Case Law[2023] ZALAC 7South Africa
NEHAWU v Minister For The Public Service And Administration and Others (JA19/2023) [2023] ZALAC 7; [2023] 6 BLLR 487 (LAC); (2023) 44 ILJ 1207 (LAC) (13 March 2023)
Labour Appeal Court of South Africa
13 March 2023
Judgment
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# South Africa: Labour Appeal Court
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## NEHAWU v Minister For The Public Service And Administration and Others (JA19/2023) [2023] ZALAC 7; [2023] 6 BLLR 487 (LAC); (2023) 44 ILJ 1207 (LAC) (13 March 2023)
NEHAWU v Minister For The Public Service And Administration and Others (JA19/2023) [2023] ZALAC 7; [2023] 6 BLLR 487 (LAC); (2023) 44 ILJ 1207 (LAC) (13 March 2023)
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sino date 13 March 2023
FLYNOTES:
HEALTH SERVICES AND STRIKE
LABOUR
– Strike – Interdict – Execution of order
pending appeal by union – Many members employed in
essential
services – People entitled to access essential public
services – Existence of exceptional circumstances
and
irreparable harm – Whether a section 18 order was warranted
against the entire strike – Enforcement of interdict
against
employees on strike who are employed in essential services was
warranted –
Labour Relations Act 66 of 1995
,
s 65(1(d)(i).
IN THE LABOUR APPEAL COURT OF SOUTH
AFRICA, JOHANNESBURG
Reportable
Case
no: JA19/2023
In the matter between:
NATIONAL EDUCATION, HEALTH AND
ALLIED WORKERS UNION
Appellant
and
minister for the public service and
administration
First
Respondent
DEPARTMENT OF PUBLIC SERVICE AND
ADMINISTRATION
Second
Respondent
MINISTER OF FINANCE
Third
Respondent
NATIONAL
TREASURY Fourth
Respondent
PUBLIC SERVICE COORDINATING
BARGAINING
COUNCIL Fifth
Respondent
Heard:
10 March 2
023
Delivered:
13 March 2023
Coram:
Waglay JP, Savage and Gqamana AJJA
JUDGMENT
THE COURT
Introduction
[1]
This
appeal is against the judgment and order of the Labour Court (per Van
Niekerk J) on 6 March 2023 in terms of which it was found
that the
respondents had established exceptional circumstances and irreparable
harm such as to permit execution of the order granted
by the Labour
Court (per Tlhothlalemaje J) on 4 March 2023 interdicting a national
strike in the public service called by the appellant,
the National
Education, Health and Allied Workers Union (NEHAWU) on behalf its
members.
[2]
On 5
March 2023, NEHAWU sought leave to appeal against the order of
Tlhothlalemaje J. On 6 March 2023, the first respondent, the
Minister
for the Public Service and Administration (Minister) and the second
respondent, the Department of Public Service and Administration
(DPSA), applied for an urgent order under section 18 of the Superior
Courts Act
[1]
(SCA) to execute the order of Tlhothlalemaje J pending determination
of NEHAWU’s appeal. The same day, the Labour Court granted
the
section 18 order sought. NEHAWU noted an appeal against that order,
the right to appeal being automatic under section 18(4)(ii)
of the
SCA. This appeal was set down for hearing in this Court on an urgent
basis.
[3]
On 6
October 2022, the appellant, NEHAWU, together with three other trade
unions, referred a mutual interest dispute to the fifth
respondent,
the Public Service Coordinating Bargaining Council (PSCBC), in
respect of public sector wages for the 2022/2023 year.
On 1 November
2022, wage negotiations deadlocked and on the same day, the PSCBC
declared the dispute unresolved and issued a certificate
to this
effect, with picketing rules also agreed between the parties the same
day. On 17 November 2022, acting under section 5(5)(b)
of the Public
Service Act,
[2]
the DPSA implemented its final offer of a 3% across-the-board wage
increase to public service employees, backdated to 1 April 2022.
On
17 February 2023, the DPSA invited unions to commence negotiations in
the PSCBC before the start of the new financial year on
1 April 2023
in respect of wages for the upcoming financial year, tabling a wage
offer for the period from 2023/2024 - 2025/2026.
[4]
On 23
February 2023, NEHAWU issued a strike notice in terms of
section
64(1)(d)
of the
Labour Relations Act
[3
]
(LRA), which notice was given to “all Director Generals and
Heads of Departments across all departments and provinces (including
SASSA, SIU and SANBI)” stating that a strike would commence in
seven days, at 06h00 on 6 March 2023 “in all workplaces
in the
public service, including those of SASSA, SIU and SANBI”. The
notice set out demands including a 10% increment, R2500
housing
allowance increase, the refusal to review PSCBC resolution 7 of 2015
which should be amended to record that resigned or
dismissed
employees would receive accumulated savings, and the introduction of
pay progression “beyond the last notch”.
[5]
On 26
February 2023, the Director-General of the DPSA informed NEHAWU in a
letter that the strike notice included essential services
employees
in the public service, employees who were prohibited from striking,
as well as entities that fall outside of the public
service and the
scope of the PSCBC. The Director-General asked NEHAWU to confirm in
writing that it “will actively ensure
that members rendering
essential services will not participate in the strike”. On 28
February 2023, the DPSA’s attorneys
wrote to NEHAWU indicating
that the union had not responded to the written request on 26
February 2023 that it confirms in writing
that employees rendering
essential services would not participate in the strike; and that an
urgent application would therefore
be launched in the Labour Court on
3 March 2023 to have the strike notice set aside on grounds that it
was invalid “for reasons
stated above”.
[6]
On 1
March 2023, NEHAWU’s attorneys responded to the DPSA’s
attorneys, stating that –
‘
3.
To the extent that our client’s members, employed by SASSA, SIU
and SANBI, appear to intend to
embark on a strike as a consequence of
the dispute referred to the …PSCBC and our client’s
Strike Notice dated 23
February 2023, we record:
3.1 Out of an
abundance of caution and to avoid any unnecessary debate, hereby
confirm that the Strike Notice
may be disregarded insofar as it
concerns our client’s members employed by SASSA, SIU and SANBI;
and
3.2 Those members
and our client, however, have the right to participate in or conduct
a secondary strike, as
contemplated by Section 66 of the Labour
Relations Act 66 of 1995 (“the LRA”), obviously subject
to compliance with
the applicable statutory provisions. To this
extent, we confirm that you may anticipate that the aforementioned
entities will be
served with notices as contemplated by Section
66(2)(b) of the LRA.
