Case Law[2022] ZASCA 159South Africa
National Commissioner of Correctional Services and Another v Democratic Alliance and Others (with South African Institute of Race Relations intervening as Amicus Curiae) (33/2022) [2022] ZASCA 159; [2023] 1 All SA 39 (SCA); 2023 (2) SA 530 (SCA); 2023 (1) SACR 492 (SCA) (21 November 2022)
Supreme Court of Appeal of South Africa
21 November 2022
Headnotes
Summary: Correctional Services Act 111 of 1998 – medical parole – s 79(1) – role of the Medical Parole Advisory Board (the Board) – powers of the National Commissioner of Correctional Services (the Commissioner) – whether the Commissioner entitled to release an inmate on parole despite the absence of a positive recommendation of the Board.
Judgment
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## National Commissioner of Correctional Services and Another v Democratic Alliance and Others (with South African Institute of Race Relations intervening as Amicus Curiae) (33/2022) [2022] ZASCA 159; [2023] 1 All SA 39 (SCA); 2023 (2) SA 530 (SCA); 2023 (1) SACR 492 (SCA) (21 November 2022)
National Commissioner of Correctional Services and Another v Democratic Alliance and Others (with South African Institute of Race Relations intervening as Amicus Curiae) (33/2022) [2022] ZASCA 159; [2023] 1 All SA 39 (SCA); 2023 (2) SA 530 (SCA); 2023 (1) SACR 492 (SCA) (21 November 2022)
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sino date 21 November 2022
THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
JUDGMENT
Reportable
Case
No: 33/2022
In
the
matter
between:
NATIONAL
COMMISSIONER OF
CORRECTIONAL
SERVICES
FIRST APPELLANT
JACOB
GEDLEYIHLEKISA ZUMA
SECOND APPELLANT
and
DEMOCRATIC
ALLIANCE
FIRST RESPONDENT
HELEN
SUZMAN FOUNDATION
SECOND RESPONDENT
AFRIFORUM
NPC
THIRD RESPONDENT
SECRETARY
OF THE JUDICIAL
COMMISSION
OF INQUIRY INTO
ALLEGATIONS
OF STATE INCLUDING
ORGANS
OF
STATE
FOURTH RESPONDENT
MINISTER
OF JUSTICE AND
CORRECTIONAL
SERVICES
FIFTH RESPONDENT
MEDICAL
PAROLE ADVISORY BOARD
SIXTH RESPONDENT
SOUTH
AFRICAN INSTITUTE OF
RACE
RELATIONS
AMICUS CURIAE
Neutral
citation:
National Commissioner of Correctional Services and
Another v Democratic Alliance and Others
(with South African
Institute of Race Relations intervening as Amicus Curiae)
(33/2022)
[2022] ZASCA 159
(21 November 2022)
Bench:
DAMBUZA, MAKGOKA, PLASKET and MABINDLA-BOQWANA JJA and GOOSEN AJA
Heard:
15 August 2022
Delivered:
21 November 2022
Summary:
Correctional Services Act 111 of 1998
–
medical parole –
s 79(1)
– role of the Medical Parole
Advisory Board (the Board) – powers of the National
Commissioner of Correctional Services
(the Commissioner) –
whether the Commissioner entitled to release an inmate on parole
despite the absence of a positive recommendation
of the Board.
ORDER
On appeal from:
Gauteng Division of the High Court, Pretoria (Matojane J, sitting as
a court of first instance): judgment reported
sub
nom Democratic Alliance v National Commissioner of Correctional
Services and Others and Two Similar Cases
[2022]
2 All SA 134 (GP).
[1]
1.
Paragraphs 5 and 6 of the order of the high
court are set aside.
2.
Save for the above, the appeal is dismissed
with costs.
3.
The first and second appellants are ordered
to pay the costs of the first, second and third respondents, jointly
and severally,
the one paying the other to be absolved.
4.
The costs shall include the costs of two
counsel where so employed.
JUDGMENT
Makgoka
JA (Dambuza, Plasket and Mabindla-Boqwana JJA and Goosen AJA
concurring):
[1]
On
29 June 2021,
the
second appellant, Mr J G Zuma (Mr Zuma), the former President and
Head of State of the Republic of South Africa,
was
sentenced
to 15 months’ imprisonment by the Constitutional Court for
failing to obey that court’s order to appear before
a Judicial
Commission of Inquiry
[2]
(the
Commission of Inquiry).
The
circumstances which led to the sentence are fully set out in
Judicial
Commission of Inquiry into Allegations of State Capture v Zuma
.
[3]
[2]
Mr Zuma started serving his sentence on 8 July 2021. On 5
September 2021, the first appellant, the National Commissioner of
Correctional
Services (the Commissioner), released him on medical
parole. Shortly thereafter,
the first respondent,
the Democratic Alliance, the second respondent, the Helen Suzman
Foundation, and the third respondent, Afriforum
NPC (Afriforum),
launched separate applications in the Gauteng Division of the High
Court, Pretoria (the high court), challenging
the Commissioner’s
decision on various grounds in terms of s 6 of the Promotion of
Administrative Justice Act 3 of 2000 (the
PAJA). Their applications
were consolidated and heard together by the high court.
The
order of the high court
[3]
On 15 December 2021, the high court reviewed the decision of
the Commissioner, set it aside, and substituted it with one rejecting
Mr Zuma’s application for medical parole.
It
consequently directed
that Mr Zuma be returned to the custody
of the Department of Correctional Services (the Department) to serve
out the remainder of
his sentence of imprisonment. The high court
also ordered that the time Mr Zuma was out of jail on medical parole
should not be
considered for the fulfilment of the sentence of 15
months imposed by the Constitutional Court. This order was sought by
the Helen
Suzman Foundation.
[4]
In addition, the high court issued a declaratory order, at the
instance of Afriforum, that in terms of s 79(1)
(a)
of the
Correctional Services Act 111 of 1998 (the Act), read with
regulations 29A and 29B promulgated in terms thereof, the statutory
body to recommend whether medical parole should be granted or not is
the Medical Parole Advisory Board (the Board). With the leave
of the
high court, t
he Commissioner
and
Mr Zuma appeal against the whole order.
Factual
background
[5]
Mr
Zuma was admitted to the Estcourt Correctional Centre in
KwaZulu-Natal on 8 July 2021 to commence serving his sentence of
imprisonment.
