Case Law[2024] ZASCA 4South Africa
Cupido v S (1257/2022) [2024] ZASCA 4 (16 January 2024)
Supreme Court of Appeal of South Africa
16 January 2024
Headnotes
Summary: Criminal law and Procedure – reliance on single witness – whether the court applied the cautionary rule in respect of single witness –admission of hearsay evidence – section 3 of the Law of Evidence Amendment Act 45 of 1988 – admissibility of the photo identification in terms of s 37 of the Criminal Procedure Act 51 of 1977 – circumstances where no rules of identification parade applicable – evidential value of statement made in terms of s 115 – whether the appellant’s alibi is reasonably possibly true.
Judgment
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## Cupido v S (1257/2022) [2024] ZASCA 4 (16 January 2024)
Cupido v S (1257/2022) [2024] ZASCA 4 (16 January 2024)
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sino date 16 January 2024
SAFLII
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THE SUPREME COURT OF
APPEAL OF SOUTH AFRICA
JUDGMENT
Not
Reportable
Case No: 1257/2022
In the matter between:
JEROME
CUPIDO
APPELLANT
and
THE
STATE
RESPONDENT
Neutral
citation:
Cupido v The State
(1257/2022)
[2024] ZASCA 4
(16 January 2024)
Coram:
MOKGOHLOA, MBATHA and GOOSEN JJA, and
KEIGHTLEY and TOKOTA AJJA
Heard:
02 November 2023
Delivered:
16 January 2024
This judgment was handed
down electronically by circulation to the parties’
representatives by email, published on the Supreme
Court of Appeal
website, and released to SAFLII. The date and time for hand-down is
deemed to be 11h00 on 16 January 2024.
Summary:
Criminal law and Procedure –
reliance on single witness – whether the court applied the
cautionary rule in respect of
single witness –admission of
hearsay evidence –
section 3
of the
Law of Evidence Amendment
Act 45 of 1988
– admissibility of the photo identification in
terms of
s 37
of the
Criminal Procedure Act 51 of 1977
–
circumstances where no rules of identification parade applicable –
evidential value of statement made in terms of
s 115
– whether
the appellant’s alibi is reasonably possibly true.
ORDER
On
appeal from:
Western Cape Division of
the High Court, Cape Town (Allie, Dolamo JJ and Mziweni AJ sitting as
court of appeal):
The appeal is dismissed.
JUDGMENT
Tokota AJA (Mokgohloa,
Mbatha and Goosen JJA and Keightley AJA concurring):
Introduction
:
[1]
The appellant stood trial in the Western Cape Division
of the High
Court (the trial court) before Slinger J, on an indictment containing
the following five counts:
Count
1: murder
Counts
2: and 3 attempted murder
Count
4: unlawful possession of a firearm; and
Count
5: unlawful possession of ammunition.
He
pleaded not guilty but was found guilty on all counts. He was
sentenced to life imprisonment for murder; eight years’
imprisonment for each of the counts of attempted murder; 15 years in
respect of unlawful possession of a firearm; and 18 months
in respect
of unlawful possession of ammunition. With the leave of the trial
court, he unsuccessfully appealed against his convictions
to the full
court of the Western Cape High Court (full court). This appeal is
with special leave of this Court.
[2]
During the trial the appellant disclosed his defence
in terms of s
115(3) of the Criminal Procedure Act 51 of 1977 (the CPA) as that of
an alibi. He denied having committed the offences
with which he was
charged and stated that on 26 April 2018 at 18h00 he was at his
residence at 26 S[…], R[…]
Close, Athlone. He, however,
admitted the identity of the deceased and the cause of his death, in
terms of s 220 of the CPA.
Factual
matrix
:
State’s
case
[3]
On 26 April 2018 at about 18h00 the complainant (Mr Brown)
in one of
the attempted murder charges, was at 8 Short Street, Athlone at the
house of Mr Ashraf Mitchell, who was also known as
Tony. Mr Brown was
there to sell drugs on behalf of Tony. There were several people at
the house: Tony, his girlfriend, Clint Scholtz,
Pagad, and Asheeq
Mitchell, a twelve-year-old boy. Later Tony and his girlfriend left
for the mall.
[4]
Mr Brown testified that he observed a Nissan 1400 bakkie
stop outside
the pedestrian gate at Tony’s house. Two males, who were
wearing hooded jerseys and gloves, got out of the vehicle.
He
testified that he identified one of the men as the appellant. They
approached him and the appellant asked for a ‘packet’,
referring to the drug ‘Tik’. It was then about 19h00 and
it was at dusk. Floodlights mounted next to a satellite television
dish on the wall of the house and electric street lamps illuminated
the yard. There was also light from a fire which had been made
by
Scholtz and others.
[5]
Mr Brown testified that he felt uncomfortable when he
saw that these
people were wearing gloves. After speaking to the appellant, he
walked away, pretending to fetch the drugs whereas
they were in his
possession. He returned and handed the drugs to the appellant and was
paid R50. The appellant then asked him to
give them ‘a half’,
meaning half of a mandrax tablet. Mr Brown told him that it would
cost R20 to which the appellant
agreed. He left to fetch the mandrax
and upon his return gave it to the appellant.
