Case Law[2023] ZAGPJHC 560South Africa
Khama v Director of Public Prosecutions, Gauteng Local Division, Johannesburg and Others (2022/25436) [2023] ZAGPJHC 560; [2023] 3 All SA 193 (GJ); 2023 (2) SACR 588 (GJ) (24 May 2023)
High Court of South Africa (Gauteng Division, Johannesburg)
24 May 2023
Headnotes
application ripe for hearing despite absence of extraction request – sufficient that applicant’s rights threatened – held: s 5(1)(b) does not authorise Magistrate to receive representations before issuing warrant of arrest – held further that s 5(1)(b) not unconstitutional insofar as it does not permit representations – irrelevant material in founding affidavit struck out.
Judgment
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# South Africa: South Gauteng High Court, Johannesburg
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## Khama v Director of Public Prosecutions, Gauteng Local Division, Johannesburg and Others (2022/25436) [2023] ZAGPJHC 560; [2023] 3 All SA 193 (GJ); 2023 (2) SACR 588 (GJ) (24 May 2023)
Khama v Director of Public Prosecutions, Gauteng Local Division, Johannesburg and Others (2022/25436) [2023] ZAGPJHC 560; [2023] 3 All SA 193 (GJ); 2023 (2) SACR 588 (GJ) (24 May 2023)
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sino date 24 May 2023
REPUBLIC OF SOUTH
AFRICA
IN THE HIGH COURT OF
SOUTH AFRICA
GAUTENG DIVISION,
JOHANNESBURG
Case Number: 2022/25436
REPORTABLE
OF INTEREST TO OTHER
JUDGES
24.05.23
In
the matter between:
SERETSE
KHAMA IAN KHAMA
Applicant
And
DIRECTOR
OF PUBLIC PROSECUTIONS,
GAUTENG LOCAL DIVISION,
JOHANNESBURG
First Respondent
DEPUTY
DIRECTOR OF PUBLIC PROSECUTIONS,
GAUTENG
LOCAL DIVISION, JOHANNESBURG
Second
Respondent
NATIONAL
DIRECTOR OF PUBLIC PROSECUTIONS
Third Respondent
NATIONAL
DIRECTOR OF PUBLIC PROSECUTIONS,
MINISTER
OF JUSTICE AND CORRECTIONAL SERVICES
Fourth
Respondent
NATIONAL
COMMISSIONER OF THE SOUTH AFRICAN POLICE SERVICES
Fifth Respondent
MINISTER
OF POLICE
Sixth Respondent
MINISTER
OF INTERNATIONAL RELATIONS AND COOPERATION
Seventh
Respondent
Neutral
citation:
Seretse Khama Ian Khama &
Director of Public Prosecutions, Gauteng Local Division, Johannesburg
& Others
(Case No. 2022/25436)
[2023] ZAGPJHC
560
(24 May 2023)
JUDGMENT
Extradition Act –
interpretation of s 5(1)(b) – whether Magistrate permitted to
receive representations before issuing
warrant of arrest –
applicant relying on rights under s 12(1)(a) and s 34 of Constitution
for interpretation permitting representations
– held:
application ripe for hearing despite absence of extraction request –
sufficient that applicant’s rights
threatened – held: s
5(1)(b) does not authorise Magistrate to receive representations
before issuing warrant of arrest –
held further that s 5(1)(b)
not unconstitutional insofar as it does not permit representations –
irrelevant material in founding
affidavit struck out.
KEIGHTLEY J and
STRYDOM, J (MLAMBO JP Concurring):
Introduction
[1]
This
case is about the interpretation and constitutionality of section
5(1)(b) of the Extradition Act of 1962
[1]
(the Act). The applicant cites his rights under section 12(1)
and section 34 of the Constitution. He seeks a declaratory order
to
the effect that, properly interpreted, section 5(1)(b) permits a
Magistrate seized with an application for an arrest warrant
under
that section, in appropriate circumstances, to consider
representations by a person whose arrest is sought before the issuing
of the warrant. In the alternative, and if this Court rejects the
applicant’s interpretation of s 5(1)(b), the applicant
seeks an
order declaring section 5(1)(b) unconstitutional to the extent that
such authorisation is not implicit in the provision.
His final prayer
is for an order
directing
that any of the respondents who intend to make an application for a
warrant for the applicant's arrest must provide the
applicant through
his attorneys with reasonable notice of that application.
[2]
An application to strike out was brought by the
first to third respondents concerning certain paragraphs contained in
the applicant’s
founding affidavit. To the extent necessary, we
deal with the strike out application later in our judgment.
[3]
In addition, the respondents raise a point i
n
limine
, contending that the application
is premature and not ripe for hearing. The point
in
limine
, if successful, is dispositive
of the application, rendering a determination on the merits
unnecessary. Before considering the
legal issues that arise for
determination, we deal with the necessary background material.
Parties
[4]
The applicant is Mr Seretse Khama Ian Khama
(applicant), a Botswana citizen of adult age, and the former
President of the Republic
of Botswana. He is presently residing in
South Africa lawfully.
[5]
The first and second respondents are the Director
and Deputy Director of Public Prosecutions, Gauteng Local Division,
Johannesburg.
They are cited in their official capacity as
representatives of the National Prosecuting Authority authorised
under section 17(2)
of the Act to appear at extradition proceedings.
[6]
The third respondent is the National Director of
Public Prosecutions, cited in her official capacity as the head of
the National
Prosecuting Authority.
[7]
The fourth respondent is the Minister of Justice
and Correctional Services, cited in his official capacity as the
member of the
executive empowered by the Act to decide whether to
surrender persons whose extradition is sought to requesting states
under the
Act.
[8]
The fifth respondent is the National Commissioner
of the South African Police Services. The sixth respondent is the
Minister of
Police. Both are cited in their official capacities as
representatives of the South African Police Services (SAPS).
[9]
The seventh respondent is the Minister of
International Relations and Cooperation. She is cited in her official
capacity as the
member of the executive responsible for international
diplomacy and relations.
Factual Background
[10]
In November 2021, the applicant left Botswana and
entered South Africa. Apart from some international trips, he has
sojourned in
South Africa since then. The applicant says that he is
exiled in South Africa as he had to leave Botswana in fear for his
life.
He avers that he has been the target of a co-ordinated, state
sponsored attack by the incumbent president of Botswana for
expressing
his opposition to what the applicant says are the current
president’s ‘authoritarian policies and decisions.
[11]
On 19 April 2022, the applicant was charged in
Botswana with 13 counts relating to the alleged unlawful possession
of seven firearms
and the ownership of unregistered firearms. In
April 2022, the Government of Botswana issued a summons in which it
called on the
applicant to appear before the Broadhurst Regional
Magistrates’ Court to answer those charges. On the day of the
applicant’s
appearance, his attorneys in Botswana appeared on
the applicant’s behalf and explained to the Court that neither
the applicant
nor his attorneys in Botswana had received the summons.
The applicant only became aware of the charges against him through
social
media. To this end, the Court accepted the explanation and
postponed the matter to 6 June 2022. The applicant did not appear in
Court on 6 June 2022, as previously communicated by the Magistrate,
and the matter was consequently postponed to the end of August
2022.
[12]
Around 10 June 2022, an article appeared in a
publication called "Mmegi online" under the headline
"Hurdles as State
ponders Khama extradition". The article
records that: "The State [of Botswana] is aware that Khama is in
the neighbouring
SA but for now it cannot get him because no warrant
has been issued”.
[13]
In his founding affidavit, the applicant avers
that he understands that, as part of the onslaught against him,
Botswana intends
to seek his extradition on what he says are
“trumped-up, fabricated charges”. Should he be
arrested in South
Africa or extradited to Botswana, he will be
persecuted for his political views, putting his life and bodily
integrity at risk.
[14]
On 22 June 2022, the applicant’s attorneys
wrote to the respondents, stating that it had come to their attention
that a possibility
exists that South Africa may receive a request
from Botswana for the applicant’s extradition. The purpose of
the letter was
to inform the respondents that the applicant would
cooperate fully with all future extradition proceedings that may be
instituted.
In these circumstances, the letter continued, “any
efforts to arrest and detain him would be inappropriate,
unreasonable,
unlawful, and unconstitutional”. The applicant’s
attorneys requested that he be afforded an opportunity to submit
representations
to the appointed Magistrate before any warrant for
his arrest under section 5(1)(b) of the Act was issued.
