Case Law[2023] ZAGPJHC 1221South Africa
T.A.B.K and Another v L.V.K and Others (2022/17006) [2023] ZAGPJHC 1221 (26 October 2023)
High Court of South Africa (Gauteng Division, Johannesburg)
26 October 2023
Judgment
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# South Africa: South Gauteng High Court, Johannesburg
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## T.A.B.K and Another v L.V.K and Others (2022/17006) [2023] ZAGPJHC 1221 (26 October 2023)
T.A.B.K and Another v L.V.K and Others (2022/17006) [2023] ZAGPJHC 1221 (26 October 2023)
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sino date 26 October 2023
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REPUBLIC OF SOUTH
AFRICA
IN THE HIGH COURT OF
SOUTH AFRICA
GAUTENG DIVISION,
JOHANNESBURG
CASE NUMBER:
2022/17006
NOT REPORTABLE
NOT OF INTEREST TO
OTHER JUDGES
REVISED
In the matter between:
T.A.B.K
First
Applicant
L.S.K
Second
Applicant
And
L.V.K
First
Respondent
THE
ACTING DIRECTOR GENERAL, DEPARTMENT
OF
SOCIAL DEVELOPMENT
Second
Respondent
BABALWA
MENEMENE, SOCIAL WORKER,
VAAL
TRIANGLE MENTAL HEALTH SOCIETY,
SEBOKENG
Third
Respondent
THE
LOVE OF CHRIST MINISTRIES CHILDREN
AND
YOUTH CARE CENTRE ("TLC")
Fourth
Respondent
THE
HEAD OF DEPARTMENT, THE DEPARTMENT
OF
SOCIAL DEVELOPMENT, GAUTENG
Fifth
Respondent
THE
PRESIDING OFFICER, THE CHILDREN'S COURT,
SEBOKENG
Sixth
Respondent
JUDGMENT
WENTZEL AJ
INTRODUCTION AND
BACKGROUND FACTS
[1]
This application involves the adoptability of a
minor child by the applicants, who are Polish nationals. I will refer
to the minor
child as ‘
E
’
to protect his identity. The application is
opposed by the second respondent, the Acting Director-General (‘
DG
’
)
of the Department of Social Development (‘
DSD
’
),
who is of the view that E is not “
adoptable
”
and must be placed with the first respondent. The
first respondent, L V K, is a maternal great aunt of E. The affidavit
deposed
to on behalf of the DG of the DSD was deposed to by the Chief
Director: Legal Services in the employ of the DSD. For convenience,
I
will refer to the second respondent as ‘
the
DSD
’
.
Significantly, the fifth respondent, the Head of the Department of
the DSD, has not opposed this application.
[2]
E was born on 26 October 2016 and is today going
to be seven years old. In December 2016, when E was only two months
old, he was
deemed to be a child in need of care after it was
reported that he was being neglected and abused by his mother,
B
J K; she had
been diagnosed with bipolar disorder
and had a history of alcohol abuse. On 21 December 2016, E was placed
at the Love of Christ
Ministries Children and Youth Care Centre
("
TLC
")
(the fourth respondent), which has been designated as a place of
safety, with a view to being reunited with his mother once
she was
able to properly care for him. The third respondent (Babalwa
Menemene), a social worker employed at the Vaal Triangle Mental
Health Society, Sebokeng, was assigned to care for both E’s
mother and E. It is pointed out that although Ms. Menemene
operates under the supervision of the DSD, she is not an accredited
‘
adoption social worker’
and is not empowered to make a decision on the
‘
adoptability
’
of
E.
[3]
The applicants were married in December 1990 and
have three adult children, two self-supporting girls and a son who is
still studying.
The applicants’ contact with E arose after one
of the applicant’s adult daughters and son had been
volunteering at
the TLC during the Christmas period in December 2016.
With the TLC being short staffed during this time, the TLC requested
the
applicants’ daughter whether she could possibly take E to
the applicants’ home and look after him until their full staff
contingent returned to the TLC after the Christmas period, to which
she agreed. During the period that E remained with the
applicants, the family formed a strong attachment to him and
continued seek access to him on a regular basis after he was returned
to the TLC. This was facilitated through regular permissions for
leaves of absences granted by the TLC to E. This allowed the
applicants to have E with them over most weekends, and often from a
Thursday until the following Monday, when he would be returned
to the
TLC.
[4]
During October 2018, the applicants were
successfully screened by a social worker to enable E to spend longer
periods with them.
Although the screening performed was said to
determine whether the applicants were suitable foster parents of E,
in reality the
screening was to determine whether lengthy leaves of
absence could be given to E, as being foreigners without permanent
residence,
the applicants were not able to act as foster parents to
E. The result of this screening was that the applicants were
considered
suitable candidates to enable E to spend extended periods
of time and holidays with the applicants. This arrangement between
the
applicants and the TLC who afforded them extended periods of
access to E, persisted until they left South Africa during January
2020.
[5]
This has meant that since E was a baby of only two
months, and until the applicants left South Africa, he has spent a
substantial
amount of time in the care of the applicants’
family, who provided him with a loving family environment and assumed
responsibility
for E’s schooling, clothing and medical needs.
The photographs annexed to the founding papers are testimony to the
close
relationship between the applicants’ family and E.
[6]
Since leaving South Africa, the applicants have
remained in regular contact with E via phone and video calls, have
rented accommodation
close to the TLC and have returned to South
Africa every two to three months to visit E and enable him to spend
time with them,
be it for school holidays or over extended weekends.
They have continued to pay his expenses and attend to his needs.
[7]
During the period that the applicants had access
to E, they had contact with his birth mother, who was determined to
be reunited
with him and did not wish to give him up for adoption.
His birth mother, however, was happy with the arrangement made by the
TLC
with the applicants as she knew that they loved him and were able
to provide for E. During this time, the applicants encouraged
and
facilitated contact between E and his mother, who it seems never once
missed his birthday.
[8]
On 1 February 2019, contact was made by social
workers with Ms. K as a possible placement for E. On 29 March 2019, a
background
report was prepared by a social worker from Engo Family
Care in Heilbron (“
Engo
”
),
where Ms. K resides, concerning the suitability of Ms. K as a foster
parent to E. This was a superficial report which indicated
that Ms. K
was prepared to take care of E. Following this approach, Ms. K made
no further inquiries regarding E and made no attempt
to visit or make
contact with E. it would also seem that following this report, no
further steps were taken by Engo to appoint
Ms. K as a foster parent
to E. This may have been because E’s mother had not regarded
Ms. K as a suitable placement for E.
[9]
During October 2019, attempts were made to find
other suitable foster parents for E, which were not ultimately
successful. On 25
October 2019, E’s mother wrote a note
expressing her desire that the applicants foster E as she did not
feel that Ms. K was
particularly interested in E. On 18 November
2019, an unrelated foster parent for E was screened and approved.
However, this placement
also fell through, and E remained at the TLC
and continued to have contact with the applicants’ family.
[10]
At the beginning of January 2020, after the second
applicants’ contract expired, the applicants left South Africa
and ultimately
returned to Poland (after a short period in Rwanda).
[11]
On 18 February 2020 the applicants returned to
South Africa to have a meeting at the TLC with E’s mother, Ms
Menemene, Joanna
Jones, the Head of the TLC and the applicants’
lawyer to discuss the possibility of E being adopted. E’s
mother was
against this and preferred that a suitable foster
placement be arranged for E. In March 2020, E’s mother sent a
text message
to the first applicant requesting that when they
returned to South Africa again, they “
take
”
E.
[12]
On 19 April 2020, E’s mother died. At this
time, E was only three years old. The death of E’s mother
rendered him an
orphan which prompted the applicants to investigate
whether it would be possible for them to adopt E. On returning to
Poland from
Rwanda, the applicant’s approached the Polish
adoption authorities for assistance in facilitating an intercountry
adoption
of E.
[13]
After
E’s mother’s death, Ms. Menemene contacted Ms. K again
during May 2020,
regarding
the possible placement of E with her, to which she agreed. She
indicated that
the K family, which are E’s mother’s
family, had “
resolved
” that Ms. K was the
“
suitable person to take care [of] and raise the child
.”
[14]
During or about June 2020, formal steps were taken
by the applicants to adopt E and correspondence was exchanged between
the Polish
Central Authority tasked with intercountry adoptions and
their counterpart in South Africa, the DSD. During July 2020, the
applicants
submitted documents to the Polish authorities to be
considered as suitable parents for the adoption of E and hereafter
underwent
screening and training as required by the Polish adoption
authorities.
[15]
However, the accredited intercountry adoption
agencies they approached in South Africa indicated that they would
not be regarded
as suitable prospective adoptive parents of E: first,
as their prior contact with him contravened the local and
international rules
and guidelines precluding “
pre-identification
”
of a child, where prospective adoptive parents
“
pre-identify
”
or
choose a child sought to be adopted by them (also referred to as
“
baby shopping
”
);
and second, because E was not “
adoptable
”
as a suitable local extended family member, namely
Ms. K, had agreed to care of E.
[16]
This is the approach set out in the DSD’s
Guidelines, which it has maintained in the application before me. It
bears mentioning
at this stage, however, that the relevant
legislative provisions make it plain that had the applicants’
contact with E been
as foster parents, this would have accorded them
preference in any application to adopt him. This is plainly because
the prior
relationship between foster parents and a child who then
becomes available to adoption makes them eminently best suited to
adopt
the child. However, because they are foreigners, the
applicants’ prior contact with E as now, in the eyes of the
DSD, served
to exclude them as prospective adoptive parents of E. It
is, however, readily apparent from the facts of this matter that the
applicants’
so-called “
pre-identification
”
of E had not been as prospective adoptive parents
as, until E’s mother died, the applicants had not had any
intention to adopt
E; indeed, his mother had entirely ruled out this
as a possibility.
[17]
Moreover, and perhaps more importantly, it makes
no sense whatsoever to exclude the applicants as prospective adoptive
parents of
E simply because there is a local placement for E as Ms. K
has now agreed to take care of E. This is particularly so as prior to
the death of E’s mother, the K family had no contact with E,
despite knowing that he was in an institution; as indicated
above,
Ms. K had been approached by a social worker from Engo in Heilbron
between February 2019 and March 2019 to determine whether
she would
be prepared to take care of E while his mother was still alive. No
steps were thereafter taken by her or any member of
the family to
even seek to visit E. E’s mother, herself, did not wish Ms. K
to foster E as in her view, Ms. K had expressed
no interest in E.
[18]
This has been confirmed by Ms Jones, the Head of
the TLC, who deposed to an affidavit in these proceedings in which
she explained
that Ms. K had hitherto not expressed any interests or
particular concern for E. She stressed that-
"
Ms V Kubheka
(E’s great-aunt), despite being aware that E was in care, and
professing to desire reunification from the time
he came into care,
never telephoned or inquired about E to date. TLC offered a number of
times to bring E to visit her at her home,
or to meet her half-way
between her home and TLC, however she always gave reasons why this
was not possible.
"
[19]
Ms. K is a 57-year-old lady who lives in a
three-bedroom house in Heilbron with her daughter and disabled
grandson, which the Heilbron
social workers have reported is clean
and well-kept and there is plenty of room for E. Ms. K works as a
domestic worker and earns
a meagre salary of R2200.00 per month. Her
daughter, however, assists her in buying groceries.
[20]
The
DSD has expressed the view that the placement of E with Ms. K will be
a “
suitable
”
placement for E, primarily it seems, because Ms. K
is part of E’s extended family. It is the DSD’s stated
policy that
what is known as the ‘
subsidiary
principle
’
should be adhered to
which requires children should first and foremost be placed with
family or their extended family and/or within
their own community
where their culture, traditions and language will be respected. The
point needs to be made, however, that E
only speaks English, Ms. K is
Zulu speaking and the major language spoken in Heilbron is Sesotho. E
has grown up catholic as the
TLC is a catholic institution. It is
thus apparent that the family environment which Ms. K can offer to E
is entirely foreign to
that offered to him by the applicants and the
TLC.
[21]
This
notwithstanding, the DSD has been intent on preventing the applicants
from even being considered as suitable adoptive parents
to E and have
instead, taken steps to ensure the placement of E with Ms. K, without
any consideration of what may, in the particular
circumstances of E’s
case, be in the best interests of E. This is evident from the
chronology of events following the applicants’
attempts to
adopt E.
[22]
During October 2020, the applicants returned to
South Africa to see E. At the same time, arrangements were made for
Ms. K to visit
E at the TLC, which she did, coincidentally, on his
fourth birthday on 26 October 2020. During this visit, Ms. K did not
interact
much with E. It was suspected that this may have been due to
a language barrier as E only spoke English. A further visit was
arranged
on 9 November 2020. During this visit Ms. K was accompanied
by her niece, Deliwe, who appeared to interact well with E. Both
visits
took place at the request of the social workers who arranged
for Ms. K’s transport to visit E.
[23]
Following these visits, no further inquiries were
made by Ms. K concerning E and she made no attempt to visit him of
her own accord.
However, to be fair to Ms. K, she states that she had
been expecting E to be placed in her care since December 2020 as
appears
from the report prepared by another social worker from Engo,
Mr Mmabatho Mamokabe dealt with shortly.
[24]
During December 2020, the applicants again
returned to South Africa to see E and he was granted a leave of
absence to stay with
them for the Christmas holidays.
[25]
On 26 February 2021, a second, more detailed report concerning the
placement of E with Ms. K was prepared by Mr Mamokabe, which
was
co-signed by his supervisor, Ms. Helmi Beyers-Jacobs. It records that
the Ms. K “
is longing to have E to stay with the family.
She also understands that, she is the only person that the child
has. She cannot wait to see her grandchild . Ms. Kubeka reported
that
she even bought clothes for the child in December 2020 she was hoping
to spend Christmas with him.”
Ms. Mamokabe expressed the
view that the “
placement will be good for the child and will
also give the child a sense of belonging
”. He made the
point that E was “
only four years old, children his age
adapt easily
”. Mr. Mamokabe recommended that E be
transferred into the care of Ms. K and “
be reunited with his
maternal family
”. Mr. Mamokabe, however, failed to consider
E’s specific needs and circumstances and made no attempt to
meet E, discuss
his case with his case social worker, Ms.
