Case Law[2025] ZAGPJHC 209South Africa
S v Beale (SS10/2021) [2025] ZAGPJHC 209 (4 March 2025)
Judgment
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# South Africa: South Gauteng High Court, Johannesburg
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## S v Beale (SS10/2021) [2025] ZAGPJHC 209 (4 March 2025)
S v Beale (SS10/2021) [2025] ZAGPJHC 209 (4 March 2025)
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sino date 4 March 2025
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FLYNOTES:
CRIMINAL
– Murder –
Surgery
on children
–
Deaths
of three children – Fraud alleged in misrepresenting medical
conditions requiring procedures to be performed
– State
contending that accused suffered financial losses –
Motivation to perform unnecessary surgeries –
State witness
unreliable and discredited – Inferential reasoning to
argue
dolus
eventualis
–
Accused
had genuine belief that operations were indicated – Evidence
showed accused to be financially secure at time
of operations –
Not guilty on all charges.
REPUBLIC OF SOUTH
AFRICA
IN THE HIGH COURT OF
SOUTH AFRICA
GAUTENG DIVISION,
JOHANNESBURG
Case Number: SS10/2021
(1)
REPORTABLE: NO
(2)
OF INTEREST TO OTHER JUDGES: YES
(3)
REVISED: YES
D
ATE 4
March 2025
In the matter between:
In the matter between:
THE
STATE
and
BEALE, PETER
GORDON
Accused
Criminal law-Fraud and
Murder charges following surgery related deaths-
Intention
– dolus eventualis – Test
for dolus eventualis restated- it is whether accused
subjectively foresaw the possibility of harm ensuing from his
conduct, and whether he reconciled himself to that possibility-
dolus eventualis nor culpable homicide not established-
Circumstantial evidence – Insufficient proven facts.
JUDGMENT
MUDAU, J
[1]
The accused, Mr Peter Gordon Beale, a retired
professor and paediatric surgeon, is on trial before me and two
assessors appointed
in terms of section 145(1)(b) of the Criminal
Procedure Act 51 of 1977 (“CPA”). The charges against the
accused arise
from surgery-related procedures on three distinct
occasions. The indictment consists of five charges, namely three
counts of murder
(counts 2,3, and 5) read with section
51(2) and Part II of Schedule 2 of the Criminal Law Amendment Act 105
of 1997 (“CLAA”),
as amended, as well as two counts of
fraud (counts 1 and 4).
[2]
The allegations regarding count 1 of fraud are
that, on or about 16 March 2012, at or near Sandton, in the
district of
Johannesburg North, the accused unlawfully and with the
intention to defraud, misrepresented to D[…] J[…] T[…]
(Mrs T[…]), the biological mother of E[…] S[…] T[…]
(E[…]/the deceased in respect
of count 2), that the pathology
results of a rectal biopsy obtained from the deceased on
12 March 2012 at Park Lane Clinic
by the accused confirmed
that E[…] had Hirschsprung’s disease, necessitating
surgical intervention in the form of
a rectal pull-through procedure.
As a result, Mrs T[…] consented to the procedure, acting to
her and/or E[…]'s actual
or potential prejudice. In truth and
in fact, at the time the accused made the misrepresentation, he knew
that there had been no
confirmation of Hirschsprung’s disease
in the rectal biopsy obtained from E[…] on 12 March 2012.
Consequently, the
rectal pull through procedure was neither
necessary nor appropriate.
[3]
The allegations regarding count 2 (murder) are
that, between 30 and 31 March 2012, at or near Morningside
Medi-Clinic
in the district of Johannesburg North, the accused
unlawfully and intentionally caused the death of a three-year-old
male child,
E[…] S[…] T[…].
[4]
The allegations regarding count 3 (murder) are
that, on or about 29 July 2016, at or near the Morningside
Medi-Clinic in the district
of Johannesburg North, the accused
unlawfully and intentionally caused the death of a 21 month-old
female child, A[..] S[…].
[5]
The allegations regarding count 4 (fraud) are
that, between 10 September and the 11 October 2019, at or near the
Parklane Netcare
Clinic in the district of Johannesburg Central, the
accused unlawfully and with the intention to defraud, misrepresented
to Ms
Z[…] V[…] (previously S[…] - the
biological mother of Z[…] S[…]), Mr Mohammed S[…]
(the
biological father of Z[…] S[…]), Z[…]
S[…] (the deceased in respect of count 5), and Dr J Kussel
(Z[…]'s paediatrician) that the pathology results of a distal
oesophageal biopsy, obtained from Z[…] on 3 September
2019 by
the accused, revealed that Z[…] had intestinal metaplasia. As
a result of this misrepresentation, Ms V[…],
Mr S[…],
Z[…] and Dr Kussel accepted and believed that the presence of
intestinal metaplasia necessitated a Laparoscopic
Nissen
Fundoplication procedure. Consequently, Ms. V[…] and Mr S[…],
to their and Z[…]'s actual or potential
prejudice, consented
to the procedure being performed on Z[…] by the accused. In
truth and in fact, at the time the accused
made this
misrepresentation, he knew that there were no features of intestinal
metaplasia, nor any signs of dysplasia or malignancy,
in the distal
oesophageal biopsy obtained from Z[…] on 3 September 2019.
Therefore, the Laparoscopic Nissen Fundoplication
was neither
necessary nor appropriate.
[6]
Finally, the allegations regarding count 5
(murder) are that, on or about 11 October 2019, at or near the
Parklane Netcare
Clinic in the district of Johannesburg Central, the
accused unlawfully and intentionally caused the death of a
ten-year-old male
child, Z[…] S[…].
[7]
Adv EHF Le Roux and Adv SH Rubin represent the
State, whereas the accused is represented by Adv B Roux SC and Adv IP
Green SC. The
accused pleaded not guilty to the charges. In terms of
section 115 of the Criminal Procedure Act 51 of 1977
(“CPA”),
he denies the essential allegations contained in
the various charges. The accused provided the following explanation
for his pleas,
which are set out in detail below.
[8]
In relation to count 1, the accused explained that
E[…] (“the deceased in count 2”) and his parents
consulted
him with a history of severe constipation, which had
persisted for 18 months and had not responded to conservative
treatment. E[…]
had previously been treated by other medical
practitioners, including Dr A Eyal, a general surgeon, who
ordered a barium enema
study that suggested a diagnosis of
Hirschsprung’s disease. Dr Eyal suspected this diagnosis, and
the barium enema study
was made available to the accused. The
deceased’s symptoms, along with the barium enema study, were
consistent with Hirschsprung’s
disease. On 12 March 2016, the
accused performed a rectal biopsy on the deceased. The biopsy
specimen was sent to Lancet Laboratories
and analysed by Dr Anita
Gildenhuys who telephonically informed the accused that her
examination revealed the absence of ganglion
cells, which is
consistent with a diagnosis of Hirschsprung's disease. The accused
then informed Mrs Teubes accordingly.
[9]
Subsequently, Dr Gildenhuys conducted further
examinations of the biopsy specimen, which revealed no ganglion cells
at initial levels,
but occasional groups of ganglions cells at deeper
levels. This finding, along with the deceased's overall clinical
presentation,
symptoms and radiological findings, was consistent with
a diagnosis of a variant of Hirschsprung's disease. The symptoms and
treatment
of Hirschsprung's disease and its variants are the same,
and the findings indicated the need for the surgical intervention
that
the accused performed. He denied that he made a
misrepresentation and intended to defraud or prejudice Mrs Teubes
and/or the deceased.
[10]
In respect of count 2, he explained that on 30
March 2012, he performed a rectal pull-through procedure on the
deceased. The rectal
pull-through procedure was appropriately
indicated and properly carried out. He denied that any of his actions
in the rectal pull-through
procedure or thereafter caused the death
of the deceased.
[11]
In respect of count 3, A[..] S[…] (“the
deceased in count 3”) was born with a serious congenital defect
which
had required medical and surgical treatment throughout her
life. The deceased presented with symptoms consistent with GORD
(gastro-oesophageal
reflux disease) which required a surgical
procedure known as a Nissen Fundoplication. On 29 July 2016, he
properly performed this
procedure on the deceased and denies that any
of his actions in the operative procedure or thereafter caused the
deceased’s
death. It subsequently transpired that the deceased
suffered from an undiagnosed myocarditis which compromised her
cardiac function.
[12]
In respect of count 4, he explained that Z[…]
S[…] (“the deceased in count 5”) had a
longstanding
history of reflux and vomiting, which became more
frequent and severe. The deceased had previously been treated
conservatively
by other medical practitioners without success. On 29
August 2019, the accused consulted with the deceased and Ms V[…],
examined the deceased, and recommended a gastroscopy and biopsy as
part of his workup. On 3 September 2019, he performed both
procedures on the deceased. During the gastroscopy, he observed that
the portion of the oesophagus closest to the stomach was red,
inflamed, and exhibited a wavy or tongue-like appearance. These
findings were consistent with a diagnosis of GORD. The laboratory
report on the biopsy sample recorded:
“
-
Mild chronic oesophagitis, with inflamed squamoglandular junction
derived mucosa observed.
-
The morphologic features favour a reflux
associated aetiology.
-
No micro-organisms are identified...”
which was also consistent
with a diagnosis of GORD.
[13]
The accused explained that he told Ms V[…]
that the results indicated the presence of oesophagitis, which was
consistent
with his observations and confirmed the presence of
reflux. He accepts that he told Ms V[…] that the biopsy
results had
shown the presence of metaplasia which he believed to be
the case at the time. However, he subsequently realised that he had
misread
the biopsy results, which did not indicate the presence of
metaplasia. He denied intentionally misinforming Ms V[…] about
the metaplasia. At the time, he believed that the deceased suffered
from GORD and that the Nissen Fundoplication was necessary
based on
the following: the history provided by Ms V[…]; the deceased’s
non-response to Nexium treatment; his clinical
examination of the
deceased; the biopsy results (apart from the metaplasia); and his
observations during the gastroscopy. He denied
that he committed
fraud. He denied committing fraud, asserting that he genuinely
believed the deceased suffered from GORD and that
the operation was
indicated.
[14]
In respect of count 5, the accused explained that
on 11 October 2019, he properly performed a Nissen Fundoplication
procedure on
the deceased and denies that any of his actions in the
operative procedure or thereafter caused the deceased’s death.
It
later emerged that the deceased suffered from an undiagnosed
myocarditis, which compromised his cardiac function, and that there
was a missed anaesthetic complication.
[15]
From the onset, the accused made formal admissions
per (Exhibit A) that are recorded in terms of section 220 of the CPA.
Regarding
counts 1 and 2, the accused freely and voluntarily admitted
that he, being a paediatric surgeon in practice, was consulted by Mr
and Mrs T[…] regarding E[…]’s medical condition
on 29 February 2012 for the first time. On 12 March 2012, the
accused
performed a rectal biopsy on E[…]. The specimen retrieved by
the accused during the rectal biopsy was dispatched
to Lancet
Laboratories where it was examined by Dr Anita Gildenhuys. E[…]
was admitted at the Morningside Medi-Clinic on
29 March 2012 to
undergo the rectal pull-through procedure on 30 March 2012.
[16]
The accused performed the rectal pull-through
procedure on 30 March 2012, from 14h52 to 16h34. During the rectal
pull-through procedure,
the accused excised a 12cm section of E[…]'s
rectum. E[…] passed away on 3 April 2012 at 12h35. Dr Moeng
conducted
a postmortem on E[…]s body and prepared a report
with reference number DR 554/2012. The accused does not admit the
truth,
correctness or accuracy of the report prepared by Dr Moeng.
The accused agreed that the available hospital records for E[…]’s
admission to Morningside Medi-Clinic during 29 March to 3 April 2012
could be handed in as Exhibit C1 154 but the accused
did
not admit the truth, accuracy, correctness or completeness of those
hospital records.
[17]
Regarding count 3, the accused formally admitted
that he consulted A[…] and Ms S[…] on 13 July 2016. The
accused told
Ms S[…] that the treatment of A[…]’s
GORD could consist of a surgical procedure known as a Nissen
Fundoplication.
A[…] was admitted to the Morningside
Medi-Clinic on 29 July 2016. The accused performed the
Nissen Fundoplication
procedure from 15h35 to 18h48 on 29 July 2016.
A[…] was taken to the recovery room at approximately 18:50.
A[…],
although a little pale, breathed spontaneously, and was
initially stable in the recovery room. A[…] was declared dead
at
20h57 on 29 July 2016.
[18]
The accused formally admitted that the body of
A[…] sustained no further injuries from the time of her
passing until a postmortem
was conducted thereupon. Doctor Hestelle
Nel (now van Staden) conducted a postmortem examination on the body
of A[…] on
1 August 2016, and recorded her findings on a form
GW7/15 with serial number DR1671/2016 and deposed to an accompanying
affidavit,
both of which were admitted as Exhibits E1 and E2. The
accused agreed that the available hospital records for A[…]'s
admission
to Morningside Medi-Clinic on 29 July 2016 could be marked
Exhibit F1–74 but did not admit the truth, accuracy,
correctness
or completeness of those hospital records.