[15]
The Deputy Director of Public Prosecutions,
Gauteng Local Division, Johannesburg (Deputy Director) responded by
way of a letter
on 27 June 2022 (“the DPP’s letter”).
It read as follows:
“
1.
The content of your letter is noted.
2. Your request that your
client be allowed to make representations to the Magistrate
when
an application for the warrant of his arrest is made, cannot be
agreed to due to the fact that there is no provision of (
sic
)
such a procedure in the Extradition Act No. 67 of 1962.
3. Any facts that your
client wish (
sic
) to place before the Magistrate, to
substantiate his claim that the charges to the [be] brought against
him in Botswana have been
trumped up, must be placed before the
Magistrate after his arrest and when he appears before the said
Magistrate.
4.This office will,
however, as a courtesy to your client, be amenable that he be
informed before his arrest so that he can report
to the SAPS and the
necessary formalities be taken care of before the matter is placed on
the court roll." (Emphasis added)
[16]
The applicant interprets this letter as implying
that the National Prosecuting Authority will apply for his arrest
imminently. This
interpretation arises from the use of the word
“when” as opposed to “if” in paragraph 2, as
underlined
above. The respondents deny the implication sought
to be drawn by the applicant. To date, the Deputy Director has
not
received a request from Botswana for the applicant’s
extradition.
[17]
The Deputy Director’s stance remains as set
out in the DPP letter: the Act does not permit a Magistrate to
receive representations
prior to the issuance of a warrant of arrest.
The applicant says that this interpretation of section 5(1)(b) is
incorrect and that,
properly interpreted in line with the
Constitution, the section entitles him to make representations before
a Magistrate prior
to his arrest. As indicated earlier, the applicant
avers that, alternatively, section 5(1)(b) is unconstitutional to the
extent
that it does not permit such representation prior to arrest.
[18]
The dispute between the parties is an
interpretational one. This being so, the logical place to start is
with the relevant statutory
framework.
Statutory framework
[19]
Extradition
proceedings work on both the international and domestic planes on an
interrelated basis. A request from one state to
another to extradite
an individual in the requested state is a matter of public
international law, which governs the relations
between states.
However, domestically, before a state can lawfully surrender a person
in response to an extradition request, its
relevant authorities must
act in accordance with its own internal laws regulating
extradition.
[2]
It is in this
latter respect that our Courts are called upon to pronounce upon the
legality of extradition requests. As will become
apparent in our
analysis of the Act, the interplay between the international and
domestic planes creates a dynamic tension between
policy
determinations, under the aegis of the relevant Minister, and legal
determinations, under the aegis of the Courts.
[20]
It
is critical to understand that while our extradition procedure
incorporates some aspects of criminal procedure, such as the issuance
of a warrant of arrest, because of its unique blend of international
and domestic law, extradition operates according to its own
particular blueprint. An extradition inquiry and criminal proceedings
are not the same in all respects.
[3]
Extradition proceedings are aimed at determining whether there is
reason to remove a person to a foreign state – not to determine
whether the person concerned is or is not extraditable. The hearing
before the Magistrate is but a step in the proceedings:
”
extradition
is deemed a sovereign act, its legal proceedings are deemed
sui
generis
,
and its purpose is not to adjudicate guilt or innocence but to
determine whether a person should properly stand trial where accused
or be returned to serve a sentence properly imposed by another
state.”
[4]
[21]
The peculiar legal nature of the extradition
process is apparent from the statutory framework of the Act. This
framework has been
discussed and analysed in several Constitutional
Court judgments, and it is unnecessary here to regurgitate that prior
analysis.
We will focus instead on those aspects of the Act that have
particular relevance to the issues arising in this case.
[22]
The
parties agree that the status of extradition requests from Botswana
to South Africa means that the procedure described in sections
4, 5,
8, 9, 10 and 11
[5]
apply in the
applicant’s. Also of relevance are sections 13 and 15.
[23]
Should a request for the applicant’s
extradition be made, under section 4 it will be made to the Minister
of Justice and Correctional
Services (the Minister). The request must
be made by a recognised diplomatic or consular representative of
Botswana, or by way
of a direct Minister-to-Minister communication
through diplomatic channels. The point is that the request is
diplomatic in nature
and does not involve any legal proceedings.
[24]
The legal proceedings are initiated under section
5, which deals with warrants of arrest. It reads, in relevant part:
“
(1)
Any Magistrate may, irrespective of the whereabouts or suspected
whereabouts of the person to be arrested, issue a warrant for
the
arrest of any person-
(a)
…
(b)
upon such information of his or her being a person
accused or convicted of an extraditable offence committed within the
jurisdiction
of a foreign State,
as
would, in the opinion of the Magistrate justify the issue of a
warrant for the arrest of such person, had it been alleged that
he or
she committed an offence in the Republic
.
(2) Any warrant
issued under this section shall be in the form and shall be executed
in the manner as near as may be as prescribed
in respect of warrants
of arrest in general by or under the laws of the Republic relating to
criminal procedure.” (Emphasis
added)
[25]
In
Smit
v Minister of Justice and Correctional Services & Others
[6]
the
Constitutional Court found that the effect of the underlined portion
of section 5(1)(b) is to import the requirements under
section 43(1)
of the Criminal Procedure Act.
[7]
For purposes of an extradition arrest warrant, section 43(1)(c) is of
particular relevance. It provides that:
“
Any
Magistrate or justice may issue a warrant for the arrest of any
person upon the written application of an attorney-general,
a public
prosecutor or a commissioned officer of police-
…
(c)
which states that from information taken upon oath
there is a reasonable suspicion that the person in respect of whom
the warrant
is applied for has committed the alleged offence.”
[26]
The
importation of this requirement into section 5(1)(b) of the
Extradition Act is that the Magistrate must bring her own independent
mind to bear on whether there are reasonable grounds to suspect that
the person sought to be extradited has committed the offence
identified in the extradition and warrant request.
[8]
As we discuss in more detail later in this judgment, this particular
feature of section 5(1)(b) lies at the heart of the applicant’s
case for what he contends is the correct constitutional
interpretation of the section.
[27]
The issue of a warrant under section 5 acts as a
trigger for the remainder of the extradition process to unfold. As a
consideration
of the other relevant sections demonstrates, several
permutations are possible.
[28]
Under section 8, the Magistrate who issued a
warrant is directed “forthwith” to furnish the Minister
with particulars
relating to the issue of the warrant. Subsection (2)
gives the Minister far-reaching powers. He may:
“
at
any time after having been notified that a warrant has been issued as
contemplated in subsection (1)-
(a)
In the case where the warrant has not yet been
executed, direct the Magistrate concerned to cancel the warrant; or
(b)
In the case where the warrant has been executed,
direct that the person who has been arrested be discharged forthwith,
if the Minister
is of the opinion that a request for the extradition
of the person concerned is being delayed unreasonably, or for any
other reason
that the Minister may deem fit.”
[29]
The first possible permutation, therefore, is that
the person whose extradition is sought is, by dint of Ministerial
fiat, and notwithstanding
the issue of a warrant of arrest by a
Magistrate, spared arrest, or released from detention. Section 8
demonstrates what we referred
to earlier as the dynamic tension
between the Ministerial exercise of power and that of the Courts
under the Act.
[30]
In cases where the Minister does not exercise his
section 8 power, section 9(1) of the Act prescribes that the arrested
person-
“
shall,
as soon as possible be brought before a Magistrate […]
whereupon such Magistrate shall hold an enquiry with a view
to the
surrender of such person to the foreign State concerned.”
[31]
Section 9(2) describes the nature of the enquiry.
It provides that:
“
Subject
to the provisions of this Act, the Magistrate holding the enquiry
shall proceed in the manner in which a preparatory examination
is to
be held in the case of a person charged with having committed an
offence in the Republic and shall, for the purposes of holding
such
enquiry, have the same powers, including the power of committing any
person for further examination and of admitting to bail
any person
detained, as he has at a preparatory examination so held.”
