Case Law[2024] ZACC 6South Africa
Electoral Commission of South Africa v Umkhonto Wesizwe Political Party and Others (CCT 97/24) [2024] ZACC 6; 2024 (7) BCLR 869 (CC); 2025 (5) SA 1 (CC) (20 May 2024)
Constitutional Court of South Africa
20 May 2024
Headnotes
Summary: Recusal — double requirement of reasonableness — narrow and defined legal issue — no reasonable apprehension of bias
Judgment
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## Electoral Commission of South Africa v Umkhonto Wesizwe Political Party and Others (CCT 97/24) [2024] ZACC 6; 2024 (7) BCLR 869 (CC); 2025 (5) SA 1 (CC) (20 May 2024)
Electoral Commission of South Africa v Umkhonto Wesizwe Political Party and Others (CCT 97/24) [2024] ZACC 6; 2024 (7) BCLR 869 (CC); 2025 (5) SA 1 (CC) (20 May 2024)
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sino date 20 May 2024
CONSTITUTIONAL
COURT OF SOUTH AFRICA
Case CCT 97/24
In
the matter between:
ELECTORAL
COMMISSION OF SOUTH AFRICA
Applicant
and
UMKHONTO
WESIZWE POLITICAL PARTY
First Respondent
JACOB
GEDLEYIHLEKISA ZUMA
Second Respondent
MAROBA
MATSAPOLA
Third Respondent
BETHUEL
TERRENCE NKOSI
Fourth Respondent
and
COUNCIL
FOR THE ADVANCEMENT OF THE
SOUTH
AFRICAN CONSTITUTION
First Amicus Curiae
CORRUPTION
WATCH (RF) NPC
Second Amicus Curiae
AHMED
KATHRADA FOUNDATION
Third Amicus Curiae
BLACK
LAWYERS ASSOCIATION
Fourth Amicus Curiae
Neutral
citation:
Electoral Commission of
South Africa v Umkhonto Wesizwe Political Party and Others
[2024]
ZACC 6
Coram:
Maya DCJ,
Bilchitz AJ, Gamble AJ, Madlanga J,
Majiedt J, Mathopo J, Mhlantla J, Theron J and
Tshiqi J
Judgment:
Theron J (unanimous)
Heard
on:
10 May 2024
Decided
on:
20 May 2024
Summary:
Recusal — double requirement of reasonableness —
narrow and defined legal issue — no reasonable apprehension of
bias
Section
47(1)(e) of the Constitution — eligibility to stand for the
National Assembly — convicted and sentenced to more
than
12 months’ imprisonment — interpretation —
section 47(1)(e) apply when no right of appeal —
remission
not affect sentence under section 47(1)(e) — applies to
civil contempt convictions
Electoral
Act 73 of 1998
—
section 30(1)(a)
— Electoral
Commission’s powers — empowered to determine
qualification for membership of the National Assembly
Reasonable
apprehension of bias — Electoral Commission — indirect
reference-by-implication cannot result in a reasonable
apprehension
of bias
ORDER
On
appeal from the Electoral Court:
1.
The applicant is granted leave to appeal
directly to this Court.
2.
It is declared that Mr Zuma was
convicted of an offence and sentenced to more than 12 months’
imprisonment for purposes
of section 47(1)(e) of the
Constitution and is accordingly not eligible to be a member of, and
not qualified to stand for
election to, the National Assembly until
five years have elapsed since the completion of his sentence.
3.
The order of the Electoral Court is set
aside and replaced with the following:
“
The
appeal is dismissed.”
4.
The counter-application is dismissed.
5.
There is no order as to costs in this Court.
JUDGMENT
THERON J
(Maya DCJ, Bilchitz AJ, Gamble AJ, Madlanga J,
Majiedt J, Mathopo J, Mhlantla J
and Tshiqi J
concurring):
Introduction
[1]
Section
47(l)(e) of the Constitution disqualifies anyone “convicted of
an offence and sentenced to more than 12 months’
imprisonment without the option of a fine” from being a member
of the National Assembly. A disqualification under
section 47(1)(e) ends five years after the sentence has been
completed. In
Secretary
of the Judicial Commission of Inquiry
(contempt judgment),
[1]
this
Court found Mr Jacob Gedleyihlekisa Zuma, the second respondent
and former President of the country, guilty of the crime
of contempt
of court and sentenced him to 15 months’ imprisonment
without the option of a fine.
Background
[2]
On
28
January 2021, this Court ordered Mr Zuma to appear and give
evidence before the
Judicial
Commission of Inquiry Into Allegations of State Capture, Corruption
and Fraud in the Public Sector including Organs of
State, commonly
known as
the
State Capture Commission.
[2]
Mr Zuma did not comply with this Court’s order.
[3]
On 29 June 2021, this Court
delivered judgment in a subsequent application brought by the State
Capture Commission. These
are the relevant parts of this
Court's order:
“
3.
It is declared that Mr Jacob Gedleyihlekisa Zuma is guilty of the
crime of contempt of court
for failure to comply with the order made
by this court in
Secretary of the Judicial Commission of Inquiry
into Allegations of State Capture, Corruption and Fraud in the Public
Sector including
Organs of State v Jacob Gedleyihlekisa Zuma
[2021] ZACC 2.
4.
Mr Jacob Gedleyihlekisa Zuma is sentenced to undergo 15 months’
imprisonment.”
[3]
[4]
Mr Zuma
started
serving his sentence on 8 July 2021. On
5 September 2021, the National Commissioner of Correctional
Services released Mr Zuma on medical parole. On 15
December 2021, the High Court declared Mr Zuma’s release
unlawful and set it aside. On 21 November 2022, the Supreme
Court of Appeal dismissed an appeal against the High Court’s
decision.
[4]
This Court
dismissed an application for leave to appeal on 13 July 2023.
[5]
Mr Zuma
went back to prison on 11 August 2023. On the same day, the
President, acting in terms of section 84(2)(j) of
the Constitution,
issued Proclamation Notice 133 of 2023,
[5]
in terms of which he granted a special remission of sentences for
sentenced offenders convicted of non violent crimes.
The
remission applied to more than 9 000 sentenced offenders,
including Mr Zuma. He was released from prison on
11
August 2023 after having served three months of his original
sentence.
[6]
On 8 March 2024, the Umkhonto
Wesizwe Political Party (MK Party), the first respondent in this
matter, submitted its list of candidates
to the Electoral Commission
of South Africa (Commission) for the upcoming election. The MK
Party included Mr Zuma
in its list of candidates for the
National Assembly. The MK Party’s list, along with the
lists of other parties contesting
the election, were open for public
inspection on 26 and 27 March 2024.
[7]
Section
30
of the
Electoral Act
[6
]
allows any person to object to the nomination of a candidate on
several grounds, including that the candidate “is not qualified
to stand in the election”. The Commission received 22
objections to Mr Zuma’s eligibility to stand for the
election based on section 47(1)(e) of the Constitution. On
28 March 2024, the Commission upheld two of those
objections,
including objections from Dr Maroba Matsapola (third
respondent) and Mr Bethuel Terrence Nkosi (fourth respondent). The
fourth
respondent later distanced himself from his objection. The
third and fourth respondents have not participated in these
proceedings.
The Commission
also
indicated that any aggrieved party may refer its decision to the
Electoral Court in terms of
section 30(4)
of the
Electoral Act.
[8
]
On
2 April 2024, the MK Party and Mr Zuma (respondents) appealed to
the Electoral Court against the Commission’s decision.
On
9 April 2024, the Electoral Court upheld the appeal.
The Electoral Court delivered its reasons for
its order on 26
April 2024.
[7]
[9]
On 12 April 2024 and before the reasons of the Electoral Court
were delivered, the Commission brought an urgent application in this
Court, seeking leave to appeal to it directly. The Commission
seeks leave to file a supplementary affidavit subsequent to
the
delivery of the reasons by the Electoral Court.
Electoral
Court judgment
[10]
The
Electoral Court set aside the Commission’s decision.
Three judgments were penned by the panel. Zondi JA
rejected the argument advanced by the respondents that a remission of
sentence cancels or extinguishes the remainder of a sentence.
[8]
He reasoned that it would offend the separation of powers for
the President to undo what the judiciary has done through a
remission. Zondi JA nonetheless concluded that this
Court’s sentence is not a sentence of the nature envisaged
in
section 47(1)(e)
as Mr Zuma could not appeal against the
conviction and sentence.
[9]
The
other four members of the Electoral Court agreed with that latter
proposition.
[10]
[11]
Modiba J
wrote the second judgment, concurred in by Professor Ntlama Makhanya
and Professor Phooko. Modiba J
reasoned that the
effect of the remission of Mr Zuma’s sentence was to
reduce the sentence to three months imprisonment.
[11]
[12]
Yacoob AJ
wrote the third judgment. She disagreed with Zondi JA’s
separation of powers concerns and disagreed
with Modiba J’s
reasoning on the effect of remission. She agreed with
Zondi JA’s reasoning on the interpretation
of
section 47(1)(e)
and the effect of the proviso in
section
47(1)(e)
concerning the availability of an appeal.
[12]
[13]
Despite
their disagreement on the reasons for their order, all five members
of the Electoral Court rejected the respondents’
other
arguments that: (i) the Commission exceeded its powers;
[13]
(ii) there was a reasonable apprehension of bias;
[14]
and (iii) that Mr Zuma was not convicted of an offence.