[19]
Regarding counts 4 and 5, the accused formally
admitted that, in attempts to obtain relief from the reflux and
vomiting, Z[…]
consulted Dr J Kussel, a paediatrician; Dr R
Khan, a specialist paediatric pulmonologist; and Dr P Walabh,
a paediatric
gastroenterologist. The accused, being a paediatric
surgeon, was consulted by Ms V[…] and Z[…] on 29 August
2019 for the first time. The accused performed a distal oesophageal
biopsy procedure on Z[…] on 3 September 2019. The specimen
retrieved by the accused during the procedure was dispatched to
Lancet Laboratories, where it was examined by Dr Charlotte
Ray.
Dr Ray signed off her final and only report on the specimen,
designated as specimen number 19: LP067414, on 10 September
2019. This report forms part of Exhibit J109.
[20]
The accused formally admitted that Z[…] was
admitted to Park Lane Clinic on 9 October 2019 and discharged on
10 October
2019. He was re-admitted on 11 October 2019 for a Nissen
Fundoplication. The procedure began at 14h45, and the accused
performed
the surgery. Z[…] was transferred to the recovery
room at approximately 18:46. After Dr Munshi re-intubated Z[…],
he suffered a cardiac arrest, and the accused assisted in
resuscitation efforts. The accused admitted that Z[…] passed
away at approximately 22h30 on 11 October 2019.
[21]
The accused formally admitted that the body of
Z[…] sustained no further injuries from the time of his
passing until a postmortem
was conducted thereupon. The accused
admitted that Dr Vergie performed a postmortem on Z[…]'s body
and prepared a report
with reference number DR 2734/2019. The accused
agreed to Dr Vergie's postmortem report and her affidavit being
handed in as Exhibits
H1 and H2 respectively. The accused did not
admit the truth, correctness or accuracy of Dr Vergie’s report
and her affidavit.
[22]
The accused agreed that the available hospital
records for Z[…]’s admissions to Parklane Clinic on 9
and 11 October
2019 could be handed in as Exhibit J1-133 but did not
admit their truth, accuracy, correctness or completeness. He admitted
the
authenticity of the patient file kept by Dr A Munshi
and agreed it could be submitted as Exhibit K. He also admitted that
Annexure ZS of A21 is a transcript of a conversation between him and
Ms V[…] and that it could be handed in as Exhibit
P.
Additionally, he admitted the authenticity of the patient files kept
by Drs Kussel, Khan, and Walabh regarding their patient,
Z[…]
S[…], which were submitted as Exhibits Q, R, and S,
respectively.
[23]
The accused made further formal admissions in
terms of section 220 of the CPA. He admitted that between the period
3 April 2008
and 20 February 2009, he invested a total of
R2 204 000,00 (two million, two hundred and four thousand
Rand) in an investment
colloquially known as the Frankel Scheme,
which was promoted by, amongst others, Mr Barry Tannenbaum
(“the Investment/Tannenbaum
Scheme”).
[24]
The accused admitted that during that period, he
received payments from the Investment, R80 000,00 of which had
to be returned
to the liquidators of the Frankel Scheme in terms of
section 29
of the
Insolvency Act 24 of 1936
. His net loss on the
Investment was R1 564 000,00 (one million, five hundred and
sixty-four thousand Rand). The State
contends that this financial
loss motivated the accused to perform unnecessary surgeries to
recover his losses from the Tannenbaum
Scheme.
[25]
This Court has heard both factual and expert
evidence. A summary of the evidence follows.
E[…]’s
Case
[26]
The summary of E[…]'s case follows
hereunder. His mother, Mrs T[…], testified for the State. E[…]
and his twin
brother, L[…], were born prematurely on
29 March 2009. The following facts are largely common
cause. At 18 months,
E[…] began suffering from
constipation, which progressively worsened. His condition was
accompanied by bouts of abdominal
pain, and he would stop eating.
From the time E[…] and Liam started eating solids at
18 months, E[…] lagged
behind his brother in growth. E[…]
was treated for constipation by a paediatrician on two occasions and
had also been seen
by his general practitioner. By October 2011, E[…]
weighed 12kg, and by the time of the operation four months later, he
had gained only 0.2 kg. In their efforts to manage his condition,
E[…]’s parents consulted multiple doctors, tried
over the counter medications, implemented dietary changes,
and sought help from a homeopath. They used suppositories
and
attempted an experimental fibre diet.
[27]
The efforts by E[…]'s parents to deal with
his constipation had some effect, but not enough, and the problem
resumed. Matters
reached crisis proportions on Sunday, 19 February
2012. That morning, E[…] woke up complaining of pain. His
condition was
concerning enough that his parents took him to their
general practitioner, Dr Mohammed, despite it being a Sunday. Dr
Mohammed,
recognising the severity of E[…]’s condition,
referred him to Dr Eyal, a specialist surgeon. Dr Eyal ordered an
abdominal
x-ray and administered an enema, but the enema had no
effect. Dr Eyal then ordered a barium enema examination.
[28]
The barium enema report (CL7) stated, “[f]indings
are suspicious for Hirschsprung's disease. Please correlate with
rectal
biopsy.” Based on these findings, Dr Eyal informed
E[…]'s parents that there may be a surgical solution to his
constipation.
He explained the possibility of surgery and referred
them to Dr Mapunda. However, for reasons not provided by E[…]'s
parents,
they did not consult Dr Mapunda and instead sought the
opinion of the accused.
[29]
It is common cause that the accused first saw E[…]
on 29 February 2012 at his rooms in the Parklane Clinic. The
consultation
was attended by E[…], his twin brother L[…],
and their parents. Liam served as a useful comparison for the accused
in assessing E[..]’s development and condition. At 36 months
old, E[…] weighed only 12.2kg, placing him in the 8th
to 10th
percentile. He was 2kg lighter than his twin brother. During her
testimony, Mrs T[…] presented a collection of 12
photographs,
marked as Exhibit ZZK1-12, depicting the twins from infancy up to a
week before E[…]’s passing.
[30]
It is common cause that Mrs T[…] provided
E[…]’s medical history during the consultation. As
previously indicated,
E[…] had suffered from constipation from
18 months of age, and various conservative treatments had been
attempted. According
to her version, they had only one consultation
with the accused, which lasted approximately 15 minutes. Apart from
the phone calls
on 16 March 2012, when the accused informed her that
E[…] had Hirschsprung's disease, and another call before
E[…]’s
admission on 29 march 2012, their communication
was limited. She also recalled a brief conversation with the accused
on the morning
of 30 March, a few hours before the operation.
[31]
In her testimony, Mrs T[…] was adamant that
the accused never properly examined E[…] during their first
consultation.
From the time of that consultation until the day of the
operation, it was never explained to her that other conditions, such
as
hypoganglionosis or intestinal neuronal dysplasia (IND), could
mimic Hirschsprung's disease. She testified that if the accused had
informed her that E[…] did not have Hirschsprung's disease,
she would have had a choice to consult other doctors and possibly
considered alternative options. She further stated that she
ultimately signed the consent form under pressure, as she did not
want E[…] to suffer any further. According to her, she
“consented” to the operation because she was falsely led
to believe that E[…] had Hirschsprung’s Disease.
[32]
Whilst providing E[…]'s medical history,
Mrs T[…] mentioned Dr Eyal, who had ordered abdominal x-rays
and a barium
enema examination. She had the radiologists’
reports and the x-ray film with her. The x-ray report indicated
faecal loading
but no bowel obstruction. The barium enema report
noted that the results were suspicious for Hirschsprung’s
Disease and recommended
a rectal biopsy.
[33]
As previously indicated, E[…] was admitted
to the Morningside Clinic on 29 March 2012 and was taken to
theatre at approximately
14h00. According to the hospital records,
the surgery lasted from 14h52 to 16h34. Exhibit ZD is an animated
representation of the
procedure performed on E[…] subject to
two qualifications:
a.
The video depicts cauterisations of the mesenteric
vessels, whereas the accused clamped the vessel, placed ties on both
sides, and
then divided it. The ties used by the accused were made of
vicryl, a suture material.
b.
E[…] was positioned on his back with his
legs up during the procedure, whereas the video depicts the patient
face down with
buttocks up.
[34]
The assistant surgeon was Dr Milan Gopal, and the
anaesthetist was Dr Lynda Blesovsky. After the operation,
the accused
met Mr and Mrs T[…] outside the theatre. The
accused informed them that the procedure had gone well, that E[…]
was in the recovery room, and that he would be transferred to the
ward. While E[…] was in the ward, Mrs T[…]
testified that he already had a distended stomach by the time the
accused did his rounds at 19:30. When she questioned this, the
accused attributed it to trapped gas following the procedure.
[35]
There is a dispute regarding the quantity of water
that Mrs T[…] was told E[…] could be given. Mrs T[…]
stated
that the accused told her E[…] could drink without any
restriction on quantity. She estimated his fluid intake at
approximately
100ml from a 300ml NUK bottle. She testified that she
did not give E[…] a large amount of fluid but clarified that
she gave
him apple juice, not water. During cross-examination, she
challenged the meaning of “small sips” and was
non-committal
when asked whether she understood that E[…]
could have as much fluid as he wanted. We return to this aspect later
in the
judgment.
[36]
The events of the evening of 30 March 2012 are
best determined from the hospital records. In this regard, the State
presented the
evidence of Nurse Pretty Mankoe, who was then an
enrolled nurse assisting Sister Charity Hines, who oversaw the ward
that
night. Nurse Mankoe’s role was to record observations and
report to Sister Hines. The hospital records serve as a
contemporaneous
recordal of events. While they may not capture every
detail, as later became apparent, and while the timestamps may not be
precisely
accurate, they provide the most reliable evidence of what
transpired that evening. For this reason, it is convenient to
consider
the events of the 30 March 2012 into the morning
of 1 April 2012, with reference to the hospital records.
[37]
The relevant hospital records include the nursing
notes for the evening of 30 March 2012 and the observation
chart. Each of
these documents was dealt with during the
cross-examination of Nurse Mankoe. These records were also addressed
during Nurse Mankoe’s
testimony on behalf of the State.
[38]
E[…] returned to the ward at 17:00 and was
fully awake. No observations were recorded at that time. At 17:30,
E[…]
was given pain medication as prescribed, but no
observations were recorded. At 18:00, E[…] was sleeping, with
no observations
recorded. At 18:15, his drip was running well with no
redness. The observations, recorded at 18:13, noted that E[…]'s
respiration
rate was 34, his oxygen saturation was 92% on room air,
his pulse rate was 130, and his temperature was 36.3°C. At 18:30,
E[…]
vomited after being given medication but no observations
were recorded. At 18:35, E[…] soiled his nappy, with no
observations
recorded. At 18:46, Dr Blesovsky was telephoned, and it
was reported to her that E[..] had vomited. Dr Blesovsky advised the
nurses
that there was no cause for concern. At 19:05, observations
were recorded: oxygen saturation was 90% on room air, pulse rate was
165, and his temperature was 36.2°C. At 19:20, E[…]
appeared pale, and his oxygen saturation ranged between 88-90% on
room air.
[39]
E[…] was then placed on 2 liters of oxygen.
At 19:20, observations were recorded: his respiration rate was 36,
oxygen saturation
was 98% on 2 liters of oxygen, and his temperature
was 37°C. Importantly, the pulse rate entry of 175 was annotated
as “wrong
entry”. Nurse Mankoe stated that she made this
annotation to indicate that she had mistakenly recorded the
respiration rate
at 19:20 and that it should have been entered in the
next column at 20:30. Significantly, there is no indication that
E[…]'s
respiration rate was elevated when he was seen by Dr
Blesovsky and the accused at 19:30.
[40]
At 19:30, E[…] was seen by Dr Blesovsky and
shortly thereafter by the accused. The entry regarding Dr Blesovsky’s
assessment
is recorded under the 20:30 timestamp and annotated as a
“late entry”. Dr Blesovsky instructed the nursing staff
to
“observe patient closely”. At 19:30, the accused
ordered a full blood count and prescribed Valoron drops, an
analgesic.
At 20:15, E[…] was reported to be dyspnoeic, with
flared nostrils. He was placed in the Fowler’s position. There
is
no nursing note for 20:30, as this was the late entry for Dr
Blesovsky’s assessment. The observations at 20:30 recorded that
E[…]’s respiration rate was 38, oxygen saturation was
97% on 2 liters of oxygen, pulse rate was 175, and his temperature
was 37.1°C. At 21:30, the nursing notes recorded only E[…]'s
vital signs, which matched the readings on the observation
chart:
respiration rate was 40, his oxygen saturation was 100% on 2 liters
of oxygen, pulse rate was 166, and temperature was 37°C.
[41]
At 21:50, Sister Hines telephoned the accused to
inform him of the full blood count test results he had ordered. She
reported that
E[…]’s haemoglobin level was 10.9, which
the accused did not find concerning. It is common cause that this was
the
last communication with the accused until he was telephoned by
Sister Hines at 04:26 on 31 March 2012.
