and 7 in Edinburgh and to which we
will conveniently hereinafter refer as “lewd behaviour”),
Ms.
Mc Bride says that –
a) the crime has long
been recognised and punished by the criminal courts under the common
law of Scotland;
b) it is an offence at
common law to engage in indecent practices and behaviour with
children below the age of puberty with or without
their consent;
c) the aim is to protect
these young children from sexual abuse;
d) central to this crime
is the occurrence of indecent conduct;
e) whether the conduct is
indecent is to be judged by the social standards that would be
applied by the average person in contemporary
society;
f) such conduct can be
practised on the child directly or in the child’s presence.
This form of sexual abuse can take many
forms such as indecent
physical contact with the child; showing indecent photographs of, or
to, the child; indecent conduct in
the presence of the child and
indecent conversation with a child directly by telephone or
electronically;
g) whether the conduct is
of an indecent character is something that is judged objectively; and
h) the prosecution does
not need to prove what the accused’s intention or motive was.
65.
In these proceedings the appellant’s
principal attack is that, applying the elements-based approach, the
requirements of dual
criminality have not been met on counts 6 and 7
in respect of the crime of lewd behaviour because, on the face of the
record, it
appears that intention is not an element of such offence.
The respondents on the other hand submit that it is not correct that
intention is not an element of these offences.
66.
In respect of the Scottish crime of indecent
assault (which is the basis for the charges brought in the UK under
count 5) Ms McBride
states that “
evil
intention
”
is essential to prove
such an assault as it “
cannot be
committed accidently, recklessly or negligently
”
.
Indecent assault is essentially regarded as an assault aggravated by
indecency in the manner of its commission.
67.
During argument counsel for the appellant seized
upon a passage in Ms. McBride’s deposition to suggest that it
was apparent
that in Scotland lewd behaviour did not require proof of
mens rea
whereas
in our law this was a requirement under SORMA. The passage in
question in the deposition reads as follows:
“
The
Crown doesn’t need to prove what were the accused’s
intention or motive
.”
68.
We note immediately that this argument is at odds,
firstly, with the version of the appellant before the Magistrate as
set out in
his list of admissions, and secondly, with the
representations he made to the Minister. In both instances the
appellant unequivocally
confessed that his conduct was intentional.
69.
Be that as it may, in the answering affidavit the
respondents dispute that intention was not an element of that crime,
pointing
out that Ms McBride specifically stated in her deposition
that the Crown does not need to prove what the accused’s
motives
or intentions were. It was highlighted that this meant that
the Crown need not prove the offender’s motive in committing
the crime of lewd behaviour and that this was not the same as not
having to prove that the appellant did not have the intention
(or
mens rea
as
we know it) to commit the crime.
70.
In his replying affidavit the appellant persisted
with this contention, stating that under the law of the requesting
state a prosecutor
does not have to prove the subjective element of
intention in respect of the offence on which his extradition is being
sought.
In response to this argument raised in reply, the respondents
filed a supplementary answering affidavit and in so doing drew a
substantive dispute as to what the respective elements of the
Scottish offences are.
71.
The respondents pointed out that even if their
argument regarding intention as being an element on counts 6 and 7
was wrong, the
position in respect of count 5 was indisputable. There
the allegation is made that on various occasions the appellant
penetrated
the victim’s anus digitally and the respondents
argue that under the extended definition of rape under SORMA such
conduct
amounts to rape in our law. It was said that on the basis of
this offence alone the appellant was liable to be extradited to the
UK.
72.
In a further replying affidavit the appellant
persisted with the contention that, under the law of the requesting
state, the prosecutor
does not have to prove the element of
subjective fault in the form of intention in order to establish
guilt, but that under the
laws of South Africa, intention (
mens
rea
) is an essential element of the
crime. He furthermore disputed that he had the requisite intention in
respect of the offences he
allegedly committed.
73.
As a result of this stance adopted by the
appellant, the respondents filed a further deposition by a certain
Ms. Clare Kennedy,
another functionary in the office of the
Procurator Fiscal Depute, wherein an attempt is made to clarify the
issue of intention
in relation to the offence of lewd behaviour. In
this deposition dated 16 March 2023, Ms. Kennedy seeks to clarify
what was said
in Ms. McBride’s deposition regarding intention
as an element of the crime of lewd behaviour.
74.
Ms. Kennedy states that it is necessary in
Scottish law for the Crown to prove that an accused intended to
obtain sexual gratification
from the particular act or to corrupt the
innocence of the child involved. She pointed out that what had been
stated by Ms. McBride
in her deposition of 2018 was no more than a
reference to the intended outcome, or motive, behind the criminal act
and not the
intention to commit the act itself. She further stated
that to constitute a crime in Scottish law, the act of lewd behaviour
has
to be committed intentionally (or deliberately) and cannot be
committed negligently. Ms Kennedy further stated that the Crown did
not need to prove why the accused acted in a certain way, but had to
prove that the actions of the accused were intentional. The
position
in Scotland was thus clarified – intention (or
mens
rea
) is without doubt an element of the
offence with which the appellant is charged under counts 6 and 7.
75.
In their heads of argument, counsel for the
appellant contend that in the course of filing the further answering
affidavit the respondents
had effectively conceded the applicability
of the elements-based approach in engaging in the substantive dispute
as to what the
respective elements of the Scottish offences are.
76.
We do not agree with this submission. Firstly, the
argument is inconsistent with the settled law in this country that
the conduct-based
approach should be followed in determining dual
criminality. An exercise therefore to show that the absence of one of
the elements
of a crime (such as intention) is misplaced in light of
the conduct-based approach which is followed in South Africa with
regard
to establishing dual criminality. It is therefore irrelevant,
in our view, to engage in a debate whether the elements of the
offences
on which the appellant is being sought in Scotland are
similar to the elements of the offences in South Africa. The
elements-based
approach is simply not that which has been mandated by
our Courts. To this we would add that the appellant’s reliance
on
the elements-based approach, citing Art 14(3) of the Convention,
is wrong for the reasons already set out above.
77.
Secondly, and in any event, it seems that this was
a non-issue from the outset. Ms. McBride pertinently states in para 6
of her
deposition that “evil intention” is essential to
prove indecent assault which cannot be committed accidentally,
recklessly,
or negligently, and that indecent assault is essentially
an assault aggravated by indecency in the manner of its commission.
78.
As we
understand the position, Ms. Mc Bride’s use of the phrase “
the
Crown does not need to prove what were accused’s intention or
motive”
,
was employed in a different context. It was not intended to state
that intention is not an element of the offences on which the
appellant is sought by the requesting state. Rather the phrase refers
to the reasons why the offence was committed, and it is said
that
these are regarded as irrelevant to prove criminal liability. This
too is the case in South Africa where motive is irrelevant
to the
determination of criminal liability
[22]
.
There is therefore no uncertainty or ambiguity in respect of this
issue.
79.
Thirdly, and as stated earlier, we are of the view
that the admissions made by the appellant before the Magistrate
formed part of
the evidential material before him and underpinned the
lower court’s conclusion that the appellant is liable to be
surrendered
to the Scottish authorities. At the risk of repeating our
view, this was evidence placed before the Magistrate by the appellant
himself to facilitate the determination of the question of
extraditability without more. As we have said, the fact that such
evidence
was clothed in the form of so-called section 220 admissions
is neither here nor there because it was not evidence directed at
finding
whether the appellant was guilty or not. Rather, the enquiry
was to establish whether the appellant’s alleged conduct in
Scotland was similar to conduct which is proscribed in our law.
80.
As we have already noted, the appellant readily
admitted before the Magistrate that the criminal conduct with which
he is to be
charged in the UK constitutes the following offences in
our criminal law:
(i) In respect of counts
6 and 7 (lewd behaviour) it is admitted that these constitute a
contravention of section 5 (1) of SORMA
(also referred to as sexual
assault); and
(ii) In respect of count
5 (indecent assault) it is admitted that this constitutes a
contravention of section 3 of SORMA (also referred
to as rape).
81.
Lastly, in his representations to the Minister,
the appellant again made all the necessary admissions to render
himself liable to
be extradited to Scotland under section 10 of the
Act. In this regard we point out that he made, inter alia, the
following admissions
of fact to the Minister:
(i) In 1968 he was
appointed as a primary school teacher at Edinburgh Academy in
Scotland;
(ii) While he was
teaching at Edinburgh Academy he again experienced urges to touch
learners inappropriately and on occasion he
did so by placing his
hand inside a boy’s trousers to touch his private parts in the
class room and on another occasion in
a school change room;
(iii) In 1973 he was
appointed as a primary school teacher at Fettes Junior College in
Edinburgh.
(iv) There his said
inappropriate behaviour continued until 1979 when a student
complained that the appellant had touched his private
parts.
