Case Law[2024] ZAKZDHC 42South Africa
Ntuli v S (AR258/2023) [2024] ZAKZDHC 42 (26 June 2024)
High Court of South Africa (KwaZulu-Natal Division, Durban)
26 June 2024
Headnotes
in paragraph 25 of Malgas, for present purposes, are the following principles:-
Judgment
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## Ntuli v S (AR258/2023) [2024] ZAKZDHC 42 (26 June 2024)
Ntuli v S (AR258/2023) [2024] ZAKZDHC 42 (26 June 2024)
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sino date 26 June 2024
IN
THE HIGH COURT OF SOUTH AFRICA
KWAZULU-NATAL
DIVISION, DURBAN
CASE
NUMBER: AR258/2023
NHLANHLA
MNINI
NTULI
APPELLANT
and
THE
STATE
RESPONDENT
ORDER
On
appeal:
from
the Empangeni Regional Court (sitting as court a quo):
(a)
The appeal
against sentence is dismissed.
(b)
The sentences
of the court a
quo
are
confirmed.
JUDGMENT
ANNANDALE
AJ (SIBISI AJ concurring):
[1]
The
appellant was charged in the regional court of Empangeni with two
counts of rape
[1]
and
one count of exposing a child to pornography in contravention of
section 19(b)
of
the Sexual Offences and Related Matters Amendment Act 32 of
2007
[2]
.Following a plea of
guilty on all three counts, the regional magistrate convicted the
appellant and imposed a life sentence for
each count of rape and 8
years' imprisonment for the pornography
charge.
This is an appeal against sentence.
[2]
The two counts
of rape attracted the discretionary minimum sentence provisions in
section 51(1) read with schedule 2
of the
Criminal Law Amendment Act 105 of 1997
, as the complainant was 9
years old at the time the appellant raped her. The learned regional
magistrate was consequently obliged
to sentence the appellant to life
imprisonment unless he was satisfied as envisaged in
section 51(3)(a)
of the
Criminal Law Amendment Act that
substantial and compelling
circumstances existed which justified the imposition of a lesser
sentence than that prescribed.
[3]
Having
considered the well known triad as set out in
S
v Zinn
1969
(4) SA 537(A)
of the crime, the offender, and the interests of
society, the regional magistrate concluded that there were no
substantial and
compelling circumstances which justified a departure
from the prescribed sentence in respect of the rape convictions.
Insofar as
the pornography charge was concerned, this was not subject
to any prescribed sentence and the period of 8 years imposed by the
regional magistrate was that which was seen by him as appropriate in
the circumstances.
[4]
The matter
serves before this court by virtue of an automatic right of appeal
afforded to any person sentenced to imprisonment for
life by a
regional court under
section 51(1)
in terms of
section 309(1)(a)
read
with 309(8)(1)(a) of the
Criminal Procedure Act 51 of 1977
.
[5]
That
automatic right of appeal does not extend to the pornography charge,
in respect of which the appellant was required to obtain
leave to
appeal but did not.
[3]
The
only
appeal which is therefore competently before this court is against
the life sentences in respect of the two rape convictions.
The
threshold for intervention on appeal
[6]
It
is well established that a court exercising appellate jurisdiction
cannot interfere with the sentence imposed by a lower court
in the
absence of a material misdirection or where the disparity between the
sentence imposed by the trial court and the sentence
which the
appellate court would have imposed had it been the court of first
instance is so marked that it can properly be described
as shocking,
startling or disturbingly inappropriate.
[4]
[7]
However, where the legislature has prescribed a sentence which must
be imposed unless serious and compelling circumstances
exist which
justify a departure from the prescribed sentence, the second ground
of potential appellate interference could only
be engaged if the
appellate court found that there had been no misdirection by the
trial court in finding a lack of substantial
and compelling
circumstances. Put differently, if the appellate court concludes that
the regional magistrate was correct in finding
that no serious
substantial and compelling circumstances existed as to warrant a
deviation from the prescribed sentence, it would
not be open to the
appeal court to find that nonetheless the imposition of the
prescribed sentence was disturbingly inappropriate.
When dealing with
prescribed sentence cases such as the present, then, there is no
scope for an appellate court to intervene unless
it finds that the
trial court committed a misdirection by failing to find that there
were serious and compelling circumstances.
