Case Law[2022] ZACC 37South Africa
Mineral Sands Resources (Pty) Ltd and Others v Reddell and Others (CCT 66/21) [2022] ZACC 37; 2023 (2) SA 68 (CC); 2023 (7) BCLR 779 (CC) (14 November 2022)
Constitutional Court of South Africa
14 November 2022
Headnotes
Summary: Defamation — abuse of process — SLAPP suit defence — ulterior purpose — consideration of the merits
Judgment
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## Mineral Sands Resources (Pty) Ltd and Others v Reddell and Others (CCT 66/21) [2022] ZACC 37; 2023 (2) SA 68 (CC); 2023 (7) BCLR 779 (CC) (14 November 2022)
Mineral Sands Resources (Pty) Ltd and Others v Reddell and Others (CCT 66/21) [2022] ZACC 37; 2023 (2) SA 68 (CC); 2023 (7) BCLR 779 (CC) (14 November 2022)
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sino date 14 November 2022
CONSTITUTIONAL
COURT OF SOUTH AFRICA
Case
CCT 66/21
In
the matter between:
MINERAL
SANDS RESOURCES (PTY)
LIMITED
First Applicant
MINERAL
COMMODITIES
LIMITED
Second Applicant
ZAMILE
QUNYA
Third Applicant
MARK
VICTOR
CARUSO
Fourth Applicant
and
CHRISTINE
REDDELL
First Respondent
TRACEY
DAVIES
Second Respondent
DAVINE
CLOETE
Third Respondent
MZAMO
DLAMINI
Fourth Respondent
CORMAC
CULLINAN
Fifth Respondent
JOHN
GERARD INGRAM
CLARKE
Sixth Respondent
and
CENTRE
FOR APPLIED LEGAL STUDIES
First Amicus Curiae
SOUTHERN
AFRICA HUMAN RIGHTS
DEFENDERS
NETWORK
Second Amicus Curiae
Neutral
citation:
Mineral
Sands Resources (Pty) Ltd and Others v Reddell and Others
[2022]
ZACC 37
Coram:
Kollapen J, Madlanga J, Majiedt J, Mathopo J, Mhlantla J,
Mlambo AJ, Theron J, Tshiqi J and Unterhalter AJ
Judgment:
Majiedt J (unanimous)
Heard
on:
17 February 2022
Decided
on:
14 November 2022
Summary:
Defamation — abuse of process — SLAPP suit defence —
ulterior purpose — consideration of the merits
ORDER
On
direct appeal from the High Court of South Africa, Western Cape
Division, Cape Town:
1.
Leave to appeal directly to this Court is granted.
2.
The appeal is upheld.
3.
The order of the High Court is set aside, and the following order is
made:
(a)
The plaintiffs’ exception to the first special plea of the
defendants is upheld on the basis that
the first special plea lacks
averments necessary to establish a defence.
(b)
The defendants are afforded 30 days from the date of this order to
seek leave to amend their first special
plea, failing which, the
first special plea is dismissed.
4.
The applicants are ordered to pay 60% of the respondents’ costs
in this Court, including
the costs of two counsel.
5.
Each party must pay its own costs in the High Court.
JUDGMENT
MAJIEDT J
(Kollapen J, Madlanga J, Mathopo J, Mhlantla J, Mlambo AJ, Theron J,
Tshiqi J and Unterhalter AJ concurring):
Introduction
[1]
One
of the more positive features of our nascent democratic order is
vibrant, vigilant and vociferous civil society participation
in
public affairs. In a truly broad based participatory democracy
characterised by that kind of active participation,
our Constitution’s
aspirations and values find meaning in
the lives of the populace for whose benefit the Constitution was
ultimately enacted.
[1]
One
of the notably active voices is that of the environmental interests
lobby.
[2]
At the heart of this case lies the phenomenon of what has
become known as SLAPP, short for Strategic Litigation Against Public
Participation.
It has been described as:
“
[L]awsuits
initiated against individuals or organisations that speak out or take
a position on an issue of public interest . . .
not as a direct tool
to vindicate a
bona
fide
claim,
but as an indirect tool to limit the expression of others . . . and
deter that party, or other potential interested parties,
from
participating in public affairs.”
[2]
It
is relatively new in this country,
[3]
but far more settled in jurisdictions such as Canada and the United
States of America. This is the first time that it has
reached
this Court. We must determine whether our law prohibits a
SLAPP suit under the abuse of process doctrine and,
if not, whether
it should be developed in that regard. Thus, the central issue
is whether our law currently permits that
ulterior motive alone, to
the exclusion of the merits of a claim, may be
determinative
of abuse of process, so that the claim can be dismissed solely on
that basis. If not, ought this Court to develop
the common law
to recognise abuse of this kind?
[3]
The
case originates from three defamation suits instituted by the present
applicants, Australian mining companies and some of their
executives,
as plaintiffs in the High Court of South Africa, Western Cape
Division, Cape Town (High Court). The defendants
in
the suits are the present respondents before us; they are
environmental lawyers and activists. For ease of reference,
the
parties will be referred to as they are in this Court, although the
context may sometimes require reference to them as they
were cited in
the High Court.
[4]
From time to time they may also be referred to as “the mining
companies” or “the mining executives”
(plaintiffs/applicants) and “the environmentalists”
(defendants/respondents).
[4]
The
Centre for Applied Legal Studies (CALS)
was admitted as the first amicus curiae.
CALS is a
public interest organisation and is also registered as a law clinic
based at the University of the Witwatersrand’s
School of Law.
Two of their programmes, the Environmental Justice Programme
and the Civil and Political Justice Programme,
are of relevance to
this application. The former aims to hold corporate actors
accountable for environmental damage and to
make section 24
environmental rights a reality for all who live in South Africa.
The latter seeks to further the rule of
law and respect for the
Constitution as the supreme law of the land. Because of what it
does under these two programmes,
CALS has an interest in the present
litigation. CALS made useful written and oral submissions in
this case, setting out the
nature and treatment of SLAPP suits in
foreign jurisdictions, focusing primarily on the tests used in
foreign jurisdictions to
identify and address cases presenting as or
alleged to be SLAPP suits. CALS adopted the stance that,
considering the nature of SLAPP suits (with
reference to our jurisprudence and comparative foreign jurisprudence)
against the scope
of abuse of process, this type of lawsuit differs
from abuse of process and ought not to be conflated with our
common law
of abuse of process. It is CALS’s
considered view that neither the current process of dealing with
abuse of process,
nor the elevation of ulterior motive within the
common law abuse of process test is sufficient to deal with SLAPP
suits. This Court
is indebted to CALS for its helpful
submissions.
[5]
The
Southern Africa Human Rights Defenders
Network (SAHRDN) was admitted as second amicus curiae. The
SAHRDN is a non-profit sub-regional
network of human rights
organisations from Southern Africa. It was established as a
strategic response to the shrinking civic
space and increased
systematic attacks on civil society and human rights defenders across
Southern Africa. It contributes
to the respect and recognition
of human rights defenders as legitimate actors and agents of social
change with universally recognised
and guaranteed constitutional
rights. Since 2013, the SAHRDN has operated with close
support from a steering committee
with members consisting of the
International Commission of Jurists, the Southern Africa Litigation
Centre and Zimbabwe Lawyers
for Human Rights. The SAHRDN’s
written and oral submissions centered
on international law
with the aim of ensuring that the broader context of international
law is taken into account by this Court.
In particular, they
sought to ensure that the Court considered international law
principles that promote the ability of human
rights defenders to
participate in public interest issues that may involve litigation.
Their submissions were helpful to
the Court for which we
are indebted.
[6]
The three defamation actions emanate from
various allegedly defamatory statements made by the
environmentalists. The claims
in the actions total in excess of
R14 000 000. In response to each of the defamation
actions, the defendants raised
two special pleas, both of which
elicited exceptions from the plaintiffs.
[7]
The first special plea – the SLAPP
special plea – was that the actions were brought for the
ulterior purpose of discouraging,
censoring, intimidating, and
silencing the respondents and members of the public in relation to
public criticism of the mining companies.
The plaintiffs
excepted to this special plea, contending that the SLAPP suit defence
did not exist in our law and that therefore,
the special plea did not
disclose a defence. This is the first set of exceptions –
the second set of exceptions dealt
with the second special plea of
the defendants. That second special plea, styled “the
corporate defamation special
plea” in the High Court
proceedings, was that the claims of the mining companies were bad in
law because a for-profit company
has no claim for general damages in
relation to defamation without alleging and proving falsity,
wilfulness and patrimonial loss.
That special plea is the
subject of a separate matter before this Court:
Reddell and Others
v Mineral Sands Resources (Pty) Ltd and Others
CCT 67/21.
[8]
The
High Court heard the two exceptions together
.
[5]
The exception to the SLAPP special plea was dismissed by
the High Court. The applicants now seek leave to appeal
to
this Court for the reversal of the High Court’s decision
to dismiss the exception. The applicants assert that
this case
is closely related to CCT 67/21. In that case, both the High
Court and Supreme Court of Appeal are bound by the
latter Court’s
decision in
SA
Taxi
.
[6]
A direct appeal to this Court is thus necessary and leave to appeal
should be granted.
Background
[9]
The plaintiffs are engaged in
extensive mining operations
in the exploration and development
of major mineral sands projects in South Africa, namely the
Tormin Mineral Sands Project
and the Xolobeni Mineral Sands
Project.
There appears to be fierce
community opposition to these mining activities and the defendants
are apparently at the forefront of
that opposition. In the
course of this opposition, the defendants are alleged to have
made statements which are defamatory
of the plaintiffs.
[10]
The first to third respondents made
the alleged defamatory statements as presenters of a lecture series
at the University of Cape Town,
concerning the
applicants’ Tormin mining project, entitled
“Mining
the Wild and West Coast: ‘Development’ at what cost?”.
The alleged defamatory statements concern
what was said to be the
duplicitous and unlawful nature of the mining operations which were
said to be ravaging the environment.
The claims against them
totalled R1 250 000.
[11]
T
he fourth and fifth respondents
participated in a radio interview in which the present fourth
applicant (the second plaintiff in
the High Court) was also a
participant. The interview was posted on the radio station’s
website. The fourth and
fifth respondents discussed the
mining activities, expressed certain contentious opinions and
trenchantly criticised the plaintiffs’
mining operations.
They are sued for a total of R3 000 000.