[6]
When Mr Brown returned, the appellant took out a 9 mm
firearm and
pointed it at his face. He reacted by pushing the gun away and turned
his face, but the gun went off and he was shot
in his jaw. He fell to
the ground. He got up and ran to a shack at the back of the property.
He heard several shots being fired
in
the background. Asheeq was wounded and followed him to the
shack. He (Asheeq) was holding his chest. Scholtz was shot in his
back
but managed to jump over the wall and escaped with Pagad.
[7]
Mr Brown, Asheeq and Scholtz were later taken to Groote
Schuur
Hospital where Asheeq succumbed to his injuries. Later that evening
at about 23h20 two police officers, Constables Conroy
Cloete and
Mmbowane, visited them in hospital. Mr Brown was unable to speak due
to the fact that his jaw was wired. Mr Brown did
not recall the
police visit on the date of his admission but only recalled a visit
by Constable Mziwenene Welcome Nkenke on the
following day. They
asked if he would be able to identify the assailants.
[8]
Constable Cloete testified that when he visited the hospital on the
night of the incident, he spoke
in Afrikaans to Mr Brown who was not
in a position to respond. He asked him if he could identify the
person who shot him. Mr Brown
only nodded indicating that he could
identify him. Constable Cloete gave him a piece of paper to write on
it. He wrote ‘Rompie,
Q.town and white Nissan 1400 bakkie’.
Constable Cloete showed Mmbowane the piece of paper.
At
about 00h15 Constable Cloete posted the information on the Athlone
VISPOL WhatsApp group of his division as follows:
‘
Samuel
Brown informed me that it was Rompie 28 of Q.town who shot them and
they were 2 guys driving
a 1400 bakkie he could not see the
other suspect’s face
.’
[9]
When Colonel Mark Marco Adonis, the station commissioner, saw the
message on the WhatsApp group of VISPOL
he instructed that Rompie be
arrested. On the morning of 27 April 2018, at about 10h00, the
appellant reported to the police station
Athlone, having learnt that
he was a suspect in the case and the police were looking for him.
Although Mr Brown did not remember
the police visit on the night of
the incident, the visit was supported by an entry in the visitors’
register of the hospital
made at 23h20. Constable Mmbowane testified
that he observed the interaction between Mr Brown and constable
Cloete. At the time
they were speaking to Mr Brown he observed that
he (Mr Brown) appeared to be drowsy and was at times falling asleep.
[10]
On 27 April 2018, Constable Nkenke visited the hospital. He saw Mr
Brown and asked him if he knew who shot him.
Mr Brown was still
unable to talk and appeared to be in pain but nodded indicating that
he knew the perpetrator. Constable Nkenke
gave him a piece of paper
to write down the names of the perpetrator. He wrote ‘Rompie
for Q.town 28 Viking’. The paper
was handed in court as exhibit
H and was shown to constable Mmbowane. Mmbowane testified that it was
not the paper that was shown
to him by constable Cloete.
[11]
After the visit by Constable Nkenke, at about 16h20 Col Edwin William
Clarke and Sergeant Wilson visited Mr Brown
at the hospital. They
showed him a photograph album containing twelve photographs. Col
Clarke asked him if he could identify the
perpetrator, if he was
amongst the people on the photographs. The Mr Brown pointed out a
photograph of the appellant as the perpetrator
and signed on the
photo.
[12]
The State called a number of witnesses on collateral issues and not
the identification issues. It is unnecessary
to set out the
evidence of these witnesses. Reference will be made to those parts of
their evidence where necessary. At the close
of the State’s
case, an application for discharge was made in terms of s 174 of
the CPA. The application was refused.
Defence
case:
[13]
The appellant elected not to give evidence but called one witness,
namely, Ms Isabella Davids, his girlfriend.
Ms Davids testified that
she was employed at Performance Brands company as an administrative
clerk. On the 26th of April 2018,
she left work at 16h45 and got home
after 17h00. She lives in the same block of flats as the appellant.
At about 17h20 she went
to the appellant’s flat and invited him
to have dinner with her. She then returned to her flat to prepare
dinner.
[14]
At about 18h00 she went back to the appellant and informed him that
the dinner was ready. The appellant informed
her that he still wanted
to spend time with his family and would join her later. She left. She
testified that after she had spoken
to the appellant, she stood
outside on the stairs to chat with her neighbours. She remained there
until 20h30. She testified that
there was a single flight of stairs
to her flat, the appellant’s flat and the neighbour’s
flat. From where she was
standing, she would have noticed if the
appellant left his flat. According to her, the appellant never left
his flat. At about
20h30 she went to fetch the appellant and they had
dinner at 20h45 at her place. She testified that the appellant could
not have
been at the scene of crime from 18h00 till 20h30 as she knew
that he was at his home.
[15]
Under cross-examination she was confronted with a statement she had
made in support of the appellant’s bail
application in the
magistrate’s court. In that statement she never mentioned that
at any stage after 18h00 till 20h30 she
visited the appellant. When
she was questioned about this statement her response was that she did
not give details in that statement.
The appellant’s case was
then closed.