(v) The appellant
admitted this aberrant behaviour and agreed to leave the college at
the end of the term;
(vi) He then returned to
South Africa, well aware that he could not continue with this
inappropriate behaviour and that it had to
stop.
82.
For all of these reasons we are satisfied the
requirements of dual criminality in respect of counts 5 to 7 have
been satisfied and
that the appellant is liable to be extradited the
UK to face those charges.
THE COUNTER-REVIEW
APPLICATION: SETTING ASIDE THE MAGISTRATE’S DECISION TO GRANT
BAIL PENDING THE MINISTER’S DECISION
UNDER SECTION 11 OF THE
ACT
83.
The respondents have instituted a counter-review
application in terms of
section 22
(1) (c) of the
Superior Courts Act
of 2013
, on the basis that the Magistrate committed a gross
irregularity on 23 August 2019 by granting the applicant bail pending
the Minister’s
decision. The respondents say that it is
apparent from the provisions of section 10 (1) of the Act that once
the Magistrate had
found that the appellant was liable to be
surrendered to the UK, he was obliged to issue an order committing
him to prison awaiting
the Minister’s decision with regard to
his surrender (or not) to the UK. In other words, a section 10
enquiry and a consequent
committal order is a prerequisite for the
Minister to exercise his powers under section 11 (a) of the Act to
facilitate the surrender
of the appellant to the UK. The appellant
does not oppose the counter-review.
84.
The
position regarding bail in extradition cases has been regarded as
controversial as appears from certain earlier decisions in
England
[23]
as well as our
courts
[24]
. However, more
recently in
Graham
[25]
,
Harms J had occasion to deal with the issue in a case where the
magistrate had found that the extraditee was liable to be extradited
to the United States of America in terms of section 10(1) of the Act
and had issued an order committing him to prison pending the
decision
of the Minister. The extraditee approached the court for an urgent
review of that decision.
85.
Harms J considered the relevant authorities and
found that the power of a magistrate to grant bail in an extradition
case was limited,
in terms of section 9(2), to the duration of the
enquiry in the lower court. Harms J further considered that the
wording of the
statute was clear – that the person had to be in
custody when the Minister considered whether to confirm the
extradition
under section 10 and that a magistrate thus had no power
to grant bail at that stage.
86.
But the court was clearly concerned about the
further detention of the extraditee while the Minister considered the
case and, after
setting out the position both locally and abroad,
Harms J referred to the following anomalous issues:
“
Does
all this mean that a person in the shoes of the applicant has no
right to apply for bail? If that were so, grave injustice
could
result especially where there are delays caused by appeals or
administratively. It would also have the strange result that,
had the
applicant been charged in the Republic of South Africa, he would have
received bail and, as far as I know, once he reaches
the United
States, he is entitled to bail. Furthermore, the potential sentence
can be smaller than the time spent in prison awaiting
extradition.”
87.
The
court in
Graham
found,
however, that even though the magistrate’s court had no
jurisdiction to grant bail in extradition cases, a superior
court
retained the inherent jurisdiction that permitted such courts, both
here and in England, to grant bail in such circumstances.
The learned
Judge held further that the provisions of the Act did not in any way
amend or take away such inherent power of the
superior court. In
Veenendal
[26]
,
Mahomed J came to a similar conclusion.
88.
Both parties before us are in agreement that the
provisions of section 10(1) of the Act as it stands are
unconstitutional to the
extent that they do not permit a court, and
in particular a magistrates’ court, the power to grant bail in
circumstances
where a person liable to be extradited is awaiting the
decision of the Minister, or where that person may wish to exercise
the
right to review a magistrate’s decision or that of the
Minister.
89.
The
respondents submitted that the decision of the Constitutional Court
in
Robinson
[27]
changed the common law as expounded in
Graham
and
Veenendal
:
that the High Court had the inherent jurisdiction to grant bail
pending the decision of the Minister. They also relied on the
decision this Division in
Freedendal
[28]
for this proposition. Our understanding of the
Robinson
and
Freedendal
judgments
is that they did not change or take away the High Court’s
inherent jurisdiction to grant bail to an extraditee pending
the
decision of the Minister. Rather, it seems to us that they deal with
the review of the powers of the Minister to surrender
the extraditee
where there was no appeal or review of the decision of the magistrate
not to release the extraditee on bail pending
the decision of the
Minister.
90.
We are therefore in agreement with the appellant
that in terms of the common law the High Court retains its inherent
jurisdiction
to grant bail in the circumstances considered in
Graham
and
Veenendal
.
What is, however, clear from
Robinson
and
Freedendal
is that, after making an order that a person is
liable to be extradited, a magistrate has no power to grant bail
pending the decision
of the Minister. The only remedy available to an
extraditee in such circumstances is a direct approach to the High
Court asking
it to exercise its inherent jurisdiction to grant bail.
That of course takes time and costs money, and it would thus be
preferable
for the magistrate who has heard the extradition
application, and is familiar with the case, to make the decision to
grant bail
there and then.
91.
We will thus deal with the question relating to
the unconstitutionality of section 10(1) on this basis. We further
agree with the
appellant that, even if the High Court retains its
inherent jurisdiction to grant bail to a person in cases like these,
that power
does not render the provision constitutionally compliant.
92.
In
Robinson
,
Yacoob J explained the appropriate procedure as follows:
“
[5]
Section 10 of the Act requires the magistrate to determine whether
the person is liable to be surrendered to the foreign State
concerned
and, in the case where the person is accused of the commission of an
offence, whether there is sufficient evidence to
warrant a
prosecution in the foreign State. A magistrate who makes a positive
finding in relation to these matters must make an
order committing
that person to prison “
to
await the Minister’s decision with regard to his or her
surrender
”
.
If the magistrate finds that the evidence does not warrant the issue
of an order of committal or that the required evidence is
not
forthcoming within a reasonable time she must discharge that person.
A magistrate issuing a warrant for committal to prison
is obliged to
forward a copy of the record of the proceedings together with a
report deemed by the magistrate to be necessary to
the Minister
immediately. The magistrate does not in a section 10 enquiry make an
order for the surrender of the person sought
to be extradited. A
person may not be extradited consequent upon the magistrate’s
decision. She may be committed to prison
only.”
93.
The learned Justice then summarised the procedure
as follows:
“
[7]
In summary therefore, a person whose extradition is requested by a
foreign State in terms of section 4(1) must be brought before
an
extradition magistrate who determines whether the person is liable to
be surrendered in terms of section 10 of the Act. The
Minister cannot
make an order for the extradition of any person unless a magistrate
has committed that person to prison after a
section 10 enquiry. An
order of committal by a magistrate is a prerequisite to the
Minister’s decision to surrender. The
extradition magistrate
and the Minister both play a role in the extradition if there is a
section 10 enquiry.”
94.
It is thus clear that Constitutional Court regards
the committal of a person to prison by a magistrate as a
jurisdictional requirement
that has to be complied with before that
person can be extradited. Absent that, no extradition can take place
because it would
not be possible for the Minister to exercise his
executive function without the person being held in custody pending
such decision.
The practice which has developed over the years of
extending bail of a person found liable to be extradited, will
therefore render
it impossible for the Minister to exercise his
powers to ultimately effect the extradition.
95.
It is common cause that the appellant was not
committed to prison by the Magistrate under section 10 of the Act
after the completion
of the enquiry in which he found that the
appellant was liable to be surrendered to the UK. Accordingly, the
jurisdictional prerequisite
for the exercise of the Minister’s
power to surrender the appellant was lacking and his decision in that
regard is
ultra vires
and
unlawful. It therefore falls to be reviewed and set aside under the
principle of legality as the respondents contend in the
counter-application. As we have said, this is common cause.
96.
Further, and as
Robinson
makes plain, the Magistrate could not have
extended the appellant’s bail pending the Minister’s
decision. He was obliged
under the Act to order the appellant to be
held in custody in order that the Minister could lawfully exercise
his powers under
section 11. The decision to extend the appellant’s
bail is similarly
ultra vires
and it is liable to be reviewed as a gross
irregularity by the Magistrate under
section 22(1)(c)
of the
Superior
Courts Act. It
follows that that part of the Magistrate’s order
which purports to extend the appellant’s bail falls to be set
aside
and the appellant must be committed to prison, awaiting a fresh
decision by the Minister.
THE APPELLANT’S
CONSTITUTIONAL ATTACK ON
SECTION 10
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97.
As we have already observed, the concession on
behalf of the appellant to the counter-review application is met with
a collateral
challenge to the constitutionality of section 10 of the
Act. The attack is founded on the contention that, since the section
does
not give a magistrate the power to grant bail pending the
Minister’s decision, it is unconstitutional. The respondents
(and
in particular the Minister) do not oppose the granting of such
relief.
98.
There is thus no dispute between the parties that
section 10(1) in its current form infringes the appellant’s
right to freedom
and security of the person under section 12 (1)(a)
of the Constitution which is to the following effect:
“
Everyone
has the right to freedom and security of person, which includes the
right -
(a) not to be deprived of
freedom arbitrarily or without just cause.”