[42]
At 22:30, E[…] was intermittently asleep.
His abdomen was distended, and he was tachypneic. The nursing notes
record a pyrexia
of 38.4°C, and a blanket was removed from him.
His observations showed a respiration rate of 36, oxygen saturation
of 99% on
2 liters of oxygen, a pulse rate of 176, and a temperature
of 38°C. Despite the deteriorating trend in E[…]'s vital
signs, the nurses did not inform the accused or Dr Blesovsky, nor did
they contact Dr Obor, the paediatrician on call.
[43]
At 23:00, the nursing notes recorded that
medication, including Perfalgan, was administered to E[…].
Perfalgan is paracetamol,
which would have treated E[…]'s
pyrexia. E[…] was also given Augmentin, a broad-spectrum
antibiotic, routinely prescribed
following abdominal surgery.
Normally this would have controlled an infection. At 24:00, the
nursing notes recorded that E[…]'s
temperature was re-checked
and the results were reported by Nurse Mankoe to Sister Hines. E[…]'s
observations showed a respiratory
rate of 48, oxygen saturation of
100%, a pulse rate of 180, and a temperature of 38.4°C. At 01:00,
the nursing notes reported
that E[…] appeared to be sleeping
and breathing well.
[44]
At 01:30, E[…]'s observations showed a
respiratory rate of 44, oxygen saturation of 99%, a pulse rate of 190
and a temperature
of 37.1°C. The drop in temperature may have
been the effect of the Perfalgan. At 02:00, the nursing notes
recorded that E[…]
was in pain, scored as 6/10, and was given
Valoron drops. At 03:00, the nursing notes recorded that E[…]
was still complaining
of pain and was tachypneic and tachycardic. His
pulse was noted as 168, and his respiration is 48. E[…]'s
observations at
this time showed a respiratory rate of 66, oxygen
saturation of 96%, a pulse rate of 198, and a temperature of 38.4°C.
At 04:00,
the nursing notes recorded that E[…] was awake,
complaining of abdominal pain, and that his abdomen was distended. He
was
also noted to be tachypneic and tachycardic and appeared
disorientated. The notes indicate that the accused was telephoned;
however,
it is accepted that the recorded time is incorrect. It is
common cause that the accused was only telephoned at 04:26.
[45]
When the accused was telephoned, he was informed
that E[…]’s abdomen was distended, and he instructed
Sister Hines
to insert a nasogastric tube into E[…]'s stomach.
The accused also ordered an abdominal x-ray. The note recording the
accused's
instruction to insert the nasogastric tube is timestamped
04:10 on the nursing notes. At 04:20, the nursing notes recorded that
the nasogastric tube was inserted, and 250 ml of light brown fluid
was drained, which is consistent with the entry on the fluid
balance
chart.
[46]
At 04:30, E[…]'s observations showed a
respiratory rate of 64, his oxygen saturation of 98%, a pulse rate of
168, and a temperature
of 39.4°C. There is no note in the nursing
records for 04:30. At 04:40, the nursing notes recorded that E[…]
convulsed,
and the accused was notified. The telephone records show
that this call was made to the accused at 04:58, and he stated it was
made while he was on his way to the hospital. At 04:44, the nursing
notes recorded that the accused prescribed Valium for the seizure.
Other nursing notes for 05:00. record that a “code blue”
was activated, that E[…] stopped convulsing, that Dr
Karen
from ICU had seen E[…] but did nothing to him, and that E[…]
was seen by the Emergency Room doctor and a chest
and abdominal x-ray
was carried out. This is the x-ray the accused had ordered. The State
concedes that, in this case, there can
be little doubt that Sister
Charity Hines should have acted sooner rather than later.
[47]
Dr Nancy Obor testified and confirmed that she was
on call at the Morningside Medi-Clinic on 31 March 2012 when she
received a telephone
call from the accused at approximately 06:00,
requesting that she assess E[…]. She was briefly informed that
E[…]
had undergone a distal rectal dissection for the
treatment of Hirschsprung’s Disease on the evening of 30 March
2012.The
accused advised her that the deceased was in marked
respiratory distress, which he suspected was due to aspiration of
oral fluids
administered contrary to his instructions. She examined
E[…], who was in the general ward, at approximately 06:10 in
the
presence of his parents and grandparents. On examination, E[…]
appeared pale, cold, and clammy to the touch. She testified
that his
abdomen was distended but not tense, and appeared to be filled with
air; however, with no bowel sounds detected.
[48]
Neurologically, E[…] was floppy and
moribund. He was not opening his eyes spontaneously. E[…]’s
vital signs
were also abnormal: his oxygen saturation levels on the
monitors were 87% and his heart rate was 196 beats per minute.
Additionally,
E[…]’s pulse was not palpable on his
wrists or feet, and a blood pressure reading was therefore not
detectable. It
was apparent that the deceased was in hypovolaemic
shock and in severe respiratory distress by the time that Dr Obor
arrived at
the general ward, approximately ten minutes after she
received the call from the accused. She immediately commenced
resuscitation
by increasing the oxygen flow to 8ml per minute, and
the saturations improved after the increase in oxygen.
[49]
Dr Obor further reviewed a chest x-ray taken at
approximately 05:30. The x-ray revealed a gas bubble in the abdomen
and a markedly
distended loop of bowel crossing the abdomen. Gas was
also detected within the distal bowel. At the time, the nasogastric
tube
was visualised in the midline of the chest, but the tip was not
visualised in the abdomen. She wheeled E[…], with the
assistance
of Nurse Mankoe and a porter, to the ICU ward, even though
the ICU bed was not yet available.
[50]
E[..] was admitted in the ICU at approximately
07:15. Dr Obor intubated him on arrival at the ICU. The x-ray taken
at 08:43 shows
the presence of an endotracheal tube, confirming that
E[…] was intubated. This is consistent with Dr Obor's note,
which
she timestamped as 07:15. She remained at the E[…]’s
bedside, monitoring his condition and making relevant adjustments
to
his treatment. It is undisputed that at approximately 09:00, E[…]
suffered a cardiac arrest.
[51]
At the Morningside Clinic, there is a dedicated
resuscitation team known as “Code Blue”. They were
immediately contacted.
By 09:09, the deceased was already intubated
and bagged, with chest compressions being performed by Dr Piakowski.
A few minutes
later, at 09:11, Dr Gottlich arrived to assist with the
resuscitation.
[52]
Prior to the cardiac arrest at 09:00, E[…]
had shown some improvement, and his ventilation seemed to be
acceptable. According
to Dr Obor’s version, the blood results
collected at 09:18 were drawn before the arrest. The blood results
were indicative
of severe sepsis and/or bacterial infection. Shortly
before 09:30, the E[…]’s heart rate started dropping
again; resuscitation
was commenced immediately. E[…], however,
had a sustained bradycardia followed by a second cardiac arrest. Dr
Gottlich was
present during this resuscitation, and they alternated
between chest compressions and bagging. The nursing notes describe
the second
cardiac arrest as “more respiratory as (endotracheal
tube) was not in the correct place”.
[53]
Dr Obor contacted the accused for assistance.
During the resuscitation, she noted that there was poor air entry to
the chest and
reduced chest movements. She then re-sited the
endotracheal tube to ascertain whether the poor response was due to
the tube being
dislodged during resuscitation. There was still no
response to the resuscitation. It is common cause that when the
accused arrived
in the ICU during the resuscitation following the
second cardiac arrest, Dr Gottlich asked the accused to check E[…]'s
airway,
which he did using a laryngoscope. The endotracheal tube was
inserted into E[…]'s oesophagus and not his trachea. The
accused,
as a result, re-sited the endotracheal tube into E[…]'s
trachea. It is this endotracheal tube that is shown on the x-ray
taken at 10:43, which is slightly too deep, with its end going into
the origin of the right main bronchus.
[54]
By 1 April 2012, E[…] remained in
intractable shock and was passing minimal urine despite medical
interventions. His abdomen
was distended with free fluid in the
abdominal cavity. He was comatose (Glasgow coma scale of 3/15) and
unresponsive, with fixed
dilated pupils. His blood sugar continued to
drop, and he failed to maintain body temperature even after gradual
rewarming. By
2 April 2012, E[…] remained in
critical condition. His respiratory status was still poor, with
oxygen saturation
levels at 75%. His kidney function continued to
deteriorate. By 3 April 2012, E[…]’s clinical condition
remained critical,
with no significant improvements. There was no
spontaneous respiration. His pupils were fixed, dilated, and he was
unresponsive.
His abdomen was silent and continued to drain fluid.
E[…]’s parents, therefore, opted to make the difficult
decision
to withdraw treatment.
[55]
It is common cause that E[..] was certified dead
at 12:35 on 3 April 2012. Dr Obor opined that E[…]
died of
peritonitis, not pulmonary pneumonitis. She testified that
aspiration would not cause infection, and certainly not cause
bacteria
to grow in the abdominal cavity. She testified further that
E[…] should have been admitted to the ICU after the operation,
given that he had undergone a major surgery. The hospital's policy
was adjusted afterwards with respect to paediatric surgical
cases.
[56]
However, during the cross examination of Dr Obor,
she conceded that E[…] was found to be brain dead following
several investigations,
and it was on that basis that his medical
team recommended that life support be withdrawn. From the evidence,
it would seem the
brain damage had been sustained during the
resuscitation following the 09:30 cardiac arrest, when E[…]
was intubated into
his oesophagus, which would have resulted in him
being deprived of effective ventilation for a considerable period.
The Post-mortem of
E[…]
[57]
The State argued that there was a defect in the
surgery and that the defect is evidenced by the post-mortem
observations of Dr Moeng.
In her report, Dr Moeng states:
“
Intestine
and Mesentery
:
Show evidence of surgery across the rectum, evident on internal
examination. The sutures appear loose, with no tightly adequate
approximation of the wound edges. There is an organizing haematoma in
the surgical area across the rectum, revealing a 25mm unsutured
defect, just below the suture line. There is a fibrino-purulent
exudate in the area of the surgery. The intestinal contents are
yellow and gelatinous, with no formed stools.”
It must be recalled that
the State did not call Dr Moeng as a witness and sought to explain
that through the investigating officer,
W/O Chris Muller, who
testified that he could not locate her.
[58]
The State presented the evidence of Professor
Banieghbal about a conversation that he had with the accused at a
conference in support
of the allegations of fraud and murder charges.
In this regard, Professor Banieghbal says that the accused raised the
losses he
had suffered in the Tannenbaum Scheme and suggested that he
would even act as an assistant surgeon. This statement was deposed to
in October 2023 and deals with a conversation that is alleged to have
taken place in June 2009. The discussion that Professor Banieghbal
referred to took place on the first night of a conference in Austria,
at a social gathering where food and alcohol were served.
[59]
According to Professor Banieghbal, the accused
said that he would even assist other surgeons to recoup his losses.
However, in cross-examination,
when it was proposed that this could
not have been seriously intended, Professor Banieghbal
acknowledged that both he and
the accused would have had a drink in
hand at the time of the conversation. It was two colleagues having a
social chat at a welcoming
function at a convention. When this was
put to Professor Banieghbal, he said, “[i]t is quite possible,
but l remembered because
of this unusual comment about assisting
other surgeon[s] in private practice, not in government hospital[s].”
[60]
Regarding E…], he testified that he
reviewed the hospital records and the two histology reports of
Gildenhuys and Harrison,
concluding that E[…] did not have
Hirschsprung's disease or hypoganglionosis and, therefore, did not
require the rectal
pull-through procedure performed by the accused.
In coming to this conclusion, he had access to the complete police
docket regarding
this matter, specifically Exhibit D2. He opined, as
per exhibit D2 and in his oral evidence, that the accused “ignored
a
normal rectal biopsy report and embarked on a complex and
complicated operation for a non-existing disease while convincing the
parents that the procedure was relatively simple. The outcome of this
decision was fatal for his patient”. Further he stated
that
“surgery was unnecessary”, but the accused “ignored
the rectal biopsy result to secure a monetary reimbursement.
The less
likely alternative is that [the accused] was mentally unstable and on
heavy sedation impairing his clinical judgement
at that period”.
[61]
The State was constrained to concede that Prof
Banieghbal's testimony was not without criticism. During
cross-examination regarding
E[…], Banieghbal made several
concessions, which impacted his evidence in chief. For example, he
conceded that his approach
to Hirschsprung’s, it’s
diagnosis, and treatment may be simplistic— either you have it,
or you don’t, which
was his “approach”. He then
suggested his approach was the approach of most paediatric surgeons.
Prof Banieghbal conceded
that there may well be other paediatric
surgeons who have a different opinion.
[62]
Prof Banieghbal conceded that, whereas he has a
personal preference that differs from the paediatric surgeon who
considers a variant
of Hirschsprung's, he was in no position to say
that one or the other is correct or incorrect. In summary, he
conceded that, there
is a group of paediatric surgeons who, when
exercising their clinical judgment, would reasonably have concluded
that E[…]
suffered from a functional disease that required
surgery to treat it. He was also constrained to concede the existence
of a body
of literature that deals with variants of Hirschsprung's
disease, authored by experts in the field.
