Case Law[2023] ZASCA 85South Africa
Minister of Police and Others v Umbhaba Estates (Pty) Ltd and Others (1281/2021) [2023] ZASCA 85; [2023] 9 BLLR 880 (SCA); (2023) 44 ILJ 2462 (SCA) (1 June 2023)
Supreme Court of Appeal of South Africa
1 June 2023
Headnotes
Summary: Delict – whether the response by members of the South African Police Services to violence that occurred at private property during a strike action was wrongful and negligent.
Judgment
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## Minister of Police and Others v Umbhaba Estates (Pty) Ltd and Others (1281/2021) [2023] ZASCA 85; [2023] 9 BLLR 880 (SCA); (2023) 44 ILJ 2462 (SCA) (1 June 2023)
Minister of Police and Others v Umbhaba Estates (Pty) Ltd and Others (1281/2021) [2023] ZASCA 85; [2023] 9 BLLR 880 (SCA); (2023) 44 ILJ 2462 (SCA) (1 June 2023)
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sino date 1 June 2023
THE SUPREME COURT OF
APPEAL OF SOUTH AFRICA
### JUDGMENT
JUDGMENT
Not Reportable
Case
no: 1281/2021
In the matter between:
MINISTER
OF
POLICE
FIRST
APPELLANT
NATIONAL COMMISSIONER
OF THE SAPS SECOND
APPELLANT
PROVINCIAL
COMMISSIONER OF THE SAPS THIRD
APPELLANT
and
UMBHABA ESTATES (PTY)
LTD & 53 OTHERS RESPONDENTS
Neutral
Citation:
Minister
of Police & 2 Others v Umbhaba Estates (Pty) Ltd & 53 Others
(1281/2021)
[2023] ZASCA 85
(1 June 2023)
Coram:
VAN DER MERWE, MOLEMELA, NICHOLLS, MOTHLE JJA and
NHLANGULELA AJA
Heard:
28 February 2023
Delivered:
1 June 2023
Summary:
Delict – whether the response by members of
the South African Police Services to violence that occurred at
private property
during a strike action was wrongful and negligent.
ORDER
On
appeal from
: The Gauteng Division of
the High Court, Pretoria (Mtati J, sitting as court of first
instance):
1
Save for the alteration of the order as set out in para 2 below, the
appeal
is dismissed with costs, including the costs occasioned by the
employment of two counsel.
2
Paragraph 1 of the order of the high court is altered to read as
follows:
‘
It
is declared that during the period from 5 July 2007 to 24 July 2007
the Defendants wrongfully and negligently failed to prevent
striking
employees from causing damage to the First Plaintiff at its Kiepersol
farm and from injuring the Sixth Plaintiff’.
JUDGMENT
Molemela JA (Van der
Merwe, Nicholls and Mothle JJA and Nhlangulela AJA concurring):
[1]
This appeal concerns the conduct of members of the South African
Police Service (the
police) in response to criminal acts committed by
employees during the course of industrial action that took place at
the premises
of a private company known as Umbhaba Estates (Pty) Ltd
(Umbhaba). The latter and some of its employees had, in an action
instituted
at the Gauteng Division of the High Court, Pretoria (the
high court) claimed damages against the Minister of Safety and
Security,
the responsible Minister for the South African Police
Service (‘the Minister of Police’), the National
Commissioner
of the South African Police Service (‘the National
Commissioner’) and the Provincial Commissioner of Police
Service
(‘the Provincial Commissioner’). They were cited
in their representative capacities as the first, second and third
defendants respectively. The trial proceeded before Mtati
J.
Although the second paragraph of the judgment of
the high court records that the merits and quantum were separated by
agreement
between the parties in terms of Rule 33(4) of the Uniform
Rules of Court, and that the matter before the high court only
proceeded
in respect of the issue of liability, paragraph 5 thereof
recorded that the issue of causation was also deferred for later
consideration
and thus did not form part of that judgment.
[2]
At the stage when the summons was issued, there were 53 plaintiffs.
However, at the
commencement of the trial, some plaintiffs had
withdrawn their claims against the defendants. Others did not
participate in the
proceedings because their whereabouts were
unknown, as a result of which their attorneys of record withdrew for
lack of instructions.
Following an unsuccessful application for a
postponement, the claims in respect of 48 plaintiffs were dismissed.
Ultimately, the
trial in the high court proceeded only in respect of
Umbhaba, (which was cited as the first plaintiff) and the sixth
plaintiff
Ms Alida Mkhabela (Ms Mkhabela), together referred to as
the respondents. The high court upheld their claims. Following an
unsuccessful
application for leave to appeal launched in the high
court, the Minister of Police, National Commissioner, and the
Provincial Commissioner
(together referred to as the appellants)
approached this Court seeking leave to appeal against the judgment of
the high court.
This appeal is with the leave of this Court.
[3]
The background facts are detailed in the judgment of the high court.
Umbhaba was a
large agricultural enterprise operating out of three
geographical locations situated at Hazyview, Hectorspruit and
Kiepersol. Its
core business was the growing, ripening, distribution
and selling of bananas. It was one of the leading banana producers in
South
Africa and also produced other subtropical produce such as
avocados, litchis and macadamia nuts. It was common cause that the
production
of subtropical fruit is labour and management intensive,
and the produce perishable. The Kiepersol farm, situated in the
Kiepersol
area, Mpumalanga, was one of the locations where the
aforesaid products were produced.