[12]
Lastly,
in respect of the sixth respondent, the alleged defamatory statements
appeared in two e-books
[7]
published by him, several of his radio interviews,
video
clips posted by him on YouTube, numerous emails that he had written,
and a number of his interviews published on various social
media
platforms online. He also participated in a panel discussion on
a SABC television programme known as 50/50 relating
to mining and
mineral regulation issues; he posted an article on an online
journalism platform called
Medium
,
entitled “Behind the Irony Curtain: Blood Diamond, Xolobeni and
the Real Story of MRC”;
[8]
and engaged in general advocacy around environmental issues. In
the end, the plaintiffs instituted 27 defamation claims against
him
totalling R10 000 000.
[13]
The plaintiffs sought damages for
the alleged defamation, alternatively, public apologies. In
their SLAPP special plea, the
defendants pleaded that these claims
are brought against the individual defendants even though—
(a)
the mining companies do not allege any patrimonial loss;
(b)
the mining companies do not allege that the alleged defamatory
statements concerned are false; and
(c)
the mining companies do not honestly believe that they have any
prospect of recovering the amount of
damages claimed from the
individual defendants.
[14]
The defendants pleaded that the
plaintiffs’ conduct in this regard “
forms
part of a pattern of conduct
”.
This “
pattern of conduct
”
involves these mining companies and their directors bringing
“
defamation actions for the
ulterior purpose
” of—
(a)
discouraging, censoring, intimidating, and silencing the defendants
in relation to public criticism
of the plaintiffs; and
(b)
intimidating and silencing members of civil society, the public, and
the media in relation to public
criticism of the plaintiffs.
[15]
The defendants concluded in their
special plea that the bringing of the defamation actions—
(a)
is an abuse of process of court;
(b)
amounts to the use of court process to achieve an improper end and to
use litigation to cause the defendants
financial and/or other
prejudice in order to silence them; and
(c)
violates the right to freedom of expression entrenched in section 16
of the Constitution.
[16]
Finally, the defendants pleaded
that, insofar as it may be held that the existing common law
does not allow for the dismissal
of an action on this basis, the
common law should be developed in terms of sections 8(3) and
39(2) of the Constitution.
[17]
The
plaintiffs excepted to the SLAPP special plea. They did so:
first, on the basis that the defendants had not brought an
application in terms of the Vexatious Proceedings Act
[9]
(the Act); and, second, on the basis that the defendants had not
satisfied the requirements for abuse of process at common law
which,
they say, “require that the Court finds that the proceedings
are obviously unsustainable as a certainty and not merely
on the
preponderance of possibility”. The reliance on the Act
has effectively fallen away and we are only concerned
here with abuse
of process under the common law. This is because, as the
applicants rightly say, the respondents do not purport
to rely on the
Act, nor could they. Section 2(1)(b) of that Act would not
apply here – the section requires a separate
application for
protection against a vexatious litigant to be brought by a defendant.
Protection cannot be obtained simply
by filing a plea in which
abuse is alleged.
The applicants’
main submissions
[18]
First,
as to appealability, the applicants submit that the order of the
High Court meets the requirements for appealability,
laid down
in
Zweni,
[10]
that is:
it
is final in effect and not susceptible to alteration by that Court;
it is definitive in certain respects of the rights of the
parties;
and has the effect of disposing of a substantial portion of the
relief claimed.
[11]
The
order
also complies with the adaptation of the
Zweni
test by this Court in, amongst others,
SCAW
,
[12]
as it is in the interests of justice that it be heard by this Court.
[19]
In
essence, the applicants’ case is that recognising the SLAPP
suit defence on the terms that it is pleaded permits the respondents
(as defendants) to put the applicants (as plaintiffs) on trial
in the actions where the only issue will be the applicants’
motives. Findings of ulterior motive would result in the
actions being dismissed without any regard to the merits of the
applicants’ claims for defamation.
[13]
[20]
On leave to appeal, the applicants’
contention is that the application engages both this Court’s
constitutional
and general jurisdiction. They submit that their
right to access to courts in terms of section 34 of the Constitution
is
of cardinal importance. The applicants argue that a
resolution of the disputes between the parties, without reference to
the merits of those disputes, implicates their right to a fair public
hearing. What may constitute an abuse of process and
the
protections afforded to a litigant confronted with an abuse of
process raise arguable points of law of general public importance
that transcend the interests of the parties.
[21]
The
applicants say that there is no dispute between them and the
respondents that the interests of justice favour an appeal directly
to this Court. The issues are important and of broader
application than the parties. Pragmatism strongly favours this
matter being heard together with that under CCT 67/21,
[14]
and the Supreme Court of Appeal is unlikely to entertain one or
both matters. According to the applicants, it appears
that the
respondents confine their opposition to the merits of the
application. Their preference also seems to be for this
Court
to engage with the merits of the application at this stage.
[22]
The
respondents’ SLAPP special pleas, according to the applicants,
postulate that under the common law a litigant may raise
an abuse of
process as a stand alone defence to a substantive claim and that
ulterior motive alone, to the exclusion of the
merits of a claim, may
give rise to an abuse of process. The applicants argue that
this runs contrary to cases like
Maphanga
[15]
that place clear (if not exclusive) emphasis on the merits of a claim
in the abuse of process analysis.
[23]
The applicants further assert that
the respondents’ SLAPP special pleas lack averments necessary
to sustain the defence they
wish to raise, as the respondents seek to
have the merits of a claim excluded from the abuse of process
analysis, contrary to that
doctrine. Therefore, the applicants
submit that their first set of exceptions, otherwise compliant with
the exception procedure,
accordingly, stand to be upheld.
[24]
The
applicants oppose the development of the common law, for which the
respondents contend in the alternative, on the basis that
the
respondents have failed to satisfy the applicable test, as summarised
by this Court in
DZ
.
[16]
The applicants further submit that the common law principles of abuse
of process are not inconsistent with section 16
or section 34
of the Constitution, relied on by the respondents, nor
the constitutional value system. Moreover,
the applicants
submit that the international approach to the regulation of SLAPP
suits, invoked by the respondents, is merits centric
and
establishes that law reform on the topic is a complicated exercise
best left to the Legislature.
The respondents’
main submissions
[25]
The respondents assert that, on the
well-established approach to exceptions, it must be accepted as true
that—
(a)
the plaintiffs do not honestly believe that they have any prospect of
recovering the amount of damages
claimed from the defendants;
(b)
the plaintiffs’ defamation actions are brought for the purpose
of—
(i)
discouraging, censoring, intimidating, and silencing the defendants
in relation to public
criticism of them; and
(ii)
intimidating and silencing members of civil society, the public, and
the media in relation to
public criticism of them; and
(c)
this forms part of a “pattern of conduct” by the mining
companies and their directors in
which they seek to bring defamation
actions for these purposes.
[26]
The respondents assert that it must
also be accepted as true that the mining companies have not brought a
defamation claim for a
reasonable amount, likely to be recovered, to
compensate them for injury to dignity. Instead, they have
brought a series
of claims for amounts which they know they will not
recover, in order to silence their critics.
[27]
The
main thrust of the respondents’ argument is that the existing
doctrine of abuse of process encompasses a SLAPP
suit
defence and that the existing common law allows and requires
courts to consider ulterior motive when assessing whether
a litigant
has abused court proceedings. Ultimately, the respondents
submit that the common law also allows for ulterior
motive
solely to be determinative of abuse of process in certain
circumstances. They rely heavily on
Lawyers
for Human Rights
[17]
as authority that an ulterior motive can be considered solely
determinative of abuse of process. According to the
respondents,
that case holds that, generally, abuses of process occur
when court processes are used for ulterior or extraneous purposes.
This
finding makes clear that (a) ulterior motives will be
considered; and (b) ulterior motives can be determinative of abuse of
process.
[28]
The
respondents also rely on a number of other cases for their submission
that “our courts have repeatedly referred to the
purpose of the
litigation as being relevant to and possibly determinative of the
question of abuse of process”.
[18]
They take issue with the applicants’ contention that
these cases are distinguishable.
[29]
The
respondents make extensive submissions as to why the applicants’
strong reliance on
Maphanga
[19]
is misplaced. First, they say that in that case
the question of improper motive does not appear to have been at
issue. Second, if
Maphanga
did
indeed purport to hold that the motive or purpose of the litigation
was irrelevant to debates about abuse of process, this would
have
been wrong. It would have been inconsistent with a series of
decisions of our courts, including the Supreme Court of
Appeal and
this Court. Furthermore, the respondents assert that
the
applicants’ invocation of cases dealing with the legality of
arrests and criminal prosecutions are inapposite. Those
cases
are
distinguishable,
as there is plainly good reason for the law to refuse to provide a
route for a person who commits a crime to avoid
arrest or prosecution
by asserting bad motives against an arresting officer or prosecutor.
[30]
The respondents further submit that this Court need not
decide the question
when an ulterior purpose can
be enough to conclude that there is abuse of process in order to
dismiss the appeal. It only
needs to decide whether, given the
facts pleaded by the respondents (which must be accepted as true),
the ulterior motive of the
mining companies behind their
defamation claims could conceivably constitute an abuse of process.
According to the respondents,
litigation brought for an
ulterior purpose is patently impermissible. It constitutes an
abuse of process. This is for
two reasons: first, the
importance of free engagement and debate on matters of public
importance; and, second, the environmental
context in which these
actions have been brought is especially concerning.
[31]
The respondents conclude that under
the existing common law, the special pleas are good in law. Whether
they are established
on the facts is a matter for the trial court
to determine in due course. The notion that the special pleas
can be rejected
at this stage, before evidence on them is even led,
is, according to the respondents, not correct. The respondents
therefore
submit that the plaintiff’s’ appeal and
exception must fail.
[32]
If
they are wrong for any reason on the position of the existing common
law, say
the
respondents, then the existing common law falls to be developed.
They contend that this case falls squarely within the
principles laid down in
DZ
.
[20]
The respondents are at pains to emphasise that they
do
not suggest that this Court should create an entire SLAPP suit regime
via the development of the common law. What they
propose,
instead, is that the real and pressing concerns alluded to on this
score must be considered in determining whether and
how the existing
common law principles of abuse of process are to be developed. They
draw an analogy to
the
development of the common law regulating class actions.
[21]
[33]
The
respondents maintain that it would be untenable to uphold the
applicants’ contention that would preclude the development
of
the common law at this stage on exception. It cannot seriously
be contended that it is “legally impossible”
for the
common law to be developed in a manner that would sustain the
special plea. Doing so would foreclose the development
of the
common law on this critical issue and be directly at odds with this
Court’s approach in
Fetal
Assessment Centre
.