4.
Our client is alive to the limitations on
the right to strike, with specific reference to Section 65(1)(d)
of
the LRA. Our client is equally alive to its other obligations under
Chapter IV of the LRA, read with the Picketing Rules issued
under
auspices of the PSCBC and has no intention to advocate or promote
unlawful conduct or conduct beyond the scope as contemplated
by the
relevant provisions of the LRA or the applicable Picketing Rules. To
this extent our client’s officials have and will
not only be
instructed accordingly but also to implement all possible measures to
ensure that our client’s members comply
with the law and
Picketing Rules.’
Strike
interdict application
[7]
The
Minister and the DPSA thereafter launched an urgent application in
the Labour Court on 3 March 2023 seeking that the strike
notice be
set aside; that NEHAWU and its members and officials be interdicted
and restrained from embarking on the strike, picket
or other
industrial action planned for 6 March 2023; and that NEHAWU be
ordered to inform its members, by whatever means reasonably
available
to it, that the strike notice has been set aside, that the strike may
not proceed as it has been interdicted and that
its members may not
embark on such strike.
[8]
In
her founding affidavit filed in support of the interdict application,
the Director-General of the DPSA stated that the grounds
on which it
was sought that the strike notice be set aside were that:
8.1 the notice is “stale”
as NEHAWU delayed unreasonably from 1 November 2022 when the dispute
was unresolved
to 23 February 2023 when it gave notice of its
intention to strike;
8.2 the notice is
irregular and illegitimate because it includes notice of a strike by
employees who are not in the
bargaining unit, being SASSA, SIU and
SANBI, and by essential services employees who are in the bargaining
unit but were prohibited
from striking; and
8.3 the strike
demands cannot in law be met.
[9]
The
Director-General stated that the fact that the strike demands, which
total R36 billion, are incapable of being met makes the
strike –
…
illegitimate,
unlawful and unprotected. Government cannot and will not give in to
the demands. No budget was approved or voted on
to fund the demands.
There is no funding to pay for the demands. National Treasury (as is
required by law) will not approve the
demands if there are no funds
to pay for them….’
[10]
It
was contended that the strike is also illegitimate and unlawful in
that it does not serve a legitimate collective bargaining
purpose and
is “an abuse of the right to strike under section 64 of the
LRA” since NEHAWU knew that the government
had implemented its
final offer, there was no time, budget or funds left for meaningful
engagement, the strike is “destructive
of the negotiations and
collective bargaining over the 2023/24 period” and is “not
conducive to speedy resolution of
disputes and orderly collective
bargaining”. No alternative adequate remedy was stated to exist
other than an interdict.
The injury reasonably apprehended is that
the strike is across the public service, is threatened to go on
indefinitely, will affect
service delivery and is impermissible
insofar as it extends to essential services and SASSA, SIU and SANBI.
Consequently, the Minister
and the DPSA sought the grant of a final
interdict.
[11]
In
opposing the application, it was stated for NEHAWU that there is no
support in law for the contention that the strike notice
is stale.
NEHAWU stated that it had responded that SASSA, SANBI and SIU could
be excluded from the ambit of the strike notice and
the strike notice
disregarded to the extent that it mentions such entities. The union
stated that its members at such entities
“have been and will be
advised that their participation in the strike may be regarded as
unlawful, should they participate…
in [it]”. As to
essential workers, NEHAWU contended that the strike notice did not
refer to essential services employees
and that the DPSA’s
concerns ought to have been “laid to rest” by paragraph 4
of NEHAWU’s response on 1
March 2023 to the letter of 26
February 2023.
[12]
As to
its demands, NEHAWU contended that it had not been pleaded by the
Minister and the DPSA that the demands made are unlawful
but only
that the demands cannot be met. In this regard, NEHAWU was of the
view that the Minister and the DPSA were seeking a determination
of
the reasonableness of the demands, effectively seeking to impose
parameters for any further negotiations in this regard which
would
defeat the objects of section 23 of the Constitution.
Judgment
of the Labour Court
[13]
Having
heard the application on an urgent basis, the Labour Court granted an
order on 4 March 2023 in terms of which:
‘
i.
The strike notice issued by NEHAWU on 23 February 2023 was set aside;
ii.
The strike action, picket, or any other form of industrial action
that is planned by NEHAWU
to commence at 06h00 on Monday, 6 March
2023 is interdicted;
iii.
NEHAWU
and its members employed by the [DPSA] are interdicted and restrained
from commencing with or participating in a strike or
strike action;
iv.
NEHAWU is ordered to inform its members and officials and all persons
to whom it had given notice
of the strike, of the order of this
court, by whatever legal means are available to it, by no later than
18h00 on Sunday 5 March
2023.’
[14]
The
Labour Court considered the four grounds on which the Minister and
DPSA sought to have the strike notice set aside and found
that:
‘
With the
clear knowledge of the limitations on the right to strike, NEHAWU for
reasons that are not clear, chose to include employees
and workplaces
that ordinarily would not have been involved in its strike action. On
that basis alone, the notice to strike was
not only defective but
also unlawful to the extent that it fell foul of the very limitations
of section 65 of the LRA that NEHAWU
had acknowledged.’
[15]
The
Court noted that “rather than withdrawing the strike notice and
issuing a fresh one, it chose to address the defect through
correspondence from its attorneys of record”; and that such
correspondence could not be equated with a notice contemplated
in
section 64(1)(b) or (d) of the LRA. The Court found it to be “even
worse” that this was done belatedly on 1 March
2023. The result
is that, due to the ambiguity and uncertainty created by NEHAWU,
members of NEHAWU in “all the workplaces
in the public
service”, those rendering essential services and those employed
in SASSA, SIU and SANBI, would be joining the
strike. This was given
that NEHAWU had not made any effort to rectify “the fatal
notice by formally withdrawing it and re-issuing
a lawful and
unambiguous one” to allow the DPSA and other departments to
readjust their alternative arrangements and ensure
orderly collective
bargaining. The Court took the view that –
‘…
such
fatal defects could not have been rectified by mere correspondence to
the DPSA, with mere assurances that NEHAWU was aware
of the
limitations to strike. More was required, and there was nothing in
the answering affidavit indicating that more was done
to ensure that
those ordinarily excluded from the strike action would duly report
for duty.’