[4]
On 5 July 2007 and for the remainder of the month of July there was a
prolonged strike
in one of Umbhaba’s operations. The strike was
centred at the Kiepersol farm situated in Hazyview. Kiepersol farm
was bought
by Umbhaba approximately six months before the
commencement of the strike and its workforce consisted of about 100
employees. However,
Umbhaba’s total workforce consisted of
between 1500 and 2500 employees. The reason for the strike action at
Kiepersol appears
to have been the fact that the conditions of
employment offered by Umbhaba to the employees who worked at
Kiepersol were less favourable
than those that had been offered by
its previous owner. Umbhaba required the employees to work on
Saturdays when they had previously
not done so. The strike commenced
on 5 July 2007 and was characterised by various acts of intimidation,
assaults, malicious damage
to property, vandalism, theft and looting.
In addition, the particulars of claim asserted that the striking
employees blockaded
the farm and yard, which housed the offices,
workshop, banana ripening facilities, pack-house area, storage area
for vehicles and
other stores on the farm and thus made it impossible
for the non-striking employees to perform their day-to-day duties.
Banana
trees were hacked down, fresh produce was stolen and numerous
orchards on the farm were set on fire.
[5]
Umbhaba asserted that since the commencement of the strike, its
management team had
repeatedly and consistently asked the police for
assistance in order to prevent the striking employees from continuing
to commit
unlawful acts, to ensure compliance with the court orders
and to generally maintain public order. However, the appellants took
no action, alternatively failed to take adequate action to prevent
the unlawful actions of the striking employees. In their plea,
the
appellants admitted the various requests for assistance but asserted
that: reasonable steps were taken by inter alia negotiating
with the
employees on numerous occasions; adequate action was taken to restore
order as and when requested; and arrests were effected
to restore
order.
[6]
During the hearing, an inspection
in loco
was conducted and
the layout of the farm was placed on record. The farm had two gates,
one on the western side of the farm, and
another on the south side.
The gate on the south side provided access to the main farming
operations, including the administration
building where meetings and
training sessions were held. On the southern side of the main farm
operations there were banana plantations
with a gravel path leading
to the banana plantations. There was a big building that was used by
farm employees for purposes of
packaging the produce, with toilets
situated in close proximity thereto. The buildings were cordoned off
by a wall. There was a
gate on the extreme south-east side of the
cordoned wall, which was referred to as the main yard gate. Some of
the farm employees
lived in the houses situated within the premises
of the farm. Some houses were occupied by striking employees, while
others were
occupied by those who were not participating in the
strike. Access to the houses on the eastern side of the building
could be obtained
through the main yard gate, alternatively through
the gravel path between the southern cordon wall and the banana
plantations.
[7]
The undisputed timeline pertaining to the events that unfolded during
the strike lies
at the heart of this appeal. The events were narrated
by Mr Dean Plath (Mr Plath), a senior farm manager and director, who
had
worked for Umbhaba for 22 years. His evidence pertaining to how
events unfolded was largely uncontested. Most of it was borne out
by
video footage and photographs that were admitted into evidence. He
stated that on 29 June 2007, he received a notice of an intended
strike that was scheduled to commence on 5 July 2007. After receipt
of the notice, he went to the police station to report the
matter.
The reason why he hastened to the police station was that after
Umbhaba had taken over the farm operations, they had had
some
resistance from some of the employees who had worked for the
erstwhile owner. He therefore informed the police that he suspected
that the strike would be violent.
[8]
The tone was set on the first day of the strike, 5 July 2007. Mr
Plath arrived at
the farm at approximately 06h30. Upon his arrival,
he noted that striking workers had congregated at the main entrance
of Kiepersol
farm. Some of them were armed with sticks. They hurled
stones at several people, whipped non-striking workers with sjamboks
as
an intimidatory tactic to get them to join the strike, and hit one
of the manager’s vehicles with rods and knobkerries. With
the
help of other employees, Mr Plath closed the gates to prevent the
striking employees from entering the buildings. He then called
the
police to inform them about the situation. Two police officers
arrived at 07h30. The striking mob calmed down when the police
arrived.
[9]
The police informed Mr Plath that the union officials wanted to speak
with him and
his father, Mr Roy Plath, who also had business
interests in Umbhaba. Mr Plath and his father agreed to talk with the
union officials.
One of the non-striking employees was instructed to
make a video recording of that interaction and the scene in general.
Mr Plath
was almost hit with a brick as he and his father were
approaching the union officials. During that conversation, Mr Plath
complained
about the violence and intimidation that was taking place.
The union official remarked that that ‘was alright’. The
video footage was shown in court during the proceedings. In the
footage, one of the union officials in question was observed trying
to violently grab the camera from the person who was recording at the
scene and threatening to break it. The police left soon after
the
discussions with the union representatives had taken place. However,
the striking employees carried on with acts of criminality
throughout
the day. The padlocks used to lock one of the gates were vandalised
by the side gate and the main gate was blockaded
by the striking
employees, thus preventing access into and out of the farm premises.
[10]
On 6 July 2007, despite knowing that the strike was ongoing, there
was no police presence at
the main entrance. On that morning, a
security guard employed by Umbhaba, Mr Munyai, was assaulted with a
steel rod and sustained
several injuries. Fewer non-striking
employees were prepared to work due to the ongoing intimidation.
Managers could not access
the farm as all the gates were barricaded.