Discussion:
[16]
Mr Mathewson, who appeared for the appellant, applied that the
statements of Messrs Aqueel Barker and Scholtz,
both of whom were on
the list of State witnesses be admitted as they were favourable to
the appellant’s case. Mr Scholtz
made three statements: two to
the police and one to his attorneys. In two of those statements, he
stated that it was not the appellant
who shot them. In one statement
he stated that he did not know the people who shot at them as he was
busy collecting fire wood.
In the other two statements he stated that
he had been threatened by the family of the deceased, Asheeq
Mitchell, to implicate
the appellant. Ultimately, Scholtz was not
called either by the State or the defence.
[17]
I deem it expedient to mention at this stage that there were
interlocutory applications brought by Mr Mathewson.
Those
applications related to the admission of the bail record in the
proceedings in terms of s 60 of the CPA, and the admission
of hearsay
evidence in terms of s 3(1)
(a)
of the Law of Evidence
Amendment Act 45 of 1988 (Hearsay Evidence Act) in respect of the
statements of Messrs Scholtz and Barker.
[18]
Mr Mathewson contended that the trial court erred; (a) in relying on
the evidence of a single witness for its conviction
of the appellant;
(b) in accepting the photo identification evidence whereas the rules
of identification parade were not followed;
(c) in that the use of
the photograph of the appellant was illegal and in contravention of s
37(6)(iii) of the CPA and this was
an infringement of the appellant’s
constitutional rights to privacy; (d) the trial court did not
consider the exculpatory
statement of the appellant made in terms of
s 115(3) of the CPA and seems to have shifted the onus to the
appellant to prove his
alibi defence; (e) in refusing to admit the
entire bail record of the bail proceedings in the magistrate’s
court; (f) having
admitted the hearsay evidence contained in the
statements of Messrs Barker and Scholtz in terms of s 3(1)
(a)
of the Hearsay Evidence Act it erred in ignoring it during the
evaluation of evidence.
Reliance
on the evidence of a single witness
[19]
Section 208 of the CPA provides that an accused may be convicted of
any offence on the single evidence of any competent
witness. The
general approach as to how the evidence of a single witness should be
treated is well established.
Mr
Mathewson relied on the case of
R
v Mokoena
[1]
(
Mokoena
),
a case which dealt with the predecessor section to s 208, where it
was stated:
'Now
the uncorroborated evidence of a single competent and credible
witness is no doubt declared to be sufficient for a conviction
by s
284 of Act 31 of 1917, but in my opinion that section should only be
relied on where the evidence of the single witness is
clear and
satisfactory in every material respect. Thus the section ought not to
be invoked where, for instance, the witness has
an interest or bias
adverse to the accused, where he has made a previous inconsistent
statement, where he contradicts himself in
the witness box, where he
has been found guilty of an offence involving dishonesty, where he
has not had proper opportunities for
observation, etc . . .'
[2]
[20]
Mr Mathewson contended that Mr Brown had (a) an ‘interest or
bias adverse’ to the appellant; and (b)
he did not have the
opportunity to observe and identify his attacker. As regards the
latter contention, during oral argument in
this Court, Mr Mathewson
conceded that Mr Brown had sufficient opportunity to observe the
unfolding events and persons involved.
As regards the alleged
interest or bias adverse to the appellant, Mr Mathewson argued that
Mr Brown belonged to a rival group of
gangsters who were competing
with Tony, his boss, in selling drugs. This argument overlooks the
response of Mr Brown when he was
cross-examined in this regard. Mr
Brown testified that there were many drug dealers in the area
starting from the 9
th
,
10
th
,
11
th
,
12
th
,
and 14
th
avenues where the drugs were being sold. He testified that it would
be impossible to kill all those people who were selling drugs.
He
therefore denied that he was biased against the appellant. Mr
Mathewson conceded further that other factors mentioned in
Mokoena
were not applicable to the Mr Brown. That said, none of the factors
then affected the evidence of Mr Brown as a single witness.
[3]
[21]
In
S v
Mehlape
[4]
(
Mehlape
)
it was stated that, 'a court should be satisfied not only that the
identifying witness is honest, but also that his evidence is
reliable
in the sense that he had a proper opportunity in the circumstances of
the case to carry out such observation as would
be reasonably
required to ensure a correct identification',
[5]
and further that:
'(t)he
nature of the opportunity of observation which may be required to
confer on an identification in any particular case the
stamp of
reliability, depends upon a great variety of factors or combination
of factors; for instance the period of observation,
or the proximity
of the persons, or the visibility, or the state of the light, or the
angle of the observation, or prior opportunity
or opportunities of
observation or the details of any such prior observation or the
absence or the presence of noticeable physical
or facial features,
marks or peculiarities, or the clothing or other articles such as
glasses, crutches or bag, etc, connected
with the person observed,
and so on'.
[6]
[22]
If regard is had to the evidence of Mr Brown, all the factors
mentioned in
Mehlape
are on all fours with the identification
made by him. There was sufficient light, it was not the first time
that he saw the appellant
as he had seen him on two previous
occasions before the date in question, the last of which was three
days before the incident
where he was a mere 12 metres away from him.