He was immediately transferred to the hospital wing of
the Estcourt Correctional Centre. There, he was examined by Dr Q S M
Mafa
from the South African Military Health Services (Military Health
Services).
[4]
Upon examination,
Dr Mafa compiled a report in which he recommended that Mr Zuma be
moved to a ‘specialist medical high care
unit’ for
further assessment, and ‘to ensure his health is not prejudiced
during this period and that a further specialist
medical
investigation [is] done to verify and rule out other challenges that
could have been missed during the examination’.
He further
alluded to the possible release of Mr Zuma on medical parole.
[6]
The following day, 9 July 2021, Brigadier General Dr M Z
Mdutywa from the Military Health Services requested the Head of the
Estcourt
Correctional Centre to allow a paramedic to monitor Mr Zuma
daily and alert the doctors and specialists immediately of any
changes,
should there be any. He stated that the reason for his
request was that the Military Health Services has ‘the sole
mandate
and responsibility of assuring and giving medical support and
services’ to Mr Zuma.
[7]
On 28 July 2021, Dr Mafa made an application on behalf of Mr
Zuma for his release on medical parole, on the prescribed form.
Section
‘C’ of the form relates to whether an offender
suffers from a terminal disease or condition. The following
explanatory
note appears at the foot of the page:
‘
A
terminal disease or condition is a condition or illness which is
irreversible with poor prognosis and irremediable by available
medical treatment but requires continuous palliative care and will
lead to imminent death within a reasonable time.’
Question 5(d) of section
‘C’ is as follows: ‘Is the offender suffering from
a terminal disease OR condition’
which is ‘chronic’,
‘progressive’, and ‘has deteriorated permanently or
reached [an] irreversible
state?’. Dr Mafa answered ‘Yes’
to the first two questions. As to the third, he answered that the
condition had
‘deteriorated significantly’.
[8]
On 29 July 2021, the Operational Manager at the Estcourt
Correctional Centre recommended to the Correctional Supervision and
Parole
Board that Mr Zuma be released on medical parole, based on the
following: (a) Dr Mafa’s report that Mr Zuma has a number of
comorbidities; (b) Mr Zuma needs tertiary health care services that
Correctional Services was not providing, and (c) that Mr Zuma’s
medical condition needed to be closely monitored by a specialist, and
‘should his condition complicate during the night,
it will take
time for him to access relevant health services’.
[9]
On 5 August 2021, Mr Zuma was transferred to a private
hospital in Pretoria at the request of his medical team for him to be
treated
in ‘a specialist medical facility’ based on his
‘medical conditions’ and ‘a fear that his condition
[was] deteriorating’. In terms of regulation 29B(8) of the
Correctional Services Regulations (the regulations), the Board
designated one of its own, Dr L J Mphatswe, to examine Mr Zuma, which
he did on 13 and 17 August 2021, at the private hospital.
Dr Mphatswe
submitted a report to the Board on 23 August 2021, in which he
recommended that Mr Zuma be released on medical parole
with immediate
effect. In his report, Dr Mphatswe took into account that Mr Zuma was
79 years of age, and generally, looked ‘unwell
and lethargic’
with a ‘complex medical condition which predisposes him to
unpredictable medical fallouts or events
of high-risk clinical
picture’.
[10]
He further noted:
‘
The
total outlook of his complex medical conditions and associated
factors in an environment limited to support his optimum care
is of
extreme concern. More worrisome is the unpredictability of his
plausible life-threatening cardiac and neurological events.
The risk
for potential surgery has become in my assessment a personal one
albeit a potentially development of a malignant condition
arising
from a high-grade ileocecal and colon lesion exists. In the main and
primarily in summation of the total clinical assessment
motivated by
high-risk factors. I wish to recommend that the applicant be released
on Medical Parole with immediate effect, because
his clinical picture
presents unpredictable health conditions constituting a continuum of
clinical conditions. Sufficient evidence
has also arisen from the
detailed clinical reports submitted by the treating Specialists to
support the above-stated recommendation.’
[11]
The Board met on 26 and 28 August 2021 to consider Mr Zuma’s
medical parole application. On both occasions, it took the view
that
it did not have sufficient information to reach a decision, and
accordingly, requested further medical reports from independent
medical specialists who had treated Mr Zuma. These were furnished by
the Surgeon-General on 30 August 2021 on behalf of the Military
Health Services. In his cover letter accompanying the reports, the
Surgeon-General pointed out the following:
‘
lt
is the view of the Surgeon General that these reports taken
individually may paint a picture of a patient whose condition is
under control, but all together reflect a precarious medical
situation, especially for the optimization of each one of them.
We
will remember that the patient was fairly optimized prior to his
incarceration, and it took only four weeks for his condition
to
deteriorate such that his glucose, blood pressure and kidney function
went completely out of kilter. The Surgeon General believes
that the
patient will be better managed and optimized under different
circumstances than presently prevailing.’
[12]
On 2 September 2021, the Board
reconvened, and decided against recommending medical parole for Mr
Zuma. It stated the following
reasons for its decision:
‘
From
the information received, the applicant suffers
from multiple comorbidities. His treatment has been optimised, and
all conditions
have been brought under control. From the available
information in the reports, the conclusion reached by the MPAB is
that the
applicant is stable and does not qualify for medical parole
according to the Act. The MPAB is open to
consider[ing]
other information, should it become available. The MPAB can only make
its recommendations based on the Act.’
The National
Commissioner’s decision
[13]
As mentioned already, the Commissioner released Mr Zuma on
medical parole on 5 September 2021 with immediate effect, three days
after the Board had made its decision not to recommend his release.
In a lengthy statement, the Commissioner explained the reasons
for
his decision. He correctly referred to the legislative scheme of ss
75(7)
(a)
, 79(1), and regulation 29A as the empowering
provisions in respect of medical parole. Although he had delegated
his powers to consider
parole to Heads of Correctional Centres, he
revoked that delegation in respect of Mr Zuma, and had given an
instruction that he
should be consulted in all decisions in respect
of Mr Zuma. This was because of the public unrest and destruction of
property in
July 2021 following Mr Zuma’s incarceration. He
also viewed Mr Zuma’s incarceration to have ‘occasioned a
unique
moment within the history of Correctional Services, where a
former Head of State of the Republic of South Africa is incarcerated
whilst still entitled to privileges as bestowed by the Constitution’.