[8]
The appellant
contends that the learned magistrate committed a material
misdirection such as to warrant interference by this court
because he
overemphasised the seriousness of the offence and failed to strike a
judicious balance with regard to all sentencing
factors. This, the
appellant submits, resulted in the sentence imposed being
disproportionate to the
personal circumstances of the appellant, the interests of the society
and the gravity of the offense.
[9]
This contention, when unpacked, straddles both bases upon which an
appellate court is entitled to interfere on the issue
of sentence.
What it amounts to is a submission that the regional magistrate
committed a material misdirection by failing to find
that there were
substantial and compelling circumstances that warranted a departure
from the prescribed sentence of life imprisonment,
and that because
of this misdirection the sentence imposed was disproportionate.
The
correct approach to prescribed sentences
[10]
The
principles which govern the correct approach to sentencing in cases
where a prescribed sentence is being imposed by the legislature,
are
by now well settled. The
locus
classicus
in
this regard is the decision of the Supreme Court of Appeal in
S
v Malgas
[2001]
3 All SA 220
A (
Malgas
).
Malgas
stressed
that when a court judges whether the circumstances of any particular
case are such as to justify a departure from a prescribed
sentence,
they must respect and not merely pay lip service to the legislature's
view that the prescribed periods of imprisonment
are to be taken to
be ordinarily appropriate when crimes of the specified kind are
committed.
[5]
[11]
Of importance
from the summary in paragraph 25 of
Malgas,
for
present
purposes, are the following principles:-
a.
Firstly, that
Courts are required to approach the imposition of sentence conscious
that the legislature has ordained a particular
prescribed period of
imprisonment, as the sentence that should ordinarily and in the
absence of weighty justification, be imposed
for the listed crimes in
the specified circumstances;
b.
Secondly,
unless there are truly convincing reasons for a different response
the crimes in question are therefore required to elicit
a severe,
standardised and consistent response from the Courts;
c.
The specified
sentences are therefore not to be departed from, lightly or for
flimsy reasons;
d.
All factors
traditionally taken into account in sentencing, whether they diminish
moral guilt or not, continue to play a role;
e.
The statutory
requirement of substantial and compelling circumstances, is a
composite yardstick ,and the ultimate impact of all
the circumstances
relevant to sentencing must be such as to cumulatively justify a
departure from the standardised response that
the legislature has
ordained;
f.
If the
sentencing court on consideration of the circumstances of a
particular case is satisfied that they render the prescribed
sentence
unjust and that it would be disproportionate to the crime, the
criminal and the needs of society so that an injustice
would be done
by imposing that sentence it is entitled to impose a lesser sentence;
g.
Even if so
satisfied, the sentencing court must assess the sentence to be
imposed against the prescribed sentence paying due regard
to the
benchmark
which the
legislature has provided.
[12]
It is convenient to structure consideration of whether the regional
court committed a misdirection by considering the factors
in relation
to the three categories articulated in
S v Zinn.
The
crime
[13]
Dealing first
with the consideration of the crim
e
.,
t
,
he
regional magistrate
correctly approached this issue on the basis that the court was
obliged to accept the. facts as contained in
the appellant's guilty
plea. Those facts reveal the following narrative.
[14]
On 1 September
2018, the appellant came across the complainant near a footpath close
to some bushes in Enseleni. The complainant
was nine years old at the
time and the appellant knew her as a child from the area. The
appellant called her and told her that
he would accompany her through
the bush and show her a shortcut and so she came to him.
[15]
Once they were
in the bushes, however he asked her to take off her clothes. She was
reluctant and so he instructed her to lay on
the ground where he took
off his clothes and hers. He then got on top of the complainant and
forced her legs open, inserting his
penis into her vagina and having
intercourse with her until he ejaculated. He told the complainant to
get dressed, which she did.
[16]
Having already raped the 9 year old complainant once, the appellant
took out his cellular telephone and showed her a pornographic
video
which depicted a woman sucking a man's penis and then asked the
complainant to do what she had seen on the video with him.
The
complainant did as she was told until the appellant told her she
could stop. The appellant knew that the complainant was complying
reluctantly because he had to force the complainant by pushing her
head forward and putting his penis into her mouth.