[32]
Where, as in the applicant’s case, it is
alleged that the person has committed an offence in a foreign state
which is not
an associated state, the enquiry proceeds under section
10 of the Act. Sections 10(1) and (3) state that:
“
(1)
If upon consideration of the evidence adduced at the enquiry, the
Magistrate finds that the person brought before him [or her]
is
liable to be surrendered to the foreign State concerned and, in the
case where such a person is accused of an offence, that
there would
be sufficient reason for putting him on trial for the offence, had it
been committed in the Republic, the Magistrate
shall issue an order
committing such a person to prison to await the Minister’s
decision with regard to his surrender, at
the same time informing
such person that he [or she] may within fifteen days appeal against
such an order to the [High] Court.
(2) If the
Magistrate finds that the evidence does not warrant the issue of an
order of committal or that the required evidence
is not forthcoming
within a reasonable time, he shall discharge the person brought
before him [or her].”
[33]
To assist the Magistrate in determining that there
is sufficient evidence to warrant a prosecution in the foreign state,
section
10(2) provides that: “the Magistrate shall accept as
conclusive proof a certificate which appears to him or her to be
issued
by an appropriate authority in charge of the prosecution in
the foreign state concerned, stating that it has at its disposal
sufficient
evidence warranting the prosecution of the person
concerned.” Once again, if the Magistrate orders the committal
of the person
whose extradition is sought, she is directed under
section 10(4) “forthwith” to forward to the Minister a
copy of the
record of proceedings and any report she may deem
necessary.
[34]
The purpose of the direction contained in section
10(4) becomes apparent from section 11, which gives to the Minister
the final
say on whether a person should be extradited or not. It
reads (in relevant part):
“
The
Minister may-
(a) order any person
committed to prison under section 10 to be surrendered to any person
authorised by the foreign State to receive
him or her; or
(b) order that a
person shall not be surrendered-
…
(iii) at all, or before
the expiration of a period fixed by the Minister, if he or she is
satisfied that by reason of the
trivial nature of the offence or
by reason of the surrender not being required in good faith or in the
interests of justice, or
that for any other reason it would be unjust
or unreasonable or too severe a punishment to surrender the person
concerned
; or
(iv) if he or she is
satisfied that the person concerned will be prosecuted or punished or
prejudiced at his or her trial in the foreign State by reason of
his or her gender, race, religion, nationality or political opinion
.”
(Emphasis added)
[35]
Once again, the dynamic tension between the role
of the Court, and that of the Minister in extradition proceedings is
demonstrated
in these two sections of the Act. We know from
Smit
that the role of the Magistrate in extradition
proceedings is not that of a rubberstamp. Just as with the issue of a
warrant of
arrest under section 5, the Magistrate in a section 10
enquiry acts as a judicial officer with the power to weigh up the
relevant
facts and to reach a decision as to whether the person whose
extradition is requested is liable to be surrendered.
[36]
However,
there are limits to the ambit of the Magistrate’s powers under
section 10, as explained by the Constitutional Court
in
Director
of Public Prosecutions: Cape of Good Hope v Robinson
.
[9]
A decision by a Magistrate under section 10(1) that a person is
liable to be surrendered does not result in the extradition of
that
person. The decision to extradite is a ministerial decision exercised
under section 11.
[10]
What is
more, that section gives the Minister a wide discretion to take into
account such factors as the interests of justice,
the
bona
fides
of
the request to surrender and the prospects of a fair trial should the
person be surrendered to the requesting state.
[37]
The Court in
Robinson
clarified that these are factors for the Minister,
and not for the Magistrate, to decide in a section 10 enquiry. The
Court found
that:
“
the
High court ignored the fact that
it
is the Minister who is empowered to consider whether it will be
unjust or unreasonable
,
having regard to all the circumstances of the case to surrender the
person concerned.
This
would suggest that the Magistrate is not authorised to make that
decision under section 10(1
).
The suggestion that the Magistrate has no power to make a decision of
that kind under section 10(1) is strengthened by the fact
that the
Magistrate conducting the section 12 enquiry is expressly empowered
not to make an order of surrender if this is not in
the interests of
justice or if it would be unjust or unreasonable in all the
circumstances of the case.
The
scheme of the Act makes it quite clear that the question whether a
person sought to be extradited will become the victim of
an unfair
trial as a result of the extradition must be weighed in the equation
at the time when consideration is being given to
whether there should
be a surrender. It is premature to take this factor into account any
earlier
.”
[11]
(Emphasis added)
[38]
The Act thus specifically demarcates the exercise
of powers between the Magistrate and the Minister. Critically,
considerations
of, among others, justice, fairness and the
bona
fides
of the request, fall exclusively
within the ambit of the Minister’s powers. The extent of the
Minister’s powers is cemented
in section 15, which gives him
the power, at any time, to order the cancellation of any warrant of
arrest, or the discharge from
custody of a person detained under the
Act if, among others, the Minister is satisfied that the offence in
respect of which surrender
is sought is “an offence of a
political character”.
[39]
The Act also makes provision in section 15 for an
appeal to the High Court against any order made by a Magistrate under
section
10. A person lodging an appeal may apply to the Magistrate
concerned to be released on bail pending the outcome of such an
appeal.
[40]
In summary, then, in a case like the present, even
if a Magistrate issues a warrant of arrest under section 5, the
Minister has
the power to cancel the warrant for any reason he may
deem fit under section 8. In such event, the extradition process will
go
no further. If the warrant is not cancelled by the Minister, the
person whose extradition is sought will be subject to a section
10
inquiry. The Magistrate has the power to release him or her on bail
pending that enquiry. The outcome of the section 10 enquiry
does not
automatically result in the surrender of the affected person to the
requesting state: first, because an appeal is provided
for in section
13, and second, because the Minister may, on broad considerations of
good faith, justice and fairness, direct that
he or she may not be
surrendered. Moreover, the Minister has the further power to
cancel a warrant and discharge a person
from custody if the offence
is one of a political character under section 15.
[41]
This is the broad statutory framework within which
section 5(1)(b) of the Act is to be interpreted.
The issues for
decision
[42]
The first issue for decision arises from the
respondents’ point
in limine
:
is the matter ripe for hearing or, as the respondents contend, is it
premature and should the application be dismissed for this
reason
alone?
[43]
If the point
in
limine
is dismissed, the merits of the
application must be considered.
[44]
The primary issue on the merits boils down to the
determination of the question whether, as contended for by the
applicant, section
5(1)(b) of the Act should be interpreted so as to
permit a Magistrate to consider representations by a person whose
extradition
is sought prior to a warrant of arrest being issued.
[45]
The secondary issue on the merits, which only
arises if this Court rejects the applicant’s interpretation of
section 5(1)(b),
is whether that section
is inconsistent with
the Constitution in that it impermissibly infringes the rights to
freedom and security, and to a fair trial,
of a person in the
applicant’s position.
Is this matter ripe
for hearing?
[46]
It is the respondents’ contention that this
matter is premature and academic because there is no pending
extradition request
issued for the applicant nor is there a request
for a warrant of arrest of the applicant.
In other words,
there is no live dispute between the parties, and the application
falls to be dismissed on this score alone.
The
applicant disputes this, saying that the matter is not premature.
Even if it is, the applicant submits that the interpretation
and
constitutionality of section 5(1)(b) is a matter of public importance
and that the interests of justice warrant a determination
by this
Court.
[47]
It
is a trite principle of our law that a Court hearing a matter should
not accept an invitation to make determinations that will
have no
practical effect.
[12]
Indeed,
Courts should and ought not to decide abstract issues or those of
pure academic interest only. In Coin S
ecurity
Group (Pty) Ltd v SA National Union for Security Officers
[13]
it was recognised that:
“
It
has always been a fundamental feature of our judicial system that the
Courts decide disputes between the parties before them;
they do not
pronounce on abstract questions of law when there is no dispute to be
resolved.”
[48]
The
purpose of the principle that a matter should be ripe before the
Courts will engage it is to ensure that the issues are in fact
ready
for adjudication by the forum. The doctrine of ripeness thus
serves as a form of judicial restraint. As it was put
in
Ferreira
v Levin NO & others; Vryenhoek v Powell NO & others
[14]
“
the
doctrine of ripeness serves the useful purpose of highlighting that
the business of a court is generally retrospective; it deals
with
situations or problems that have already ripened or crystallized, and
not with prospective or hypothetical ones.”