[63]
In
addition, he conceded, upon confrontation with the Prem Puri article
on variants of Hirschsprung’s
[1]
,
that a biopsy should be approached with caution. He testified that
the volume of fluid drained from the stomach, even if one accepts
that it is around 500ml, although excessive, is not unusual.
Importantly, during cross-examination following his criticism of the
surgery, when asked if his evidence on the surgery should be ignored
until Dr Moeng had explained her report, he said “yes”.
[64]
It is common cause that, in E[…]'s case,
proceedings took place before the Health Professions Council of South
Africa (“HPCSA”),
the body established to assess the
conduct of doctors. These proceedings involved charges against the
accused relating to informed
consent, the indication for surgery, and
the post-operative treatment. Notably, the accused was found not
guilty on these charges,
a conclusion with which Professor
Banieghbal, who served on the panel, agreed. During
cross-examination, Professor Banieghbal conceded
that he had not
received any new or additional facts in this trial that were not
available at the HPSCA hearing. He further conceded
that, based on
this, his opinion as expressed in the HPCSA finding ought not to
change as he sought to do in this trial.
[65]
Dr Paula Eyal (Exhibit ZE) also testified in
E[…]’s case. At the request of Mr Teubes, she
re-examined the specimens
previously assessed by Dr Gildenhuys
and Dr Harrison. In her expert opinion, neither the original rectal
biopsy nor the subsequent
rectal resection specimen exhibited
features consistent with Hirschsprung’s Disease or any other
disorder. Significantly,
during cross-examination, Dr Eyal conceded
that it is entirely possible for two pathologists to reach differing
conclusions when
assessing a biopsy, a phenomenon recognised as
inter-observer variability.
The Accused’s
Training and Experience (as per Exhibit ZZP)
[66]
The accused was born on 5 August 1946 and was 77
years old at the time of his testimony. He was 73 at the time of Z[…]
S[…]’s
death, 69 at the time of A[…] S[…]’s
death, and 65 at the time of E[…] T[…]’ death. In
1970, he graduated with an MBChB degree from the University of
Pretoria Medical School. During the first six months of 1971, he
was
an intern in the surgery department at what is now Steve Biko
Hospital. In the second half of 1971, he interned at Baragwanath
Hospital in the Obstetrics and Gynaecology department. In the first
six months of 1972, he served as a senior intern in Internal
Medicine
at Steve Biko Hospital, and in the latter half of the year, he was a
senior house officer in Surgery and Neurosurgery.
[67]
In 1973, the accused was appointed as a registrar
in general surgery in the Surgery Department at the University of
Pretoria, rotating
between Steve Biko and Kalafong Hospitals. At the
end of 1977, he wrote the College of Medicine exams for surgeons and
qualified
as a Fellow of the College of Surgeons of South Africa (FCS
SA), followed by the MMed (Surgery) exam at the University of
Pretoria.
He also wrote the surgical examinations in Edinburgh,
Scotland, and was admitted as a Fellow of the Royal College of
Surgeons Edinburgh,
(FRCS Edinburgh).
[68]
In 1978, he joined the University of the Free
State as a consultant in the General Surgery Department and was
eventually appointed
as the head of a general surgery unit. He was
assigned responsibility for paediatric surgery. During his 18-months
tenure at the
University of the Free State, he also worked at
Universitas and Pelonomi Hospitals. During this period, he performed
and taught
both general and paediatric surgery. In July 1979, he
joined the University of the Witwatersrand as a senior registrar in
paediatric
surgery, providing services at Charlotte Maxeke Hospital,
Baragwanath Hospital and Rahima Moosa Mother and Child Hospital.
During
this period, he performed Nissen Fundoplication operations,
which were conducted as open surgical procedures, as endoscopic
surgery
was not yet available. The accused has been performing Nissen
procedures on paediatric patients since 1979.
[69]
From January to July 1981, he worked as a senior
clinical resident at the Children's Hospital in Seattle, United
States, where he
gained additional experience in paediatric surgery,
completing the requirements for registration as a paediatric surgeon
with the
HPCSA. In July 1981, he returned to the University of the
Witwatersrand and was employed as a junior consultant in the
Paediatric
Surgery Department on what is known as the “Wits
Circuit”, which included the Charlotte Maxeke Johannesburg
Academic
Hospital, Helen Joseph Hospital, Rahima Moosa Mother
and Child Hospital, and Chris Hani Baragwanath Hospital. During
this period, his primary focus was children's surgery, but he was
also involved in the Wits transplant unit, performing renal
transplants
in both children and adults. He remained a member of the
transplant unit for 30 years, during which he performed approximately
1500 renal transplants, 360 of which were in children.
[70]
In March 1983, the accused was appointed as a
Senior Consultant in the Department of Paediatric Surgery. In March
1992, he was appointed
as a Principal Specialist in Paediatric
Surgery and was later appointed as the Head of the Department. In
January 2002, he was
appointed as an Adjunct Professor in the School
of Medicine, specialising in paediatric surgery. From December 2004
to September
2013, he served as the Chief Specialist in the
Department of Paediatric Surgery and was actively involved in
surgical procedures
on a daily basis. In his capacity as Head of the
Department, he was also responsible for teaching and training.
[71]
Given his ongoing academic involvement, the
accused also served as the convenor of the paediatric surgery
examinations in Johannesburg
and was appointed as an examiner at the
College of Medicine for paediatric surgeons. Over the years, he has
presented numerous
academic papers at both local and international
conferences and congresses. In 2007, he received an award from the
HPCSA in recognition
of excellence in healthcare.
[72]
Around 1990, he commenced what is he termed as a
“limited private practice”. Upon retiring from the
University of the
Witwatersrand at the age of 67, he continued his
private practice.
The Accused’s
Version in Respect of E[…]
[73]
According to the accused, after examining E[…],
he informed E[…]'s parents that his clinical assessment was
consistent
with the possibility of Hirschsprung's disease. He
explained that Hirschsprung's disease is a condition where nerves are
absent
in the distal part of the bowel, preventing it from working
properly and causing functional constipation. He further explained
the treatment of Hirschsprung's disease to E[…]’s
parents. He explained that the procedure was known as a short segment
trans-anal endorectal pull-through, which involved cutting the bowel
and pulling the upper section of normal bowel down to the
anus. He
also explained the main risks of the procedure, including the
possibility of a leak, which he said might seldom occur
and
infection.
[74]
The biopsy was performed on 12 March 2012, at
Linksfield Hospital without complications. During the procedure, the
accused removed
an ellipse-shaped section measuring approximately 2mm
in width and 10mm in length. It was a full thickness biopsy. The
sample was
sent to Lancet Laboratories. The accused recalls
contacting Lancet Laboratories to inquire about the pathologist
assigned to the
sample and was informed that it had been allocated to
Dr Gildenhuys, whom he knew professionally from the Wits Medical
School.
[75]
It is noted that although Dr Gildenhuys was on the
State's witness list, she was not called as a witness. After the
accused spoke
with Dr Gildenhuys, he had a conversation with Mrs
T[…]. Mrs T[…] stated that this conversation took place
on Friday,
16 March 2012. According to the accused, he had not yet
seen the Lancet report at that stage. The biopsy report was sent to
the
Johannesburg General Hospital (Charlotte Maxeke) and to the
Linksfield Clinic, where the biopsy procedure had been performed, but
not to the Parklane Clinic, where he held his rooms. The accused was
away at a congress after 16 March 2012, over the
weekend of
17 and 18 March 2012.
[76]
When the accused eventually reviewed the biopsy
report, it stated that Dr Gildenhuys had identified occasional
groups of ganglion
cells in the deeper layers of the biopsy. Upon
receiving the report, the accused contacted Dr Gildenhuys to
inquire whether
her findings were consistent with hypoganglionosis.
According to the accused, Dr Gildenhuys responded that, while she had
not measured
the distance between the groups of ganglion cells, she
believed her analysis was consistent with hypoganglionosis.
[77]
Hypoganglionosis is a condition characterised by a
decreased number of ganglion cells in the bowel. According to the
accused, hypoganglionosis,
like Hirschsprung’s Disease, leads
to intractable constipation and presents a clinical picture similar
to that of E[…].
The treatment for hypoganglionosis, as stated
by the accused, is the same as for Hirschsprung's disease. On his
version, the key
difference between Hirschsprung’s Disease and
hypoganglionosis is that, in Hirschsprung’s Disease, there are
no ganglion
cells, whereas in hypoganglionosis, there are too few
ganglion cells. The outcome is the same: the bowel fails to function
properly.
Hypoganglionosis is a recognised variant of Hirschsprung’s
disease.
[78]
Given that there was no difference in the
treatment regime, the accused explained that he chose not to inform
Mrs T[…] that
Dr Gildenhuys had identified occasional groups
of ganglion cells and believed her findings were consistent with
hypoganglionosis.
In making this decision, he aimed to avoid
confusing Mrs T[…].
[79]
E[…] was admitted to the Morningside Clinic
on 29 March 2012. Upon his admission, the accused prescribed Kleen
Prep to be
administered as bowel preparation. This was necessary to
clear any faecal matter from the bowel, which assists with infection
control
during and after the operation, and ensures a clean operative
field. On the evening of 29 March 2012, the accused visited E[…]
in the ward, where he met Mrs T[…].
[80]
The accused explained to Mrs T[..] that he had
prescribed bowel preparation and that, if it did not have the desired
effect, a bowel
washout procedure might be required. Mrs T[…]
inquired whether the procedure should be done under general
anaesthetic. He
explained that general anaesthesia was not required
and that it was the equivalent of an enema. The accused further
explained that,
to lighten the mood and in jest, he remarked,
“sometimes it's the mom that needs the sedative”.
[81]
According to the accused, the procedure was
uneventful and uncomplicated. After the operation, he met with the
parents and, upon
their enquiry, advised that E[…] may have
sips of water to keep his mouth moist.
[82]
When doing his rounds, he saw E[…] at
around 19:30 in the ward and noted that he looked a little pale.
Otherwise, there was
nothing that concerned him. However, he did
order a full blood count. He further testified that Et[..]s stomach
was not distended,
and that his breathing was normal. The accused was
only called 04:26 the following morning, by which time E[…]
was already
in deep trouble.
[83]
Another expert, Professor Moore (Exhibits ZZY and
ZZZ), testified on behalf of the accused. He stated briefly that,
upon reviewing
Dr Govender’s report on the barium enema
conducted on E[…] on 22 February 2012, he agreed with the
assessment that
the findings were suspicious for Hirschsprung’s
Disease. In his conclusion, he was of the opinion that surgery was
indicated
in E[…]’s case under the circumstances.
[84]
It is significant to note that the events
concerning E[…] took place in February, March and April 2012 —
more than
11 years before any of the witnesses testified based on
their recollection of the events leading to his demise.
A[…] S[…]’s
Case
[85]
The mother, Mrs M[…] S[…], retired
nurse Tara Ramjee, and Professor Loveland testified on behalf of
the State.
The assistant surgeon, Dr Germon, did not give
evidence. The accused and Professor James testified in his defence.
The following
facts are common cause:
A[…] was born on 7
October 2014 with oesophageal atresia, which was surgically repaired
at birth. She suffered from complicated
gastro-oesophageal reflux
disease (GORD). The accused informed Mrs S[…] that A[…]
needed to undergo a Laparoscopic
Nissen Fundoplication. At the age of
21 months, on 29 July 2016, she was admitted at the Morningside
Medi-Clinic, where the accused,
the operating paediatric surgeon,
performed the procedure with the help of the assistant surgeon, Dr
Germon, and the anaesthetist,
Dr Linda Blesovsky, who is
now deceased.
[86]
There is no dispute that the indication for this
procedure was appropriate. Surgery commenced at 15:00 and concluded
at 18:50, lasting
approximately four hours. According to Prof
Loveland, this is a significantly long operative time for the
procedure, suggesting
considerable difficulty. The complexity of the
procedure was exacerbated by the loss of a suture needle, which,
although eventually
retrieved, caused additional delay. There were
also multiple power outages and difficulty in suturing. The most
significant complication,
however, was an iatrogenic injury to an
accessory or replaced left hepatic artery, which runs through the
gastrohepatic ligament
and is at risk of injury during this
operation.
[87]
Prof Loveland, as per Exhibit G1 and in his
testimony, opined that, “[w]hilst the intra-operative course
and complications
are recognised morbidities, these were poorly
managed”. In his view, this constituted negligence on the part
of the anaesthetic
and surgical teams, resulting in an avoidable
operative death. Furthermore, the failure to document the impact of
blood loss during
the operation — either by requesting an
urgent haemoglobin level or by performing an intra-operative arterial
blood gas —
and, consequently, the failure to identify
haemorrhagic shock and treat it with an urgent blood transfusion,
constituted negligent
conduct.
