Case Law[2025] ZALAC 17South Africa
Department of Correctional Services v Kutu and Others (JA27/2024) [2025] ZALAC 17; [2025] 6 BLLR 551 (LAC); (2025) 46 ILJ 1331 (LAC) (14 March 2025)
Labour Appeal Court of South Africa
14 March 2025
Headnotes
the arbitrator’s finding that Mr Kutu was guilty of insubordination. Yet, the Labour Court set aside the sanction of dismissal and substituted it with an
Judgment
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## Department of Correctional Services v Kutu and Others (JA27/2024) [2025] ZALAC 17; [2025] 6 BLLR 551 (LAC); (2025) 46 ILJ 1331 (LAC) (14 March 2025)
Department of Correctional Services v Kutu and Others (JA27/2024) [2025] ZALAC 17; [2025] 6 BLLR 551 (LAC); (2025) 46 ILJ 1331 (LAC) (14 March 2025)
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sino date 14 March 2025
FLYNOTES:
LABOUR
– Dismissal –
Insubordination
–
Correctional
services officer – Refusing to take inmate to hospital –
Immaterial whether communication was an
order or assistance
requested – Was part of employee’s duties to escort
inmates – Alleged conspiracy –
Obey now and grieve
later – This even more fundamental in law enforcement
institutions – Evidence on record showed
that employee had
three existing disciplinary warnings – Arbitrator found
dismissal appropriate.
THE
LABOUR APPEAL COURT OF SOUTH AFRICA, JOHANNESBURG
Not
Reportable
Case
No: JA27/2024
In
the matter between:
DEPARTMENT
OF CORRECTIONAL SERVICES
Appellant
and
TD
KUTU
First Respondent
GENERAL
PUBLIC SERVICE SECTORAL
Second Respondent
BARGAINING
COUNCIL
PM
NGAKO
NO
Third Respondent
Heard
:
27 February 2025
Delivered
:
14 March 2025
Coram:
Savage AJP, Nkutha-Nkontwana JA,
et
Sutherland AJA
JUDGMENT
NKUTHA-NKONTWANA,
JA
Introduction
[1]
This is an appeal by the Department of Correctional Services (DCS)
against the judgment and order of the Labour Court
delivered on 18
September 2023, reviewing and setting aside the arbitration award
issued by the third respondent (arbitrator) dated
17 November 2020,
only in relation to the sanction of dismissal. The arbitrator found
the dismissal of the first respondent (Mr
Kutu) procedurally and
substantively unfair. The Labour Court upheld the arbitrator’s
finding that Mr Kutu was guilty of
insubordination. Yet, the Labour
Court set aside the sanction of dismissal and substituted it with an
order of reinstatement with
a final written warning.
[2]
DCS is appealing the Labour Court’s order with the leave
granted by this Court on 7 May 2024. The record of appeal
was filed
in July 2024. However, DCS failed to file the notice of appeal. Mr
Kutu filed the notice of cross-appeal on 17 October
2024, appealing
the Labour Court’s finding upholding the verdict of guilty
issued by the arbitrator and the reinstatement
with a final written
warning.
[3]
It is
convenient to first dispose of the technical impediments facing both
parties. DCS failed to file the notice of appeal per
Rule 6(1) of the
Rules of this Court.
[1]
Consequently, the cross-appeal is technically late.
[2]
There are no condonation applications by either party for failing to
comply with the Rules of this Court.
[4]
Mr Moeletsi, counsel for DCS, seemed ignorant of the requirement to
file a notice of appeal consequent to the successful
petition for
leave to appeal. On the other hand, Mr Diamond, counsel for Mr Kutu,
attributed the delay in filing the notice of
cross-appeal to DCS’s
failure to file the notice of appeal. Both these submissions are
fallacious and stand to be rejected
as the Rules on the period within
which to file the notice of appeal and/or notice of cross-appeal are
explicit.