[16]
Furthermore,
NEHAWU, while stating that it had made concessions regarding the
essential services and the three entities that did
not fall within
the bargaining unit, continued to oppose the application as a whole.
It did not, as is the case in this appeal,
indicate that it would not
object to an order against the essential services employees and those
employed within SASSA, SIU and
SANBI. Given the failure to exclude
these categories of employees from the ambit of the strike notice,
such notice was found to
be defective, with the Court considering it
unnecessary to consider whether the notice was stale or whether it
contains demands
that cannot be met.
[17]
NEHAWU
immediately applied for leave to appeal that judgment.
Section
18 application
[18]
On 6
March 2023, the Minister and the DPSA brought an application in terms
of section 18 of the SCA for leave to execute the order
of the Labour
Court on the basis that exceptional circumstances exist and that the
government is likely to suffer irreparable harm,
with 1 224 653
public servants in the bargaining unit, of which 582 000 are
essential services employees and 642 653
are non-essential
service employees, while NEHAWU and its members are not likely to
suffer such harm if the Labour Court’s
order were to not to be
brought into effect pending appeal. Excluding essential services
employees, it was contended that all national
and provincial
departments will be affected by the strike and all public services,
including education, health, police services,
home affairs, social
development, correctional services and the PSCBC, with an impact on
the delivery of services to the public.
This in circumstances in
which the strike is “illegitimate” and, it was submitted,
the appeal has no prospects of success.
National Treasury has not
budgeted for these increases, nor does it intend to do so because
there is no budget and no funding for
this. Since the strike demands
require approval of additional funding for the 2022/23 financial year
that ends on 31 March 2023
and will not be approved by National
Treasury in the manner required by Regulations 78 and 79 of the
Public Service Regulations,
2016, the collective agreement that
NEHAWU seeks to compel the Minister and the DPSA to conclude would be
unlawful.
[19]
NEHAWU
opposed the section 18 application
inter
alia
on the basis that the harm alleged is of a general nature on the part
of the public and the government as a whole and not beyond
what
occurs in industrial action. In contrast, NEHAWU claimed its members
would suffer irreparable harm in that substantial expenditure
had
been incurred in relation to “a national strike of this
magnitude”, costs which cannot be recovered. It was denied
that
there is any ulterior motive behind the strike.
[20]
In
reply, it was stated that having commenced the strike, NEHAWU and its
members had barricaded the entrance to the DPSA’s
premises,
with security officers reporting for work prevented from entering the
premises and reports received of tyres burning
at the education
offices in Kimberley, and human excrement having been dropped at the
entrance of Leratong Hospital on the West
Rand, where barricades were
in place with tyres burning. As a result, it was contended that the
order sought is urgent.
Judgment
of the Labour Court in section 18 application
[21]
The
Labour Court in its judgment in the section 18 application took
account of the fact that section 18(3) places a substantial
onus on
the applicant and that sections 18(1) and (3) provide for a twofold
enquiry, with it required that exceptional circumstances
be shown to
exist and proof on a balance of probabilities that the applicant will
suffer irreparable harm if the order is not put
into operation and
that the other party will not. The Court found that if interim
enforcement of the order is not granted, the
respondents will be
allowed to engage in unprotected industrial action, which, given
NEHAWU’s statement issued after service
of the application for
leave to appeal, indicates in no uncertain terms that this is
precisely the union’s intention. This
statement was to the
effect that the order setting aside the strike notice and
interdicting the strike will automatically be suspended
pending the
outcome of the application for leave to appeal and that –
‘
(w)e
therefore confirm the strike continues as planned on 06 March 2023’
(our emphasis).
[22]
Van
Niekerk J found that the union had illustrated no irreparable harm to
exist and that the jurisdictional requirements for an
order had been
met. Consequently, the applicants were granted leave to execute the
order issued by Tlhothlalemaje J on 4 March
2023.
Submissions
on appeal
[23]
It
was submitted for NEHAWU that the granting of an order under section
18 to allow the interdict to be executed pending an appeal,
when no
exceptional circumstances had been demonstrated by the State,
constituted an extraordinary deviation from the norm. The
strike
notice was not defective and the interdict ought not to have been
granted in the first place, and the harm that the State
stood to
suffer was not proportionate to the relief granted by the Labour
Court. At best, for the State, the strike was unprotected
only to the
extent that the strike notice was defective in that it did not
exclude essential services and impermissibly included
three organs of
state not party to the dispute. In interdicting the entire strike,
the employees’ right to strike in the
rest of the public
service was impermissibly eroded. The strike interdict ought
therefore only to have been executed in the impermissible
areas of
essential services, SASSA, SIU and SANBI. Further, that the order of
the Labour Court in the section 18 application ought
to have been an
interim order pending the finalisation of the principal appeal.
[24]
The
Minister and the DPSA opposed this appeal on the basis that
exceptional circumstances are to be found in the fact that the strike
is unlawful, prohibited and illegitimate; that the scope of the
strike impermissibly includes essential services and SASSA, SIU
and
SANBI; and that it impermissibly intrudes on the constitutional
obligation to health care. Furthermore, the strike cannot be
permitted when, if successful, it would lead to a collective
agreement that would be in breach of Regulations 78 and 79 in respect
of a financial year that ends in 25 days’ time and the strike
serves no sensible or lawful purpose. NEHAWU, it was submitted,
made
out no case that it will suffer irreparable harm and given that it
was not possible for this Court to partially uphold the
appeal so as
to ensure that essential services were interdicted from striking, the
entire strike should properly be interdicted.