[88]
According to the accused, Dr Blesovsky had been
the anaesthetist for his surgeries for approximately 24 years, and he
had no reason
to doubt her abilities. The accused denied that he
nicked the aberrant left hepatic artery, as suggested by the State,
and stated
that he had visualised the left hepatic artery and avoided
it. He described the artery that was nicked as being contained within
inflammatory hypervascularity surrounding the inflamed oesophagus
tissue and maintained that it was not a known artery. When the
artery
was nicked, the accused informed Dr Blesovsky of the incident and set
about stopping the bleed by tamponading it. As he
began this, a power
failure occurred, and there was a delay of a few minutes until the
hospital's emergency generator switched
on. During the power failure,
he lost sight of the operative field, and the insufflation of A[…]'s
abdomen was lost. This
delay prolonged the time required to manage
the bleed. In all, power was lost about three times during the
operation.
[89]
On the accused’s version, the blood loss was
measured and recorded by Dr Blesovsky and the nursing staff as
200ml. After
he had stopped the bleeding, Dr Blesovsky did not inform
him that A[…] was haemodynamically unstable, nor did she
instruct
him to stop the procedure for any other reason. However, he
requested that Dr Blesovsky perform a haemoglobin test. The accused
explained that he requested the haemoglobin test because he was
sufficiently concerned about the blood loss.
[90]
When the accused asked Dr Blesovsky about the
haemoglobin results, she replied that she had not been able to draw a
blood sample
for testing. Afterwards, he broke the sterile field,
drew a blood sample for haemoglobin testing, and handed it to Nurse
Mathete
to be sent to the laboratory. After the surgical procedure,
Dr Blesovsky transferred A[…] to the recovery room and handed
her over to Nurse Ramjee.
[91]
The accused gave evidence that it was not standard
practice to pre-operatively order type-matched blood for the type of
surgery
performed on A[…]. Hospitals keep universal donor
blood in their emergency departments, which is available for use in
theatre
in case of an emergency. However, in Al[…]'s case, the
hospital had not replenished its stocks of emergency blood in the
emergency department after it had been used two days prior to her
surgery.
[92]
Based on the common cause evidence, the accused
spoke with Mrs S[…] after the surgical procedure. However, a
discrepancy
exists regarding what was communicated. Mrs S[…]
testified that she was told that A[…] had lost a lot of blood,
whereas
the accused denied using the term “lots” but
acknowledged that he told her that A[…] had lost blood.
[93]
It is common cause that the accused and Dr
Blesovsky had another patient to attend to after A[…], so they
returned to the
theatre and began operating on the next patient.
While operating on this subsequent patient, a nurse called
Dr Blesovsky to
attend to A[…] in the recovery room. It
is common cause and not seriously disputed that a patient in the
recovery room,
is managed by the anaesthetist rather than the
surgeon. When Dr Blesovsky returned to the theatre, the accused
testified that she
told him that A[…] was “okay”.
At that time, the accused as indicated by the common cause evidence
remained
in a sterile operative field and was unable to check on
A[…]. He further testified that he had no reason to doubt Dr
Blesovsky's
assessment of A[…]'s condition in the recovery
room.
[94]
According to Nurse Ramjee, she became concerned
about A[…] because she had not woken up, prompting a call for
Dr Blesovsky.
In her statement, Nurse Ramjee indicated that this
occurred at 19:40 — about 50 minutes after A[…] had been
taken
to the recovery room. She added that Dr Blesovsky “came
almost immediately”, examined A[…], stated that A[…]
needed to be ventilated and admitted to the ICU, and then requested
that Nurse Ramjee make the necessary arrangements. After making
these
arrangements, Nurse Ramjee returned to the recovery room, where Dr
Blesovsky said she was going to intubate A[…] and
requested
anaesthetic medication to facilitate the intubation.
[95]
Dr Blesovsky began to intubate A[…] and,
although she struggled at first, she eventually succeeded; however,
during the intubation
A[…]'s oxygen saturation dropped to 84%.
It appears that A[…] suffered a cardiac arrest. Resuscitation
efforts were
commenced by Dr Blesovsky and the accused, and Dr Taylor
Smith arrived to assist. The State has suggested that some
significance
should be attached to the fact that Nurse Ramjee stated
that the accused was called from the tea-room, whereas the accused
denied
this, stating that he was elsewhere in the hospital. Nothing
turns on this matter, and in any event, as the defence contended, the
accused was nearby.
[96]
It is common cause that the resuscitation of A[…]
was unsuccessful, and she sadly died.
[97]
Testifying in defence of the accused, Professor
James opined that the blood loss was not the cause of death. He
stated that a person
losing an amount of blood such as 200ml will
exhibit physiological signs “but will not be a life threatening
risk”.
In the same vein, he maintained that a post-operative
haemoglobin level of 7 is not life threatening. Professor James was
adamant
that blood loss was not the cause of death and that the
haemorrhagic shock theory advanced by Professor Loveland could not be
sustained.
In his view, an anaesthetist cannot administer an infinite
amount of crystalloids, and excessive crystalloid therapy is
associated
with increased patient deaths. He testified that the rule
of thumb is to administer 40ml of crystalloid per kilogram of body
weight.
In this case, A[…] weighed 10 kilograms, so she should
have received no more than 400ml of crystalloid therapy. ‘He
further emphasised that crystalloid fluids should not be administered
in a single dose but instead be titrated.
[98]
Dr Blesovsky's report records that she
administered 800ml of crystalloid fluid. Professor James described
that as “huge”,
comparable to giving an adult 6 or 7
litres of fluid which, in his view, would have many adverse effects.
He regarded the resulting
fluid overload as unacceptable. The
administration of more than 400ml of fluid to A[…] resulted in
fluid overload, with
the excess fluid leaking from the circulatory
system and causing oedema. Significantly, in A[…]’s
case, this excess
fluid leaked into her lungs, leading to pulmonary
oedema.
[99]
For example, A[…]’s potassium was
recorded as 9.6, which James opined was a “startling
measurement” and
a “near lethal concentration”. The
importance of potassium is that if it becomes too high, it will stop
the heart.
Additionally, her glucose was recorded as 1, which he
described as “very dangerous low blood sugar” that was
“certainly
going to cause unconsciousness”.
[100]
In essence, Professor James opined that the cause
of death was the mismanagement of A[…]'s physiology during the
anaesthetic
by Dr Blesovsky, who failed to monitor A[…]'s
glucose levels and allowed her to become energy depleted, thereby
permitting
potassium to leak from her cells. He emphasised that the
surgeon manages the anatomy while the anaesthetist manages the
physiology
— a very clear-cut distinction. This was compounded
by Dr Blesovsky’s fluid overloading of A[…], which
compromised her lungs and inhibited her ability to absorb oxygen.
When A[…] was in the recovery room, Dr Blesovsky did not
identify her low glucose, high potassium nor her fluid overloaded
status.
[101]
From the evidence, Professor James was not
alone in his criticism of the glucose and potassium levels in A[…].
When Professor
Lundgren testified and was asked about the blood gas,
she identified the glucose and potassium levels as being problematic.
Professor
Lundgren described the potassium as “terrible”
and the glucose as “brain damaging”. The post-mortem
report
recorded the cause of death as myocarditis. Because A[…]
suffered from myocarditis, she was unable to cope with stresses
that
a person with a healthy heart could have managed. Regarding the
State’s contention that the accused should have followed
up on
the haemoglobin test results, but, even if one accepts the State’s
argument that blood loss was the cause of death,
the circumstances
were such that there was no blood available in the hospital for A[…].
That can hardly be attributed to
any fault on the part of the
surgeon.
[102]
Significantly, the pathologist, Dr Nel, stated in
her postmortem report (Exhibit E2) that the complication of
arterial haemorrhage
was addressed in a timely and appropriate
manner, as evidenced by the absence of free blood in the peritoneal
cavity.
[103]
It is common cause that the HPCSA investigation
into the management of A[…] S[…] by the accused
established no fault
on his part; his explanations were accepted.
Simply put, there was no evidence of unprofessional conduct on his
part.
The Evidence in
Respect of Z[…]
[104]
Dr Kussel, one of Z[…]’s
paediatricians, testified that Z[…] had been his patient since
July 2013. Since then,
he had seen Z[….] for a variety of
childhood illnesses. Over the years, various consultations,
examinations, and tests were
performed and prescriptions were given
accordingly. On 8 October 2019, he was contacted by Z[…]’s
mother who explained
that she was on her way to sign a medical
consent for Z[…] to undergo an operation performed by the
accused. Ms V[…]
then requested that he contact the accused.
He did so on 8 October 2019, and the accused advised him that Z[…]
required
surgery for the following reasons: the biopsy findings
indicated cellular changes with the potential for malignancy,
rendering
the biopsy abnormal; the esophagoscopy revealed an abnormal
lower end of the oesophagus; and prior measures to control Z[…]'s
vomiting had not succeeded.
[105]
After his discussion with the accused, Dr Kussel
contacted Ms V[…] and explained the accused's findings, as
relayed to him,
indicating that surgery was necessary for Z[…].
He also testified that he requested a copy of the Lancet report a few
days
after Z[…]'s passing, which he subsequently discussed
with Ms V[…]. Upon a reading of the report, he was surprised
to find that it did not reflect that Z[…] had metaplasia, as
had been suggested. Had he known the contents of this report
before
the operation, he testified that he would never have advised the
parents to proceed with the surgery.
[106]
During cross-examination, however, Dr Kussel
stated that there would be months-long interruptions where he would
not see Z[…].
His parents would then return to him, recounting
“stories of what other doctors had said and other doctors had
done and asked
for my comments on it”.
[107]
He was also not aware that Ms V[…] had
reported that Z[…] had been suffering from vomiting since the
age of three.
He confirmed that he had written a letter to Z[…]s
nursery schoolteacher in March 2014, stating that Z[…] had
anxiety
episodes. However, he acknowledged that this letter was
written without having diagnosed Z[…] as suffering from
anxiety.
Significantly, he was unaware that Dr Walabh had diagnosed
Z[…] with reflux oesophagitis. It is common cause that he was
also unaware that Z[…] had been seen by a child psychologist
and a psychiatrist since 2018.
[108]
In his testimony, Dr Kussel confirmed,
significantly, that he had previously prepared an affidavit (Exhibit
ZV) with the assistance
of attorneys. The affidavit was prepared in
response to questions posed to him by the State. In the affidavit, Dr
Kussel explained
what the accused had conveyed to him during the
telephone conversation, as well as the reasons why Z[…]
required surgery.
Dr Kussel recorded three reasons given to him by
the accused: firstly, the biopsy results indicated cellular changes
that could
become malignant; secondly, the oesophagoscopy revealed an
abnormal lower end of the oesophagus; and thirdly, measures to
control
Z[…]'s vomiting had been unsuccessful. Dr Kussel also
confirmed that, based on the information provided by the accused, he
agreed that surgery was necessary.
[109]
There is no doubt that, as the defence also
contended, Dr Kussel's evidence was not a complete account of Z[…]'s
medical
history. It follows that the views he expressed regarding
oesophageal reflux and psychological care were made without the
knowledge
of Z[…]'s full medical history.
[110]
Ms V[…] testified that the deceased
suffered from reflux, which became more severe after their return
from Turkey in July
2019. It caused him to vomit regularly.
Consequently, she took him to several doctors in an endeavour to
ascertain the source of
this problem and to resolve it. She took Z[…]
to Dr Kussel, at the Park Lane Clinic in Parktown. Dr Kussel
works in
association with another paediatrician, Dr Riaz Khan, who
also treated him. Z[…] missed a lot of schooling because the
vomiting
continued.
[111]
On 7 August 2019, Z[…] was extremely
dehydrated. As a result, he was admitted by Dr Khan to the Park Lane
Clinic, where he
remained until 8 August 2019 for treatment
of vomiting, diarrhoea, and abdominal pain. Z[…] was also
admitted
to hospital on 10 August 2019 for persistent vomiting and
abdominal pain. On 15 August 2019, Ms V[…] took Z[…] to
see Dr Moosa, a paediatrician at Garden City Clinic. Dr Moosa
attributed Z[…]'s vomiting to anxiety. On 19 August 2019,
Ms
V[…] sent a picture to Dr Khan of the toilet bowl into which
Z[…] had vomited, describing it as containing a “lot
of
blood”.
[112]
Mrs V[…] explained that, later, she did not
think it was blood after all. She had panicked after seeing it and
sent the picture
to the doctor. To quote her words, “so if he
had beet root, if he had curry, if he had ice-cream, if he had an
Energade,
it would come out that colour”. Z[…] was
subsequently readmitted to the Parklane Clinic by Dr Khan. Dr Khan
then referred
Z[…] to Dr Priya Walabh, a paediatric
gastroenterologist at Sunninghill Hospital, as he continued to vomit.
Dr Walabh prescribed
Nexium, which, according to Ms V[…], did
not alleviate Z[…]’s condition.
[113]
The uncontested evidence is that, on 20 August
2019, Dr Walabh treated Z[…]. Z[…] was diagnosed as
suffering from
reflux oesophagitis and chronic constipation with
faecal loading. Contrary to Ms V[..]’s evidence, Dr Walabh
denies
diagnosing that Z[…] had constipation lumps. The
situation did not improve. Instead, on 26 August 2019, Ms V[…]
returned
to Dr Khan, and it was during that consultation that Dr
Khan suggested that Z[…] be taken to the accused. On 28 August
2019, Ms V[..] sent a WhatsApp message to Dr Khan saying she had
decided to go ahead with the scope and asked for it to be done
the
next day.
