Case Law[2022] ZAKZDHC 23South Africa
Nxumalo v S (AR263/2019 RC51/2013) [2022] ZAKZDHC 23 (10 February 2022)
High Court of South Africa (KwaZulu-Natal Division, Durban)
10 February 2022
Headnotes
and opposite the word 'Assessors' appears the manuscript recordal that 'Defence does not need assessors'. There is no indication that the pre-trial meeting was held in the presence of either the learned magistrate or Mr Nxumalo; and
Judgment
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# South Africa: Kwazulu-Natal High Court, Durban
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## Nxumalo v S (AR263/2019 RC51/2013) [2022] ZAKZDHC 23 (10 February 2022)
Nxumalo v S (AR263/2019 RC51/2013) [2022] ZAKZDHC 23 (10 February 2022)
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sino date 10 February 2022
IN
THE HIGH COURT OF SOUTH AFRICA
KWAZULU-NATAL
DIVISION: DURBAN
Case
No: AR263/2019
Case
No: RC51/2013
In
the matter between:
Sandile
Goodman Nxumalo
Appellant
and
The
State
Respondent
Judgment
Lopes
J
[1]
The appellant in
this
matter, Sandile Goodman Nxumalo, was
charged in the Pongola Regional Court on the 31
st
March 2014 with one count of murdering Sibusiso Sibiya. On the 26
th
January 2015, Mr Nxumalo was convicted as charged and sentenced to
undergo 15 years' imprisonment.
[2]
Although the presiding officer during the
trial was Mr Nhleko, the application for leave to appeal, which was
only against the sentence
imposed, was heard by Ms Barnard, who
granted Mr Nxumalo leave to appeal against his sentence.
[3]
In supplementary
heads of argument delivered by Mr
Z Fareed on behalf of Mr Nxumalo, the point
was raised for the first time that the leaned magistrate had failed
properly to invoke
the provisions of the proviso to s
93ter(l)
of the Magistrate's Court Act, 1944.
That being so, the court was not properly constituted, and the
conviction and sentence fell
to be set aside. Accordingly, it
is necessary for this court to decide the matter
on review. The power to do so is reflected in both s 304(4).
See:
S v Moyo
2018 (1) SACR 658
(GSJ).
(4)
The record reveals that:
(a)
on the 26
th
September 2013, Mr
Zulu
was appointed as the new attorney for both Mr
Nxumalo and Mr
Mdluli. The typed version of the record
states that:
'Mr Zulu informed the
court that the defence does not require the assessors.';
(b)
on the 9
th
December 2013, a pre-trial conference was held, and opposite the word
'Assessors' appears the manuscript recordal that 'Defence
does not
need assessors'. There is no indication that the pre-trial meeting
was held in the presence of either the learned magistrate
or Mr
Nxumalo; and
(c)
When the trial commenced on the 31
st
March 2014, the following was recorded:
'COURT Advocate Zulu
maybe if you could just confirm this - that the defence does not
require the assessors. I know that is what
transpired during
pre-trial conference. Is that still the position, they do not
require?
MR
ZULU
Yes, that is correct, that is
still
the
position.'
[5]
Nothing further was said on that subject,
and Mr
Nxumalo
was not asked to confirm what his attorney had said, nor whether he
wished to add anything. The authorities make it clear
that the
proviso to s 93ter(1) sets out the manner in which the court is
normally to be constituted -
the
magistrate and two assessors,
and unless an
accused person requests the court not to sit with assessors, the
court will not be properly constituted without assessors.
[6]
In S
v Du Plessis
2012 (2) SACR 247
(GSJ), the court set out
the importance of assessors, and found that the failure to consider
to appoint assessors rendered the
trial a failure of justice. The
court, however, indicated that it would be sufficient to determine
whether the need for assessors
would be waived, if the presiding
officer were to enter into discussions with the accused or his legal
representative.
[7]
The meaning and effect of s
93ter(1),
and the cases dealing with it were
fully canvassed in
Chala and others v
Director of Public Prosecutions, KwaZulu Natal and another
2015
(2) SACR 283
(KZP). The court held that a proper explanation of the
proviso must be given to an accused person. This judgment was
approved of
in S
v Gayiya
2016
(2) SACR 165
(SCA). At paragraph 8, Mpati J, stated:
'In
my view the issue in the appeal is the proper constitution of the
court before which the accused stood trial. The section is
peremptory. It ordains that the judicial officer presiding in a
regional court before which an accused is charged with murder (as
in
this case)
shall
be assisted by two assessors at the trial,
unless the accused requests that the trial proceed without assessors.
It is only where
the accused makes such a request that the judicial
officer becomes clothed with a discretion either to summon one or two
assessors
to assist him or to sit without an assessor. The starting
point, therefore, is for the regional magistrate to inform the
accused,
before the commencement of the trial, that it is a
requirement of the law that he or she must be assisted by assessors,
unless
he (the accused) requests that the trial proceed without
assessors.'
[8]
The
approach in S
v
Langalitshoni
2020
(2) SACR 65
(ECM) expanded on the approaches previously adopted. The
learned magistrate had addressed the appellant's legal
representative,
drawing attention to the fact that one of the counts
which the appellant faced was murder and stated:
'
... where the assessors are supposed to be there, are you going to
use the services of the assessors?'
