Case Law[2023] ZAWCHC 146South Africa
Grootetjie v S (A78/2023) [2023] ZAWCHC 146 (14 June 2023)
Judgment
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# South Africa: Western Cape High Court, Cape Town
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## Grootetjie v S (A78/2023) [2023] ZAWCHC 146 (14 June 2023)
Grootetjie v S (A78/2023) [2023] ZAWCHC 146 (14 June 2023)
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sino date 14 June 2023
IN
THE HIGH COURT OF SOUTH AFRICA
(WESTERN
CAPE DIVISION, CAPE TOWN)
CASE
NUMBER: A 78 / 2023
In
the matter between:
EDWARD
OWEN GROOTETJIE
APPELLANT
And
THE
STATE
RESPONDENT
Coram:
Wille J
et
Bremridge, AJ
Heard:
9 June 2023
Delivered:
14 June 2023
JUDGMENT
WILLE,
J:
INTRODUCTION
[1]
This is an appeal from the lower court against both conviction and
sentence. The appeal
against the sentence is ‘automatic’
by operation of section 309(1)(a) of the Criminal Procedure Act
[1]
because the appellant was sentenced to life imprisonment.
[2]
The appellant was convicted of the rape of a minor who was six years
old at the time of the alleged
offence. The conviction returned
against the appellant was rape, as defined in section 3 of Act 32 of
2007
[2]
, read with the minimum
sentencing regime set out in section 51 (1) of Act 105 of 1997
[3]
.
[3]
The appellant was legally represented for the duration of his trial
and pleaded not guilty to
the charges preferred against him by the
respondent. He exercised his right to remain silent and offered
no plea explanation
at the commencement of the trial proceedings in
the court of first instance.
THE CASE FOR THE
PROSECUTION
Ms Adonis:
[4]
Ms Adonis was the victim and the complainant and was eight years old
when she testified
via
an
intermediary. She testified that she knew the appellant in that
he lived in proximity. Her evidence was that on the
day of the
incident, she went to play with her cousins at her aunt’s house
nearby. The appellant resided at the back
of this house.
She said that while her cousins went into the house to watch
television, she remained outside.
[5]
She testified that the appellant called her, but she refused to go to
him. The
appellant then grabbed her, threw her onto his
mattress at the back of the house, and left her crying, telling her
that he was
going to drink and smoke. The complainant testified
that she attempted to leave, but the appellant prevented her from
doing
so and covered her with a piece of canvas.
[6]
She testified that the appellant raped her by lying on top of her and
penetrating
her vagina with his penis. The complainant was
traumatized. She called out for help, and eventually, her
mother intervened,
immediately took her for a medical examination,
and summoned the police.
Ms
Green
:
[7]
Ms Green testified that she was sitting outside the house where the
alleged rape occurred
when her sister summoned her and informed her
that someone was with the appellant. They both approached the
appellant and
observed that a piece of canvas was covering the
appellant’s mattress. The appellant’s naked
buttocks were visible,
and he was making sexual movements with his
body.
[8]
She pulled the canvas aside and observed the complainant lying
underneath the appellant.
The appellant’s pants were
pulled down to his ankles, and he became angry because the canvas
partially covering him had been
removed. According to this
witness, the appellant did seem to be under the influence of alcohol
but did not seem to be confused.
She called the police, but
when they did not arrive, she, with the complainant’s mother,
carried the complainant to the police
station as the complainant was
unable to walk correctly.
Ms Blaauw:
[9]
She corroborated in all material respects the evidence of the witness
summarized above.
Significantly, she observed the appellant
making up and down movements with his pants pulled down while
partially concealed
by the canvas. Upon removing the canvas,
she observed the complainant underneath the appellant and that the
appellant was
pinning the complainant down, using his knees to do so.
[10]
She dragged the complainant from the appellant's grasp, and after she
had done so, the complainant
spontaneously complained that her legs
were painful. She confirmed that the appellant was angry
because she removed the canvas
that partially concealed what he was
doing to the complainant.
Dr Peffer:
[11]
Dr Peffer completed the medico-legal examination of the complainant,
and her findings were recorded
and entered into the record by consent
and remained undisputed. According to this report, there was
evidence of recent vaginal
penetration.
[12]
The examination proved difficult due to the pain experienced by the
complainant, as she had abrasions
on her labia majora, labia minora,
vestibule and hymen. Pubic hair was collected from the
complainant’s vaginal area
and the complainant's underwear and
submitted for forensic analysis.
Ms Francis-Pope:
[13]
She is a forensic analyst and determined that the semen found on the
complainant’s underwear
matched the sample collected from the
appellant.