[17]
The appellant
admitted the contents of the J88 medical report which recorded the
findings of the district surgeon who examined the
complainant the
following day. The J88 noted fresh tears and two clefts in the
complainant's genitals and
bruising and
swelling, both of which were extensive in nature. These injuries in
the opinion of the district surgeon provided evidence
of what was
described as
"fresh
traumatic penetration through the
vagina".
[18]
The prosecutor
introduced the victim impact statement into evidence without
objection and an affidavit by the court preparation
officer employed
by the National Prosecuting Authority to assist with the preparation
of that statement. The court preparation
officer met with the
complainant in June of 2023 almost five years after the date upon
which she was raped. Despite the significant
passage of time the
complainant was emotional and cried a lot. She described herself as
having been traumatised by the
incident
in which, in her words, the appellant “
took
(her) virginity in
a
painful
manner''.
After
what happened to her, she was scared even to play with her friends
because she is perpetually living in fear. She was also
scared to go
to the shops in case she saw the appellant. The incident also had an
adverse effect on the complainant's academic
performance because she
failed two terms at school after the incident. The complainant
described the incident as having been painful
and stated that her
life had changed badly after the incident.
[19]
Not only are these offences extremely serious, there are also a
number of aggravating features surrounding them. The appellant
knew
that the complainant was a young girl and took advantage of her,
luring her into the bushes by promising to show her a shortcut.
The
regional magistrate therefore cannot be faulted for having found that
there was a degree of premeditation which attached to
the offences.
[20]
The fact that the appellant, having raped the child once, shortly
thereafter committed a second act of rape and exposed her
to
pornography illustrates the appellant's total and utter disregard for
the seriousness of what he had already done and its impact
on the
complainant, whom he knew was not consenting. In effect, the
appellant rendered her an object for his sexual gratification.
The
appellant
[21]
Turning
then
to
consider the
personal
circumstances of
the
appellant,
the
regional magistrate
took into
account that he was a first offender, 36 years old, employed as a
general worker, earning R3 500.00 a month and a single
father of
three minor children aged 5, 8 and 11 years who live with their
mother, an unemployed woman from Mozambique.
[22]
The appellant
submitted to the regional magistrate, as he did in this court, that
his plea of guilty had spared the complainant
the trauma of having
testify, should be seen as a sign of remorse, and that he was a good
candidate for rehabilitation as he had
pleaded guilty. In addition to
this, the appellant stressed that he had been arrested on 6 October
2020 and had remained in custody
for nearly three years before he was
convicted and sentenced on 8 June 2023.
[23]
A
plea of guilty is not automatically a sign of remorse or an
indication that an accused person is a good candidate for
rehabilitation.
Whether a plea of guilty can be seen as a sign of
remorse or is simply a neutral factor needs to be evaluated on the
evidence.
This is because a plea of guilty may be induced by
overwhelming evidence against an accused person
[6]
and
because there is, as the Supreme Court of Appeal so eloquently put
it, "a chasm between regret and remorse".
[7]
[24]
Here,
the
complainant
was
known
to
the appellant
and there
would
therefore
never
be
an
issue
regarding
identification.
In
addition,
the
medical
evidence
was
compelling.
[25]
Further,
consideration
of the chronology in this case reveals in my view that the
submissions by counsel for the respondent that the appellant's
guilty
plea was at best a neutral factor because the appellant delayed the
matter for as long as he could until it got to a point
where he
realised there was no way he could escape liability and then decided
to plead guilty is correct.
[26]
The offences
occurred on 1 September 2018. The appellant was known to the
complainant and did not confess or turn himself in but
was instead at
large for nearly two years until his arrest on 6 October 2020.
[27]
The appeal
record reveals that the appellant was transferred to the Regional
Court on 14 May 2021 and applied for legal aid. There
is no record as
to what happened between the time of his arrest and the transfer to
the Regional Court and therefore no inferences
can be drawn in
relation to this period. However, the record shows that appellant has
granted legal aid on 19 May 2021 and was
legally represented
consistently from that point onwards.