[114]
It is common cause that the accused performed the
biopsy on 3 September 2019. Ms V[…] then left for
Cape Town with
Z[…] on holiday. On 10 September 2019,
according to Ms V[…], the accused called her and informed her
that, from the
results of the scope, her son had intestinal
metaplasia and pre-malignant cancerous cells and that he had to
undergo an operation.
She looked up the terms on the internet and
then telephoned her ex husband to tell him what the accused had
said. Whilst in
Cape Town, Z[…]'s condition improved to the
extent that he stopped vomiting. However, that was only temporary, as
the vomiting
resumed upon their return from Cape Town.
[115]
Upon their return to Johannesburg, on 6 October
2019, Ms V[…] sent a WhatsApp message to the accused stating
that Z[…]
had been vomiting non-stop and requested an
appointment to see the accused the following day. This message was
sent at 22:08. It
is common cause that the accused consulted with
Z[…] and Ms V[..] on 7 October 2019, during which they
discussed the upcoming
Nissen Fundoplication operation. Following
this consultation, Z[…] was scheduled to undergo the procedure
on 8 October 2019.
However, on 8 October 2019, the accused
was informed by the nursing staff that Z[…]'s parents had
cancelled the operation.
[116]
Later, on 8 October 2019, Ms V[…]
telephoned the accused and requested that the operation proceed,
However, as it was too
late, the operation was rescheduled for
Friday, 11 October 2019. On 9 October 2019, Ms V[…] brought
Z[…] to the accused
because his vomiting was uncontrolled.
Concerned about Z[…]'s condition, the accused admitted him to
the hospital. However,
the deceased's parents took him home on 10
October 2019 and returned for the operation on 11 October 2019. The
operation did not
last the anticipated 90 minutes but instead
took almost 4 hours to complete. According to Ms V[..], the accused
informed them
(the parents) after the operation that the extended
duration was due to Z[…]'s excessive weight.
[117]
Ms V[…] testified that, as the accused was
about to leave, Dr Munshi approached him and indicated that he
suspected a tension
pneumothorax. When asked what this meant, the
accused assured them it was not serious and that Dr Munshi could
handle it. Despite
the accused being called back to the hospital,
Z[…] passed away shortly thereafter following a failed
resuscitation attempt.
A few days later, Ms. V[…] called the
accused and recorded the conversation. The relevant part of the cell
phone recording
reads:
“
MRS
S S[..]:
You said he had metaplasia and he didn't
even have metaplasia. What
was that about?
DR P BEALE:
I just told you what the pathologist said.
MRS S S[…]:
Sorry?
DR P BEALE:
I just told you what the pathologist said, that's
all, what’s
in the pathology report.
MRS S S[…]:
Did he have the metaplasia? Did
you see it [there] in the report? Did
he have it? Did he even need the op?
DR P BEALE:
He had whatever I told you he had. It’s
in the pathology
report.
MRS S S[…]:
So what is metaplasia exactly? What
is it? You said that's the
premalignant cells, is that correct? Is [that] true? Did he have it?
DR P BEALE:
He had intestinal metaplasia, yes.”
[118]
It is apparent from this exchange that the accused
believed at the time that Z[…] had intestinal metaplasia.
Significantly,
Ms. V[…] conceded under cross-examination that
the accused never admitted during the recorded telephone conversation
that
he was aware of the pneumothorax while in theatre.
[119]
Mr S[…] testified and broadly repeated part
of MS V[…]’s evidence. He stated that when he spoke to
the accused
on 11 September 2019 “[he] explained to me what it
meant in medical terms which was above my paygrade."
Significantly,
he did not claim that the accused told him Z[…]
would die. This is clear from the following extract of the record:
“
So
he [Professor Beale] says well it [the vomiting] is going to come
back, it is not going to stop. So obviously when you hear something
like that, that your child could possibly die you cling onto any hope
of help of sorting out the issue and that was basically the
long and
short of the conversation on the 11 September.”
Clearly, Mr S[…]
believed that Z[…] would die following his conversation with
the accused on 11 September 2019. Exhibit
ZP was introduced. ZP
contains a message from the late Dr Munshi to a colleague, Dr Beeton,
explaining developments post-surgery.
The relevant parts of the
message read:
“
Slow
Deterioration started when extubated as he could not generate enough
negative pressure to inflate the good lung. My differential
was
atelectasis. So needed a cxr to decide what to do next. Unfortunately
waiting for cxr was golden time being lost, and by the
time the icd
was inserted though he was awake and even distressed, there was
worsening acidosis, low cardiac output and hypoxia
developed from the
tension pneumothorax, these I thought will immediately improve with
the lcd, but he then arrested
Regret
I should have kept him in theatre intubated and done cxr on table,
before moving to recovery, but was awake and wanted ett
out, so
thought will be fine, got to recovery with initial sats of 92 on
oxygen, BP 90/50. There was gradual subsequent deterioration
while
waiting for cxr
…”
.
The witness could not
comment on the WhatsApp message.
[120]
Dr Riaz Khan also testified and confirmed that he
had treated Z[…] from approximately 2017, up to the period
before his death
in 2019. Z[…] had a history of vomiting after
meals since the age of three, along with constipation and signs of
anxiety.
Dr Khan also confirmed that he eventually referred Z[…]
to Dr Walabh and subsequently to the accused for a biopsy. He further
testified that, upon receiving the toilet bowl photo via WhatsApp, he
was unsure whether it was blood or something Z[…]
had eaten.
He was called to the hospital on the night of Z[…]'s passing
and, upon arrival, assisted with Z[…]'s resuscitation,
but to
no avail. When he read Z[…]’s Lancet report, he was
surprised because there was no mention of the presence
of intestinal
metaplasia.
[121]
In her testimony regarding the Lancet report, Dr
Ray stated that she did not find any features of dysplasia or
malignancy in the
biopsy specimen. However, she identified mild
chronic oesophagitis with an inflamed squamoglandular junction,
which, as she explained,
was at the lower end of the oesophagus. Dr
Ray was confronted with various extracts from an article published in
the
Journal of Gastrointestinal and
Digestive System
. The article
emphasised — an assertion with which she agreed — that
the early diagnosis of GERD/GORD is crucial, as
it is a key risk
factor for the development of Barrett’s oesophagus.
[122]
Regarding Z[…], Prof Banieghbal (Exhibit L)
testified based on his evaluation of the patient files from Drs
Kussel and Khan,
as well as the histology report by Dr Ray. He opined
that there was no indication for surgery in the first place and
considered
Z[…] to be a psychogenic vomiter. He criticised the
accused for conveying to the parents a finding that was contrary to
Dr Ray’s findings in her Lancet report, alleging that this was
dishonest and done for financial gain. In his view, Z[…]
should have been referred to a psychologist or a psychiatrist for
treatment instead. He further testified that had he received
a
histology report indicating that a child of Z[…]'s age had
intestinal metaplasia, he would have re-examined the report
and
contacted the pathologist to query the result, as he would have
suspected an error in the analysis. This, he explained, was
because
intestinal metaplasia is extremely rare in children. However, the
defence contended that the better approach is to recognise
that
paediatric surgeons exercise their judgment on a case-by-case basis
and will recommend surgery if they deem it appropriate.
Nonetheless,
Professor Banieghbal was presented with a series of facts concerning
Z[…], which were not seriously challenged
in this case:
“
509.1
A biopsy identifying chronic oesophagitis.
509.2
The visualisation of an inflamed oesophagus and wavy tongue like
features during the esophagoscopy.
509.3
Z[…] had persistently vomited for seven years.
509.4
Specialist paediatricians had treated Z[…] and had been unable
to resolve his condition.
509.5
A paediatrician had referred Z[…] to Professor Beale and had
considered that surgery
might be required.
509.6
Other doctors had recorded that Z[…]’s reflux was
problematic.
509.7
Z[…]’s reflux had not responded to proton pump inhibiter
medication.
508.8
A Nissen Fundoplication operation effectively stops vomiting;
509.9
Z[…]’s life was miserable, he was vomiting all day and
was missing school.”
Professor
Banieghbal
was constrained to concede that
that surgery may be helpful in that case.
[123]
Prof Loveland testified for the State and
confirmed his report as per Exhibit M. In his report, he noted:
“
From
a professional perspective it is important to first make a
categorical diagnosis of Gastro Oesophageal Reflux, and thereafter
to
determine whether this is simple reflux (which is a normal
physiological process), or whether it is Gastro Oesophageal Reflux
Disease (GORD). The former is managed by adjusting lifestyle,
including weight loss, and potentially with the addition of medical
management, including the prescription of a PPI. The latter, GORD, is
categorised as being uncomplicated or complicated, with complications
of GORD either being oesophageal or extra-oesophageal. Uncomplicated
GORD is best managed medically, as described above, with surgery
only
reserved for complicated GORD”.
Regarding this matter,
Professor Loveland was of the opinion that the diagnosis of Gastro
Oesophageal Reflux in Z[…]’s
case was highly
questionable and, if present, did not meet the diagnostic criteria
for GORD. In his opinion, surgical intervention
was not indicated,
and initial management should have focussed on lifestyle
modification, particularly weight loss. He was equally
concerned that
the accused did not make any notes on the biopsy procedure performed
on Z[…].
[124]
Prof Loveland was highly critical of the Netcare
Parklane Clinic, expressing the view that it is not an appropriate
facility for
major operative procedures on children. While the
facility has a reputable Neonatal Intensive Care Unit, it lacks a
Paediatric
Intensive Care Unit (PICU) and Paediatric Intensive Care
specialists. Furthermore, the hospital is not equipped for high
volume
general paediatric surgery. He attributed this issue to
individual hospitals and hospital groups, which, in his view, push
for
the provision of all medical specialty services at all of their
facilities, even where those facilities are not adequately equipped.
[125]
Prof Loveland was also highly critical that of the
response to the intra-operative pneumothorax.
He
stated that when the pneumothorax first presented, neither the
Accused nor Dr Munshi took steps to temporarily cease operating
in
order to diagnose and definitively treat the pneumothorax, a
recognised and acceptable morbidity. The appropriate response,
in his
view, would have been to insert an intercostal drain; however,
instead of taking this step, the operation continued for
a further
two hours. He further criticised Dr Munshi’s post operative
management of the patient, stating that it was
inadequate and further
delayed, ultimately leading to irreversible cardiac arrest and death.
As a result, the later involvement
of the Adult Intensive Care Unit
and the adult physicians, Drs Khan and Moola, was, in his words, “too
little too late”.
[126]
Professor Lundgren, who testified for the State,
was of the view that it would have been preferable to manage Z[…]
further
in theatre, rather than move him to the recovery room. In her
view, although a pneumothorax is a common complication during a
Nissen
Fundoplication procedure, it is often clinically asymptomatic.
However, she acknowledged that it can be lethal in up to 25% of
children in Z[…]’s age group. She testified that once a
tension pneumothorax is suspected, it constitutes an emergency
that
must be treated with the necessary urgency. She further stated that
the appropriate course of action — insertion of
an intercostal
drain — is a joint responsibility of both the anaesthetist and
the surgeon. She also testified that a tension
pneumothorax is
diagnosed clinically and that one does not wait for an x-ray, as was
done in this instance.
[127]
Dr Elliot also testified and her written report is
recorded as Exhibit ZZL. As the State suggests, the essence of her
evidence can
be summarised as follows: Dr Munshi mentioned a
suspected pneumothorax towards the end of the operation. Both Dr
Elliot and the
accused were equidistant from Dr Munshi when this was
said, and she heard it clearly. She stated that she did not know
whether
Z[…] was stable at that moment, but Dr Munshi appeared
less concerned as they were finishing the procedure.
[128]
Dr Vergie testified regarding Z[…]’s
post-mortem, which she compiled as Exhibits H, ZZG, and ZZH. As
indicated from
the outset, she concluded that the primary cause of
death was consistent “with a history of a pneumothorax in a
person with
reported severe gastroesophageal reflux disease”.
She subsequently compiled a histology report (Exhibit ZZG), in which
her
findings were consistent with interstitial pneumonitis in the
lungs and a viral myocarditis. Furthermore, she observed “dense
areas of chronic inflammation” in a section of Z[…]’s
oesophagus. According to Exhibit ZZH, which she confirmed:
“
The
postmortem examination further revealed marked pallor (a pale colour
of the skin and internal organs which can be caused by
illness, shock
or anaemia and this is consistent with a low haemoglobin level) of
the internal organs and a markedly enlarged heart
(the normal range
of heart mass for a 10 year old is 140g to 154g; the deceased's heart
mass was 200g)”.