[14]
He had accordingly been kept abreast of Mr Zuma’s
reportedly deteriorating health condition. On 4 September 2021, he
met with
the KwaZulu-Natal Regional Commissioner and the Head of the
Estcourt Correctional Centre, at their request. They expressed
concern
to him about the Board’s decision not to recommend the
release of Mr Zuma on medical parole. The main concern for the Head
of the Estcourt Correctional Centre was that the centre did not have
the capacity to provide the type of tertiary health care required
for
Mr Zuma’s medical conditions. As such, the centre could not
risk Mr Zuma’s life, and he shuddered at the consequences
were
Mr Zuma to die in the centre.
[15]
After that meeting, the Commissioner requested that the
relevant documents be placed before him. The following documents were
presented
to him: (a) three medical reports by the Military Health
Services dated 8 July 2021, 28 July 2021 and 5 August 2021; (b) Dr
Mphatswe’s
report; and (c) the Board’s decision of 2
September 2021. As to the latter, the Commissioner pointed out that
although the
Board made the recommendation, he was ‘the
authority to make the decision’. The Commissioner stated that,
in arriving
at his decision, he considered the following:
‘
12.1
Mr Zuma is 79 years old and undeniably a frail old person.
12.2
That the various reports from the SAMHS all indicated
that Mr Zuma has multiple comorbidities which required him
to secure
specialised treatment outside the Department of Correctional Services
(DCS).
12.3
That Dr LJ Mphatswe (member of MPAB) in his report dated
23 August 2021 recommended that the applicant, Mr JG
Zuma be released
on medical parole because his "clinical health present
unpredictable health conditions" and that sufficient
evidence
has also arisen from the detailed clinical reports
submitted by the treating specialists to support the above
read recommendation.
12.4
The [Board] recommendation agreed that Mr Zuma suffers
from multiple comorbidities. The [Board] further stated
that his
treatment had been optimised and his conditions have been brought
under control because of the care that he is receiving
from a
specialised hospital, therefore they did not recommend medical
parole. It is the type of specialised care that cannot be
provided by
the Department of Correctional Services in any of its facilities.
12.5
As a result, there is no guarantee that when returned
back to Estcourt Correctional Centre Mr Zuma's “conditions”
would remain under control. It is not disputed that DCS does not have
medical facilities that provide the same standard of care
as that of
a specialised hospital or general hospital.
12.6
Mr Zuma's wife, Mrs Ngema, has undertaken to take care
[of] him if released, as Mr Zuma will be aided by SAMHS
as a former
Head of State, providing the necessary health care and closely
monitoring his condition.’
[16]
It is this decision that is the
subject of the appeal. Both the Commissioner and Mr Zuma contend that
the high court erred in setting
it aside and in making the order in
the terms already set out. The Democratic Alliance, the Helen Suzman
Foundation and Afriforum
support the judgment of the high court and
its order. The fourth to sixth respondents, respectively the
Commission of Inquiry,
the Minister of Justice
and
Correctional Services and the Board, did not take part in the appeal.
The Commission
of Inquiry
filed
a notice to abide by the decision of this Court.
The
South African Institute of Race Relations was admitted as
amicus
curiae
(
amicus
)
in this Court.
Amicus
’
submissions
[17]
The gravamen of the submissions is this. A
person detained for contempt of court is not a ‘sentenced
offender’ within the contemplation of the Act, and can
therefore
never be released by a person or body other than the court
that committed the person. Expressed differently, the parole
provisions
in the Act do not apply to persons incarcerated for
contempt of court, like in Mr Zuma’s case. This is because the
process
of committing a person to prison for contempt of court cannot
be regarded as criminal proceedings and does not result in the person
being convicted of any offence.
[18]
Therefore, submitted the
amicus
, the Commissioner
enjoyed neither the power nor competence to release Mr Zuma from
custody ahead of the expiry of his period of
detention, and only the
Constitutional Court has the power to order such a release.
Consequently, the Commissioner’s purported
exercise of the
power to grant Mr Zuma medical parole was a nullity, and Mr Zuma must
accordingly be re-detained in custody until
he has served the full
term of his sentence, or released earlier in terms of a court order.
[19]
The starting point is
s 1 of the
Act, which defines a ‘sentenced offender’ simply as a
‘convicted person sentenced to incarceration
or correctional
supervision’. It makes no distinction in respect of offenders
based on the nature of proceedings from which
the sentence flows, nor
whether the sentence is coercive or punitive. Offenders sentenced for
contempt of court are not excluded
from this definition. There is
nothing in the text or context of the section that suggests that the
Legislature intended to make
a distinction between offenders based on
the nature of proceedings that gave rise to the sentence. That should
be the end of the
matter in respect of the
amicus’
submissions.
[20]
However,
for the sake of completeness, I will consider the
amicus
’
submissions with reference to the order of the Constitutional Court.
The established test on the interpretation of court
orders was
summarised in
Eke v Parsons
[5]
as follows:
‘
.
. . “The starting point is to determine the manifest purpose of
the order. In interpreting a judgment or order, the
court’s
intention is to be ascertained primarily from the language of the
judgment or order in accordance with the usual
well-known rules
relating to the interpretation of documents. As in the case of a
document, the judgment or order and the
court’s reasons for
giving it must be read as a whole in order to ascertain its
intention”.’(footnotes omitted.)
[21]
To
establish the ‘manifest purpose’ of the Constitutional
Court’s order, one has to consider what the court said
when it
imposed the sentence on Mr Zuma. The Constitutional Court described
the proceedings as neither purely civil nor criminal,
but a unique
amalgamation of the two (
sui
generis
).
[6]
The Constitutional Court proceeded to distinguish between coercive
and punitive orders.
[7]
The
court pointed out that a coercive order allows the respondent to
avoid imprisonment by complying with the original order and
desisting
from the offensive conduct. As regards a punitive order, ‘a
sentence of imprisonment cannot be avoided by any action
on the part
of the respondent to comply with the original order; the sentence is
unsuspended; it is related both to the seriousness
of the default and
the contumacy of the respondent; and the order is influenced by the
need to assert the authority and dignity
of the court, to set an
example for others’.
[8]
[22]
The Constitutional Court then considered the appropriateness
of each order in the circumstances. It decided that a punitive order
was the only appropriate order, and explained:
‘
A
coercive order would be both futile and inappropriate in these
circumstances. Coercive committal, through a suspended sentence,
uses
the threat of imprisonment to compel compliance.