[15]
Issues
[14]
The Commission’s urgent application for leave to appeal
directly to this Court is the main application. On 3 May 2024,
the respondents filed an application for the recusal of Madlanga J,
Majiedt J, Mhlantla J, Tshiqi J and myself,
as well as
an application for leave to cross-appeal. The application for
leave to cross-appeal arises only if this Court
finds against the
respondents in the main application.
[15]
The issues arising in this matter from both the application
for leave to appeal directly and the cross-appeal are:
(a)
the filing of a supplementary affidavit by
the Commission;
(b)
whether certain judges of this Court ought to recuse
themselves from
these proceedings;
(c)
jurisdiction and leave to appeal;
(d)
the proper interpretation of section 47(1)(e) of
the Constitution;
(e)
the effect of remission of a sentence in
excess of 12 months’
imprisonment to a sentence of 12 months’ imprisonment or
less;
(f)
whether the Commission exceeded its
powers;
(g)
whether there was a reasonable apprehension of
bias that vitiated the
Commission’s decision; and
(h)
whether Mr Zuma was convicted for the purposes
of section 47(1)(e).
Analysis
Filing
of a supplementary affidavit by the Commission
[16]
The Commission seeks leave to file a supplementary affidavit
subsequent to the delivery of reasons by the Electoral Court.
The Commission dealt with the Electoral Court’s reasoning in
its supplementary affidavit.
[17]
Due to the urgent nature of the matter, the Commission brought
the main application in this Court before the Electoral Court’s
reasons were delivered and this necessitated the filing of a further
affidavit. In the circumstances, the Commission is granted
leave to file the supplementary affidavit.
Recusal
application
[18]
On 3 May 2024 the respondents brought a counter-application
alleging that they hold a “firm view”, alternatively, a
reasonable apprehension, that six judges of this Court ought to
recuse themselves from these proceedings because they are tainted
by
bias, owing to the fact that they were members of the bench in the
contempt proceedings. The counter-application named
Madlanga J,
Majiedt J, Mhlantla J, Tshiqi J and me as being
tainted by bias.
[19]
The
nub of the discontent of the respondents is that the judges who sat
in the contempt proceedings would, in this application,
be required
to interpret the contempt judgment, which they argued would lead
to a reasonable apprehension of bias. The
respondents did not
rely on actual bias. They further submit that the judges
concerned are unlikely to approach the questions
to be determined in
this application with the requisite open mind. They say that
the apprehension of bias was exacerbated
by this Court’s
refusal of Mr Zuma’s application for leave to appeal
against the decision of the Supreme Court
of Appeal in
National
Commissioner of Correctional Services,
[16]
which related to the setting aside of his medical parole by that
Court.
[20]
The respondents also sought the recusal of Zondo CJ on
the basis that he was the complainant in the contempt judgment.
This was before the respondents were aware that Zondo CJ had
recused himself. Zondo CJ recused himself when the
application came before this Court and was not part of these
proceedings. The respondents acknowledged this at the hearing.
[21]
The
Black Lawyers Association was admitted as the fourth
amicus
curiae
(friend of the court). It sought to provide assistance to this
Court on why the recusal application should be granted.
It
contended that the judges should be recused and that if they are, the
doctrine of necessity
[17]
does
not apply as acting judges could be appointed to hear this matter in
terms of section 175(1) of the Constitution.
[18]
That submission was rejected by this Court in
Hlophe
.
[19]
This was the sum total of their submissions.
[22]
The Commission contends that there is no basis for a
reasonable apprehension of bias and that the respondents fall far
short of
satisfying the test for recusal.
[23]
At the hearing of this matter on 10 May 2024, and after the
Court had adjourned to reflect on the recusal point, the individually
named judges declined to recuse themselves. As a result, this
Court dismissed the application and indicated that reasons
would
follow in the main judgment.
[24]
This
Court, in
Bernert
[20]
set out the test for recusal, which imposes a burden of proof on an
applicant for recusal based on the “presumption of impartiality
and the double requirement of reasonableness”. The Court
said:
“
The
presumption of impartiality and the double-requirement of
reasonableness underscore the formidable nature of the burden resting
upon the litigant who alleges bias or its apprehension. The
idea is not to permit a disgruntled litigant to successfully
complain
of bias simply because the judicial officer has ruled against him or
her. Nor should litigants be encouraged to
believe that, by
seeking the disqualification of a judicial officer, they will have
their case heard by another judicial officer
who is likely to decide
the case in their favour. Judicial officers have a duty to sit
in all cases in which they are not
disqualified from sitting. This
flows from their duty to exercise their judicial functions. As
has been rightly observed,
‘[j]udges do not choose their cases;
and litigants do not choose their judges.’ An application
for recusal should
not prevail unless it is based on substantial
grounds for contending a reasonable apprehension of bias.”
[21]
[25]
In
SACCAWU
this
Court emphasised that the test is one of double reasonableness and
explained that “[n]ot only must the person apprehending
bias be
a reasonable person, but the apprehension itself must in the
circumstances be reasonable”.
[22]
[26]
The
pleaded
basis for recusal is that the judges “are bound to seek to
interpret their own previous decision which now lies at
the heart of
the issues arising in this appeal in such a way as to automatically
differ with the unanimous view of the Electoral
Court”.
It is not uncommon for judges to interpret and apply their previous
decisions. Judges do this all the
time. Judges often hear
different matters relating to the same applicant without that
providing a justifiable basis for recusal.
Leave to appeal and
rescission applications are generally brought before the same judge.
Further, in the main application,
there is no debate that this Court
convicted and sentenced Mr Zuma. The only question before
this Court is whether Mr Zuma
is disqualified to stand as a
candidate for the National Assembly in terms of section 47(1)(e)
of the Constitution.
This
case is about the interpretation of section 47(1)(e) of the
Constitution: a narrow and defined legal issue that is capable
of
determination without
an
interpretation of the contempt judgment. There is no reason why
this Court, a court of “careful conscience and intellectual
discipline”,
[23]
cannot
impartially answer that legal question.
[27]
It
is not enough that the respondents have a “strongly and
honestly felt anxiety”.
[24]
They have failed to prove that there can be any reasonable
apprehension that the judges in question would fail to bring an
impartial mind to bear on the adjudication of this matter. It
is for these reasons that the recusal application was dismissed.
Jurisdiction
and leave to appeal
[28]
This
Court has constitutional
jurisdiction because Mr Zuma’s eligibility to stand for
election turns on the proper interpretation
and application of
section 47(l)(e) of the Constitution in circumstances where, by
law, an appeal is not available or a custodial
sentence has been
remitted by the President. Further, it raises the question of
the role of the Commission in deciding eligibility
for membership of
the National Assembly.
[29]
Is
it in the interests of justice to grant leave to appeal? The
consequences of the contempt judgment, and in particular the
effect
of a conviction and sentence on eligibility for the National
Assembly, is of public interest. The general public needs
to
know if candidates on a party list are eligible to be members of the
National Assembly.
The
issues raised in this appeal “transcend the narrow interests of
the litigants and implicate the interest of a significant
part of the
general public”.
[25]
T
here
needs to be finality on Mr Zuma’s eligibility to stand in
the election to be held on 29 May 2024.
[30]
An appeal to the Supreme Court of
Appeal and, thereafter, possibly to this Court is not feasible before
29 May 2024. This
Court also has the benefit of the judgment of
the Electoral Court, a specialist court.
There
are no material disputes of fact and the appeal turns on narrow
questions of law. As will soon become plain in this
judgment,
the appeal has reasonable prospects of success.
In
these circumstances, a direct appeal is in the interests of justice
and leave to appeal must be granted.
Interpretation
of section 47(1)(e) of the Constitution
[31]
Section 47 of the Constitution deals with eligibility to be a
member of the National Assembly. This section states:
“
47.
Membership
(1)
Every citizen who is qualified to vote for the National Assembly is
eligible to be
a member of the Assembly, except—
. . .
(e)
anyone who, after this section took effect, is convicted of an
offence and sentenced
to more than 12 months’ imprisonment
without the option of a fine, either in the Republic, or outside the
Republic if
the conduct constituting the offence would have been an
offence in the Republic, but no one may be regarded as having been
sentenced
until an appeal against the conviction or sentence has been
determined, or until the time for an appeal has expired. A
disqualification
under this paragraph ends five years after the
sentence has been completed.”
[32]
Section
47(1)(e)
contains
two elements. First, it imposes a substantive disqualification.
It disqualifies anyone convicted of an offence
and sentenced to
more than 12 months’ imprisonment without the option of a
fine from being eligible to be a member of
the National Assembly.
Second, it contains a proviso, which is procedural in nature. The
purpose of the proviso is
to specify the time at which the
substantive disqualification becomes operational. The proviso
says that the time at which
a person is regarded as having been
sentenced is when either: (a) an appeal against the conviction or
sentence has been determined;
or (b) the time for such appeal has
expired. The proviso
is
akin to a deeming provision insofar as it deems things to be what
they are not
[26]
– an offender is not regarded as having been convicted and
sentenced for purposes of the disqualification as there is a chance
of the conviction and sentence being overturned on appeal.
[27]
[33]
The respondents argue, and the
Electoral Court held, that the conviction and sentence contemplated
in section 47(1)(e) of the Constitution
is one that is appealable.
Since Mr Zuma could not appeal against his sentence imposed by
this Court, the sentence imposed
on him is not a “sentence”
for the purposes of section 47(1)(e). On this
interpretation, where the conviction
and sentence are imposed by this
Court acting as a court of first and last instance, the
disqualification from standing for and
holding office will never come
into operation.