[129]
Exhibit ZZH further records that:
“
The
effect of the myocarditis would be to decrease the heart muscles’
ability to pump at a normal rate and rhythm. If the
body's oxygen
requirements increase (as in this case, oxygen deprivation as a
result of the collapsed left lung), the heart might
be unable to
respond at a rate commensurate to the increased oxygen demand of the
body. Interstitial pneumonitis was diagnosed
histologically as part
of the post mortem examinations. Interstitial pneumonitis, an
inflammatory disorder of the mesh-like walls
of the air sacs of the
lung could decrease the lungs’ ability to exchange carbon
dioxide for oxygen). This would cause an
increase in the carbon
dioxide content of the blood and a decrease in the oxygen content of
the blood”.
[130]
During cross-examination, it was pointed out that
Z[…] had an enlarged heart, to which Dr Vergie agreed. She
further conceded
that myocarditis and the interstitial pneumonitis
impaired good oxygenation within Z[…]. However, she was of the
view that
myocarditis and interstitial pneumonitis could not have
been the primary cause of death but were contributory factors.
[131]
The accused testified in his defence. The summary
of his evidence as follows: He asserted that he had no reason to
conduct the procedures
for financial gain but rather based on the
indications in each case. Regarding the Tannenbaum Scheme, the
accused testified that
he did not need to cancel holidays due to the
loss of his investment. He explained that Tannenbaum, a pharmacist by
profession,
had invested in the scheme with the aim of acquiring raw
materials for the manufacture of antiretrovirals. According to the
accused,
the Tannenbaum Scheme was not a “get rich quick”
scheme. He further stated that he was not the only person to lose
money; approximately 800 others, including prominent businesspeople,
also suffered financial losses. He testified that he did not
have to
sell his house or take any other extreme measures as a result of the
loss.
[132]
As of 2009, the accused’s career had been
financially successful, and he had been very busy professionally. He
testified that
he was disappointed and angry about losing money in
the Tannenbaum Scheme, which led to a period of reactive depression
lasting
a few months, from which he eventually recovered. In 2009, he
earned between R4 million and R5 million annually from his employment
at Wits and from his private practice. At that time, his joint estate
with his wife was valued at approximately R40 million, excluding
their unbonded house in River Club, Sandton. The accused also owned a
50% share in a holiday home at the San Lameer Estate, an
upmarket
golfing estate on the South Coast of Kwa Zulu Natal.
[133]
The accused further testified that he had made
some successful investments. He had invested in an aircraft in which
he held a 40%
share, and because aircraft investments are denominated
in US Dollars, it performed very well. Additinally, he invested in
the
Linksfield Clinic Hospital by signing as surety when the Clinic
first opened. When the Clinic was eventually taken over by Netcare,
the accused was allocated shares worth R1.9 million. Alongside the
capital value of his investments, he receives a pension, which
he
described as “a very good pension”. He was divorced from
his wife in 2020, after separating in 2018. At the time
of the
divorce, his capital base was still approximately R20 million.
The accused’s evidence regarding his financial
position was not
seriously challenged by the State and must therefore be accepted as
true.
[134]
Regarding the Z[…] matter, as the State
pointed out, there is little dispute concerning the sequence of
events from the date
of the first consultation up to Z[…]’s
death. Z[…] previously consulted other paediatricians without
success.
Following the referral, the established histology, and
subsequent consultations, the accused considered that a Nissen
Fundoplication
might be a solution but decided to do a biopsy first.
It is common cause that the biopsy was conducted on 3 September 2019.
[135]
He testified that when he performed the biopsy on
Z[…], he observed at the lower end of the oesophagus,
extending several
centimetres — approximately four centimetres
— from the gastroesophageal junction, there was an area of
inflammatory
change with obvious redness and inflammation of the
oesophagus. There was also a wavy pattern at the proximal end, which
he described
as tongue-like extensions. He subsequently informed the
mother that his finding was consistent with reflux oesophagitis, but
they
would need to wait for the biopsy report to confirm.
[136]
The biopsy results became available on 10
September 2019. Upon receiving the Lancet report, he mistakenly
identified intestinal
metaplasia as being present and informed Ms
V[…] that Z[…] had this condition. He later realised
that he had misread
the biopsy results, which did not indicate the
presence of metaplasia. He did not intentionally misinform Ms V[…]
regarding
the metaplasia. According to the accused, his focus was on
the oesophagitis, and that he would not have altered his course of
treatment
for Z[…]’s condition based on this
misinterpretation.
[137]
According to the accused, Z[…]'s life was
miserable. He was vomiting all the time, in pain, and he had not
responded to medical
treatment, which was a clear indication that he
needed that procedure. The misdiagnosis of intestinal metaplasia was
incidental,
and the anti-reflux procedure would have reversed that
process and prevented any further progression.
[138]
Upon their return from Cape Town, Ms V[…]
informed him that Z[…] had initially improved while they were
in Cape Town,
where he has been taking Nexium 40mg daily. However,
upon returning to Johannesburg, he had experienced recurrent symptoms
and
had not returned to school. She showed him videos of Z[…]
retching, referred to as “spewing into a toilet”, and
they discussed the possibility of a laparoscopic Nissen procedure. On
the morning of 11 October 2019, he received a text from Ms
V[..],
which read:
“
[m]orning Prof, Z[…]
has croup, he is coughing badly, will he still have the op? Is it
going to be on? Ok?"
[139]
He responded as follows: “[b]ring him
prepared at twelve, the anaesthetist will assess.” This was
because the anaesthetist
is responsible for determining whether the
patient is fit for anaesthesia, and he left the decision to Dr
Munshi. Dr Munshi reported
that he was satisfied with Z[…]’s
condition, noting that any upper respiratory symptoms were likely
related to acid
reflux and persistent vomiting rather than any other
cause.
[140]
The accused described the operation as longer than
usual due to Z[…]’s overweight condition but maintained
that it
was otherwise uncomplicated. Approximately 1 hour and 15
minutes into the operation, the procedure was briefly interrupted for
approximately 5 to 10 minutes at Dr Munshi’s request, who
informed him that “the oxygen saturations are down, and the
pulse rate has gone up”. Regarding Dr Elliot's testimony that
she heard Dr Munshi express concern about a possible pneumothorax
towards the end of the operation, the accused testified that he did
not hear this.
[141]
After the operation, he spoke to the parents and
reassured them that everything had gone according to plan. He also
spoke to Dr
Munshi in the recovery room, who was attending to Z[…].
Dr Munshi noted that Z[…] had decreased air entry in the left
lung and requested an x-ray, suspecting a pneumothorax or
atelectasis. The accused offered to wait in the tearoom, but Dr
Munshi
said he could leave, which he did, having full confidence in
Dr Munshi's abilities. He told Dr Munshi that he lived only ten
minutes
away and could return if Z[…] required a drain or
further assistance. Just as he reached the entrance of his home, he
received
a call from Ms V[…] and promptly returned to the
hospital.
[142]
Upon returning to the recovery room, Dr Munshi had
placed an intercostal drain on the left side, which appeared to be
bubbling.
Z[…] had recovered as expected following the
drainage of a pneumothorax. The x-ray had been completed, revealing a
pneumothorax
on the left side with a degree of tension. The accused
immediately placed a second intercostal drain, ensuring both drains
were
in the pleural cavity. Z[…] was subsequently transferred
from the recovery room to the ICU by Dr Muller. Despite efforts
to
resuscitate Z[…] over the next few hours, he did not survive.
As in the other cases, the accused denied that the operation
had been
performed for financial gain.
[143]
Professor Coetzee testified in the accused’s
defence, analysing the anaesthetic trend print-out, which recorded
several of
Z[…]’s vital signs. It was confirmed that
Z[…] anaesthetised 15:00, and ventilation was established at
15:27.
At 16:09, his heart rate slightly increased to 121, and at
17:09, it had risen further. At 17:39, the heart rate increased to
149,
with oxygen saturation remaining stable, but blood pressure
dropped to 73/42, and oxygenation increased from 31% to 61%. Blood
pressure instability persisted from 17:39 to 17:51.
[144]
Professor Coetzee in his testimony on behalf of
the accused agreed with Professor Lundgren that, had Z[…] not
been suffering
from myocarditis, he would likely have been able to
cope with the stress caused by the tension pneumothorax. It is common
cause
that the myocarditis and enlarged heart could not have been
detected prior to the surgery.
[145]
In its closing submissions, the State sought the
conviction of the accused on all charges, except count 3, murder in
respect of
A[…]. For count 3, the State sought the conviction
of the accused on the competent charge of culpable homicide.
[146]
The
applicable legal principles make it clear that the accused bears no
onus to prove the truth of any explanation he provides.
As stated in
Rex
v Difford
:
[2]
“
If
he gives an explanation, even if that explanation be improbable, the
Court is not entitled to convict unless it is satisfied,
not only
that the explanation is improbable, but that beyond any reasonable
doubt it is false. If there is any reasonable possibility
of his
explanation being true, then he is entitled to his acquittal."
[147]
In the
frequently cited case of
S
v Van der Meyden
,
[3]
it was stated:
“
The
onus of proof in a criminal case is discharged by the State if the
evidence establishes the guilt of the accused beyond reasonable
doubt. The corollary is that he or she is entitled to be acquitted if
it is reasonably possible that he might be innocent (see,
for
example,
R
v Difford
1937
AD 370
especially at 373, 383). These are not separate and
independent tests, but the expression of the same test when viewed
from opposite
perspectives. In order to convict, the evidence must
establish the guilt of the accused beyond reasonable doubt, which
will be
so only if there is at the same time no reasonable
possibility that an innocent explanation which has been put forward
might be
true. The two are inseparable, each being the logical
corollary of the other.”
[148]
In relation to the murder charges, the State is to
prove not only that the accused’s actions were the factual
cause of the
deaths, but also that they were the legal cause.
[149]
Regarding
expert testimony, the trite position is that a Court should not
blindly accept the evidence of an expert witness, but
must decide for
itself whether it can safely accept the expert’s opinion.
[4]
An
expert witness is expected to assist the Court by offering an
objective, unbiased opinion on matters within their expertise.
An
expert witness in the High Court should never assume the role of
advocate. Furthermore, an expert witness must disclose the
facts or
assumptions underlying their opinion and must not disregard material
facts that might undermine their concluded opinion.
[5]
[150]
Wessels
JA, in
Coopers
(South Africa) (Pty) Ltd v Deutsche Gesellschaft für
Schädlingsbekämpfung Mbh
remarked
as follows:
[6]
“
As
I see it, an expert’s opinion represents his reasoned
conclusion based on certain facts or data, which are either common
cause, or established by his own evidence or that of some other
competent witness. Except possibly where it is not controverted,
an
expert's bald statement of his opinion is not of any real assistance.
Proper evaluation of the opinion can only be undertaken
if the
process of reasoning which led to the conclusion, including the
premises from which the reasoning proceeds, are disclosed
by the
expert.”
[151]
I return to evaluating the totality of the
evidence, taking into consideration the applicable legal principles
referred to above.
An issue that underlies the entirety of the
State’s case, as the defence pointed out and is supported by
the charges, is
that the accused performed unnecessary surgeries for
financial gain. As counsel for the accused contended, without the
alleged
financial motive — stemming from the need to recover
losses incurred due to the Tannenbaum Scheme — the State's
entire
case collapses.
[152]
It must be recalled that Professor Banieghbal’s
evidence began with a conversation he had years ago with the accused
at a
conference. According to Professor Banieghbal, the accused
mentioned the losses he had suffered in the Tannenbaum Scheme and
even
suggested that he would even act as an assistant surgeon.
However, it was put to Professor Banieghbal that this could not have
been seriously intended. Rather, it was suggested that it was merely
a casual conversation between two colleagues at a social event
during
the convention. Professor Banieghbal conceded this when this was put
to him.
[153]
There
is no direct evidence supporting the allegations of murder in any of
the related charges. The legal principle governing inference-based
reasoning is based on two cardinal rules of logic. First, the
inference sought must be consistent with all the proved facts. If
it
is not, the inference cannot be drawn.
[7]
Second, the established facts should exclude every reasonable
inference except the one sought to be drawn. If alternative
reasonable
inferences remain, there must be a doubt as to whether the
sought inference is correct.
[154]
The
State relied on inferential reasoning to establish intent in the form
of
dolus
eventualis
for
the murder charge. The test for the element of intention,
specifically
dolus
eventualis
,
required for a murder conviction, was outlined by Holmes JA in
S
v Sigwahla
as
follows:
[8]
“
1.
The expression ‘intention to kill’ does not, in law,
necessarily require
that the accused should have applied his will to
compassing the death of the deceased. It is sufficient if the accused
subjectively
foresaw the possibility of his act causing death and was
reckless of such result. This form of intention is known as
dolus
eventualis
,
as distinct from
dolus
directus
.
2.
The fact that objectively the accused ought reasonably [to] have
foreseen such
possibility is not sufficient. The distinction must be
observed between what actually went on in the mind of the accused and
what
would have gone on in the mind of a
bonus paterfamilias
in the position of the accused. In other words, the distinction
between subjective foresight and objective foreseeability must
not
become blurred. The
factum probandum
is
dolus
, not
culpa
. These two different concepts never coincide.