Menemene, Ms. Jones at the TLC or the applicants with whom E had by
this stage
established a bond, and had taken steps to try and adopt
E.
[26]
During March 2021 and again in May 2021, the applicants returned to
South Africa to see E. On 7 May 2021, the applicants were approved
as
prospective adoptive parents for E by the Polish adoption authority,
who made contact with the DSD regarding the possibility
of the
applicants adopting E. During August 2021, the applicants again
returned to South Africa to visit E. During September 2021,
the
applicants attorney met with members of the DSD to discuss the
adoption of E. In October 2021, the applicants again returned
to
South Africa to visit E. Unfortunately, the applicants scheduled
visit during December 2021 had to be cancelled due to the outbreak
of
the Omnicron Covid-19 variant in South Africa.
[27] On 8 February 2022
the applicants’ attorney addressed a letter to Ms Menemene. The
letter outlined the long-standing
relationship between E and the
applicants’ family, and their interest in his welfare. The
applicant’s attorneys expressed
concern that the question of
E’s placement had still not been finalised, notwithstanding
that E had by that stage been orphaned
for nearly two years and had
been institutionalised almost his entire life. She inquired whether E
had yet been declared “
adoptable
” and if any
decision had been made concerning his placement. The correspondence
was also copied to the DSD and the Presiding
Officer of the
Children’s Court (the sixth respondent).
[28]
It would seem that the letter from the applicants’
attorney may have prompted Ms. Menemene to arrange a further visit
between
Ms. K and E at the TLC on 4 March 2022. During this visit,
Ms. K was accompanied by her daughter,
Thokozane
.
Ms. K and
Thokozane
arrived late and had to leave after only an hour in order to catch a
taxi. It was reported that again, Ms. K hardly engaged with
E, and it
was
Thokozane
who interacted more with E.
[29]
Hereafter, a home visit was arranged for E to stay
with Ms. K in Heilbron between 6 May 2022 to 8 May 2022. After
this visit
E was debriefed by Ms. Jones, who prepared a report dated
10 May 2022
.
I
would like to quote this report in full as it demonstrates the effect
this visit had on E, who felt betrayed and abandoned by
the first
applicant because he felt that she had made him go and stay with Ms.
K. Ms. Jones also expressed concern about the lack
of supervision of
E, who was allowed to walk to the shops unaccompanied by an adult. (I
have replaced the minor child’s name
where it appears in this
report with “
E
”
.
I have similarly done so in the further reports and correspondence
quoted in this judgment referring to the minor child.):
“
Debrief
-10 May 2022
Notes from Debrief
with E after visit to Vhangile (6 — 8 May 2022)
Events discussed in
this report are purely E's reflections on his visit and his
perceptions of what took place. No effort has been
made to verify
anything reported.
I sat with E on
Tuesday afternoon so that he could tell me about "all his
adventures on the weekend.”
I sat on the couch in
the TV lounge and E sat on the carpet paging through a book. Nobody
else was present.
E told me that he had
gone to visit his aunty on the weekend. It was far away, his aunty
has a small little house. His family are
nice but it was very boring
there. There wasn't much to do or play and they didn't go to church.
He was excited to tell
me that he did go to the shops with the neighbour to play on the "TV
games". You had to put money
in the games and then you could
play. On my enquiring who he went to the shop with he said it was
just him and the neighbour. I
asked how old the neighbour was and he
told me the neighbour is nine years old. I also asked how far it was
to the shops but E
was not clear about this, though he did say that
they had walked there.
E also said that
though it was "OK" with his aunt, he had cried in the night
because he wanted to be at TLC. He said he
missed his friends and
wanted to be with them.
E said he was
"super-super" angry with T because she had "made him
go to his aunt". Even though E knew that
by the time he returned
from his visit to his aunt, T and L would have returned to Poland, he
was still sad and disappointed that
they were not there when he came
back. When asked by one of the caregivers how he was feeling, E said
"I am SOO Confused!"
E refused to speak to T on the phone
for the first two days after he returned.
We spoke for a while
about how sometimes we have to do something even though we don'
really want to; That getting to know people
in your family is
important; And that even though people may sometimes expect you to do
things you don't want to do, that doesn't
mean that they no longer
love you.
On the 11th May E sent
T a picture of a drawing he had done, and the relationship between E
and T seems to be recovering.
*If, in fact, E did
visit the shop, supervised only by the nine year old neighbour, this
causes me some concern. If he was accompanied
by an adult, but was
not cognisant of the fact, this is also somewhat concerning. It would
seem his family showed a lack of regard
or concern for E and the
situation he was in.
- This was E's first
visit to his aunt. E had only met his aunt a few times, and it had
been some length of time since the last
time he had seen her. He was
in an unfamiliar place, surrounded by unfamiliar people.
- A nine year old
should not be given the responsibility for safeguarding another child
(Particularly one he doesn't know, outside
of the home environment)
- E is still too young
to have a firm grasp on rules of the road, the dangers of child
trafficking and exploitation that are rampant
in South African
society.
- E could have been
involved in any number of scenarios which would have led to him being
unable to find his way back to his aunt's
home.”
[30]
Hereafter, a longer visit was arranged between 8
July 2022 and 13 July 2022. E was transported to and from Heilbron by
social workers.
The feedback received by the social workers in
Heilbron after E’s stay with Ms. K was positive and it was
stated that the
relationship between E and Ms. K “
was
improving
”
. In addition, it was
reported by Ms. Menemene in her report dated 8 September 2022
(prepared after this application was launched
and attached to the
DSD’s answering affidavit)) that, after E’s visit with
Ms. K during July 2022 that E had indicated
to her that he had
enjoyed the longer visit, but he “
was
just sad that he did not go to church like he does at TLC. Upon
asking him how he would feel if he were to stay in Heilbron
permanently, he responded that he would not want to stay permanently
but can visit for school holidays
.”
[31]
In her
report Ms. Menemene stated that she had been hesitant to continue
with the proposed placement of E with Ms. K in view of
the
allegations made by the Hlatshwayo family against Ms. K. Despite
these concerns (which she only elucidated in her later report
dealt
with below), Ms. Menemene stated that Ms. Dolo and Ms. Ngqaza
“
suggested
that [they] continue with the transfer and inform the Heilbron Social
worker about the allegations
.”
Ms. Menemene further recorded that “
[a]ccording
to the confirmation letter received from Engo welfare, V is still
willing and capable of taking care of E
”
.
She also stated that E had been “
prepared
by both social workers for the possibility of the transfer to the K
family
.”
Ms. Menemene thus recommended that in terms of section 171(1) of the
Children’s Act 38 of 2005 (“
the
Act
”
),
E be transferred into the foster care of Ms. K.
[1]
[32]
Ms. Menemene pointed out that the applicants were
interested in adopting E but had not been able to do so as E is not
deemed ‘
adoptable
’
“
because there is a maternal grandmother
availing herself to care for the child
.”
It was stressed that the social worker of Engo welfare in Heilbron,
had expressed the view that Ms. K “
takes
the child’s best interests seriously and is willing to give him
stability, love and protection
.”
There was no analysis or consideration given as to whether, as an
alternative option, the permanent placement of E with
the applicants
may be in his best interests.
[33]
The Engo report referred to by Ms. Menemene was
prepared by Mr Mamokabe on 7 September 2022. After indicating that
the visit between
E and Ms. K had gone well and that there was
sufficient space in Ms. K’s home for E, Mr. Mamokabe made it
clear that the
clear policy of the DSD was satisfied by the placement
of E with Ms K-
“
She
is willing to take the child in her care, and she has the support of
the family members. E had an opportunity to meet his maternal
family,
which gave him a sense of belonging. Child now knows his roots and
has an opportunity to learn about is culture. Ms. K
is capable of
taking care of the child on a physical and psychological level. She
is also able to provide for the child’s
basic needs. The
maternal grandmother takes the child's best interests very seriously
and she is willing to give the child stability,
protection, guidance
and love.
”
[34]
Five days after preparing this report, Ms. Menmene
prepared a further report dated 13 September 2022. This report was
also attached
to the DSD’s answering affidavit and is titled,
“
FEEDBACK REPORT ON HOD/MEC OFFICE
REFERRALS
.” In this report Ms.
Menemene expands upon her earlier report and states that on 10 May
2022, as they were preparing to go
to court, they received a call
from one of the deceased’s uncles, Daniel Hlatshwayo, who had
found out that they were planning
on transferring E to Ms. K’s
care. Mr Hlatshwayo expressed concern about E’s well-being
should he be placed with Ms.
K’s care. He indicated that he had
visited E at Ms. K’s house on 6 May 2022 during E’s visit
there.
[35]
Ms. Menemene reported Mr. Hlatshwayo’s
concerns as being -
35.1.
Ms.
K is only interested in receiving a foster care grant should she look
after E.
35.2. Ms. K will not be
able to give E the love and care that he deserves.
35.3. Ms. K is not
interested in E’s well-being as she had distanced herself from
E’s mother when she was still alive
and needed her the most. He
said that if the K family truly cared for E, he would not have grown
up in a children's home. He further
reported that even when E’s
mother gave birth to E, he was the one who fetched her from hospital
in Kroonstad and took her
to Evaton, as nobody else was willing to
help. He maintained that the K family regarded E as a burden.
35.4. The lifestyle that
the child is living and is used to will be hard for Ms. K to
maintain, especially his education.
[36] In this report, Ms.
Menemene stated that she had received the notes from Ms. Jones
concerning E’s visit to Ms. K from
6 May 2022 to 8 May 2022 in
which Ms. Jones had expressed serious concerns about the suitability
of Ms. K as a possible placement
for E. Ms. Menemene explained that
on 8 July 2022, they had granted a leave of absence to E to visit Ms.
K “
for them to get to know each other more and to continue
their relationship, the K family fetched the child from TLC on 8 July
2022
and brought him back to the TLC on 13.07.2022
.” Ms.
Menemene further explained that on 31 August 2022 they had sent an
email to Engo to confirm that Ms. K was still interested
in taking E
into her foster care. Ms. Menemene explained that the affirmative
response received from Engo enabled her to complete
her section
171(1) report regarding the transfer of of E from the TLC to
alternative placement in the care of Ms. K.
[37] In her evaluation
Ms. Menemene explained-
·
We are now
ready to transfer E to foster care of Ms. V L K.
·
After the
allegations made by Mr Hlatshwayo and the court application by the
K’s attorney [referring to the current application],
we were
hesitant to continue with a transfer and we are of the opinion that
further investigations/ background checks be conducted
to ensure a
safe and suitable placement for the child. Our main concern was that
what if something bad happens to the child and
Mr Hlatshway says "I
told you so". We always want to put first the child's best
interest. We discuss this matter with
Ms Dolo and Ms Ngqaza of
Department of Social Development and they suggested that we continue
with the transfer and inform the
new social worker Heilbron about the
allegations so that we can follow up on them.
·
It seems that
the Hlatshwayo (maternal family of the B K)[E’s mother] is not
supportive of the child being put into the care
of the K family
·
According to
the confirmation letter received from Engo Welfare, V is still
willing and capable to take care of E.
·
It seems
that E is not adoptable as the K family is willing to take him into
their care
.”
(emphasis added).
[38] Ms. Menemene thus
recommended that E be transferred to the foster care of Ms. K.
[39] It is plain from the
papers that both Simon and Daniel Hlatshwayo are of the view that E
would be better off permanently placed
with the applicants, who they
believe will be able to afford to provide him with a better life. The
DSD is quick to point out that
this is not a consideration in the
placement of a child; nor should it be. What is of paramount
importance is the best interests
of E.
[40]
In view of the conflict between the DSD and the K
family, on the one hand, and the applicants and the Hlatshwayo
family, on the
other, as to the suitable placement of E, as Upper
Guardian of E, I requested that I have a meeting with E. He was
brought to my
chambers holding the first applicant’s hand, who
he referred to as “
Mum T
”
during the discussion I had alone with him. He
informed me that he is happy at the TLC and has three friends there
who are roughly
his age, one of eight years, one of seven years and
one who is four years old.
[41]
I discussed with E how he had found the visit
arranged by the social workers for him to spend five days with Ms. K
between 8 July
2022 and 13 July 2022. I asked him if he knew
the family’s names, but he did not and said he called them
“
sister
”
and
“
brother
”
and
“grandmother”. He explained that his sister was 20
years-old and his brother was 10 years-old. He told me that his
grandmother and his sister could speak English but not his brother as
he had not been able to go to school to learn English. He
said he had
a nice time there, but he missed his friends at the TLC. I asked what
he had done while he was there, and he told me
he played in the yard
and did colouring-in. It was clear that this was a strange
environment for him, but he did not say anything
bad about his time
he spent with Ms. K or any member of the K family.
[42]
I also discussed with E where he would like to
live, and he unequivocally indicated that he wished to live with the
applicants.
I explained to him that were this to happen, he would
need to leave South Africa and his friends at the TLC and his
classmates
and live in Poland where everybody speaks Polish. He
indicated that he understood this, and although I was impressed by
his level
of maturity, I am mindful that he is very young, has never
left South Africa and cannot possibly have any real appreciation what
his separation from his friends at TLC and the absence of contact
with his newly found biological family would mean. The views
expressed by E as to his future care are but one of many factors
which should be taken into account by the Children’s Court
in
deciding the best interests of E. His views, however, are a factor
that I have taken into account in deciding whether the relief
sought
by the applicants which would enable the applicants to bring an
application to the Children’s Court for the adoption
of E
should be granted in the best interests of E.
[43]
Whilst the issue of E’s placement is being
determined, the Order placing E in the care of the TLC has been
extended until
May 2024.
THE RELIEF SOUGHT
[44]
The formulation of the relief sought at the
hearing of this matter, set out in an amended draft order attached to
the applicants’
counsel’s heads of argument, was
different to that set out in the notice of motion.
[45]
In their amended draft order, the applicants seek
to be able to bring an application for the adoption of E to the
Children’s
Court. To facilitate this relief, they seek
declaratory relief to prevent the application of the subsidiary and
pre-identification
principles which they have been told preclude
their adoption of E. Pending the outcome of the applicants’
application to
the Children’s Court, the applicants seek an
order interdicting the Head of the DSD (the fifth respondent) and Ms.