[5]
The turn of
events in this case is regrettable as the legal practitioners'
ignorance of the Rules is inexcusable. Still, we were
disinclined to
strike the matter from the roll because of the inconvenience and
limited judicial resources. Both the court and
the parties are aware
of the issues which have been raised in this appeal and the
respondent has had a proper opportunity to provide
a full and proper
answer to these issues. In these circumstances, it is warranted that
the merits of this case be dealt with when,
in the interest of
justice, non-compliance with the Rules by both parties is condoned in
terms of Rule 13(1)(a) of the Rules.
[3]
However, this indulgence is peculiar to this case and it must be
recorded that this Court will not lightly tolerate such
failings as a matter of course in the future.
Pertinent
facts
[6]
DCS employed Mr Kutu as a Correctional Officer at Atteridgeville
Correctional Centre. He was dismissed on 29 August 2019
following a
disciplinary hearing on three charges of misconduct pertaining to
failure to carry out lawful instructions. Mr Kutu
referred an unfair
dismissal dispute to the second respondent, which served before the
arbitrator following a failed conciliation.
[7]
The arbitrator exculpated Mr Kutu on charges 2 and 3 but found him
guilty of charge 1, which reads as follows:
‘
Charge 1:
Disciplinary code and procedure - Annexure A: Point (K) fails to
carry out a lawful order or routine instruction without
just and
reasonable cause. In that, on the 19th of July 2018 at about 11h00 at
Atteridgeville Correctional Centre Mr Malungwana
(unit manager) gave
you a lawful and reasonable instruction to take offender [inmate]
Sibusiso Mthimkhulu 218625225 to Kalafong
Hospital for medical
treatment. You failed to carry out this lawful and reasonable
instruction.’
[8]
Malungwana testified that, on 19 July 2018, he received a call from
the prison clinic requesting an escort to take an
inmate to Kalafong
hospital. He went to the clinic to enquire about the situation. The
nurse advised him that the inmate had a
kidney and bladder problem,
and as a result, he could not urinate. As he came out of the clinic,
he came across Mr Kutu and asked
him to assist with escorting the
inmate, who had a serious medical problem, to the hospital. Mr Kutu
refused to assist, stating
that, as it was his birthday, he was going
to knock off at noon.
[9]
Mr Malungwana testified that he was not convinced it was Mr Kutu’s
birthday as he had been working with him for
a long time. He went to
the Human Resources to verify Mr Kutu’s birthday. It then
transpired that Mr Kutu was dishonest as
his birthday is on 22
September. He approached Mr Kutu, who was next to the gate, and
confronted him about his dishonesty. Mr Kutu
claimed that he was
confusing his birthday with that of his wife. Mr Malungwana once more
requested Mr Kutu to assist with escorting
the inmate to the
hospital, but he refused because he was going for lunch.
[10]
It is not in dispute that, as a Correctional Officer, Mr Kutu’s
duties included escorting inmates to court or hospital,
escorting
inmates to clean offices and accommodation of officials and guarding
inmates in field duties. Yet Mr Kutu mounted a bifurcated
defence.
First, Mr Kutu denied that he was given a reasonable instruction to
escort the inmate to the hospital. His evidence was
that Mr
Malungwana informed him that he was requesting assistance but did not
specifically order him to escort the inmate. Hence,
he told Mr
Malungwana that he was going for lunch.
[11]
Second, Mr Kutu testifies that he was a victim of a conspiracy that
was orchestrated by Mr Mkwanazi, the head of the
Correctional Centre,
to dismiss him because he had changed trade unions (he had left
POPCRU for PSA). To support this conspiracy
theory, the evidence of
Messrs Luke and Papo was led. Mr Luke testified that he was part of
the PSA delegation that met with Mr
Mkwanazi on 24 April 2018 to
discuss a verbal warning against Mr Kutu following an alleged
insubordination with the hope of reaching
an amicable solution.
However, Mr Mkhwanazi was not indulgent, stating that he was forced
to act against Mr Kutu since he left
POPCRU and joined PSA.