On the night in question the close proximity of Mr Brown to the
appellant has not
been denied, but in fact, conceded. As a result of
bright illumination, the visibility was clear and the appellant was
directly
facing Mr Brown when the trading of drugs took place; he had
observed him on two occasions at the time the sale of drugs and he
noticed that he had no scars on his face.
[23]
Relying on
S
v Mthethwa
[7]
(
Mthethwa
)
the trial court said: ‘after considering the above factors and
the guiding principles set out in
S
v Mthethwa
I accept that not only was Mr Brown honest in his identification of
Cupido but that his evidence was also reliable’. It is
trite
that the factual findings of a trial court are presumed to be
correct. Therefore, a party seeking interference therewith
must
demonstrate that there was a misdirection on the part of the trial
judge which can be clearly identified in order to justify
interference with those findings on appeal, otherwise a court of
appeal will not interfere.
[8]
The trial court was alive to the fact that it was dealing with the
evidence of a single witness and properly applied the cautionary
rules. Consequently, I hold the view that the credibility findings of
the trial court were justified and I find no room for interference
in
that regard. In the premises Mr Mathewson’s contention cannot
be sustained.
Was
the use of photo identification evidence irregular?
[24]
Mr Mathewson contended that the trial court erred in accepting the
photo identification evidence where the rules
applicable to
identification parade were not followed. The use of a photograph as
an aid to identification has been pointed out
by Hoffmann and Zeffert
in
The
South African Law of Evidence
4
th
ed
at 618:
'In
the course of their investigations the police often have to show
photographs of suspects to potential witnesses, but this practice
may
impair the value of the witness's subsequent identification. In
particular, if the witness is shown only a single photograph,
his
identification is worth almost as little as if he had been shown the
accused and asked "Is this the man?" The proper
practice is
for the witness to be asked to pick out the alleged criminal from a
number of photographs. Once he has done so, however,
the value of his
evidence must depend almost entirely upon his selection of the
photograph, and the fact that he later picks out
the accused at an
identification parade will not carry the matter much further.'
[25] Showing
a victim a photograph of a suspect who is not only known to the
victim, but who has already been identified
by some other
description, is a process through which the police want to ensure
that the right person is arrested. In the present
case, Mr Brown had
already positively identified the perpetrator to the police. The
alleged perpetrator was not a stranger to him
and there was no
evidence indicating that the police influenced him to point out the
appellant. On the contrary, the evidence of
Col Clarke was to the
effect that he had informed Mr Brown that the perpetrator may not be
amongst the persons in the album
[26]
It is not necessarily wrong to show eye-witnesses photographs of
suspects who are still being investigated or sought
to be arrested.
The primary object thereof is to confirm existing suspicions and to
ascertain the identity of the suspect that
has already been
described. Consequently, this is done in order to facilitate the
investigation of the crime. For precisely that
reason it would be
inappropriate to impose upon such a photo-identification the strict
requirements postulated for a regular identification
parade. Evidence
of what occurred during a photo-identification is in principle
admissible. Proof that an eye-witnesses to a crime
had pointed out a
photograph as being that of a person involved in the crime, together
with evidence that it was a photograph of
the accused, could
therefore play an important, and even a ‘decisive role’
in the conviction of the person so identified.
[9]
[27]
Col Clarke testified that when constable Poggenpoel informed him that
he knew one Rompie in the area and that he
had arrested him a few
months ago and that he (Poggenpoel) had kept his photo on the data
base, he deemed it necessary for his
investigation to get that photo.
He compiled an album from various photos for purposes of
‘verification of identification’
because the perpetrator
was known by the victim. Col Clarke showed it to Mr Brown and
explained to him that the perpetrator may
not necessarily be there.
In my view there was no irregularity committed in the procedure
followed.
Were
the appellant’s rights to privacy infringed?
[28]
Mr Mathewson submitted that the photograph of the appellant was
illegally obtained contrary to the provisions of
s 37(6)
(a)
(iii)
of the CPA
[10]
thereby
infringing the appellant’s constitutional rights to privacy.
The nub of his argument was that the photograph of the
appellant
should have been destroyed and, therefore, it was improper to use it.
I do not agree. Even if it is accepted that his
rights to privacy
were infringed no nexus was established that his rights to a fair
trial were infringed. Accordingly, there is
no basis to find that the
appellant was denied a fair trial.
[29]
The Constitutional court expressed itself as follows on this issue:
‘
The
general approach to evidence obtained under constitutionally doubtful
circumstances was outlined in
Key v Attorney - General, Cape
of Good Hope Provincial Division and Another
:
'What
the Constitution demands is that the accused be given a fair trial.
Ultimately, as was held in Ferreira v Levin, fairness
is an issue
which has to be decided upon the facts of each case, and the trial
Judge is the person best placed to take that decision.
At times
fairness might require that evidence unconstitutionally obtained be
excluded. But there will also be times when fairness
will require
that evidence, albeit obtained unconstitutionally, nevertheless be
admitted.
If
the evidence to which the applicant objects is tendered in criminal
proceedings against him, he will be entitled at that stage
to raise
objections to its admissibility. It will then be for the trial Judge
to decide whether the circumstances are such that
fairness requires
the evidence to be excluded.'