3.
Subjective foresight, like any other factual issue, may be proved by
inference.
To constitute proof beyond reasonable doubt the inference
must be the only one which can reasonably be drawn. It cannot be so
drawn
if there is a reasonable possibility that subjectively the
accused did not foresee, even if he ought reasonably to have done so,
and even if he probably did do so.”
[155]
In this case, it must first be established that
the initial requirement for liability is met, namely, that the
accused directed
his will towards committing the crime (before
considering foreseeability). As the defence argued, if this
requirement is overlooked,
every surgeon whose patient dies during
surgery would be guilty of murder based on
dolus
eventualis
, since
every surgeon is aware that death may occur in the course of an
operation. In this instance, the State failed to demonstrate
that the
accused knew that the intra-operative act was not indicated,
considering the totality of the evidence. Consequently, the
necessary
knowledge of unlawfulness, which is required for criminal intent, is
absent, and foreseeability does not come into the
picture. The State
also failed to prove that the accused foresaw that E[…] could
die as a result of the intra-operative
act and that he recklessly
disregarded this possible outcome.
[156]
Regarding the competent verdict of culpable
homicide, negligence will be found if the conduct of the accused
deviated from that
of a reasonable doctor performing the medical
intervention under those particular circumstances. The standard is
based on what
a reasonable doctor would have foreseen in the
circumstances and the care such a doctor would have exercised to
prevent the outcome,
without the benefit of hindsight. Culpable
homicide is a competent verdict if the accused performed the
operation negligently,
thereby causing the death of E[…],
A[…], and Z[…]. Additionally, if the accused failed to
provide the required
post-operative care, which led to E[…],
A[…], and Z[…]’s deaths, culpable homicide may
also be found.
[157]
The undisputed evidence shows that when the
accused visited E[…] post operatively on the evening of
the operation, there
was no need for medical intervention, other than
possibly following up on E[…]’s progress. Nurse Mankoe,
on behalf
of the State, confirmed that when the accused attended to
E[…] at about 19:20, “there was no reason for concern”.
The nursing staff assured the accused that E[…] was fine,
which was consistent with Sister Hine’s assessment. The
accused
was contacted around 4:20 regarding E[…]’s deteriorating
condition. He immediately departed for the hospital,
where upon
arrival, the code blue team and Dr Obor had already attended to E[…],
and the accused took over.
[158]
Contrasting evidence before the Court does not
assist the Court in determining with any degree of certainty whether
E[…]’s
rapid deterioration in the ward was because of
peritonitis due to an anastomotic leak or from aspiration of gastric
content into
the lung. Complications are part of everyday surgical
practice, Their detection and management form part of every surgeon’s
training and practice. E[…]’s complication, whether
primarily abdominal or pulmonary should have been detected earlier
and managed appropriately. That this did not happen is primarily due
to the inadequate number of experienced nursing staff in the
ward on
the night of E[…]’s surgery who neglected to report to
the accused the deteriorating situation of E[…]
on time. When
they finally did so in the morning, it was too little too late.
[159]
Regarding the fraud charge, the totality of
evidence shows that the accused genuinely believed the operation was
indicated, even
with a diagnosis of a variant of Hirschsprung’s
Disease. This variant presents with the same symptoms and functional
difficulties,
necessitating the same operation. The State’s
star witness, Professor Banieghbal, whose testimony as an expert was
critical,
was proven to be unreliable and discredited, failing to
meet the standards expected of an expert witness. This was due to the
fact
that he had previously been part of the unanimous decision by
HPCSA panel to find the accused not guilty of charges relating to
the
absence of informed consent and the non-indication of surgery for
E[…].
P
rofessor
Banieghbal, as the paediatric surgeon on the panel, provided an
inconsistent position, which the defence argued was inexplicable,
particularly in the absence of any new facts.
[160]
In this Court,
Professor Banieghbal failed to provide
an explanation for the discrepancy between the finding in the HPCSA
heading and his
testimony here. The State did not prove beyond a
reasonable doubt that the accused intended to mislead Mrs T[…]
into consenting
to the operation, knowing that she would not have
consented had she been fully informed.
[161]
The undisputed evidence shows that E[…]
suffered from a serious functional disease that could only be treated
surgically.
E[…]’s parents consented to the operation to
address this functional problem. The State’s key witness,
Professor Banieghbal,
acknowledged that E[…] may have
been suffering from a functional disease, a variant of Hirschsprung's
Disease, as supported
by existing literature on the condition
(Exhibit W), a point that Prof Banieghbal was constrained to
concede.
[162]
The evidence before this Court clearly established
that that there is a group of paediatric surgeons, including the
accused, who,
in exercising their clinical judgment, would reasonably
have concluded that E[…] suffered from a functional disease
that
required surgery. The accused’s approach in this case was
further supported by Dr Gildenhuys’ report, whom the State
failed to call, recording the presence of occasional groups of
ganglion cells.
[163]
As for the surgery itself, Dr Banieghbal initially
criticised the procedure performed by the accused on E[…].
However, when
asked whether his evidence on the surgery should be
ignored until the pathologist, Dr Moeng, had explained her report, he
conceded,
thus making a vital concession. As indicated, Dr Moeng was
never called by the State. The accused specifically disputed Dr
Moeng’s
post-mortem report.
Dr
Moeng's report refers to the “defect” being in the
rectum, whereas, according to the accused, the operation was
performed on the anal canal, as demonstrated in his testimony. Given
the accused’s testimony and his demonstration of how
the
surgery was conducted in E[…]’s case, Dr Moeng's
post-mortem report cannot be relied upon, notwithstanding the
provisions of
section 212(4)
of the CPA.
[164]
Significantly, both Professor Banieghbal and
Professor Loveland — as the defence pointed out —
accepted that while one
paediatric surgeon may have a more optimistic
assessment of whether surgery will assist a patient, another
paediatric surgeon may
take a more conservative view. In instances
such as this, where clinical judgment is involved, neither surgeon
can definitely state
that the other is wrong.
[165]
Contrary to Professor Banieghbal’s evidence
and insinuations, the uncontested evidence, as the defence pointed
out, is that
at the time the surgeries were performed on E[…],
A[…], and Z[…], the accused was financially secure.
Furthermore,
following his divorce, his estate was valued at
approximately R20 million, excluding his holiday home in San Lameer.
He was not
reliant on his assets for daily expenses, as he received a
substantial pension. It therefore follows, as the defence counsel
contended,
that his denial of performing unnecessary surgeries for
financial gain must be accepted.
[166]
In the fraud charges relating to E[…], the
State alleged that Mrs T[…] was not informed that E[…]
did
not have Hirschsprung's Disease but rather a variant of the
condition. Similarly, in Z[…]’s case, it was alleged
that
Ms V[…] was told Z[…] had intestinal metaplasia
when, in fact, he did not. The accused explained why he did not
inform
Mrs T[…] about the variant of Hirschsprung's Disease
and admitted that he misread the biopsy report for Z[…]. There
is nothing to contradict these explanations, and in the absence of a
financial motive, there is no reason to doubt them. To suggest
that
the accused intentionally recommended unnecessary surgeries is
therefore unsubstantiated.
[167]
The recorded cell phone conversations referenced
above, which took place after Z[…]’s death, clearly
establish that
until that point, the accused genuinely —but
mistakenly— believed that the biopsy report confirmed the
presence of
intestinal metaplasia. There is no evidence that the
accused knowingly made a misrepresentation in relation to E[…]
and
Z[…], nor that he did so with the intent to sustain the
allegations proffered by the State. Furthermore, Dr Kussel could
have
easily accessed the laboratory report, which would have exposed any
alleged falsehood or intentional misrepresentation. This
further
validates the accused’s version that the discrepancy was due to
a mistake rather than an intention to deceive. The
State bears the
onus of proving beyond a reasonable doubt that the accused
intentionally sought to deceive the alleged victims
in the fraud
charges. As the defence argued, the evidence does not support such a
finding.
[168]
The defence contended — with which we
respectfully agree — that in E[…]'s and Z[…]'s
cases, there is no
dispute that the accused informed the parents of
the procedure to be performed. Whether Mrs T[…] was
specifically told about
hypoganglionosis while under the impression
that the diagnosis was Hirschsprung’s Disease is not an
informed consent issue.
This is because, in both cases, the procedure
and associated risks are the same. Informed consent focuses on the
risks of the procedure.
[169]
In Z[…]'s case, his parents were aware that
a Nissen Fundoplication would be performed. The fact that the accused
misread
the pathology report did not alter the recommended surgical
procedure or the risks associated with it. As a result, the
misreading
of the pathology report is irrelevant to the issue of
informed consent.
[170]
As for
the murder charges, this Court was referred to
Principles
of Criminal Law
the
learned author states:
[9]
“
ln
terms of principle, where
mens
rea
in
the form of intention is required, liability is dependent upon the
existence of intention in respect of every circumstance or
consequence of the crime in question. Since unlawfulness is an
essential element of every offence, logic dictates that knowledge
on
the part of the accused that his conduct was unlawful is a
prerequisite of liability.”
In this case, the accused
subjectively believed that the operation was indicated. Accordingly,
the State failed to establish the
element of intention, premised on
its allegation of
dolus eventualis
.
[171]
Regarding
the requirement of causation in relation to the murder charge in
Z[…]’s case, both the accused and Dr Munshi
were
unaware, and could not have reasonably been aware, that Z[…]
was suffering from underlying myocarditis, which undoubtedly
complicated the surgical process. Based on the common cause evidence
and viewed objectively, had Z[…] not been suffering
from
myocarditis, he would likely have been able to withstand the stress
imposed by the tension pneumothorax, as suggested by the
expert
testimony referred to above.
The
crime of murder is only complete when the victim dies. It is only at
that moment that the cause takes effect and becomes effective
as the
cause of death.
[10]
This
principle applies to all the murder charges in this case.
[172]
In sum, the State called for the conviction of the
accused for culpable homicide in A[…]’s case. Regarding
causation,
there is no evidence connecting A[…]’s death
to any wrongful actions by the accused. There is nothing to show that
his conduct deviated from that of a reasonable person (paediatric
surgeon) in the circumstances. As the defence contended, given
that
the onus is on the State to prove the offence beyond a reasonable
doubt, even on circumstantial evidence — the State’s
case
falls short of the requisite proof and is seriously wanting.
[173]
In conclusion, we are satisfied that the State has
failed to prove, beyond a reasonable doubt and considering the
totality of the
evidence, any of the various charges proffered
against the accused, including competent verdicts where applicable.
Order
[1]
The accused, Professor Beale, in respect of count
1, is found NOT GUILTY of fraud.
[2]
In respect of count 2, the State has failed to
prove beyond a reasonable doubt that the accused, Professor Beale,
intentionally
or negligently killed Et[…] T[…]. He
is found NOT GUILTY.
[3]
In respect of count 3, relating to A[…]
S[…], the accused, Professor Beale is found NOT GUILTY.
[4]
In respect of count 4, fraud, the accused,
Professor Beale, is found NOT GUILTY.
[5]
Lastly, in respect of count 5, the State has
failed to prove beyond a reasonable doubt that Professor Beale
intentionally or negligently
killed Z[…] S[…]. The
accused, Professor Beale, is found NOT GUILTY.
[6]
There remains another matter: the accused, stated
that he regretted leaving when Z[…] S[…]’s
condition was reported
to him, but chose to do so. Because of this
conduct and admission, this judgment is to be referred to the HPCSA
for consideration,
in the event the accused considers pursuing his
practice.
___________________________
MUDAU J
Judge of the High
Court
Johannesburg
I agree
___________________________
Professor C Lazarus
I agree
___________________________
Professor J M
Dippenaar
APPEARANCES
Counsel for the State:
Adv. EHF Le Roux and Adv SH Rubin
Instructed by:
National Prosecuting Authority
Counsel for the
Accused: B ROUX SC and IP GREEN SC
Instructed by: MacRobert
Attorneys
Dates of hearing: first
term 2024
Date of closing
submissions: 18 & 19 November 2024
Date of Judgment:
4 March 2025
[1]
Prem
Puri & Jan-Hendrik Gosemann,
Variants
of Hirschsprung Disease
,
Seminars
in Pediatric Surgery
(Nov.
2012).
[2]
1937
AD 370
at p 373.
[3]
1999
(2) SA 79
(W) at 80H-J.
[4]
See
R
v Nksatlala
[1960]
3 All SA 377 (A).
[5]
See
PriceWaterhouseCoopers
Incorporated and Others v National Potato Co-operative Ltd and
Another
[2015]
ZASCA 2; [2015] 2 All SA 403 (SCA).
[6]
976
(3) SA 352
(A) at 371F-H.
[7]
See
R
v Blom
1939
AD 188
at p 201-2.
[8]
1967
(4) SA 566
(A) at 570B-F.
[9]
Burchell,
J. (2016).
Principles
of Criminal Law
(5th
ed.), Chapter 26, p. 386. Juta & Company Ltd.
[10]
See
S
v Dlamini and Others
[1984]
1 All SA 33
(N
)
.
sino noindex
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