[34]
The Commission argued that the
meaning of the text of section 47 is clear:
anyone
“convicted of an offence and sentenced to more than 12 months’
imprisonment” without the option of
a fine is not eligible to
serve in the National Assembly. It submitted that Mr Zuma
is disqualified from standing
for election, and it correctly upheld
the objection against his candidacy. That was so, because he
was “convicted of
an offence and sentenced to more than
12 months’ imprisonment without the option of a fine”.
[35]
The submissions made by the first to
third
amici
supported
the interpretation advanced by the Commission that the conviction and
sentence which section 47(1)(e) contemplates
are those that are
final. On this interpretation, where it is this Court, acting
as a court of first and last instance, that
has convicted and
sentenced, the disqualification will come into operation immediately
as the conviction and sentence are final
and immune from appeal.
The
requirement that an available appeal
process must first be exhausted is designed to ensure finality and
nothing else. Premature
disqualification would otherwise be a
possibility. Where it is this Court that convicts and
sentences, its decision is final
and not subject to an appeal
process. Put differently, in such an instance, the question of
an appeal simply does not arise.
The relevant offender is thus
finally convicted and sentenced for purposes of section 47(1)(e).
[36]
There
is merit in the argument advanced by the Commission and the first to
third
amici
.
If
the
position were to be otherwise, the proviso would effectively displace
the substantive part of section 47(1)(e). That cannot
be so.
For clarity, the substantive part stipulates the basis of
ineligibility. This approach accords with jurisprudence.
In
Mphosi
[28]
the Appellate Division considered an argument that a proviso in a
statute conferred a claim for general damages, notwithstanding
the
fact that the general provisions of the statute precluded such a
claim.
[29]
The Appellate
Division rejected the argument:
“
This
argument altogether overlooks the true function and effect of a
proviso. According to Craies,
Statute Law
, 7th ed., at
p. 218—
‘
the
effect of an excepting or qualifying proviso, according to the
ordinary rules of construction, is to except out of the preceding
portion of the enactment, or to qualify something enacted therein,
which but for the proviso would be within it; and such proviso
cannot
be construed as enlarging the scope of an enactment when it can be
fairly and properly construed without attributing to
it that effect’.
In
R. v Dibdin
,
1910 P. 57
, Lord Fletcher Moulton at p. 125, in
the Court of Appeal, said—
‘
The
fallacy of the proposed method of interpretation (i.e. to treat a
proviso as an independent enacting clause) is not far to seek.
It
sins against the fundamental rule of construction that a proviso must
be considered in relation to the principal matter
to which it stands
as a proviso. It treats it as if it were an independent
enacting clause instead of being dependent on
the main enactment.’
.
. .
The
second proviso to section 11(1) cannot be construed as an independent
enacting clause having the effect of imposing an obligation
upon a
registered company which has been precluded by the first proviso. It
can only be construed as being dependent on the
substantive
provisions of section 11(1).
.
. .
The
second proviso clearly cannot be construed as creating new rights of
action against a registered company.”
[30]
[37]
Based
on this
authority, which I endorse, the proviso in section 47(1)(e) cannot
have the effect contended for by the respondents.
This
conclusion is buttressed by the purpose of the disqualification and
the purpose of the proviso, both of which I now consider.
The purpose of the
disqualification
[38]
Section
47(1)(e) disqualifies persons with a conviction and a sufficiently
serious sentence from membership of the National Assembly.
According to the Commission and the first to third
amici
,
the disqualification contained in section 47(1)(e) is aimed at
maintaining the integrity of South Africa’s democratic
regime,
which is founded on the rule of law, by ensuring that members of the
National Assembly are not serious violators of
the law.
[31]
[39]
The
respondents contend that the disqualification must be interpreted and
applied against the backdrop of the rights under section
19 of the
Constitution, as the proviso preserves the political rights of
certain lawbreakers.
[32]
[40]
The disqualification signifies
that,
in certain cases, eligibility for office should not be left to a
simple majority decision by the electorate. Section
47(1) sets
out the minimum criteria that a prospective parliamentarian must
fulfil. Conviction and sentencing are indicators
of unfitness
for office for a temporary period and reinforce the high standards
set by section 47(1) for members of the National
Assembly.
Further, the length of the sentence imposed demarcates that only
sufficiently serious offences will warrant disqualification.
[41]
Section
47(1)(e)
recognises
that the electorate’s ability to “screen out”
undesirable persons might also be limited by the nature
of the
electoral system. In a significantly closed-list proportional
representation system like the one in South Africa,
votes are
cast for parties rather than individuals. The list of relevant
individuals is determined by the party alone, not
the electorate.
Section 47(1)(e) therefore limits the ability of a party
to foist unsuitable persons on the citizenry.
[33]
[42]
The
European
Court of Human Rights has, in a number of cases, examined the purpose
of constitutional and legislative provisions of member
States
disqualifying persons from standing for and holding office. It
has held that the disqualification from standing for
office and
voting, which was imposed by the judge as a collateral consequence
for a conviction for a serious offence, pursued a
legitimate aim,
namely, the proper functioning and maintenance of the democratic
regime.
[34]
In
�danoka
,
[35]
the Court examined a provision in electoral legislation that
disqualified persons from standing for election who actively
participated
in political parties that were involved in a coup
attempt. The Court recognised that the disqualification served
the legitimate
aim of protecting the democratic order.
[36]
It acknowledged that “in order to guarantee the stability
and effectiveness of a democratic system, the State may be
required
to take specific measures to protect it”.
[37]
[43]
In
Paksas
,
[38]
the European Court of Human Rights examined a provision in electoral
legislation that disqualified a person who had been removed
from
office in impeachment proceedings from standing for election. In
that case, the former President of Lithuania had been
removed from
office in impeachment proceedings following findings by the
Constitutional Court that he had committed gross violations
of the
Constitution and breached his constitutional oath. The former
President sought to stand in fresh elections following
his
impeachment, but was prevented by the eligibility criteria in the
electoral legislation.
[44]
The
Court held that the measure is intended to preserve the democratic
order, which constitutes a legitimate aim.
[39]
The Court said that it is open to a member State to impose
restrictions on the electoral rights of a person who has “seriously
abused a public position or whose conduct has threatened to undermine
the rule of law or democratic foundations”.
[40]
[45]
The
jurisprudence
of the European Court of Human Rights on the legitimate aims sought
to be achieved by eligibility criteria is of salutary
guidance in
understanding the purpose of section 47(1)(e) of the Constitution.
Similar to the eligibility criteria considered
by that Court,
the purpose of section 47(1)(e) of the Constitution is to
protect South Africa’s democracy, which is
founded on the rule
of law. Section 1(c) of the Constitution provides that the
founding values of South Africa’s
democracy include
supremacy of the Constitution and the rule of law.
[46]
The importance of the role played by
the National Assembly in South Africa’s democracy cannot be
overstated. Section
42(3) of the Constitution provides:
“
The
National Assembly is elected to represent the people and to ensure
government by the people under the Constitution. It
does this
by choosing the President, by providing a national forum for public
consideration of issues, by passing legislation and
by scrutinising
and overseeing executive action.”
[47]
This
Court in the
Nkandla
judgment
[41]
emphasised the importance of the role played by the National
Assembly. It said:
“
[T]he
National Assembly, and by extension Parliament, is the embodiment of
the centuries-old dreams and legitimate aspirations of
all our
people. It is the voice of all South Africans, especially the
poor, the voiceless and the least˗remembered.
It is the
watchdog of State resources, the enforcer of fiscal discipline and
cost effectiveness for the common good of all
our people.
It also bears the responsibility to play an oversight role over the
Executive and State organs and ensure that
constitutional and
statutory obligations are properly executed. . . . Parliament
also passes legislation with due regard
to the needs and concerns of
the broader South African public. The willingness and
obligation to do so is reinforced by each
member’s equally
irreversible public declaration of allegiance to the Republic,
obedience, respect and vindication of the
Constitution and all law of
the Republic, to the best of her abilities. In sum, Parliament
is the mouthpiece, the eyes and
the service-delivery-ensuring
machinery of the people. No doubt, it is an irreplaceable
feature of good governance in South
Africa.”
[42]
[48]
It
is accordingly essential that its members uphold the Constitution and
the law. Indeed, members of the National Assembly
are required
to take an oath or solemn affirmation to “obey, respect and
uphold the Constitution and all other law of the
Republic”
before they begin to perform their functions in the
National Assembly.
[43]
The breach of the law and the commission of crime are
inconsistent with the rule of law.
[44]
The drafters of the Constitution accordingly considered it to
be of fundamental importance that members of the National Assembly
are not serious violators of the law.
[49]
In summary,
section
47(1)(e) temporarily keeps serious violators of the law out of the
National Assembly.
The purpose of the
disqualification is aimed at maintaining the integrity of South
Africa’s democratic regime, which is founded
on the rule of
law, by ensuring that members of the National Assembly possess the
requisite respect for the rule of law.
Purpose of the proviso
[50]
The respondents argue that the
purpose of the proviso
to section 47(1)(e) is to safeguard the
right to appeal convictions or sentences. The argument
continues that where convictions
and sentences are not appealable, as
is the case in respect of convictions and sentences by this Court,
the section cannot apply.
If the section was meant to apply to
convictions and sentences by this Court, in making reference to
appeals, the section would
have added “where applicable”.