THE CASE FOR THE
APPELLANT
[14]
The appellant testified in his own defence and did not call any
witnesses. He said he went
to buy wine on the day of the
incident. He said that he consumed the wine and smoked dagga
with ‘buttons’ (a
dependence-producing drug) and then
went to the shop to buy cigarettes, where he met the complainant, who
asked him to buy her
some food, but he refused.
[15]
The appellant advised the complainant that he was not feeling well
and that he was going to lie
down. He then proceeded to where
he resided and lay on his mattress, covering himself with a blanket
and a piece of canvas.
He said he was drunk and decided to
sleep, intending to join his friends when he woke up. He said
that while lying there,
he felt someone was busy rummaging through
his pockets, and he felt this person touching his private parts, and
he became aroused.
[16]
He did not see who this person was, but when he turned to sleep on
his stomach, he felt that
the person was now underneath him. He
testified that the person must have crawled underneath him as he was
turning because
he lifted himself as he was turning over. This
person played with his private parts and put his private part between
her
legs. The first time he opened his eyes was when someone
removed his blanket and the canvas that partially covered him.
The appellant claims that he did not realise that he was having
intercourse with a young child of six years old.
CONSIDERATION
[17]
The core argument advanced on behalf of the appellant on appeal
against his conviction is a legal
argument premised on whether it was
reasonably possible that, due to the consumption of alcohol and
drugs, the appellant did not
have the criminal capacity to appreciate
what he was doing was wrong and to form the intention to sexually
penetrate the complainant
who was a small child at the time.
[18]
Put another way, the appellant argues that he was unaware that his
conduct was unlawful as he
did not know he was having sexual
intercourse with a small child. In essence, the defence raised by the
appellant is more commonly
described as the shield of sane
automatism. This shield is also referred to as
‘
non-pathological’ criminal incapacity.
[19]
Automatism is a legal shield that refers to an act committed without
conscious volition where the automatism
is caused by something other
than a disease of the mind. In circumstances where drugs or
alcohol are involved, the classification
of the resulting state will
depend on the role played by those substances.
[20]
Thus, sane automatism is caused solely by external stimuli and does
not result from a mental disease.
[21]
While the prosecution bears the burden to establish the requisite
element of voluntariness in the accused’s
conduct, the
prosecution is ‘…
assisted
(in discharging this onus) by the inference dictated by common
experience that a sane person who becomes involved in conduct
which
attracts the attention of the criminal law ordinarily does so
consciously and voluntarily...
’
Thus, in order to disturb this natural inference, an accused
person who seeks to rely on this defence must establish
a factual
foundation for it.
[4]
A
proper basis must be laid before this inference will be disturbed.
[5]
[22]
Thus, the ‘…
mere
say so of the accused that the act was unconsciously committed
…’
cannot be accepted without circumspection but must be scrutinized,
not least because a person who has no other defence
‘…
is
likely to resort to this one in a last attempt to escape the
consequences of his or her criminal behaviour
…’
[6]
[23]
It is undisputed that the appellant had sexual intercourse with a
six-year-old child. To
determine whether the appellant’s
claim that he lacked criminal capacity or did not appreciate that the
person he was having
sexual intercourse with was not an adult, it is
prudent to consider his defence on his own version of the events.
As alluded
to above, this can be established from the appellant’s
evidence and the detailed version put to the complainant during
cross-examination.
[24]
According to the statements put to the victim, the appellant was the
one who removed both his
own and the victim’s clothing, and he
was the one who then ‘…
put
his penis by this person’s vagina….
’
[25]
This starkly contrasts with his version during the defence case,
wherein he tailored his evidence
to allege that it must have been the
victim who caused him to penetrate her.
[26]
While the appellant contended that he felt ‘…
a bit
drunk…
’, it is telling that he testified to a clear
recollection of the events leading up to, during and after the rape
of the complainant.
He was able to recall in detail the amount
of money he had in each pocket and his actions in placing this money
with his
bank card in an opening in his mattress and, as above,
testified that he took a deliberate decision to go to sleep to join
his
friends when he woke up.
[27]
Moreover, he recalled lying on his back for about ten to fifteen
minutes before turning onto
his side.
He
was aware he was having sexual intercourse and instead graphically
described the act. He also recalled the intervention
of the
adult females, the verbal exchanges with them and his reaction to it,
including that he took steps to fold up his blanket.
[28]
This notwithstanding, the appellant avers that he was unaware that
the person he raped
was a small child.
In my
view, the actual test to be applied to the shield of sane automatism
has been correctly summarized by JM Burchell in
South
African Criminal Law and Procedure (Vol 1) - General Principles of
Criminal Law (3
rd
ed)
by describing voluntary conduct (at pp 41– 42), in the
following terms:
‘…
Modern
Western philosophy derives the notion of individual responsibility
from the doctrine of free will. This holds that
all humans are
born with the ability to freely choose between different courses of
action. Having this freedom, the
individual
may
justifiably
be held responsible for the consequences of his chosen actions.