It
would be as well to repeat that in such cases the flexible approach
advocated by Ackermann J in Ferreira v Levin and subsequently
endorsed unanimously by this Court in
Bernstein
v Bester
,
is to be adopted’.
[11]
(Footnotes omitted.)
[30]
Consequently, I hold the view that the rights of the appellant were
not infringed and the police were entitled
to conduct the photo
identification for the purposes of their investigation in the manner
in which they did.
Did
the trial court consider and evaluate the exculpatory statement of
the appellant made in terms of s 115(3) of the CPA?
[31]
Mr Mathewson contended that the trial court failed to consider
exculpatory statements (as part of the evidence)
made in the plea
explanation proffered by the appellant in terms of s 115 of the CPA.
In his plea explanation in terms s 115(3)
the appellant denied having
committed the crimes as he was with his siblings at the critical time
of the commission thereof. His
defence was therefore an alibi. In
that case he bears no onus of proving that his alibi was true. The
court had to assess his alibi
the same way as any other defence,
namely whether it could be accepted as being reasonably possibly true
or whether it should be
rejected as being obviously false.
[12]
[32]
Exculpatory statements in explanations of the plea should, as a
general rule, be repeated by the accused under
oath in the
witness-stand for them to have any value in favour of the
accused.
[13]
In
S
v Mkhize
[14]
(
Mkhize
)
it was stated:
‘
It
follows that any statement made by an accused or any answer to
questions put to him in terms of s 115 has no evidential value.’
[15]
[33] Unlike
formal admissions made in terms of s 220, exculpatory statements made
in terms of s 115 do not constitute
proof of the facts and
furthermore do not relieve the State of the burden of proving those
facts. When a defence is raised in the
exculpatory part of an
explanation of plea, the State need only negate that defence to the
extent of a prima facie case.
[16]
[34]
Furthermore, an accused person is under no obligation to testify.
However, once the prosecution had produced sufficient
evidence that
establishes a prima facie case, such evidence may become conclusive
if not dislodged by credible evidence of the
accused. Thus, absent a
credible version from the accused, the version advanced by the
prosecution, if found credible, has to be
accepted. In
S
v Dlamini and Others
[17]
Kriegler J emphasised the importance of freedom of choice in a
democracy. He stated that liberty to make choices brings with it
a
corresponding responsibility and 'often such choices are hard'.
[35]
The trial court considered the s 115 statement and since it had no
evidential value, it was in any event unhelpful.
The trial court
found that the evidence adduced in support of the defence of alibi
raised by the appellant was unreliable and did
not account for the
period covering the commission of the offence. It cannot be faulted
in this finding.
[36]
When the trial court dealt with the evaluation of evidence, it
started with the evidence relating to alibi. The
appellant did not
give evidence, but relied on the evidence of Ms Davids to support his
alibi. The trial court analysed the evidence
of Ms Davids and found
that she was nervous, with a tendency to answer questions whilst they
were still being posed to her. Her
evidence was fraught with
contradictions. It concluded that her evidence did not account for
the crucial time of between 18h10
and 19h30, which was the time of
the commission of the offences.
[37]
Where there is direct evidence of the commission of an offence, as in
this case, the failure to testify or the
giving of a false alibi –
whatever the reason therefor –
ipso
facto
that
tends to strengthen the direct evidence of the State. Since there is
no testimony to gainsay it there is less occasion or material
for
doubting it.
[18]
In
Osman
v Attorney-General, Transvaal
[19]
the
Constitutional court went further and stated:
‘
Our
legal system is an adversarial one. Once the prosecution has produced
evidence sufficient to establish a prima facie case, an
accused who
fails to produce evidence to rebut that case is at risk. The failure
to testify does not relieve the prosecution of
its duty to prove
guilt beyond reasonable doubt. An accused, however, always runs the
risk that absent any rebuttal, the prosecution's
case may be
sufficient to prove the elements of the offence. The fact that an
accused has to make such an election is not a breach
of the right to
silence. If the right to silence were to be so interpreted, it would
destroy the fundamental nature of our adversarial
system of criminal
justice.’
[20]
[38]
Accordingly, the appellant made his choice not to give evidence at
his own peril. He made his bed with his eyes
open. It is not unfair
now to say that he should lie on it. According to the evidence on the
bail application proceedings, he was
with his family at the time of
the incident. None of his siblings were called as witnesses. This was
not a case where he was required
to prove his alibi, it was a case of
evidential burden to establish that his defence was reasonably
possibly true. The fact that
the appellant may have a duty to satisfy
the court about his alibi does not alter the incidence of onus. The
onus remains with
the State to prove its case beyond reasonable
doubt, including negating the defence of alibi.
[39]
Taking into account the overall weight of evidence against the
appellant and the analysis thereof by the trial
court, it does not
appear from the judgment that the court placed an onus on him to
prove his alibi. It follows from the above
that the evidence relating
to the appellant’s defence was properly considered and found to
be unreliable and therefore not
reasonably possibly true. This
submission too must be rejected.
Did
the trial court commit an irregularity in refusing to admit the
entire record of the bail proceedings in the magistrate’s
court?