[28]
From 19 May
2021, the appellant
appeared at
court on 8 occasions and on each of those the matter was either
adjourned for a pretrial conference or, from July 2021
because, there
were negotiations
aimed at
finalising a plea bargain. The regional magistrate records in his
judgment that the reason why those negotiations failed
was because
the sentence the appellant was prepared to agree to was not
acceptable to the State. Counsel for the respondent fairly
accepted
that the appellant could not be criticised for attempting to reach a
plea agreement. By 16 September 2021 however, it
was clear that no
plea bargain would be struck, and the matter was adjourned to 27
October 2021 for trial.
[29]
The trial did
not proceed as scheduled, but there is no entry on the record for
that day explaining why that was, although the Covid
pandemic may
explain this, because courts in this province did not sit remotely at
that time. Be that as it may, a new trial date
was set for 1 October
2022.
Although
the witnesses were present at court the trial could not proceed as
the intermediary system was not working.
[30]
After that
second trial date, the appellant appeared in court no fewer than 16
times between 9 February 2022 and 7 June 2023 but
on no occasion
attempted to tender a plea. On 12 of those 16 occasions, it was
recorded that the intermediary system was not working,
on one
occasion the trial could not proceed because there was no magistrate
available and on other because the complainant was
not present - it
is common cause that she was writing exams. The appellant applied for
bail during this period, citing prejudice
at his continuing
incarceration in the face of multiple postponements.
[31]
Had the
appellant genuinely been remorseful and wanted to spare the
complainant the trauma of testifying, one would have expected
that on
at least one of the 17 occasions he appeared in court between October
2022 and June 2023 he would have tendered a plea.
Indeed, one would
have thought that on 16 September 2021, when it was apparent that
there would be no negotiated deal a plea could
and should have been
tendered at that point if he was genuinely contrite.
[32]
The
appellant's plea also fails to reveal remorse. In
S
v Matyityi
[8]
the
Supreme Court of Appeal noted that:-
"Many
accused persons might well regret their conduct, but that is not
without more translate to genuine remorse. Remorse is
a
gnawing
pain of conscience for the plight of another. Thus, genuine
contrition can only come from the appreciation and acknowledgement
of
the of the extent of one's error
...
In order
for remorse to be
a
valid
consideration the penitence must be sincere, and the accused must
take the court fully into his or her confidence. Unless
and until
that happens, the genuineness of the contrition alleged to exist,
cannot be determined. After all, before
a
court can
find that
an
accused
person is genuinely remorseful, it needs to have
a
proper
appreciation of inter alia what motivated the accused to commit the
deed?
What
has since provoked his or her change of heart? And whither he or she
does indeed have
a
true
appreciation of the consequences of those actions. There is
no
indication
that any of this, all of which was peculiarly in the respondent's
knowledge, was explored in this case".
[33]
Those observations
are entirely
apposite in this case. Nothing
was said in
the appellant's plea explanation
to explain his
motivation or what provoked his plea.
[34]
I therefore conclude that his guilty plea is a neutral factor and the
time spent in custody prior to conviction and sentence
was simply in
the ordinary course and scope of trial proceedings because the
appellant remained adamant to go to trial until the
very end.
[35]
None of the
appellant's personal circumstances
constitutes
anything out
of the ordinary
much less
are
they
substantial
and
compelling
reasons
to
deviate
from
the
prescribed
sentence.
I am
mindful, however that one must not adopt a compartmentalised approach
and must instead consider the whole picture.
The
interests of society
[36]
I turn then to
the last facet of the triad of
Zinn,
the
interests of society.
[37]
The
prescribed sentences for rapes of minors are a legislative choice
which reflect the seriousness with which society views those
offences.
Prescribed
sentences are intended to ensure, "a severe, standardised and
consistent response from the courts to the commission
of such
crimes".
[9]
The objective
gravity of the type of crime and the public's need for effective
sanctions against it are important aspects in the
analysis of this
portion of the
Zinn
triad.
[38]
It is in my view, not without significance that the relevant
provisions of the
Criminal Law Amendment Act are
no longer in the
form in which they were originally enacted. At inception, only High
Courts were entitled to impose the prescribed
life sentence in terms
of section 51(1), but this jurisdiction was extended to regional
courts by was of amendments to the Act
in 2015.
[39]
More significant still, there was a savings provision in section
53(1) in terms of which the prescribed sentences were to have
effect
only for two years from the commencement of the Act which was on 13
November 1998, although the President could extend this
period with
the concurrence of parliament for a year at a time in terms of
section 53(2).