[22]
Jurisdiction and leave to
appeal
[34]
For leave to appeal to be granted in this Court, an applicant
must meet two requirements. First, the matter must fall within
the jurisdiction of this Court in that it raises a constitutional
issue or an arguable point of law of general public importance
and
second, the interests of justice must warrant that leave to appeal be
granted.
[35]
The
issues are plainly of manifest importance. The parties are
agreed that the interests of justice favour granting the application
for leave to appeal. They are in agreement that the issues are
of pressing constitutional import.
This Court has both constitutional and general jurisdiction in this
case. We are concerned here with whether the common law
doctrine of abuse of process currently provides for a SLAPP suit
defence. In addition, this matter concerns the development
of
the common law and right of access to courts in line with
Boesak
.
[23]
This matter is directly linked to CCT 67/21 (the corporate
defamation defence), and as in that case, this matter transcends
the
parties’ narrow interests. SLAPP suits, by definition,
limit public participation by abusing the legal process
to silence
and deter public participation. The restrictions upon public
participation, particularly in environmental matters
where
“meaningful public participation” is required, is a
matter of general public importance.
[24]
Furthermore, and again much like the case in CCT 67/21, this matter
engages the constitutional rights of freedom of speech
[25]
as well as access to courts.
[26]
[36]
Direct
appeals to this Court are permitted only where the interests of
justice so permit.
[27]
In
Khumalo
,
this Court granted leave to appeal directly to it on the basis that:
“
The extent to
which the Constitution requires a development of the law of
defamation is a question which has been frequently asked.
The
issue was raised but not answered in an early decision of this Court,
Du
Plessis and Others v De Klerk and Another
[1996] ZACC 10
;
1996
(3) SA 850
(CC)
(1996 (5) BCLR 658)
, and has been considered in a
considerable number of High Court judgments since. It is
also a matter which has received
the attention of the Supreme Court
of Appeal in
National
Media Ltd v Bogoshi
and has also troubled Courts in many other jurisdictions. In
all these circumstances, therefore, it seems that it would be
in the
interests of justice for this Court to consider the appeal. The
application for leave to appeal is therefore granted
(though to avoid
confusion I shall continue to refer to the appellants as
applicants).”
[28]
(Footnotes omitted.)
[37]
Leave to appeal ought to be granted directly to this Court.
Unlike the case in CCT 67/21, this matter does not face the
challenge of binding precedent in the Supreme Court of Appeal
(
SA Taxi
, as alluded to in paragraph [8] above).
However, the two cases are closely linked, relate to the same
parties, are based
on the same causes of action and engage public
policy considerations, so that it is undoubtedly in the interests of
justice for
the cases to be heard and dealt with simultaneously. I
am cognisant of the fact that this Court is reluctant to bypass the
Supreme Court of Appeal in matters relating to the development
of the common law, however, the fact that that Court has already
heard the case on corporate defamation in
SA Taxi
and that it
is not desirable to split the two cases, weighs in favour of this
Court granting leave. It is thus in the interests
of justice
that the two cases be heard on direct appeal by this Court. As
will appear, there are also reasonable prospects
of success.
[38]
What
bears consideration next, is the appealability of the dismissal of an
exception. In
Informal
Traders
,
this Court held that whether an interlocutory decision is appealable
is an interests of justice enquiry.
[29]
A similar “interests of justice” enquiry ought to apply
here.
In
Zweni,
the
Supreme Court of Appeal held that
decisions
that can be appealed must have the following three attributes: they
must be final in effect and not susceptible to alteration
by the
court of first instance; they must be definitive in some respect of
the rights of the parties; and they must have the effect
of disposing
of a substantial portion of the relief claimed.
[30]
However,
where an exception is not upheld, an appeal will not lie because it
does not meet the criteria enumerated in
Zweni
.
Previously, the Supreme Court of Appeal has pertinently declined to
reconsider the question of the appealability of decisions
dismissing
exceptions.
[31]
However, the interests of justice criterion is more expansive.
As this Court held in
OUTA
:
“[t]his Court has granted leave to appeal in relation to
interim orders before. It has made it clear that the
operative
standard is the ‘interests of justice’”.
[32]
As stated, there are reasonable prospects of success here. This
set of exceptions plainly raise questions concerning
the
constitutional validity of the common law of defamation, as was the
case in
Khumalo
.
[39]
The
question whether an appeal may lie to this Court against the
dismissal of an exception by a High Court depends on whether such
dismissal constitutes a “decision on a constitutional matter”
as contemplated by rule 19
[33]
and, if it does, whether it is “in the interests of
justice” – the standard set by section 167(6) of the
Constitution
[34]
– for
this Court to hear the appeal. This first set of exceptions
raise questions concerning the constitutional right
to freedom of
expression, the right to access to courts, as well as meaningful
public participation in matters of public importance,
such as
compliance with environmental regulations by mining companies.
In considering and then dismissing these exceptions,
the High Court
was clearly concerned with a constitutional matter and that order
constitutes a decision on a constitutional matter
as contemplated in
rule 19.
[40]
As
stated, there is a close link between this matter and CCT 67/21, and
this further supports the appealability of this case.
The
High Court found that our common law recognises a SLAPP suit
defence to an action for defamation which requires no consideration
at all of the merits of the claim. This effectively permits a
defendant to seek the dismissal of an action solely on the
basis that
it is brought for an ulterior purpose and without any regard to the
merits of the plaintiff’s claim. This
may potentially be
definitive of the rights of the parties in the actions and may later
on dispose of the actions. U
sually,
a dismissal of an exception is not appealable on the basis that the
question of law can be argued again at the end of the
trial.
But sometimes, as here, this position must yield to a circumstance
where an important and novel question of law requires
determination
so that the trial may proceed with certainty as to whether the
defence as pleaded is in fact good in law. In
this respect, the
present matter is different to
Baliso,
[35]
where
this Court refused leave against the dismissal of an exception.
It is thus in the interests of justice for leave to appeal to be
granted in this matter. In respect of the merits,
regard must
first briefly be had to the well established general approach to
exceptions as they would apply to this case.
Merits
The approach to be
adopted in respect of the exceptions
[41]
The
excipient must satisfy the court that the conclusion of law pleaded
by a defendant cannot be supported by any reasonable interpretation
of the particulars of claim.
[36]
In adjudicating an exception, the facts pleaded by the defendants
must all be accepted as true.
[37]
Applied to this case, it means that it must be accepted as true
that
the plaintiffs have not brought a defamation claim for a reasonable
amount, likely to be recovered in order to compensate them
for injury
to dignity. Instead, they have brought a series of claims for
amounts which they know they will not recover, in
order to intimidate
their critics, the environmentalists, into silence. What bears
consideration next in brief is the SLAPP
suit’s origin, nature,
and development.
The
SLAPP suit – origin, nature, and development
[42]
As
stated, the SLAPP suit has its origin in the United States of America
and Canada. The term “SLAPP” originated
in the
1980’s in the United States of America.
[38]
Lawsuits of this kind are usually brought for the purpose of
preventing or discouraging political expression and comment
on public
issues. Their objective is to limit protest and dissuade
individuals, citizens and activists from political participation.
There appears to be an increase in such cases, particularly in
foreign jurisdictions like Canada and the United States of America,
and they take a wide range of forms. They are often described
as
cases without merit brought to discourage a party from pursuing or
vindicating their rights, often with the intention not necessarily
to
win the case, but simply to waste the resources and time of the other
party, until they abandon their defence. SLAPP suits
are
frequently brought as defamation claims, abuse of process, malicious
prosecution or delictual liability cases.
[39]
Their aim is to intimidate and scare a litigant who may previously
have brought to light matters of public concern.
[40]
[43]
A
common feature of SLAPP suits is that the primary aim of the
litigation is not to enforce a legitimate right. The objective
is to silence or fluster the opponent, tie them up with paperwork or
bankrupt them with legal costs. Therefore, the hallmark
of a
SLAPP suit is that it often (but not necessarily always) lacks merit,
and that it is brought with the goals of obtaining an
economic or
other advantage over a party by increasing the cost of litigation to
the point that the party’s case will be
weakened or abandoned.
They
are primarily legal proceedings that are intended to silence critics
by burdening them with the cost of litigation in the hope
that their
criticism or opposition will be abandoned or weakened. In a
typical SLAPP suit, the plaintiff does not necessarily
expect to win
its case, but will have accomplished its objective if the defendant
yields to the intimidation, mounting legal costs
or exhaustion and
abandons its defence and also, importantly, its criticism of and
opposition to the project or development.
[41]
It appears from this initial analysis that both merit and motive play
a role in the test for a SLAPP suit and the one may
inform the other.
[44]
SLAPP
suits are not brought only in the context of environmental
litigation, they are encountered in various other types of
litigation.
It bears repetition that environmentalists appear
to be quite active worldwide, and also in our country. A
further factor
is that “meaningful public participation”
is a key requirement in environmental legislation.
[42]
Those most commonly at the receiving end of defamation SLAPP suits
are media institutions, whistleblowers, and activists.
SLAPP
suits in all spheres, but particularly in the context of public
interest environmental litigation, evince a deeper contestation
in
society. It is the manifestation of the increasing contest
between the competing interests of developers pursing their
property
rights, and environmentalists pursuing conservation objectives.
These lawsuits demonstrate the need for a balance
between competing
rights such as freedom of expression, right to privacy, and the right
to property.
[45]
SLAPP
suit defences have been introduced by legislation in some foreign
jurisdictions, primarily on the basis that SLAPP suits impede
freedom
of expression.
[43]
Thus,
for example, in California, the Code of Civil Procedure pertinently
declares that it is intended to protect the American
constitutional
right to free speech in the context of participation in matters of
public significance.
[44]
And in Canada,
the
anti SLAPP legislation is aimed at mitigating the harmful
effects of strategic lawsuits against public participation, utilised
not as a direct tool to vindicate a
bona
fide
claim,
but as an indirect tool to limit the expression and deter that party,
or other potential interested parties, from participating
in public
affairs.
[45]
There are
elaborate procedures in most of these foreign jurisdictions, an
aspect to be discussed in some detail presently.
But can SLAPP
suits be accommodated under our common law abuse of process?
Abuse
of process in our law
[46]
The defendants plead the legal
conclusion to their special defences that the plaintiff’s
conduct in bringing the defamation—
“
(a)
is an abuse of process;
(b)
amounts to the use of court process to achieve an improper end and to
use litigation to cause the defendants
financial and/or other
prejudice in order to silence them; and/or
(c)
violates the right to freedom of expression entrenched in section 16
of the Constitution.”