Furthermore, rocks were thrown at them. A farm gate far from the
picketing area was
blockaded with the branches of burnt avocado
trees. A mob of striking employees brandishing knobkerries rushed at
the management
team of Umbhaba and some threw stones at them. Some
striking employees threw stones at and damaged one of the houses on
the farm
property. Others attempted to break down the gate. Orchards
were vandalised, and banana trees were ripped out and destroyed. The
police were called but Captain Mbambo telephonically stated that the
police needed a court interdict, that Umbhaba had to deal
with their
own labour problem and that it was not the police’s
responsibility to look after Umbhaba’s property. Mr
Plath then
phoned the station commissioner of Hazyview police station,
Superintendent Nobela to inform her about the situation.
[11]
Shortly thereafter, the striking mob threatened to kill the workers
inside the farm premises.
When management opened the south gate to
enable the non-striking workers to escape, the striking workers
immediately went to that
gate and started hurling stones at the
management of Umbhaba. Several gunshots were fired in an attempt to
keep the mob away. This
worked only briefly. Captain Mbambo was again
contacted telephonically but no meaningful response was received. Mr
Plath eventually
phoned the station commissioner, superintendent
Nobela. In the intervening period, some of the striking workers
entered the yard
and smashed the windscreen of the earth moving
equipment (TLB). Other striking employees used irrigation equipment
to start a bonfire
at the south yard gate. The striking employees
carried on hurling stones and barricading some of the gates. This
prompted Mr Plath’s
father to fire some warning shots into the
air. The crowd retreated for a few minutes and then advanced again.
Mr Plath called
the police several times. When the police arrived,
the violence ceased. The management team of Umbhaba was able to
extinguish the
fire. Management pleaded with the police to maintain a
presence given that the violence escalated whenever they were not
present.
The police stated that it was not their responsibility to
get involved in labour disputes. Mr Plath explained to both Captain
Mbambo
and Superintendent Nobela that Umbhaba was already dealing
with the labour dispute through its labour consultants and was merely
asking the police to be present so as ‘to keep and maintain law
and order and protect the people’ and also to prevent
damage.
The police left 20 minutes later.
[12]
When the police were called again, Captain Mbambo encouraged Mr Plath
and members of Umbhaba’s
management to have a discussion with
the striking workers, indicating that the dispute was labour-related
and the police did not
have capacity to deal with it. The management
of Umbhaba informed him that they could not have discussions with the
striking employees
as they feared for their safety. Captain Mbambo
proposed that Umbhaba obtain an interdict and indicated that once it
had been obtained,
the police would be able to act. As the weekend
was approaching and Umbhaba was concerned about the safety of the
non-striking
employees, it employed the services of an armed security
company. Since the striking employees considered both Saturday and
Sunday
not to be their working days, they suspended the strike action
for both Saturday and Sunday 7 and 8 July 2007.
[13]
On Monday 9 July 2007 the strike resumed, with the striking employees
blockading the gates and
making fires close to the gates. Umbhaba
management called Captain Mbambo three times on his mobile phone, but
he did not show
up. Umbhaba decided to approach the Labour Court for
an interdict in which the trade union known as BBBWU was cited as the
first
respondent, one of its officials was cited as the second
respondent, and several employees mentioned in an Annexure were cited
as the third respondent. The order was granted on the same day and
read as follows:
‘
2.1.
The 1
st
, 2
nd
and 3
rd
Respondents are interdicted from picketing at the main entrance of
the Kiepersol Farm and compelled to picket a distance of
500 meters in a northerly direction (away from the R40
towards Kiepersol) from the main entrance of the Kiepersol Farm
on the opposite side of the road.
2.2.
The 1
st
, 2
nd
and 3
rd
Respondents are
interdicted from entering the Kiepersol Farm during working hours
except for purposes of using allocated toilet
facilities.
2.3.
The residing employees leaving their living area in the morning and
returning in the evening
may only do so through the main
entrance gate. The employees must pass the southern side of the
walled yard area using
only the farm road between the yard and the
banana orchard.
. .
.
2.5.
The 1
st
, 2
nd
and 3
rd
Respondents are
interdicted from interfering with the Applicant’s employees and
its operations.
. .
.
2.8.
The 1
st
, 2
nd
and 3
rd
Respondents are
interdicted from destroying and damaging Applicant’s assets and
property.’
Once the order had been
issued, it was handed to Captain Mbambo, who was with Captain Khoza
at that stage. They assured Mr Plath
that the contents of the court
order had been read out to the striking employees and indicated that
the union officials had given
an undertaking that the court order
would be complied with.
[14]
Despite that undertaking, the striking employees continued burning
tyres at the gate and later
started hurling stones. The police were
summoned and later arrived at the scene. Even with police present,
some striking employees
tried to attack the management team of
Umbhaba and were hurling stones into the yard, hitting the roof and
corrugated iron sheeted
walls. The police called for back-up and
later arrested four of the striking employees. On 10 July 2007 the
striking employees
were back at the main entrance of the farm in
contravention of the court order issued the previous day. The
striking employees
threw a petrol bomb across the fence and set
stacks of wooden pallets ablaze. Five striking employees were
arrested. Given that
the criminal acts were not abating, Umbhaba
again approached the Labour Court with the intention of bringing an
application for
contempt of court against the striking employees, and
a further order was issued in terms of which the previous orders had
to be
served on the Provincial and National Commissioners. The order
read as follows:
‘
2.
Member[s] of the South African Police are hereby authorised to arrest
such of the individual Respondents who breach the
order of Court
of 9
th
July 2007 and to bring such arrested
individuals before the Magistrates Court in the area of jurisdiction
of Nelspruit in order
to enable the public prosecutor to decide on
the charges of criminal conduct to be preferred against such
individuals.
3.