Yet,
it is incontrovertible that Mr Zuma has no intention of attending the
Commission, having repeatedly reiterated that he would
rather be
committed to imprisonment than co-operate with the Commission or
comply with the order of this Court. Accordingly,
a suspended
sentence, being a coercive order, would yield nothing. In
CCT
295/20
,
this Court was at pains to point out how Mr Zuma had been
afforded, perhaps too generously at times, ample opportunities
to
submit to the authority of the Commission. Notwithstanding that I
recognise the importance of the work of the Commission, being
guided
by what this Court said in
CCT 295/20
,
I do not think this Court should be so naïve as to hope for his
compliance with that order. Indeed, it defies logic to believe
that a
suspended sentence, which affords Mr Zuma the option to attend,
would have any effect other than to prolong his defiance
and to
signal dangerously that impunity is to be enjoyed by those who defy
court orders.’
[9]
(footnote omitted.)
[23]
These
remarks unambiguously manifest the Constitutional Court’s clear
intent: to punish Mr Zuma for defying its earlier order
and to have
him serve a prison sentence for that. This also takes care of the
amicus’
submission
that persons convicted of contempt of court ‘
carry
the keys of their prison in their own pockets’, in that they
can reverse their contempt by complying with the order,
upon which
they would be released. The
amicus
relied on
the
orbiter remarks in
De
Lange v Smuts
[10]
for that submission. That case concerned
s
66(3)
of the
Insolvency Act 24 of 1936
, in terms of which a person
summoned to be examined at a meeting of creditors may be imprisoned
if they, among other things, refuse
to answer questions at such a
meeting. The presiding officer ‘may issue a warrant committing
the said person to prison’.
The proviso to such imprisonment is
that the examinee ‘shall be detained until he has undertaken to
do what is required of
him’. It is in that context that the
court remarked that
‘
[t]he
examinees under
s 66(3)
also “carry the keys of their
prison in their own pockets”’, for the effect of the
concluding part of the
subsection is that the detention of an
examinee comes to an end when the examinee “has undertaken to
do what is required
of him”’.
[11]
[24]
In the present case, the Constitutional Court had moved beyond
the coercion point. It was no longer interested in trying to coerce
Mr Zuma to mend his ways by appearing before the Commission.
Therefore, Mr Zuma
no longer ‘carried the
keys of his prison in his own pocket’. The keys were
undoubtedly held by the Department
. The Warrant of Committal
issued by the Constitutional Court could not have made it clearer. It
commanded the Department ‘to
receive’ Mr Zuma ‘into
custody’ and ‘deal with him in accordance with the laws
relating to prisons’,
as he had been ‘found guilty . . .
of the crime of contempt of court’. Indeed, Mr Zuma was dealt
with as such. Like
any other inmate, he was ‘processed’;
orientated with regard to prison life; given prison clothes and
sanitary material;
and was expected to clean his cell and make his
bed. Mr Zuma was therefore ‘a sentenced offender’ and had
to be incarcerated
in terms of the Act.
[25]
As would be the case with any matter finalised before it, once
it imposes a sentence, a court ordinarily has no further role in how
a sentenced person serves his or her sentence. That is the
responsibility of the Department. The Constitutional Court was in no
different position with regard to Mr Zuma. Specifically, with regard
to his release, the Constitutional Court consequently retained
no
power to deal with the matter again.
[26]
I accordingly conclude that a person convicted and sentenced
for contempt of court ordinarily falls to be dealt with in terms of
the laws relating to prisons, including the privilege to be released
on parole if they so qualify. It is immaterial: (a) that the
proceedings which culminated in the sentence were criminal or civil,
and (b) whether the order for their imprisonment is coercive
or
punitive.
[27]
In any event, in this case, the Constitutional Court order
culminated from
sui generis
proceedings, and it is indubitably
punitive in nature, thus, making Mr Zuma ‘a sentenced offender’
as envisaged in
s 1 of the Act. It follows that there is no merit in
the
amicus’
submissions. Mr Zuma was entitled to apply
for his release on medical parole, and the Commissioner was empowered
to consider that
application, in terms of the relevant provisions of
the Act, to which I turn.
The
medical parole legislative scheme
[28]
I commence with s 75(1) of the Act, which is titled ‘Powers,
functions and duties of Correctional Supervision and Parole Boards’.
Section 75(1) gives the Correctional Supervision and Parole Board the
discretion to place under correctional supervision or day
parole, or
grant parole or medical parole, to a sentenced offender serving a
sentence of incarceration for more than 24 months.
This it does upon
consideration of a report on such a prisoner, submitted to it by the
Case Management Committee in terms of s
42 of the Act, and in the
light of any other information or argument submitted to it.
[29]
The next relevant provision is s 75(7), which gives the
Commissioner the power, among other things, to release a sentenced
offender
serving a sentence of incarceration for 24 months or less on
medical parole. It reads as follows:
‘
Despite
subsections (1) to (6), the National Commissioner may—
(a)
place
under correctional supervision or day parole, or grant parole or
medical parole to a sentenced offender serving
a sentence of
incarceration for 24 months or less and prescribe conditions in terms
of section 52; or
(b)
cancel
correctional supervision or day parole or parole or medical parole
and alter the conditions for community corrections
applicable to such
person.’
[30]
Section 79 specifically concerns the substantive and
procedural requirements for medical parole. The substantive
requirements are
set out in subsection 1, which reads:
‘
(1)
Any sentenced offender may be considered for
placement on medical parole, by the National Commissioner,
the
Correctional Supervision and Parole Board or the Minister, as the
case may be, if—
(a)
such offender is suffering from a
terminal disease or condition or if such offender is rendered
physically incapacitated as a result of injury, disease or illness so
as to severely limit daily activity or inmate self-care;
(b)
the risk of re-offending is low; and
(c)
there are appropriate arrangements for the inmate’s
supervision, care and treatment within
the community to which the
inmate is to be released.’
[31]
The procedural requirements are prescribed in s 79(2). Section
79(2)
(a)
provides that an application for medical parole shall
be lodged in the ‘prescribed manner’, by either: (a) a
medical
practitioner; or (b) a sentenced offender in person; or (c) a
person acting on the offender’s behalf. In the latter two
instances,
s 79(2)
(b)
requires the application to be supported
by a written medical report recommending placement on medical parole.