It follows from this that persons will only be
held criminally liable
if their actions are determined by their own free will. This
principle is expressed by the requirement
that for the purposes of
criminal law, a human act must be voluntary in the sense that it is
subject to the accused's will.
Where for some reason or another
he is deprived of the freedom of his will, his actions are
'involuntary', and he cannot be held
liable for them ...”
[29]
In my view, there is simply no room to argue that the court of first
instance was unjustified
in rejecting the
appellant’s version and
convicting him of the offence of
rape. I say this because, on the facts presented by the
respondent and the facts that appear
from the appellant’s own
testimony, the appellant would have been able to distinguish between
the genital anatomy of an adult
and that of a small child. This
is because, among other things, there were signs of injuries to the
complainant’s genital
area.
[30]
On the contrary, I find that the appellant
‘…
did
not come close to establishing a factual basis for any doubt about
the voluntariness of his conduct
…’
[7]
[31]
The grounds of appeal advanced on behalf of the appellant in
connection with his sentence are, in broad terms, the following,
namely:
(a) that the sentence imposed was shockingly harsh and
inappropriate; (b) that the appellant was sacrificed at the altar of
retribution,
as opposed to that of rehabilitation and, (c) that there
were substantial and compelling circumstances present dictating a
deviation
from the minimum sentencing regime to the benefit of the
appellant.
[32]
The appellant was charged with a contravention of the provisions of
section 3 read with sections 1, 55, 56(1),
57, 58, 59, 60, 61 and 68
of the Criminal Law Amendment Act (Sexual Offences and Related
Matters)
[8]
, read with
sections
256
,
257
,
261
and
281
of the
Criminal Procedure Act 51 of 1977
.
Sections 51
and Schedule 2
Part 1
of the
Criminal Law Amendment Act,
105 of 1997
and the provisions of
sections 92
(2) and
94
of the
Criminal Procedure Act 51 of 1977
also found application.
[9]
[33]
The appellant’s circumstances at the time of sentencing were:
(a) he was (59) years old at the time
of his arrest; (b) he was
arrested on 1 February 2020 and was held in custody awaiting the
finalization of his trial; (c) he is
unmarried and lived on the
premises for about four months before his arrest; (d) he is the
recipient of a disability grant of R1360,00
per month due to an
injury sustained during an accident; (e) he was employed as a
gardener and worked in a factory once or twice
a week (earning
R300,00 per week), and (f) his last previous conviction dates back
more than twenty years.
[34]
The test on appeal is whether the court
a
quo
misdirected itself by the sentence it imposed or if there is a
disparity between the trial court's sentence and the punishment
an
appellate court would have imposed. Further, can the sentence
imposed appropriately assessed be described as shockingly,
startling
or disturbingly inappropriate?
[10]
It
is trite law that in sentencing, the punishment should fit the crime
and the offender, be fair to society and the offender, and
be blended
with mercy.
[11]
[35]
The appellant submits that the cumulative effect of the factors
listed above should have been regarded as
substantial and compelling
sufficient to deviate from the prescribed minimum sentence. A
court of appeal is enjoined to consider
all circumstances bearing
down on this question to properly assess the trial court’s
finding and determine the proportionality
of the sentence imposed
upon the offender.
[36]
An appeal court’s discretion to interfere with a sentence may
be exercised only: (a) when there has
been an irregularity that fails
justice; (b) or when the court
a quo
misdirected itself to
such an extent that its decision on sentencing is vitiated, or (c)
when the sentence is so disproportionate
or shocking that no
reasonable court could have imposed it.
[37]
Crimes in general, but especially against women and children, offend
against the aspirations and ethos of all South Africans.
In
this case, the victim was a soft target for the appellant.
The
court of the first instance also emphasized that this type of crime
was prevalent within its jurisdiction.
[38]
In these peculiar circumstances, the sentence of life imprisonment
imposed upon the appellant in connection with the
crime of rape must
reflect a censure for this type of conduct. Not only do crimes
against women in this country amount to
a severe invasion of the
dignity of the victims, but these crimes do not contribute to our
claims that we live in a gender-equitable
and just society. This
crime perpetrated against a six-year-old child renders it even more
reprehensible.
[39]
The appellant was (59) years old when the offence was committed.