In particular members of the South African Police are authorized to
arrest such of the individual Respondents who
continue
to
intimidate the employees of the Applicant and/or who
continue
to damage the property of the Applicant.’ (Own emphasis.)
[15]
On 11 July 2007 at about 09h30 the management team of Umbhaba had a
meeting with the station
commissioner, Superintendent Nobela and
Captain Khoza at the police station and brought the contents of the
contempt order to their
attention. They also laid charges against 41
individuals. The police only arrived at Kiepersol farm at 13h00. Mr
Plath indicated
that about 100 of the striking employees resided on
the farm. Although the striking employees were still breaching the
court order
granted on 9 July 2007 in that they continued to
barricade gates, burn tyres, and gathered at the gates in breach of
the picketing
distance directed by the court order. The police failed
to enforce the court order and left soon after their arrival. The
striking
employees damaged the mobile toilets that were placed at the
gates for their use and insisted on using the toilets within the
premises
of the farm. The striking employees looted about four
hundred kilograms of fruit, which they dropped along the road.
[16]
At about 16h00, the striking employees hurled a petrol bomb into the
yard, which set a tractor
alight. The employees carried on with the
criminal acts. A truck carrying a load of farm produce was prevented
from leaving the
farm. Various calls were made to the police
requesting their intervention, but the police turned a blind eye and
failed to effect
any arrests. On 12 July 2007 about 5 petrol bombs
were thrown into the farm premises but armed guards managed to
extinguish the
fires. On 13 July 2007, Umbhaba again approached the
Labour Court, which issued the following order:
‘
1.
A copy of the order of this Court dated 10 July 2007 is to be served
on the Commissioner of Police, Mpumalanga as well as on the National
Commissioner, South African Police Services.
2.
Mr Stanley Thulane Nobena, the Chairman of the 1st Respondent BBBWU
who is in attendance at Court when this order [is] issued
is hereby
directed to inform the individual Respondents to desist from all
criminal and wrongful conduct.’
[17]
Despite the service of the order and further acts of violence, there
were no arrests. On 16 July
2007, a mob of striking employees
prevented another truck from leaving the farm with farm produce. The
gate was blockaded and the
management team of Umbhaba were unable to
leave the farm. The police were summoned, but when they arrived, they
failed to effect
any arrests. They encouraged the marauding striking
workers to move away instead. On 17 July 2007, the police moved the
striking
employees to a place further from the main gate so that they
could comply with the 500m picketing distance indicated in the court
order. On the same day, Umbhaba issued a notice to all the striking
employees, indicating that a disciplinary hearing would be
held on 18
July 2007. The union’s response was that none of its members
would attend a disciplinary hearing as the strike
was still ongoing.
On 18 July 2007, none of the striking employees showed up at
Kiepersol farm. The disciplinary hearing proceeded
in their absence.
The union later sent a letter indicating that it would embark on a
protest march the next day. The police were
duly informed.
[18]
On 19 July 2007, Umbhaba informed the police that the employees had
gathered at a particular
spot about 1km from Kipersol. Captain Mbambo
and other police members arrived at the farm at 11h00. Although the
striking employees
had gathered at the gate, the police did not
effect any arrests in relation to their non-compliance with the 500m
picketing distance
requirement. At 12h45, the police managed to
persuade the striking employees to return to the permitted picketing
spot. They however
demanded that Mr Plath should go to where they
were gathered so as to fetch a memorandum of their demands. He
indicated that he
could not do so as the crowd had thrown stones at
him earlier.
[19]
On 20 July 2007, the striking employees were informed that the
outcome of their disciplinary
hearing was a dismissal. On 24 July
2007, workers from one of Umbhaba’s farms in Hazyview were
ferried to Kiepersol so that
they could resume farming operations
there. Ms Mkhabela was one of them. At that stage, a group of people
had gathered some distance
from the main entrance. At about 08h45,
three employees were busy painting the gate that had been damaged by
fire when they were
intimidated by the striking employees. These
striking workers instructed the three employees to stop working and
threatened to
injure them if they did not stop. Mr Plath phoned
Superintendent Nobela and informed her about those threats.
[20]
At about 11h00 this group stormed into the farm through both gates
and assaulted the employees
who were busy working at the farm. Ms
Mkhabela testified that she was busy packing fruit in the pack-house
when she got a call
of nature. She left the pack-house for the
toilet. While she was there, she heard a commotion outside. She then
realised that the
striking employees were inside and outside the
packing house chasing after the employees who were working in the
packhouse. Some
of them were armed with sjamboks and knobkerries. As
she was exiting the toilet she was hit with a bottle on her leg and
sustained
an open wound. Armed with knobkerries, the striking
employees surrounded her and tried to force her to join the strike.
She told
them that she could not do so because she was injured. At
that specific time, Detective Inspector Mkhonto and two other police
officers were about eight metres from her but did nothing to assist
her. With Mr Plath’s assistance, she was later taken for
medical attention. Despite the presence of the police at that stage,
no arrests were made. Instead, the members of the police merely
had a
discussion with the instigators.
[21]
On 25 July 2007, the police attended the farm to inspect the extent
of the damage that had occurred
as a result of the strike. While on
that inspection, they came across a striking employee who was
trespassing on the farm. The
police refused to arrest him, indicating
that they were there to do an inspection and not to effect any
arrests. What is clear
from the evidence set out in the preceding
paragraphs is that Umbhaba made numerous pleas for police
intervention, with inadequate
responses from the police. On the
occasions that the police officers did visit the scene, they were
there for only a few minutes
and then left. Their response was not
fit for purpose and thus fell short of the required standards.
