Case Law[2024] ZASCA 6South Africa
Ximba v S (957/2022) [2024] ZASCA 6 (19 January 2024)
Supreme Court of Appeal of South Africa
19 January 2024
Headnotes
Summary: Criminal Law – Rape conviction – whether finding of the trial court correct – held – the complainant was brutally raped – the appellant was the perpetrator – the appellant’s bare denial is not reasonably possibly true.
Judgment
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## Ximba v S (957/2022) [2024] ZASCA 6 (19 January 2024)
Ximba v S (957/2022) [2024] ZASCA 6 (19 January 2024)
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THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
### JUDGMENT
JUDGMENT
Not
Reportable
Case
no: 957/2022
In
the matter between:
THEMBA
JUSTICE XIMBA
APPELLANT
and
THE
STATE
RESPONDENT
Neutral
citation:
Ximba v The State
(957/2022)
[2023] ZASCA 6
(19
January 2024)
Coram:
NICHOLLS, MOTHLE, MABINDLA-BOQWANA and
MEYER JJA and
KATHREE-SETILOANE AJA
Heard:
02 November 2023
Delivered:
19 January 2024
Summary:
Criminal Law –
Rape conviction – whether finding of the
trial court correct –
held – the complainant was brutally raped – the appellant
was the perpetrator – the
appellant’s bare denial is not
reasonably possibly true.
ORDER
On
appeal from:
Gauteng Division of the High Court, Johannesburg
(Adams J and Alberts AJ, sitting as a court of appeal):
The
appeal against conviction is dismissed
JUDGMENT
Nicholls JA (Mothle,
Mabindla-Boqwana and Meyer JJA and Kathree-Setiloane AJA concurring):
[1]
The appellant was charged with the rape of
an 18 year old woman during the period September and October 2015. He
was found guilty
by the Regional Court, Germiston and sentenced to
life imprisonment. On 19 October 2018, the appellant’s appeal
against conviction
and sentence was dismissed by the Gauteng Division
of the High Court, Johannesburg (the high court). Special leave to
appeal was
subsequently granted by this Court on both conviction and
sentence. The appellant has withdrawn his appeal against sentence
and,
accordingly, all that is before this Court is an appeal against
conviction.
[2]
There is no dispute that the complainant
was brutally raped. The question is whether the appellant was the
perpetrator, as alleged
by the complainant. The appellant did not
provide a plea explanation in terms of
s 115
of the
Criminal
Procedure Act 51 of 1977
. Instead, he elected to remain silent. As
the evidence proceeded, it became apparent that his defence was a
bare denial.
[3]
The complainant is a vulnerable young
woman. She was abandoned at birth and has lived in shelters and
foster homes, in the Durban
area, all her life. In 2015, she was
living with her new foster mother, Ms N[…] M[…]. Living
conditions were not
ideal. Ms M[…] was unemployed and the
family had to share one room. During this period Ms M[…] was
visited by her
friend, Ms Nthandazo Ndungane, who resided in
Leondale, Johannesburg area. Ms Ndungane indicated that she needed a
domestic worker
at her home. It was agreed that the complainant
should be sent to live with Ms Ndungane, to assist her with domestic
work. The
complainant did not meet Ms Ndungane while she was in
Durban, nor was she consulted about this arrangement.
[4]
In September 2015, as a result of the
agreement between Ms M[…] and Ms Ndungane, the
complainant boarded a bus for Johannesburg
and was sent to live with
Ms Ndungane. Ms Ndungane had a three bedroomed house and the
complainant had her own bedroom. The appellant
was Ms Ndungane’s
partner and the father of her two year old child who, at the time,
resided in Zola with family members.
The appellant resided in
Vosloorus and would sleep over at Ms Ndungane’s residence from
time to time. It is in dispute whether
he also visited during the
week as alleged by the complainant or only over weekends as contended
by the appellant and Ms Ndungane.