Following section 73(1)(b) of the
Correctional Services Act,
[12]
,
a person sentenced to life imprisonment theoretically remains in
prison for the rest of his or her natural life. Life
imprisonment,
in practice, is regarded as a sentence of twenty-five
(25) years of imprisonment. In this connection, the parole
provisions
that may become relevant are indicated as follows:
‘…
A
person sentenced to life imprisonment may not be placed on parole
until he or she has served at least twenty-five (25) years of
the
sentence, but such a prisoner may, on reaching the age of sixty-five
(65) years, be placed on parole after he has served at
least fifteen
(15) years of the sentence…’
[13]
[40]
After some anxious consideration, I find no
redeeming factors to the appellant's benefit in mitigating his
sentence. I find
only aggravating factors even though the
appellant has spent a significant period incarcerated as a pre-trial
prisoner.
When an offender has been incarcerated as an
awaiting trial prisoner for an extended period, this may be
considered when an appropriate
sentence is imposed.
[41]
This is not a substantive and compelling circumstance on a strict
interpretation. However, nothing
prevents this court from
considering the period that the offender has been incarcerated,
pending his or her trial, when imposing
the appropriate sentence.
This does not apply mechanically through arithmetic calculation.
[42]
A court is expected to depart from the prescribed minimum sentence
regime if it can find and identify substantial
and compelling
circumstances to justify such a departure to the appellant's benefit.
In addition, it is obliged to
remember that a specified sentence has been prescribed by law as the
sentence that should be regarded
as ordinarily appropriate in these
circumstances.
[43]
Deterrence and retribution often tend to steer the severity of
the proposed sentence in a specific direction. Rehabilitation,
on the other hand, tends to pull the proposed sentence in yet another
direction. In my view, focusing on rehabilitation,
in this
case, would lead to an unfair and inappropriate sentence, which will
be disproportionate to that deserved by the appellant
for the crime
upon which he stands convicted. This crime has an element of
gender-based violence, which has regrettably reached
pandemic
proportions in our country.
[44]
That this crime was committed against a six-year-old child requires
that in considering the issue of a sentence,
the court must take into
account the provisions of section 28 of the Constitution, namely the
right of every child under section
28(1)(d), to be
protected
from maltreatment, neglect, abuse or degradation, a right which the
accused egregiously infringed in this case.
[14]
I
believe an unambiguous message must be sent to offenders
participating in this type of criminal activity.
[45]
In my view, the court of the first instance did give sufficient
weight to the appellant's circumstances and
the issue of his possible
rehabilitation. This I say because the lower court did not err
when imposing the sentence of life
imprisonment upon the appellant.
Also, the appellant did not show any remorse. Instead, he
sought to suggest that the
complainant, a six-year-old child, was in
some way responsible for his unlawful conduct. Undoubtedly, the
circumstances of
this case demand that the appellant, for all
practical purposes, be incarcerated for an extended period.
[46]
As alluded to, focusing on rehabilitation would lead to an unfair and
inappropriate sentence, which would
be disproportionate to what the
appellant deserves for the crime he was convicted of.
Significantly, the appellant had a
previous conviction for a similar
sexual offence. Although this offence occurred a long time ago,
it seemingly did not act
as a deterrent to this type of criminal
conduct. Finally, the imposition of a life sentence upon the
appellant was not unjust
and disproportionate, considering the
circumstances surrounding the commission of the offence.
ORDER:
[47]
In conclusion, an order is issued in the following terms, namely
that:
1. The
appeal on conviction is dismissed.
2. The
appellant’s conviction is confirmed.
3. The
appeal on the sentence is dismissed.
4. The
sentence of life imprisonment is confirmed.
5.
The
remaining direction that the appellant was declared unfit to possess
a firearm is confirmed.
WILLE,
J
I
agree.
BREMRIDGE,
AJ
[1]
The
Criminal
Procedure Act, 51 of 1977
.
[2]
The
Criminal Law (Sexual Offences and Related Matters) Amendment Act 32
of 2007
.
[3]
The
Criminal Law Amendment Act 105 of 1997
.
[4]
S
v Humphreys
2013 (2) SACR 1
(SCA)
,
para [9].
[5]
S
v Cunningham
1996 (1) SACR 631
(A)
,
at 636 A-B.
[6]
S
v Humphreys
2013 (2) SACR 1
(SCA)
,
para [10].
[7]
S
v Humphreys
,
supra at p.7 [11] d – e.
[8]
Act No, 32 of
2007.
[9]
As
formulated in the charge sheet.
[10]
S v Van De
Venter
2011 (1) SACR 238
(SCA) at para [14].
[11]
S v Rabie
1975(4) 855 (AD) at 862 G.
[12]
Act 111 of 1998
(the ‘Act)
[13]
Section
73(6)(b)(iv) of the Act.
[14]
S
v Myburgh
2007 (1) SACR 11
(W)
,
at p.15 h - i.
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