Notwithstanding the crimes
already committed on the first day of the
strike, there was no monitoring of the situation. The police
therefore failed to
prevent
ongoing damage. Intimidation of
non-striking employees and malicious damage to property became the
order of the day. Despite three
court orders being issued by the
Labour Court, the arrests were few and far between. The blatant
non-compliance with court orders
was captured in a video footage. The
same footage served to show the inadequacy of the police response.
[22]
Two police officers testified on behalf of the appellants. Captain
Makwakwa’s evidence
was that when he and his colleagues arrived
at Kiepersol farm on 5 July 2007, they found about 50 striking
employees singing and
protesting outside the farm premises. He did
not see any burning tyres. Two union officials approached him and
requested that he
accompany them to the locked gate as they wanted to
talk with the striking employees’ employer. He obliged. There
was a discussion
between the union officials and the employer, but
they could not reach an agreement. Captain Makwakwa accompanied the
two union
officials back to the striking employees. The union
officials had a discussion with the striking employees, after which
everybody
dispersed. He and his colleagues patrolled the area and
since no one was injured and no property had been damaged, he and his
colleagues
left the farm. He did not go to Kiepersol farm again until
1 August 2007.
[23]
The second witness who testified on behalf of the appellants was
Brigadier Makatane, who was
a police officer attached to Legal
Services and stationed as Area Head: Legal Services in Nelspruit. His
duties were to advise
the police in relation to policies and
legislation. He testified that Superintendent Nobela had called him
and requested him to
assist with the interpretation of the contents
of the court order. He drove to Hazyview on 12 July 2007 and later
accompanied Superintendent
Nobela and Superintendent Mtsweni to
Kiepersol farm for purposes of explaining the contents of a court
order to the striking employees.
Although two court orders had
already been issued at that stage, he testified that he was only
required to explain the one that
specified that the striking
employees were permitted to picket 500m north of the main entrance,
ie the court order issued on 9
July 2007.
[24]
He stated that on arrival at the Kiepersol farm, there were about
twenty to thirty striking employees
who were singing and chanting
near the farm gate. He read out the court order to the striking
employees in the presence of his
colleagues and a farm manager.
Having noted that the striking employees were not observing the
stipulation to picket 500m from
the main entrance, he and his
colleagues measured a distance of 500m from the main entrance and
informed the striking employees
that it was the designated spot for
their picket. Once the striking employees had moved to that spot, he
left. He stated that he
never visited the farm again, as he was never
informed of any further acts of non-compliance. He stated that he
could not recall
going back to the farm on 17 July 2007. Notably, he
conceded under cross-examination that the police would have been
expected to
monitor the striking employees daily to ensure that they
remained at the designated picketing spot (ie 500m from the main
entrance).
The police would also have been expected to comply with
court orders. These concessions reveal how reasonable police officers
faced
with a similar situation that had prevailed at Kiepersol farm
would have reacted.
[25]
The appellants contend that the high court, in reaching a conclusion
that the police’s
conduct was wrongful and negligent, made
errors of fact and law. The biggest challenge for the appellants in
this appeal is that
the high court’s credibility findings,
which were in favour of Umbhaba, have not been attacked by the
appellants. It is trite
that courts will not tamper lightly with the
trial court’s credibility findings.
[1]
However, in
Minister
of Safety and Security and Others v Craig and Others
,
[2]
this Court held that even though courts of appeal are slow to disturb
findings of credibility made by trial courts, courts of appeal
generally have greater liberty to do so where a finding of fact does
not essentially depend on the personal impression made by
a witness’
demeanour, but predominantly upon inferences and other facts and upon
probabilities. Although counsel for the
appellants conceded in the
appeal hearing that there was no basis for interfering with the
factual and credibility findings of
the high court, I will
nevertheless scrutinise the evidence adduced before the high court,
including the video evidence, when traversing
the delictual elements
pertaining to the respondents’ claims.
[26]
The appellants’ pleaded case was that they took adequate steps
to prevent the violence
during the strike. It was never their case
that they had insufficient resources to restore order. The question
is whether the elements
of delict that were not deferred for later
adjudication were proven. It is to that aspect that I now turn. It is
of significance
that the appellants did not dispute that they had a
legal duty to maintain public order and could not, in any event, deny
the duty
upon them, given the provisions of s 205(3) of the
Constitution, which provides that ‘[t]he objects of the police
service
are to prevent, combat and investigate crime, to maintain
public order, to protect and secure the inhabitants of the Republic
and
their property, and to uphold and enforce the law’.
Furthermore, s 13 of the South African Police Service Act 68 of 1995
(the Police Act) assigns specific duties to members of the police. It
provides that:
‘
(1)
Subject to the Constitution and with due regard to the fundamental
rights of every person, a member may exercise such powers
and shall
perform such duties and functions as are by law conferred on or
assigned to a police official.’
It is clear from these
provisions that public policy and the Constitution placed a legal
duty on the police to, among others, prevent
the commission of crime
and maintain public order at Kiepersol farm for the duration of the
strike action, especially after the
provisions of the interdict were
brought to their attention.
[27]
As regards the element of wrongfulness, the following dictum of the
Constitutional Court in
Country
Cloud Trading CC v MEC, Department of Infrastructure Development,
Gauteng
[3]
is apposite as it aptly summarises the approach our law takes to the
wrongfulness enquiry:
‘
.