[25]
The
Minister and the DPSA sought leave to have admitted a supplementary
affidavit deposed to by the Chief Negotiator of the State
at the
DPSA, providing details of the shutdown of hospitals countrywide as a
result of NEHAWU’s inclusion of essential services
employees in
its strike notice and of reports of essential services workers
engaging in, alternatively being forced to engage in
strike activity
by other striking employees or NEHAWU office bearers in some
instances. In particular, on 6 March 2023, the Chief
Negotiator
received a report of barricades and burning tyres near Leratong
Hospital. On 7 March 2023, he received a report from
the National
Department of Health listing health facilities that have closed as a
result of the strike, with essential services
employees striking and
patients being barred from entering health facilities. This is a
grave situation and worsening, with the
risk of a countrywide health
crisis ensuing. Attached to the Chief Negotiator’s affidavit
was a report of incidents at various
health facilities around the
country, including of acts of violence and intimidation. The list of
incidents reported includes the
physical assault of staff attempting
to work at hospitals, the forcible removal by striking workers of
staff from their posts,
preventing oxygen delivery to hospitals,
failure to provide urgent and necessary medical services to patients
which led to instances
such as the deaths of at least two newborn
babies, the failure to provide anti-venom to a snake bite victim and
unquantifiable
numbers of patients unable to access healthcare
required, as well as the limited assistance provided by the South
African Police
Services (SAPS) in some instances despite being on the
scene. A confirmatory affidavit of the Chief Director of Bargaining
in the
Health Sector confirmed the reports attached to the
supplementary affidavit.
[26]
NEHAWU
denied, in a supplementary affidavit deposed to by the head of its
legal department, that it had called essential services
members or
employees at SASSA, SIU or SANBI out on strike and stated that it had
never been its intention for these workers to
join the strike. It was
noted that many of its members employed in the Department of Health
are not classified as essential services
and that NEHAWU had taken
steps to not include essential services employees, or those of SASSA,
the SIU or SANBI, in the strike.
Although it claimed that it had
sought that its members desist or refrain from violence and any other
unlawful activity, NEHAWU
acknowledged that it “remains alive
thereto that some essential services employees (members or not), may
of their own volition
decide to participate in the strike, purely as
a result of their frustrations and Government’s persistent
refusal to engage
[in] negotiations in pursuit of a Minimum Service
Level Agreement” in order “to alleviate any risks should
essential
services employees involve themselves in the strike”
and ensure service delivery. However, the union put up a letter from
the Western Cape Government Department of Health in which it made
clear that it is for the Essential Services Committee to facilitate
the conclusion of collective agreements on minimum service levels for
employees involved in essential services and that no such
agreement
had been entered into in the health sector. The union stated that it
did not condone the fact that “several essential
services
employees joined the strike” and that on 8 March 2023, its
General Secretary instructed its leadership “to
discourage all
members of NEHAWU, employed within essential services, from
participating in the strike”, an instruction reiterated
in an
email on 9 March 2023 in which it was stated:
‘…
we
kindly ask your provincial and regional leadership to dissuade all
members in the essential service not to participate in the
strike
while other categories outside the definition of essential service
continues with peaceful and intimidative free strike.
We further
request that those at the picket line should allow access to
hospitals and clinics to communities for service.’
[27]
It
was recognised that the strike had been joined by non-union members
and citizens who are not public servants who –
‘
have engaged
in violent and disruptive behaviour or criminality. At the same time,
this should not be construed as denying that
there may have been
members of NEHAWU that have engaged in violent behaviour, but it must
be emphasised that NEHAWU most definitely
does not condone such
behaviour. NEHAWU intends to investigate any unlawful or violent
behaviour of its members and will not hesitate
to instill discipline
on members who have made themselves guilty of such conduct, to the
extent necessary.’
[28]
NEHAWU
recognised that, given the acts of criminality committed in relation
to the strike, various interdicts had been obtained
in Gauteng, Free
State, KwaZulu-Natal, Northern Cape, Eastern Cape and the Western
Cape, which applications the union had not opposed.
It stated that
letters were sent requesting branch general membership meetings to
update members about the court orders and interdicts
granted and to
record that NEHAWU does not “advocate for any unlawfulness and
only members that are lawfully permitted to
strike should continue to
do so”. The union recorded its willingness to participate in a
facilitation called for by the PSCBC.
Evaluation
[29]
This
Court in
Road
Traffic Management Corporation v Tasima (Pty) Ltd
,
[4]
accepted that section 18 applies to the Labour Court. The provision
states that:
‘
(1)
Subject to subsections (2) and (3), and unless the court under
exceptional circumstances orders otherwise,
the operation and
execution of a decision which is the subject of an application for
leave to appeal or of an appeal, is suspended
pending the decision of
the application or appeal.
(2) Subject to
subsection (3), unless the court under exceptional circumstances
orders otherwise, the operation
and execution of a decision that is
an interlocutory order not having the effect of a final judgment,
which is the subject of an
application for leave to appeal or of an
appeal, is not suspended pending the decision of the application or
appeal.
(3)
A court may only order otherwise as contemplated in subsection (1) or
(2), if the party who applied
to the court to order otherwise, in
addition proves on a balance of probabilities that he or she will
suffer irreparable harm if
the court does not so order and that the
other party will not suffer irreparable harm if the court so orders.
(4) If a court
orders otherwise, as contemplated in subsection (1) –
(i) the
court must immediately record its reasons for doing so;
(ii) the
aggrieved party has an automatic right of appeal to the next highest
court;
(iii) the court
hearing such an appeal must deal with it as a matter of extreme
urgency; and
(iv) such order will
be automatically suspended, pending the outcome of such appeal.
(5) For the
purposes of subsections (1) and (2), a decision becomes the subject
of an application for leave
to appeal or of an appeal, as soon as an
application for leave to appeal or a notice of appeal is lodged with
the registrar in
terms of the rules.’
[30]
To
obtain relief under section 18 in this matter, three requirements
must therefore be present: (i) exceptional circumstances, in
terms of
section 18(2), to justify reversing the ordinary rule of suspension
of the order pending an appeal; (ii) proof on a balance
of
probabilities, in terms of section 18(3), that the Minister and the
DPSA will suffer irreparable harm if the operation and execution
of
the order is not given interim effect; and (iii) in terms of section
18(3), that NEHAWU and its members will not suffer irreparable
harm
if the order is immediately put into operation.