The respondents also submitted that the purpose of section 47(1)(e)
is to preserve
political rights, not to remove them.
[51]
The Commission contends that the
proviso in section 47(1)(e) serves a clear constitutional purpose,
based on the principle of judicial
hierarchy; namely, that until the
final word is spoken, the consequences of the conviction and sentence
should not be visited upon
anyone. It says that the proviso is
not a gatekeeper to determine when a sentence is a sentence. The
proviso’s
purpose is, in other words, to regulate the time
between a lower court sentencing an individual and an appellate court
making a
final decision. The simple point is that there is no
final sentence until the final court of appeal decides or the time
for
an appeal has expired. Where the final court has made the
decision or the time for an appeal has expired, then there is a
final
sentence.
[52]
The
first to third
amici
similarly submit that the proviso acts as a timing mechanism which
qualifies the operation of the disqualification until the conviction
and sentence are final. That is, until there is no possibility
for the conviction and sentence being overturned on appeal.
In
doing so, the proviso serves a clear purpose. It is aimed at
averting a specific harm, that is, where a person is denied
their
right to contest an election and to hold office, but their conviction
and sentence are ultimately overturned on appeal.
To avert the
harm to such a candidate, the disqualification does not kick in where
the candidate has appealed or may still appeal
against the conviction
and sentence.
[45]
The
purpose of the proviso is to ensure that until a person has exhausted
all available means of appeal against a conviction
or sentence, he or
she is deemed not to be convicted and sentenced. To disqualify
a person from seeking public office before
their available appeal is
finally determined would frustrate this purpose.
[46]
[53]
The
purpose of the proviso is to allow the appeal process to unfold: If
the disqualification kicks in immediately, despite there
being a
possibility that the decision on conviction or sentence may be
overturned, the harm occasioned by a person being disqualified
from
standing for and holding office may not be easily undone if the
appeal is ultimately successful.
[47]
The proviso must furthermore be understood in light of the provisions
of section 321 of the Criminal Procedure Act,
[48]
which, unlike as is the case in civil proceedings, provides that a
sentence is not automatically suspended due to the lodging of
an
appeal. The Legislature, plainly mindful of this provision, had
as its purpose with the proviso that all appeal remedies
are
exhausted before the disqualification takes effect.
[54]
In
response to the contention by the respondents that section 47(1)(e)
does not apply because a sentence imposed by this Court is
not
appealable, the Commission and the
amici
relied on the majority in the contempt judgment. This Court
stated there that
“
the
Constitution categorically allows the denial of the right of appeal
by empowering this Court to entertain matters by way of
direct
access”.
[49]
The
majority in the contempt judgment has spoken on the lack of a right
of appeal, and in terms of the principle of
stare
decisis
(abide by cases already decided), that judgment constitutes the final
word until set aside.
[50]
[55]
The
proviso is not an exhaustive deeming provision.
[51]
Its effect is that a sentence may be considered final, and the
disqualification may come into operation when any appeal has
been
determined or the time for an appeal has expired. It does not
prevent a sentence which is final and immune from appeal,
from being
a sentence for the purposes of section 47(1)(e). The proviso
does not require that there be a right of appeal
against a conviction
and sentence for the disqualification to apply. The proviso is
therefore aimed at ensuring that a person
is only disqualified from
standing for and holding office once their conviction and sentence
are final.
[56]
A conviction and sentence imposed by
this Court as the court of first and final instance are final and
immune from appeal.
This means that any suspension of the
disqualification would not serve the specific purpose sought to be
achieved by the proviso
because there is no possibility of the
conviction and sentence being overturned on appeal.
Conclusion on the
interpretation of section 47(1)(e)
[57]
The
Electoral Court reasoned that because Mr Zuma could not appeal
this Court’s sentence, it is not a “sentence”
for
purposes of section 47(1)(e).
[52]
Zondi JA put the matter thus:
“
The
drafters of the Constitution recognised the fact that a person
convicted and sentenced has a right to appeal against their
conviction and sentence, upon leave being granted by the trial court
or, if refused, on petition to the superior court. If
that fact
was not important to them, they would not have inserted the proviso
which seeks to preserve the status quo pending the
appeal processes.
In other words, the conviction and sentence do not take effect until
the appeal process has taken place
alternatively a convicted and
sentenced person has elected to not appeal the conviction and/or
sentence. In my view the sentence
that was imposed on Mr Zuma
cannot be said to be a sentence which the section contemplates. The
Commission erred therefore
to uphold an objection to Mr Zuma’s
candidacy on the basis that the sentence that was imposed on him
disqualified him
from being eligible to be a member of National
Assembly.”
[53]
[58]
This
reasoning cannot be sustained. It has no support in the text of
section 47(1)(e). Section 47(1)(e) applies
to anyone who
has been “sentenced to more than 12 months’
imprisonment”. The text does not qualify
the words
“sentence” and “sentenced” to exclude
sentences imposed by this Court. Further, as mentioned,
the
question of the lack of an ability to appeal was dealt with by the
majority in the contempt judgment
.
[54]
[59]
The
Electoral Court’s judgment and the respondents’
contentions are tantamount to equating “until” in section
47(1)(e) to “unless”. The difference becomes clear
when regard is had to section 42(1)(b) of the interim
Constitution,
[55]
where the
word “unless” is used in the context of a pardon.
[60]
The interpretation of section
47(1)(e) of the Constitution adopted by the Electoral Court subverts
the very purpose sought to be
achieved by the section. The
Electoral Court’s interpretation means that a person convicted
and sentenced by this Court
as a court of first and final instance is
permanently immunised from the disqualification contained in section
47(1)(e). On
the Electoral Court’s interpretation, the
disqualification will
never
kick in because the conviction and sentence are not able to be
appealed.
[61]
The
Electoral
Court’s judgment commits the fallacy of interpretation that the
Appellate Division rejected in
Mphosi
.
[56]
It interprets the proviso to section 47(1)(e) as an
independent enacting clause, the function of which is to alter the
meaning of the principal substantive clause to which it stands as a
proviso, instead of being dependent on the main enactment.
Finally,
the
Electoral
Court’s reasoning undermines the authority of this Court, the
apex court of the country. It means that had
the same sentence
been imposed by the Magistrate’s Court, Mr Zuma would be
disqualified (because there are appeals),
but since he was sentenced
by this Court, he is not disqualified (because there is no appeal).
[62]
There is nothing in section 47(1)(e)
to suggest that only a sentence that can be appealed leads to
ineligibility to be a member
of the National Assembly. The
context and purpose indicates that the provision does not render the
right of appeal a necessary
condition before being constitutionally
disqualified. Rather, the provision reflects the position that
where an appeal is
available, the timing of any disqualification
would be aligned with the appeal’s success or otherwise.
[63]
In summary on this question:
properly interpreted, section 47(1)(e) of the Constitution provides
that a person who is finally convicted
and sentenced to more than
12 months’ imprisonment is not eligible to contest
elections or hold office as a member of
the National Assembly. The
effect of the proviso is to suspend the disqualification only
temporarily to mitigate the possible
harm which may arise if the
disqualification operates immediately and the conviction or sentence
are later overturned on appeal.
It does so for only so long as
is necessary (hence the use of the word “until”) for
there to be no chance of
the conviction and sentence being overturned
on appeal. Section 47(1)(e) does not say that no one may be
regarded as having
been sentenced “unless” they have a
right to an appeal. The proviso is concerned with ensuring that
there is
finality in the conviction and sentence before the
disqualification takes effect.
[64]
Carving out an exception for persons
like Mr Zuma on the basis that they did not have the right to
appeal their conviction
and sentence subverts the purpose sought to
be achieved by section 47(1)(e) and threatens to undermine our
democracy. It
threatens the integrity of the National Assembly
– a body that ought to comprise of individuals who can be
trusted to promote
and advance the rule of law and constitutional
values – and it undermines the confidence that the public holds
in the National Assembly.
Further, it would threaten the
legitimacy of this Court’s findings as the apex court.
Remission of sentence
[65]
The
question for determination is the legal effect of the Presidential
remission on the sentence imposed on Mr Zuma by this
Court.
Section
84(2)(j)
of the Constitution empowers the President to grant pardons,
reprieves, and remissions.
[57]
[66]
The respondents submit that the
remission of Mr Zuma’s sentence by the President
effectively reduced the sentence to
three months. They say that
as at the date of the Presidential remission of the sentence, Mr Zuma
had served less than
three months of the original sentence. By
the act of remission, the remaining 12 months of the sentence
was extinguished.
Therefore, his effective and ultimate
sentence was reduced to approximately three months, which is less
than the 12 months’
yardstick prescribed in section
47(1)(e) of the Constitution.
[67]
According to the Commission, the
remission did not expunge Mr Zuma’s
conviction or sentence. He was still, in the language of
section 47(1)(e),
“convicted of an offence and sentenced to
more than 12 months’ imprisonment”.
[68]
In my view, section 47(1)(e) focuses
on the length of the sentence imposed, not the length of the sentence
served. It uses
the words: “convicted of an offence and
sentenced”. If the focus of the section were time served,
the text would
have said, for example, “convicted of an offence
and served a sentence”.
[69]
The purpose of the section confirms
the text. Section 47(1)(e) recognises that not every offence
should disqualify someone
from being a member of the
National Assembly. Only offences that warrant a sentence
of more than 12 months’
imprisonment are sufficiently
serious to warrant disqualification. The sentence component in
section 47(1)(e) is there to
indicate the severity of the offence.