. . [T]he wrongfulness enquiry focuses on—
“
the
[harm-causing] conduct and goes to whether the policy and legal
convictions of the community, constitutionally understood, regard
it
as acceptable. It is based on the duty not to cause harm –
indeed to respect rights – and questions the reasonableness
of
imposing liability.”
Wrongfulness is generally
uncontentious in cases of positive conduct that harms the person or
property of another. Conduct of this
kind is prima facie wrongful.’
[28]
In
Mashongwa
v PRASA (Mashongwa)
,
[4]
the Constitutional Court quoted the same dictum and expounded that
the principle laid down in that judgment holds true regardless
of
whether one is dealing with positive conduct such as an assault or
negative conduct, where there is a pre-existing duty, such
as the
failure to protect a vulnerable person from harm. The court said:
‘
To
conclude that an incident of omission, particularly in relation to
public law duties, is wrongful and impute delictual liability
is an
exacting exercise that requires a reflection on a number of important
factors. Some of them are: whether the operating statute
provides for
a delictual claim for damages; whether the legislation’s scheme
is primarily about protecting individuals or
advancing public good;
whether the public power conferred is discretionary; whether the
imposition of liability for damages is
likely to have a “chilling
effect” on the performance of government functions; whether the
loss was foreseeable . .
..
An omission will be
regarded as wrongful when it also “evokes moral indignation and
the legal convictions of the community
require that the omission be
regarded as wrongful”. This leads to a legal policy question
that must of necessity be answered
with reference to the norms and
values, embedded in our Constitution, which apply to the South
African society.’
It
should be mentioned that in
MTO
Forestry (Pty) Ltd v Swart NO
,
[5]
this Court held that foreseeability of harm should no longer be taken
into account in respect of the determination of wrongfulness
and that
its role is confined to the rubrics of negligence and causation. As I
have said, causation does not arise in the appeal.
[29]
It is noteworthy that the appellants did not plead nor assert a lack
of resources as a reason
for their failure to take adequate steps.
There can be no doubt that the legal convictions of the community
require that an unjustified
failure to fulfil the objects of the
police service be regarded as wrongful. Having considered the
harm-causing conduct, I am of
the view that the high court’s
finding that ‘. . .the conduct of [SAPS] viewed against the
legal and public policy
considerations, constitutional norms and
values was unacceptable’ and accordingly wrongful, was correct.
I turn now to the
element of negligence.
[30]
The proper approach for establishing the existence or otherwise of
negligence was laid down in
Kruger
v Coetzee
.
[6]
This test rests on two legs, namely, reasonable foreseeability and
the reasonable preventability of harm or damage.
[7]
It is important to emphasise that what is required is foresight of
the reasonable possibility of harm ensuing; the foresight of
a mere
possibility of harm does not suffice.
[8]
What is or is not reasonably foreseeable in a particular case is a
fact bound enquiry that entails the consideration of all the
circumstances of the case.
[9]
While the precise manner in which the harm occurs need not be
foreseeable, the general occurrence must be reasonably
foreseeable.
[10]
Notably, in
the plea filed on behalf of the appellants, it was not disputed that
harm was reasonably foreseeable and in fact preventable.
The case
pleaded was that adequate steps were taken to restore order, and that
order was in fact restored.
[31]
As regards the foreseeability leg of the negligence enquiry, the
video footage presented before
the high court militated against the
notion of a relatively calm industrial action situation which the
appellants’ two witnesses
tried to portray. It is evident from
the video footage that from the inception of the strike, the
situation was volatile. The footage
depicting one of the union
officials trying to grab the video camera from the hand of the person
who was recording what was unfolding
at the scene attests to this
volatility. The photographs also depicted a large group of people
armed with sticks and knobkerries.
[32]
Moreover, the police who were present at the entrance of Kiepersol
farm on 5 July 2007 knew that
the discussion between Umbhaba’s
management and the union officials had not yielded any agreement
regarding the way forward.
Given that the striking workers were
armed, it was thus reasonably foreseeable that violence could again
erupt. Notwithstanding
that standoff, the police opted to leave the
scene and thereafter did not conduct any patrols so as to monitor the
situation. Violence
indeed erupted on 6 July 2007 and the police were
summoned. The situation immediately improved when the police arrived
at the scene.
It was thus clear that the presence of the police
served as a deterrent. The need for the presence of the police for
maintaining
public order was self-evident, but there was inadequate
intervention from the police.
[33]
There was a brief reprieve during the weekend, but the violence
resumed on Monday 9 July 2007,
culminating in Umbhaba seeking an
interdict. On the days that followed, violence continued unabated,
with little intervention from
the police. It was not explained why
the police did not patrol the area at least intermittently so as to
monitor any acts of violence.
Unquestionably, that is the bare
minimum that reasonable police officers would have done.
[34]
Once the interdict was issued and brought to their attention,
reasonable police officers with
public order policing experience
similar to that of the police officers who made an attendance at
Kiepersol farm would have realised
that the strike at Kiepersol farm
had become violent and would have heeded the court order that
enjoined the striking workers to
picket 500m from the main entrance.
In compliance with the same court order, they would have ensured that
the workers who entered
the farm were those who intended using its
ablution facilities; instead, a large crowd armed with sticks was
allowed to congregate
at the main entrance of the farm. Police
officers in the position of those who made an attendance at the
Kiepersol farm during
the strike would have reasonably foreseen that
a gathering of armed striking workers at the main entrance of
Kiepersol farm was
likely to lead to acts of violence and cause harm
to persons and property.