[12]
Mr Papo, on the other hand, testified that Ms Ramokgopa, who was a
part of management, advised him that Mr Mkwanazi issued
a directive
that Mr Kutu had to be allocated tasks to escort inmates to the
hospital or court so that he could refuse and be charged
with
misconduct. Both Mr Malungwana and Ms Ramokgopa denied that there was
a conspiracy to entrap Mr Kutu with instructions to
escort inmates.
Mr Malungwana was adamant that, on the day in question, an inmate had
an emergency medical problem; hence, he had
to request another
official to escort the inmate to the hospital when Mr Kutu refused to
assist.
[13]
The arbitrator found it immaterial that Mr Malungani used the word
“assistance” instead of “ordered”
when he
issued the instruction since it was Mr Kutu’s duty to escort
inmates. Therefore, he found Mr Kutu guilty as charged.
As regards
the sanction, the arbitrator found the dismissal appropriate, having
taken into consideration the seriousness of the
inmate’s
medical condition.
In
the Labour Court
[14]
Mr Kutu lodged a review application against the award premised on
three grounds of review. First, Mr Kutu contended that
the arbitrator
failed to consider the relevant evidence, particularly, the evidence
that showed that there was no instruction.
Alternatively, even if
there was an instruction, the motivation for the instruction was
unreasonable, it was further contended.
Second, Mr Kutu contended
that the arbitrator made an error of logic concerning the charge by
ignoring the casual manner in which
the instruction was given; as it
gave the impression that he (Mr Kutu) had a discretion to refuse to
assist. Lastly, Mr Kutu contended
that the arbitrator’s finding
on the appropriateness of the sanction of dismissal is supported by
evidence.
[15]
The Labour Court found that:
‘
[26]
It should be noted, in my view, the applicant's testimony in regard
to the incident seems condensed and lacking
in certain respects. For
example, he did specifically answer the evidence of Mr Malungwana
regarding the misrepresentation of his
birthday.
[27]
Nonetheless, it appears to me largely common cause that the applicant
was either asked or requested to assist
Mr Malungwana, which request
he refused.’
[16]
Furthermore, the Labour Court rejected the conspiracy theory, stating
the following in paragraph 30 of the judgment:
‘
I have not found
any evidence on the record to support this contention; however, the
fact remains that an instruction, which related
to his employment,
was given to the applicant and he refused to honour it. If there were
certain employees of the third respondent
who may have conspired to
get rid of the applicant, their plan could have been foiled had the
applicant elected to comply with
a lawful instruction.’
[17]
Regarding the sanction, the Labour Court found that the dismissal to
be unreasonable, stating the following:
‘
[33]
The applicant has been employed by the third respondent for around 17
years, and it cannot be said that he
was a 'problem employee' or that
his record is marred with disciplinary incidents.
[34] I
do, however, we appreciate the seriousness of the applicant's
employment and the requirement that he must
follow orders. On Mr
Malungwana's version, the inmate that required attention was in a
serious condition. It is furthermore conceivable
that the safety of
all parties employed at the prison would be compromised if everyone
followed the applicant's lead and refused
to follow instructions.
[35]
Notwithstanding, I am not satisfied that the applicant's misconduct
justified an immediate dismissal, especially
in a system which has
restorative justice as one of its tenets.’
In
this Court
[18]
Mr Kutu persists with his contention that, to the extent that Mr
Malungwana’s instruction was casual, he was not
guilty of
insubordination. Mr Diamond submitted that the instruction was, in
any event, unreasonable because Mr Kutu was a victim
of a conspiracy
which targeted him for instructions with a predetermined view of
dismissing him in the event of non-compliance.
Therefore, the
arbitrator committed a reviewable irregularity in failing to
appreciate the motive behind the instruction. Equally,
the Labour
Court erred in upholding the finding of guilty. Instead, the Labour
Court ought to have found that Mr Kutu was not guilty
and reinstated
him without a final written warning.
[19]
DCS appeals only the order of the Labour Court setting aside the
sanction of dismissal. Mr Moeletsi submitted that the
Labour Court
erred in treating the matter as an appeal and, therefore, blurring
the line between review and appeal.
Discussion
[20]
The review
test is trite and need not be restated, save to reiterate that in a
reasonableness review, the reviewing court is not
asked to undertake
a
de
novo
analysis
of the issue or cogitate on what the correct decision would have
been.