[5]
The complainant gave evidence of the
several times that she was raped by the appellant. She said that she
was introduced to the
appellant soon after she had arrived in
Leondale. One night when Ms Ndungane was in Zola with her child, the
appellant came into
her bedroom and raped her. When Ms Ndungane
returned the following day, the complainant did not inform her of
what had transpired
as they were not well acquainted and the
complainant was scared to inform her. In October 2015, the
complainant returned to Durban.
Although she did not tell Ms M[…]
about the rape, she informed her that she did not want to return to
Leondale. Her
request was brushed aside and Ms M[…] told her
that her bus ticket to Gauteng had been purchased and she had no
choice but
to return.
[6]
On the complainant’s arrival in Gauteng she was again
met by Ms Ndungane. One night, the appellant came into her room
while she was sleeping and started to undress her. When she resisted,
he slapped her. Ms Ndungane came into the room while
the
appellant was on top of the complainant and told her that she must
co-operate with the appellant. He then proceeded to rape
her.
[7]
After that incident, the complainant said
that she became incontinent and was taken by Ms Ndungane to Chris
Hani Baragwanath Hospital
(Baragwanath Hospital). Three days after
that, she ‘fainted’ and was taken back to Baragwanath
hospital, where she
was admitted. She was advised by the hospital
staff that she had a problem with her womb. This was a pre-existing
condition. The
complainant did not inform the medical staff that she
had been raped. Ms Ndungane and the appellant fetched her once
she had
been discharged.
[8]
The complainant testified that on the same
evening and once Ms Ndungane had left for Zola, the appellant was
visited by four friends
at Ms Ndungane’s house. The appellant
came into the complainant’s bedroom and raped her. After he had
wiped her vagina
with a towel, he then let his friends ‘take
over’. When she started screaming, the appellant injected her
in the buttocks.
She began to feel dizzy and no longer put up any
resistance. The first friend used a condom and he raped her; and the
second man
also raped her. When the third friend started raping her,
she tried to resist. The appellant picked up a stick that was being
used
to block off the door, and hit her on the head. She was again
injected and the rape proceeded. The fourth man raped her.
[9]
After the gang rape, the complainant said
she had sent a text message to Captain Dube, a Durban based female
police officer, who
was the investigating officer in a case where the
complainant had been gang raped in the Durban area a year earlier.
Captain Dube
responded that she would send police in Johannesburg to
assist the complainant. When the Johannesburg police telephoned the
complainant,
she was unable to answer because the appellant and his
friends were still present. They telephoned the complainant again,
later,
to request directions to the Leondale residence, which she was
unable to provide.
[10]
A few days later, the complainant ‘passed
out’. She was taken to Baragwanath Hospital, where she was
admitted. Whilst
in hospital, she communicated with Captain Dube, who
promised to fetch her. She asked one of the sisters at the
hospital
to give Captain Dube directions. However, before Captain
Dube fetched her from the hospital, the appellant and Ms Ndungane
demanded
her discharge and took her back to the Leondale residence.
She did not tell Ms Ndungane that Captain Dube was coming to fetch
her,
as she did not want to alert her.
[11]
According to the complainant, the three of
them arrived at the Leondale residence at 11h00. Ms Ndungane went to
work, and the appellant
remained at the house. At around 14h00, the
appellant began watching a pornographic video and insisted that she
watch the video
with him. After that, he instructed her to go into
her bedroom. First, he inserted his penis into her vagina and then
instructed
her to perform oral sex on him. Thereafter he told her to
wash herself as she had been bleeding.
[12]
On the date of her appointment for a
medical check-up, Ms Ndungane took the complainant to Natalspruit
Hospital and then went on
to work. The complainant contacted Captain
Dube and requested that she come and fetch her from the hospital. As
Captain Dube did
not know the way to Natalspruit Hospital, the
complainant gave her the name of a mall within the vicinity of the
hospital.