Menemene
from removing E from the TLC and placing him with Ms. K or
elsewhere.
[46]
Should it be found that E is to be placed with Ms.
K, the applicants seek an order that this placement only take place
after a proper
integration program has been carried out in order to
protect the best interests of E.
[47]
In the event that the applicants are found to be
suitable adoptive parents of E, they seek that the provisions in the
Act requiring
that his name be placed on RACAP be waived and that the
DSD take all necessary steps to give effect to any Order made for
their
adoption of E. The applicants also seek that a post-adoption
agreement be considered by the Children’s Court to regulate the
future contact between E and his biological family in the best
interests of E.
[48]
In terms of the amended draft order, the relief
now sought by the applicants is as follows:
1.
The fifth and third respondents are hereby
interdicted from moving E from the care of the fourth respondent
without an Order of
the Children’s Court, alternatively this
Court.
2.
It is declared that for purposes of determining
the best interests of E:
2.1.
the specific circumstances in which the
applicants’ relationship with E developed does not fall within
the definition or “pre-identification”;
2.2.
the relationship established between the
applicants and E, established without the intention of finding a
child to adopt, does not
fall into the category of “baby
shopping”;
2.3.
the pre-existing relationship shall not be
considered a hindrance in the consideration of their adoption of E by
the Children’s
Court; and
2.4.
the subsidiarity principle is not the
overriding principle and shall not prevent his adoption by the
applicants contrary to the
best interests of the child.
3.
The following steps required in the advancing a
determination of E’s best interest are hereby authorised:
3.1.
A suitably qualified and approved adoption
social worker is hereby authorized to initiate an enquiry as to
whether E is adoptable;
and
3.2.
Any one of the listed authorised intercountry
adoption agencies is hereby authorised to commence the process of an
adoption application
to be brought before the sixth respondent;
3.3.
These investigations and subsequent reports,
together with the adoption application, are to be presented to the
sixth respondent
for consideration and filed with this Court.
4.
The issue of the adoption of E is referred to
the sixth respondent, the Children’s Court, to determine the
best interests
of E giving consideration to the option of the
adoption of E by the applicants.
5.
That in event that it is held by the Children’s
Court that it is in the best interests of E to be placed with the
first respondent,
that E may only be placed in the care of the first
respondent following a proper assessment and integration program.
6.
That in event that it is held by the Children’s
Court that it is in the best interests of E to be placed with the
applicants
that:
6.1.
It is directed that the requirements of section
232 of the Children’s Act, 38 of 2005, that E be registered on
RACAP - the
Register on Adoptable Children and Prospective Adoptive
Parents, be waived in the circumstances; and
6.2.
Directing that the second and fifth respondents
to take all steps necessary give effect to the decision of the
Children’s
Court.
6.3.
That in granting an Order of Adoption, if such
order is granted, the sixth respondent is requested to consider the
issue of a post
adoption order between the applicants and the first
respondent, as envisaged in section 253 of the Act, if in the best
interests
of E.
[53]
The essential differences between the relief
sought in the notice of motion and the amended draft Order are as
follows:
53.1.
The applicants seek that
both
the fifth
and third
respondents be interdicted from removing E from
the TLC without an Order of Court. This is no longer said to be
pending the
finalisation
of
this application and thus amounts to a final interdict, ceasing only
by an Order of Court.
53.2.
The declaratory relief is now sought “
for
the purposes of determining the best interests
”
of
E.
53.3.
The declaratory relief is no longer limited to
declaring that the applicants’ relationship of E does not
constitute ‘
pre-identification
’
or ‘
baby
shopping
’
and now extends to
declaring that the ‘
subsidiarity
principle
’
is not the overriding
principle and shall not prevent E’s adoption by the applicants.
53.4.
The applicants also now seek by way of declaratory
relief to bind the Children’s Court not to consider the
pre-existing relationship
between the applicants and E (their
pre-identification of E) as a hindrance in the consideration of their
application to adopt
E.
53.5.
The applicants no longer seek-
53.5.1.
the appointment of a
curator
ad litem
to act in the interests of E
to ensure that his voice is heard during the adoption proceedings;
the applicants state that they are
satisfied that should an adoption
social worker be appointed to determine the ‘
adoptability
’
of E and to report to the Children’s Court
on the best interests of E, E’s interests will be sufficiently
safeguarded
in any future adoption proceedings.
53.5.2.
an Order declaring that the requirements of
section 232 of the Act requiring that E be registered on RACAP be
waived.
53.5.3.
to compel the DSD to enter into a working
agreement with the Polish adoption authorities, alternatively to
declare that no such
agreement is required for them to be considered
as prospective adoptive parents of E. Instead, they seek only that
the second and
fifth respondents take all necessary steps to give
effect to the Order of the Children’s Court.
THE ISSUES TO BE
DECIDED
[54]
The applicant’s argue that they are the
de facto
family
of E and that it is in E’s best interests that they be
considered as prospective adoptive parents to E.
[55] There is some
support for the applicant’s stance found in the definition of a
“
family member
” in section 1 of the Children’s
Act 38 of 2005 (‘
the Children’s Act or the Act’
).
Section 1 of the Act defines a “
family member
” as
follows:
“
'family
member'
,
in relation to a child, means-
(a) a parent of the
child;
(b) any other person
who has parental responsibilities and rights in respect of the child;
(c) a
grandparent, brother, sister, uncle, aunt or cousin of the child; or
(d)
any
other person with whom the child has developed a significant
relationship, based on psychological or emotional attachment, which
resembles a family relationship
;” (emphasis added).
[56] The applicants would
qualify as “
family members
” within the meaning of
sub-paragraph (d).
[57] The DSD contends -
57.1. First, this
application is a disguised application for adoption and this Court
lacks the jurisdiction to consider such
an application as in terms of
section 239 of the Children’s Act, the Children’s Court
has exclusive jurisdiction to
decide issues relating to the adoption
of E.
57.2. Second, E is not
‘
adoptable
’ by any foreign prospective adoptive
parents as the principle of ‘
subsidiarity
’ applies
to the exclusion of all other considerations. The ‘
subsidiary
principle
’ dictates that foreign prospective parents may
only adopt a local South African child if there is no available local
placement
for the child; in this case, the DSD states there is an
alternative local placement for E as Ms. K has agreed to act as a
foster
parent to E. (This she did in writing shortly after the DSD
filed its answering affidavit.) In this regard, the DSD relies on the
report of Ms. Menemene who, relying on the report from Engo in
Heilbron, has declared that, “
it seems that E is not
adoptable
” as a local placement has been found for E.
57.3.
Third, it is in E’s best interests that E be placed with Ms. K
as this will enable him to remain within his own ethnic group
and
culture. This would similarly apply to any prospective foreign
nationals who wished to adopt E.
57.4. Fourth, even if E
were to be declared ‘
adoptable
’, the applicants
would be precluded from being considered as prospective foreign
adoptive parents of E because of their prior
relationship with him.
It is argued that this constitutes ‘
pre-identification
’
which is prohibited in international adoptions. The purpose of this
rule, the DSD explains, is to prevent ‘
baby-shopping
’
where a foreign national comes to South Africa to find a baby that
best suits their needs. This is contrary to the prescribed
child-centric system in place which requires that the name of a child
who has been found to be ‘
adoptable
,’ be placed on
the Register of Adoptable Children and Prospective Adoptive Parents
(‘
RACAP
’) after which, that child will then be
matched, after a thorough investigation, with the prospective
adoptive parents appearing
on the list who it is found would best
suit the particular child’s needs.
57.5. Finally, this Court
cannot dictate to the Children’s Court how it should deal with
an application for adoption before
it by way of declaratory orders
made by this Court; in particular, this Court does not have the
power to prescribe or declare
that the application of the
‘
subsidiary
’ and ‘
pre-identification
’
principles need not be followed in the current instance as sought by
the applicants.
[58] Further technical
arguments raised by the DSD are -
58.1. As E is not
‘adoptable’, his name cannot be placed on RACAP and
without being placed on RACAP, the Children’s
Court is not
empowered to consider an application for the adoption of E. Moreover,
the Children’s Court is not empowered
to grant an Order for the
adoption of E unless his name has appeared on RACAP for a period of
60 days and no other party has sought
to adopt E.
58.2. There is no
‘
working agreement
’ between South Africa and
Poland to facilitate and regulate the applicants’ adoption of E
and the doctrine of the separation
of powers precludes the Court
ordering the DSD or the President of the Republic to enter into such
an agreement with Poland as
had originally been sought by the
applicants in the notice of motion. Without a working agreement
between the two countries, any
adoption order granted by the
Children’s Court would not be effective.
58.3. The purported
Consent obtained from the Hlatswayo family and Ms Jones from the TLC
to the adoption of E by the applicants
contravenes Article 29 of the
Hague Convention as the applicants have had contact with the
Hlatswayo family and Ms. Jones
and thus, may have influenced their
stated consent to E’s adoption by the applicant.
[59] The applicants, on
the other hand, point out that-
59.1. Neither Ms.
Mamokabe nor Ms. Menemene are accredited ‘
adoption social
workers
’ as required by the Act and are thus not empowered
declare that E is not ‘
adoptable’
.; in all
likelihood aware of this, Ms. Menemene chose her words when stating:
“
It seems that E is not adoptable”
.
59.2. The decisions taken
by Ms. Menemene to place E with Ms. K were taken without any
consideration for the best interests of E
and without any regard to
the close bond that has developed between E and the applicants and
the trauma which it would cause E
should he be placed in the foster
care of Ms. K, with whom he has no real relationship.
59.3. They (the
applicants) did not choose E but rather, the bond developed between
them as they were requested by the TLC to take
care of E when he was
only two months old and they continued to do so for several years,
with the blessing of E’s mother
and the consent of the TLC .
The applicants thus argue that the rule against ‘
pre-identification
’
or ‘
baby-shopping
’ do not apply in the present
instance and their close bond to E, and his to them, makes them
eminently best suited to take
care of E.
[60]
The
applicant’s counsel was at pains to point out that this is not
an application for the adoption E, which the applicants
understand
can only be brought in the Children’s Court.
The
applicants, however, state that they find themselves in a catch-22
situation as, because E has not been declared ‘
adoptable
’,
they are unable to bring an application to the Children’s Court
to seek to adopt E; because of their prior contact
with E, they have
been told by accredited intercountry local adoption agencies that
even if E were to be declared ‘
adoptable
’, they
would be precluded from consideration as prospective adoptive parents
of E. The applicants thus argue that what they
call “
bureaucratic
obstacles
” currently deny them access to the Children’s
Court to bring an application for the adoption of E in breach of
their
right to have their dispute as to who is best placed to adopt E
decided before a court of law as guaranteed in section 34 of the
Constitution.
[61] Section 34 of the
Constitution provides:
“
34. Access to
courts
Everyone has the right
to have any dispute that can be resolved by the application of law
decided in a fair public hearing before
a court or, where
appropriate, another independent and impartial tribunal or
forum.
[62] The applicants thus
seek the intervention of this Court, as the Upper Guardian of E, to
allow them to approach the Children’s
Court so that they might
be considered as a possible permanent placement for E, which they
maintain, would be in the best interests
of E.
[63]
I
now propose to deal with the defences raised by the DSD to the relief
sought as well as the counter-arguments raised by the applicants.
[2]
THE JURISDICTION OF
THE HIGH COURT TO CONSIDER THE PRESENT APPLICATION
[64] The preliminary
objection raised by the DSD was to the jurisdiction of this Court to
hear the current application, which the
DSD maintains ought properly
to have been brought in the Children’s Court. The DSD does not
accept that the applicants would,
without the intervention of this
Court, be precluded from approaching the Children’s Court.
[65]
The
respondent’s argue that under Section 18(4)(f) of the prior
Child Care Act the applicants would have been prohibited from
adopting a South African child. They point out that since the
decision of the CC in
Fitzpatrick
[3]
and the enactment of
Chapter 16 of the Children’s Act, the applicants are not
excluded from consideration as the prospective
adoptive parents of E;
the DSD maintains that the applicants simply ought to follow the
procedure provided for in the relevant
sections of Children’s
Act.
[66] To counter this, the
applicants argue that “
legal bureaucracies
”
prevent the applicants from making an application for the adoption of
E in the Children’s Court as:
66.1.
E
has not been declared ‘
adoptable
’
as required in terms of
section 230(1)(b) of Act because of the DSD’s Guidelines
require compliance with the subsidiary principle
which means that
because a local placement has been found for E, no intercountry
adoption may be considered by the Children’s
Court.
[4]
66.2. As there has been
prior contact between the applicants and E, the prohibition against
pre-identification applied by the DSD
in intercountry adoptions would
preclude an adoption social worker from recommending the adoption of
E by the applicants.
[67]
The
applicants thus insist that this Court’s intervention is
required to refer the applicants’ proposed application
for E’s
adoption to the Children’s Court as otherwise, they would not
be able to approach the Children’s Court
to bring an
application for the adoption of E. The applicants point out that, as
this Court is the Upper Guardian of all minor
children, it has the
inherent jurisdiction to hear any application concerning the best
interests of E.
[5]
They argue
that the Children’s Court, on the other hand, is a creature of
statute and as such, does not have the statutory
or inherent common
law jurisdiction to act as the Upper Guardian of E and would not be
able to make the declaratory orders precluding
the application of the
subsidiary and ‘
pre-identification
’
principles sought from
this Court.
[68]
The
question of the jurisdiction of the High Court to hear adoption
related matters was dealt with by the Constitutional Court (‘
CC
’
)
in
AD
.
[6]
The facts of that case and the findings of the Constitutional Court
are apposite to the facts of the present matter.
[69] The applicants, who
were American citizens, applied for sole custody and guardianship of
a South African boy, who had been
abandoned at birth, with the
intention of applying for his adoption in America. The child was
placed in the foster care of the
first and second respondents who
were the founders and managers of a sanctuary for children in need of
care in South Africa.
Like the applicants in the present
matter, during this time they had formed a close bond with the
child.
[70]
Again
like the applicants in the present matter, the respondents
experienced several legal difficulties in trying to effect an
intercountry adoption of the child concerned, who was referred to in
the papers as “
Baby
R
”
.