[47]
Distilled to its essence, the
defence is really one of abuse of process. The additional
allegations pleaded regarding the
improper use of litigation and a
violation of the right of freedom of expression appear to be merely
in support of this legal conclusion,
as opposed to being further
self-standing grounds. The defendants’ contention is that
abuse of process is a stand-alone
defence and they rely entirely on
the plaintiffs’ ulterior motive for bringing the defamation
actions as constituting the
abuse. The merits of the
plaintiffs’ claims are to be left completely out of the
reckoning – their ulterior motive
in and of itself amounts to
abuse of the process of the court. That is the crux of the
defendants’ SLAPP suit defence.
[48]
The defendants submit that “[t]he
existing common law allows and requires courts to consider ulterior
motive when assessing
whether a litigant has abused court
proceedings. The common law also allows for ulterior motive to
be determinative of abuse
of process in certain circumstances”.
They rely on a number of cases to support this submission.
Those cases
will be examined presently. During oral argument in
this Court, though, the respondents made some important
concessions.
They
ultimately contended that the defence
of abuse required that the object of the litigation was “a
gross violation of constitutional
rights”. They also
accepted that regard to the merits was permissible, but submitted
that it was for the plaintiffs
to raise.
[49]
Our
courts have over many years used their inherent powers to protect the
institution from litigious abuse. The leading case
is
Lawyers
for Human Rights
,
[46]
where this Court cited
Beinash
[47]
with approval, in which it was held that
abuse
of process can in general terms be said to occur “where the
procedures permitted by the rules of the Court to facilitate
the
pursuit of the truth are used for a purpose extraneous to that
objective”.
[48]
It
was held in
Beinash
that “[t]here can be no doubt that every Court is entitled to
protect itself and others against an abuse of its processes”.
[49]
An enquiry into abuse of process depends on the facts and
circumstances of each case.
[50]
The respondents rely heavily on
Lawyers
for Human Rights
.
They contend that “t
his Court
has definitively held [in that case] that ulterior motive can be
considered and be determinative of abuse of process.
Yet the
exception raised by the mining companies contends precisely the
opposite”. This submission will be analysed
presently.
[50]
In
Phillips
,
the Supreme Court of Appeal defined abuse of process thus:
“
The
term ‘abuse of process’ connotes that the process is
employed for some purpose other than the attainment of the
claim in
the action. If the proceedings are merely a stalking-horse to
coerce the defendant in some way entirely outside
the ambit of the
legal claim upon which the Court is asked to adjudicate they are
regarded as an abuse for this purpose.”
[51]
[51]
Recently in
Ascendis
,
this Court held:
“
Abuse
of process concerns are motivated by the need to protect ‘the
integrity of the adjudicative functions of courts’,
doing so
ensures that procedures permitted by the rules of the Court are not
used for a purpose extraneous to the truth seeking
objective
inherent to the judicial process.”
[52]
[52]
In
our common law a number of different categories of abuse have been
developed by which our courts ensure the integrity of their
own
process. There are cases where there is gross abuse by the
procedure employed by a litigant, to the extent that the court,
as a
rare instance, will dismiss the claim, without any regard to the
merits. An example is
Cassimjee
.
[53]
There, the appellant had appealed against the High Court’s
dismissal of his action for want of prosecution.
The case
emanated from a seizure by customs and excise officials of two
tankers owned by the appellant’s transport business
some 32
years before (in 1977). After the initial exchange of
pleadings, about 20 years elapsed
during
which no steps were taken by either party to advance the action.
There was a brief stir from the slumber in 2001 when
a firm of
attorneys placed themselves on record for the appellant and gave
notice purporting to place the matter on the awaiting
trial roll.
But
another four years went by and eventually, in 2006, the dismissal
application was brought by the Minister of Finance, which
was granted
in 2010. The Supreme Court of Appeal confirmed the High
Court’s dismissal, on the ground that the
delay
in prosecuting the claim
was
inordinate
and the prejudice to the defendant (the Minister) was manifest.
That Court held that the High Court correctly
exercised its
discretion to dismiss the action, through its inherent power to
prevent abuse of its process. Self-evidently,
abuse of process
that impinges upon the court’s integrity is quite distinct from
abuse that is designed to cause harm to
a party.
Cassimjee
is a typical example of the former, where the abuse of court was held
to have resulted in prejudice to the defendant, the Minister.
[53]
Then
there are the cases concerning frivolous and vexatious litigation.
There, self evidently, the merits of the cases,
both past and
present, are germane in order to determine whether the court is being
assailed by a further frivolous claim or something
with arguable
merits. In this category falls a case like
Maphanga,
[54]
on which much reliance was placed by the applicants. More about
it later. Suffice to state for now that the passage
relied upon
reads:
“
It was firmly
established in the South African common law, long before the advent
of the Constitution, that the Supreme Court had
the inherent power to
regulate its own process and stop frivolous and vexatious proceedings
before it. This power related
solely to proceedings in the
Supreme Court and not to proceedings in the inferior courts or other
courts or tribunals. The
following principles crystallised over
the ages. It had to be shown that the respondent had
‘habitually and persistently
instituted vexatious legal
proceedings without reasonable grounds’. Legal
proceedings were vexatious and an abuse of
the process of court if
they were obviously unsustainable as a certainty and not merely on a
preponderance of probability.
I must point out at this juncture
that this definition applied to all litigation that amounted to an
abuse of court process.”
[55]
[54]
The
third class of case concerns criminal proceedings, public and
private. The issue that arises in those cases is different.
The enquiry is whether the prosecution is being brought in the public
interest and not to pursue some private objective.
That is a
question of the legality of the proceedings and the permissible
statutory purpose for which a prosecution may be instituted.
A
leading example is
Zuma.
[56]
In that case, the Supreme Court of Appeal had to consider an
appeal
against
a decision of the High Court, in terms of which the decision on
27 December 2007 by the then Acting National Director
of Public
Prosecutions to indict former President Zuma on serious criminal
charges, including charges of racketeering, corruption,
money
laundering and fraud, was held to be invalid and was reviewed and set
aside. In dismissing the appeal, the Supreme
Court of Appeal
held that motive to prosecute is entirely irrelevant. Again,
this will be discussed presently, as this is
a case upon which the
applicants place much reliance.
[55]
The question before us is whether
there may be a further species of abuse case of the kind set out in
the special plea that falls
within the inherent jurisdiction of the
court to ensure that the court’s processes are not abused.
Before answering
that question, a brief discussion of the cases
relied upon by the parties for their respective contentions is
required. I
commence with
Maphanga
,
the main arrow in the applicants’ quiver.
Does
Maphanga find application?
[56]
The case concerned an appeal against the
dismissal of
the appellant’s (MEC) application by the
KwaZulu-Natal Division of the High Court, Pietermaritzburg. The
main relief
was sought under section 2(1)(b) of the Act,
alternatively the common law. It entailed repeated attempts by
the respondent,
Mr Maphanga, to resolve a dispute with the Department
of Co-operative Governance and Traditional Affairs, KwaZulu Natal
which
culminated in lengthy litigation. During the hearing of
the appeal, reliance on section 2(1)(b) of the Act was abandoned
and the case was based solely on the court’s inherent
jurisdiction to determine its own process under common law.
[57]
In respect of the common law abuse of process argument, the
Supreme Court of Appeal gave the introductory overview cited above.
It then noted that—
“
in granting this
type of relief, [courts must] proceed very cautiously and only in a
clear case make a general order prohibiting
proceedings between the
same parties on the same cause of action and in respect of the same
subject matter where there has been
repeated
and persistent litigation
,
and craft such order to meet only the immediate requirements of the
particular case. The stringent onus on the applicant
who seeks
the relief and the need for the court’s caution in exercising
this power obviously arise from the fact that the
relief curtails a
litigant’s access to court.”
[57]
(Emphasis added.)
[58]
The Supreme Court of Appeal
ultimately confirmed the High Court’s findings:
“
Mr Maphanga
clearly did not habitually and persistently institute legal
proceedings against the MEC and the Department. Neither
was it
shown as a certainty that any of his claims were ‘obviously
unsustainable’.”
[58]
[59]
Maphanga
is
distinguishable and does not assist the applicants’ case.
It plainly concerned frivolous and vexatious proceedings.
Before us, the reliance on the provisions of the Act has been
abandoned. Furthermore, improper motive was not in issue at
all
in
Maphanga
,
since the case concerned frivolous and vexatious proceedings.
The dictum relied on by the applicants therefore does not
find
application here. The applicants’ strong reliance on
Maphanga
is misconceived. It is convenient to deal next with the other
cases relied upon by the applicants. Those cases mostly
concern
the legality of arrests and criminal prosecutions.
Other
cases relied upon by the applicants
[60]
It is immediately apparent that on the face
of it, there is no discernible analogy between cases concerning
arrest and criminal
prosecutions and a SLAPP suit defence to a
defamation claim. Self-evidently, the law has a real and direct
interest in
refusing to provide the means for a person who
commits a crime to avoid arrest or prosecution by saying that some
arresting officer
or prosecutor had bad motives. As was said by
the Supreme Court of Appeal in
Zuma
:
“
The
motive behind the prosecution is irrelevant because, as Schreiner JA
said in connection with arrests, the best motive does not
cure an
otherwise illegal arrest and the worst motive does not render an
otherwise legal arrest illegal. The same applies
to
prosecutions.”
[59]
[61]
Notwithstanding the clearly distinguishable context of the
Zuma
judgments, the applicants say that it ought to apply in
defamation cases as well. They contend that:
“
In
terms
of that
dictum
,
the assessment of whether such actions are unlawful cannot take place
without considering the merits of the claim. A party
who claims
that it has been defamed (on a basis that is not clearly
unsustainable) should not be precluded from pursuing an action
merely
because it has a secondary purpose.”
For
the reasons that follow, these submissions are only partially
sustainable, in my view. While I agree that merits cannot
be
disregarded in the enquiry of a SLAPP suit defence, the question of
motive must also play some role. There is an obvious
difference
between the legality of an arrest and the law of defamation.
T
he legality of an arrest is an objective question of
compliance with the requirements of effecting a lawful arrest.
Because
the law of defamation weighs up the rights to reputation and
the right to freedom of expression, courts are always concerned with
defining where that balance is best struck.
[62]
The
applicants also seek some support in the two cases cited in
Zuma
,
namely
Tsose
[60]
and
Beckenstrater.