The
legal representative replied in the negative, and the charges were
put to the appellant. The court referred to the peremptory
nature of
s
93ter(l),
and found that the starting point was for the
regional court magistrate to have informed the accused before the
commencement of
the trial, that he or she must be assisted by
assessors unless the accused requests that the trial proceed without
assessors. At
paragraphs 8, 9 and 11 the court stated:
'[8]
The statement of the legal principle quoted in the preceding
paragraph has the effect of creating an obligation on the part
of a
regional magistrate presiding over a trial involving a charge of
murder. There are two essential elements to the obligation.
The first
is to inform the accused person before the commencement of the
proceedings what the peremptory provisions of the law
require to
ensure the proper constitution of the regional court. The second
element is to inform the accused person that he or
she may elect to
proceed with the trial without assessors.
[9]
In my view, it is a relatively simple
matter for a regional magistrate to discharge both elements of the
obligation. What is required
is a repetition of the legal principle
quoted elsewhere in this judgment. Ideally, communication of the
legal principle should
be made in a direct manner by the magistrate
addressing the accused person, who should be asked at that stage to
indicate whether
or not be or she has been made aware of the
peremptory provisions. The legal representative of the accused person
may then be asked
by the magistrate to confirm the correctness of the
answer given by the accused person. It is then necessary for the
magistrate
to ask specifically whether the accused person wishes to
permit the trial to proceed without assessors. At this point a
magistrate
would not be criticised for giving a brief outline of the
role played by assessors in a criminal trial. The magistrate ought to
be satisfied that the answer given
by
the accused
person
demonstrates
an
appreciation
of
the nature of the question
and
reflects a
reliable response in the circumstances.
The
accused person has a right to be tried in a fully constituted court.
An election to proceed without assessors amounts to a waiver
of such
right. A waiver of a right cannot be achieved without knowledge
thereof. That this is so should be checked with the accused
person
and the legal representative.
[11].
..
In asking "are
you going to use the services of the assessors", the magistrate
is not conveying to the appellant that
the proper constitution of the
court requires that the magistrate ordinarily sit with two assessors.
The question posed suggests
that the court is constituted ordinarily
by the regional magistrate sitting alone. It conveys the suggestion
that the appellant's
legal representative has a right to request the
participation of assessors as an additional 'service'...
what
is required
is an
indication of whether or
not
the appellant
elected
to waive an existing right. One cannot
simply assume that, because of the preamble contained
in the magistrate's questioning, one can
accept that both the magistrate and the legal representative knew
that the right created
thereby
could
be waived by the appellant and that the
legal representative of the appellant was indeed unequivocally
waiving the right created
by the section. It is also of concern that
the appellant was not addressed personally
by the magistrate and that the correctness
of his or her answer was not thereafter confirmed by the legal
representative.'
[9]
The crisp issue which arises in this matter is whether the
communications with regard to the appointment of assessors between
the prosecutor and Mr Zulu (in the pre-trial hearing), or the
exchange in court between the learned magistrate and Mr
Zulu
were
sufficient. Mr Nxumalo himself, was not involved in these
discussions, save for being present when the learned magistrate spoke
to Mr Zulu.
[10]
The proviso was never explained to Mr Nxumalo, and he never made a
request not to sit with assessors. Whether his legal representative
explained the proviso to
him,
is also not
reflected
on the record. Had that
been the case, the
learned
magistrate could have engaged Mr Nxumalo so that he could have
confirmed his understanding of the section, and his request
not to
have assessors.
[11]
In
S v
Khambule
1999
(2)
SACR
365
(0)
at 367,
Haneke J dealt with the proviso as follows:
'Verder
vereis die artikel positiewe optrede van 'n beskuldige, naamlik 'n
'versoek' te dien effekte alvorens die verhoor sonder
assessore
voortgesit kan word. Hierdie aspek raak die saamestelling van die
hof, wat 'n wesenlike invloed ten opsigte van die verhoor
kan he. Dit
is dus noodsaaklik dat die bepalings van hierdie artikel onder die
aandag van die verdediging gebring moet word, welke
feite insluitende
sy 'versoek' uit die saakrekord moet blyk indien 'n streeklandros
sonder assessore in 'n moordverhoor sou sit.
Na my mening is
nie-voldoening aan die bepalings van die artikel nie alleen
onreelmatig nie, maar stel dit ook 'n regskending
daar
in die omstandighede.'
This
approach seems to have foreshadowed some of the later judgments on
this issue.
[12]
Accordingly, the conviction and
sentence imposed upon Mr Nxumalo fall to be set aside. As there was
no appeal against conviction
before us, we make the following order:
'In
terms of
s 304(4)
of the
Criminal Procedure Act, 1977
, the conviction
and sentence imposed upon Mr Nxumalo are set aside.'
Lopes
J
Ploos
van Amstel J
Date
of judgment:
10
th
February 2022.
For
the appellant:
Ms Z Fareed (instructed by Legal Aid South Africa).
For
the respondent:
Mr T Buthelezi (for the State Attorney).
Note:
This matter was heard in terms of s 19(a) of the Superior Courts Act,
2013 (with the consent of both parties), and this judgment
is handed down by electronic transmission
to the parties, and by placing it in the court file
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