The section precludes
the relevant authority (either the
Commissioner, the Correctional Supervision and Parole Board, or the
Minister of Justice and
Correctional Services (the Minister)) from
considering an application lodged by the offender in person or on his
or her behalf,
if not accompanied by a written medical report.
[32]
In terms of s 79(2)
(c)
the written medical report must
include, amongst others—
‘
(i)
a complete medical diagnosis and
prognosis of the terminal illness or physical incapacity
from which
the sentenced offender suffers;
(ii)
a statement by the medical
practitioner indicating whether the offender is so physically
incapacitated as to limit daily activity or inmate self-care; and
(iii)
reasons as to why the placement on
medical parole should be considered.’
[33]
Pursuant to s 79(3)
(a)
,
the Minister established a Medical Parole Advisory Board (the Board).
Its function is ‘to provide an independent medical
report’
to the Commissioner, the Correctional Supervision and Parole Board,
or the Minister, as the case may be, in addition
to the medical
report referred to in subsection s 79(2)
(c)
.
The Board consists of ten members, all of whom are medical doctors.
The regulations
[34]
Section 79 must be read together with regulation 29A of the
regulations. Regulation 29A(2)-(4) complements the procedural
requirements
of s 79(2). In terms of regulation 29A(2) an application
for medical parole in terms s 79(2) of the Act, shall be initiated by
the completion of a prescribed application form. When the Head of a
Correctional Centre receives an application for medical parole,
he or
she must refer the application to the correctional medical
practitioner who must make an evaluation of the application in
accordance with the provisions of s 79 and make a recommendation in
this regard (regulation 29A(3). In terms of regulation
29A(4)
the recommendation must be submitted to the Board, which must make a
recommendation to the relevant decision-maker, the
Commissioner in
this instance.
[35]
The substantive requirements of s 79(1)
(a)
are given
effect by regulation 29A(5)-(7). Regulation 29A(5) guides the Board
on the procedure to be followed in determining whether
an inmate
suffers from a terminal illness or physical incapacity as required in
s 79(1)
(a)
. It must first determine whether an offender’s
stated medical condition is one of the non-infectious and infectious
conditions
set out in regulation 29A(5). If it is not, the Board may,
in terms of regulation 29A(6) consider ‘any other condition’,
‘if it complies with the principles contained in section 79’.
Needless to say, in this exercise, the Board would be
guided by
various medical reports serving before it.
[36]
After undertaking the exercise set out in regulation 29A(5)
(and possibly in regulation 29A(6)), the Board is enjoined to make a
recommendation in terms of regulation 29A(7) on the appropriateness
to grant medical parole. That regulation reads:
‘
The [Board] must
make a recommendation to the National Commissioner . . . on the
appropriateness to grant medical parole in accordance
with section
79(1)
(a)
of the Act. If the recommendation of the [Board] is
positive, then the National Commissioner . . . must consider whether
the conditions
stipulated in section 79(1)
(b)
and
(c)
are present.’
Viewed
in this light, regulation 29A(7) does no more than confirm the
purpose of s 79(1)
(a)
.
It does not in any manner ‘enlarge’ its meaning, as
contended on behalf of the Commissioner. It merely makes explicit
what is implicit in s 79(1)
(a)
.
[37]
To summarise the above provisions, s 75(7) empowers the
Commissioner to release on medical parole an inmate serving a
sentence of
incarceration for 24 months or less. It must be read with
s 79(1), which sets out three substantive requirements for medical
parole,
namely: (a) terminal disease or physically incapacity;
(b) low risk of re-offending; and (c) appropriate arrangements
post-release.
The second and third requirements involve typical
correctional services considerations and, therefore, fall within the
Commissioner’s
remit. The first requirement is a medical one,
and the Commissioner must be guided by the Board.
[38]
Thus,
the requirements set out in s 79(1) constitute jurisdictional facts
that must be met for medical parole to be granted. If
any of them is
not present, an offender does not qualify for parole.
These
provisions apply to Mr Zuma (despite his status as former President
and Head of State) as they would to any other inmate.
That is the
content and reach of the constitutional value and promise of equality
before the law.
[12]
[39]
Before I step off the legislative scheme, there are two
related interpretative aspects that need to be resolved. The first
relates
to the interrelation between ss 75(7)
(a)
and 79,
and in particular, whether s 75(7) creates an alternative pathway to
medical parole. The second is whether the Commissioner
is entitled to
release an inmate on parole without the Board’s positive
recommendation. I consider these, in turn.
Whether
s 75(7) creates an alternative pathway to medical parole
[40]
It was common ground among the parties that ss 75(7) and 79(1)
must be read together. However, a submission was advanced on behalf
of Mr Zuma that s 75(7)
(a)
created an alternative ‘pathway’
to medical parole without the need to comply with the substantive and
procedural requirements
of s 79. The contention was that the general
provisions of s 79 cannot limit the provisions of s 75(7) in terms of
which, the Commissioner
is empowered to grant medical parole to an
inmate serving a sentence of incarceration for 24 months or less. As
Mr Zuma’s
sentence fell into that category, the Commissioner
was entitled to release him on medical parole, and, in fact, granted
him medical
parole based on that provision.
[41]
I disagree. The upshot of s 75(7)
(a)
is that inmates
serving sentences of incarceration for 24 months or less are excused
from complying with s 75(1)-(6). The latter
subsections
deal
mainly with the medical parole of inmates serving lengthy
imprisonment terms, including life imprisonment. In respect of that
category of inmates, their applications have to go through a Case
Management Committee and the Correctional Supervision and Parole
Board.
Section 75(7)(
a
) removes the involvement of
these two bodies in respect of applications of inmates serving
sentences of incarceration for 24 months
or less. Their applications
are considered directly by the Commissioner. But, in respect of both
categories of inmates, there must
be compliance with the substantive
and procedural requirements of s 79.
[42]
Read
on its own, s 75(7) would give power to the Commissioner to release
on medical parole any offender serving a sentence of incarceration
for 24 months or less, without any explicit substantive or procedural
constraints. On this construction, an inmate would be entitled
to be
released on medical parole despite not being terminally ill or
physically incapacitated. The reading of s 75(7) as being
capable of
an independent application from s 79 would result in an absurdity, as
it would allow an inmate to be released on ‘medical’
parole without any ‘medical’ basis. An interpretation
resulting in absurdity is to be avoided.