[61]
The former concerned an unlawful arrest.
Mr
Tsose had been arrested on several occasions for contravening section
23 of Proclamation 150 of 1934, in respect of the much
hated pass
laws which concerned entrance to or presence on certain premises
without a permit. Mr Tsose argued that he was
arrested so as to
prevent him from squatting on the farm. The Appellate Division
held that no contravention of the Proclomation
had taken place,
as Mr Tsose was in lawful residence on the farm and, therefore, his
arrest was unlawful.
Schreiner
JA said that “just as the best motive will not cure an
otherwise illegal arrest so the worst motive will not render
an
otherwise lawful arrest illegal”.
[62]
[63]
Beckenstrater
is
a case about an alleged malicious prosecution. The Court had to
determine whether the plaintiff had made out a case for the
relief sought in respect of the alleged malicious prosecution.
It held that in order to succeed, the plaintiff had to prove that the
prosecution was actuated by an indirect or improper motive
and that
there was no reasonable or probable cause for instituting the
prosecution.
Schreiner JA said that—
“
persons
who have reasonable and probable cause for prosecution should not be
deterred from setting the criminal law in motion against
those whom
they believe to have committed offences, even if in doing so they are
actuated by indirect and improper motives.”
[63]
[64]
Reliance
is also placed on
Estate
Logie
.
[64]
There, a sequestration order was allegedly wrongfully obtained.
The allegation was premised on the underlying proceedings
allegedly
having been brought for an ulterior purpose. In rejecting that
contention, the Appellate Division relied on the
English case,
Ex
parte Wilbran
,
[65]
where it was held that the motive for asserting a legal right is
irrelevant. Thus, held the Appellate Division, there
was
nothing improper in using sequestration proceedings to secure the
payment of a debt.
[65]
Bissett
[66]
concerned an application by the partners in a firm of attorneys for
an order striking out an action instituted against them by
a bank.
The bank claimed damages for breach of an implied contractual term
that the registration of a bond in respect of
the purchase of
property by a share block company would be carried out with
reasonable professional knowledge, care and skill;
alternatively, for breach of duty of care by the applicants for
having registered the bond in contravention of the provisions of
section 14(1) of the Share Blocks Control Act.
[67]
The ground on which the applicants sought to have the action of the
bank set aside was that the bank had already obtained
judgment by
default on the invalid bond and therefore the action by the bank
against the applicants was an abuse of the process
of court and it
was vexatious for the bank to persist with that action.
[66]
In its reasoning, the Court held that it had an inherent power
to strike out claims which were vexatious which, in this context,
meant frivolous, improper, instituted without proper ground, to serve
solely as an annoyance to the defendant. The Court
went on
to find that while an action that was unsustainable was vexatious,
that had to appear as a certainty and not merely on
a preponderance
of probabilities. The Court dismissed the application on
the basis that in relying on the default judgment
obtained by the
bank rather than seeking to prove facts showing that the bond was
valid, the applicants had failed to show that
the action against them
was clearly unsustainable on the basis that the bond validly secured
the loan.
[67]
The
applicants rely on this judgment only to argue that the inherent
common law power to strike out claims which constitute an abuse
of
process must be exercised with great caution and only in a clear
case. There can hardly be any quarrel with that
observation.
[68]
But it
bears noting that the Court in
Bissett
appears
to favour a merits assessment within an abuse of process enquiry by
stating that an action which is unsustainable is vexatious.
However, the judgment also makes reference to proceedings instituted
“solely as an annoyance to the defendant”.
[69]
This appears to include a consideration of the motive or purpose
behind the institution of the claim.
[68]
Like
Zuma
,
the other cases relied upon by the applicants must be distinguished
from the present one. As stated, the unlawful arrest
and
malicious prosecution cases rest on a different substratum –
bad motive in and of itself can never be an adequate ground
for
escaping arrest and prosecution. The criminal law can simply
not countenance it. And
Estate
Logie
and
Bissett
do not bear direct relevance to the issue before this Court.
The former must be understood in the context of the finding
that the
enforcement of a debt by utilising sequestration proceedings is
unobjectionable and does not constitute an abuse of process.
Bissett
also
rests on distinguishable facts, but in any event appears to include
both merits and motive in its assessment. The respondents’
reliance on case law in support of their primary contention that
merits do not feature at all in an abuse of process enquiry, also
do
not bear scrutiny, which is the next topic of discussion.
Cases
relied on by the respondents
[69]
Lawyers
for Human Rights
[70]
concerned whether a non governmental organisation should be
mulcted with costs for bringing an application late and on an
urgent
basis. The application was to vindicate constitutional rights,
so
Biowatch
[71]
applied. But this Court held that if the application
constituted an abuse of process, then the applicant could be saddled
with costs. In reaching its decision, this Court said:
“
Ultimately the
inquiry on the appropriateness of the proceedings requires a close
and careful examination of all the circumstances.
This is what
we have to do here. The considerations include the period of
the delay between the raids and the application,
the
reasons for bringing the application
and the prejudice, if any, the urgent proceedings caused the
respondents.”
[72]
(Emphasis added.)
[70]
There
the Court found, in reliance on
Beinash
,
that
“[t]here can be no doubt that every Court is entitled to
protect itself and others against an abuse of its processes”.
[73]
But that dictum cannot be invoked as support of the respondents’
stance. That case is plainly distinguishable
as it related to
an exception to the
Biowatch
[74]
rule and this does not give rise to a defence to a substantive
claim. This Court merely found that improper motive is a factor
to be considered when costs orders are made in constitutional cases.
Furthermore,
Lawyers
for Human Rights
differs, because there, court procedures were abused, while in a
typical SLAPP suit, litigation is used as a means to some end
that
might infringe rights. That case can therefore hardly be
applied, without more, to the present instance as support for
the
submission that merits play no role in an abuse of process enquiry.
[71]
In
Phillips
,
[75]
the facts were as follows. A private prosecution was initiated
in relation to fraudulently drawn cheques. It was argued
that
the private prosecution was instituted as collateral, in order to
extort money from the applicant in an amount greater than
the
fraudulent cheques rather than having criminal justice done to the
offender. The Supreme Court of Appeal therefore had
to
determine whether the private prosecution instituted by the
respondent against the applicant constituted an abuse of process.
That Court held that “[w]here the Court finds an attempt made
to use for ulterior purposes machinery devised for the better
administration of justice it is the Court’s duty to prevent
such abuse”.
[76]
That power, however, was to be exercised with great caution and only
in a clear case. The gravamen of the judgment
is that although
motive is irrelevant in the case of public prosecutions, it is not
permissible to use the power to prosecute for
personal financial
gain. To do so undermines the objectivity of the prosecuting
process. It is not the motive, but
the independence of the
private prosecutor which was the problem. Again, this case is
clearly distinguishable.
[72]
Roering
[77]
was an appeal against an order of the High Court setting aside as an
abuse of process the summons calling for the MEC for Health
in
Gauteng, Ms Mahlangu’s, appearance before a liquidation
enquiry. The Supreme Court of Appeal concluded that
there was
no evidence that the issuing of the summons constituted an abuse.
In upholding the appeal, the Court held that
the fundamental issue in
determining whether there was an abuse was whether the enquiry was
being used for a purpose not contemplated
by the Act.
[78]
This case, too, does not support the respondents’ case.
It does not entail a substantive claim based on motive
alone.
[73]
Another
decision relied on is
Gold
Fields.
[79]
That was a joinder application in a certification application in a
contemplated class action for damages for the contracting
of
silicosis in certain mines. At issue was whether Motley was
sufficiently in control of the certification application and
whether
it stood to benefit from it to a sufficient degree to justify its
joinder. The joinder application was dismissed.
The
High Court held that there may still be exceptional
circumstances in which champertous agreements may in fact constitute
an abuse of process, in which case the court would not countenance
them. This will be the case, for instance, where the litigation
is frivolous or vexatious, or where litigation is being pursued for
an ulterior motive.
[80]
It seems to me that the reasoning in the case which dealt with the
validity of champertous agreements cannot simply be applied
to
defamation claims. Champerty is a question of public policy.
The question in
Gold
Fields
ultimately turned upon whether there was a sufficient interest to
warrant joinder. That is about complying with the requirements
for joinder, not using a process to achieve an impermissible end.
[74]
Another
case dealing with champertous agreements mentioned in the High
Court’s judgment is
Price
Waterhouse Coopers.
[81]
The High Court’s reliance on paragraph 50 of that judgment is
misconceived. The Supreme Court of Appeal held
that no
all-embracing definition of “abuse of process” has been
formulated in our law. It said that in general,
legal process
is used properly when it is invoked for the vindication of rights or
the enforcement of just claims and it is abused
when it is diverted
from its true course so as to serve extortion or oppression; or to
exert pressure so as to achieve an improper
end. The passage
that “
[p]urpose
or motive, even a mischievous or malicious motive, is not in general
a criterion for unlawfulness or invalidity”,
is no authority at
all for the proposition that ulterior motive on its own is recognised
as an abuse of process giving rise to
a self-standing defence to a
substantive claim. Improper motive was merely regarded as a
factor.
[75]
Lastly,
Ascendis
[82]
concerned an application for the revocation of a patent. The
question was raised whether findings in a revocation application
have
a binding effect in a later action based on infringement. This
case further raised questions of
res judicata
,
[83]
issue estoppel and piecemeal litigation in patent disputes. The
dictum of Khampepe J relied upon relates to the fact
that abuse
of process had not been pleaded and therefore no finding needed to be
made in this regard. The passage cited is
merely a repeat of a
well-established principle.
[76]
I conclude by briefly saying something in general about the
cases cited by the parties. These cases illustrate the fact
that—
(a)
sometimes, motive is constitutive of the cause of action for example,
in a malicious prosecution;
(b)
sometimes, the reason for the action is irrelevant, it is the
legality of the action that counts for
example, in an unlawful
arrest;
(c)
sometimes, it is the abuse of the court’s processes that
warrants sanction for example, in the
case of
Cassimjee
;
[84]
and
(d)
SLAPP cases use the processes of the court with no evident abuse but
to achieve an end that may be harmful
for other reasons.
These
categories can easily be confused as the parties do in this case.
[77]
What then, is the position in our law – is there room
for a SLAPP suit defence to be accommodated in the abuse of process
doctrine? What role, if any, does motive and merit play?