On seeking legal advice on what route to follow, the respondents were
informed that the current policy of those responsible
for
administering adoptions in South Africa required strict adherence to
the subsidiary principle which effectively barred their
adopting the
child in South Africa. They were accordingly encouraged to apply to
the South Gauteng High Court for an order granting
them sole custody
and sole guardianship which would enable them to take the child with
them to the United States of America where
they could then formally
adopt the child.
[7]
[71] The Centre for Child
Law at the University of Pretoria was asked by the High Court to
assist it as
amicus curiae
. The Centre advised against
granting the application as it felt that it would not be in the best
interests of the child and other
children available for adoption for
sole custody and sole guardianship proceedings in the High Court to
be used as a mechanism
for bypassing proper adoption proceedings
in the Children's Court. The High Court agreed and found that it was
not for it to decide
what was in the best interests of the child,
which was the domain of the Children’s Court in accordance with
the adoption
procedures set out in the then applicable Child Care
Act.
[72] The Supreme Court of
Appeal (‘
SCA
’) was divided on the issue and
dismissed the appeal by a majority of three to two. Like the DSD in
this matter, the majority
viewed the application as a disguised
application for adoption and an attempt to get around the otherwise
insurmountable obstacles
which the applicants would face should they
have brought an application before the Children’s Court. Theron
AJA, with whom
Ponnan JA and Snyders AJA concurred,held that to grant
the order sought by the applicants would result in sanctioning an
alternative
route to intercountry adoption under the guise of a sole
custody and sole guardianship application. This, she stated, was an
unsavoury
form of bypassing the Children's Court adoption system.
[73] Heher JA, with whom
Hancke AJA concurred, took the approach which the applicants in this
matter seek this Court to take. He
held that as Upper Guardian of
minors, the High Court was both empowered and obliged to enquire
into all matters concerning
the best interests of children, including
an order for sole custody and sole guardianship. He criticised the
High Court for adopting
a formalistic approach and found that it
should instead have concerned itself with what was in the child’s
best interests.
In his view, it was overwhelmingly in the child’s
best interests for the order of sole custody and sole guardianship to
be
granted, since there was no evidence of the existence of other
prospective adoptive parents for the child in South Africa. In a
separate concurring judgment, Hancke AJA stated that the child’s
best interests were “
being held to ransom for the sake of
legal niceties
”.
[74] Although the matter
was settled by the parties and a draft Order of Court was made by
consent before the matter could be heard
by CC, the CC nevertheless
deemed it prudent to deal with the issues that had been raised before
it because of their importance.
Dealing
with the question of the High Court’s jurisdiction it was held
that the High Court was correct on the facts before
it to refer the
matter to the Children’s Court. It was felt by Sachs J, who
delivered the unanimous judgment of the CC, that
the applicants ought
properly to have first approached the Children’s Court and
should not have sought to avoid the DSD’s
policies by
approaching the High Court instead of the Children’s Court.
Sachs J stated:
“
[29]
…If after applying to the Children's Court, the applicants
were later to feel that departmental policy as understood
and applied
by the presiding officer at the Children's Court had resulted in a
violation of Baby R's best interests as protected
by s 28(2) of the
Constitution, their remedy would have been to take the matter on
review to the High Court.
In
this way the departmental policy could have been challenged rather
than avoided
…”
(emphasis
added)
[75]
Sachs
J emphasised that although the High Court would in appropriate
circumstances have jurisdiction to protect the best interests
of
children, in matters relating to adoption,
bypassing
the Children's Court procedure would only be justified in very
exceptional circumstances. However, where such
exceptional
cases existed, Sachs J found that the High Court had jurisdiction to
make a sole custody and guardianship order, even
if the ultimate
objective was adoption of E by foreigners in a foreign jurisdiction
.
Sachs J explained:
“
[30] ….
In matters of this nature the interests of minor children will always
be paramount. To this extent the approach of
the minority in the
Supreme Court of Appeal was correct in its insistence that Baby R's
best interests should not be mechanically
sacrificed on the altar of
jurisdictional formalism.
[31] In its capacity
as upper guardian of all minor children, the High Court had not been
dispossessed of its jurisdiction to make
such an order, even if the
ultimate objective was adoption in the United States of America. The
Child Care Act should not be interpreted
as
creating
by implication an inflexible jurisdictional bar to a High Court
granting sole custody and sole guardianship orders
to foreigners
desirous of effecting an adoption in a foreign jurisdiction
.
[76] By the time the
matter had come before the Supreme Court of Appeal, the child was
more than two years old, and had become,
in the words of Sachs J
“
deeply embedded in her foster family
”. Sachs
J appreciated that this fact may have tipped the scales in favour of
the respondent’s adoption of the child.
He, however, held that
despite this, the matter before the CC was not one of the exceptional
cases where the best interests of
baby R justified the intervention
of the High Court or demanded that the Children’s Court route
could be jettisoned. Sachs
J found that the High Court had been
correct in referring the matter to the Children’s Court which
was much better placed
than the High Court to consider the best
interests of the child as it was able to grant the necessary
protections contained in
the Child Care Act to children who were
adopted by foreigners than could be provided by the High Court in
granting sole custody
and guardianship to the respondents. Sachs J
concluded:
[34] I conclude
therefore that from start to finish the forum most conducive to
protecting the best interests of the child had been
the Children's
Court. Although the jurisdiction of the High Court to hear the
application for sole custody and sole guardianship
had not been
ousted as a matter of law, this was not one of those very exceptional
cases where bypassing the Children's Court procedure
could have been
justified. It follows that the question of the best interests of Baby
R in relation to adoption was not one to
be considered by the High
Court, nor at a later stage by the Supreme Court of Appeal, but
a matter to be evaluated by the
Children's Court. The question was
not strictly one of the High Court's jurisdiction, but of how its
jurisdiction should have been
exercised.”
[77] This
notwithstanding, Sachs J stated that the SCA ought not to have
dismissed the appeal but rather ought to have fashioned
an
appropriate remedy referring the matter to the Children’s
Court-
“
[56] In light
of the above, I accordingly hold that the Supreme Court of Appeal
was basically correct in deciding that even
at that late stage the
matter should have been pursued in the Children's Court. Yet it
should not simply have dismissed the appeal,
leaving Baby R in a
legal limbo. Rather, in taking account of the new situation created
by her being much older, the Supreme Court
of Appeal should
proactively itself have made an order, similar to the one issued in
this court, referring the matter to the Children's
Court for speedy
resolution. This would have enabled the question of subsidiarity to
be looked at not in an isolated way by the
Supreme Court of Appeal,
but by the Children's Court in the overall context of determining
where the best interests of Baby R lay.
”
[78] Sachs J,, however,
warned the High Court or any higher court from prejudging the
suitability of prospective adoptive parents
to adopt the child:
“
[60]
It would, of course, not have been appropriate for this court itself
to have attempted to prejudge in any way whether the applicants
would
be suitable adoptive parents for Baby R. This was a matter
pre-eminently to be left to the Children's Court. Yet a limited
but
important responsibility fell to the court, namely, to ensure that it
was in Baby R's best interests to facilitate an expedited
hearing in
the Children's Court, while satisfying itself that there was nothing
on the face of the agreement which appeared
to militate against
her best interests.
”
[79] He stressed that it
is the Children’s Court that ultimately must have the last word
on issues of adoption:
“
In
the result, it would not be the High Court, nor the Supreme Court of
Appeal, nor the Constitutional Court, but the Children's
Court
that would have the last word
.”
[80] Sachs J thus
referred the matter to the Children’s Court on an expedited
basis.
[81] In the present
matter, exceptional circumstances exist for this Court’s
intervention as without it, the applicants would
not be able to bring
an application to the Children’s Court for the adoption of E.
This is because the policies and Guidelines
adopted by the DSD dealt
with fully below, would preclude an accredited adoption social worker
declaring E to be ‘adoptable’
as a local placement has
been found for E with extended family. The provisions of the
Children’s Act dealt with below make
it clear that a
declaration by an adoption social worker that E is ‘adoptable’
is a jurisdictional fact, without which
the Children’s Court
could neither hear an application by the applicants for the adoption
of E or make an Order for his adoption
by the applicants, despite
this being found that this was in his best interests. It is thus
necessary that this Court intervene
as Upper Guardian of E to
consider, and if found appropriate, declare that the application of
the subsidiary principles do not
preclude the adoption of E by the
applicants. Similarly, without the intervention of this Court, the
rule against ‘pre-identification’
contained in the DSD’s
Guidelines would preclude any adoption agency facilitating an
adoption of E by the applicants .Thus
without the declaratory relief
sought by the applicants from this Court, the applicants would be
denied access to Children’s
Court to have their application for
the adoption of E considered in breach of section 34 of the
Constitution.
[82] In this respect, the
present matter is distinguishable from
AD
. Although the
Guidelines applied by the Department (the DSD) in
AD
were said
to constitute a stumbling block to an application by the respondents
for the adoption of baby R to the Children’s
Court, Sachs J
indicated that should this prove to be the case, the remedy was to
then bring an application to the High Court to
challenge the
Guidelines. Such an approach would not be feasible in the
present matter and would be an exercise in futility
as the present
applicants would not be able to bring an application to the
Children’s Court for the adoption of E as-
82.1. The Guidelines
require strict adherence to the subsidiary principle and thus because
a local placement has been found for
E, he would not be
declared ‘
adoptable
’, which a jurisdictional fact,
without which the applicants cannot bring an application to the
Children’s Court to
adopt E.
82.2. Even were the
applicants conceivably able to bring an application to the Children’s
Court-
82.2.1. The Children’s
Court would not be empowered to declare the application of the
subsidiary principle not applicable
in the case of E.
82.2.2. The application
of the Guidelines prohibiting the pre-identification of E by the
applicants would be fatal to their application.
82.2.3. The Children’s
Court would not be empowered to declare that pre-identification rules
set out by the DSD in its Guidelines
should not be applied in order
to protect the best interests of E.
[83] Should this be
attempted-
83.1. The applicants’
application would be doomed to failure and would require that further
costs be incurred in bringing
an application to this Court to review
and set aside the decision of the Children’s Court, delaying
the placement of E. This
is contrary to the provisions of section
7(1)(n) of the Children’s Act which requires that in
considering the best interests
of a minor child, consideration must
be given to “
which action or decision would avoid or
minimise further legal or administrative proceedings in relation to
the child
.”
83.2. This would also be
contrary to the provisions of the DSD’s own Guidelines which
dictate that decisions regarding the
placement of children should be
taken expeditiously in the best interests of the child.
[84]
In
any event, the Guidelines applied by the DSD have recently been set
aside in their entirety by Dippenaar J in
TT
[8]
as being unconstitutional
in that first, they fail to respect the best interests of minor
children enshrined in section 28(2) the
Constitution and second,
because they purport to impose requirements for adoption not
stipulated in the Children’s Act. Although
leave to appeal has
been granted to the SCA on the Constitutionality of the Guidelines,
TT
remains precedent
allowing this Court, as Upper Guardian of minors, to fashion a remedy
to preclude the application of the subsidiary
and pre-identification
principles set out in the Guidelines in the present instance as they
are both contrary to the best interests
of E and impose restrictions
on adoption not stipulated in the Children’s Act.
[85] Although I am not
equipped, nor do I intend, to prejudge the question whether it would
be in the best interests of E to be
placed with the applicants or Ms.
K, which needs to be properly assessed by an adoption social worker
and decided by the Children’s
Court after hearing all of the
evidence, what should not be permitted to happen is for the people
prima facie
best placed to provide a permanent home for E
being excluded from consideration as an alternative placement for E,
without proper
regard to his best interests. Should this court
not intervene, this is precisely what will happen, notwithstanding
that this
may not be in the best interests of E.
[86] This is particularly
so as it will be demonstrated below that the Guidelines requiring
adherence to the subsidiary principle
in all instances where a local
placement for a child is found and precluding an adoption by persons
who have had prior contact
with the child are contrary to the
Constitution, the Hague Convention and provisions of the Children’s
Act itself. As such,
these Guidelines are unlawful and
unconstitutional and their application would unjustifiably preclude
the applicants from bringing
an application to the Children’s
Court and being considered as prospective adoptive parents of E. To
permit this to occur
would be to unlawfully deny the applicants
access to the Children’s Court in breach of their rights
guaranteed in section
34 of the Constitution.
[87] I thus unequivocally
find that this Court has jurisdiction to entertain the current
application.
THE APPLICATION OF THE
SUBSIDIARY AND PRE-IDENTIFICATION PRINCIPLES IN THE RELEVANT
INTERCOUNTRY ADOPTION CONVENTIONS
[88] On the face of it,
there is nothing in the Children’s Act which would preclude a
declaration being made that E is ‘adoptable’.
For its
stance, the DSD relies on subsidiary principle referred to and
applied in various international conventions on intercountry
adoptions and in its Guidelines outlined below.
[89] There is similarly
nothing in the Children’s Act which would preclude the adoption
of E by the applicants because of
their prior association with him;
neither is there any proscription against pre-identification in the
international conventions
on intercountry adoptions dealt with below.
It is only in the DSD’s Guidelines that it is stated that
pre-identification
is prohibited.
[90]
The
DSD’s reliance on its Guidelines to support its opposition to
the applicants’ adoption of E based on the subsidiary
principle
and the proscription against pre-identification are themselves
questionable and have been set aside and declared unconstitutional
in
the recent case of
TT
[9]
dealt
with fully below.
The applicable
international conventions on intercountry adoptions
[91] Intercountry
adoptions are dealt with in a number of international conventions.
[92]
The
principle of ‘subsidiarity’ referred to in the various
conventions means that an intercountry adoption must be regarded
as
subsidiary to appropriate local care options. It is rooted in the
premise that preservation of a child’s ethnic, religious,
cultural, traditional and linguistic background will generally
be in their best interests
[10]
.
[93] The principle of
subsidiarity is enshrined in three international conventions to which
South Africa is a party. These are:
93.1. the 1989 United
Nations Convention on the Rights of the Child (‘
UNCRC
’),
93.2. the 1990 African
Convention on the Rights and Welfare of the Child (‘
AC
’);
and
93.3. the 1993 Hague
Convention on the Protection of Children and Co-operation in respect
of Intercountry Adoptions (‘
the Hague Convention’)
The United Nations
Convention on the Rights of the Child
[94] Article 3(1) of the
UNCRC states that the best interests of the child shall be a
‘primary’ (not ‘paramount’
consideration):
"
In all actions
concerning children, whether undertaken by public or private social
welfare institutions, courts of law, administrative
authorities or
legislative bodies, the best interests of the child shall be a
primary
consideration
".