[15]
[49]
The
authors Currie and De Waal note the important role timing plays in
the
justiciability
of
a dispute. Bringing a matter to Court at the right time is crucial to
its
justiciability,
so
as to ensure that Courts do not entertain legal disputes prematurely.
As a rule, a dispute must be ready for adjudication, or
in other
words, it must be ripe for the Court to consider it.
[16]
[50]
A matter will be
abstract or academic when it is not founded on any factual
matrix,
[17]
or where a
litigant’s right is only hypothetical and remote. In
other words, where they have no real interest in the
matter.
[18]
[51] The applicant points
to the DPP’s letter and the use of the term “when”,
and not “if” a warrant
is sought. He submits that on its
plain terms the letter suggests an imminent arrest warrant. This, he
says, is a clear demonstration
that the dispute is not abstract or
academic. The applicant’s interpretation of the DPP’s
letter is not supported by
the evidence. The Deputy Director disputes
that anything was meant by the use of the term “when” in
the letter.
He states that what he intended to convey was
simply that it was more appropriate for representations to be made
after an arrest.
He did not intend to convey that the applicant’s
arrest was imminent. Further, in a letter sent by the State Attorney,
on
behalf of the Department of Justice and Correctional Services, the
applicant’s attorney was informed that that Department
was not
aware of any official legal proceedings against the applicant.
[52] There is thus no
evidence that an extradition request has been made. It would be
untenable to infer, as the applicant wishes
this Court to do, solely
from the use of one word in the DPP’s letter that such a
request is imminent. The applicant’s
contention that his arrest
is imminent is unfounded.
[53]
However, this is
not the end of the inquiry as to ripeness. Underlying the
interpretational dispute is the applicant’s right
not to be
deprived of his freedom arbitrarily or without just cause and his
right to a resolution of his dispute in a fair public
hearing. The
applicant points to well-established Constitutional Court authority
to the effect that a matter cannot be premature
or academic once a
constitutional right is threatened.
[19]
This is because section 38 of the Constitution gives standing to
anyone who alleges that a right in the Bill of Rights has been
infringed or threatened.
[20]
Provided
the applicant can establish that his section 12(1)(a) or section 34
rights are threatened, his application is not premature.
[54]
In
Geuking
v President of the Republic of South Africa and Others
,
[21]
the Constitutional Court considered a challenge to section 10(2) of
the Act. There, as in this case, the section 10 inquiry had
not
commenced. The High Court had held that it was thus not inevitable
that the Magistrate would be requested to rely on the certificate
referred to in that section and the matter was premature. The
Constitutional Court found the High Court had erred: the Deputy
Director had informed the applicant there that his office would rely
on a section 10(2) certificate, and accordingly the rights
claimed
“were clearly threatened”. The applicant in
Geuking
was not required
to wait until the actual inquiry commenced and the certificate was
introduced in order to challenge the constitutionality
of that
section.
[55] In this case a
similar situation prevails. It is so that there has not yet been a
request for extradition and hence, no request
for the issuance of a
warrant of arrest. However, it is common cause that the applicant
faces criminal charges in Botswana and
that he is not willing to go
back to that country of his own free will. Should the Botswana
authorities wish to enforce his
presence for trial they will be
required to follow the extradition process. The applicant’s
case has an established factual
basis and is not premised on mere
speculation, as suggested by the respondents. What is more,
absent a decision being made
as to the proper interpretation of
section 5(1)(b), any application for a warrant for the applicant’s
arrest will be made
without notice. Consequently, the only
opportunity the applicant may have to challenge section 5(1)(b) of
the Act and to obtain
clarity on whether he can make representations
to avoid an arrest, is now. The applicant cannot wait for the request
for extradition
to be made. Delay may result in an arrest warrant
being issued and executed before he is able to challenge it.
[56]
It follows that
the dispute is ripe for determination. It is not abstract or
premature. As such, this Court is obliged to
decide the
issue.
[22]
Even if this were
not so, the dispute raises constitutional issues the resolution of
which are in the public interest. Clarity
should be provided on
whether a person who stands to be arrested in extradition proceedings
should be allowed to make representations
to a Magistrate who
considers whether to issue a warrant of arrest or not. The interest
of justice dictates that this Court should
deal with this application
on its merits.
[57] It follows
that the point
in limine
must fail. We turn to consider the
issues on the merits.
Can section 5(1)(b) of
the Extradition Act be interpreted to permit representations to a
Magistrate before a warrant of arrest is
issued?
[58] The succinct issue
here is whether the applicant’s interpretation of section
5(1)(b) of the Act is legally and constitutionally
sustainable.
The
applicant submits that
section 5(1)(b) can and should be
interpreted to empower a Magistrate with a discretion to consider, in
appropriate circumstances,
representations by a person in respect of
whom a warrant of arrest is sought for purposes of extradition
proceedings. This is because
the applicant’s section 12(1)(a)
and 34 Constitutional rights are implicated. The applicant submits
that his interpretation
accords with the recognised tenets of
statutory interpretation where constitutional rights are involved.
[59]
The
act of interpretation is a unitary exercise taking into account the
language of the statute, its context and purpose.
[23]
The Constitutional Court has described the interpretational exercise
as follows:
“
A
fundamental tenet of statutory interpretation is that the words in a
statute must be given their ordinary grammatical meaning,
unless to
do so would result in an absurdity. There are three important
interrelated riders to this general principle, namely:
(a)
that statutory provisions should always be interpreted purposively;
(b)
the relevant statutory provision must be properly contextualised; and
(c)
all statutes must be construed consistently with the Constitution,
that is, where reasonably possible, legislative provisions
ought to
be interpreted to preserve their constitutional validity. This
proviso to the general principle is closely related
to the purposive
approach referred to in (a).”
[24]
[60]
When
interpreting legislation that implicates a fundamental right
entrenched in the Bill of Rights, a Court must read the particular
statute through the prism of the Constitution.
[25]
Courts must prefer interpretations of legislation that fall within
constitutional bounds over those that do not, provided that
such an
interpretation can be reasonably ascribed to the section
[26]
.
The
latter proviso is important: if a reading that is in conformity with
the Constitution would unduly strain the language of the
legislation,
then that reading is not viable.
[27]
Where a provision is capable of more than one meaning, a Court must
adopt a meaning that does not limit a right in the Bill of
Rights. If
a provision is not only capable of a construction that avoids
limiting rights in the Bill of Rights but also bears a
meaning that
promotes those rights, the Court is obliged to prefer the latter
meaning.
[28]
[61]
On a plain reading, neither section 5(1)(b) nor
any of the associated sections expressly give the Magistrate a
discretion to seek
or consider representations from a person whose
extradition is sought prior to issuing a warrant of arrest. The
applicant contends,
however, that the section is reasonably capable
of such an interpretation. What is more, an interpretation giving the
Magistrate
a discretion, in appropriate cases, to consider
representations, promotes the protection of an affected person’s
constitutional
rights. As such, the applicant says that the Court is
obliged to prefer this interpretation over that of the respondents,
which
amounts to a blanket ban on representations in all instances,
regardless of the circumstances of any particular case.
[62]
In this regard, the applicant argues that the rights in sections
12(1)(a) and 34 of the Constitution entitle a person, whose arrest
is
sought under section 5(1)(b), to procedural fairness before the
Magistrate. Section 12(1)(a) of the Constitution provides that
everyone has the right to freedom and security of the person, which
includes the right not to be deprived of freedom arbitrarily
and
without just cause. Section 34 similarly gives a person in the
position of the applicant the right to have any legal dispute
decided
in a fair hearing. The procedural facet of these rights requires that
no one be deprived of physical freedom unless fair
and lawful
procedures have been followed.
[63]
In the context of a warrant of arrest under
section 5(1)(b), where a person’s liberty is at stake, the
applicant contends
that a fair procedure requires the interposition
of an impartial entity, independent of the executive to act as an
arbitrator.