Abuse of process and the
SLAPP suit defence
[78]
There are two divergent positions postulated before us –
as the applicants would have it, motive should play no role
whatsoever
in the enquiry whether the SLAPP suit defence can be
accommodated in the abuse of process doctrine, and merits should be
the only
factor. Conversely, the respondents submit that the
only criterion should be motive, and merits should play no role at
all.
As I see it, however, both motive and merits must play a
role in that enquiry.
[79]
The debate between the parties regarding the role of motive
and merits in the abuse of proceedings doctrine appears to disregard
the definition of a SLAPP suit outlined above. It also appears,
from the case law relied on by each party, that their arguments
went
past each other. The respondents relied on case law broadly
dealing with ulterior purpose in court proceedings.
In that
type of case, merits are not a consideration and motive alone is
determinative. However, ulterior purpose and SLAPP
ought not to
be conflated in this way. On the other hand, the applicants
rely heavily on
Maphanga
, which dealt with frivolous and
vexatious proceedings. That type of abuse of process requires
an assessment of the merits
and a lack of merits alone cannot be
determinative of an abuse in this instance. The parties’
referencing of case law has
not been particularly helpful. They
each sought to show that there are cases of abuse that either place
emphasis on ulterior
purpose or on the merits. As I have
sought to demonstrate, these cases fall into quite distinct
categories which have
little bearing on the problem before us, and
they are of slight analogical relevance.
[80]
As has already been established, there are various types of
abuse of process and the dictum in
Maphanga
does not apply to
all of them. The characteristics of a SLAPP suit are plainly
distinguishable from frivolous and vexatious
proceedings and
Maphanga
therefore does not find application in this case. For example,
SLAPP does not require the presence of a range of vexatious
suits for
the test to be met – just one suit would be sufficient.
Maphanga
may, however, find relevance in terms of the
potential development of the common law in finding that determining a
SLAPP suit requires
an assessment of the merits.
[81]
The applicants concede that had the respondents as defendants
pleaded that these proceedings constituted an abuse of process,
taking
into account all relevant factors, including motive and
merits, they would not have been in a position to have raised an
exception.
It is the special plea, narrowly defined in terms of
motive alone, which the applicants argue is problematic. In my
view,
this is correct.
[82]
As set out above, true SLAPP suits, as they operate in other
jurisdictions, have particular features which require a more nuanced
approach than simply ulterior purpose. It appears that both
parties have used the term “abuse of process” too
broadly
and interchangeably with ulterior purpose and frivolous and vexatious
proceedings, respectively. This is problematic
in light of the
fact that each of them relied on case law relating to a particular
form of an abuse of process which have features
and characteristics
which are distinguishable from one another. A pure SLAPP suit
defence is somewhat more nuanced than that
of ulterior purpose and it
seems to me that the respondents have conflated the two. It
also does not fall within the category
of frivolous and vexatious
proceedings and the applicants’ reliance on
Maphanga
is
misconceived.
[83]
What bears consideration is whether the defence as set out in
the defendants’ special plea constitutes a good defence in our
law. There is certainly room for an argument that where a court
recognises a species of abuse of that kind, as either completely
new
or as a variation or expansion of an existing type of abuse, it does
so merely as part of regulating its own processes.
In that
instance, there is no need to develop the common law as the doctrine
of abuse of process can accommodate this kind of defence,
of the
SLAPP nature. Before making that determination, it is useful to
consider how other jurisdictions have accommodated
the SLAPP suit
defence.
The position in the
United States of America and Canada
[84]
In the United States of America,
28
states, the District of Columbia, and one US territory have enacted
anti-SLAPP statutes. Furthermore, rule 11 of the Federal
Rules
of Civil Procedure is fashioned to prevent litigants from filing
lawsuits and claims "for any improper purpose, such
as to
harass, cause unnecessary delay, or needlessly increase the cost of
litigation" in federal courts. The approach
adopted there
is aimed at providing a quick, effective, and inexpensive mechanism
to combat SLAPP suits. Anti-SLAPP laws
enable those subject to
a SLAPP suit to seek early dismissal and often obtain financial
relief for possible future costs.
[85]
Generally speaking, anti-SLAPP
legislation entails a quick and inexpensive application at an early
stage of a SLAPP suit for the
claim to be struck out. The onus
is on the defendant to establish that it is worthy of protection and
that the plaintiff’s
claim lacks genuine substance or prospects
of success. The role of the merits of the claim bears noting.
If established,
the burden shifts to the plaintiff to establish a
reasonable prospect of success of its claim. In certain states,
such as
California and Connecticut, anti-SLAPP legislation protects
speech published in any forum regarding any issue, while others, such
as Missouri, protect only speech relating to an issue of public
importance published in certain forums.
[86]
California’s
law exemplifies the factors that are to be taken into account in
anti SLAPP proceedings. As stated,
the procedure is
regulated by section 425.16 of the Californian Code of Civil
Procedure. A defendant confronted with a lawsuit
that threatens
its participation in a matter of public significance in furtherance
of its free speech rights, may bring a special
motion to strike the
lawsuit. The motion must be brought at an early stage –
within 60 days of service of the impugned
lawsuit or at any later
time that the court may deem proper– and shall be set down for
hearing no more than 30 days thereafter.
Launching a special
motion to strike stays the impugned lawsuit prior to the discovery
stage. The motion places an onus on
the plaintiff in the
impugned lawsuit to establish the merits of its claim – it must
establish a “probability that
[it] will prevail on the
claim”.
[85]
This
determination is made with reference to the pleadings in the impugned
lawsuit and the affidavits filed in the special
motion.
Clearly, both the merits (probability of success) and motive play a
role.
[87]
Ontario’s Protection of Public
Participation Act, 2015, is an excellent example from Canada.
That Act amended the Courts
of Justice Act of 1990, by introducing,
in relevant part, sections 137.1 to 137.5.
Section
137.1(3) places an initial burden on the applicant (there referred to
as “the moving party”) – the defendant
in a lawsuit
– to satisfy the motion Judge that the proceeding initiated
against them arises from expression relating to
a matter of public
interest. This burden is a threshold one, meaning it is
necessary for the moving party to meet in order
to proceed to
section 137.1(4) for the ultimate determination of whether the
underlying proceeding should be dismissed.
Then, if the
threshold burden under section 137.1(3) is met by the moving party
(the defendant), the burden shifts to the responding
party (the
plaintiff) to avoid having their proceeding dismissed. Under
section 137.1(4), the plaintiff must satisfy
the motion Judge
that: (a) there are grounds to believe that their underlying
proceeding has substantial merit and the defendant
has no valid
defence, and (b) the harm likely to be or having been suffered
and the corresponding public interest in permitting
the proceeding to
continue outweighs the public interest in protecting the expression.
If either (a) or (b) is not met, then
this will be fatal to the
plaintiff discharging its burden and, as a consequence, the
underlying proceeding will be dismissed.
However, if the
plaintiff can show that both are met, then the proceeding will be
allowed to continue. Thus, both motive
and merits play decisive
roles.
[88]
Having considered these jurisdictions, the next aspect for
consideration is whether our common law does accommodate a SLAPP suit
defence.
A
SLAPP suit defence under our present common law
[89]
As
stated, reduced to its core, the respondents’ defence in
respect of the SLAPP special plea is to rely upon an abuse of
process. And I have pointed out that in
Lawyers for
Human Rights,
this Court endorsed
Beinash.
[86]
In
Beinash,
the
Supreme Court of Appeal confirmed a court’s powers to
protect its own processes by thwarting abuse of process:
“
There can be no
doubt that every court is entitled to protect itself and others
against an abuse of its processes. Where it
is satisfied that
the issue of a subpoena in a particular case indeed constitutes an
abuse it is quite entitled to set it aside.”
[87]
[90]
A
determination of what constitutes abuse of process will always be
fact specific and there can be no all-encompassing definition
of
it.
[88]
A close
examination of all the relevant circumstances must be made.
[89]
[91]
Abuse of process can, as stated, appear in different forms.
That is evident from the cases discussed. The first, and
arguably most common, type of abuse of process is the use of the
rules of court, for example to delay a case or to deliberately
misemploy a claim for urgency. This is the most obvious sense
of abuse, as procedural rules are employed in a fashion they
were not
intended to be used so that offence is caused to the courts’
integrity and efficacy. This kind of abuse is
also prejudicial
to the other parties.
[92]
The second type of abuse is that of the vexatious litigant who
repeatedly brings unmeritorious cases. The focus then is upon
the nature of the case, rather than the procedure employed. The
vexatious litigant unreasonably, persistently and habitually
brings
unsustainable cases. Then there are those cases of illegal
conduct where the underlying reasons that motivated it
being brought
is irrelevant. The sole issue is its illegality. Illegal
arrest is an example of these cases. They
do not abuse court
process, but are illegal in respect of other processes and thus also
constitutes a form of abuse. That
is the third type of abuse.
The fourth type of abuse is where conduct plays a central,
indispensable role. Cases like
malicious prosecution or the
integrity of a private prosecution fall into this category.
[93]
These various forms, though often referred to as abuse of
process, do not have one common feature. Not all of them ought
really
to be called abuse of process. There is another species
of abuse, though, that does in my view deserve the nomenclature abuse
of process. It is in the form of what we have before us in this
matter.
[94]
Hypothetically, a plaintiff may sue for defamation in
circumstances where there are very little, if any, prospects of
establishing
a case for defamation. The defendant is in a
position to show that the defamation action is being brought not to
vindicate
the plaintiff’s right to a good name and reputation,
but to silence the defendant or to burden the defendant in a manner
that causes grave harm to the defendant’s right of expression
and the public interest that is being served by that expression,
with
the likelihood that pursuing the action will have that negative
effect. In that instance, court process is not being
used to
resolve a genuine dispute, but rather is employed to achieve a result
that undermines the rights in the Constitution.
One may call
this, for present purposes, “abusive litigation”.
It would self-evidently not be easy to establish
a case of abusive
litigation, but if one is able to do so, abusive litigation would
have nothing to do with the right to access
to courts in section 34
of the Constitution. Instead, it would simply be about the use
of court process and associated legal
costs as a means to an
impermissible end, likely to cause appreciable damage to fundamental
rights. It is thus about motive
and consequence.
[95]
Framed in that manner, abusive litigation would fall within
the common law doctrine of abuse of process. It would consist
of a consideration of both the merits of and the motives for bringing
the case, with its likely consequences. The merits are
relevant
to the question whether the plaintiff has a right to vindicate.