[95]
Article
20(3) of the
UNCRC
states that when a child
is deprived of parental care the
state
should
provide
alternative
care
which
may
include
“
foster placement, kafalah of Islamic law, adoption or if
necessary, placement in suitable institutions for the care of
children.
When considering solutions, due regard shall be paid to the
desirability of continuity in a child's upbringing and to the child's
ethnic,
religious, cultural and linguistic background.”
[96]
Article
21(b)
of
the UN
CRC dealing specifically with
adoption specifies
that:
“
States Parties
that recognize and/or permit the system of adoption shall ensure that
the best interests of the child shall be the
paramount consideration
and they shall recognise
that
intercountry
adoption
may
be
considered
as an alternative
means of child’s care, if the child cannot be placed in a
foster or
an
adoptive
family
or
cannot
in
any
suitable
manner
be
cared
for
in
the child’s
country of origin
”
.
[97] This implies that
all appropriate forms of national care have priority over
intercountry adoption. However, the best interests
of the child
criterion in cases of adoption is worded more strongly in Article
21(b) than in other cases involving children set
out in Article 3(1)
and makes it clear that the best interests of the child shall be the
‘paramount’ consideration
in matters of adoption and
requires that a child-centred approach be taken.
[98] Article 12
recognises that a child’s voice should be heard and reads:
“
1.
States
Parties shall assure to the child who is capable of forming his or
her own views the right to express those views freely
in all matters
affecting the child, the views of the child being given due weight in
accordance with the age and maturity of the
child.
2. For this
purpose, the child shall in particular be provided the opportunity to
be heard in any judicial and administrative
proceedings affecting the
child, either directly, or through a representative or an appropriate
body, in a manner consistent with
the procedural rules of national
law
.”
[99] Where an
intercountry adoption is considered, Article 21(c) of the UNCRC
requires states to ensure that the child concerned
enjoys safeguards
and standards equivalent to those existing in the case of national
adoption. This is referred to as the principle
of
“
non-discrimination
,” which the DSD states makes
the conclusion of working agreements between the sending and
receiving countries crucial in
intercountry adoption
The African Charter on
the Rights and Welfare of the Child
[100] On 11 July 1990,
less than year after the adoption of the UNCRC by the United Nations,
the Organisation of African Unity Assembly
(“
AC
”)
(as it then was) adopted a regional Convention on the Rights of the
Child, which was ultimately named the African Charter
on the Rights
and Welfare of the Child and came into force on 29 November 1999
,after being ratified by 15 African States, including
South Africa.
[101] There were both
political and legal reasons for the adoption of the AC: From a
political point of view, African countries
felt marginalised during
the process of the drafting of the UNCRC. It was also felt that there
was a need for a regional instrument
that would deal with issues
relevant to children in Africa that had been omitted in the UNCRC.
One such issue was that the UNCRC
negated the role of the family
(also in its extended sense) in the upbringing of an African child in
matters of adoption and fostering.
[102] Article 4 of the AC
deals with the best interests of the child generally and like article
2(1)(c) of the UNCRC emphasises
that the best interests of the child
shall be the ‘primary’ (and not ‘paramount’)
consideration:
“
1. In all
actions concerning the child undertaken by any person or authority
the best interests of the child shall be the
primary
consideration
.
2. In all judicial or
administrative proceedings affecting a child who is capable of
communicating his/her own views, and opportunity
shall be provided
for the views of the child to be heard either directly or through an
impartial representative as a party to the
proceedings, and those
views shall be taken into consideration by the relevant authority in
accordance with the provisions of appropriate
law.
”
(Emphasis added).
[103] However, like
article 21 of the UNCRC, article 24 of the AC provides that in the
case of adoption the best interests of the
child shall be the
‘
paramount
’ consideration. This seems to suggest
that the emphasis on the best interests of a child is greater in
matters involving
adoption than in relation to other matters
concerning children.
[104]
Article 24(2) of the AC characterises intercountry
adoption as a last resort, less preferable than national adoption,
foster care,
or other domestic alternatives. It provides:
[105]
Article 24 deals generally with adoptions and
provides:
“
States Parties
which recognize the system of adoption shall ensure that the best
interest of the child shall be the
paramount
consideration and they
shall:
1.
Establish
competent authorities to determine matters of adoption and ensure
that the adoption is carried out in conformity with
applicable laws
and procedures and on the basis of all relevant and reliable
information, that the adoption is permissible in view
of the child’s
status concerning parents, relatives and guardians and that, if
necessary, the appropriate persons concerned
have given their
informed consent to the adoption on the basis of appropriate
counselling;
2.
Recognize
that intercountry adoption in those States who have ratified or
adhered to the International Convention on the Rights
of the Child or
this Charter, may, as the last resort, be considered as an
alternative means of child’s care, if the child
cannot be
placed in a foster or an adoptive family or cannot in any suitable
manner be cared for in the child’s country of
origin;
3.
Ensure that
the child affected by intercountry adoption enjoys safeguards and
standards equivalent to those existing in the case
of national
adoption;
4.
Take all
appropriate measures to ensure that, in intercountry adoption, the
placement does not result in trafficking or improper
financial gain
for those who try to adopt a child;
5.
Promote,
where appropriate, the objectives of this Article by concluding
bilateral or multilateral arrangements or agreements, and
endeavour,
within this framework to ensure that the placement of the child in
another country is carried out by competent authorities
or organs;
6.
Establish a
machinery to monitor the well-being of the adopted child.”
(Emphasis added)
[106] Article 25 (3)
provides:
“
3. When
considering alternative family care of the child and the best
interests of the child, due regard shall be paid to the desirability
of continuity in a child’s up-bringing and to the child’s
ethnic, religious or linguistic background.
”
The Hague Convention
on Intercountry Adoptions
[107] The Hague
Convention goes much further than either the UNCRD or AC in setting
out clear procedures for intercountry adoption.
In contrast to the
CRC and AC, the Hague Convention seems to prioritise
all
permanent
family
solutions
equally,
regardless
of
their
national
or
international character. Its Preamble at paragraph 1 recognizes that
“
for the full
and
harmonious
development
of
his
or
her
personality
”
every
child “
should
grow
up
in
a
family
environment,
in
an
atmosphere
of
happiness, love
and
understanding
”
.
[108]
Paragraph 2 of the Preamble provides that “
each
State should take, as a matter of priority, appropriate
measures to enable the child to
remain in the care of his or her family of origin.”
However, Paragraph
3
gives
unqualified
support
to intercountry
adoptions,
stating
that
they
“
may
offer
the
advantage
of
a permanent
family to a child for whom a suitable family cannot be found in his
or
her
State
of
origin
”
.
[109]
Article 4 deals with intercountry adoptions and
the subsidiary principle and provides in relevant part:
“
An adoption
within the scope of the Convention shall take place only if the
competent authorities of the State of origin -
a)
have established that
the child is adoptable;
b)
have determined, after
possibilities for placement of the child within the State of origin
have been given due consideration, that
an intercountry adoption is
in the child's best interests;
…
d)
have ensured, having
regard to the age and degree of maturity of the child, that
(1) he or she
has been counselled and duly informed of the effects of the adoption
and of his or her consent to the adoption,
where such consent is
required,
(2)
consideration has been given to the child's wishes and opinions”
[110]
The wording of art 4(b), however, appears to reduce the ability of
individual signatory countries to independently and autonomously
determine that a local placement is always preferable and in this
way, reduces the effect of the subsidiarity principle as expressed
in
the CRC and the AC. In so doing, it has been said that the Hague
Convention brings the subsidiary principle into closer alignment
with
the best interests of the child.
[111] This is reflected
in the Hague Convention Guide to Good Practice, which states:
111.1. “
Permanent
care by an extended family member may be preferable, but not if the
carers are wrongly motivated, unsuitable, or unable
to meet the needs
(including the medical needs) of the particular child
.”
111.2. “
National
adoption or other permanent family care is generally preferable, but
if there is a lack of suitable national adoptive families
or carers,
it is, as a general rule, not preferable to keep children waiting in
institutions when the possibility exists of a suitable
permanent
family placement abroad. [Institutionalisation as an option for
permanent care, while appropriate in special circumstances,
is not as
a general rule in the best interests of the child.]
”
111.3.
“
Finding a home
for a child in the country of origin is a positive step, but a
temporary home in the country of origin in most cases
is not
preferable to a permanent home elsewhere.
”
[11]
[112]
Since
the
Hague
Convention
prioritizes
all
permanent
family
solutions
it has been interpreted
as preferring intercountry adoption over national foster care and
institutionalisation.
[12]
[113]
This has been supported by the
Permanent
Bureau of the Hague Conference
which
declared
:
“
It
is sometimes said that the correct interpretation of ‘subsidiarity’
is that intercountry adoption should be seen
as ‘a last
resort’. This is not the aim of the Convention. National
solutions for children such as remaining permanently
in an
institution, or having many temporary foster homes, cannot, in the
majority of cases, be considered as preferred solutions
ahead of
intercountry adoption. In this context, institutionalisation is
considered as “a last resort”.
[13]
[114] This is contrary to
the principles of the UNCRC and the AC which prioritise national
forms of care, including foster care
and institutionalization, over
intercountry adoptions. In the Hague Convention, the primacy of
domestic placement is reduced as
it requires so that ‘
due
consideration’
be given to
adoption
within the state of
origin.
This poses a difficulty as South Africa is a party to all three
conventions. However, the Hague Convention clearly has precedence
as
South Africa has explicitly adopted the Hague Convention in its
national legislation; indeed, the Children’s Act was enacted
to
give effect to the Hague Convention.
[115]
It is noteworthy that other than requiring member
states to prevent the trafficking of children, none of the
international conventions
expressly deal with the prohibition against
“
pre-identification
.”
The application of the
subsidiary principle prior to the implementation of the Children’s
Act
[116]
Before
2000,
section
18(4)(f)
of
the
Child
Care
Act
74 of 1983 prohibited
non-South African citizens from adopting any child born to a South
African.
[14]
In this sense,
the Child Care Act rendered the subsidiary principle absolute in
South African law. Alternative care for South African
children was
thus limited to national alternatives.
Intercountry
adoption only received acceptance following a constitutional
challenge in
Fitzpatrick
in
the year 2000.
[15]
Fitzpatrick
concerned
two
British
citizens
resident
in
South
Africa,
who
wished
to
adopt
a
child,
who
they
had
fostered
for
more
than
two
years, but
were
prevented from adopting
by the provisions of section 18(4)(f) of the Child Care Act.
The
High
Court
held
that
this
provision
was inconsistent with the
Constitution of South Africa Act, 1996 and
ruled
that
section
18(4)(f)
was
invalid
to
the
extent that
it constituted
an
“
absolute
proscription
”
on
adoption
by
a
non-South
African citizen
or
person
who
had
not
applied
for
citizenship.
However,
it
suspended
its
order
of
invalidity
and
ordered
Parliament
to
revise
section 18(4)(f)
within
two
years.
[117]
Confirming the invalidity
order made by the High Court in
Fitzpatrick
in terms of section
167(5) of the Constitution, the CC, per Goldstone J,
found
that
section
18(4)(f)
of
the
Child
Care Act
was
in conflict with section
28(2) of the Constitution which directs that “
a
child’s best interest are of paramount importance in every
matter concerning the child,
”
because
of its “
blunt
and all-embracing
”
prohibition
of adoptions by foreign nationals which prevented application of the
“
best
interests of the child principle
”
.
[16]
It held that section 18(4)(f) deprived courts of the flexibility
needed to assess what was in the best interests of individual
children because it prejudged that adoptions by foreigners can never
satisfy those interests.
[17]
[118]
At
the
CC
hearing
of
Fitzpatrick
,
the
Minister
of
Social
Development requested a
suspension of the invalidity order. It was argued on behalf of the
Minister
that, pending a legislative replacement for section 18(4)(f), its
order provided “
inadequate
provision to give effect to the principle of subsidiarity
.”
Although the Goldstone J rejected this, he conceded that,
notwithstanding that the principle of subsidiarity was not expressly
provided for in South African law, it remained applicable because of
the obligation set out in section 39(1)(b) of the Constitution
to
consider international law and, in particular, the provisions of
article 21(b)of the UNCRC, in interpreting the Bill of Rights.
He
thus stressed that the “
courts
would nevertheless be obliged to take the principle into account when
assessing the ‘best interests of the child
’
,
as it is enshrined in international law, and specifically article
21(b) of the Children’s Convention
”
[18]
.
[119]
Despite
this, Goldstone J found that section 40 of the Child Care Act
guaranteed consideration of the religious and cultural background
of
an adoptee and adopters, which he stated sufficiently satisfied the
principle of subsidiarity. Thus he found that a continuance
of
section 18(4)(f) was tnot necessary for maintenance of the principle
and
declined to suspend the Order of the CC.
[120]
In
AD,
[19]
the majority of the SCA held that apart from the difficulty with
jurisdiction, the appeal should in any event fail because of the
principle of subsidiarity. In Theron AJA’sview, unless it was
established that suitable care could not be found in a child'scountry
of origin, an intercountry adoption
[20]
application
would not lie, whatever other considerations there might be. Hanckje
AJA, however, stressed that the child’s best
interests should
not be
held
to ransom for the sake of legal niceties
”
,
which he wanted no part of.
[121]
Sachs J, giving the judgment of the CC, dealt with the purpose of the
Hague Convention and its effect upon the subsidiary principle.
By
comparison with the CRC and the AC, Sachs J pointed out that the
Hague Convention had sought to bring the subsidiary principle
closer
into alignment with the best interests of the child principle. He
indicated that he had chosen to follow the approach taken
by the
Hague Convention as its protections reduced the “
relatively
autonomous effect
”
of the
subsidiarity principle as described in the UNCRC and the AC.
He
held that the subsidiarity principle was not the ultimate governing
factor in intercountry adoptions, since the best interests
of the
child were paramount.