Captain Dube, accompanied by Captain Muvango, collected her
from the mall and drove her to Durban where she was put in a place of
safety. A few days later, she was taken to a district surgeon,
Dr
Savvas Atholiades (Dr Atholiades)
. A
statement was taken from the complainant at the Cato Manor Police
Station, KwaZulu-Natal, by Captain Muvango. The statement
made by the
complainant does not differ in any material respect from her
evidence.
[13]
From her testimony, it seems that the
complainant felt that she had no-one to turn to about her ordeal.
Ms Ndungane telephoned Ms M[…], the complainant’s
foster mother in Durban, to complain that the complainant was
not
obeying the rules. The complainant was told by both Ms M[…]
and Ms Ndungane to be obedient.
Captain Dube was
the only person whom she trusted sufficiently to confide in about the
multiple rapes.
[14]
Captain Dube corroborated the complaint’s version that she had
sent her
various text messages informing her that she had been raped
by the appellant. The first message from the complainant was to the
effect that she was in Johannesburg, had a problem and wanted to
communicate with Captain Dube. Because she was too busy, Captain
Dube
initially ignored the messages. Later, Captain Dube received a
message from the complainant in which she stated that she had
been
raped by the boyfriend of the “aunty” (Ms Ndungane).
Captain Dube advised the complainant to inform the aunt
of what was
happening. The complainant told her that when she telephoned the
aunt, she merely said that she must leave her alone.
It is unclear
whether this was a reference to Ms M[…] or Ms Ndungane.
[15]
On another occasion, the complainant informed Captain Dube that she
had been
gang raped by the appellant and three other men. Captain
Dube said that she had telephoned the police in Johannesburg to
assist
the complainant. However, because the complainant had given
them the incorrect address, they were unable to find the house. The
complainant had also informed Captain Dube that she had been
assaulted by the appellant who had injured her arm during the course
of the rape and she had been admitted to Baragwanath Hospital. She
begged Captain Dube to fetch her from Johannesburg where she
was
being sexually abused. When Captain Dube telephoned the complainant
the following day, the call was answered by a person who
said that
she was a nurse and that the complainant was in ‘a coma’.
[16]
Captain Dube then made arrangements to go to Johannesburg with a
colleague,
Captain Muvango, to fetch the complainant and bring her
back to Durban. When she telephoned the complainant to tell her that
they
were on their way, the complainant told her that she had been
discharged by the appellant and Ms Ndungane. Because she was unable
to provide them with her home address, they collected her at the
Natalspruit Mall. On 23 October 2015, Captain Dube and Captain
Muvango drove with the complainant to Durban, where she was placed in
a shelter for abused women.
[17]
Captain Dube made a statement to Captain Muvango once they were in
Durban.
This statement was made with the aid of Captain Dube’s
cell phone records and was thus a more accurate reflection of
the dates and times of calls and text messages that she received from
the complainant. The first call was on 13 October 2015. The
next day,
Captain Dube received a text message asking why she had not responded
as the complainant had a problem. Further calls
and/or text messages
were received between 15 and 16 October 2015. On 16 October 2015, the
complainant sent Captain Dube text messages,
at about 16h00 and
23h00, complaining she had been raped. On 22 October 2015, Captain
Dube received a text message from the complainant
asking to be taken
to Durban and that she could be collected at Natalspruit Hospital
where she had an appointment. She was finally
collected from the
Natalspruit Mall, at 12h00 on 23 October 2015, and taken to Durban.
[18]
That the complainant had been raped was confirmed by Dr Atholiades,
who examined
her on 26 October 2015, and completed the J88 form. His
extensive experience in examining gynaecological patients and rape
and
trauma victims was not challenged. On examination of the
complainant, he found extensive swelling and bruising of the vaginal
area:
the frenulum of the clitoris was swollen, the labia minora was
swollen; the cervix was swollen, but there was no bleeding or
discharge.