99.
The attack in the collateral challenge to the
unconstitutionality of section 10(1) is two-pronged. Firstly, it was
submitted by
counsel that the introduction of the Constitution could,
arguably, lead to an interpretation of the Act and the common law,
which
effectively overrules
Graham
and
Veenendal
,
without necessarily declaring the Act unconstitutional. In advancing
a constitutionally compliant interpretation, they accept
that the
magistrate’s courts, being creatures of statute, lack the
inherent powers enjoyed by the superior courts.
100.
The
appellant seeks to overcome this hurdle by advancing the argument
that a magistrate has ancillary powers that can be used to
ensure
constitutional compliance. In this regard the appellant refers to
Jones
and Buckle
[29]
where the learned authors state the following:
“
The
magistrates’ courts are creatures of statute and have no
jurisdiction beyond that granted by the statute creating them.
Thus,
for example, they have no jurisdiction in terms of the Magistrates
Court Act to make declaratory orders. They have no inherent
jurisdiction such as is possessed by the Constitutional Court, the
Supreme Court of Appeal and the High Court of South Africa and
can
claim no authority which cannot be found within the four corners of
their constituent Act.
This does not mean that
the magistrate’s court has no powers which are not stated in so
many words in the Act creating it,
or that it is necessary to give
those powers such a restrictive interpretation as to practically, in
many cases, lead to a miscarriage
of justice.
Authority may be implied
as well as expressed, and when the Act gives jurisdiction to the
court on the main subject in dispute,
its purpose is not to be
defeated because ancillary powers which are necessary to enforce a
jurisdiction have not been specifically
mentioned. The doctrine of
implied jurisdiction can arise where the act is silent:
expressum
facit cessare
tacitum
. Otherwise, the express wording of
the act must be adhered to; in regard to matters which the
proclamation does not touch the magistrate
should keep within the
terms of the statute.”
101.
The
appellant sought to illustrate the practical application of this
principle with reference to
Mashiya
[30]
,
where it was held that a magistrate had the power to suspend the
issuing of a warrant of arrest, notwithstanding the provisions
of
section 67 (1) (b) of the CPA that, if an accused person who is
released on bail fails to remain in attendance at the criminal
trial
–
“
the
court before which the matter is pending shall declare the bail
provisionally cancelled and the bail money provisionally forfeited
to
the State, and issue a warrant for the arrest of the accused.”
102.
In
Mashiya
the
court relied on the following principles of constitutional
interpretation laid down by the Constitutional Court in
Bertie
Van Zyl
[31]
:
“
[20]
The Constitution requires courts deciding constitutional matters to
declare any law that is inconsistent with the Constitution
invalid to
the extent of its inconsistency. However, the Constitution in section
39(2) also provides that:
“
When
interpreting any legislation, and when developing the common law or
customary law, every court, tribunal or forum must promote
the
spirit, purport and
objects
of the Bill of Rights.”
This Court has
interpreted this provision to mean, inter alia, that:
“
The
Constitution requires that judicial officers read legislation, where
possible, in ways which give effect to its fundamental
values.
Consistently with this, when the constitutionality of legislation is
in issue, they are under a duty to examine the objects
and purport of
an Act and to read the provisions of the legislation, so far as is
possible, in conformity with the Constitution
.”
Thus when the
constitutionality of legislation is challenged, a court ought first
to determine whether, through “
the application of all
legitimate interpretive aids
”, the impugned legislation is
capable of being read in a manner that is constitutionally
compliant.” (Internal references
omitted)
103.
The appellant thus submits that if this Court were
to read the provisions of section 10 (1) in such a way as
to give effect
to the fundamental rights of the Constitution, it
would enable a magistrates’ court to resort to its ancillary
powers to
extend the bail already granted and there would be no need
to declare the provisions of section 10 (1)
unconstitutional.
We do not agree with the submission.
104.
The Act is clear in that it does not give a
magistrate the power to grant bail to a person that has been found
liable to be extradited,
pending the decision of the Minister. In
those circumstances, a magistrate does not have any such ancillary
power as contemplated
in the extract referred to above in
Jones
and Buckle
. It must be borne in mind
that the granting of bail after a person has been found to be
extraditable might involve wholly different
considerations to those
which existed while the inquiry was on-going. It could thus not be
suggested that the extension of bail
was ancillary in such
circumstances. Accordingly, we do not consider that
Mashiya
assists the appellant.
105.
We can understand that it might be said that a
magistrate, in relation to the issuing of a warrant, may require the
ancillary power
to stay the enforcement or execution of the warrant
in the exercise of his/her discretion: that would be a logical
interpretation
of the relevant section of the CPA. But there can be
no room for such an argument where the exercise of an ancillary power
is ousted
by an explicit provision such as one finds in section
10(1). As stated in
Jones and Buckle
,
“
The doctrine of implied
jurisdiction can only
arise where
the act is silent
.” However,
section 10(1) is not silent on the issue whether bail can be granted
to an extraditee pending the Minister’s
decision or not.
106.
On the contrary, we consider that the wording of
the Act is clear: the magistrate must commit a person to prison in
the event that
the section 10 enquiry is successful and such an order
of committal is a prerequisite to the Minister’s decision to
surrender
the extraditee. That is the clear
ratio
in
Robinson
and a magistrate consequently has no option but to
commit an extraditee to prison in such circumstances.
107.
For these reasons we are of the view, having
regard to the express provisions of section 10(1), that it is not
capable of being
interpreted in conformity with the Constitution. The
alternative approach by the appellant then is a direct attack on the
constitutionality
of section 10(1). The background facts relevant to
that attack are as follows.
108.
In this matter, from the outset bail was granted
by agreement and none of the considerations normally justifying the
refusal of
bail were present. The deprivation of liberty after the
finding that he is extraditable under these circumstances is,
according
to the appellant, is entirely unwarranted. The appellant
thus submits that the facts of the matter are therefore that the
deprivation
of his liberty pending the Minister’s decision is
not just unnecessary but also without just cause. The respondents
take
no issue with these general submissions.
109.
The question to consider in such an enquiry is
whether or not section 10(1) limits the extraditee’s right to
freedom arbitrarily
or without just cause. Put differently, is the
limitation imposed by section10(1) reasonable and justifiable in
terms of s36 of
the Constitution? This Court therefore has to assess
whether the infringement of the right to freedom under section 10(1)
is reasonable
and justifiable in an open and democratic society.
REASONABLE LIMITATION
110.
Section 36, which deals with the limitation of
rights in the Bill of rights, reads as follows:
“
(1)
The rights in the Bill of Rights may be limited only in terms of law
of general application to the extent that the limitation
is
reasonable and justifiable in an open and democratic society based on
human dignity, equality and freedom, taking into account
all relevant
factors, including-
(a) the nature of the
right;
(b) the importance of the
purpose of the limitation;
(c) the nature and extent
of the limitation;
(d) the relation between
the limitation and its purpose; and
(e) less restrictive
means to achieve the purpose.
2. Except as provided in
subsection (1) or in any other provision of the Constitution, no law
may limit any rights entrenched in
the Bill of Rights.”
111.
The
arrest and imprisonment of any person is indisputably the clearest
case of the limitation of personal freedom. Further, the
right to
freedom of the person under section 12(1)(a) of the Constitution has
two facets, a substantive side and procedural side.
In
Smit
[32]
,
incidentally an extradition application in which the
constitutionality of certain sections of drug-related statutes was
challenged,
the judgment of Madlanga J for the majority of the Court
is instructive in this regard:
“
[101]
The right not to be deprived of freedom arbitrarily or without just
cause protected by section 12(1)(a) of the Constitution
has two
facets – i.e. substantive and procedural facets. In
Boesak
Langa
DP said that “
[t]his
Court has held that section 12(1)(a) entrenches two different aspects
of the right to freedom, the substantive and the procedural
”
.
[102]
Both facets have to be satisfied for a deprivation of freedom not to
be inconsistent with section 12(1)(a). Let me start with
the
substantive facet. In
Bernstein
O’Regan J said that the
substantive facet relates to the grounds for the deprivation of
freedom; “
the deprivation of freedom will not be
constitutional [if] the grounds upon which freedom has been curtailed
are unacceptable
”. In similar vein, in
De Lange
Ackermann J said that “
[t]he substantive aspect ensures that
a deprivation of liberty cannot take place without satisfactory or
adequate reasons for doing
so”.