[40]
A decision to admit or exclude portions of the bail record is a
matter that falls within the discretion of the
trial court. It has
been held that:
‘
.
. . no matter how the judgment [is] formulated by the High Court, it
is clear that a decision to exclude evidence is an interlocutory
decision which can be revisited at any stage during the trial. As we
find below, it was open to the State to re-apply for the admission
of
the bail record, or parts of it, at relevant times during the trial.
In our view, therefore, the timing of the hearing of the
application
to exclude the bail record is not a matter upon which the State can
succeed on appeal’.
[21]
By
analogy even in this case there was nothing precluding the defence
from re-applying to court to reconsider its interlocutory
decision to
exclude certain portions thereof.
[41]
The decisive factor is whether the exclusion or admission of certain
portions of the bail proceedings rendered
the trial unfair. The trial
court is best placed to determine what will constitute a fair trial
or not. An allegation that an interlocutory
ruling was wrongly made
which may have had a material impact on the outcome of a case is not
sufficient to demonstrate that the
trial was unfair.
[22]
The Constitution requires a trial to be fair towards both the accused
and the State.
[23]
Therefore, a
ruling relating to the exclusion of certain portions of the bail
proceedings does not constitute an irregularity and
any party is
entitled to bring the application to the trial court to revisit its
ruling at any stage depending on the circumstances
of the case.
[24]
[42]
Mr Mathewson relied heavily on
R
v Valachia and Another
[25]
and
S v
Machaba
[26]
for
the contention that the trial court committed an irregularity in
excluding portions of the bail proceedings. This contention
is at
odds with the ruling of the Constitutional Court in
Basson
[27]
.
In the
words of the Constitutional Court, it is accordingly ruled that ‘the
appeal insofar as it relates to the correctness
of the High Court's
decision to exclude the bail record from the evidence in the trial of
the [appellant] must be dismissed.’
[28]
Accordingly, the argument that there was an irregularity committed by
the trial court cannot be sustained. Furthermore, in any
event the
test is whether the irregularity had an impact on the outcome of the
case. The answer thereto is that it had no impact
on the outcome of
the case. In
S
v Moolman
[29]
The manner of its assessment is detailed in the following passage by
Botha JA in
Xaba
[30]
at 735-736B:
‘
In
considering the appeal regard must be had to the proviso to s 322(1)
of the Act, in terms of which the accused's convictions
and sentences
are not to be set aside by reason of the irregularity unless it
appears to this Court that a failure of justice has
in fact resulted
from the irregularity. The irregularity in question here is not of
the kind that per se vitiated the proceedings,
as in
S v Moodie
1961 (4) SA 752
(A); it is of the kind, as in
S v Naidoo
1962
(4) SA 348
(A), which requires consideration of the question whether
on the evidence and credibility findings unaffected by the
irregularity
there was proof of the accused's guilt beyond reasonable
doubt, in accordance with the test laid down in
S v Yusuf
1968
(2) SA 52
(A) at 57C-D (see Masinda's case supra at 1162D-1163C).’
In
my view there was sufficient evidence proving the appellant’s
guilt beyond reasonable doubt and there was no unfair trial.
Did
the trial court commit a misdirection in excluding hearsay evidence
admitted in terms of s 3(1)(a) of the Hearsay Evidence Act?
[43]
Section 3(1)
(c)
of the Hearsay Evidence Act provides:
‘
Subject
to the provisions of any other law, hearsay evidence shall not be
admitted as evidence at criminal or civil proceedings,
unless–
(a)
each party against whom the evidence is to be adduced agrees to
the admission thereof as evidence at such proceedings;
(b)
the person upon whose credibility the probative value of such
evidence depends, himself testifies at such proceedings; or
(c)
the court, having regard to–
(i)
the nature of the proceedings;
(ii)
the nature of the evidence;
(iii)
the purpose for which the evidence is tendered;
(iv)
the probative value of the evidence;
(v)
the reason why the evidence is not given by the person upon whose
credibility the probative value of such evidence depends;
(vi)
any prejudice to a party which the admission of such evidence might
entail; and
(vii)
any other factor which should in the opinion of the court be taken
into account,
is
of the opinion that such evidence should be admitted in the interests
of justice.’
The
thrust of the argument of Mr Mathewson was that the ‘evidence’
of Barker was allowed and cross-examination was also
allowed in
relation thereto. Thus, the court was obliged to afford it due
weight.
[44]
As I understood the argument by Mr Mathewson his main complaint was
that the statements of Messrs Barker and Scholtz
were admitted by
consent, and cross-examination based thereon was allowed. Those
statements were admitted in terms of s 3(1)
(c)
of the Hearsay
Evidence Act.
Both
Barker and Scholtz did not testify and no explanation was proffered
as to why they could not be called as witnesses. Both of
them are
still alive and both of them were on the list of State witnesses. The
State, however, decided not to call Barker but made
him available to
the defence. The State prosecutor could not find Scholtz for
consultation. As far as Barker’s statement
is concerned, he was
not present at the crime scene on 26 April 2018. The upshot of his
statement was that there was a plot to
kill Tony but on the following
day he was told that a boy was killed. This statement does not
advance anyone’s case in this
matter.