[31]
In
Incubeta
Holdings (Pty) Ltd and another v Ellis and another
[5]
(
Incubeta
),
it was recognised that “exceptionality must be
fact-specific”
[6]
and that section 18(3) does not entail a determination of “a
balance of convenience or of hardship” but a different
approach, namely –
‘
that if the
loser, who seeks leave to appeal, will suffer irreparable harm the
order must remained stayed, even if the stay will
cause the victor
irreparable harm too. In addition, if the loser will not suffer
irreparable harm, the victor must nevertheless
show irreparable harm
to itself.’
[7]
[32]
The
Court stated that a “hierarchy of entitlement has been created”
which requires –
‘
(t)wo
distinct findings of fact… rather than a weighing up to
discern a ‘preponderance of equities’. The discretion
is
indeed absent, in the sense articulated in
South
Cape
.
What remains intriguing however, is the extent to which even a
finding of fact as to irreparable harm, is a qualitative decision
admitting of some scope for reasonable people to disagree about the
presence of the so called “fact’ of ‘irreparability’.’
[8]
[33]
The
Supreme Court of Appeal (SCA) in
University
of the Free State v Afriforum and another
[9]
approved of the decision in
Incubeta
,
recognising that section 18(3) “has introduced a higher
threshold, namely proof on a balance of probabilities that the
applicant will suffer irreparable harm if the order is not granted
and conversely that the respondent will not, if the order is
granted”.
[10]
As to prospects of success, the SCA noted the contrasting views
expressed in
Incubeta
,
where it was considered that prospects of success play no role at
all, and in
Minister
of Social Development, Western Cape and others v Justice Alliance of
South Africa and another,
[11]
in which prospects of success in the appeal were found to remain a
relevant factor, and found that a consideration of “prospects
of success in the appeal are relevant in deciding whether or not to
grant the exceptional relief”
[12]
of an order under section 18.
[34]
In
Incubeta,
the Court took the view that finding whether “exceptional
circumstances” exist or not is a fact-specific enquiry, with
“circumstances which are or may be ‘exceptional’
must be derived from the actual predicaments in which the given
litigants find themselves” and that no “true novelty has
been invented by section 18 by the use of the phrase”.
[13]
In arriving at this view the Court had regard to the decision in
MV
Ais Mamas Seatrans Maritime v Owners, MV Ais Mamas and another,
[14]
in which the words “exceptional circumstances” were
considered in a different context, namely section 5(a)(iv) the
Admiralty Regulation Act.
[15]
There, it was found that the words contemplate something out of the
ordinary and of an unusual nature, in the sense that the general
rule
does not apply to it, with the determination of whether exceptional
circumstances exist not being a matter of judicial discretion,
but a
matter of fact.
[16]
[35]
In
Trencon
Construction (Pty) Ltd v Industrial Development Corporation of South
Africa Limited and another
,
[17]
also in a different context, namely an exceptional circumstances
enquiry under section 8(1)(c)(ii)(aa) of the Promotion of
Administrative
Justice Act,
[18]
it
was made clear that “(i)n our constitutional framework, a court
considering what constitutes exceptional circumstances
must be guided
by an approach that is consonant with the Constitution”.
[19]
The Court emphasised that “the exceptional circumstances
enquiry requires an examination of each matter on a case-by-case
basis that accounts for all relevant facts and circumstances”.
[20]
[36]
At
the outset and relevant to an enquiry as to exceptional circumstances
is the approach taken in our law to the right to strike.
Section
23
(2)
of the Constitution provides
that:
‘
(2)
Every worker has the right –
(
a
) to
form and join a trade union;
(
b
) to
participate in the activities and programmes of a trade union; and
(
c
) to
strike.’
[37]
No
similar constitutional protection exists in respect of a lockout. In
NUMSA
and others v Bader Bop (Pty) Ltd and Another,
[21]
it was emphasised that:
‘
In section
23, the Constitution recognises the importance of ensuring fair
labour relations. The entrenchment of the right of workers
to form
and join trade unions and to engage in strike action, as well as the
right of trade unions, employers and employer organisations
to engage
in collective bargaining, illustrates that the Constitution
contemplates that collective bargaining between employers
and workers
is key to a fair industrial relations environment. This case concerns
the right to strike. That right is both of historical
and
contemporaneous significance. In the first place, it is of importance
for the dignity of workers who in our constitutional
order may not be
treated as coerced employees. Secondly, it is through industrial
action that workers are able to assert bargaining
power in industrial
relations. The right to strike is an important component of a
successful collective bargaining system. In interpreting
the rights
in section 23, therefore, the importance of those rights in promoting
a fair working environment must be understood.
It is also important
to comprehend the dynamic nature of the wage-work bargain and the
context within which it takes place. Care
must be taken to avoid
setting in constitutional concrete, principles governing that bargain
which may become obsolete or inappropriate
as social and economic
conditions change.’
[38]
The
purpose of the LRA, as set out in section 1, is “to advance
economic development, social justice, labour peace and the
democratisation of the workplace by fulfilling the primary objects of
this Act, which are –
‘
(a) to give
effect to and regulate the fundamental rights conferred by section 23
of the Constitution of the Republic
of South Africa, 1996;
(b) to give
effect to obligations incurred by the Republic as a member state of
the International Labour
Organisation;
(c) to provide
a framework within which employees and their trade unions, employers
and employers’
organisations can –
(i)
collectively bargain to
determine wages, terms and conditions of employment and other matters
of mutual interest; and
(ii)
formulate industrial policy;
and
(d)
to promote –
(i)
orderly collective bargaining;
(ii)
collective bargaining at
sectoral level;
(iii)
employee participation in
decision-making in the workplace; and
(iv)
the effective resolution of
labour disputes.’
[39]
Section
3 of the LRA requires that:
‘
Any person
applying this Act must interpret its provisions –
(a) to give effect
to its primary objects;
(b) in compliance
with the Constitution; and
(c) in compliance
with the public international law obligations of the Republic.’