[103] Without doubt, an
arrest under section 5(1)(a) constitutes a deprivation of freedom and
thus implicates the right not to be
deprived of freedom arbitrarily
or without just cause. The question is: does this section satisfy the
test for the substantive
facet of the section 12(1)(a) right? Section
5(1) of the Extradition Act provides:
“
(1)
Any Magistrate may, irrespective of the whereabouts or suspected
whereabouts of the person to be arrested, issue a warrant for
the
arrest of any person—
(a)upon receipt of a
notification from the Minister to the effect that a request for the
surrender
(b)
(c)
(d)
of such person to a foreign State has been
received by the Minister; or
(b) upon such
information of his or her being a person accused or convicted of an
extraditable offence committed within the jurisdiction
of a foreign
State, as would in the opinion of the Magistrate justify the issue of
a warrant for the arrest of such person, had
it been alleged that he
or she committed an offence in the Republic.”
[104] I think the
substantive facet is satisfied. That is so because the need to arrest
for purposes of extraditing in fulfilment
of the Republic’s
international obligation to extradite (where appropriate) does
provide “acceptable”, “satisfactory”
or
“adequate reasons” for depriving the person concerned of
freedom. The need to extradite stems from considerations
of
reciprocity and comity amongst nations. This is explained … by
Goldstone J in
Geuking
” (Internal references otherwise
omitted)
112.
We pause to refer again to
Geuking
where Goldstone J
sketched the background to extradition requests as follows:
“
[1]
Extraditing a person, especially a citizen, constitutes an invasion
of fundamental human rights. The person will usually be
subject to
arrest and detention, with or without bail, pending a decision on the
request from the foreign state. If surrender is
ordered, the person
will be taken in custody to the foreign state.
[2] The need for
extradition has increased because of the ever-growing frequency with
which criminals take advantage of modern technology,
both to
perpetrate serious crime and to evade arrest by fleeing to other
lands. The government of the country where the criminal
conduct is
perpetrated will wish the perpetrator to stand trial before its
courts and will usually offer to reciprocate in respect
of persons
similarly wanted by the foreign state. Apart from reciprocity,
governments accede to requests for extradition from other
friendly
states on the basis of comity. Furthermore, governments do not wish
their own countries to be, or be perceived as safe
havens for the
criminals of the world.”
113.
There is therefore no doubt,
in our view, that in extradition cases there is a need to arrest
persons liable to be extradited in
fulfilment of South Africa’s
international obligation to extradite (where appropriate) and that
this provides “acceptable”,
“satisfactory”,
or “adequate reasons” for depriving persons concerned of
their freedom. Given such justifiable
reasons, the substantive facet
is therefore satisfied for depriving such persons of their freedom,
as the judgment of Madlanga
J makes clear.
114.
On the other hand, the
procedural facet requires that persons should not be deprived of
their physical freedom unless fair and lawful
procedures have been
followed. Madlanga J dealt with that facet as follows in
Smit
:
“
[105]
The procedural facet “
requires
that no-one be deprived of physical freedom unless fair and lawful
procedures have been followed
”
.
And that is so even in instances where there is no fair procedure
expressly prescribed by the Constitution on the manner of deprivation
of freedom. The procedure will be fair if there is the “
interposition
of an impartial entity, independent of the Executive and the
Legislature to act as an arbiter between the individual
and the
State
”
.
And in
Lawyers
for Human Rights
Jafta
J said
“
[i]mplicit
in the procedural aspect of the right is the role played by courts.
Judicial control or oversight ensures that appropriate
procedural
safeguards are followed
.”
This, of course, excludes
instances which – although there is no involvement of the
Judiciary – are reasonable and justifiable
under section 36(1)
of the Constitution.
[106]
Axiomatically, this requirement can be satisfied only if, in terms of
the legislation in issue, a Judicial Officer does indeed
play the
role of a Judicial Officer. That is, in the sense of being able to
act as an independent arbiter and to exercise the kind
of oversight
that guarantees procedural safeguards. Requiring a Judicial Officer
to rubberstamp what a member of the Executive
branch of State
presents to her or him is inconsonant with this requirement.”
(Internal references otherwise omitted)
115.
The respondents submit,
correctly in our respectful view, that since the magistrate has no
discretion to consider granting an extraditee
bail pending the
Minister’s decision to surrender, a judicial officer is
excluded from acting as an independent arbitrator
insofar as it
relates to the issue of bail pending the Minister’s decision.
There is, in such circumstances, no interposition
of any impartial
entity, independent from the executive and the legislature to act as
an impartial arbiter between the extraditee
and the state.
116.
For all of these reasons we
are in agreement that section 10(1) of the Act does not satisfy the
test for the procedural facet as
contemplated in section 12 (1) of
the Constitution - the right not to be deprived of freedom
arbitrarily or without just cause.
117.
The respondents further
submit that it is a fundamental tenet of our constitutional state
that imprisonment should serve a compelling
public purpose and that
the measures that are employed in that regard should go no further
than is necessary to achieve those purposes.
It seems to us that the
purpose of section 10 (1) of the Act, insofar as it relates to the
requirement of the committal to prison
of persons pending the
decision of Minister to surrender them, is the following:
a)
to give effect to the state’s duty to expeditiously surrender
the extraditee to the requesting state;
b)
to give effect to considerations of reciprocity and comity amongst
nations; and
c)
to ensure that the person is readily available for transfer to the
requesting state when the decision to surrender has been taken.
118.
We are in agreement with the
submissions made by both parties, that the nature and extent of the
limitation on the section 12(1)
right is over-broad to the extent
that section 10(1) provides for the detention of all extraditees
pending the Minister’s
decision irrespective of whether the
person is a flight risk or not, and without due regard for their
personal circumstances such
as age, health and/or disability. Even in
circumstances where the State and the magistrate are satisfied, given
the facts of the
particular case, that an extraditee who is out on
bail, will surrender himself or herself once the Minister has decided
to surrender
that person, the magistrate’s hands are presently
tied.
119.
Furthermore, in
circumstances where the offence in respect of which the extradition
is being sought is less serious, for example,
than those referred to
in schedules 5 or 6 of the CPA, where bail may readily be granted,
there is no room for the consideration
of bail here.
120.
Both
parties have referred us to the position in respect of the granting
of bail pending extradition in various international jurisdictions.
For present purposes we will limit our discussion to the decision of
the Supreme Court of Namibia (SCN) in
Alexander
[33]
.
We do so because our northern neighbour previously applied the Act,
before adopting its own legislation in 2011 – the Namibian
Extradition Act, 11 of 1996 (the Namibian Act) – and, further,
because the judgment provides a useful summary of relevant
foreign
case law.
121.
Section 21 of the Namibian
Act had an express provision regarding bail once a person had been
committed for extradition: it was
described as follows by Strydom AJA
in
Alexander
.
“
[31]
Sec. 21 concerns the issue of bail and provides that once a committal
is ordered by the magistrate in terms of sec. 12(5) or
15(2), no
person so committed shall be entitled to be granted bail pending the
Minister’s decision in terms of sec. 16, or
pending an appeal
noted under sec. 14, or where the return to a designated country is
ordered by the Minister. Consequently, once
a person was committed,
and until he was rendered to such country, such person may not be
granted bail.”
We pause to mention that
unlike our Act, which is silent on the extension of bail pending
appeal, the Namibian Act expressly proscribed
the granting of bail in
such circumstances.
122.
The appellant’s
challenge to the constitutionality of section 21 before the NSC was
upheld and, in the process of a thoroughly
researched and reasoned
judgment, Strydom AJA referred to the position in certain
international jurisdictions, including South
Africa, given that our
laws (including the Act) previously applied in that country. It is
thus convenient to deal with some of
those decisions.
123.
Strydom AJA referred to the
judgments in
Spilsbury
and
Graham
,
to which we have already referred, and confirmed that the Namibian
High Court also possessed the inherent jurisdiction to grant
bail to
persons liable to be extradited while awaiting the relevant
ministerial decision.
124.
Strydom
AJA also noted the position in Ireland in
Gilliland
[34]
where that country’s Supreme Court was of the view that the
test for granting bail pursuant to a request by persons committed
to
return to the country who had requested their extradition was no more
stringent in the case of extradition than in an ordinary
criminal
trial before the courts of the requested state.
“
In
either case the… State’s duty must operate in a way that
will not conflict with the fundamental right to personal
liberty of a
person who stands convicted of an offence under the law of the State.
The right to personal liberty should not be
lost save where the loss
is necessary for the effectuation of the duty of the State as the
guardian of the common good - in the
extradition cases the duty
normally being to fulfil treaty obligations and in ordinary criminal
cases normally to enable the criminal
process to advance to a proper
trial. If in either case a court is satisfied that there is no real
likelihood that the prisoner,
if granted bail, would frustrate the
State’s duty by absconding, I do not consider the bail should
be refused on the absconding
test.”
125.
In
advancing this line of reasoning further, Strydom AJA also referred
to the position in the United States of America in
Paretti
[35]
where the 9
th
Circuit
Court of Appeal opined as follows.