[40]
That temporal
limitation was removed by way of the amendments to the legislation
which took effect on 31 December 2007.
This reveals-
sadly - that the original intention of the legislation, described
in paragraph 7
of
Malgas
as "a
relatively short term response to a situation which it was hoped
would not persist indefinitely", namely, "an
alarming
burgeoning in the commission of crimes of the kind specified and
an
attempt to stem the tide of criminality which threatened and
continues to threaten to engulf society" did not have the
desired effect.
[41]
S v Chapman
[1997] ZASCA 45
;
1997 (3)
SA 341
(SCA) is a joint judgment penned by Mahomed, CJ, Van Heerden
and Olivier JJA. In it, the Supreme Court of Appeal held as follows:-
"The
Magistrate gave consideration to all the other circumstances
impacting on the appellant, but he correctly balanced such
circumstances against the legitimate interests of the community.
This, in our view is
a
correct
approach. Rape is a very serious offence, constituting
as
it does,
a
humiliating,
degrading and brutal invasion of the privacy, the dignity and the
person of the victim. The rights to dignity, to privacy,
and the
integrity of every person are basic to the ethos of the Constitution
and to any defensible civilization. Women in this
country are
entitled to the protection
of
these
rights. They have
a
legitimate
claim to walk peacefully on the streets, or to enjoy their shopping
and their entertainment, to go and come from work,
and to enjoy the
peace and tranquillity of their homes without the fear, the
apprehension and the insecurity which constantly diminishes
the
quality and enjoyment of their lives. The appellant showed no respect
for their rights
.
..
The Courts
are under
a
duty to
send
a
clear
message to the accused, to other potential rapists and to the
community: we are determined to protect the equality, dignity
and
freedom of all women, and we shall show no mercy to those who seek to
invade those rights."
[42]
Those words
and sentiments are entirely apposite here. Indeed, female children
deserve even greater protection than their adult
counterparts.
[43]
In my view the
learned regional magistrate committed no misdirection. His able
judgment demonstrates that he carefully considered
all the relevant
factors against the appropriate test as articulated in terms of
settled jurisprudence.
He cannot be
faulted for
finding that
there were no substantial and compelling circumstances which
warranted a departure from the prescribed sentence in
this case.
There is nothing disproportionate about the sentence either, to the
extent that this can be a separate consideration
in the present
·
context.
[44]
In the result,
the
appeal
is dismissed
and
the
conviction
of
the
court
a
quo
is
confirmed.
A M ANNANDALE AJ
I
concur:
M
SIBISI
AJ
JUDGMENT
RESERVED:
24
JUNE 2024
JUDGMENT
HANDED DOWN:
This
judgment was handed down
electronically
by circulation to the parties' legal representatives by email
publication. The date and time for hand-down is deemed
to be 12h00 on
26 June 2024.
COUNSEL
FOR APPELLANT:
MR
DANISO
Instructed
by:
DURBAN
JUSTICE CENTRE
C/O
PMB JUSTICE CENTRE
HIGH
COURT UNIT
(REF:
MR PATRICK MKUMBUZI)
FOR
THE
RESPONDENT:
ADV
S NAIDU
Instructed
by:
OFFICE
OF THE DIRECTOR OF
PUBLIC
PROSECUTIONS.
DURBAN
[1]
As
a contravention of section 3 of the Criminal Law Sexual Offences and
related matters Amendment Act 32
of
2007 read with sections 1,56(1), 57, 58, 59, 60 and 61.
[2]
But
see para 4 below, I don
'
t
think there is an appeal against the sentence on the pornography
charge and the notice to appeal was therefore also confined
only to
the sentences of life imprisonment.
[3]
In
terms of
sections 309
and
309
(B) of the
Criminal Procedure Act
[4
]
S
v
Malgas
[2001]
3 All SA 220(A)
, para 12
[5]
Malgas
para
25
[6]
S
v Mashanini
2012
(1) SACR 604
SCA para 24.
[7]
S
v
Matyityi
2011
(1)
SACR
40
SCA
para13.
[8]
Note
7
supra,
para
13.
[9]
Malgas
supra
para
8.
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