[40]
Section
64 provides that:
‘
(1)
Every employee has the right to strike and every employer has
recourse to lock-out if –
(a)
The issue in dispute has been
referred to a council or to the Commission as required by this Act,
and –‘
(i)
a certificate stating that the
dispute
remains
unresolved has been issued; or
(ii)
a period of 30 days, or any
extension of that period agreed to between the parties to the
dispute
,
has elapsed since the referral was received by the
council
or the Commission; and
after that –
(b)
in the case of a proposed
strike
,
at least 48 hours’ notice of the commencement of the
strike
,
in writing, has been given to the employer, unless –
(i)
the
issue
in dispute
relates to a
collective agreement
to be concluded in a
council
,
in which case, notice must have been given to that
council
;
or
(ii)
the employer is a member of an
employers’
organisation
that is a
party to the
dispute
,
in which case, notice must have been given to that
employers’
organisation
; or
…
(
d
) in
the case of a proposed
strike
or
lock-out
where the
State is the employer, at least seven days’ notice of the
commencement of the
strike
or
lock-out
has been given
to the parties contemplated in paragraphs (b) and (c).
[41]
Section
65(1)(d)(i) expressly states that:
‘
(1)
No person may take part in a
strike
or
a
lock-out
or
in any conduct in contemplation or furtherance of a
strike
or
a
lock-out
if
–
…
(d)
that person is engaged in –
(i)
An
essential service…’
[42]
There
can be no doubt that the strike notice given by NEHAWU in this matter
was intentionally broad and recklessly so. It gave notice
of the
strike “across all departments and provinces (including SASSA,
SIU and SANBI)” and “in all workplaces
in the public
service, including those of SASSA, SIU and SANBI”. NEHAWU
issued this notice with the knowledge that hundreds
of thousands of
its members were employed in essential services and that it was
impermissible in terms of section 65(1(d)(i) for
them to strike, as
it was for the union’s members at SASSA, SIU and SANBI since
these entities did not fall within the public
service as defined.
When called upon on 26 February 2023 to confirm that it “will
actively ensure that members rendering
essential services will not
participate in the strike”, no response was received from
NEHAWU in what was clearly a matter
of importance and urgency.
Similarly, when NEHAWU was informed on 28 February 2023 by the DPSA’s
attorneys that the union
had not responded to the request of 26
February 2023 that it confirms that employees rendering essential
services would not participate
in the strike, the union responded on
1 March 2023 to confirm that the strike notice “may be
disregarded insofar as it concerns
our client’s members
employed by SASSA, SIU and SANBI”. To that extent, it follows
on NEHAWU’s own version that
it accepted that a strike by its
members in such entities was impermissible. Yet inexplicably and for
no clear reason the union
opposed the application before the Labour
Court to interdict its members in such entities from continuing to
strike.
[43]
A
more deplorable approach, with the gravest and, in some instances it
appears, deadly consequences, was the approach of NEHAWU
to the
strike by its members employed in essential services. In this regard,
the union and its members illustrated a flagrant disregard
for the
law, the employer and the people of this country entitled to access
essential public services. Despite being called upon
to confirm that
the union “will actively ensure that members rendering
essential services will not participate in the strike”,
NEHAWU
failed expressly to confirm as much and stated only that it was
“alive to the limitations of the right to strike,
with specific
reference to section 65(1)(d)” and that its “officials
have and will … be instructed…to
implement all possible
measures to ensure that [the union’s] members comply with the
law and Picketing Rules”. Having
been aware that it had issued
a strike notice which, in breach of the law, did not exclude
essential service workers, NEHAWU’s
response was patently
deficient given the seriousness of the risk that its members employed
in essential services would strike
on the basis of the wide scope of
the notice given by NEHAWU. The only conclusion which can be drawn
from NEHAWU’s conduct
in this regard is that, well aware that
the strike notice did not expressly exclude essential services and
that a strike by such
employees was in breach of the law, the union
nevertheless was content simply to let the situation unfold and make
limited efforts,
if at all, to prevent this. Had it sought to halt a
strike by essential services workers it would have taken immediate,
drastic
and unequivocal action to do so. It did not and for this, the
union and its members in such essential services must ultimately bear
responsibility which is found to lie at their doorstep. There can be
little doubt that this breach of the law, one acknowledged
by the
union, provided the exceptional circumstances and the irreparable
harm to the employer (and none to the union) as contemplated
in
section 18. It follows that in such circumstances, the decision of
the Labour Court, to find the existence of exceptional circumstances
and irreparable harm to be sustained by the employer and not the
union and its members such as to permit the enforcement of the
interdict against those employees on strike who are employed in
essential services and at SASSA, SIU and SANBI, was warranted.
[44]
This
Court was inclined for such reasons at the hearing of the matter to
grant an
ex
tempore
order to ensure the implementation of the interdict against the above
categories of employees, more so given the urgency of the
matter and
reports of serious acts of criminality, misconduct and intimidation
by such striking workers around the country, many
of whom appear to
be health care workers employed in hospitals, clinics and other
essential services workers. However, in argument,
it was contended by
counsel for the Minister and the DPSA that it would be impermissible
for this Court to dismiss the appeal only
in part, with a partial
order inapposite, and that it was incumbent on the Court to dismiss
the appeal in its entirety. In support
of this contention, it was
argued that given the inclusion of essential service workers and
those employed at SASSA, SIU and SANBI
in the strike notice, such
notice was unlawful and that it was a consequence of such
unlawfulness that the entire strike was interdicted.
For this reason,
it was contended, a section 18 order was warranted against the entire
strike given that the irregular nature and
unlawfulness of the strike
notice which provided the exceptional circumstances to justify such
an order.
[45]
Yet,
the Constitutional Court has found against reading implied
limitations into section 64(1)(b) given the constitutional protection
given to the right to strike. In
South
African Transport and Allied Workers Union (SATAWU) and others v
Moloto NO and another,
[22]
the
majority of the Court emphasised the fundamental importance of the
strike right, the objectives of the LRA, and the purpose
of the
strike notice requirement all of which were found to weigh against
reading implied limitations into a provision which requires
no more
than the employer must generally be given 48 hours’ notice in
writing (or seven days in the case of the State) of
the commencement
of a strike, with no requirement that a strike notice must indicate
who will take part. Further that:
‘
The point of
departure in interpreting section 64(1)(a) is that we should not
restrict the right to strike more than is expressly
required by the
language of the provision, unless the purposes of the Act and the
section on “a proper interpretation of
the statute ... imports
them”. The relevance of a restrictive approach is to raise a
cautionary flag against restricting
the right more than is expressly
provided for. Intrusion into the right should only be as much as is
necessary to achieve the purpose
of the provision and this requires
sensitivity to the constraints of the language used.’