The motive for bringing the case is relevant to
the true object of
the litigation. The likely effects of the suit bring into the
reckoning what harm to free expression may
result. If the case
ultimately succeeds, the court would not be ensuring that justice is
done as the overriding principle,
but would instead be the means to
an end that is likely to gravely harm fundamental rights. This
the court cannot allow.
Courts have the power – at
common law and under section 173 of the Constitution – to
prevent this type of abuse.
[96]
This approach is consonant with the doctrine of abuse of
process as it now operates. It upholds the integrity of court
process
and resists the use of that process to achieve ulterior,
nefarious ends not countenanced by the law, particularly the
Constitution.
It can conceivably accommodate the SLAPP type of
defence pleaded by the defendants. Plainly, in the present
instance, the
defendants will have to prove at trial that the
defamation suit brought by the plaintiffs:
(a)
is an abuse of process of court;
(b)
is not brought to vindicate a right;
(c)
amounts to the use of court process to achieve an improper end and to
use litigation to cause the defendants
financial and/or other
prejudice in order to silence them; and
(d)
violates, or is likely to violate, the right to freedom of expression
entrenched in section 16 of the
Constitution in a material way.
[97]
While, as stated, what the re
spondents
raised is in effect a SLAPP suit defence, their understanding of that
defence differs from that in the United States of
America and Canada
insofar as the respondents contend that the defence can be found on
ulterior purpose alone. That the contours
of that defence may
differ in other jurisdictions is not determinative of the question
before us. We must have regard to
the exact terms in which this
defence was raised by the respondents in their special plea. It
may well be that the scope
and definition of a SLAPP suit defence in
South Africa need not mimic other jurisdictions. However, this
cannot bring us
to the conclusion that a SLAPP suit defence can be
based on ulterior purpose alone. This is because it was
conceded during
oral argument by both parties that a consideration of
both merits and motive is required, as well as the fact that a
consideration
of the lack of merits will inform the ulterior
purpose. Furthermore, the respondents relied on case law
dealing with ulterior
purpose in court process, where merits are
absent, which is of limited assistance. It bears repetition
that merits play a
central role in a SLAPP suit defence. This
means that there is no need to engage in a section 34 analysis.
[98]
I have set out the component parts of the SLAPP suit defence
in our law, as a species of the common law doctrine of abuse of
process.
The respondents’ first special plea, as pleaded,
is predicated upon the proposition that the actions are brought for
an ulterior
purpose. As I have explained, the respondents
supported their special plea on the basis that improper motive alone
suffices
to warrant dismissal of the actions. That is not so.
The merits also bear consideration. It follows that the first
special plea does lack averments necessary to satisfy the
requirements of the SLAPP suit defence. To this extent, the
exception
taken by the applicants holds good, and must be upheld.
However, the substantive grounds upon which the exception was pleaded
have not been sustained. I have found that the SLAPP suit
defence does form part of our law. To make out the defence
requires more than the respondents pleaded, but the defence commands
a place in our law that the applicants have unsuccessfully
resisted.
This has consequences both for the order to be made and the question
of costs.
[99]
The
foregoing conclusion means that it is not necessary to consider
whether the common law needs to be developed, since it already
has
room for this type of defence in the doctrine of abuse of process.
It is for Parliament to consider whether a more comprehensive,
specific SLAPP suit defence of the kind developed in Canada and the
United States of America, ought to be legislated here.
After
all, Parliament is, generally speaking, the main engine for law
reform.
[90]
Conclusion
[100]
SLAPP
suits appear to be on the increase here,
[91]
as is the case globally.
[92]
The finding here that the common law doctrine of abuse of process can
accommodate the SLAPP suit defence ensures that courts
can protect
their own integrity by guarding over the use of their processes.
And, ultimately, it ensures that the law serves
its primary purpose,
to see that justice is done, and not to be abused for odious,
ulterior purposes.
[101]
The applicants’ exception was properly taken, at least
to the extent that it stated that the respondents’ first
special
plea lacked averments necessary to sustain a defence.
The first special plea cannot be allowed to stand. The
exception
must be upheld, and for this reason, so too, the appeal.
The respondents must be afforded the opportunity to amend their first
special plea, should they wish to do so.
[102]
That leaves the question of costs, first, in this Court.
The applicants have enjoyed success in that the first special plea
has been found to be excipiable. But they have prevailed for
reasons not relied upon in their exception. The respondents
have secured the recognition of the SLAPP suit defence, albeit not on
the basis that they pleaded the defence, or supported the
defence in
their submissions. The respondents’ success is,
nonetheless, substantial and they deserve part of their
costs.
In the premises, I propose making an apportionment of the costs in
this Court. Second, with regard to the costs
in the High Court,
for the reasons advanced, I am of the view that each party should pay
its own costs. Although the mining
companies have been
successful in having their exception upheld, the basis for this Court
doing so was not as claimed by the mining
companies. The High
Court costs order against the mining companies ought therefore to be
set aside and substituted with the
one proposed. The
differentiation in the costs orders is premised on the fact that the
substantive outcome was fashioned
in this Court, and it would be
equitable to make different costs orders in the two Courts.
Order
[103]
The
following order is made:
1.
Leave to appeal directly to this Court is granted.
2.
The appeal is upheld.
3.
The order of the High Court is set aside, and the following order is
made:
(a)
The plaintiffs’ exception to the first special plea of the
defendants is upheld on the basis that
the first special plea lacks
averments necessary to establish a defence.
(b)
The defendants are afforded 30 days from the date of this order to
seek leave to amend their first special
plea, failing which, the
first special plea is dismissed.
4.
The applicants are ordered to pay 60% of the respondents’ costs
in this Court, including
the costs of two counsel.
5.
Each party must pay its own costs in the High Court.For the
Applicants:
For the
Applicant:
P Hodes SC, J de Waal SC and C Quinn instructed by Kudo Law
For the
Respondents:
G Budlender SC, S Budlender SC, S Kazee and E Cohen
instructed
by
Webber Wentzel
For
the first Amicus Curiae:
L Phasha and K Thobakgale instructed by Centre for
Applied Legal Studies
For
the second Amicus Curiae:
J Bhima and M Marongo instructed by Lawyers for Human
Rights
[1]
See Phooko “What Should Be the Form of Public Participation in
the Law-Making Process? An Analysis of South African
Cases”
(2014)
Obiter
39 at 58. Phooko writes that “facilitating public
participation is more than just hearing people’s views, rather
the views should have an influence in the end products”.
[2]
1704604
Ontario Ltd v Pointes Protection Association
2020 SCC 22
449 DLR (4th) 1 (
Pointes
)
at para 2. For ease of reference, I shall use the acronym
SLAPP throughout.
[3]
There
are some though who will say that while the nomenclature is new, the
phenomenon is not.
[4]
Although
there are three separate cases with different case numbers in the
High Court, only one judgment was delivered in respect
of them and
there is only one application in this Court. The applicants
and respondents are therefore numbered differently
in this Court and
the High Court.
[5]
Mineral
Sands Resources (Pty) Ltd v Redell and Two Related Cases
2021
(4) SA 268 (WCC).
[6]
Media
24 Ltd v SA Taxi Securitisation (Pty) Ltd
[2011] ZASCA 117; 2011 (5) SA 329 (SCA).
[7]
An
e-book is a book publication made available in digital form.
The first e-book, is Clarke
The Promise
of Justice
(2013), and the second is Clarke
Survivor:
Wild Coast – Before and Beyond ‘The Shore Break’
(2015).
[8]
Clarke “Behind the Irony Curtain: Blood Diamond, Xolobeni and
the Real Story of MRC”
Medium
(25 March 2018), available at
https://johngiclarke.medium.com/behind-the-irony-curtain-blood-diamond-xolobeni-and-the-real-story-of-mrc-6a626c9c2913.
[9]
3
of 1956.
[10]
Zweni v
Minister of Law and Order
[1992]
ZASCA 197; 1993 (1) SA 523 (A).
[11]
Id at 532J-533A.
[12]
I
nternational
Trade Administration Commission v SCAW South Africa (Pty) Ltd
[2010]
ZACC 6
;
2012 (4) SA 618
(CC);
2010 (5) BCLR 457
(CC) at para 53.
[13]
In this regard, the applicants cite
Khumalo
v Holomisa
[2002]
ZACC 12
;
2002 (5) SA 401
(CC);
2002 (8) BCLR 771
(CC) at para 11.
[14]
The
so-called corporate defamation defence alluded to at [7].
[15]
MEC,
Department of Co-operative Governance and Traditional Affairs v
Maphanga
[2019]
ZASCA 147
;
2021 (4) SA 131
(SCA).
[16]
MEC
for Health and Social Development, Gauteng v DZ obo WZ
[2017]
ZACC 37
;
2018 (1) SA 335
(CC);
2017 12 BCLR 1528
(CC) at para 31.
[17]
Lawyers
for Human Rights v Minister in the Presidency
[2017]
ZACC 22; 2017 (5) SA 480 (CC); 2017 (10) BCLR 1242 (CC).
[18]
They
cite
Ascendis
Animal Health (Pty) Ltd v Merck Sharpe Dohme Corporation
[2019]
ZACC 41
;
2020 (1) SA 327
(CC);
2020 (1) BCLR 1
(CC) (
Ascendis
);
Roering
N.O. v Mahlangu
[2016]
ZASCA 79
;
2016 (5) SA 455
(SCA);
Phillips
v Botha
[1998]
ZASCA 105
;
1999
(2) SA 555
(SCA);
Gold
Fields Ltd v Motley Rice LLC
2015
(4) SA 299 (GJ).
[19]
Maphanga
above
n 15.
[20]
DZ
above
n 16
.
[21]
In
this regard, the respondents cite the Supreme Court of Appeal’s
judgments in
Children’s
Resource Centre Trust v Pioneer Food (Pty) Ltd
[2012]
ZASCA 182
;
2013 (2) SA 213
(SCA) and
Mukaddam
v Pioneer Foods (Pty) Ltd
[2013]
ZACC 23; 2013 (5) SA 89 (CC); 2013 (10) BCLR 1135 (CC).
[22]
H
v Fetal Assessment Centre
[2014]
ZACC 34
;
2015 (2) SA 193
(CC);
2015 (2) BCLR 127
(CC).
[23]
S v
Boesak
[2000]
ZACC 25; 2001 (1) SA 912 (CC); 2001 (1) BCLR 36 (CC).