This meant that there
could be situations in which intercountry adoption would supersede an
available national placement. He stressed
the importance of
maintaining flexibility in order to achieve what is in the best
interests of a particular child and advocated
a
contextualised
case - by - case approach. Such an approach requires that each child
must be looked at as an individual and ultimately
that child’s
best interests would determine whether a local placement or an
alternative intercountry adoption was more suitable
for the
particular child.
[122]
Sachs J’ set out his approach as follows:
“
[47] Rigorous
procedural mechanisms are put in place to reduce possible abuse. In
these circumstances the framers appear to have
felt it would be
permissible to reduce the relatively autonomous effect of the
subsidiarity principle as expressed in the CRC and
the African
Charter on the Rights and Welfare of the Child (the African
Charter), and bring it into closer alignment
with the
best interests of the child principle. Thus, using language notably
less peremptory, art 4(b) of the Convention provides:
“
An adoption
within the scope of the Convention shall take place only if the
competent authorities of the State of origin have determined,
after
possibilities for placement of the child within the State of origin
have been given due consideration
,
that an intercountry adoption is in the child's best interests.”
[emphasis added]
[48] The Convention
seems to accept the notion that '(e)nsuring that a child grows up in
a loving, permanent home is the ultimate
form of care a country can
bestow upon a child',even if that result is achieved through an
intercountry adoption. It follows that
children's need for a
permanent home and family can in certain circumstances be greater
than their need to remain in the country
of their birth.
[49] However, the
intricacies consequent upon an intercountry adoption must serve as
confirmation that the principle of subsidiarity
should be adhered to
as a core factor governing intercountry adoptions. This is not
to say that the principle of subsidiarity
is the ultimate governing
factor in intercountry adoptions. As Fitzpatrick emphasised our
Constitution requires us in all
cases, including intercountry
adoption to ensure that the best interests of the child will be
paramount.Indeed, the preamble
to the Hague Convention suggests that
there will be circumstances in which an intercountry adoption will be
preferable for a child
over institutional care in the country of
birth.
[50] Determining the
best interests of the child cannot be circumscribed by mechanical
legal formulae or through rigid hierarchical
rankings of care
options. As was stated in M: A truly principled child-centred
approach requires a close and individualised
examination of the
precise real-life situation of the particular child involved. To
apply a predetermined formula for the sake
of
certainty,
irrespective of the circumstances, would in fact be contrary to the
best interests of the child concerned.
In practice this
requires that a contextualised case-by-case enquiry be conducted by
child protection practitioners and judicial
officers versed in the
principles involved in order to find the solution best adjusted to
the child, taking into account his or
her individual emotional wants,
and the perils innate to each potential solution.
[51] On a pragmatic
level, the successful application of the principle will depend
heavily on the ability of placing agencies in
the country of origin
to investigate adequately the viability of local placement for the
child in question.It is one of the basic
premises of the Hague
Convention that adoption is not a private affair but a State
responsibility requiring the involvement of
government agencies of
both sending and receiving countries.Accordingly, collaboration
between the government and child welfare
agencies in the country of
origin is conducive to success in intercountry adoptions.Conversely,
flouting established
regulatory institutions is to be discouraged.
The debate has accordingly shifted away from implacable abstract
positions in favour
of or against intercountry adoption. It now
focuses more on how best to put dependable institutions in place to
ensure that:
•
High priority is
given to finding suitable local placement wherever possible;
•
where, however,
it would be in the best interests of a particular child to be adopted
by non-nationals, a properly regulated intercountry
adoption will be
permissible; and
•
sending and
receiving States cooperate through appropriate public machinery to
prevent abuses and to ensure adequate follow-up when
intercountry
adoptions take place.”
[123] Sachs J then dealt
with the decision of the majority of the SCA regarding the subsidiary
principle which had found its application
to be an insurmountable bar
to the granting of a sole custody and guardianship order to the
respondents. He emphasised that the
application of the subsidiary
principle was always subject to the particular circumstances of the
case and the best interests of
the child, which were paramount. In
this respect, he stressed that the subsidiary principle would always
be subsidiary itself to
the ‘paramountcy’ principle. He
stated:
“
[54] It is
against the above background that I now turn to answer the question
raised by the assertion in the majority judgment
in the Supreme Court
of Appeal that the principle of subsidiarity acted as an additional
insurmountable bar to the granting by
the High Court of an order of
sole custody and sole guardianship in favour of the applicants.
In my view, the proposition
was stated in terms that were too bald.
Like
other questions it was a matter to be decided in all the
circumstances by the Children's Court
.
[55] Child law is an
area that abhors maximalist legal propositions that
preclude
or diminish the possibilities of looking at and evaluating the
specific circumstances of the case
. The starting-off point
and overall guiding principle must always be that there are powerful
considerations favouring adopted children
growing up in the country
and community of their birth.
At the same time the
subsidiarity principle itself must be seen as subsidiary to the
paramountcy principle
.
This means that each
child must be looked at as an individual, not as an abstraction
.
It also means that
unduly rigid adherence to technical
matters
, such as who bears the onus of proof,
should
play a relatively diminished role; the courts are essentially
guarding the best interests of a child, not simply settling
a
dispute between litigants
. In this context a particularly
important role will be given to the involvement of public mechanisms
created by the law to deal
with intercountry adoption.”
(emphasis added)
[124] In insisting that
the subsidiary principle be adhered to in all circumstances, the DSD
has failed to heed the constitutional
imperative of the best
interests of the child and has ignored the child-centred, case by
case approach the Constitutional Court
has prescribed should be
adopted in considering international adoptions.
THE CONSTITUTION OF
THE REPUBLIC OF SOUTH AFRICA
[125] The starting point
in considering intercountry adoptions in South African domestic law
must always be the Constitution. It
makes it clear that the
overriding consideration in matters of this nature is always the best
interests of a child. Section 28(2)
of the Constitution provides:
“
2. A child's
best interests are of paramount importance in every matter concerning
the child
.”
THE CHILDREN’S
ACT
[126]
The Children’s Act
was published on 19 June 2006 but only commenced on 1 April 2010. It
was stated to have been enacted in
order,
inter
alia
,
to give effect to the Hague Convention
[21]
.
It deals with national adoptions in Chapter 15 and intercountry
adoptions in Chapter 16. The rules pertaining to local adoptions
set
out in Chapter 15 of the Act remain relevant to considering
intercountry adoptions as they are incorporated by reference in
a
number of sections contained in Chapter 16.
[127] The purposes of
adoption is said in the Act to be as follows:
“
229
Purposes of adoption
The purposes of
adoption are to-
(a) protect and
nurture children by providing a safe, healthy environment with
positive support; and
(b) promote the goals
of permanency planning by connecting children to other safe and
nurturing family relationships intended to
last a lifetime.”
The criterion for
determining the ‘adoptability’ of a child and the
eligibility of persons seeking to adopt such child
[128] Section 230(1) sets
out which children may be adopted: It provides:
“
Child who
may be adopted
(1) Any child may be
adopted if-
(a)the adoption is in
the best interests of the child;
(b)
the child
is adoptable
; and
(c)the provisions of
this Chapter are complied with.
”
(emphasis added)
[129] A child is said to
be “
adoptable
” where the provisions of Section
230(3) have been satisfied. Section 230(3) reads in relevant part:
“
(3) A child is
adoptable if-
(a)
the child
is an orphan
and
has no
guardian
or
caregiver
who is
willing to
adopt
the child;
(emphasis added)
(b)
the
whereabouts of the child's parent or guardian cannot be established;
(c)
…
(d)…
(e) the child is
in need of a permanent alternative placement;
(f) ..; or
(g) the child's parent
or guardian has consented to the adoption unless consent is not
required.
[130] Sub-paragraph (a)
means that a child is ‘
adoptable
’ if the child is
an orphan and if there is no guardian or caregiver willing to adopt
the child. An orphan is thus not adoptable
by a prospective adopted
parent (who is not a guardian or caregiver to the minor child) where
there is a guardian or caregiver
who is willing to adopt the child.
The section thus recognises that it would be in the best interests of
a child to be placed permanently
with those with whom he/she has
established a connection through guardianship or a fostering or other
caregiving arrangement; it
is plainly the intention of the
legislature to allow guardians, foster parents and other caregivers
who have
de facto
cared for the child to have the first option
of adopting a local child.
[131] For present
purposes, it is only the definition of ‘
caregiver
’
that is relevant. A ‘
caregiver
’ is defined in
section 1 of the Act and reads:
“
'care-giver'
means
any person other than a parent or guardian, who factually cares for a
child and includes-
(a) a foster parent;
(b) a person who cares
for a child with the implied or express consent of a parent or
guardian of the child;
(c) a person who cares
for a child whilst the child is in temporary safe care;
(d) the person at the
head of a child and youth care centre where a child has been placed;
(e) the person at the
head of a shelter;
(f) a child and
youth care worker who cares for a child who is without appropriate
family care in the community; and
(g)the child at the
head of a child-headed household.”
[132] Ms. K is neither a
de facto
caregiver of E; nor has she stated, or has it been
suggested by the DSD, that she willing to adopt the minor child. E is
in need
of alternative permanent placement. There is thus nothing in
section 230 of the Act or in the definition of ‘c
aregiver
’
which would preclude E being declared ‘
adoptable
’.
[133] On a proper reading
of section 230(3) together with the definition of ‘
caregiver
’
in section 1, had the applicants remained in South Africa, the role
that the applicants played in factually caring for E
whilst he was in
temporary safe care, would have accorded them preference to adopt E.
The same preference would have been accorded
them had they been
permanent residents of South Africa and had been appointed as foster
parents to E. In addition, prior to E’s
mother’s death,
the applicants cared for E with the consent of his mother. The
applicants have continued to care for E when
they return to South
Africa with the consent of the TLC. It is only because the applicants
are foreign nationals that they pre-association
with E has, according
to the DSD, precluded them from being eligible to adopt E.
[134] Of equal importance
is that there is nothing in section 231 which would preclude the
applicants being considered eligible
to adopt E. On the contrary,
section 231 accords similar preference to foster parents and
caregivers in prescribing the persons
eligible to adopt a child,
patently because of their connection to the minor child . This
section reads:
“
231.
Persons
who may adopt child
(1) A child may be
adopted-
(a) jointly
by-
(i) a husband and
wife;
(ii) partners in a
permanent domestic life-partnership; or
(iii) other persons
sharing a common household and forming a permanent family unit;
(b) by a
widower, widow, divorced or unmarried person;
(c) by a married
person whose spouse is the parent of the child or by a person whose
permanent domestic life-partner is the
parent of the child;
(d) by the biological
father of a child born out of wedlock; or
(e) by the foster
parent of the child.
(2) A prospective
adoptive parent must be-
(a) fit and
proper to be entrusted with full parental responsibilities and rights
in respect of the child;
(b)
willing and able to undertake, exercise and maintain those
responsibilities and rights;
(c) over the age of 18
years; and
(d)
properly assessed by an adoption social worker for compliance with
paragraphs (a) and (b).
(3) In the assessment
of a prospective adoptive parent, an adoption social worker
may
take the cultural and community diversity of the adoptable child
and prospective adoptive parent into consideration.
(bold added)
(4) A
person may not be disqualified from adopting a child by virtue of his
or her financial status.
(5) Any
person who adopts a child may apply for means-tested social
assistance where applicable.
(6) A person
unsuitable to work with children is not a fit and proper person to
adopt a child.
(7) (a)
The biological father of a child who does not have guardianship in
respect of the child in terms of Chapter
3 or the foster parent of a
child has the right to be considered as a prospective adoptive parent
when the child becomes available
for adoption.
(b) A person referred
to in paragraph (a) must be regarded as having elected not
to apply for the adoption of the child
if that person fails to apply
for the adoption of the child within 30 days after a notice calling
on that person to do so has been
served on him or her by the sheriff.
(8) A family member of
a child who, prior to the adoption, has given notice to the clerk of
the children's court that he or she
is interested in adopting the
child has the right to be considered as a prospective adoptive parent
when the child becomes available
for adoption.”
[135] It is readily
apparent from these provisions that preference will always be given
to persons who have taken care of the child,
whether as step-fathers,
foster parents or other caregivers when a child becomes available for
a national adoption. This is because
it is plainly in the best
interest of a child to be placed with those with whom he/she already
has a relationship. However, when
it comes to intercountry adoptions,
the DSD maintains that the exact opposite is true and those who have
a prior relationship with
the child are excluded from the adoption
process.
[136] There is nothing in
the Act to support this. Although it is stated in section 231(3) that
in the assessment of prospective
adoptive parents, an adoption
social worker may take the cultural and community diversity of the
adoptable child and the adoptive
parents into consideration, this is
not obligatory and can in no way be elevated to a prohibition against
placing children which
adoptive parents from other cultures. Cultural
diversity is but one of the factors that may be taken into account.
It is only in
the DSD’s Guidelines dealt with below that it is
prescribed that prospective adoptive parents who have
‘
pre-identified’
a child will be precluded from
adopting that child. These Guidelines are applied in all
circumstances, irrespective of whether the
prior relationship between
the foreign prospective adoptive parents and the child makes them
eminently best suited to adopt the
child as it would be in the best
interests of the child to be placed in their care.
[137] The DSD explained
in its answering affidavit that these rules were designed to prevent
child trafficking and ‘
baby shopping
’. However,
they make absolutely no sense in the present context where there can
be no question at all that the applicants
will traffic E and their
prior relationship can never be regarded as their having
pre-identified him as a suitable baby to adopt
as it arose at a time
when they had no intention at all of adopting E.
[138] It is important to
note that foster care is generally intended to be temporary with an
aim that the child will be reunited
with his/her family. The purpose
is set out in section 181 of the Act and is said to be:
“
The purposes of
foster care are to-
(a) protect and
nurture children by providing a safe, healthy environment with
positive support;
(b)
promote the goals of permanency planning, first towards family
reunification, or by connecting children to other safe and nurturing
family relationships intended to last a lifetime; and
(c)
respect the individual and family by demonstrating a respect for
cultural, ethnic and community diversity
.”
[139] On the other hand,
adoption offers permanent care and creates lifelong bonds between the
adopted child and his/her adoptive
family, carrying with it the duty
of support and the benefit of possible succession. Adoption must in
virtually all circumstances
be preferable to foster care where there
is no prospect of the child being later reunited with his biological
parent/s. Foster
care may have made sense for E when his mother was
alive, but now that he has been orphaned, a permanent placement
should be sought
for E.