[23]
[46]
The
Constitutional Court for these reasons found that non-SATAWU members
were not required to refer a fresh dispute to the CCMA
when the
employer could hardly have interpreted the notice to mean that it
included only SATAWU members. In the current matter,
in which a
notice of the strike was given, albeit in respect of some categories
of employees who were not entitled to strike, exceptional
circumstances and irreparable harm to the employer do not appear to
exist to such as to warrant the imposition of a section 18
order
against the order interdicting the strike by non-essential service
workers. Support for this conclusion is to be found in
the decision
of this Court in
Imperial
Cargo (Pty) Ltd v Democratised Transport Logistics and Allied Workers
Union and others,
[24]
in which a defective strike notice led to the grant of a narrow
interdict which targeted the impermissible parts of the notice,
with
workers free to strike over the demands which were permissible. The
Court stated:
‘
The
respondents are correct in their contention that the right to strike
in pursuit of a permissible demand did not evaporate upon
the
addition of the three impermissible demands. If the second demand is
a permissible demand, the respondents may embark on a
protected
strike over it. But it does not follow that the appellant was not
entitled to orders prohibiting a strike over the impermissible
demands. The Labour Court erred in not making such orders.’
[25]
[47]
Further
support for such a finding is to be found in the decision of the
Constitutional Court in
SA
Police Service v Police and Prisons Civil Rights Union and
Another
,
[26]
in which the principle was reiterated that the right to strike should
not be eroded by reading in undue limitations:
‘
There are
other considerations which further highlight the difficulty with the
applicant’s interpretation. Section 38(1) of
the SAPS Act
implies a distinction between members and “other employee[s] of
the Service”. Section 41(1) of the SAPS
Act is significant.
Consistently with section 65(1)(d)(i) of the LRA that limits the
right to strike by those engaged in an essential
service, section
41(1) provides that “[n]o member shall strike, induce any other
member to strike or conspire with another
person to strike”.
Sections 41(1) and 65(1)(d)(i) imply that non-members and those not
“engaged in an essential service”,
respectively, are not
statutorily prohibited from striking. It is inconceivable that the
non-member employees, who have not been
designated and deemed to be
members in terms of section 29 of the SAPS Act, can perform duties
and functions contemplated in section
13 of the SAPS Act and section
205(3) of the Constitution, which, strictly speaking, are generally
“assigned to a police
official”, as contemplated in
section 13(1).’
[48]
Although
it will be dealt with on appeal, this Court is entitled to have
regard to the prospects of success on the merits of the
order of
Tlhothlalemaje J in deciding this appeal.
[27]
It is somewhat difficult to understand the contention advanced for
the Minister and the DPSA that the demands contained in the
strike
notice are unlawful and in breach of Regulations 78 and 79 of the
Public Service Regulations, 2016 because “National
Treasury has
not and will not approve” the cost of the additional wage
increase sought due to budgetary constraints and that
any collective
agreement concluded would be in breach of the Regulations and that
the strike is on this basis unlawful. Similarly,
that the strike is
unlawful because the strike notice is “stale” given the
period of time that has lapsed between the
certificate of
non-resolution being issued following conciliation and the issue of
the strike notice; and that the demand for the
increase sought is for
a financial period about to end on 31 March 2023.
[49]
A
strike uses collective action and the withdrawal of labour as an
exercise of power in an attempt to press an employer to meet
certain
employee demands. An employer’s claim that it will not accede
to such demands or that it has not budgeted for or
obtained the
required approvals to accede to such demands does not necessarily
make either the demands or the strike itself unlawful.
None of the
contentions advanced for the Minister and DPSA provide exceptional
circumstances which would warrant the entire strike
being interdicted
pending appeal. What these submissions indicate is an approach to
collective bargaining in the public service
which appears to fail to
understand the inherent nature of the power play between the parties
and the right of unions and employees
to exercise collective power in
support of workplace demands, recognising the applicability of
Regulations 78 and 79 as confirmed
by the Constitutional Court in
National
Education Health and Allied Workers Union v Minister of Public
Service and Administration and Others and related matters
.
[28]
What the current strike appears to evidence is the consequence of a
breakdown of trust between parties in the collective bargaining
process resulting from the events which transpired in that matter.
Whether in a public or private sector context, events such as
those
undoubtedly require an active and concerted effort to rebuild that
trust in the collective bargaining process, however as
stated
earlier, we leave this for the court hearing the appeal on the
interdict, to finally resolve.
[50]
In
Commercial
Stevedoring Agricultural and Allied Workers’ Union and others v
Oak Valley Estates (Pty) Ltd and another
,
[29]
the Constitutional Court held that:
‘
Where a
person lawfully exercises their right to protest, strike or assemble,
but is nonetheless placed under interdict, that person’s
constitutionally protected rights are impermissibly denuded…’
[30]
[51]
As
was recognised in
SALGA
v SAMWU,
[31]
the
harm that flows from a protected strike is not exceptional, with –
‘…
the
convenience of third parties, the disruption of services and economic
loss are not factors that rank highly when considering
the legitimacy
of industrial action. Rather, these are inevitable consequences which
underpin the purpose of industrial action
in any democratic
society.’
[32]
[52]
The
shocking reports of widespread strike misconduct and intimidation,
which appear to characterise the current strike and which
have
resulted in unopposed interdictory relief being granted against
NEHAWU and its members in most provinces, are not disputed
by NEHAWU.