The hymen was so swollen that it was closed. The opening
is usually measured in millimetres with a ruler. However, in this
case
there was no opening at all because of the swelling due to
trauma of the alleged sexual assault. The digital and rectal
examination
did not support nor refute the allegation of anal
penetration.
[19]
Dr Atholiades could not determine what was used to penetrate the
complainant.
Nor was he able to determine exactly when the injuries
occurred, except to say they were fresh injuries in keeping with a
recent
sexual assault. This could have occurred three to five days
before the examination; however, in his opinion it was definitely not
a year ago. Dr Atholiades stated that the injuries were, in all
probability, as a result of the alleged rape on 21 October
2015.
When asked, in cross examination, whether it was possible that the
complainant had had consensual sex, he responded that
he did not
think it appropriate to ask the complainant that question, ‘because
of the trauma in her genitalia, so much bruising
and swelling and the
tear’.
[20]
The appellant denied ever having raped the complainant. In fact, he
contended
that he was never alone with her on any occasion. He
testified that he lived 20 minutes away from Ms Ndungane’s home
and
spoke to her daily on the phone. When the complainant was living
with Ms Ndungane during September and October 2015, he was adamant
that he only visited Ms Ndungane over weekends, and public holidays.
He also recalled that he only ever came on Saturdays, not
Fridays. It
was on these occasions that he would see the complainant. He never
accompanied her to hospital but was aware of her
attending
Natalspruit Hospital. On the day she was fetched by Captain Dube, he
stated that he was asked by Ms Ndungane to check
on the complainant
at the hospital. When he got there he found Ms Ndungane outside the
hospital. Ms Ndungane told him that the
hospital had informed her
that they had no record of the complainant having been there.
[21]
Curiously, the appellant testified that he first saw the complainant
in 2014,
when she visited Ms Ndungane with her mother and younger
brother. This was not a version put to the complainant or supported
by
Ms Ndungane, who said that the first time she met the complainant
was in 2016 when she fetched her from the Germiston bus rank.
She
later changed this to 2015.
[22]
The appellant’s version that he was never alone with the
complainant,
was supported by Ms Ndungane. She testified that she had
been in a relationship with the appellant for nine years and that he
had
never once visited her on a week day. He would always inform her
telephonically beforehand that he was coming. Ms Ndungane was adamant
that she never arrived home to find the appellant with the
complainant and at no point were the complainant and the appellant
left alone in the house. It was put to the complainant in cross
examination that the appellant only visited on two occasions, and
only at night on those two occasions. This was not the evidence of
either the appellant or Ms Ndungane, who said the appellant
was
present over three weekends during the period that the complainant
was working for her. Ms Ndungane’s memory as
to exactly
when the appellant visited cannot be considered to be reliable in
view of the fact that when she gave her evidence in
November 2017,
she could not properly recall whether these events occurred in 2015
or 2016.
[23]
It was accepted by both the appellant and Ms Ndungane that the
complainant
had no friends in Gauteng and knew no-one. It seems that
although she was 17 or 18 years of age at the time, the complainant
looked
very young for her age. The appellant referred to her as ‘the
child’ while Ms Ndungane said she was surprised to find
that
she was so young and wanted to arrange schooling for her. By the time
she testified, the complainant had passed her matric.
She was clearly
an intelligent young woman.
[24]
Ms Ndungane described their relationship as being of a mother and
child in
the early stages. The complainant was clearly desperate for
a mother figure and originally thought that she had found one in Ms
Ndungane. Letters of love and appreciation were written to Ms
Ndungane. However, as testified to by both the appellant and Ms
Ndungane, this relationship soon soured. Later, the complainant’s
behaviour towards Ms Ndungane changed to such an extent
that she
refused to come out of her bedroom and would only communicate with
her by Whatsapp messages. Ms Ndungane attributed this
to her refusal
to give her consent to allow the complainant to be operated on at a
hospital in Johannesburg.