“
The
problem with the government’s argument is the implicit premise
that its interest in the enforcement of extradition treaties
is
materially different from and greater than its interest in the
enforcement of our own criminal laws. In the last analysis, the
purpose of extradition treaties is to strengthen our hand in
enforcing our own laws through the cooperation of other countries
in
apprehending fugitives. Yet the government implicitly argues that the
law enforcement interest served by extradition treaties
is somehow
different from and greater than its interest in enforcing our
domestic laws. The government fails to suggest any difference,
and we
can fathom none. If the government’s interest in avoiding all
risk of flight pending an extradition hearing justified
detention
without bail, then it stands to reason that the same interest would
also justify pre-trial detention in domestic criminal
cases. Yet if
Paretti had been arrested on charges of violating our own laws
against business fraud, and was neither a flight risk
nor a danger to
the community, it would be unthinkable that he could be held without
bail pending trial.”
126.
The NSC thus held that the
provisions of section 21 of the Namibian Act were in breach of the
right to liberty enshrined in Art
7 of the Namibian Constitution and
it ordered the section to be struck down.
127.
We find the reasoning in the
Namibian, Irish and American courts persuasive and we illustrate our
approach by way of the following
local example. If the appellant had
been arraigned before the Magistrate on charges under SORMA, he would
have been entitled to
apply for bail, and if the court was satisfied
that he was not a flight risk, he might have been eligible for bail,
perhaps with
conditions attached thereto such as non-interference
with witnesses and the like. Further, if the appellant had been
convicted
locally under SORMA and had been granted leave to appeal,
the Magistrate would have been entitled to consider extending such
bail
on similar terms and conditions.
128.
In our view the Act
presently leads to the following anomalies. A person such as the
appellant, who has been found liable to be
extradited by the
Magistrate, has the right to appeal that finding directly to the High
Court under section 13 of the Act. And
when he does so, the appellant
has the express right to apply for bail under that section which
reads as follows.
“
13.
Appeal
(1) Any person against
whom an order has been issued under section 10 or 12 may within 15
days after the issue thereof, appeal against
such order to the
provincial or local division of the Supreme Court having
jurisdiction.
(2) …
(3) Any person who has
lodged an appeal in terms of subsection (1) may at any time before
such appeal has been disposed of, apply
to the magistrate who issued
the order in terms of section 10 or 12 to be released on bail on
condition that such person deposits
with the clerk of the court, or
with a member of the Department of Correctional Services, or with any
police official at the place
where such person is in custody, the sum
of money determined by a magistrate.
(4) If the magistrate
orders that the applicant be released on bail in terms of subsection
(3), the provisions of
sections 66
,
67
,
68
and
307
(3),(4) and (5) of
the
Criminal Procedure Act, 1977
… shall
mutatis mutandis
apply to bail so granted, and any reference in those sections to–
(a) the prosecutor who
may act under those sections, shall be deemed to be a reference to
such person who may appear at an inquiry
held under this Act;
(b) the accused, shall be
deemed to be a reference to the person released on bail subsection
(3);
(c) the court, shall be
deemed to be a reference to the magistrate who released such person
on bail; and
(d) the trial or
sentence, shall be deemed to be a reference to the magistrate’s
order under section 10 or 12.”
129.
Yet, if the appellant elects
not to exercise the right of appeal under section 13 but rather to
review the decision to extradite
(whether such review be under
section 22
of the
Superior Courts Act or
by way of a legality
challenge), he must be held without bail. So too, if the appellant
elects not to approach the High Court for
competent relief, but to
rely on his right to petition the Minister not to confirm the
extradition, he is deprived of his liberty
while waiting for this
administrative function to be discharged. It is safe to assume, given
the history of this matter, that such
detention might be for an
appreciable period of time.
130.
It is clear to us that
Alexander
and the cases
referred to therein stress the importance of the liberty of the
individual and the protection against arbitrary detention
in the
context of extradition. The upshot of this is that the mere fact that
a person is liable to be extradited does not serve
as an overriding
factor
per
se
for
the detention of the person without the possibility of bail being
considered. Furthermore, where a person does not ordinarily
present a
flight risk or is a danger to society in circumstances where bail
would ordinarily be granted in terms of the domestic
laws of the
requested state, there is no reason why a person who is liable to be
extradited should not be treated similarly and
be granted bail.
131.
In the present case, it is
not in dispute that the unavailability of bail in respect of a person
that has been found liable to be
extradited pending the decision of
the Minister is unconstitutional and the respondents do not attempt
to justify the constitutionality
of
section 10
(1). Indeed, the
respondents concede that
section 10
(1) infringes the right of an
extraditee not to be deprived of his freedom arbitrarily, without
just cause and that the infringement
is not justifiable in terms of
section 36 of the Constitution. They say so for the following
reasons:
(a) Section10(1) excludes
the court from acting as an arbiter insofar as it relates to the
issue of bail pending a decision of the
Minister in that it does not
grant the magistrate the discretion to release an extraditee on bail
pending such decision;
(b) It deprives the High
Court of its inherent jurisdiction to consider bail pending the
Minister’s decision;
(c) The section does not
satisfy the test for the procedural facet of the invasion of the
section 12(1)(a) constitutional right;
(d) The limitation is
over-broad since section 10(1) provides for the detention of all
extraditees pending the Minister’s
decision, even under
circumstances where both the State and the magistrate are satisfied
that an extraditee will render him-/herself
to the authorities in the
event of the Minister ordering extradition to the relevant requesting
state.
132.
We disagree with the
contention made by the respondents in para (b) above. For the reasons
already advanced above, the inherent
jurisdiction of this Court to
grant bail in circumstances such as this remain undisturbed due
regard being had for the provisions
of section 173 of the
Constitution, which confirms the inherent power of the superior
courts and which reads as follows:
“
The
Constitutional Court, the Supreme Court of Appeal and the High Court
of South Africa each has the inherent power to protect
and regulate
their own process, and to develop the common law, taking into account
the interests of justice
.”
133.
In their heads of argument,
the respondents submit that bail pending the decision of the Minister
should be considered on a case-by-case
basis, employing as a guide
the principles as set out in sections 60(11)(a) and (b) of the CPA
and propose that section 10(1) of
the Act should be amended
accordingly.
134.
We agree with the submission
of the parties that section 10(1) does not pass constitutional muster
insofar as it does not provide
a magistrate, who has made a committal
order, the power to extend or grant bail pending the Minister’s
decision in terms
of section 11 of the Act. As a result, we hold the
view that the Act does not conform with the Bill of Rights insofar as
it results
in an unjustified limitation of the right against
arbitrary deprivation of freedom and thus constitutes an unjustified
limitation
of section 12 (1) (a) of the Constitution.
REMEDY
135.
Our finding of
constitutional invalidity in respect of section 10(1)(a) leads to
consideration of section 172 of the Constitution:
“
172.
Powers of courts in constitutional matters
1.
When deciding a constitutional matter within its power, a court –
(a)
must declare that any law or conduct that is inconsistent with the
Constitution is invalid to the extent of its inconsistency;
and
(b)
may make any order that is just and equitable, including
(i)
an order limiting the retrospective effect of the declaration of
invalidity; and
(ii)
an order suspending the declaration of invalidity for any period and
on any conditions, to allow the competent authority to
correct the
defect.
2.
(a) The Supreme Court of Appeal, the High Court of South Africa or a
court of similar status may make an order concerning the
constitutional validity of an Act of Parliament, a provincial Act or
any conduct of the President, but an order of constitutional
invalidity has no force unless it is confirmed by the Constitutional
Court.
(b)
A court which makes an order of constitutional invalidity may grant a
temporary interdict or other temporary relief to a party,
or may
adjourn the proceedings, pending a decision of the Constitutional
Court on the validity of that Act or conduct.”
136.
The
power of the court in making an appropriate order under this section
is wide and unbounded. In
Hoerskool
Ermelo
[36]
Moseneke DCJ put it thus.
“
[97]
It is clear that section 172(1)(b) confers wide remedial powers on a
competent court adjudicating a constitutional matter.
The remedial
power envisaged in section 172(1)(b) is not only available when a
court makes an order of constitutional invalidity
of a law or conduct
under section 172(1)(a). A just an equitable order may be made even
in instances where the outcome of a constitutional
dispute does not
hinge on constitutional invalidity of legislation or conduct. This
ample and flexible remedial jurisdiction in
constitutional disputes
permits a court to forge an order that would place substance above
mere form by identifying the actual
underlying dispute between the
parties and by requiring the parties to take steps directed at
resolving the dispute in a manner
consistent with constitutional
requirements. In several cases, this Court has found it fair to
fashion orders to facilitate a substantive
resolution of the
underlying dispute between the parties. Sometimes orders of this
class have taken the form of structural interdicts
or supervisory
orders. This approach is valuable and advances constitutional justice
particularly by ensuring that the parties
themselves become part of
the solution.”
137.