In this regard, the applicant relies on
Smit
,
and the Court’s determination there that the Magistrate’s
role is not simply to rubberstamp the executive’s
request for a
warrant of arrest. The applicant points to the fact that the Court in
Smit
appears
to have endorsed the view that a Magistrate’s role under
section 5(1)(b), as opposed to under section 5(1)(a), envisages
that
she will bring her own independent mind to bear on the question of
whether a warrant should be issued. In this regard,
the Court
said:
“
The
procedural requirement of the right not to be deprived of freedom
arbitrarily or without just cause protected by section 12(1)(a)
of
the Constitution appears to be satisfied by the Magistrate's
consideration of the questions whether: the person concerned has
been
convicted of an extraditable offence by a competent court of the
requesting State; or, there are reasonable grounds to suspect
that
the person has committed the offence charged. I say 'appears to be
satisfied' because I do not want to be categorical as section
5(l)(b)
is not under challenge. A categorical pronouncement will have to be
made when there is a challenge to the section.”
[29]
[64]
The applicant submits that the guarantee of a fair
procedure of necessity demands that the Magistrate be accorded a
discretion to
receive representations from the affected person before
she can be satisfied that there are reasonable grounds to suspect
that
the offence has been committed. He argues that it would be
patently unfair, and contrary to section 12(1)(a) for a person in his
position, who claims to be the victim of trumped-up charges for
political reasons, to have his liberty deprived by a warrant of
arrest without any avenue open to him to make representations to the
Magistrate. The applicant contends that this is the effect
of the
respondents’ preferred interpretation of section 5(1)(b).
[65]
It is so that under section 9(2) a person whose
extradition is sought may be admitted to bail at her first appearance
before a Magistrate.
However, says the applicant, this is too late:
he or she will already have been deprived of her liberty once the
warrant of arrest
is issued and executed. Furthermore, and as
discussed earlier, the Court found in
Robinson
,
that the section 10 enquiry before the Magistrate is not concerned
with the question of whether the arrested person will subject
to an
unfair trial if they are surrendered to the requesting state.
What this means, contends the applicant, is that the
kind of
representations he wishes to make, as set out in detail in his
founding affidavit, will be irrelevant to any section 10
enquiry that
may be held in his case. This means that the only opportunity for
someone like the applicant to make representations
of this nature is
to a Magistrate before a warrant is issued and the extradition
process is triggered. According to the applicant,
this further
demonstrates why his interpretation of section 5(1)(b) promotes the
constitutional rights guaranteed in sections 12(1)(a)
and 34, and why
this interpretation must be adopted.
[66] The respondents
contend that the Applicant’s interpretation
does not accord with the plain reading of the section. They say that
where the
legislature intends representations to be sought, such
representations are given expression in the legislation. The
respondents
further contend that the applicant’s interpretation
offends the principle of equality before the law and is not capable
of
practical application.
[67]
The
applicant conceded that an interpretation rendering a section
compliant with the Constitution can only be adopted if that
interpretation
would not unduly strain the language of the
legislation. If so, that reading is not viable. While section 5(1)(b)
on its plain
terms does not refer to the discretion he contends for,
the applicant points out that the section does not exclude a
discretion
on its terms either. The applicant insists that he is not
asking this Court to read into section 5(1)(b) an express discretion
on the part of the Magistrate to accept or call for representations,
or a procedure to regulate how this should take place. All
he wants,
he says, is for the Court to adopt an interpretation that leaves the
door open to the possibility of representations
to assist the
Magistrate to form a judicial opinion as to whether a warrant of
arrest is justified.
[68]
One of the
difficulties with this submission is that it is impractical: of what
use is the recognition that the door is open to
representations to a
Magistrate considering a warrant of arrest without laying down a
procedure in terms of which those representations
may be made? The
applicant accepted, in oral argument before us that as a matter of
course, warrants of arrest, generally, are
dealt with
ex
parte
.
There is no established procedure either in the Criminal Procedure
Act or in the Extradition Act for any form of notice or subsequent
procedure to regulate anything but an
ex
parte
process.
This leaves a whole range of questions open. In what circumstances
may a person make representations? Must the prosecuting
authority or
the Court give him or her notice that a warrant of arrest will be
sought? Can a Magistrate
mero
motu
call
for representations? What about a person whose whereabouts is
unknown: do they enjoy the same right?
[69]
What
these questions demonstrate is that, despite the applicant’s
submission to the contrary, he is, in fact, asking this
Court to go
further than simply to keep the door open to the prospect of
representations in an appropriate case, like his own.
The applicant’s
interpretation of necessity requires a reading in of a right to make
representations and a process in terms
of which that right may be
exercised. In
National
Coalition for Gay and Lesbian Equality and Others v Minister of Home
Affairs and Others
,
[30]
the Constitutional Court explained the difference between the process
of interpreting provisions constitutionally and of a reading
in once
a provision has been found to be unconstitutional as follows:
“
There
is a clear distinction between interpreting legislation in a way with
‘promote(s) the spirit purport and objects of
the Bill of
Rights’ as required by s 39(2) of the Constitution and the
process of reading words into or severing them from
a statutory
provision which is a remedial measure under s 172 (1)(b), following
upon a declaration of constitutional invalidity
under s 172(1)(a) The
first process, being an interpretive one, is limited to what the text
is reasonably capable of meaning. The
latter can only take place
after the statutory provision in question, notwithstanding the
application of all legitimate interpretive
aids, is found to be
unconstitutionally invalid.”
[70] The difficulty for
the applicant is that his interpretation stretches section 5(1)(b)
beyond its reasonably capable meaning.
It is not just that the
section in its plain terms does not provide for a right to make
representations before a Magistrate issues
a warrant of arrest. The
context and purpose of the Act supports the same conclusion.
[71] Of critical
importance is what we referred to earlier as the dynamic tension
between the role and powers of the Magistrate,
on the one hand, and
those of the Minister, on the other.
In terms of
section 5(1)(b) the discretion of the Magistrate is limited and
narrow. First, the Magistrate must be satisfied that
there is
sufficient information before him or her that the person to be
arrested is a person accused or convicted of an extraditable
offence;
second, that the offence is extraditable; third, that the
extraditable offence was committed within the jurisdiction of
the
foreign state and fourth, whether in the opinion of the Magistrate,
had this offence been committed in the Republic of South
Africa, the
issue of a warrant of arrest would have been justified.
[72]
The
extent of the Magistrate’s role is limited to that of granting
authorisation for the detention of a person for extradition
purposes.
Unlike
in the case of extradition to associated states, where the Magistrate
has the final say on whether the person should be surrendered
for
extradition,
[31]
in
the case of extradition to foreign states, the extradition decision
lies solely in the discretion of the Minister.
[73]
As confirmed in
Robinson
,
it does not lie within the ambit of a Magistrate’s powers in a
section 10 enquiry to consider and make determinations on
whether the
affected person is likely to have a fair trial if surrendered, or
whether the charges are trumped-up, as the applicant
contends in his
case. These considerations lie exclusively with the Minister. The
scheme of the Act is such that the question of
whether the person
will become the victim of an unfair trial, or face trumped-up
charges, must be weighed by the Minister when
it comes to his
determination of whether there should be a surrender: taking this
factor into account any earlier would be premature.
[32]
[74] Moreover, the
Constitutional Court in
Robinson
found that:
“
There
is nothing constitutionally objectionable in a statutory scheme that
requires the Magistrate to determine whether the person
sought to be
extradited has been convicted of an extraditable offence and
thereafter to grant the Minister a discretion including
a discretion
to determine whether it is in the interests of justice to extradite
any person. Nor is it appropriate to determine
whether a law is
objectionable on the basis of an underlying apprehension that members
of the executive entrusted with making certain
decisions will not do
it properly …”
[33]
[75]
If, as has been
authoritatively decided, a Magistrate has no powers to consider such
issues under section 10 because they lie within
the exclusive
jurisdiction of the Minister, how is section 5(1)(b) reasonably
capable of being interpreted to give the Magistrate
a discretion to
take them into account, based on representations made by an affected
person, before he or she issues a warrant
of arrest? The question is
rhetorical. The obvious answer is that section 5(1)(b) cannot be so
interpreted. It would effectively
give the Magistrate the power
to terminate the extradition process, by refusing to issue a warrant
of arrest, on grounds which,
under the Act lie within the exclusive
preserve of the Minister. As
Madlanga
J, writing for the majority in
Smit
,
[34]
reasoned in relation to section 5(1)(a):
“
Willing as I am to
find a constitutionally compliant interpretation of section 5(1)(a),
the problem I have is how one wiggles out
of its provisions and
somehow finds other requirements that satisfy the procedural facet of
the section 12(1)(a) right. This, without
unduly straining the
language of the provision.”