That signal of seriousness applies – and gives effect to
the purpose of section 47(1)(e) – no
matter how
long the offender ultimately serves (in prison).
[70]
Modiba J,
joined by Professor Ntlama Makhanya and Professor Phooko,
incorrectly held that remission reduces a sentence.
[58]
On this interpretation of section 47(1)(e), what matters is the
“effective sentence”, not the sentence that
was
imposed.
[59]
The text
does not support that interpretation: the text says “convicted
. . . and sentenced”, without regard
for how much of that
“sentence” is served.
[71]
This
reasoning undermines section 165(1) of the Constitution, which vests
judicial authority in the courts. It is the role
of the
judiciary to sentence offenders. As the Supreme Court of Appeal
explained in
Mhlakaza
,
“[t]he function of a sentencing court is to determine the
maximum term of imprisonment a convicted person may serve. The
court has no control over the minimum or actual period served or to
be served”.
[60]
[72]
The
term of imprisonment imposed by the judiciary can be reduced by the
President through a remission of sentence, but it does not
alter what
has been done judicially. Remission of a sentence has the
consequence of reducing the sentence to be served.
[61]
The distinction between the sentence imposed by a court and the
actual term served is elided by the approach taken by Modiba J.
It is the fact of a conviction and sentence that matters for
section 47(1)(e), and that fact cannot be altered by the Executive.
On these facts, the President could not have imposed a
three-month sentence, indirectly through a remission. Modiba J
incorrectly reasoned that “since Mr Zuma completed serving
his sentence on 11 August 2023, the conclusion that the legal
effect
of the remission was that his sentence was reduced is unavoidable.
His effective sentence was no longer 15 months
but 3
months”.
[62]
[73]
In understanding the current
provision, it is useful (but not determinative) to consider evidence
about how the drafters of the
Constitution intended the prerogative
powers to interact with section 47(1)(e) of the Constitution.
Section
42(1)(b) of the interim
Constitution, the predecessor to section 47(1)(e), expressly
provided that the disqualification from
seeking office could be
lifted through a pardon.
[74]
The
Draft Framework for the New Constitution
[63]
(Draft Framework) explains that the Technical Advisers to the
Constitutional Assembly raised a query about whether it was redundant
to include this proviso. This was because a pardon relieves a
person of all civil disqualifications, and thus would remove
the
disqualification from office even without the proviso.
[64]
[75]
The Draft Framework responded to
this query as follows:
“
Pardon
has three possible meanings. First, a free pardon expunges the
conviction and sentence (in terms of
section 327
of the
Criminal
Procedure Act of 1977
). A person receiving a free pardon would
thus not be disqualified by
section 7(2)(c)
[from seeking
office] as there is no conviction or sentence. Second, a pardon
may wipe out the sentence only
(section 325
of the
Criminal Procedure
Act). Where
there is no sentence, the disqualification does not
apply either. Third, a pardon may reduce a sentence (usually
referred
to as remission of sentence of imprisonment). For
example, a person’
s 20
-year sentence may be reduced to 10
years. The judicially imposed sentence is not reduced, merely
the length of execution.
Whether a person is disqualified would
depend on the length of the original sentence of imprisonment.”
[65]
[76]
The drafters could not have been
clearer that they intended it to be the
original
sentence that would determine disqualification under section 47(1)(e)
of the Constitution, not the length of execution.
From
its inception, therefore, it was understood that remission of
sentence was irrelevant to section 47(1)(e).
[77]
This
Draft Framework is also the type of “[b]ackground evidence”
that is “useful to show why particular provisions
were or were
not included in the Constitution”.
[66]
As mentioned, in order to be taken into account by a court in
interpreting the Constitution, the background evidence must
be clear,
not in dispute and relevant to showing why the particular provisions
were included in the Constitution. These requirements
are
satisfied here.
[78]
The background evidence confirms the
text and purpose of section 47(1)(e): that the focus is on the
length of the sentence
imposed.
[79]
Modiba J
in
the Electoral Court relied on
Smith
[67]
and
Boshego
,
[68]
two High Court judgments, to arrive at the contrary view that
remission of sentence is relevant to section 47(1)(e). She
held:
“
The
Court in both cases rejected the contention that the remission only
applies to their parole. It held that it also applies
to their
sentence. In both cases, the Court held that the remission
reduced these parties’
effective
sentences. In the result, not only did they qualify for parole
earlier, but their imprisonment sentences would also, as a
result of
the remission, expire earlier.”
[69]
(Emphasis added.)
[80]
This finding, which lay at the
centre of Modiba J’s judgment, begs the question. It
only tells us that remission
of sentence has the result that a
person’s effective sentence is reduced and that the period of
imprisonment expires earlier.
However, this does not answer the
central question here, which is whether remission of sentence
operates retrospectively to alter
the sentence
imposed
by a court. Neither
Smith
nor
Boshego
answer that question.
[81]
In
Smith
,
in 2018, the applicant was sentenced to three 15 year periods of
incarceration, which would run concurrently, and a further three
year
term, which would commence after completion of the 15 year
sentence.
[70]
Along with
various other offenders, in 2020, the applicant received a 24 month
remission of sentence from the President.
[71]
In order to address the spread of Covid-19, the President had
also empowered the prison authorities to consider for parole,
inter
alia, persons who would reach their minimum detention period within a
period of 60 months from 27 April 2020.
[72]
In order to qualify for parole, the applicant’s minimum
detention period thus had to fall on or before 26 April 2025.
[73]
[82]
The
applicant’s minimum detention period for his 15-year sentence
was seven and a half years. His minimum detention
period for
his three-year sentence was six months.
[74]
Contrary to the operative guidelines, the prison authorities
had calculated the effect of the remission by deducting eight
months
from each of the applicant’s three sentences. On this
calculation, the applicant’s minimum detention period
would
only expire after 26 April 2025, and he was thus not eligible for
parole.
[75]
[83]
The
High Court’s limited finding was that this was incorrect. It
held that the 24 month remission should be applied
to the full
effective sentence (18 years) and that the concurrent sentences
should not have been treated separately.
[76]
The High Court said nothing to suggest that remission of
sentence meant that the applicant had not been sentenced to
a
cumulative 18 years’ imprisonment.
[84]
The
facts in
Boshego
were substantially the same: the prison authorities had again
calculated the relevant minimum detention period by treating
concurrent
sentences separately.
[77]
The High Court held that this was incorrect. It said
nothing to suggest that remission operated retrospectively to
alter
the sentence imposed by the court.
[85]
The
effect
of a remission of sentence is to bring forward a person’s date
of release. It is a mechanism designed to facilitate
the
execution of sentences and administration of prisons. Whether
or not remission is granted is no reflection on the gravity
of the
relevant person’s offence. Instead, it is generally used
for other public policy objectives or practical purposes
such as
reducing prison overcrowding or incentivising meritorious conduct
during a period of incarceration. These considerations
fall
within the prerogative of the Executive.
[86]
Section 47(1)(e)
focuses
on the length of the sentence imposed, not the length of the sentence
served.
Remission of sentence
concerns the execution of the sentence and does not retrospectively
alter the sentence imposed.
[87]
For these reasons:
(a)
The Electoral Court erred in its interpretation of
section 47(1)(e).
The meaning of a criminal sentence in
section 47(1)(e) does not depend on whether the sentence may be
appealed or not.
T
he proviso to the
section does not have the result that it does not apply to a
conviction and sentence handed down by this Court.
(b)
Remission of a sentence by the President does not
have the legal
effect of a retrospective alteration of that sentence, but its
earlier expiration. Remission of sentence is
irrelevant for
purposes of section 47(1)(e).
(c)
By virtue of the provisions of section 47(1)(e),
Mr Zuma is
disqualified from being a candidate for the National Assembly.
Issues in the
cross-appeal
The Commission exceeded
its powers
[88]
The
respondents argue that the Commission does not have the power and
authority to implement the provisions of section 47(1)(e)
of the
Constitution. They say that
section 30(1)(a)
of the
Electoral
Act
[78]
does not make any
reference to eligibility for membership of the National Assembly, a
matter which falls under the exclusive domain
of the National
Assembly. They further argue that in terms of section 57
of the Constitution,
[79]
read
with rule 13 of the Rules of the National Assembly and other
provisions of Chapter 4, eligibility for membership of the
National
Assembly, for the Speakers Office and for the Office of the
President, are solely determined by the National Assembly.
According to the respondents, the first order of business in
the National Assembly should be the election of the Speaker
and her
Deputy, followed by the election of the President. It is
thereafter that the eligibility for membership of the National
Assembly arises for determination.
[89]
The
Commission, in turn, relies on section 30, read with
section 27
of
the
Electoral Act, as
the source of its powers to determine
eligibility for membership of the National Assembly. Section
30(1)(a)
of the
Electoral Act allows
an objection to the nomination of a
candidate if “[t]he candidate is not qualified to stand in the
election”.
[80]
Section 30(3)
of the
Electoral Act requires
the Commission
to “decide the objection”.
[90]
The
Electoral Act requires
the Commission to satisfy itself that each
candidate on a party’s list is eligible to be a member of the
National Assembly.
Section 27 of the
Electoral Act
[81
]
deals with a party’s list of candidates. A list must, in
terms of subsection (2)(b), include an undertaking from
a
representative of the party that “each candidate on the list is
qualified to stand for election in terms of the Constitution”.