The parties are in agreement
that the operation of such declaration of invalidity should be
suspended for a period of 24 months
to afford Parliament an
opportunity to remedy this defect. But what to do in the interim? It
seems to us that a reading-in is the
most appropriate route in the
circumstances to ensure a just and equitable order under section
172(1)(b).
READING
IN
138.
While both parties agree
that there should be a reading-in provision in the Act to permit the
granting of bail in circumstances
such as the present, they are not
in agreement with the content thereof. The appellant proposes the
following provision be read
into section 10(5) of the Act.
“
The
magistrate issuing a committal order may grant bail extended of the
person brought before him, if the interests of justice permit
that
person to release or continued release on bail, pending the
Minister’s decision in terms of section 11 of this Act.”
139.
The respondents on the other
hand submit that the relevant provision be read in at the end of
section 10(1). They further submit
that any interim reading-in should
deal with the circumstances where an extraditee is sought for trial
in the requesting state
on offences which are similar to those
contemplated in Schedule 6 offences of the CPA. They accordingly
suggest the following:
“
In
the event that such person does not intend to appeal against such
order to the Supreme Court, such person may, at any time pending
the
Minister’s decision, apply to the magistrate, who issued the
committal order, to be released on bail on condition that
such person
deposit with the clerk of the court, or with a member of the
Department of Correctional Services, or with any police
official at
the place where such person is in custody, the sum of money
determined by the magistrate. The magistrate issuing the
committal
order may grant bail or extend the bail of such person, if the
interests of justice permit the person’s release
or continued
release on bail, pending the Minister’s decision in terms of
section 11 of this Act. However, in the event of
such person being
sought on an offence/s or an offence/s equivalent to those listed in
Schedule 6 of the
Criminal Procedure Act, the
magistrate may grant
bail or extend the bail of such person, if the magistrate is
satisfied that exceptional circumstances exist
in the interest of
justice permit his or her release.”
140.
The
respondents proposed reading in is based on what Sher J said in
Tucker
2022
[37]
.
“
83.
In
Ex
parte Graham
…
Harms
J (as he then was) held that the power to grant bail in extradition
matters, post a committal order in terms of
s 10(1)
, should be
exercised sparingly, and given the direction in the subsection that
in the event that a magistrate finds at the conclusion
of an
extradition enquiry that an extraditee is extraditable he ‘shall’
issue an order committing him/her to prison
to await the Minister's
decision with regard to his or her surrender, the intention of the
legislature was primarily that such
an extraditee should be kept in
custody, pending the Minister’s decision.
84.
I agree with such an interpretation. In my view, given the language
used in the provision and applying a purposive and contextual
interpretation thereto, an extraditee who is held to be liable to be
extradited should not ordinarily be on bail, pending the Minister’s
decision, save in exceptional circumstances. In this regard it may be
noted that the offences for which Tucker is being sought
in the UK
are very serious offences in our law which are listed in schedule 6
of the CPA and were he to be standing trial on such
charges in this
country, the onus would be on him to show that exceptional
circumstances existed which, in the interests of justice,
permitted
his release on bail.”
141.
Based on this dictum the
respondents are of the view that it is appropriate for a magistrate
to grant bail only in circumstances
where an extraditee adduces
evidence to satisfy the court that exceptional circumstances exist to
permit his or her release on
bail in the interests of justice. It
seems to us that in
Tucker
2022
, the
court was called upon decide whether or not magistrate was empowered
in terms of
section 10(1)
to grant bail pending the Minister’s
decision or whether bail under such circumstances could only be
granted by the High
Court on the basis of its inherent jurisdiction.
We consider that
Sher
J
,
respectfully in our view, erroneously accepted that the magistrate
was empowered to grant bail to an extraditee pending the decision
of
the Minister.
142.
Further, it seems to us,
that what influenced Sher J to conclude that it may be appropriate in
a given case for a magistrate to
grant bail, was based on the
requirement that the extraditee should adduce sufficient evidence to
satisfy the court that exceptional
circumstances exist which in the
interests of justice permit his or her release. This conclusion
appears to us to have been based
on the fact that the offences for
which the extraditee (Tucker) was being sought in the UK are listed
in schedule 6 of the CPA.
Further, it appears to us that Sher J
considered that it was primarily the intention of the legislature
that an extraditee who
had been declared liable to be extradited
should not be out on bail pending the Minister’s decision, save
in exceptional
circumstances.
143.
The specific facts of the
matter also seem to have influenced Sher J in expressing strong views
regarding the fixing of bail for
a person that had been found to be
liable to be extradited. In that case Tucker had been tried and
convicted for a similar offence
and was sentenced to 8 years
imprisonment. He was a fugitive from justice and unequivocally stated
that he did not intend to return
voluntarily to the UK and he clearly
did everything possible to avoid being extradited.
144.
Given that the
constitutionality of section 10 of the Act has been expressly
challenged in this matter and, importantly, that it
is common cause
that the section is unconstitutional to the extent that it precludes
the consideration of bail pending the Minister’s
decision, we
are of the view that
Tucker
2022
is
distinguishable and that we are not bound to follow it.
145.
In
considering the extent of the proposed reading in provision we are
mindful of the separation of powers principle and that any
intrusion
by the Court on the powers of the legislature must be measured
accordingly. The approach was set out by the Constitutional
Court in
National
Coalition
[38]
.
Hence, we are required to provide appropriate relief under section 38
of the Constitution, given the infringement of the Bill
of Rights
while at the same time offering the necessary deference to the
legislature in accordance with the principle of the separation
of
powers. As the apex court pointed out, the formulation of such
deference is not readily capable of formulation and will have
to be
determined on a case-by-case basis.
146.
That having been said, the
following broad principles seem to us to be relevant here:
a)
In deciding whether words should be read into a statute, the court,
firstly, pays careful attention to the need to ensure that
the
provision which results from the reading in is consistent with the
Constitution and its fundamental values;
b)
Secondly, the result arrived at must interfere with the laws adopted
by the legislature as little as possible. As was observed
in National
Coalition, given our past, and where there are statutes that still
contain provisions enacted by a parliament that
was not concerned
with the protection of human rights, the first consideration
(mentioned under paragraph (a) above), often weighs
more heavily than
the second. It seems to us that section 10(1) is a telling example of
such a statute;
c)
Further, when deciding to read words into a statute, a court should
also bear in mind that it will not be appropriate to read
in unless
the court can define with sufficient precision just how the statute
ought to be extended in order to be constitutionally
compliant;
d)
When reading in a court should endeavour to be as faithful as
possible to the legislative scheme within the constraints of the
Constitution; and
e)
Lastly, it should be borne in mind that whether the remedy the court
grants is one of reading-in or extending the text, the choice
is not
final, because the legislature is able, within constitutional limits,
to amend the remedy. It should therefore be left up
to the
legislature to fine tune the remedy.
147.
In applying these
guidelines, we proceed to consider the reach and extent of the
reading- in relief the parties require us to adjudicate
upon. The
principal objection, and the basis upon which the claim of
unconstitutionality is based here, is the fact that bail cannot
be
granted by a magistrate after it has been found that a person is to
be liable to be extradited and while that finding is pending
the
decision of the Minister. In this regard the procedural facet of the
right to freedom not to be deprived of one’s liberty
arbitrarily or without just cause has been infringed because of the
fact that there is no judicial oversight regarding the further
detention of the extraditee.
148.
We are called upon to grant
relief by reading in a remedy in terms of which an extraditee should
be granted the right to apply for
bail (or extension of bail
previously granted) after such a person had been declared liable to
be extradited by a magistrate, pending
the decision of the Minister.
The reading-in provision should therefore be consistent with the
right of an extraditee not to be
deprived of freedom arbitrarily or
without just cause. At the same time that provision should not
interfere with South Africa’s
duty to comply with its
international law obligations to extradite persons being sought by
foreign states for crimes committed
in those states.
149.
Our duty is to define with
sufficient (and not exact) precision how the provisions of the Act
should be extended to give effect
to the right of an extraditee to
apply for bail pending the Minister’s decision to extradite in
order to prevent that such
a person not be deprived of the right to
freedom under section 12 of the Constitution arbitrarily or without
just cause. This means
no more than an extension of the provisions of
the Act by reading into it a provision that a person who has been
found liable to
be extradited should be afforded the right to apply
for bail pending the decision of the Minister and that such provision
should
be constitutionally compliant.
150.
The
respondents have asked this Court to include in such a reading in the
provisions of section 60(11)(a) and (b) of the CPA
[39]
and submit that it should find application when a court decides
whether or not an extraditee should be granted bail pending the
Minister’s decision.
The
respondents therefore submit that the nature of the offence for which
a person such as the appellant is sought should be taken
into account
in considering whether he should be granted bail pending the
Minister’s decision. They submit further that if
an extraditee
is sought on an offence listed under Schedule 6 of the CPA, the test
to be applied should be similar to that applied
in sections 60(11)(a)
of the CPA.
151.