[35]
[76] In our view, not
only does the applicant’s interpretation in this case unduly
strain the language of section 5(1)(b),
it goes further and upends
the entire scheme of the Act.
To read section
5(1)(b) as permitting a Magistrate to consider or call for
representations before issuing a warrant of arrest would
defeat the
purpose of the entire Act. It would provide a Magistrate with the
authority to decide whether the extradition process
should proceed.
It would impermissibly widen the limited discretion of the
Magistrate, as envisaged in section 5(1)(b), and expropriate
to the
Magistrate powers that lied within the prerogative of Minister.
[77]
We conclude that given the text, the context and
the purpose of sections 5(1)(b), read with section 39(2) of the
Constitution in
mind, there is no room for a finding in terms of
which it is declared by this Court that section 5(1)(b) of the Act
authorises
a Magistrate seized with an application for an arrest
warrant to permit and consider the making of representations by a
person
before the Magistrate issues a warrant for the arrest of that
person in appropriate circumstances.
The Constitutional
Challenge.
[78]
We
turn, then, to the alternative issue raised in this matter: a
declarator of unconstitutionality given that this Court has found
that section 5(1)(b) cannot reasonably be interpreted to authorise a
Magistrate to consider representations. The applicant seeks
for this
Court to declare section 5(1)(b) unconstitutional and invalid to the
extent of its inconsistency with the Constitution.
He also asks for
an order that should any of the respondents intend making application
for a warrant for his arrest in the future,
he be given reasonable
notice of such application.
[79]
The
applicant argues that
the section, as interpreted by us,
unjustifiably limits the rights in sections 12(1)(a) and 34 of the
Constitution. Further, it
violates the separation of powers in that
the Magistrate is straightjacketed and prevented from considering
relevant information
as demanded by fairness.
[80] The gist of the
applicant’s case is that on our interpretation of section
5(1)(b) a person like the applicant will be
deprived of her liberty
without having the opportunity to persuade the Magistrate that the
offences in respect of which her extradition
is sought are trumped up
and that she will not receive a fair trial if arrested and
surrendered. Not only does this amount to an
arbitrary deprivation of
liberty without just cause, but it also offends the principle of
separation of powers: it effectively
means that the role of the
Magistrate in deciding to issue an arrest warrant is reduced to that
of simply rubberstamping the Minister’s
decision that the
extradition process should be triggered by an arrest. This, says the
applicant, is contrary to what the Constitutional
Court identified in
Smit
as being unacceptable from a separation of powers point
of view.
[81]
The first
difficulty with the applicant’s submissions is
that
it is well settled in our law that fairness is not an absolute or
immutable concept but depends on the context of the decision.
[36]
The context of the decision to issue a warrant in terms of the Act is
to bring the person before a Magistrate only as the first
step in the
Minister’s consideration of whether to extradite a person or
not. The extradition process is usually resorted
to precisely because
the person whose surrender is sought is a fugitive from justice or,
at least, is not willing voluntarily to
return to the requesting
state for trial. An application for a warrant of arrest is directed
at securing the person concerned so
that the extradition process can
take its course, much like a warrant of arrest is used in ordinary
criminal procedure to secure
the attendance of an accused person in
court. As noted earlier, the applicant accepted that in the
latter instance an
ex
parte
procedure
is followed in the ordinary course. Given the context and purpose of
the warrant of arrest under section 5, depriving
an affected person
of the right to make representations before a warrant is issued does
not amount to a constitutionally unfair
process.
[82]
A
further difficulty with the applicant’s case is that our
interpretation is premised on the demarcation of functions between
the Minister and the Magistrate in the extradition process. We have
found that under the Act it is the Minister that has the power
to
consider issues such as whether the charges in respect of which an
affected person is sought are trumped up, or whether he or
she will
receive a fair trial if surrendered. Our interpretation is not that
these issues may never be considered at all: only
that they are not
for the Magistrate to consider before issuing a warrant of arrest.
[83]
As
discussed earlier in the statutory framework section of this
judgment, under section 8(2) of the Act the Minister may, for any
reason he deems fit, cause the cancellation of a warrant of arrest
even before it is executed. Thus, the fact that a Magistrate
cannot
consider representations under section 5(1)(b) does not render the
process unfair: it is open to an affected person to make
her
representations to the correct authority, namely the Minister
to prevent him or her
from being taken into custody.
Thus,
the Act envisages that this may have the effect of staving off any
deprivation of liberty if the representations are successful
and a
warrant is cancelled. Despite what the applicant submits, fairness is
adequately catered for in the scheme of the Act
.
[84]
As
to the applicant’s contention that our interpretation of
section 5(1)(b) violates the principle of separation of powers,
we
cannot agree.
The respondents pointed out that under this
section the Magistrate is required to give independent, judicial
consideration to whether,
according to the information placed before
him or her: the offence is an “extraditable offence”
under the Act; the
offence in the opinion of the Magistrate justifies
the issue of a warrant for the arrest of a person, had it been
alleged that
he or she committed the offence in the Republic; and,
with the importation of section 43(1) of the Criminal Procedure Act,
there
are reasonable grounds to suspect that the offence has been
committed.
[85] In
Smit
, the
Court contrasted the role of the Magistrate under sections 5(1)(a)
and 5 (1)(b). The former subsection provided for a warrant
to be
issued simply “upon receipt of a notification of the Minister
to the effect that a request for the surrender of (the)
person to a
foreign State had been received by the Minister”. The Court
pointed out that subsection (a) was unconstitutional
as it left the
Magistrate with no discretion as is provided for in subsection (b).
The Court reasoned as follows:
“
[t]he
‘jurisdictional facts’ for a Magistrate to issue a
warrant are to be gleaned from section 5(1)(a) and (b). Section
5(1)(b) affords a Magistrate the leeway to act as a Magistrate. I say
so because in
Heath
this
Court said the function of issuing search warrants is suited to the
judicial office because it entails the weighing-up of facts
and
reaching a decision on them. Section 5(1)(b) does afford a Magistrate
an opportunity to exercise a judicial function in this
fashion. That
is so because this section makes provision for the Magistrate to
issue a warrant only if she or he would have issued
one in respect of
an offence committed in South Africa …”
[37]
[86] Consequently, the
fact that the Magistrate under section 5(1)(b) does not have the
power to consider representations as to
the
bona fides
of the
request for extradition does not preclude the Magistrate from
exercising the normal judicial function involved in considering
whether to issue a warrant of arrest. Section 5(1)(b) affords a
Magistrate the leeway to exercise her judicial discretion and to
act
as a Magistrate, not merely to rubberstamp executive decisions. The
Magistrate must rely on her knowledge and experience not
only to
conclude whether the offence meets the definition of “extraditable
offence” in the Act, but also whether he
or she would have
issued a warrant for the arrest if this offence was committed in this
country. To this extent, the same criteria
which would be used for an
arrest for a crime committed in South Africa would apply.
[87] As the Court
reasoned in
Smit
, while the Magistrate is required to bring
her own independent mind to these considerations:
“
[s]he
or he is not expected to play the role of a review or appellate
arbiter on the legal correctness of the conviction; not even
at the
level whether there are reasonable grounds to believe that the
conviction is legally correct. To use an Americanism, the
Magistrate
must not second-guess the conviction by the foreign court. To do so,
would be to undermine the judicial system of the
requesting state.
That, in turn, would be inconsistent with the idea of comity between
South Africa and those nations it owes extradition
obligations.”
[38]
[88] In other words, the
role of the Magistrate under section 5(1)(b) does not extend to
assessing the merits or demerits of the
alleged offences nor to the
personal circumstances of the person sought to be extradited and her
relationship with the requesting
state. However, the fact that her
role does not extend this far does not mean that he is she is not
exercising an independent judicial
function.
[89] While the Court in
Smit
was required to consider the constitutionality of the
power conferred on a Magistrate by section 5(1)(a) (which it found
wanting),
in the process it remarked, without deciding, on the
constitutionality of section 5(1)(b):
“
The
procedural requirement of the right not to be deprived of freedom
arbitrarily or without just cause protected by section 12(1)(a)
of
the Constitution appears to be satisfied by the Magistrate’s
consideration of the questions whether: the person concerned
has been
convicted of an extraditable offence by a competent court of the
requesting State; or, there are reasonable grounds to
suspect that
the person has committed the offence charged. I say ‘appears to
be satisfied’ because I do not want to
be categorical as
section 5(1)(b) is not under challenge. A categorical pronouncement
will have to be made when there is a challenge
to the section.”