[24]
Compare the comments of the Supreme Court of Appeal in
Company
Secretary, Arcelormittal South Africa Ltd v Vaal Environmental
Justice Alliance
[2014]
ZASCA 184
;
2015 (1) SA 515
(SCA) at para 1, where the Court
noted:
“
First,
the world, for obvious reasons, is becoming increasingly
ecologically sensitive. Second, citizens in democracies
around
the world are growing alert to the dangers of a culture of secrecy
and unresponsiveness, both in respect of governments
and in relation
to corporations. In South Africa, because of our past,
the latter aspect has increased significance.”
And,
at para 71, it said:
“
It
is clear, therefore, in accordance with international trends, and
constitutional values and norms, that our legislature has
recognised, in the field of environmental protection, inter alia the
importance of consultation and interaction with the public.
After
all, environmental degradation affects us all. One might
rightly speak of collaborative corporate governance
in relation to
the environment.”
[25]
Section
16 of the Constitution, which reads:
“
(1)
Everyone has the right to freedom of expression, which includes—
(a)
freedom of the press and other media;
(b)
freedom to receive or impart information or ideas;
(c)
freedom of artistic creativity; and
(d)
academic freedom and freedom of scientific research.
(2)
The right in subsection (1) does not extend to—
(a)
propaganda for war;
(b)
incitement of imminent violence; or
(c)
advocacy of hatred that is based on race, ethnicity, gender or
religion, and that
constitutes incitement to cause harm.”
[26]
Section
34 of the Constitution, which reads:
“
Everyone
has the right to have any dispute that can be resolved by the
application of law decided in a fair public hearing before
a court
or, where appropriate, another independent and impartial tribunal or
forum.”
[27]
Khumalo
above
n 13
at
para 7. See also
Baloyi
v Public Protector
[2020] ZACC 27
;
2022 (3) SA 321
(CC);
2021 (2) BCLR 101
(CC) at para
13;
Public
Protector v Commissioner for the South African Revenue Service
[2020]
ZACC 28
;
2022 (1) SA 340
(CC);
2021 (5) BCLR 522
(CC) at para 16 and
United
Democratic Movement v Speaker, National Assembly
[2017]
ZACC 21
;
2017 (5) SA 300
(CC);
2017 (8) BCLR 1061
(CC) at para 23.
[28]
Khumalo
id
at para 16.
[29]
South
African Informal Traders Forum v City of Johannesburg
[2014]
ZACC 8
;
2014 (4) SA 371
(CC);
2014 (6) BCLR 726
(CC)
at
para 20.
[30]
Zweni
above
n 10 at 532J-533A.
[31]
Minister
of Safety and Security v Hamilton
[2001] ZASCA 27
;
2001 (3) SA 50
(SCA) at 53D-E.
[32]
National
Treasury v Opposition to Urban Tolling Alliance
[2012] ZACC 18
;
2012 (6) SA 223
(CC);
2012 (11) BCLR 1148
(CC) at
para 25.
[33]
Rule
19(2) reads:
“
A litigant who is
aggrieved by the decision of a court and who wishes to
appeal against it directly to the Court on
a constitutional matter shall, within 15 days of the order
against which the appeal is sought to be brought and after
giving
notice to the other party or parties concerned, lodge with the
Registrar an application for leave to appeal: Provided
that where
the President has refused leave to appeal the period prescribed in
this rule shall run from the date of the order
refusing leave.”
[34]
Section 167(6) reads:
“
National
legislation or the rules of the Constitutional Court must allow a
person, when it is in the interests of justice and
with leave of the
Constitutional Court—
(a)
to bring a matter directly to the Constitutional Court; or
(b)
to appeal directly to the Constitutional Court from any other
court.”
[35]
Baliso
v Firstrand Bank Ltd t/a Wesbank
[2016]
ZACC 23
;
2017 (1) SA 292
(CC);
2016 (10) BCLR 1253
(CC).
[36]
Stewart
v Botha
[2008]
ZASCA 84
;
2008 (6) SA 310
(SCA) at para 4.
[37]
Charlton
v Parliament of the Republic of South Africa
[2011]
ZASCA 132
;
2012 (1) SA 472
(SCA) at para 1.
[38]
Canan and Pring “Studying Strategic Lawsuits Against Public
Participation: Mixing Quantitative and Qualitative Approaches”
(1988) 22
Law
& Society Review
2;
Canan “The SLAPP from, a Sociological Perspective”
(1989) 7
Pace
Environmental Law Review
23; Pring “SLAPPs: Strategic Lawsuits against Public
Participation” (1989) 7
Pace
Environmental Law Review
3.
[39]
Murombo
and Valentine “SLAPP suits: An emerging obstacle to public
interest environmental litigation in South Africa”
(2011) 27
South
African Journal on Human Rights
82.
[40]
See:
Hartzler “Protecting Informed Public Participation: Anti-SLAPP
Law and the Media Defendant” (2007) 41
Valparaiso
University Law Review
1235.
[41]
In
Price
v Stossel
620
F 3d 992
(9th Cir 2010), this was described as follows:
“
The
hallmark of a SLAPP suit is that it lacks merit, and that it is
brought with the goals of obtaining an economic advantage
over a
citizen party by increasing the cost of litigation to the point that
the citizen party's case will be weakened or abandoned.
The
anti-SLAPP statute attempts to counteract the chilling effect of
strategic suits by providing that such suits should
be dismissed
under a special motion to strike.”
[42]
Section 24 of the Constitution provides:
“
Everyone
has the right to:
(a)
an environment which is not harmful to their health or wellbeing;
(b)
have the environment protected for the benefit of present and future
generations
through reasonable legislative and other measures that—
(i)
prevent pollution and ecological degradation;
(ii)
promote conservation; and
(iii)
secure ecologically sustainable development and use of natural
resources, while
promoting justifiable economic and social
development.”
Section
2(4)(f) of the National Environmental Management Act 107 of 1998
(NEMA) reads:
“
The
participation of all interested and affected parties in
environmental governance must be promoted, and all people must have
the opportunity to develop the understanding, skills and capacity
necessary for achieving equitable and effective participation,
and
participation by vulnerable and disadvantaged persons must be
ensured.”
[43]
Most
notably, in California, SLAPP suits are regulated by section 425.16
of the Code of Civil Procedure; in British Columbia,
Canada, SLAPP
suits are regulated by the Protection of Public Participation Act,
2019; in Ontario, Canada, of application is
the Protection of Public
Participation Act, 2015; and in the Australian Capital Territory,
SLAPP suits are regulated by the Public
Participation Act, 2008.
[44]
Section
425.16(a)
of the Code of Civil Procedure.
[45]
Pointes
above n 2 at para 2.
[46]
Lawyers
for Human Rights
above
n 17.
[47]
Beinash
v Wixley
[1997]
ZASCA 32
;
1997 (3) SA 721
(SCA), cited at para 20 of
Lawyers
for Human Rights
id.
[48]
Id
at
734F-G.
[49]
Id
at 734D.
[50]
Lawyers
for Human Rights
above
n
17
at
para 21.
[51]
Phillips
above
n 18
at
565E.
[52]
Judgment
of Khampepe J in
Ascendis
above
n 18
at
para 40.
[53]
Cassimjee
v Minister of Finance
[2012]
ZASCA 101; 2014 (3) SA 198 (SCA).
[54]
Maphanga
above n 15
and
the cases cited there.
[55]
Id
at para 25.
[56]
National
Director of Public Prosecutions
v
Zuma
[2009]
ZASCA 1; 2009 (2) SA 277 (SCA).
[57]
Maphanga
above n 15 at para 26.
[58]
Id
at para 28.
[59]
Zuma
above
n 56
at
para 37. See also
Zuma
v Democratic Alliance
[2017]
ZASCA 146
;
2018 (1) SA 200
(SCA) at para 88:
“
Once
it is accepted that the motive for a prosecution is irrelevant where
the merits of the case against an accused are good,
the motive for
the timing of an indictment to begin the prosecution must equally be
so.”
[60]
Tsose
v Minister of Justice
1951
(3) SA 10 (A).
[61]
Beckenstrater
v Rotther and Theunissen
1955
(1) SA 129 (A).
[62]
Tsose
above
n 60
at
17G-H.
[63]
Beckenstrater
above
n 61
at
135D-E.
[64]
Estate
Logie v Priest
1926
AD 312
at 320-32.
[65]
Ex
parte Wilbran
(5
Madd. 1).
[66]
Bissett
v Boland Bank Ltd
1991
(4) SA 603 (D).
[67]
59 of 1980.
[68]
The
same was said in
Maphanga
above n 15 at para 26.
[69]
Bissett
above
n 66
at
604E.
[70]
Lawyers
for Human Rights
above
n 17.
[71]
Biowatch
Trust v Registrar Genetic Resources
[2009]
ZACC 14; 2009 (6) SA 232 (CC); 2009 (10) BCLR 1014 (CC).
[72]
Lawyers
for Human Rights
above n 17 at para 21.
[73]
Id
at para 20.
[74]
Biowatch
above
n 71.
[75]
Phillips
above
n 18.
[76]
Id at 565G-H.
[77]
Roering
above
n 18.
[78]
Id
at para 35.
[79]
Gold
Fields
above n 18
.
[80]
Id
at para 28.
[81]
Price
Waterhouse Coopers Inc v National Potato Co-operative Ltd
[2004] ZASCA 64
;
2004
(6) SA 66.
[82]
Ascendis
above
n 18
.
[83]
That
is, whether the substance of the matter has already been judged.
[84]
Cassimjee
above n 53.
[85]
Section
425.16(2) of the Code of Civil Procedure.
[86]
Beinash
above
n 47.
[87]
Id
at para 28. The Court referred to
Hudson
v Hudson
1927
AD 259
at 268 where the following was held:
“
When
. . . the Court finds an attempt made to use for ulterior purposes
machinery devised for the better administration of justice,
it is
the duty of the Court to prevent such abuse.”
[88]
Id.
[89]
Lawyers
for Human Rights
above
n 17
at
para 21.
[90]
Carmichele
v Minister of Safety and Security
[2001]
ZACC 22
;
2001 (4) SA 938
(CC);
2001 (10) BCLR 995
(CC) at para 36.
[91]
See
Murombo
and Valentine above n 39, who describe SLAPP suits as “an
emerging obstacle”.
[92]
The
Info Note on SLAPPs and FoAA rights of the United Nations Special
Rapporteur on the Rights to Freedom of Peaceful Assembly
and
Association,
Annalisa Ciampi, records that “SLAPPs have seen a significant
increase worldwide” available at:
https://www.ohchr.org/Documents/Issues/FAssociation/InfoNoteSLAPPsFoAA.docx.
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