Schedule
6 lists the most serious offences in our criminal law including
murder, rape and robbery with aggravating circumstances.
The
provisions of this section of the CPA place an onus on an accused
person to satisfy the court that exceptional circumstances
exist
which permit his release on bail “in the interests of justice”.
152.
This
Court is well aware of the circumstances that existed at that time
(and persist in our society due to the ever-increasing surge
in
violent crimes) which justified the enactment of these provisions.
The crimes listed in Schedule 6 are by their nature those
very crimes
which are violent, and which are most invasive of the rights of
personal security of ordinary South Africans. This
legislation was
also enacted in circumstances there was a perception that bail was
too readily granted in such serious cases. See
in this regard the
comments made in
S
v Dlamini et al
[40]
at paragraphs 67 and 68.
153.
We are, however, of the
view, that it is not our task, in fashioning a provision to be read
into the Act, to determine that the
provisions of section 60(11)
should find application in circumstances such as the present. We bear
in mind that section 60(11)
was included in the CPA to address the
pressing situation of criminal conduct in our society.
Non
constat
that
we should be called upon to decide the extent of the gravity with
which an offence is viewed in the requesting state. Further,
it would
in our view be an unreasonable limitation on an extraditee’s
personal liberty to foist upon that person an onus
to establish
criteria for the granting of bail in circumstances where we are
unaware of the criteria applicable to the granting
of bail in a
foreign jurisdiction.
154.
Furthermore, if regard be
had to the provisions of sections 12(2) and (3) of the Act, we note
that the legislature has set fixed
criteria for the determination of
bail pending an appeal to the High Court under that section. Those
criteria do not contain any
restrictive reference to section 60(11)
of the CPA as the respondents have asked for here. We note further
that those sections
were added to the Act in 1996, thereby
introducing an entitlement to apply for bail before a magistrate once
an appeal to the High
Court had been noted, and we wonder whether it
was a legislative oversight or not that section 10 was not amended to
make provision
for bail in circumstances such as the present.
155.
In any event, we consider
that it should be left to the legislature to deliberate whether it is
necessary to include the provisions
of the CPA relating to bail to be
made applicable to persons who are liable to be extradited. In this
regard we remind ourselves
that the Constitutional Court pointed out
in
National
Coalition
that
a court must keep in mind the principle of separation of powers, and
flowing therefrom the deference it owes to the legislature
in
devising a remedy for a breach of the Constitution in a particular
case: it should be left to the legislature to fine-tune the
precise
extent of the remedy.
156.
We are accordingly of the
view that the reading-in provision as proposed by the appellant
should suffice in order to protect an
extraditee’s right to not
be deprived of the right to freedom arbitrarily and without just
cause pending the decision of
the Minister or pending an application
to the High Court to review either the decision of the magistrate or
the Minister, and to
provide for the right to apply for bail in such
circumstances. In our view then the following provision should be
read into the
Act after the existing section 10(4):
“
(5)
The magistrate issuing a committal order as aforesaid may grant bail,
or extend the bail already granted under section 10(1),
to the person
brought before him, if the interests of justice permit that person to
be released, or the continued release of such
person on bail, pending
the Minister’s decision in terms of section 11 of this Act, or
any legal proceedings instituted to
review the decisions of either
the magistrate or the Minister
.”
CONCLUDING
REMARKS
157.
We
consider that the review and appeal
[41]
against the decision of the Magistrate should only succeed to the
extent that he found that the appellant is liable to be extradited
in
respect of counts 1, 2, 3 and 4. Our finding in this regard is based
on the fact that we are satisfied that the crimes under
those counts
for which the appellant is sought in the United Kingdom have
prescribed in terms of our law.
158.
In respect of the finding
that the appellant is liable to be extradited on counts 5, 6 and 7
his application for review and his
appeal in that regard is
dismissed. We find that the Magistrate was correct for the reasons
stated above in concluding that the
appellant was liable to be
extradited on those counts to the United Kingdom.
159.
In respect of the decision
of the Minister, we find that the review should succeed in its
entirety given that the Minister based
his decision on a finding by
the Magistrate that was partly-flawed. In this regard we consider
that the Minister should now exercise
her decision-making power on
the basis that the Magistrate’s errors have been corrected –
she will now know what the
correct legal position is, and she should
be entitled to exercise her discretion with a clean slate that is
free of any reviewable
errors.
160.
The counter-review
application launched by the Minister on the basis that the magistrate
was wrong in not committing the appellant
to prison in terms of
section 10(1) of the Extradition Act is upheld on the basis that
we consider that the Magistrate was
not entitled to extend the bail
of the applicant under section 10(1) of the Act.
161.
Lastly, we are satisfied
that the collateral challenge to the counter-review application to
declare section 10(1) of Act inconsistent
with the Constitution of
the Republic of South Africa must be upheld for the reasons stated
above.
QUO
VADIS?
162.
The last question is how
this matter should move forward. The appellant asked that it should
be returned to the Magistrate so that
he could reconsider the matter
afresh, particularly with respect to his reviewable errors relating
to the prescription of certain
of the charges and the extension of
bail in the light of our proposed reading in. In such circumstances
the appellant asks that
his original bail be reinstated and that he
need not surrender himself to the authorities.
163.
The respondents on the other
hand ask that the matter be referred back to the Minister for a fresh
decision on whether the appellant
should be surrendered to the UK
authorities on counts 5 -7 or not. They submit further that the
appellant should be returned to
custody because we have found that
the Magistrate did not have the power to grant him bail pending the
Minister’s decision.
164.
As we have said, we are
exercising our powers under section 172(1)(b) and we are duty bound
to grant an order that is just and equitable
in the circumstances. We
consider that such order should comprise a referral of the matter
back to the Minister for a fresh decision
under section 11 of the
Act. We do not think it makes sense to send the application back to
first base in light of our finding
that we are satisfied that certain
of the charges (1- 4) have prescribed while the remainder (5 -7) have
not, and there is nothing
further for the Magistrate to decide, given
that we are satisfied that the dual criminality element has been
established. Those
findings will also facilitate the reconsideration
of the Minister’s decision.
165.
As far as the appellant’s
bail is concerned, his entitlement to apply for bail pending the
Minister’s decision will
now be the subject of confirmation of
unconstitutionality by the Constitutional Court. Pending such
confirmation, we propose a
reading-in provision as set out above by
the inclusion of a section 10(5) in the Act. In order to avoid any
confusion regarding
the power of the Magistrate to consider bail
pending the Minister’s decision under section 11, or any
further challenges
in that regard, we consider that it is just and
equitable that, following the approach in
Graham
and
Veenendal
,
we should exercise our inherent jurisdiction and extend the
appellant’s bail on the same terms and conditions as presently
apply.
166.
As
far as costs are concerned, it is so that the appellant has been
partially successful in so far as he has avoided being extradited
on
counts 1 – 4. He has also successfully challenged the
constitutionality of the Act. Following
Biowatch
[42]
,
it is fair and in the interests of justice that Mr. Wares should be
awarded his costs herein. Both parties were represented by
two
counsel and in our view these costs were warranted.
ORDER OF COURT
Accordingly, it is
ordered that:
1.
The delay of the Applicant/Appellant (“Mr.
Wares”) in instituting the application for review of the
decisions of the
First Respondent (“the Magistrate”) made
on 23 August 2019 and of the Second Respondent (“the Minister”)
made on 19 February 2020, and the appeal, is condoned.
2.
The Minister’s delay in bringing the
counter-review application in respect of the Minister’s
decision to surrender Mr.
Wares to the United Kingdom is condoned.
3.
Paragraphs 2 and 3 of the finding section of the
Magistrate’s order of 23 August 2019 are amended to read as
follows:
“
2.
That Mr Wares:
2.1 is a person whose
extradition is sought in terms of 3(1) of the Extradition Act No. 67
of 1962; and
2.2 is liable to be
extradited to the United Kingdom.
3.
There is sufficient information to confirm that in respect of the
offences listed as charges 5 to 7 in Annexure “A”
to the
Certificate of Authentication of James Wolffe, QC, Lord Advocate
(reflected on page 59 of bundle 2 of the record), Mr Wares
was
accused of extraditable offences in the United Kingdom.
”
4.
Save as stated in paragraph 3 above, Mr. Wares’
review application and the appeal in respect of the Magistrate’s
decision
are dismissed.
5.
The order made by the Magistrate on 23 August 2019
that Mr. Wares be granted bail awaiting the decision of the Minister
is reviewed
and set aside and substituted with the following order:
“
1.
It is ordered that Mr Wares be committed to prison to await the
Minister’s decision regarding his surrender to the United
Kingdom”
6.
Notwithstanding the provisions of para 5 above,
and pending the decision of the Minister and/or the final
determination of any further
legal proceedings in relation to this
matter, this Court, exercising its inherent jurisdiction, orders that
Mr. Wares is forthwith
released on bail on the same terms and
conditions as were determined by the Magistrate on 23 August 2019.