Such conduct is not only illegal but wholly unjustified and
unwarranted. By doing so, NEHAWU and its members display
a total
disrespect for the law. Yet, even in spite of this, as was stated by
the Constitutional Court in
South
African Transport and Allied Workers Union and another v Garvas and
others (City of Cape Town as Intervening Party and Freedom
of
Expression Institute as Amicus Curiae)
[33]
–
‘
[A]n
individual does not cease to enjoy the right to peaceful assembly as
a result of sporadic violence or other punishable acts
committed by
others in the course of the demonstration, if the individual in
question remains peaceful in his or her own intentions
or
behaviour.’
[34]
[53]
This
is so even where overwhelming public opinion may appear hostile to a
particular strike, its public impact and the unlawful
(and even
lawful) conduct of strikers. Within the context of our deeply
troubled and divided history and the continued violence
of South
African life to which so many people are continually exposed, there
remain serious and continued challenges in how to
address criminal
and violent misconduct, such as that commonly witnessed during strike
action and which too often characterises
industrial relations in this
country. The Labour Court is inundated with applications to interdict
unlawful conduct, violence and
intimidation in the course of
protected strikes, such as those granted against NEHAWU and its
members in relation to the current
strike, with the SAPS directed to
enforce such orders in the face of repeated instances of apparent
police inaction. It is perhaps
appropriate to note that the inaction
of the SAPS in the face of criminal behaviour is extraordinary. It
has become commonplace
for the SAPS to walk away from scenes of
criminal behaviour in a strike context, calling it a private or civil
matter. Criminal
conduct is neither private nor a civil matter. The
SAPS are obliged to maintain law and order. It is their duty to act
to enforce
the law and not to await a court to order them do so.
[54]
Enforcing
the boundaries of permissible lawful industrial action, within the
context of the constitutional right to fair labour
practices, the
right of workers to organise, bargain collectively and strike,
requires diligently ensuring continued adherence
to due process and
upholding the rule of law. The order made in this matter reflects
that effort.
[55]
The
order we make carries with it a duty upon NEHAWU to publicise this
order widely, including to its members, at the pain of being
found
guilty of contempt. In the event that the union’s members are
found to have flouted this order or deny any knowledge
of it, it will
fall to NEHAWU to explain this failure.
[56]
Having
regard to considerations of law and fairness, and given that the
appeal is in part successful, no order of costs is warranted
in this
matter.
[57]
For
all of these reasons, it is ordered that:
Order
1.
The
appeal succeeds in part with no order as to costs.
2.
The
order of Van Niekerk J in case number J2281/23 on 6 March 2023 is
substituted with the following order:
“
Pending
the final determination of the application for leave to appeal and
any ensuing appeal, the order of Tlhothlalemaje J on
4 March 2023 is,
in terms of
section 18
of the
Superior Courts Act 10 of 2013
, to be
executed immediately in the following respects:
1.
The
strike action, picket, or any other form of industrial action by
NEHAWU, its members and employees who are employed in an essential
service, as defined in
section 61(1)(d)
of the
Labour Relations Act
66 of 1995
, which commenced on 6 March 2023 is interdicted with
immediate effect and NEHAWU and all such essential service employees
are restrained
and prevented from continuing with or participating in
any such strike, picket or any other form of industrial action;
2.
The
strike action, picket, or any other form of industrial action by
NEHAWU, its members and employees employed at SASSA, SIU and
SANBI
which commenced on 6 March 2023 is interdicted with immediate effect
and NEHAWU and all such employees are restrained and
prevented from
continuing with or participating in any such strike, picket or any
other form of industrial action.
3.
NEHAWU
is ordered to inform its members and officials and all persons to
whom it had given notice of the strike in every province,
including
but not limited to every hospital and clinic in South Africa at which
it has members within the essential services, of
the order of this
Court, through publication on social media, by email and by all other
appropriate means available to it, by no
later than 13h00 on Monday
13 March 2023.
4.
This
order remains in force until the final determination of the appeal
against the order of Tlhothlalemaje J above.”
THE COURT
Per
Waglay JP, Savage and Gqamana AJJA
APPEARANCES:
FOR
APPELLENT: F
Boda SC
Instructed
by: Scholtz
Attorneys
FOR
FIRST AND SECOND
RESPONDENTS: T
J Bruinders SC, N Lewis
and
J Thobela-Mkhulisi
Instructed
by: CN
Phukubje Inc. Attorneys
[1]
Act
10 of 2013.
[2]
Act
103 of 1994.
[3]
Act
66 of 1995, as amended.
[4]
(2019)
40 ILJ 1785 (LAC).
[5]
2014
(3) SA 189 (GJ).
[6]
Id
at para 22.
[7]
Ibid
at para 24.
[8]
Ibid.
[9]
2018
(3) SA 428 (SCA).
[10]
Id
at para 10.
[11]
[2016]
ZAWCHC 34.
[12]
Supra
n 11 at para 15.
[13]
Id
at para 22.
[14]
2002
(6) SA 150
(C) at 156I – 157C, referred to at para 17 of
Incubeta
.
[15]
Act
105 of 1983.
[16]
Ibid at 156I – 157C.
[17]
2015
(10) BCLR 1199 (CC).
[18]
Act
3 of 2000.
[19]
Supra
at n 19 at para 43.
[20]
Ibid
at para 47.
[21]
[2002] ZACC 30
;
[2003] 2 BLLR 103
(CC) at para 13.
[22]
[2012]
12 BLLR 1193
(CC).
[23]
Ibid
at para 54.
[24]
(2019)
40 ILJ 2499 (LAC).
[25]
Ibid
at para 13.
[26]
2011
(9) BCLR 992
(CC) at para 36.
[27]
Supra
fn 11.
## [28]2022
(6) BCLR 673 (CC).
[28]
2022
(6) BCLR 673 (CC).
[29]
[2022]
6 BLLR 487 (CC).
[30]
Id
at para 41.
[31]
[2008]
1 BLLR 66 (LC).
[32]
Id
at para 17.
[33]
2012
(8) BCLR 840
(CC).
[34]
Id at para 53 and the cases referred therein .
sino noindex
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Herbert v Head Education - Western Cape Education and Others (CA3/2021) [2022] ZALAC 9; (2022) 43 ILJ 1618 (LAC); [2022] 8 BLLR 712 (LAC) (10 March 2022)
[2022] ZALAC 9Labour Appeal Court of South Africa97% similar