[45]
Regarding Scholtz, on 19 June 2018, he made a statement to his
attorney in which he said he did not know the two
men who shot them.
He said he turned around to collect firewood to make fire, then heard
shots being fired. He felt that he was
being shot. He managed to run
away and jumped over the wall with Pagad. On 24 June 2018 he made
another statement to Sargeant Fischer-Luitjies
of Athlone police
station in which he said the deceased’s family threatened to
kill him if he did not implicate the appellant.
On 10 July 2018, he
made another one to Sergeant Wilson and did not mention any death
threats by the family of the deceased.
[46]
I cannot agree that the trial court was bound to accept the statement
of Scholtz and give it more weight in comparison
to witnesses who
testified. Barker was available to testify and one cannot blame the
court for allowing cross-examination unless
it was pertinently
brought to its attention that he was not going to be called as a
witness. His statement was admitted provisionally
on the
understanding that he would be called to testify. The same applies to
Scholtz.
[47]
In my view the purpose of the Hearsay Evidence Act is to ensure that
all the relevant evidence is placed before
court. The evidence
remains hearsay and therefore inadmissible unless the court decides
that it is in the interests of justice
to admit it, regard being had
to the factors mentioned in ss 3(1)
(c)
. The primary objective
is to cater for non-witnesses who are no longer available to testify
due to, for example, death or mental
incapacity after the incident.
It could never have been the intention of the legislature that
witnesses who are available should
simply be excused from giving
evidence without any explanation why they are not called. This would
in fact not be in the interests
of justice, as this may open a
floodgate to witnesses running away from being tested under
cross-examination.
[48]
It is not uncommon for witnesses to say something in their statements
and, when giving evidence, say something
else. There may be a variety
of reasons for this. It maybe that the person who took the statement
misunderstood the witness or
that by the time the witness testified,
he/she may have forgotten the details of the events, etc.
[49]
When the court evaluates such evidence it must, inter alia, consider
the purpose for which it was tendered. For
example, the evidence must
be compared with the testimony of other witnesses to check if its
purpose is merely to confirm what
other witnesses have already
testified. The probative value thereof must relate to both proof and
disproof of guilt of the accused,
not just speculation. In
S
v Ndhlovu and Others
,
[31]
this court defined ’probative value’ in the following
terms:
‘”
Probative
value” means value for purposes of proof. This means not only,
“what will the hearsay evidence prove if admitted?”,
but
“will it do so reliably?” In the present case, the
guarantees of reliability are high. The most compelling justification
for admitting the hearsay in the present case is the numerous
pointers to its truthfulness.'
[32]
The
nature of the evidence and reliability thereof is of utmost
importance. In
S
v Kapa
[33]
the Constitutional Court said:
‘
In
essence, the enquiry under this rubric is, first, the extent to which
the evidence can be considered reliable; and, second, the
weighing of
the probative value of the evidence against its prejudicial effect.
There
are a number of factors relevant to the reliability question, namely:
(a)
any interest in the outcome of the proceedings by the witness;
(b)
the degree to which it is corroborated or contradicted by other
evidence;
(c)
the contemporaneity and spontaneity of the hearsay statement; and
(d)
the degree of hearsay.’
[34]
[50]
The evidence of Barker would not assist the court in proving either
the guilt or innocence of the appellant. As
he was not present at the
scene of the crime he knew nothing about the presence or absence of
the appellant at the crime scene,
at the relevant time. With regard
to Scholtz, although he was present, he did not have sufficient
opportunity to observe the suspects.
In one of his statements, he
said he did not see the two gentlemen as he was busy collecting wood
to make a fire. His back was
turned to them, which explains why he
was shot in the back. In one statement he said he did not know them,
but the appellant was
definitely not one of them. His evidence was
contradictory in material respects and therefore unreliable.
Furthermore, it is clear
from one of his statements that he had an
interest in the appellant’s exoneration. His alleged experience
of intimidation
was also never confirmed, as he did not want to come
forward to lay charges or seek witness protection. Lastly, the fact
that he
ran away from court and was unwilling testify, leaves much
more to be desired.
[51]
In my view the trial court cannot be faulted for disregarding the
evidence Scholtz and Barker as contained in their
statements. In my
view the trial court committed no misdirection in this regard. It
cannot be said that the appellant was subjected
to an unfair trial.
In
Thebus
and Another v S
[35]
the test was formulated thus:
‘
In
my view, the misdirection of the SCA would be relevant only if it
would be an issue which materially alters the outcome of the
trial or
compromises its substantive fairness, to which the appellant is
entitled under section 35(3) of the Constitution. Put
otherwise, the
applicable test is whether, “on the evidence, unaffected by the
defect or irregularity, there is proof of
guilt beyond reasonable
doubt”. If this Court were to find that such proof has been
established, it must follow that the
conviction must stand.’
(Footnotes omitted.)
I
am of the view that even in this case such exclusion would not affect
the fact that the State had proved its case beyond reasonable
doubt.
Conclusion
For
all the reasons stated above the appeal must fail. In the result I
make the following order:
The
appeal is dismissed.