[4]
On the contrary, the
enquiry must be directed at the decision en bloc, including the
reasons provided and the outcome that was
reached by the
arbitrator.
[5]
[21]
Mr Kutu’s cross-appeal pays no homage to the above principles
as his attack on the award is premised on cherry-picked
evidence. If
Mr Kutu’s assertion that there was a conspiracy to target him
for instructions to escort inmates is anything
to go by, it must be
accepted, at the very least, that Mr Malungwana did instruct him to
escort the inmate to the hospital. In
any event, Mr Malungwana was
adamant that he had twice requested Mr Kutu to assist, but he
refused. It was not in dispute that
there was an inmate who needed to
be escorted to the hospital. Contrary to Mr Diamond’s
submission, Mr Kutu conceded during
cross-examination that escorting
inmates to the hospital was part of his duties. Therefore, it is
inconceivable that Mr Kutu could
have been given an option to refuse
to obey the instruction, which was reasonable and
unlawful
.
[22]
As well, Mr Diamond's submission that the arbitrator ignored the
uncontested evidence that Mr Kutu was a victim of a
conspiracy to
dismiss him is not supported by evidence. Ms Ramokgopa denied that
she told Mr Papo about the conspiracy to dismiss
Mr Kutu. While Mr
Luke conceded during cross-examination that Mr Kutu was not
victimised because of his union official duties,
contrary to Mr
Kutu’s evidence.
[23]
I therefore agree with the Labour Court that, even if there was a
conspiracy to dismiss Mr Kutu, which, in his own version,
he was
aware of, it could have been averted had he obeyed the reasonable and
lawful instruction to escort the inmate to the hospital.
The adage
“
obey now and grieve later
” (which requires
employees to obey lawful and reasonable instructions by superiors and
to challenge any indiscretions
post factum)
still holds true
today. This is even more fundamental in law enforcement institutions,
which DCS is part of, where obedience is
imperative.
[24]
It follows that the arbitrator’s finding that Mr Kutu was
guilty of charge 1 is reasonable and the Labour Court
was correct in
refusing to interfere with it.
[25]
When it
comes to the appropriateness of sanction of dismissal, in
Palluci
Home Depot (Pty) Ltd v Herskowitz and Others
,
[6]
this Court, likewise confronted with a case of insubordination,
stated that “…
failure
of an employee to comply with a reasonable and lawful instruction of
an employer or an employee’s challenge to, or
defiance of the
authority of the employer may justify a dismissal, provided that it
is wilful (deliberate) and serious
”.
[26]
The
authority to decide on the severity of misconduct in the
circumstances resides with the arbitrator.
[7]
To the extent that the exercise of that authority implicates a value
judgment, the arbitrator’s predilection must prevail
unless it
is shown to fall outside the realm of reasonable outcomes.
[8]
[27]
In the present instance, the Labour Court appreciated the seriousness
of Mr Kutu’s defiance, not only in relation
to the inmate who
needed emergency medical assistance, but also the implication to the
safety of other correctional officers should
insubordination be
tolerated. Yet, it erred in finding that Mr Kutu was not “
a
problem employee”
or “
that his record is marred
with disciplinary incidents
”. The evidence on record shows
that Mr Kutu had three existing disciplinary warnings. Mr Momeki, the
chairperson of the disciplinary
hearing, testified that the three
disciplinary warnings (verbal, written and final written) against Mr
Kutu pertained to insubordination.
This evidence was not seriously
challenged.
[28]
Instead, Mr Kutu denied any knowledge of the warnings. This assertion
is obviously inconsistent with Mr Luke’s
evidence that the
reason PSA officials had a meeting with Mr Makwanazi on 24 April 2018
was to discuss the verbal warning against
Mr Kutu, and whilst they
were still in that meeting, another disciplinary warning was brought
to their attention. It is also telling
that the disciplinary warnings
were never challenged, a fact conceded by Mr Kutu.