[25]
The trial court found that Ms Ndungane was a biased witness and that
her version
that the appellant and the complainant were never alone
together fell to be rejected. The high court, although it did not
deal
directly with the evidence of Ms Ndungane, rejected the
appellant’s version as supported by Ms Ndungane. The
irrefutable
fact remains that the only truly independent witnesses
were Captain Dube and Dr Atholiades, the district surgeon. Captain
Dube’s
evidence, as the person to whom the complainant made the
first report of the rape, was consistent with the version of the
complainant
that she had been repeatedly raped by the appellant, and
that on one occasion she had been gang raped by the appellant and his
friends. Dr Atholiades found evidence of a vicious sexual assault
which was consistent with the allegations made by the complainant.
[26]
Invariably,
in any rape matter, the complainant will be a single witness. There
is no formula for assessing the credibility of a
single witness. A
trial court should consider the evidence in its totality and should
determine whether the truth has been told,
despite any shortcomings
and contradictions.
[1]
As has
been repeatedly stated by this Court, the correct approach is
to
weigh up all the elements which point towards the guilt of the
accused against all those which are indicative of his innocence,
taking proper account of inherent strengths and weaknesses,
probabilities and improbabilities on both sides and, having done so,
decide whether the balance weighs so heavily in favour of the State
as to exclude any reasonable doubt about the accused’s
guilt.
[2]
In
other words,
what
is required is credible evidence which renders the complainant’s
version more likely that the sexual intercourse took
place without
her consent, and the appellant’s version less likely that it
did not.
[27]
Adopting this approach and considering the evidence holistically, as
every
court is enjoined to do, the undisputed facts reveal the
following: The complainant knew no-one in Johannesburg. Initially,
she
was loving and communicative with Ms Ndungane, but this
changed to such an extent that in the end she would go into her room
and only communicate with Ms Ndungane by Whatsapp messages. When she
went back to Durban she told her foster mother, Ms M[…],
that
she did not want to return to Gauteng to live with Ms Ndungane.
The complainant informed Captain Dube that she was being
repeatedly
sexually assaulted by the appellant
. Captain Dube
fetched her from Johannesburg and placed her in a place of safety in
Durban. From there and a few days later, the
complainant was seen by
a district surgeon who found evidence of a violent rape having taken
place in the previous few days.
[28]
Despite
there being some discrepancies in respect of dates and times, there
can be no doubt that the complainant informed Captain
Dube that she
had been raped numerous times by the appellant. The report to Captain
Dube supports the consistency of the complainant’s
version and
therefore her credibility.
[3]
Her subsequent behaviour of withdrawing, refusing to come out of her
bedroom and only communicating with Ms Ndungane by Whatsapp
messages
is consistent with her emotional turmoil following sexual assaults in
the home of Ms Ndungane. To find otherwise, would
mean that the
complainant was raped repeatedly by a stranger, or another person
known to her. She then, for unknown reasons, decided
to exonerate the
true rapist and blame the appellant. There is no suggestion of the
complainant even being acquainted with other
people in Gauteng. Nor
is there evidence that she had a motive to falsely accuse the
appellant.
[29]
On these facts, I am led to the ineluctable conclusion that the
complainant
was brutally raped, and that the appellant was the
perpetrator thereof. The appellant’s bare denial is not
reasonably possibly
true.
[30]
The following order is made:
The
appeal against conviction is dismissed.
__________________________
C
E HEATON NICHOLLS
JUDGE
OF APPEAL
Appearances
For
the appellant:
R du Plessis
Instructed
by:
Bloemfontein Justice Centre, Bloemfontein
For
the respondent:
J Masina
Instructed
by:
Director of Public Prosecutions, Bloemfontein
[1]
S
v Sauls
1981(3)
SA 172 (A) at 180F.
[2]
S
v Chabalala
2003(1)
SACR 134 (SCA) para 15.
[3]
S
v Hammond
2004
(2) SACR 303
(SCA);
[2004] 4 All SA 5
(SCA).
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