[35]
To prevent harm from eventuating, reasonable police officers in the
position of those who were
contacted by Umbhaba in relation to the
strike would have patrolled the area regularly to ensure that the
striking employees were
restricted to a spot 500m from the main
entrance and would have heightened monitoring once the contempt order
was issued. On their
own version, the police did not do so; they only
made an appearance after numerous calls had been made to them,
requesting their
intervention. The numerous calls made by the
management of Umbhaba pleading for the police’s intervention in
the days that
followed are borne out by the itemised billing invoice
issued by the cellular phone service provider to Umbhaba. The police
were
called 12 times on 9 July 2007, 13 times on 10 July 2007, 11
times on 11 July 2007, nine times on 12 July 2007, twice on 14 July
2007, four times on 16 July 2007, twice on 18 July 2007, seven times
on 19 July 2007, twice on 20 July 2007, four times on 23 July
2007
and three times on 24 July 2007.
[36]
Furthermore, as correctly observed by the high court, it was not
disputed that the station commissioner
was notified about the
impending strike a day before its commencement. This gave the police
sufficient opportunity to plan its
intervention ahead of the strike.
Neither the station commissioner nor Captain Mbambo testified on
behalf of the appellants to
shed more light on why swifter action was
not taken by the police to prevent the damage that was caused to
Umbhaba’s property
throughout the duration of the strike.
[11]
As their failure to take the witness stand was not explained, it can
be accepted that they did not have a reasonable explanation
to offer.
The two witnesses who testified were not helpful to the appellants’
case, as they could not explain why police
officers were not
dispatched to Kiepersol farm to monitor the situation, maintain
public order and to prevent the escalation of
violence and
destruction of property that ensued. Both of them alluded to the
importance of monitoring a strike.
[37]
It is clear from the appellant’s own version that the response
of the police was inadequate.
Had the police patrolled and monitored
the situation after the issuance of the court order of 9 July 2007,
they would have observed
that the striking employees were not
complying with the requirement to picket 500m from the main entrance.
It has already been
shown that harm was reasonably foreseeable. There
can be no doubt that police intervention would have prevented further
damage.
Due to their inadequate response, Umbhaba had to go back to
the Labour Court to obtain a contempt order. Despite the issuance of
the contempt order on 10 July 2007, the police were still reluctant
to effect arrests on those who were not complying with the
order and
who were identified as the instigators in the striking mob. Their
arrest would undoubtedly have had a deterrent effect
and prevented
further damage to property from ensuing. The court orders were not
enforced. Access to the main entrance remained
blocked, fires were
made and Umbhaba’s property was damaged.
[38]
As regards Ms Mkhabela, she was steadfast in her testimony that the
police were already present
on the premises of the farm when the
commotion at the packhouse started. It must be borne in mind that the
police were summoned
and were informed about the intimidation of
non-striking employees more than an hour before the commotion
started. The police attended
the scene but made no arrests despite
intimidation having been reported. Those involved in storming the
pack-house should have
been arrested immediately. Swift police action
would have stopped the perpetrators in their tracks before Ms
Mkhabela sustained
her injury. The fact that the acts of criminality
were being committed within the premises of private property did not
excuse the
police inaction. The appellants’ contention that the
police cannot be expected to perform duties of security guards are
misplaced.
[39]
According to Ms Mkhabela, the police were facing in her direction
when a bottle was thrown at
her. From her version, it is clear that
the armed crowd that was chasing after the employees who had been
working in the pack-house,
were committing criminal offences, yet the
three police officers who were already at the scene failed to
intervene. Ms Mkhabela’s
evidence about the failure of the
police to intervene is borne out by the video recording. Given that
one of these police officers
who failed to respond was named
(Detective Inspector Mkhonto), it would have been expected of the
appellants to call him and his
colleagues as witnesses for purposes
of refuting Ms Mkhabela’s evidence. This was not done. Since
the reason for not calling
them was not disclosed, it can be accepted
that this was because their version would not refute Ms Mkhabela’s
evidence and
the video footage. Had these three police officers
intervened timeously, Ms Mkhabela would, in all probability, not have
been injured.
Put differently, their timeous intervention would have
prevented the harm from ensuing.
[40]
In
Mashongwa,
the Constitutional Court stated as follows:
‘
The
standard of a reasonable organ of state is sourced from the
Constitution. The Constitution is replete with the phrase that
the State must take reasonable measures to advance the realisation of
rights in the Bill of Rights. In the context of socio-economic
rights the availability of resources plays a major part in an enquiry
whether reasonable steps have been taken. I can think
of no
reason in principle or logic why that standard is inappropriate for
present purposes. Here, as in the case of socio-economic
rights,
the choice of steps taken depends mainly on the available
resources. That is why an organ of state must present
information
to the court to enable it to assess the reasonableness of
the steps taken.’
[12]
Given that in this matter
a lack of resources was neither pleaded nor asserted as the reason
for the police’s inadequate response,
it simply cannot be
assumed that it would have been difficult, for one reason or the
other, to dispatch the police to the farm.
[41]
As correctly pointed by the high court, the circumstances of this
case are distinguishable to
those in
Blue
Mountain Productions CC and Another v Minister of Police
,
[13]
where there was a widespread labour arrest in the Witzenburg Valley,
with protestors damaging property, looting and torching orchards.
In
this matter, the violence was confined to Kiepersol farm; no other
farm belonging to Umbhaba, or any other farm, was affected.
The
police members therefore did not face the same challenges of
inadequate resources as those faced by their colleagues in
Witzenburg.