The only provision in the Constitution that addresses
eligibility to become a member of the National Assembly is contained
in section 47(1). This means that the party must demonstrate,
through the undertaking, that its candidates are eligible in
terms of
that section of the Constitution.
[91]
The
form for a candidate list is prescribed in Appendix 1 to the
Regulations concerning the Submission of Lists of Candidates,
2004.
[82]
The party’s
list must include, amongst other things, an undertaking from a party
representative that “each candidate
on the list is qualified to
stand for election in terms of section 47 . . . of the Constitution”.
Each candidate on
a party’s list must then sign an
acceptance of nomination in the form prescribed in Appendix 4 to
those Regulations. The
acceptance includes a declaration that
the candidate is “qualified to be elected as a member of the
National Assembly . .
. in terms of section 47 . . . of the
Constitution”.
[92]
These provisions indicate that the
criteria to be utilised by the Commission in determining objections
to a candidate’s eligibility
relate specifically to the
requirements of section 47(1). In terms of these provisions of
the
Electoral Act, therefore
, the Commission is empowered to
determine, before the election, qualification for membership of the
National Assembly.
Reasonable
apprehension of bias
[93]
The respondents submit further that there was a reasonable
apprehension of bias on the part of the Commission, to the extent
that
the Commission as a whole, was legally excluded from deciding
the question of Mr Zuma’s eligibility to stand as a
candidate
in the elections. They point to a statement made by
one of the Commissioners, Ms Janet Love, regarding Mr Zuma’s
eligibility to stand as a candidate in the elections. They
allege that although the statement was made by Commissioner Love,
she was speaking on behalf of the Commission and her statement was
endorsed by its silence. They contend that Commissioner Love’s
failure to recuse herself from participating in the determination of
the objection lodged against Mr Zuma’s candidacy
renders
the decision by the Commission a nullity.
[94]
The Commission denies that it prejudged Mr Zuma’s
eligibility to stand in the elections. It says that, whilst the
statement made by Commissioner Love was in response to a question
from the media about Mr Zuma’s eligibility, it was
simply
a restatement of the law in which she emphasised that if Mr Zuma
were ineligible, it would be as a result of the law
and not as a
result of the Commissioners’ personal views. It says that
Commissioner Love was not expressing a view
on Mr Zuma’s
eligibility, but simply paraphrasing, in the abstract, the effect of
section 47(1)(e).
[95]
After
the hearing of this matter, this Court issued post-hearing directions
to the applicant and the respondents, raising pointed
questions in
respect of this issue.
[83]
[96]
This Court will decide the question of bias based solely on
the evidence that was before the Electoral Court, excluding any
further
evidence that the parties sought to place before us.
[97]
The
test for bias is objective. A reasonable suspicion of bias “is
tested against the perception of a reasonable, objective
and informed
person”.
[84]
[98]
The facts upon which bias is raised are largely common cause.
On 24 January 2024, at a press briefing, a question
was
asked specifically about Mr Zuma’s eligibility to stand as
a candidate. Commissioner Love responded to the
question in the
following terms:
“
That
excludes anybody who has been given a sentence that was not the
subject of any deferral, and in that sense, it is not ourselves,
but
the laws of the country that would stand as an impediment for that
candidacy.”
[99]
At the heart of this issue is whether the statement
made by Commissioner Love was an expression about Mr Zuma’s
eligibility for membership of the National Assembly. This
question must be answered from the perspective of
a reasonable, objective and informed person.
[100]
Although Commissioner
Love was asked
about Mr Zuma, she did not answer the question about Mr Zuma
directly. She spoke generically about
the application of the
law to a case such as that of Mr Zuma, and, to “anybody”
else. The Electoral Court
correctly
found
that the context in which Commissioner Love was speaking for the
Commission was “ambiguous” and “without
specificity”. Zondi JA reasoned as follows:
“
What
is clear to this Court is that the statement made by Commissioner
Love, in a context in which she was speaking for the Commission,
is
ambiguous and without specificity. All it says is that a person
who falls into a category defined by the law would be
excluded from
standing as a candidate. This is in fact the case. Without
more there is no basis for a conclusion of
bias. The submission
by the MK Party that the reference to ‘that candidacy’
refers directly to Mr Zuma
and can only refer to Mr Zuma
and shows bias against Mr Zuma has no merit. The words in
the context of the statement
refer clearly to a person whose
candidacy is affected by a provision of the law. The words
refer to any such person and not
specifically to Mr Zuma.”
[85]
[101]
There is nothing in the statement about
Mr Zuma’s eligibility. The statement does not say
that Mr Zuma is
not eligible. The opening phrase of the
statement,
“
[t]hat excludes anybody”
makes clear that Commissioner Love was speaking in generic terms
about the operation of the law on
any candidate.
[102]
The respondents
bear
the onus to establish the existence of bias, and they have failed to
do so. There is no merit in this point and it must
fail.
Conviction on the merits
[103]
The respondents contend that the
conviction against Mr Zuma is not a “conviction” as
contemplated by
section 47(1)(e).
This is for the following
reasons: Mr Zuma was not charged with an offence by a criminal
court; he was not involved
in any criminal trial proceedings; and was
not afforded fair criminal rights in terms of section 35(3) of the
Constitution. The
conviction is not a “conventional”
conviction as envisaged in section 47(1)(e), read with sections 35
and 12 of the
Constitution. The respondents further contended
that the Electoral Court ought to have found, like it did in respect
of the
sentence, that the conviction is not a “conviction”
contemplated by section 47(1)(e), for the same reason that
it
cannot be appealed. They said this followed as a matter of
logic.
[104]
There
is no difference between a conviction following criminal proceedings
and a conviction following civil contempt of court proceedings.
Our
courts have held that contempt of court, even civil contempt of
court, is a criminal offence.
[86]
Civil contempt is a crime.
[87]
The only distinction is procedural. Civil contempt is
instituted in relation to disobedience of an order made in civil
proceedings. Both species of contempt are criminal offences.
[105]
There
is no difference in the type of conviction since a person is
convicted of committing a criminal offence in both civil and
criminal
contempt proceedings. In
Fakie N.O.
,
[88]
Cameron JA held that “the application for committal for
contempt is a peculiar amalgam, for it is a civil proceeding
that
invokes a criminal sanction”.
[89]
Therefore, the sanction of a conviction for contempt of court
is a criminal sanction, even in civil contempt proceedings.
[106]
Section 47(1)(e) generally refers to
the conviction of an offence. It draws no distinction between
convictions for civil contempt
and other convictions. The
ordinary meaning of an offence should be given to the word: that it
is a criminal offence. A
differentiation between types of
criminal offences is unjustified and unfounded and would undermine
the purpose of the disqualification
under section 47(1)(e). It
is not for a court to limit the scope of the provision when it has
been framed in wide and
general terms.
[107]
Section 47(1)(e) simply says
“convicted of an offence and sentenced to more than 12 months’
imprisonment without
the option of a fine”. Mr Zuma
was “convicted” in that this Court “found”
him “guilty.
. . of the crime of contempt of court”.
Order
[108]
In the result, the following order
is made:
1.
The applicant is granted leave to appeal
directly to this Court.
2.
It is declared that Mr Zuma was
convicted of an offence and sentenced to more than 12 months’
imprisonment for purposes
of section 47(1)(e) of the
Constitution and is accordingly not eligible to be a member of, and
not qualified to stand for
election to, the National Assembly until
five years have elapsed since the completion of his sentence.
3.
The order of the Electoral Court is set
aside and replaced with the following:
“
The
appeal is dismissed.”
4.
The counter-application is dismissed.
5.
There
is no order as to costs in this Court.
For
the Applicant:
T
Ngcukaitobi SC, J Mitchell and S Mathe instructed by Moeti
Kanyane Incorporated
For
the First and Second Respondents:
D
C Mpofu SC, M Seti-Baza, L Moela and P May instructed by Zungu
Incorporated Attorneys
Counsel
for the First Amicus Curiae:
N
Ferreira instructed by Webber Wentzel
Counsel
for the Second Amicus Curiae:
M du Plessis SC, P
Maharaj-Pillay and C Kruyer instructed by Norton Rose Fulbright
South Africa Incorporated
Counsel
for the Third Amicus Curiae:
N Ferreira and M
Salukazana instructed by Adams and Adams
Counsel
for the Fourth Amicus Curiae:
T J Magano instructed by
Mketsu and Associates Incorporated
[1]
Secretary
of the Judicial Commission of Inquiry Into Allegations of State
Capture, Corruption and Fraud in the Public Sector including
Organs
of State v Zuma
[2021] ZACC 18
;
2021 (5) SA 327
(CC);
2021 (9) BCLR 992
(CC)
(
contempt
judgment
).
[2]
Id at para 142.
[3]
Id.
[4]
National
Commissioner of Correctional Services v Democratic Alliance (with
South African Institute of Race Relations intervening
as Amicus
Curiae)
[2022] ZASCA 159
;
2023 (2) SA 530
(SCA) (
National
Commissioner of Correctional Services
).
[5]
Proc R133 GG 49106 of 11 August 2023.
[6]
73
of 1998.
[7]
Umkhonto
Wesizwe Political Party v Electoral Commission of South Africa
2024
JDR 1712 (EC) (
Electoral Court
judgment
).
[8]
Id
at paras 37-44.
[9]
Id
at paras 45-51.
[10]
Id
at paras 54 and 86.