[29]
It follows
that the Labour Court paid lip-service to the review test and blurred
the line between review and appeal. It failed to
take cognisance of
the fact that the threshold “
is
higher than
simply
could a reasonable arbitrator have imposed a lesser sanction; rather
the question is could no reasonable arbitrator have
concluded
dismissal was appropriate
”
[9]
.
If regard is had to the entirety of the facts and circumstances of
this case, the arbitrator’s finding on the sanction of
dismissal is reasonable and accordingly unassailable.
Conclusion
[30]
In all the circumstances, the appeal by DCS must succeed, and the
order of the Labour Court pertaining to the sanction
falls to be set
aside. The cross-appeal by Mr Kutu, on the other hand, must meet its
demise.
Costs
[31]
Having considered the requirements of law and equity, I am
disinclined to award costs.
[32]
In the result, the following order is made:
Order
1. The appeal is
upheld, and the order of the Labour Court is set aside and
substituted with the order that the review application
is dismissed.
2. The cross-appeal
is dismissed.
3. There is no
order as to costs.
Nkutha-Nkontwana
JA
Savage
AJP and Sutherland AJA concur.
Appearances:
For
the Appellant:
Adv BT Moeletsi
Instructed
by:
Office of the State Attorney Pretoria
For
the Respondent: Adv
AC Diamond
Instructed
by:
JW Wessels & Partners Inc
[1]
Government
Notice 4775A of 2024
:
Rules for the Conduct of Proceedings in the Labour Appeal Court
which came into effect on 17 July 2024. Rule 6(1) provides:
‘A
notice of appeal must be delivered within 15 days of leave being
granted’.
[2]
Rule 5 provides: ‘Any respondent who wishes to cross-appeal
has an automatic right to do so and must
deliver
a notice of cross-appeal within 15 days of the receipt of the notice
of appeal’.
[3]
Rule 13 provides:
‘
Powers
of the Judge President
(1)
The Judge President, may on request or application, or on the Judge
President’s own initiative:
(a)
extend or reduce any time period prescribed in these rules and may
condone non-compliance with these rules;
(b)
give such directions in matters of practice, procedure and the
disposal of any appeal, application or interlocutory matter
as the
Judge President or the Court may consider just and expedient.
(2)
Any power or authority vesting in the Judge President in terms of
these rules may be exercised by a judge or judges designated
by the
Judge President for that purpose.’
[4]
See:
Sidumo
and Another v Rustenburg Platinum Mines and Others
[2007] ZACC 22
;
2008 (2) SA 24
(CC) at paras 78 - 79;
Booi
v Amathole District Municipality and Others
[2021]
ZACC 36
; (2022) 43 ILJ 91 (CC) (
Booi
)
at para 44.
[5]
See:
Gold
Fields Mining SA (Pty) Ltd (Kloof Gold Mine)
v
Commission for Conciliation, Mediation and Arbitration and Others
[2007] ZALC 66
;
[2014] 1 BLLR 20
(LAC) at paras 18 - 21;
Anglo
Platinum (Pty) Ltd (Bafokeng Rasemone Mine) v De Beer and Others
[2014]
ZALAC 82
; (2015) 36 ILJ 1453 (LAC) at para 12
;
Mashaba v University of Johannesburg and Others
[2022] ZALAC 116
; (2023) 44 ILJ 156 (LAC) at para 19.
[6]
[2014] ZALAC 81
; (2015) 36 ILJ 1511 (LAC) at paras 22 and 33.
[7]
See
:
TMT Services and Supplies (Pty) Ltd v Commission for Conciliation,
Mediation and Arbitration and Others
[2018] ZALAC 36
; (2019) 40 ILJ 150 (LAC) (
TMT
Services
)
at para 21.
[8]
Id at paras 21, 23 – 25. See also
Quest
Flexible Staffing Solutions (Pty) Ltd (a division of Adcorp
Fulfilment Services (Pty) Ltd) v Legobate
[2014]
ZALAC 136
; (2015) 36 ILJ 968 (LAC) at paras 18 – 19.
[9]
TMT
Services
supra
fn 7 at para 25.
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