[39]
[90] Although the
Court did not make a categorical pronouncement on the
constitutionality of section 5(1)(b) in
Smit
, in our view its
prima facie
assessment was correct, for the reasons we have
advanced above. There is further support from the Court on the
constitutionality
of the section, as interpreted by us. In
Robinson
,
as we have discussed, the Court analysed the demarcation of roles
between the Magistrate and Minister under the Act, finding that
there
was nothing constitutionally objectionable in this statutory scheme.
[91] Although not
directed at section 5(1)(b), the view expressed by the Court in
Robinson
supports our premise that the constitutional
requirements to promote section 12(1)(a) and section 34, and to
respect the separation
of powers, may be met by a statutory scheme
that divides the exercise of power in extradition matters between the
Magistrate and
the Minister. In the case of section 5(1)(b), while
the Magistrate may not have the power to accept representations
pertaining
to the
bona fides
of the offences alleged by the
requesting state to have been committed by an affected person, the
constitutional imperative of
protecting and promoting the right to
liberty from arbitrary deprivation is met by the Minister retaining
the authority to give
consideration to such issues.
[92] For all of these
reasons, we conclude that section 5(1)(b) is not unconstitutional.
[93] But even if there is
a possibility that we are wrong in our assessment, in our view, any
infringement of rights under section
12(1)(b) or section 34 are
justifiable under section 36 of the Constitution.
[94]
In this case,
the Republic of South Africa is
bound under a reciprocal extradition Protocol with Botswana. It is in
the interest of the country
that these obligations are honoured. The
Minister in terms of the Act is the person to make the
policy-oriented decisions in this
regard. To achieve this, a person
sought to be surrendered must be available for surrender should such
a decision be made. This
is achieved by the arrest of such a person.
[95] In terms of section
36(1) a right in the Bill of Rights may be limited only in terms of a
law of general application to the
extent that the limitation is
reasonable and justified in an open democratic society based on human
dignity, equality and freedom,
taking into account all relevant
factors, including-
a. the nature of the
right;
b. the importance of the
purpose of the limitation;
c. the nature and extent
of the limitation;
d. the relation between
the limitation and its purpose; and
e. less restrictive means
to achieve this purpose.
[96] Both the right not
to be deprived of one’s liberty arbitrarily or without just
cause, and the right to have a legal dispute
fairly determined in a
Court, or fundamental to the rule of law. There can be no gainsaying
their importance. On the other hand,
to the extent that section
5(1)(b) limits these rights by not permitting a consideration of
representations to a Magistrate before
the issue of a warrant of
arrest, such infringement serves an important purpose. As we have
said, it is aimed at securing the attendance
of a person whose
surrender is sought in an extradition process. It is of vital
importance for South Africa, as a sovereign state,
that it enacts
laws that foster its reciprocal treaty obligations in extradition
matters. Not only is this imperative for international
comity, but it
also ensures that South Africa is better able to meet its own
obligations to pursue criminal justice against perpetrators
within
our own borders. These considerations also deal with the relation
between the limitation and its purpose.
[97] The extent of the
limitation is not substantial. At worst for the affected person, he
or she must be brought before a Magistrate
under section 9 as soon as
possible, at which point the Magistrate may admit him or her to
bail. Over and above this, the
Minister has the power to
intervene at any stage to cause a warrant of arrest to be cancelled
prior to its execution, or to order
the discharge of a person who has
been committed under an executed warrant. As to the question of
whether less restrictive means
could achieve the purpose, it is
difficult to envisage how this might be achieved, without undermining
the entire edifice of extradition.
[98] For these reasons we
are satisfied that even if section 5(1)(b) were, contrary to our
finding, held to be unconstitutional,
the limitations imposed thereby
on the affected constitutional rights are justified under section
36(1).
The application to
strike out
[99]
The first to third respondents sought an order
striking out paragraphs 64 to 143.3 of the applicant’s founding
affidavit.
In these paragraphs, the applicant outlines the intended
representations he would wish to present to the Magistrate should a
warrant
for his arrest be sought in the future. It is crucial to note
that this part of the applicant’s founding affidavit provides
factual detail about the circumstances leading up to his departure
from Botswana. The respondents assail the paragraphs on the
basis
that they are irrelevant, unnecessary and bordering on an abuse of
the Court process.
[100]
The applicant averred that this factual matrix was
provided for the following reasons: First, to disclose to the Court
the full
facts concerning the impending extradition; second, to
demonstrate the issues that will arise before the Magistrate when he
or
she decides whether to issue a section 5(1)(b) warrant; third, to
counter any suggestion that there is “no point” in
making
representations to a Magistrate before issuing a section 5(1)(b)
warrant; and fourth, why the applicant should be afforded
an
opportunity to make representation before the Magistrate. As far as
the fourth reason is concerned it has been conceded by the
applicant
that this is not an issue before the Court.
[101]
On behalf of the respondents, it was argued that
this evidence is irrelevant for considering this application.
[102]
Striking out in an affidavit is regulated by Rule
6(15) of the Uniform Rules of Court which provides that:
“
The
court may on application order to be struck out from any affidavit
any matter which is scandalous, vexatious or irrelevant,
with an
appropriate order as to costs, including costs as between attorney
and client. The court will not grant the application
unless it is
satisfied that the applicant will be prejudiced if the application is
not granted.”
[103]
An order striking out any matter from an affidavit
will succeed where an applicant has shown that the matter to be
struck out is
scandalous, vexatious or irrelevant and that he or she
will be prejudiced if the matter is not struck out. The test of
irrelevance
of the allegations forming the subject of the application
is whether such allegations do not apply to the matter before Court
or
do not contribute in any way to a decision of the matter. The
evidence must relate to the cause of action or merits of the case.
[104]
In
dealing with the approach as set out above, the Court in
Beinash
v Wixley
[40]
held that two requirements must be satisfied before an
application to strike out a matter from any affidavit can succeed.
First, the matter sought to be struck out must be scandalous,
vexatious, or irrelevant. Second, the Court must be satisfied that
if
such matter was not struck out the parties seeking such relief would
be prejudiced.
[105]
The issue taken with paragraphs 64 to 143.3 is
that it appears excessive for the applicant to invite this Court to
consider the
weight of his supposed representations he wishes to make
to a Magistrate in the future when the real issue before this Court
is
to determine whether, on a proper interpretation of section
5(1)(b), a Magistrate has the power to consider any representations
at all. In other words, it was never for this Court to
determine whether the applicant should be permitted to make the
representations
he outlined in great detail in his founding
affidavit. The impugned paragraphs simply were not relevant to issues
before the Court.
[106]
That respondents have not alleged any prejudice in
their affidavit to justify striking out those paragraphs does not
alter this
fact. To allow material concerned with facts to put up
before a Magistrate, to which it has not been determined if the Act
permits
such representations, would cause prejudice were it not to be
struck out. For one thing, not only the respondents, but also the
Court, were burdened with twenty additional pages of the founding
affidavit to traverse, quite apart from the extensive annexures
referred to in them. The respondents are not parties to the any legal
dispute that may exist between the applicant and the prosecuting
authorities in Botswana. It could not be expected of them to respond
to the extensive averments made by the applicant in this regard.
The inherent prejudice to the respondents is manifest.
[107]
In
Vaatz
v Law Society of Namibia
[41]
it was stated that irrelevant matter consists of “allegations
which do not apply to the matter in hand and do not contribute
one
way or the other to a decision of such matter”
[42]
In relation to prejudice it was said that this “does not mean
that, if the offending allegations remain, the innocent party’s
chances of success will be reduced. It is substantially less than
that. How much less depends on all the circumstances…”
[43]
[108]
It is patently clear that where such irrelevant
material is not struck out, the respondents would suffer prejudice in
its case.
The extensive details the founding affidavit contains
relating to the applicant’s
anticipated criminal
proceedings in Botswana, which issues do not fall to be determined by
this Court, are irrelevant and must be
struck.
Order and costs
[109]
As
far as costs in the main application are concerned, the principles
laid down in
Biowatch
Trust
[44]
apply: The application implicated constitutional rights and the
applicant ought not to be ordered to pay the costs of the state.