[14]
They were
indifferent as they either ignored pleas for help or arrived at the
scene but left soon thereafter. It bears emphasising
that the police
had a constitutional duty to intervene, even before the first court
order was obtained. That the police continued
to drag their feet
despite the issuance of three court orders related to the same
incident is most deplorable. Based on the totality
of evidence
adduced, the high court’s conclusion that the attitude of the
police in managing the strike was merely reactionary
and exhibited a
‘don’t care’ attitude cannot be faulted.
[42]
It is clear that the steps taken by the police from 5 July 2007 up to
24 July 2007 fell far short
of the steps that reasonable police
officers would have taken to comply with the court orders that were
issued by the Labour Court,
and in general compliance with the
constitutional imperatives set out in s 203 of the Constitution. By
the time the police took
decisive action on 17 July 2023, the
proverbial horses had already bolted, as extensive damage had already
been caused to Umbhaba’s
property. Both the foreseeability and
preventability legs of the negligence test set out in
Kruger v
Coetzee
have been satisfied. It follows that negligence in
respect of Umbhaba was established.
[43]
As already mentioned, the parties opted to defer the causation
element for later adjudication.
The high court was alive to that
aspect and alluded to that in its judgment. That being the case, the
high court did not assess
whether there was any causal link between
the negligence and the damage that allegedly ensued. Nevertheless,
the order made by
the high court is ambiguous and imprecise in this
regard and should be clarified in the interest of the parties.
[44]
As regards costs, it is common cause that due to practicalities, the
parties could not present
video evidence in court. Consequently, both
parties agreed to conduct the trial at the offices of attorneys Adams
& Adams,
where the video conference facilities would cost
nothing. The appellants are aggrieved by the costs order in relation
to the costs
of the stenographer. Of significance is that these costs
were included in the draft order that was presented to the high court
by agreement between the parties. No objections were raised against
that order. Before us it was agreed that the costs in question
were
minimal. It is trite that the granting of a costs order by a trial
court involves the exercise of a discretion. There is nothing
to
suggest that the high court did not exercise its discretion
judicially. There is therefore no reason to tamper with its costs
order.
[45]
Having considered all the circumstances of this case, the following
order is granted:
1
Save for the alteration of the order as set
out in para 2 below, the appeal is dismissed with costs, including
costs occasioned
by the employment of two counsel.
2
Paragraph 1 of the order of the high court
is altered to read as follows:
‘
It
is declared that during the period from 5 July 2007 to 24 July 2007
the Defendants wrongfully and negligently failed to prevent
striking
employees from causing damage to the First Plaintiff at its Kiepersol
farm and from injuring the Sixth Plaintiff’.
___________________
M B MOLEMELA
JUDGE OF APPEAL
Appearances
For
appellant:
MS
Phaswane with K C Sioga
Instructed
by:
State
Attorney, Pretoria
State
Attorney, Bloemfontein
For
respondent:
S
G Maritz with I Mwanawina
Instructed
by:
Adams
& Adams, Pretoria
Honey
Attorneys, Bloemfontein.
[1]
R
v Dlumayo
and
Another
1948
(2) SA 677
(A) at 705 – 706;
S
v De Jager and Another
1965 (2) SA 616
(A) at 629 A-B;
Santam
Bpk v Biddulph
[2004] 2 All SA 23
(SCA);
2004 (5) SA 586
para 5.
[2]
Minister
of Safety and Security and others v Craig and Others
[2009] ZASCA 97; [2010] 1 All SA 126 (SCA); 2011 (1) SACR 469 (SCA).
[3]
Country
Cloud Trading CC v MEC, Department of Infrastructure Development,
Gauteng
[2014] ZACC 28
;
2014 (12) BCLR 1397
(CC);
2015 (1) SA 1
(CC) paras
21 – 22.
[4]
Mashongwa
v
PRASA
[2015]
ZACC 36
;
2016 (3) SA 528
(CC);
2016 (2) BCLR 204
(CC) para 22.
[5]
MTO
Forestry (Pty) Ltd v Swart NO
2017 (5) SA 76
(SCA) para 18.
[6]
Kruger
v Coetzee
1966
(2) SA 428 (A); [1966] 2 All SA 490 (A).
[7]
Jacobs
v Transnet Ltd t/a Metrorail
[2014] ZASCA 113
;
2015 (1) SA 139
(SCA) para 6.
[8]
Road
Accident Fund v Sauls
2002 (2) SA 55
(SCA) para 8.
[9]
Pitzer
v Eskom
[2012] ZASCA 44
para 24.
[10]
Sea
Harvest Corporation (Pty) Ltd and Another v Duncan Dock Cold Storage
(Pty) Ltd and Another
[2000] 1 All SA 128
(A) para 22.
[11]
Van
Eeden v Minister of Safety and Security
2003 (1) SA 389
(SCA).
[12]
Mashongwa
v
PRASA
[2015]
ZACC 36
;
2016 (3) SA 528
(CC);
2016 (2) BCLR 204
(CC) para 41.
[13]
Blue
Mountain Productions CC and Another v Minister of Police
(Blue
Mountain Productions)
[2020] 4 All SA 401 (WCC).
[14]
In
Blue
Mountain Productions
(see para 35 – 36), the SAPS’s argued that the local
police station was small and had to service a vast area. SAPS
argued
that: the protest action was a well-orchestrated campaign led by
several trade unions; many areas were affected by the
protests; two
police stations were attacked and burnt down in the area; the
protestors were transported to different locations
in order to
protest; women and children had to be evacuated at short notice; and
the police prioritised issues of ‘life
and limb’ as
compared to issues of protecting private property.
sino noindex
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