________________________
B TOKOTA
ACTING JUDGE OF APPEAL
Appearances:
For the appellant:
Mr B Mathewson
Instructed
by:
Mathewson Gess Inc Attorneys,
Cape
Town
Symington
De Kok attorneys,
Bloemfontein
Counsel for the
respondent: CJ Teunissen
Instructed by:
The Director of Public Prosecutions
Cape
Town
Director
of Public Prosecutions
Bloemfontein
[1]
R v
Mokoena
1932
OPD 79.
[2]
Ibid at 80.
[3]
See also
S
v Webber
1971
(3) SA 754
(A) at 758;
S
v Sauls
1981
(3) SA 172
(A) at 180E.
[4]
S v
Mehlape
1963 (2) SA 29 (A).
[5]
Ibid at 32A-B.
[6]
Ibid at 32C–D.
[7]
S v
Mthethwa
1972(3)
SA 766 (A).
[8]
R v
Dhlumayo and Another
1948
(2) SA 677
(A) at 705–706;
Santam
Bpk v Biddulph
2004
(5) SA 586
(SCA)
[2004] 2 All SA 23
para 5;
R
B v Smith
[2019]
ZASCA 48
;
2020 (4) SA 51
(SCA) para 22;
HAL
obo MML v MEC for Health, Free State
[2021]
ZASCA 149
;
2022 (3) SA 571
(SCA) para 87.
[9]
S v
Moti
1998
(2) SACR 245
(SCA) at 254J-255C.
[10]
Section. 37(6)(
a
)(ii)
of the CPA provides: ‘(6) (
a
)
Subject to subsection (7), the body-prints or photographic images,
taken under any power conferred by this section, and the
record of
steps taken under this section-. . .
(iii)in
a case where a decision was made not to prosecute a person, if the
person is found not guilty at his or her trial, or
if his or her
conviction is set aside by a superior court or if he or she is
discharged at a preparatory examination or if no
criminal proceeding
with reference to such body-prints or photographic images was
instituted against the person concerned in
any court or if the
prosecution declines to prosecute, must be destroyed within 30 days
after the officer commanding the Division
responsible for criminal
records referred to in Chapter 5A of the South African Police
Service Act has been notified
.
’
[11]
S v
Dlamini; S v Dladla; S v Joubert
;
S v
Schietekat
[1999]
ZACC 8
;
1999 (2) SACR 51
(CC) para 97.
[12]
R v
Biya
1952
(4) SA 514
(A) at 521D-E;
R
v Hlongwane
1959
(3) SA 337
(A) at 340H and 341A-B;
S
v Mhlongo
1991
(2) SACR 207
(A) at 210d-f.
[13]
See
S v
Malebo en Andere
1979(2) SA 636 (B);
Sesetseen
'n Ander
1981 (3) SA 353
(A) at 374A-376H.
[14]
S v
Mkhize
1978
(2) SA 249 (N).
[15]
Ibid at 251B. See also
S
v Dreyer
1978 (2) SA 182
(NC);
S
v Malebo en Andere
1979 (2) SA 636
(B) at 640C-H;
S
v Selane
1979 (1) SA 318
(T) at 320G.
[16]
See
S v
Mothlapingen 'n Ander
1988 (3) SA 757 (NC).
[17]
1999
(4) SA 623
(CC);
[1999] ZACC 8
para. 93
[18]
S v
Nkombani
1963
(4) SA 877
(A) at 893G;
S
v Snyman
1968
(2) SA 582
(A) at 588G;
[19]
Osman v
Attorney-General, Transvaal
[1998] ZACC 14
;
1998 (2) SACR 493
(CC) (
Osman
);
S v
Boesak
[2000]
ZACC (25)
[2000] ZACC 25
; ;
2001 (1) SA 912
(CC);
2001 (1) BCLR 36
para 24;
S
v Chabalala
2003
(1) SACR 134
(SCA) para 20.
[20]
Osman
para 22.
[21]
S v
Basson
[2005]
ZACC 10
; 2007(1) SACR 566 (CC);
2005 (12) BCLR 1192
(
Basson
)
para 105.
[22]
Ibid para 120.
[23]
Ibid.para.120
[24]
Basson
para
121.
[25]
R v
Valachia and Another
1945
AD 826
at 835.
[26]
S v
Machaba
[2015]
ZASCA 60
;
2016 (1) SACR 1
(SCA);
[2015] 2 All SA 552
para 30.
[27]
Footnote
21 above.
[28]
Basson
para 123.
[29]
S v
Moolman
[1995]
ZASCA 124
;
1996 (1) SACR 267
(A) at 289D-E.
[30]
1983 (3) SA 717
(A) at 735-736B.
[31]
S v
Ndhlovu and Others
[2002]
ZASCA 70
; (3) All SA 760; 2002 (6) SA 305.
[32]
Ibid para 45.
[33]
S v
Kapa
[2023]
ZACC 1
;
2023
(1) SACR 583 (CC).
[34]
Ibid paras 79-80.
[35]
Thebus
and Another v S
[2003]
ZACC 12
;
2003 (2) SACR 319
(CC);
2003 (6) SA 505
;
2003 (10) BCLR
1100
;
[2003] ZACC 12
para 74.
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