[11]
Id
at paras 67-82.
[12]
Id
at paras 90 and 96.
[13]
Id
at paras 21-7, 54 and 86.
[14]
Id
at paras 28-32, 54 and 86.
[15]
Id at paras 33-6, 54 and 86.
[16]
National
Commissioner of Correctional Services
above
n 4.
[17]
The
doctrine of necessity permits an adjudicator, who is subject to a
disqualification at common law (for example, bias), to sit
if there
is no other competent tribunal or if a quorum cannot be formed
without them. It is applied to prevent a failure
of justice.
See
De
Smith
Judicial
Review of Administrative Action
4
ed
at 276.
[18]
Section
175(1) of the Constitution states:
“
The
President may appoint a woman or a man to serve as an acting Deputy
Chief Justice or judge of the Constitutional Court if
there is a
vacancy in any of those offices, or if the person holding such an
office is absent. The appointment must be
made on the
recommendation of the Cabinet member responsible for the
administration of justice acting with the concurrence of
the Chief
Justice, and an appointment as acting Deputy Chief Justice must be
made from the ranks of the judges who had been appointed
to the
Constitutional Court in terms of section 174(4).”
[19]
Hlophe
v Premier of the Western Cape Province; Hlophe v Freedom Under Law
[2012] ZACC 4
;
2012 (6) SA 13
(CC);
2012 (6) BCLR 567
(CC) at para
42.
[20]
Bernert
v Absa Bank Ltd
[2010]
ZACC 28; 2011 (3) SA 92 (CC); 2011 (4) BCLR 329 (CC).
[21]
Id at para 35. See also
South
African Human Rights Commission obo South African Jewish Board of
Deputies v Masuku
[2022]
ZACC 5
;
2022 (4) SA 1
(CC);
2022 (7) BCLR 850
(CC) (
Masuku
).
[22]
South
African Commercial Catering and Allied Workers Union v Irvin &
Johnson Limited Seafoods Division Fish Processing
[2000]
ZACC 10
;
2000 (3) SA 705
(CC);
2000 (8) BCLR 886
(CC) (
SACCAWU
)
at para 15. See also
President
of the Republic of South Africa v South African Rugby Football Union
[1999] ZACC 9
;
1999 (4) SA 147
(CC);
1999 (7) BCLR 725
(CC),
where
the Court held at para 48:
“
The
question is whether a reasonable, objective and informed person
would on the correct facts reasonably apprehend that the judge
has
not or will not bring an impartial mind to bear on the adjudication
of the case, that is a mind open to persuasion by the
evidence and
the submissions of counsel. The reasonableness of the
apprehension must be assessed in the light of the oath
of office
taken by the judges to administer justice without fear or favour;
and their ability to carry out that oath by reason
of their training
and experience. It must be assumed that they can disabuse
their minds of any irrelevant personal beliefs
or predispositions.
They must take into account the fact that they have a duty to
sit in any case in which they are not
obliged to recuse themselves.
At the same time, it must never be forgotten that an impartial
judge is a fundamental prerequisite
for a fair trial and a
judicial officer should not hesitate to recuse herself or
himself if there are reasonable grounds
on the part of a litigant
for apprehending that the judicial officer, for whatever reasons,
was not or will not be impartial”.
[23]
Masuku
above
n 21 at para 58.
[24]
SACCAWU
above
n 22 at para 17.
[25]
Paulsen
v Slip Knot Investments
777
(Pty) Limited
[2015] ZACC 5
;
2015 (3) SA 479
(CC);
2015 (5) BCLR 509
(CC) at para
26.
[26]
Eastern
Cape Parks and Tourism Agency v Medbury (Pty) Ltd t/a Crown River
Safari
[2018] ZASCA 34
;
2018 (4) SA 206
(SCA) (
Eastern
Cape Parks
)
at para 29.
[27]
Section 42(1)(b) of the interim Constitution contained an almost
identical disqualification and provided that no person shall
become
or remain a member of the National Assembly, inter alia
,
if he or she “at any time after the promulgation of this
Constitution is convicted of an offence . . . for which he or
she
has been sentenced to imprisonment of more than 12 months without
the option of a fine, unless he or she has received a pardon”.
The proviso to this disqualification in section 42(2) was
expressly worded as a deeming provision and provided:
“
For
the purposes of subsection (1)(b) no person shall be deemed as
having been convicted of an offence until any appeal against
the
conviction or sentence has been determined, or, if no appeal against
the conviction or sentence has been noted, the time
for noting such
an appeal has expired.”
[28]
Mphosi
v Central Board for Co-Operative Insurance Ltd
1974 (4) SA 633
(A) (
Mphosi
).
[29]
Id at 645A-B.
[30]
Id at 645.
[31]
Electoral
Court judgment
above n 7 at para 50. The Electoral Court held that the
purpose of section 47(1)(e) is to “maintain the integrity
of the electoral process by ensuring that those that campaign for
public office and elected to hold office are not serious violators
of the law”.
[32]
Section
19 of the Constitution says the following:
“
(1)
Every citizen is free to make political choices, which includes the
right—
(a)
to form a political party;
(b)
to participate in the activities of, or recruit members for, a
political party; and
(c)
to campaign for a political party or cause.
(2)
Every citizen has the right to free, fair and regular elections
for
any legislative body established in terms of the Constitution.
(3)
Every adult citizen has the right—
(a)
to vote in elections for any legislative body established in terms
of the Constitution, and to do so in secret; and
(b)
to stand for public office and, if elected, to hold office.”
[33]
As
the Venice Commission on the Exclusion of Offenders from Parliament,
23 November 2018, explained at para 146:
“
[T]he
influence of citizens on the choice between party candidates may be
limited by the internal functioning of the parties or
by the
electoral system. In other words, in the absence of internal
party democracy, a system of closed lists would prevent
voters from
excluding undesirable characters.”
[34]
M.D.U.
v Italy
,
no 58540/00), ECHR 2003 at 14.
[35]
�danoka
v Latvia
,
no 58278/00, ECHR 2006.
[36]
Id at para 86.
[37]
Id at para 80.
[38]
Paksas
v Lithuania
,
no 34932/04, ECHR 2011.
[39]
Id at para 100.
[40]
Id at para 101.
[41]
Economic
Freedom Fighters v Speaker of the National Assembly; Democratic
Alliance v Speaker of the National Assembly
[2016] ZACC 11; 2016 (3) SA 580 (CC); 2016 (5) BCLR 618 (CC).
[42]
Id at para 22.
[43]
Section 48 of the Constitution read with section 4 of Schedule 2.
[44]
See
Nyathi
v Member of the Executive Council for the Department of Health,
Gauteng
[2008]
ZACC 8
;
2008 (5) SA 94
(CC);
2008 (9) BCLR 865
(CC) at para 80,
where this Court said:
“
Certain
values in the Constitution have been designated as foundational to
our democracy. This in turn means that as pillar-stones
of
this democracy, they must be observed scrupulously. If these
values are not observed and their precepts not carried
out
conscientiously, we have a recipe for a constitutional crisis of
great magnitude. In a State predicated on a desire
to maintain
the rule of law, it is imperative that one and all should be driven
by a moral obligation to ensure the continued
survival of our
democracy.”
[45]
Auction
Alliance (Pty) Ltd v Minister of Police
2014 JDR 2675 (WCC) at para 35.
[46]
The
Venice Commission has explained in the Venice Commission on the
Exclusion of Offenders from Parliament, 30 June 2015, at para
153
that it “considers that the deprivation of political rights
before final conviction is contrary to the principle of
presumption
of innocence, except for limited and justified exceptions”.
[47]
The Supreme Court of Canada recognised that if a disqualification is
not suspended and an appeal is ultimately successful, it
will be
difficult to undo the damage caused by having prevented a person
from standing for and holding office. See
Harvey
v New Brunswick (Attorney General)
[1996] 2 SCR 876
at para 49.
[48]
51 of 1977. Section 321 reads:
“
When
execution of sentence may be suspended.—
(1)
The execution of the sentence of a superior court shall not be
suspended by reason of any appeal against a conviction or by reason
of any question of law having been reserved for consideration
by the
court of appeal, unless—
.
. .
(b)
the superior court from which the appeal is made or by which the
question is reserved thinks fit to order that the accused be
released on bail or that he be treated as an unconvicted prisoner
until the appeal or the question reserved has been heard and
decided:
Provided
that when the accused is ultimately sentenced to imprisonment the
time during which he was so released on bail shall
be excluded in
computing the term for which he is so sentenced: Provided further
that when the accused has been detained as an
unconvicted prisoner,
the time during which he has been so detained shall be included or
excluded in computing the term for which
he is ultimately sentenced,
as the court of appeal may determine.
(2)
If the court orders that the accused be released on bail, the
provisions of sections 66, 67 and 68 and of subsections (2),
(3), (4) and (5) of section 307 shall
mutatis mutandis
[the
necessary changes having been made] apply with reference to bail so
granted, and any reference in—
(a)
section 66 to the court which may act under that section, shall
be
deemed to be a reference to the superior court by which the accused
was released on bail;
(b)
section 67 to the court which may act under that section, shall
be
deemed to be a reference to the magistrate’s court within
whose area of jurisdiction the accused is to surrender himself
in
order that effect be given to any sentence in respect of the
proceedings in question; and
(c)
section 68 to a magistrate shall be deemed to be a reference to
a
judge of the superior court in question.”
[49]
Contempt
judgment
above
n 1 at para 80.