The persons qualified
to make an assessment as to the ‘adoptability’ of a child
[140] In terms of section
230(2), only an ‘
adoption social worker’
can make
an assessment to determine whether a child is “
adoptable
”.
To be an ‘
adoption social worker’
, the social
worker must an accredited social worker in private practice who
specialises in adoption services, a social worker in
the employ of a
child protection agency who is accredited to provide adoption
services or an accredited social worker in the employ
of the DSD or a
provincial office of the DSD, who has a speciality in providing
adoption services.
[141] In section 1 of the
Act, an ‘
adoption social worker
’ is
defined as-
(a) a social worker in
private practice-
(i) who has a
speciality in adoption services and is registered in terms of the
Social Service Professions Act, 1978 (
Act
110 of 1978
); and
(ii) who is accredited
in terms of section 251 to provide adoption services;
(b) a social worker in
Employ of a child protection organisation which is accredited in
terms of section 251 to provide adoption
services; or
(c) a social worker in
Employ of the Department or a provincial department of social
development, including a social worker employed
as such on a
part-time or contract basis, who has a specialty in adoption services
and is registered in terms of the Social Services
Professions Act,
1978 (
Act
110 of 1978
);”
[142] An ‘
adoption
service
’ includes-
“
(a) counselling
of the parent of the child and, where applicable, the child;
(b)
an assessment
of a child by an adoption social worker in terms of section 230 (2)
;
(c) an assessment of a
prospective adoptive parent by an adoption social worker in terms of
section 231(2);
(d) the gathering of
information for proposed adoptions as contemplated in section 237;
and
(e) a report
contemplated in section 239 (1) (b);
” (emphasis added)
[143] Accordingly, only
an accredited adoption social worker may make an assessment of a
child’s adoptability as contemplated
in section 230(2).
Moreover, it is only the report of an accredited adoption social
worker as to the adoptability of a child
that may be relied upon in
support of an adoption application. Section 239 of the Act
provides:
239
Application for adoption order
“
(1) An
application for the adoption of a child must-
(a) be made to a
children's court in the prescribed manner;
(b) be accompanied by
a report, in the prescribed format, by an
adoption social worker
containing-
(i) information on
whether the child is
adoptable
as contemplated in section 230
(3);
(ii) information on
whether the adoption is
in the best interests of the child
;
and
(iii) prescribed
medical information in relation to the child.
(c) be accompanied by
an assessment referred to in section 231 (2) (d);
(d)
be accompanied
by a letter by the provincial head of social development recommending
the adoption of the child
; and
(e) contain such
prescribed particulars.
(2) When an
application for the adoption of a child is brought before a
children's court, the clerk of the children's court must
submit to
the court-
(a) any consent for
the adoption of the child filed with a clerk of the children's court
in terms of section 233 (6);
(b)
any information
established by a clerk of the children's court in terms of section
237 (2)
(c) any written
responses to requests in terms of section 237 (2);
(d) a report on any
failure to respond to those requests; and
(e) any other
information that may assist the court or that may be prescribed.
(3) An applicant has
no access to any documents lodged with the court by other parties
except with the permission of the court.”
[144] Counsel for the
applicants informed me that most children placed in a child
protection agency are placed by DSD social workers.
However, the DSD
has no adoption social workers in its employ as the law, as it
currently stands, permits the DSD to accredit adoption
social workers
but not to carry out these services itself.
[145] The definition of
an ‘
adoption social worker
’ was amended by the
Children’s Amendment Act 18 of 2016, which came into effect on
26 January 2018 (as per GN 49 in
GG 41399 of 26 January 2018) to
include DSD social workers in the definition of an ‘
adoption
social worker
’. However, section 251 remains unchanged.
This provides that only a social worker in private practice (section
251(1)(a))
or employed by a child protection organisation (section
251(1)(b)) can be accredited to perform adoption services. The
amendment
has thus not changed the position that only a social worker
in private practice or one employed by a child protection
organisation
may be accredited as an adoption social worker. This is
clearly a lacuna in the Act that needs to be addressed.
[146] Although Ms.
Menemene has been assigned as E’s case worker and is not
employed by the DSD, she is not employed by the
TLC, a child
protection organisation, but is employed by the Vaal Triangle Mental
Health Facility. She is thus not ‘
an adoption social worker
’
in terms of the Act and is unable to determine whether E is
‘
adoptable
’ or to make recommendations as to who
is best placed to adopt E. The DSD has thus incorrectly relied on the
report of Ms.
Menemene that “
it seems that E is not
adoptable
” in arguing on the basis of the provisions of
section 239(b)(i) that the applicants are precluded from applying to
adopt
E. Moreover, Ms Menemene has no experience regarding child
placements as she is a Mental Health social worker and not an
adoption
social worker.
The preference for
local placement with family or extended family in intercountry
adoptions and the relevance of culture, tradition
and religion
[147] The DSD argues that
it is in the best interests of E that he be placed where he can
maintain his African heritage and culture.
This is a point emphasised
by the DSD in support of its view that E cannot been declared
‘
adoptable
’ as a local placement has been found
for him.
[148] It is apparent from
the provisions of section 181(c) of the Act that the purpose of
foster care is to “
respect the individual and family by
demonstrating a respect for cultural, ethnic and community
diversity”
, and thus on placing the child in foster care
within his culture and community. Section 184 of the Act further
emphasised the importance
of culture in placing a child in foster
care and provides-
“
(1)
Before a children's court places a child in foster care by court
order in terms of section 156, the court must consider
a report by a
designated social worker about-
(a) the cultural,
religious and linguistic background of the child; and
(b) the availability
of a suitable person with a similar background to that of the child
who is willing and able to provide foster
care to the child.
(2) A child may be
placed in the foster care of a person from a different cultural,
religious and linguistic background to that
of the child,
but only
if
-
(a) there is an
existing bond between that person and the child; or
(b) a suitable and
willing person with a similar background is not readily available to
provide foster care to the child.”
[149] These sections
which emphasise the cultural, linguistic and religious background of
the child in the case of foster care were
inserted by Act 41 of 2007
with effect from 1 April 2010.
[150] However, in the
case of adoption, the need to place a child within his cultural,
linguistic and religious background is not
all encompassing and is
but one of the factors to take into account. As indicated above,
subsection 231(3) provides only that:
“
(3) In the
assessment of a prospective adoptive parent, an adoption social
worker
may
take the cultural and
community diversity of the adoptable child and prospective adoptive
parent into consideration
.”
(emphasis added).
[151] However, subsection
(4) makes it clear that the financial circumstances of the
prospective adoptive parents should not be
taken into account.
[152]
Although
TT
[22]
did not concern an
intercountry adoption, relevant to the facts before me are Dippenaar
J’s findings regarding
the
DSD’s stance that adoptive children should be placed with
family and financial constraints should not preclude this general
rule from applying:
“
[87] The
Department placed reliance on ss 231(3) and 231(4) as justifying its
stance that adoptive children should be placed with
family, and
financial constraints should not be a reason not to afford them
priority. It argued that the provisions of ss 231(3)
and 231(4)
constitute some of the major considerations involved. Reliance was
further placed on s 231(5) in arguing that the first
applicant's
parents could obtain financial assistance to take care of B.
[88] Reading s 231(3)
in context, it cannot be intended to be an overriding factor in
determining the best interests of a child.
Such an interpretation
would undermine the scheme created by s 7 and
the need to consider
the factors listed therein, together with any other relevant factors,
in an individualised manner pertaining
to a specific child, rather
than adopting a blanket approach. The section does no more than
mention community and cultural diversity
as factors which may be
taken into account in the assessment of prospective adoptive parents
.
[89] On a purposive
interpretation of the provisions in context, the provisions of ss
231(3) – (5) do not demand that a family
member should be
considered, as the interpretation adopted by the Department suggests.
The high-water mark on the issue of family
is to be found in s
231(8), which relates to a family member who has expressed interest
in adopting a child. The wording of the
section further does not give
rise to any express obligation to inform the family of a woman who
seeks to put her child up for
adoption, that she intends to do so, so
they may possibly express an interest in adopting the child. A family
member has the duty
to give notice of his or her intention to adopt.
There is also nothing in s 231 which gives any preference to family
members to
adopt an adoptable child.”
[90]
A willingness
to foster, as relied upon by the Department in its recommendations
relating to the adoption of B by the first applicant's
parents, would
not meet the necessary threshold
.
[91]
Measured
against the Constitution, the wording of s 231 militates against the
interpretation that a child must as a primary consideration
first be
placed within the biological family
, …
(Emphasis
added)
[153] It is important to
note that in considering an application for adoption the Children’s
Court, Section 261(5)(a) requires
that before making an Order for an
intercountry adoption, the provisions of section 240 applicable to
national adoptions have been
considered.
[154] Section 240
provides:
240
Consideration of adoption application
(1) When considering
an application for the adoption of a child, the court must take into
account all relevant factors, including-
(a)
the
religious and cultural background of
-
(i)the child;
(ii)the child's
parent; and
(iii)the
prospective adoptive parent;
(b)
all reasonable
preferences expressed by a parent
and stated in the consent; and
(c) a report
contemplated in section 239 (1) (b).”
[155] It should be noted
that the religious and cultural background of the child are but one
of the relevant factors which must
be considered by the Children’
Court. Equally relevant would be the wishes expressed by E’s
mother prior to her death
that the applicants care for E.
[156] In addition,
relevant for present purposes is section 233(1)(c) which specifies
that the child’s consent to the adoption
should be taken into
account where:
“
(c)
the child, if the child is-
(i) 10 years of age or
older; or
(ii) under the age of
10 years, but is of an age, maturity and stage of development to
understand the implications of such consent.”
[157] I have already
indicated that E has, in so far as it may properly be relied upon in
view of his level of maturity, expressed
a preference to reside with
the applicants. This is also a factor which the AC states should be
considered when determining whether
an intercountry adoption is in
the best interests of a minor child.
[158] It is thus apparent
that there is nothing contained in Chapter 15 of the Act pertaining
to national adoptions, rendered applicable
to intercountry adoptions
by section 261(5) of the Act in dealing with intercountry adoption
between South Africa and a convention
country, which includes Poland,
which would in and of itself preclude the applicants’ adoption
of E.
[159] There is similarly
nothing contained in Chapter 16 of the Act which deals with
intercountry adoptions that stipulates that
where a local placement
is available for a child, that child may not be declared ‘
adoptable
’
for the purpose of an intercountry adoption or would prohibit
prospective adoptive parents who have had prior contact with
an
adoptable child from adopting that child.
[160] Section 261(5) of
Chapter 16 provides-
“
(
5)
The court may make an order for the adoption of the child if the
requirements of section 231 regarding persons who may adopt
a child
are complied with, the application has been considered in terms of
section 240 and the court is satisfied that-
(a)
the adoption is in the best interests of the child;
(b)
the child is in the Republic;
(c)
the child is not prevented from leaving the Republic-
(i)
under
a law of the Republic; or
(ii)
because
of an order of a court of the Republic;
(d)
the arrangements for the adoption of the child are in accordance with
the requirements of the Hague Convention on Inter-country
Adoption
and any prescribed requirements;
(e)
the central authority of the convention country has agreed to the
adoption of the child;
(f)
the Central Authority of the Republic has agreed to the adoption of
the child; and
(g)
the name of the child has been in the RACAP for at least 60 days and
no fit and proper adoptive parent for the child is available
in the
Republic.”
[161]
In terms of section 257 of the Act, the Central
Authority is the DG of the DSD who must,
after consultation
with the DG: Justice and Constitutional Development, perform the
functions assigned by the Hague Convention to
Central Authorities.
[162]
The purposes of Chapter 16 of the Act, which deals with intercountry
adoptions are said to be:
“
(a)
to
give effect to the Hague Convention on Intercountry Adoption
;
(b) to provide
for the recognition of certain foreign adoptions;
(c)
to
find fit and proper adoptive parents for an adoptable child
;
and
(d)
generally to regulate intercountry adoptions
.”
(emphasis added)
[163]
Section 256 provides:
“
(1) The Hague
Convention on Intercountry Adoption is in force in the Republic
and
its provisions are law in the Republic
.
(2) The ordinary law
of the Republic applies to an adoption to which the Convention
applies but,
where there is a conflict between the ordinary law of
the Republic and the Convention, the Convention prevails
.”
(Emphasis added)
[164]
As indicated above, the Hague Convention does not
place the same emphasis on local placement and rather stipulates that
a child-centric
approach should be adopted having regard ultimately
to the best interests of the particular child.
[165] It is apparent from
the analysis of the Act outlined above, that the stated policy of the
DSD is not prescribed in the Act
and that the sole source of its
policy is based upon its Guidelines both on intercountry and national
adoptions.
THE PRACTICE
GUIDELINES ON INTERNATIONAL AND NATIONAL ADOPTIONS
[166] The clear policy of
the DSD set out in its answering affidavit is that an international
adoption must always regarded as ‘
subsidiary
’ to a
local placement for a minor child. The policy applied by the DSD
appears to be applied, without regard to the best
interest of the
particular child.
Although the DSD did not
expressly rely on the Practice Guidelines in its answering affidavit,
it is clear that its stated policy
has been informed by its Practice
Guidelines dealing with both intercountry and national adoptions.
Like with Chapters 15 and 16
of the Act, there is considerable
overlap between the intercountry and national Guidelines and it is
clear that in many instances,
the DSD’s stated policy has been
derived from its national Guidelines.
The Intercountry
Guidelines
[167] After the
publication of the Children’s Act but prior to its commencement
on 1 April 2010, the DSD published Practice
Guidelines on
Intercountry Adoption signed by Dr Zst Skweyiya. (‘
the
Intercountry Guidelines
’) which have been attached to the
applicants’ papers. Dr Zst Skweyiya was the Minister of Social
Development between
1999-2009.