[13]
For a sensible result, ss 75(7)(
a
)
and 79 must be read together. As stated in this Court more than a
century ago in
Chotabhai v
Union Government
,
[14]
‘every part of a Statute should be so construed as to be
consistent, so far as possible, with every other part of that
Statute’.
[15]
Whether
the Commissioner is entitled to release an inmate on parole without
the Board’s positive recommendation
[43]
On behalf of the Commissioner, the following submissions were
made. Despite its importance, the recommendation of the Board is not
binding on him, as the Act confers a discretion on the Commissioner
whether or not to release an inmate on medical parole. If the
Legislature intended the recommendation of the Board to be binding,
it would have made that clear in s 79. The Board’s
recommendation,
according to the Commissioner, is merely one of the
relevant factors to be taken into account, including the inmate’s
medical
records and reports.
[44]
Section
79(1) should be construed using the conventional process of statutory
interpretation,
which
is now well-settled.
The
words in the section must be given their ordinary grammatical
meaning, unless doing so would result in an absurdity. This is
subject to three interrelated riders, namely that the provision: (a)
should be interpreted purposively; (b) be properly contextualized;
and (c) must be construed consistently with the Constitution.
[16]
In
line with
Natal
Joint Municipal Pension Fund v Endumeni
,
[17]
regard must be had, among others, to
the
apparent
purpose to which s 79(1) was directed, and the material known to
those responsible for the enactment of the provision.
It is also
permissible to consider the general factual background within which
the current section was enacted.
[18]
[45]
As to the latter consideration, it
is useful to have regard to the Correctional Matters Amendment Act 5
of 2011, which brought about
the amendment to s 79, and which came
into effect on 1 March 2012. It interposed the Board in a
professional and advisory role
to the decision-maker, in this
instance the Commissioner. Prior thereto, the Commissioner was
entitled to release an inmate on
medical parole based on the written
evidence of the medical practitioner treating such inmate that the
latter was diagnosed as
being in the final phase of any terminal
disease or condition.
[46]
There was no Board, and the
Commissioner thus had the sole power to decide whether a medical
condition was one that qualified in
terms of the Act for the granting
of medical parole. This was open to abuse, as there was no provision
for an independent medical
opinion to verify the diagnosis by the
inmate’s treating doctor. The Board was introduced in the 2012
amendment clearly to
remedy this concern. As mentioned already, the
Board consists of ten members, all of whom are registered medical
doctors (regulation
29B(3). The Board is thus a specialist body.
[47]
The interposition of the Board in the medical parole
process in terms of s 79(1)(
a
) was thus for a good
reason, namely, to allow for an independent and expert determination
as to the medical aspect of the process,
ie a professional judgment
as to whether an inmate suffers from a terminal illness or physical
incapacity
. Therefore, the Legislature evidently
intended the Board’s advice, opinion and recommendation to the
Commissioner to be crucial
to his or her decision on whether to
release an inmate on medical parole. Thus, given the context referred
to above, and its specialist
and professional composition, the
Board’s recommendation holds sway.
[48]
This must be so, as the
recommendation by the Board is clearly to furnish the Commissioner
with a basis for his or her opinion as
to whether an inmate has a
terminal illness or physical incapacity. The Commissioner cannot
simply ignore it because he or she
holds a different view. This is
because the Board is an expert body on the ‘medical’ part
of the medical parole process.
Ordinarily, the Commissioner does not
have that expertise. It follows that the Commissioner’s role is
not to determine whether
medical parole is
medically
appropriate. That role is statutorily
reserved for the Board.
[49]
In
my view, the Board’s recommendation is akin to that considered
in
Walele
v City of Cape Town.
[19]
There, the relevant legislation
[20]
required a Building Control Officer to make recommendations to the
City of Cape Town for approval of, among others, building plans.
Writing for the majority, Jafta AJ characterised the nature of the
recommendation as follows:
‘
If
the purpose of the recommendation is merely to inform the
decision-maker of the Building Control Officer’s attitude or
view on the approval, as argued by the City’s counsel, it is
difficult to imagine why the recommendation is made a jurisdictional
fact, when the decision-maker can investigate on his or her own,
matters relating to compliance with requirements and the
disqualifying
factors. It is equally difficult to find the reason why
the legislature would oblige the decision-maker to consider the
recommendation
before forming an opinion as to whether he or she was
satisfied about a particular state of affairs, if the recommendation
was
not intended to be the primary source of information leading to
being satisfied. The facts of the present case demonstrate that
the
Building Control Officer had information concerning the very issues
which the decision-maker was required to consider, but
this
information was not placed before the decision-maker. As a
specialist, the Building Control Officer is best suited to advise
the
decision-maker about disqualifying factors. . . .
The
recommendation therefore is the proper means by which information on
disqualifying factors can be placed before the decision-maker.’
[21]
[50]
To my mind, the nature of the
recommendation discussed above fits neatly with the one envisaged to
be made by the Board in terms
of regulation 29A(7). It must follow
then that the Commissioner’s discretion to release an inmate on
medical parole is not
triggered unless the Board makes a positive
recommendation on the appropriateness to grant medical parole, which
is based on a
determination in terms of s 79(1)
(a)
as to the inmate’s terminal illness or physical condition. In
other words, it is only once the Board makes a positive
recommendation
that the Commissioner may enquire whether the inmate
meets the requirements of s 79(1)
(b)
and
(c)
.
This is fortified by the wording of regulation 29A(7):
‘
.
. . If the recommendation of the [Board] is positive,
then
the . . . Commissioner . . . must
consider whether the conditions stipulated in section 79(1)
(b)
and
(c)
are present.’ (Emphasis added.)
[51]
Furthermore, an interpretation that
allows the Commissioner to grant medical parole to an inmate without
the recommendation of the
Board to that effect would give the
Commissioner the same power he or she had prior to the 2012
amendment. This would undermine
the very purpose for which the Board
was created, and would render the provisions of s 79(1)
(a)
nugatory. The upshot of the above is that, once the Board has
properly applied its mind and concluded that an inmate does not
suffer from a terminal illness or physical incapacity so as to
severely limit daily activity or inmate self-care, the Commissioner
is not entitled to grant medical parole.
[52]
Since the Board is made up of
skilled experts, the Commissioner has no discretion on the question
of whether an inmate suffers from
a terminal illness. Effectively,
therefore, the Board is the ultimate decision-maker on this aspect.