The costs of the application to strike out are different. In
our view, the applicant overstepped the acceptable limits of
what
ought to have been included in his affidavit, and he must bear the
costs of the strike-out application.
[110]
We make the following
order:
a.
The respondents’ application to strike out
paragraphs 64 to 143.3 of the applicant’s founding affidavit is
granted with
costs, including the costs of two counsel.
b.
The applicant’s application is dismissed
with no order as to costs.
R M Keightley
JUDGE OF THE HIGH
COURT
JOHANNESBURG
R Strydom
JUDGE OF THE HIGH
COURT
JOHANNESBURG
I agree
D M Mlambo
JUDGE OF THE HIGH
COURT
JOHANNESBURG
Delivered: This
judgment was prepared and authored by the Judge whose name is
reflected and is handed down electronically
by circulation to the
Parties/their legal representatives by email and by uploading it to
the electronic file of this matter on
Case Lines. The date for
hand-down is deemed to be 24 MAY 2023.
APPEARANCES
COUNSEL
FOR PLAINTIFF:
ADVOCATE
D NTSEBEZA SC AND ADVOCATE A KATZ SC AND ADVOCATE E COHEN
PLAINTIFFS
ATTORNEYS:
WEBBER
WENTEL
COUNSEL
FOR DEFENDANT:
ADVOCATE
L HODES SC AND ADVOCATE T GOVENDER
DEFENDANT
ATTORNEYS:
STATE
ATTORNEY (F. RAMORASWI)
DATE OF HEARING: 01
MARCH 2023
DATE OF JUDGMENT:
24 MAY 2023
[1]
Act
67 of 1962.
[2]
.
Harksen
v President of the Republic of South Africa and Others
[2000]
ZACC 29
;
2000 (2) SA 825
(CC);
2000 (5) BCLR 478
at para 4.
[3]
See
Harksen
v Attorney-General, Cape and others
1999
(1) SA 718
(C) at 737 C; and
Harksen
v Director of Public Prosecutions and another
1999
(4) SA 1201
(C) at 1211 G–1212 A.
[4]
Geuking
v President of the Republic of South Africa and
Others
[2002] ZACC 29
;
2003 (3) SA 34
(CC);
2004 (9) BCLR 895
(CC)
(
Geuking
)
at paras 26-50, citing Bassiouni
International
Extradition United States Law and Practice
4
ed (Oceana Publications, New York 2002) at 66.
[5]
As
opposed to a s 12 inquiry by a Magistrate in circumstances where the
offence is alleged to have been committed in an associated
state.
Botswana is not an associated state. Both South Africa and Botswana
are bound by the SADC Protocol on extraditions.
[6]
Smit
v Minister of Justice and Correctional Services and
Others
[2020] ZACC 29
;
2021 (3) BCLR 219
(CC)
2021 (1) SACR 482
(CC) (
Smit
)
at para 107.
[7]
Act
51 of 1977.
[8]
Smit
above
n 6 at para 111.
[9]
Director
of Public Prosecutions: Cape of Good Hope v Robinson
[2004]
ZACC 22
;
2005 (4) SA 1
(CC);
2005 (2) BCLR 103
(CC) (
Robinson).
[10]
Robinson
,
above at para 50.
[11]
Robinson
above n 9 at para
52.
[12]
See
National
Coalition for Gay and Lesbian Equality and Others v Minister of Home
Affairs and Others
[1999]
ZACC 17
;
2000 (2) SA 1
;
2000 (1) BCLR 39
at para 21.
[13]
See
Coin
Security Group (Pty) Ltd v SA National Union for Security Officers &
Others
[2000] ZASCA 137
;
2001
(2) SA 872
(SCA) at para 9; and
SA
Metal Group (Pty) Ltd v The International Trade Administration
Commission
(267/2016)
[2017] ZASCA 14.
[14]
Ferreira
v Levin NO and Others; Vryenhoek and Others v Powell No and Others
1996
(1) SA 984
(CC);
1996 (1) BCLR 1
(
Ferreira
).
[15]
Id
at para 119.
[16]
Currie
and De Waal
The
Bill of Rights Hand Book
6
ed (Juta Legal and Academic Publishers, 2017).
[17]
Corruption
Watch NPC and Others v President of the Republic of South Africa and
Others; Nxasana v Corruption Watch NPC and Others
(CCT
333/17; CCT 13/18)
[2018] ZACC 23
;
2018 (10) BCLR 1179
(CC);
2018
(2) SACR 442
(CC) at para 36.
[18]
Ferreira
above
n 14 at para 164.
[19]
Law
Society of South Africa and Others v President of the Republic of
South Africa and Others
(CCT67/18)
[2018] ZACC 51
;
2019 (3) BCLR 329
(CC);
2019 (3) SA 30
(CC) at para
23.
[20]
Section
38 of the Constitution provides:
“
Anyone
listed in this section has the right to approach a competent court,
alleging that a right in the Bill of Rights has been
infringed or
threatened, and the court may grant appropriate relief, including a
declaration of rights. The persons who may approach
a court are—
(a)
anyone acting in their own interest;
(b)
anyone acting on behalf of another person who
cannot act in their name;
(c)
anyone acting as a member of, or in the interest
of, a group or class of persons;
(d)
anyone acting in the public interest; and
(e)
an association acting in the
interest of its members.”
[21]
Geuking
v President of the Republic of South Africa and Others
[2002]
ZACC 29
;
2003 (3) SA 34
(CC);
2004 (9) BCLR 895
(CC) (
Geuking
)
at paras 32-33.
[22]
Geuking
above
n 4 at para 35.
[23]
Capitec
Bank Holdings Limited and Another v Coral Lagoon Investments 194
(Pty) Ltd and Others
2022
(1) SA 100
at
para 25.
## [24]Cool
Ideas 1186 CC v Hubbard and Another[2014]
ZACC 16; 2014 (4) SA 474 (CC); 2014 (8) BCLR 869 (CC) at para 28.
[24]
Cool
Ideas 1186 CC v Hubbard and Another
[2014]
ZACC 16; 2014 (4) SA 474 (CC); 2014 (8) BCLR 869 (CC) at para 28.
[25]
Makate
v Vodacom (Pty) Ltd
[2016]
ZACC 13
;
2016 (4) SA 121
(CC);
2016 (6) BCLR 709
(CC) (
Makate
)
at para 87.
[26]
Investigative
Directorate:Serious Economic v
Hyundai
Motor Distributors (Pty) Ltd: In Re Hyundai Motor Distributors (Pty)
Ltd v Smit N.O
.
[2000] ZACC 12
;
2001 (1) SA 545
(CC) (
Hyundai
)
at para 23.
[27]
Smit
above n 6 at para
117, citing
Hyunda
i
above n 26 para 88.
[28]
Makate
above n 25 at
para 88.
[29]
Smit
above n 6 at
paras 111-2.
[30]
National
Coalition for Gay and Lesbian Equality and Others v Minister of Home
Affairs and Others
[1999]
ZACC 17
;
2000 (2) SA 1
;
2000 (1) BCLR 39
at
para
24.
[31]
[31]
In terms of
section 12 of the Act. Section 12(2) gives the enquiry
Magistrate more or less the equivalent powers as the
Minister has to
refuse the surrender of a person under section 11. It should
be noted, too, that the process for issuing
a warrant of arrest in
respect of associated states is regulated separately under section 5
of the Act.
[32]
Robinson
above n 9 at para
52.
[33]
Id
at para 53.
[34]
Smit
above
n 6 at para 117.
[35]
Id
at para 118.
[36]
See
for example, in this regard,
Du
Preez and Another v Truth and Reconciliation Commission
1997
(3) SA 204 (A).
[37]
See
Smit
above n 6 at
para
107.
[38]
Id
at para 111.
[39]
Id
at para 112.
[40]
Beinash
v Wixley
[1997]
ZASCA 32; 1997 (3) SA 721 (SCA).
[41]
1991
(3) SA 563
(Nm) at 567B.
[42]
Id.
[43]
Id.
[44]
Biowatch Trust
v Registrar Genetic Resources and Others
[2009]
ZACC 14
;
2009 (6) SA 232
(CC);
2009 (10) BCLR 1014
(CC).
sino noindex
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