[50]
I stand by my dissent in the
contempt
judgment
and the reasons underpinning it, but I do respect and acknowledge
the decision of the majority as the final word on this issue.
[51]
See the discussion in
Eastern
Cape Parks
above n 26 at paras 30-7. See, in particular, para 35, where
the Supreme Court of Appeal explained:
“
It
is absurd to construe the deeming provision in the manner contended
for by Medbury, namely, that the certificate is a ‘prerequisite
for the protection afforded by the [Games Theft Act 105 of 1991
(GTA)] to apply’. This would defeat the purpose of
the
GTA, which is to ensure that owners of game, who had in fact taken
adequate measures to enclose land in order to confine
game do not
lose ownership in the event of loss of control due to escape. The
result of following Medbury’s construction
would be that even
where the land is
in fact
sufficiently enclosed to confine a
species to it, the protection provided for by section 2(1)(a)
would be rendered nugatory.
The production of a certificate
was meant, in the words of Watermeyer CJ, ‘to facilitate
proof’ that the land
in issue is sufficiently enclosed to
confine the species in question. It was not meant to deprive
owners who had taken
the necessary measures to sufficiently enclose
game on land. The deeming provision in question cannot be
extended to preclude
another form of proof that the land was
sufficiently enclosed so as to confine the relevant game. In
that respect, it cannot
be conclusive or indisputable.”
[52]
Electoral
Court judgment
above
n 7 at paras 49-51 and 54.
[53]
Id at para 51.
[54]
Contempt
judgment
above
n 1 at para 80.
[55]
See
fn 27 above.
[56]
Mphosi
above n 28 at 645.
[57]
Section 84(2)(j) of the Constitution says:
“
(2)
The President is responsible for—
.
. .
(j)
pardoning or reprieving offenders and remitting any fines,
penalties
or forfeitures;”
[58]
Electoral
Court judgment
above
n 7 at paras 67-82.
[59]
Electoral
Court judgment
above
n 7 at para 74.
[60]
See
S
v Mhlakaza
[1997]
ZASCA 7
;
1997 (1) SACR 515
(SCA) (
Mhlakaza
)
at para 17 and
Makhokha
v S
[2019] ZACC 19
;
2019 (2) SACR 198
(CC);
2019 (7) BCLR 787
(CC) at
para 11.
[61]
In
State
of Haryana & Ors v Jagdish
2010 (4) SCC 216
, the Court said the following about remission:
“
The
act of remission of the State does not undo what has been done
judicially. The punishment awarded through a judgment
is not
overruled but the convict gets benefit of a liberalised policy of
State pardon.”
This principle was
affirmed by the Indian Supreme Court in the case of
Rajendra
Mandal v The State of Bihar & Ors
[Writ Petition 9 Criminal
No 252 of 2023].
[62]
Electoral
Court judgment
above
n 7 at para 74.
[63]
Constitutional Assembly “Draft Framework for the New
Constitution” (30 August 1995) at fn 18, available at
https://www.justice.gov.za/constitution/history/DRAFTS/LFRAME30.PDF.
[64]
Id.
[65]
Id.
[66]
See
S
v Makwanyane
[1995]
ZACC 3
;
1995 (3) SA 391
(CC);
1995 (6) BCLR 665
(CC) (
Makwanyane
)
at para 19. Chaskalson P held the following at para 17:
“
Our
Constitution was the product of negotiations conducted at the
Multi-Party Negotiating Process. The final draft adopted
by
the forum of the Multi-Party Negotiating Process was, with few
changes, adopted by Parliament. The Multi-Party Negotiating
Process was advised by technical committees, and the reports of
these committees on the drafts are the equivalent of the travaux
préparatoires [official record of a negotiation], relied upon
by the international tribunals. Such background material
can
provide a context for the interpretation of the Constitution and,
where it serves that purpose, I can see no reason why such
evidence
should be excluded. The precise nature of the evidence, and
the purpose for which it may be tendered, will determine
the weight
to be given to it.”
[67]
Smith v
Minister of Justice and Correctional Services
[2022]
ZAGPJHC 60 (
Smith
).
[68]
Boshego
v Correctional Supervision and Parole Board: Kgosi Mampuru II
2023
JDR 2026 (GP) (
Boshego
).
[69]
Electoral
Court judgment
above n 7 at para 74.
[70]
Smith
above n 67 at para 27.
[71]
Id at paras 4-5.
[72]
Id.
[73]
Id at para 6.
[74]
Id at para 27.
[75]
Id at para 32.
[76]
Id at paras 42-6.
[77]
Boshego
above n 68 at paras 13 and 23.
[78]
I
deal with the provisions of the section shortly.
[79]
Section 57 reads:
“
(1)
The National Assembly may—
(a)
determine and control its internal arrangements, proceedings and
procedures; and
(b)
make rules and orders concerning its business, with due regard to
representative and participatory democracy, accountability,
transparency and public involvement.
(2)
The rules and orders of the National Assembly must provide for—
(a)
the establishment, composition, powers, functions, procedures and
duration of its committees;
(b)
the participation in the proceedings of the Assembly and its
committees
of minority parties represented in the Assembly, in a
manner consistent with democracy;
(c)
financial and administrative assistance to each party represented
in
the Assembly in proportion to its representation, to enable the
party and its leader to perform their functions in the Assembly
effectively; and
(d)
the recognition of the leader of the largest opposition party in
the
Assembly as the Leader of the Opposition.”
[80]
Section 30 reads:
“
Objections
to lists of candidates—
(1)
Any person, including the chief electoral
officer, may object to the nomination of a candidate on the
following grounds:
(a)
The candidate is not qualified to stand in
the election;
. . .
(3)
The Commission must decide the objection, and must notify the
objector and the registered party that nominated the candidate of
the decision in the prescribed manner by not later than the relevant
date stated in the election timetable.”
[81]
Section 27(1) and (2) reads:
“
Submission
of lists of candidates—
(1)
A registered party intending to contest an election must nominate
candidates and submit a list or lists of those candidates for that
election to the chief electoral officer in the prescribed
manner by
not later than the relevant date stated in the election timetable.
(2)
The list or lists must be accompanied by a prescribed—
(a)
undertaking, signed by the duly authorised representative of the
party, binding the party, persons holding political office in the
party, and its representatives and members, to the Code;
(b)
declaration, signed by the duly authorised representative of the
party, that each candidate on the list is qualified to stand for
election in terms of the Constitution or national or provincial
legislation under Chapter 7 of the Constitution and has signed the
prescribed acceptance of nomination;”
[82]
Regulations
concerning the Submission of Lists of Candidates, GN R14
GG
25894,
7 January 2004.
[83]
The directions read:
“
The
Deputy Chief Justice has issued the following directions:
1.
The parties (not
amici
) must file written submissions . . .
on the following issues:
(a)
The Electoral Commission says
that the statement it describes as the
expression of a legal position by Commissioner Love “was made
in response to a question
about Mr Zuma’s eligibility”
for membership of the National Assembly. If the question
was specifically
about Mr Zuma’s eligibility for
membership of the National Assembly, was the expression of the legal
position not
also about that eligibility and to the effect that the
expressed legal position disqualified Mr Zuma?
(b)
Ought Commissioner Love not reasonably
to have realised that the
legal position might be contested by uMkhonto weSizwe Political
Party and Mr Zuma?
(c)
In the event that she would
reasonably have realised what is
referred to in paragraph (b), ought she not reasonably to have
realised that the Electoral Commission
might have to pronounce
on Mr Zuma’s eligibility for membership of the National
Assembly?
(d)
In the event that she would reasonably
have realised that the
Electoral Commission might have to pronounce on Mr Zuma’s
eligibility for membership of
the National Assembly, ought she not
to have refrained from expressing a view about the eligibility?
(e)
Having not refrained from expressing
a view about Mr Zuma’s
eligibility, ought she to have recused herself from participating in
the Electoral Commission's
determination of the eligibility?
(f)
If she ought to have recused
herself, what is the effect of her
participation in the determination by the Electoral Commission of
Mr Zuma’s eligibility?
(g)
If Commissioner Love’s participation
vitiated the
determination by the Electoral Commission of Mr Zuma’s
eligibility, is it open to this Court to substitute
the
determination by the Electoral Commission?”
[84]
Turnbull-Jackson
v Hibiscus Coast Municipality
[2014] ZACC 24
;
2014 (6) SA 592
(CC);
2014 (11) BCLR 1310
(CC) at
para 30.
[85]
Electoral
Court judgment
above n 7 at para 31.
[86]
Jayiya
v Member of the Executive Council for Welfare, Eastern Cape
Provincial Government
[2003] ZASCA 38;
2004 (2) SA 611
(SCA) at para 18, citing
S
v Beyers
1968 (3) SA 70 (A).
[87]
See
Matjhabeng
Local Municipality v Eskom Holdings Limited; Mkhonto v Compensation
Solutions (Pty) Limited
[2017] ZACC 35
;
2017 (11) BCLR 1408
(CC);
2018 (1) SA 1
(CC) and
Pheko
v Ekurhuleni Metropolitan Municipality
[2015] ZACC 10
;
2015 (5) SA 600
(CC);
2015 (6) BCLR 711
(CC).
[88]
Fakie
N.O. v CCII Systems (Pty) Ltd
[2006] ZASCA 52
;
2006 (4) SA 326
(SCA) (
Fakie
N.O.
).
[89]
Id at para 8.
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