Thus, in the absence of a
positive recommendation by the Board, the
Commissioner had no power to release Mr Zuma on medical parole.
Flowing from the interpretation
of s 79(1)
(a)
,
it must be emphasised that it is not within the Commissioner’s
remit to go beyond the Board’s recommendation and analyse
the
various medical reports himself or herself. That task would have been
undertaken by the Board, and it is not for the Commissioner
to
second-guess its determination and recommendation.
[53]
If the Board’s recommendation
is negative, that is the end of the matter –the Commissioner
cannot lawfully grant medical
parole. It is only in the event of the
Board’s positive recommendation that the Commissioner can
consider whether the requirements
of s 79(1)
(b)
and
(c)
have been met, and if so, grant medical parole. In the present case,
there was no positive recommendation by the Board. The Commissioner’s
decision was therefore unlawful and unconstitutional. It was invalid,
in terms of s 6(2)(
b
)
of the PAJA, because a mandatory and material condition prescribed by
the empowering legislation was not met.
[54]
But even if the argument on behalf
of the Commissioner was accepted that he, as the ultimate
decision-maker, is empowered to override
the Board’s decision,
his decision does not pass muster. First, he took into account
factors which are totally irrelevant
in the enquiry of whether Mr
Zuma qualified for medical parole. These are: (a) the fact that Mr
Zuma is 79 years; (b) Mr Zuma’s
status as former Head of State;
(c) the riots which occurred in parts of KwaZulu-Natal and Gauteng in
July 2021, allegedly as a
result of Mr Zuma’s incarceration;
and (d) the fact that the Department of Correctional Services has no
capacity to give
Mr Zuma specialised care that he requires.
[55]
While these factors may well be
taken into consideration in an application for normal parole, they
have no bearing at all in an
application for medical parole. To that
extent, the Commissioner acted irrationally. What is more,
there
was no mention of the requirement in s 79(1)
(b)
,
ie the risk of re-offending in his decision. His decision was
therefore also invalid in terms of s 6(2)(
e
)(iii)
of the PAJA – the taking into account of irrelevant
considerations and the failure to consider relevant ones.
[56]
Thus, on any conceivable basis, the
Commissioner’s decision was unlawful and unconstitutional. The
high court was correct
to set it aside.
Remedy
[57]
Having
set aside the Commissioner’s decision, the high court
substituted its own decision for that of the Commissioner, ie
it
refused Mr Zuma’s application for medical parole. In terms of s
8(
c
)(ii)(
aa
)
of the PAJA, a court may substitute its own decision for that of an
administrator in ‘exceptional cases.’ The lodestar
in the
enquiry whether there are exceptional circumstances, remains
Trencon
v
Industrial Development Corporation
[22]
where the Constitutional Court identified the following factors:
‘
.
.
.
The first is whether a court is in as good a position as the
administrator to make the decision. The second is whether the
decision
of an administrator is a foregone conclusion. These two
factors must be considered cumulatively. Thereafter, a court should
still
consider other relevant factors. These may include delay, bias
or the incompetence of an administrator. The ultimate consideration
is whether a substitution order is just and equitable. This will
involve a consideration of fairness to all implicated parties.
It is
prudent to emphasise that the exceptional circumstances enquiry
requires an examination of each matter on a case-by-case
basis that
accounts for all relevant facts and circumstances.’
[23]
[58]
In the present case, in making the
substitution order, the high court reasoned that remission would not
serve any purpose ‘as
the Commissioner will have no discretion
to exercise.’ This conclusion is undoubtedly correct. As
explained already, without
the Board’s positive recommendation,
the Commissioner has no discretion but to refuse medical parole. The
Board has decided
that Mr Zuma does not qualify for medical parole.
Viewed in this light, the high court was in as good a position as the
Commissioner
to make a decision, which is a foregone conclusion as
the Board’s decision stands and remains unchallenged.
[59]
In addition, the high court made two
declaratory orders which warrant comment. In the first one, at para 5
of its order, the high
court declared that the time Mr Zuma was out
on medical parole should not be considered for the fulfilment of his
sentence of 15
months imposed by the Constitutional Court. This issue
implicates the doctrine of separation of powers. Matters concerning
how
an inmate serves his or her sentence; when and how he or she
qualifies for and is to be released on parole, quintessentially
reside
in the province of the executive – the Department in
this instance. Counsel for the Helen Suzman Foundation, at whose
instance
the declaratory order was granted, fairly conceded that the
order was inappropriate. It should be set aside.
[60]
The
effect of the setting aside of this declarator is that once the order
in this appeal is handed down Mr Zuma’s position
as it was
prior to his release on medical parole will be reinstated. In other
words, Mr Zuma, in law, has not finished serving
his sentence. He
must return to the Escourt Correctional Centre to do so. Whether the
time spent by Mr Zuma on unlawfully granted
medical parole should be
taken into account in determining the remaining period of his
incarceration, is not a matter for this
Court to decide. It is a
matter to be considered by the Commissioner. If he is empowered by
law to do so, the Commissioner might
take that period into account in
determining any application or grounds for release.
[61]
Related to this, I feel constrained
to express this Court’s disquiet about one aspect. While this
judgment was pending, we
became aware that the Department released a
media statement to the effect that Mr Zuma had completed his
sentence. Such a pronouncement
was premature given that the
determination of the very issue was still pending before this Court.
A decision as to whether Mr Zuma’s
prison term had lawfully
expired, could not be validly made until this Court had determined
the appeal by the Commissioner and
Mr Zuma. This Court has now
determined that Mr Zuma’s release on medical parole was
unlawful. The Department’s statement
was unfortunate, and
potentially undermines the judicial process, particularly since the
Department is an appellant in this matter.
[62]
In the second declaratory order, at
para 6, the high court declared, at the instance of Afriforum, that:
‘
In
terms of s 79(1)(a) read with regulations 29A, and 29B the [Board] is
the statutory body to recommend in respect of the appropriateness
of
medical parole to be granted or not in accordance with section
79(1)(a) (the terminal condition and incapacity requirements).’
[63]
The high court said that the declaration was pursuant to s
8(1)(
d
) and section 8(2)(
b
) to (
d
) of the PAJA.