7.
The decision taken, and the order made by the
Minister on 19 February 2020 in terms of section 11(a) of the
Extradition Act ordering
that Mr. Wares be surrendered to the United
Kingdom to stand trial on six charges of lewd, indecent and
libidinous practices and
behaviour and one charge of indecent assault
for which his extradition is sought for, is reviewed and set aside
and the matter
is remitted to the Minister for reconsideration on
such terms as she considers fit.
8. Section 10(1) of the
Extradition Act is declared to be inconsistent with the Constitution
of the Republic of South Africa and
invalid to the extent that it
does not provide for the power of a magistrate to extend or grant
bail after a committal order, pending
an application to review such
committal order or pending the Minister’s decision in terms of
section 11 of the Extradition
Act.
9. The operation of such
declaration of invalidity is suspended for a period of 24 months to
afford Parliament an opportunity to
enact remedial legislation;
10.
The declaration of invalidity shall take effect from the date of the
Constitutional Court order declaring the section
unconstitutional;
11. Pending the
aforementioned suspension, the following words are hereby read in to
the Extradition Act as section 10(5):
“
5 The
magistrate issuing the order of committal may grant bail or extend
the bail of the person brought before him, if the interests
of
justice permit that person’s release or continued release on
bail, pending the Minister’s decision to be made in
terms of
Section 11 of this Act, or pending any review of the Magistrate’s
decision made in terms of Section 10 of this Act.
12. In the event that
Parliament does not enact remedial legislation within the period of
suspension, the interim reading-in remedy
shall become final.
13. The respondents shall
be jointly and severally liable to pay Mr. Wares’ costs of the
appeal, the reviews and the costs
of the challenge to section 10(1)
of the Extradition Act, such costs to include the costs of two
counsel where so employed.
GAMBLE, J
HENNEY, J
APPEARANCES
For
the Applicant
:
Adv W King SC et Adv B Prinsloo
Instructed
by
Mathewson
Gess Inc Attorneys, Cape Town
For
the 2nd & 3rd Respondent
:
Adv F Petersen et Adv C de Villiers
Instructed
by
State
Attorney, Cape Town
[1]
See
s1 and Ch 2 – 4 of the Criminal Law (Sexual Offences and
Related Matters) Amendment Act, 32 of 2007 (“SORMA”).
[2]
The present Minister of
Justice is female.
[3]
The parties have used
the term “prescription” in the context in which it
appears in the heading to section 18 of the
CPA. In the body of
section there is also reference to the lapsing of the power to
prosecute and we shall thus use the terms
interchangeably in this
judgment.
[4]
CUSA
v Tao Ying Metal Industries and others
[2008] ZACC 15
;
2009
2) SA 204
(CC) at
[68]
:
“
Where
a point of law is apparent on the papers, but the common approach of
the parties proceeds on a wrong perception of what
the law is, a
court is not only entitled, but is in fact also obliged
mero
motu
,
to raise the point of law and require the parties to deal therewith.
Otherwise, the result would be a decision premised on an
incorrect
application of the law. That would infringe the principle of
legality.”
[5]
The decision of the SCA
in
Patel
,
to which we refer more fully hereunder.
[6]
We use the phrase in
preference to the term “prescription” because that is
the phrase Parliament uses in section 3(2)
of the 2020 Act.
[7]
Patel v National
Director of Public Prosecutions
2017(1)
SACR 456 (SCA) at 466c.
[8]
“
(2) The right to
institute a prosecution that, in respect of any offence referred to
in subsection (1)
(e
A
)
and
(f)
,
has lapsed before the commencement
of the Prescription in
Civil and Criminal Matters (Sexual Offences) Amendment Act, 2020, is
hereby revived.”
[9]
That
section in the CPA reads -
“
220
.
An accused or his or her legal adviser or the prosecutor may in
criminal proceedings admit any fact placed in issue at such
proceedings and any such admissions shall be sufficient proof of
such fact.”
[10]
2001
(2) SACR 49
(C) at 62j-63c.
[11]
Geuking v President
of the Republic of South Africa
2003
(3) SA 34 (CC)
[12]
International
Extradition
:
United States Law and Practice 4 ed (Oceana Publications, New York
2002) at 66
[13]
Patel v National
Director of Public Prosecutions
supra.
[14]
L
Oppenheim
International
Law 8 ed (1955) at 70.
[15]
I
A Shearer
Extradition
in International Law (1971) at 137-138.
[16]
J
Burchell
Principles
of Criminal Law, 4
th
ed
(2015) at 47.
[17]
CR
Snyman
Criminal
Law 5
th
ed
(2008) at 30.
[18]
1971 1 IR 132.
[19]
Fey–Constance
Blaas
“
Double
Criminality in International Extradition Law”, University of
Stellenbosch, Masters Thesis December 2003
(
http://scholar.sun.ac.za
).
Gavan
Griffith Q.C and Claire Harris
;
“Recent Developments in International Law”, Melbourne
Journal of International Law [Vol 6] 2005
(
http://law.unimelb.edu.ac
)
.
[20]
Carolissen v Director
of Public Prosecutions
2016
(2) SACR 171 (WCC).
[21]
It
appears that Ms McBride is a functionary in the “Procurator
Fiscal’s Office” in Edinburgh. This is the name
given to
Scotland’s prosecution service (see
www.copfs.gov.uk
).
She deposed to a deposition in Edinburgh on 28 March 2018 for
purposes of securing the appellant’s extradition.
[22]
Burchell
op.cit. 4
th
ed. At 353.
[23]
R
v Spilsbury
[1898]
2 QB 615.
[24]
Ex
Parte Reckling
1920
CPD 567
;
R
v Blumenthal
1924
TPD 358.
[25]
Ex
Parte Graham: in re United States of America v Graham
1987(1)
SA 368 (T) at 372 D-E.
[26]
Veenendal v Minister
of Justice
1993
(1) SACR 154
(T).
[27]
Director
of Public Prosecutions, Cape Town v Robinson
2005
(4) SA 1 (CC).
[28]
Freedendal v Minister
of Justice and Correctional Services
2021
(1) SACR 634 (WCC).
[29]
Jones
and Buckle
:
The Civil Practice of the Magistrates’ Courts in South Africa,
RS 25, 2022 Act – p77.
[30]
Sulani
v Mashiya and another
2018(2)
SACR 157.
[31]
Bertie
van Zyl (Pty) Ltd and another v Minister of Safety Security and
others
2010
(2) SA 181
(CC) at paras 20 -21 and 23.
[32]
Smit
v Minister of Justice and Correctional Services and others
2021
(3) BCLR 219 (CC).
[33]
Alexander v Minister
of Justice and others
2010
NASC 2
(9 April 2010).
[34]
Attorney General v
Gilliland
[1995]
I.R. 643
at 646.
[35]
Paretti
v United States
112,
F.3d I363(9
th
Cir
1997).
[36]
Head of Department:
Mpumalanga Department of Education and another v Hoerskool Ermelo
and another
2010
(2) SA 415
(CC).
[37]
Director of Public
Prosecutions, Western Cape v Mahlanga N.O.and another; Tucker v
Director of Public Prosecutions, Western Cape
2023
(1) SACR 245
(WCC) (“Tucker 2022”).
[38]
National
Coalition for Gay and Lesbian Equality and Others v Minister of Home
Affairs and Others
2000(2)
SA1 (CC) at [64] – [65].
[39]
Section
60 (11) of the CPA provides as follows:
“
Notwithstanding
any provision of this Act, where an accused is charged with an
offence—
(a)
referred to
in Schedule 6, the court shall order that the accused be detained in
custody until he or she is dealt with in accordance
with the law,
unless the accused, having been given a reasonable opportunity to do
so, adduces evidence which satisfies the court
that exceptional
circumstances exist which in the interests of justice permit his or
her release;
(b)
referred to
in Schedule 5, but not in Schedule 6, the court shall order that the
accused be detained in custody until he or she
is dealt with in
accordance with the law, unless the accused, having been given a
reasonable opportunity to do so, adduces evidence
which satisfies
the court that the interests of justice permit his or her release.”
[40]
1999(2)
SACR 51(CC).
[41]
The
issues such as the lack of dual criminality and the evidence
presented in the form of section 220 admission, were raised both
as
grounds of review and appeal, by the appellant for the reasons
stated in paragraphs 5 and10 of his counsel’s heads of
argument. The appellant sought an order that the decision of the
Magistrate to declare him extraditable be set aside on the basis
that the charges against him had prescribed. And similarly, that the
Minister’s decision to extradite him be reviewed and
set aside
based on the grounds that the charges had prescribed.
[42]
Biowatch
Trust v Registrar, Genetic Resources and Others (CCT80/08)
ZACC14;2009(6) SA 232(CC):2009(10) BCLR 1014 (CC) (3 June
2009).
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