With respect, it appears that the high court misconstrued the
remedial powers set out in s 8 of the PAJA. The section
is titled
‘Remedies in proceedings for judicial review.’ Section
8(1)(
d
) provides that as part of its power to grant a just and
equitable order, a court may grant any order, including ‘declaring
the
rights
of the parties in respect of any further matter to
which the administrative action relates. Section 8(2)(
b
)-(
d
)
provides:
‘
The
court or tribunal, in proceedings for judicial review in terms of
section 6(3), may grant any order that is just and equitable,
including orders—
. . .
(
b
) declaring the
rights
of the parties in relation to the taking of the
decision;
(
c
) directing any
of the parties to do, or to refrain from doing, any act or thing the
doing, or the refraining from the doing, of
which the court or
tribunal considers necessary to do justice between the parties; or
(
d
) as to costs.’
[64]
The order granted by the high court
was not one envisaged in either ss 8(1)(
d
)
or 8(2)(
b
)
of the PAJA. It was not a declaration of rights, but a re-statement
of the law. The latter does not constitute a ‘remedy’
for
any of the parties. It is clear therefore that the declaratory order
granted by the high court does not fall within the purview
of s 8 of
the PAJA. It should not have been granted. It was in any event not
necessary as the correct legal position was articulated
in the body
of the judgment.
Costs
[65]
There remains the issue of costs.
The limited interference with the order of the high court is not
sufficient to affect the general
principle that costs should follow
the result. The respondents remain overwhelmingly successful. There
should not be any costs
order consequent upon the participation of
the
amicus
.
Order
[66]
In the result I make the following
order:
1.
Paragraphs 5 and 6 of the order of the high
court are set aside.
2.
Save for the above, the appeal is dismissed
with costs.
3.
The first and second appellants are ordered
to pay the costs of the first, second and third respondents, jointly
and severally,
the one paying the other to be absolved.
4.
The costs shall include the costs of two
counsel where so employed.
T
MAKGOKA
JUDGE
OF APPEAL
APPEARANCES:
For
first appellant:
M S Mphahlele SC
(with him E B Ndebele)
Instructed
by:
State Attorney, Pretoria
State Attorney,
Bloemfontein
For
second appellant:
D C Mpofu SC (with him T Masuku SC, M Qofa,
B Buthelezi and N Xulu)
Instructed
by:
Ntanga Nkuhlu Inc., Johannesburg
Peyper Lessing Attorneys
Inc., Bloemfontein
For
first respondent:
I Jamie SC (with him M Bishop and
P Olivier)
Instructed
by:
Minde Schapiro & Smith Inc., Cape Town
Symington De Kok
Attorneys, Bloemfontein
For
second respondent: M du Plessis
SC (with him A Coutsoudis, J Mitchell,
J Thobela-Mkhulisi and C
Kruyer)
Instructed
by:
Webber Wentzel, Johannesburg
Honey Attorneys,
Bloemfontein
For
third respondent:
F J Labuschagne (with him A K Kekana)
Instructed
by:
Hurter Spies Inc., Pretoria
Rossouws Attorneys,
Bloemfontein
For
amicus curiae
:
M Engelbrecht SC (with her C F Avidon)
Instructed
by:
Cilliers & Gildenhuys Inc., Pretoria
Badenhorst Attorneys,
Bloemfontein
[1]
Democratic
Alliance v National Commissioner of Correctional Services and
Others; Helen Suzman Foundation v National Commissioner
of
Correctional Services and Others; Afriforum NPC v National
Commissioner of Correctional Services and Others
[2022]
2 All SA 134 (GP).
[2]
The
Judicial Commission of Inquiry into Allegations of State Capture,
Corruption and Fraud in the Public Sector including Organs
of State.
[3]
Secretary
of the Judicial Commission of Inquiry into Allegations of State
Capture, Corruption and Fraud in the Public Sector including
Organs
of State v Zuma and Others
[2021] ZACC 18
;
2021 (9) BCLR 992
(CC);
2021 (5) SA 327
(CC)
(
Judicial
Commission of Inquiry v Zuma
).
[4]
As
former President and Head of State, Mr Zuma’s health services
are provided by the
South
African Military Health Services.
[5]
Eke v
Parsons
[2015] ZACC 30
;
2015 (11) BCLR 1319
(CC);
2016 (3) SA 37
(CC) para
29.
[6]
Judicial
Commission of Inquiry v Zuma
para
21.
[7]
Ibid
para 47.
[8]
Ibid
.
[9]
Ibid
para
48.
[10]
De
Lange v Smuts N O and Others
[1998]
ZACC 6; 1998 (3) SA 785 (CC); 1998 (7) BCLR 779 (CC).
[11]
Ibid
para
36.
[12]
Section
9(1) of the Constitution
provides:
‘
Everyone
is equal before the law and has the right to equal protection and
benefit of the law.’
[13]
Minister
of Police and Others v Fidelity Security Services
(Pty)
Ltd
[2022]
ZACC 16
;
2022 (2) SACR 519
(CC) para 34.
[14]
Chotabhai v
Union Government
(Minister
of Justice) and Registrar of Asiatics
1911
AD 13.
[15]
Ibid
at
24.
[16]
Cool
Ideas 1186 CC v Hubbard and Another
[2014] ZACC 16
;
2014 (8) BCLR 869
;
2014 (4) SA 474
(CC) para 28.
[17]
Natal
Joint Municipal Pension Fund v Endumeni
Municipality
[2012]
ZASCA 13
;
[2012] 2 All SA 262
(SCA);
2012 (4) SA 593
(SCA) para 18.
[18]
Commissioner,
South African Revenue Service v United Manganese of Kalahari (Pty)
Ltd
[2020]
ZASCA 16
;
2020
(4) SA 428
(SCA) para 17.
[19]
Walele
v City of Cape Town and Others
[2008] ZACC 11
;
2008 (6) SA 129
(CC);
2008 (11) BCLR 1067
(CC)
(
Walele
).
[20]
National
Building Regulations and Building Standards Act 103 of 1977.
[21]
Walele
paras 70-71.
[22]
Trencon
Construction (Pty) Ltd v Industrial Development Corporation of South
Africa Ltd and Another
[2015] ZACC 22
;
2015
(5) SA 245
(CC); 2015 (10) BCLR 1199 (CC).
[23]
Ibid
para
47.
sino noindex
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[2022] ZASCA 25Supreme Court of Appeal of South Africa98% similar