[168] These Guidelines
place great emphasis upon the subsidiary principle and go beyond the
requirements set out in the already
by then published Children’s
Act and in the Hague Convention. These Guidelines demonstrate that it
was the DSD’s stance
from the outset to strictly apply both the
subsidiary and pre-identification principles, notwithstanding the
more child centric
approach taken in the Hague Convention (which was
to be given the force of law in Children’s Act) and the soon to
be implemented
provisions contained in the Act itself. This is
contrary to the stated purpose of the Intercountry Guidelines set out
in the Foreword
to the Guidelines signed by the Minister which record
that they had been developed:
“
to ensure
compliance with the Hague Convention as well as to meet our
international obligations in relation to the United Nations
Convention on the Rights of the Child and to facilitate the
implementation of the Children’s Act
.”
[169] In the first
instance the definition of “
family
” set out in the
Intercountry Guidelines is far more limited than that of “
family
member
” provided in the Act. It is said to encompass what
one would traditional regard as a blood related ‘family’
and
includes-:
“
a group of
persons united by the ties of marriage, blood, adoption or
cohabitation characterized by a common residence (household)
or not,
interacting and communicating with one another in their respective
family roles, maintaining a common culture and governed
by family
rules. (Draft Family Policy)
”
[170] The Act contains
only the broader definition of ‘
family member
’ and
has no similar definition of ‘
family
’.
[171] Paragraph 5.4 of
the Guidelines makes it mandatory to find a placement within the
child’s extended family and states:
“
If a child
cannot be cared for by his/her own biological parent/s, the Competent
bodies responsible for child protection,
shall
consider all
alternatives for permanent care or adoption
within
the child’s extended family
”
.
(Emphasis added)
[172] Paragraph 5.5 in
turn provides that adoption of a child outside of his/her own family
may only be considered if placement
within the child’s extended
family is not possible. It reads:
“
[A]doption of a
child
outside
his/her own family
shall
be considered
only
if
no
appropriate placement or adoption within the
extended
family
is
possible
.”
(Emphasis added)
[173] Where placement
within the child’s extended family is not possible, efforts
need to be made to place the child permanently
within his/her
community before any an outside adoption (being one outside of the
child’s community) may be considered. Paragraph
5.6 provides:
“
When biological
parent/s and the extended family of origin for various reasons do not
meet conditions which guarantee the full and
harmonious development
of a child, competent bodies responsible for the child welfare and
protection
must
ensure permanent placement of a child within the community
”
(Emphasis added)
[174] This is
re-emphasised in paragraph 5.9 where it is made plain that an
intercountry adoption is the last resort which may only
be considered
if a local placement, first within the child’s community and
then outside of his community, cannot be found:
“
As a
priority, a child shall be adopted within his/her own community and
State of origin
.
Intercountry adoption can be considered as an alternative
only
after
having
ensured that a permanent placement for the child cannot be found with
in his/her State of origin
.”
[Emphasis added]
[175] It is further
stated in paragraph 8.1.2 that the child will be placed on RACAP for
60 days “
only after SACA agrees in writing that
no
local adoptive parents can be found
”, and only after
the lapse of 60 days “
an intercountry adoption can be
considered
.” (Emphasis added)
[176] In the conclusion
to the Intercountry Guidelines this approach is re-emphasised, making
it plain that an intercountry adoption
may only be considered where
there is no ‘
suitable
’ local placement for the
child:
“
It is envisaged
the guidelines formulated will ensure that South Africa adheres to
internationally recognised standards of intercountry
adoption and
that's the best interests of children
who
cannot be placed into suitable care locally
are
taken care of by placing them with the adoptive parents of foreign
countries.
”
(Emphasis
added).
[177] The requirement
that the local placement be ‘suitable’ is emphasised as
it would appear that the Intercountry
Guidelines are applied by the
DSD to exclude an intercountry adoption when any local placement can
be found. This is contrary to
the best interests of the child.
Paragraph 5.16 makes it plain that:
“
The principles
of the best interest of the child, non-discrimination, participation
and protection of the child must be ensured
”
[178] Paragraph 6.2
stresses that the approach to adoption should always be child centred
and that the best interests of the child
are paramount. Although the
child's language, culture, race and religion should always be
respected and considered, this cannot
supersede the best interests of
the child:
“
6.2.1. The
purpose of adoption should always be to provide a suitable home for
an adoptable child and not to provide a family with
a child (in other
words the focus lies on the needs of the child and not on the needs
of the prospective adoptive parents.”
6.2.2 The best
interests of the child is of paramount importance and must always be
taken into consideration
6.2.3 The child's
language, culture, race and religion should
always
be respected and taken into consideration in the placement of the
child.
” (Emphasis added)
[179] Paragraph 5.14 of
the Intercountry Guidelines seeks to give effect to the rule against
pre-identification and reads:
“
It is important
to keep in mind that foreigners should not be allowed to visit the
Child and Youth Care Centres
for
the purpose of linking up and adopting a child
.
The Centres should have a volunteer policy in place which do not
allow adoption of pre-selected children
.”(Emphasis
added)
[180] The DSD has applied
this rule against the applicants but have failed to consider that
their contact with E did not arise “
for the purpose of
linking up and adopting him
”; on the contrary, they were
asked by the TLC to look after him over the Christmas period soon
after his placement at the
TLC and hereafter, sought to take care of
him whilst his mother got on her feet. Before leaving South Africa,
the applicants had
no intention of adopting E- nor was his mother
prepared to put him up for adoption.
[181] Paragraph 5.7
accords preference to foster parents in the adoption of a child and
makes it plain that adoption or long-term
foster care is always
preferable to institutionalisation of a child. Paragraph 5.7
provides:
“
The natural
father of the child born out of wedlock and/or foster parents of the
child shall be given preference to adopt the child
if he/she becomes
available for adoption. Offering permanent substitute family to a
child through adoption or long-term foster
family care necessitated
by circumstances shall prevail over care in an institution
.”
[182] Of further
relevance for current purposes is that despite the provisions of
section 255 of the Children’s Act dealt
with below, which does
not require that there be a working agreement between Convention
countries, it is stipulated in paragraph
8.1.1 that even in the case
of Hague Convention adoptions-
“
[I]ntercountry
adoptions
can
only take place
where
a
working
agreement
between
South Africa and the other Hague country was established and the
working agreement was approved by the Central Authorities
of the two
countries, unless the child is being adopted by a blood related
family member.
”
(Emphasis
added)
The National
Guidelines
[183]
Although the Intercountry
Adoption Guidelines were annexed by the applicants to their papers,
the National Guidelines, which were
plainly relied upon by the DSD,
were not annexed to its papers. At my request, I was provided with a
copy of the current Practice
Guidelines on National Adoption (“
the
National Guidelines”
).
These Guidelines were expressly relied upon by the DSD in support of
its stance in
TT
.
[23]
[184] The National
Guidelines repeat the stance taken in the Intercountry Guidelines
that when placing a child, preference must
always be given to local
and extended family and the adoption of a child by prospective
parents who have pre-identified that child
for adoption should be
prohibited. However, the National Guidelines are more extensive than
the Intercountry Guidelines Relevant
for current purposes are the
following National Guidelines, which have clearly served to inform
the approach taken by the DSD in
the current matter.
[185] The purpose of
adoption was said to be:
“
The main
purpose of adoption is to protect and nurture children by providing a
safe, healthy environment with positive support;
and to promote the
goals of permanency planning by connecting children to other safe and
nurturing family relationships intended
to last a lifetime.
An adoption of a child
has the same legal status to that of a biological family in that, it
assures children as part of their adoptive
families and a continuous
relationship with their family members long after their 18
th
birthday, unlike other forms of alternative care
placements, such as foster care and Child and Youth Care Centre
(CYCC).
It is therefore a preferred option over other forms
of care due to the permanency and protection it brings to the
permanent relationship
between the child and the adoptive family.
”
(Emphasis added)
[186] Despite this, it is
apparent from the National Guidelines that local foster care is
always preferable to an international
adoption.
[187] The more
restrictive definition of ‘
family
’ provided in the
Intercountry Guidelines is retained in the National Guidelines.
However, the broader definition of ‘
family member
’
contained in the Children’s Act (which would include the
applicants), is acknowledged and is stated to include:
“
Any other
person with whom the child has developed a significant relationship,
based on psychological or emotional attachment, which
resembles a
family relationship.
”
[188] Despite this, the
psychological and emotional attachment which E has formed with the
applicants has not been considered by
the DSD or the social workers
seeking to find a placement for E. This notwithstanding that it is
said in paragraph 6, Chapter 2
of the National Guidelines that “
a
child’s rights approach is a central principle to the
understanding and implementation of these Guidelines
.”
[189] Paragraph 6.1
further emphasises that the overarching principle of the National
Guidelines is that the best interests of the
child will always
outweigh any other considerations. The child’s need for
affection and long-term stability are paramount
considerations. It is
stated
“
The best
interests of a child, non-discrimination, child participation where
applicable and the protection of a child, are paramount
over-arching
principles and must be applied at all times as they form the basis of
any adoption plan.
It should be noted
that, the best interests of the child outweighs any other
consideration, it includes the child’s need for
affection,
right to security, continuing care and long-term stability.”
[190] The dichotomy
between this child-centred approach, the need to place a child first
and foremost with family members and if
not possible, with extended
family, and the application of the subsidiary principle is made plain
under the heading, “
Key Operating Principles
” in
para 6.2 of the National Guidelines. There it is stated in relevant
part:
“
Every child has
the right to grow in a permanent and stable family, efforts should be
made to promote adoption for children when
needed, regardless of age,
gender and special needs. . . It is a priority that a child should
have the opportunity to be cared
for and be raised by his or her
biological parents and or family of origin. If a child cannot be
cared for by his/her biological
parents or family, the responsible
service provider should consider all alternatives for permanent care
or adoption within the
child's extended family. In respecting the
subsidiarity principle in the light of the child's best interests
priority must be given
to adoption by the family of origin. Where
this is not an option, preference should be given to other suitable
options such as
adoption within the community from which the child
came or at least within his or her own culture, before considering
adoption
by family from other cultural or race group. The biological
father of the child born out of wedlock and or foster parents of the
child shall be given preference to adopt the child if he/she becomes
available for adoption. Offering a permanent alternative care
to a
child through adoption or long terms foster family care when
necessitated by circumstances, shall prevail over care in a CYCC.
Adoption of a child may also be considered based on the foster care
and residential care placement review.”
[191] Paragraph 7 states
that the national norms and standards as outlined in Annexure A of
the Regulations of the Children’s
Act require,
inter alia
,
that adoption services must–
“
(c) take
the child’s needs and best interests into account;
(d) provide for
assessment of the child in order to determine if the child is
adoptable;”
…
(f) ensure that the
child’s biological family if available, and the child is
involved and participate in the decision-making
process during
adoption procedures, provided the child is of a sufficient age,
maturity and stage of development;
…
(h) take account of
and address the changing social, physical, cognitive and cultural
needs of the child and his or her family throughout
the intervention
process before and after adoption;
(i) ensure that all
avenues to maintain the child within his or her family are explored
before adoption is considered;”
(j) ensure that the
child’s family has access to a variety of appropriate resources
and support before an adoption is considered;”
[192] However, it is
stressed in paragraph 8.1 that adoption services must be provided by
competent and experienced adoption service
providers, “
who
are adoption social workers in the employ of the Department of Social
Development, accredited Child Protection Organizations
as well as
adoption social workers who are in private practice accredited and
registered to provide adoption services
.” In paragraph
8.1.1. it made clear,
inter alia,
that adoption service
providers are expected to meet a number of important requirements
which includes that “
the best possible family should be
found and the child’s best interests should be paramount above
all standards and practices.
” It would appear, however,
that this fundamental rule is rendered secondary in the case where
there is a local placement
for a South African child, irrespective
whether the prospective adoptive parents would be the “
best
possible family for the child
.”
[193] Issues of race,
culture and religion are accorded preference and the National
Guidelines make it plain that the policy of
the DSD is clearly
against cross-cultural adoptions, irrespective of the best interests
of the particular child. In paragraph 10.2.1.1
it is stipulated that
children of the same race as the adoptive parents is preferred and in
paragraph 10.2.2 it is stated that
the child’s “
language,
culture, race and religion should always be respected and taken into
consideration in the matching and placement of the
child
.”
Paragraph 11.2.3.1.9, in turn, deals with the social-cultural aspects
of adoption and provides that:
“
When
assessing the prospective adoptive parent/s, an adoption social
worker may take the cultural and community diversity of the
adoptable
child and prospective adoptive parent/s into consideration.
Adoptive
parents of a different culture, who would like to adopt a child of
another culture, should be given the opportunity to
adopt any child
once it is established that there are no parents sharing the same
culture with the child, who are available and
willing to adopt the
child.”
[194] The adoption of a
child from another culture is dealt with in paragraph 11.2.4.2.3
which stresses that an adoption of a child
by a person of a different
culture will only be considered where the child cannot be placed
within his own culture and tradition.
Despite stating that
prospective parents from another culture ought not to be
discriminated against, this is said only to apply
if no placement
within the child’s own culture can be found. It is stated:
“
Culture is a
reality when adopting a child from a different culture, race or
ethnic group prospective adoptive parents need to be
thoroughly
prepared when they choose to adopt a child from another culture.
Section 7(1)(f) and (h) of the Children's
Act
stipulates that whenever a provision of this Act requires the best
interests of the child standard to be applied like it is
applied in
adoption in terms of s 230(1)(a) of the [A]ct factors such as
the child's cultural development including the child's
need to
maintain a connection with his or her culture and tradition must be
taken into consideration. Cross cultural adoption should
be
considered as a second option when prospective adoptive parents
sharing the same culture with the adoptable child could not
be found
to adopt the Child. In other words, priority must be given to the
same culture adoption as it resembles a natural family
that adoption
is intended to create for the child. Adoption social workers should
therefore not discriminate against any person
of a different
culture/race who would like to adopt a child of another culture they
should be given the opportunity to adopt any
child once it is
established that there are no parents sharing the same culture with
the child who are willing and able to adopt
the child.”
[195] This rule against
adoptions outside of the child’s own culture is said to apply
irrespective of the financial circumstances
of the family or extended
family of the child. It is stated in paragraph 13.1.4 that to
disallow an adoption “
where poverty, however defined, seems
to be the sole reason why the child cannot grow up in his/ her
biological family, including
extended family environmen
t,”
is discouraged. This rule is clearly to prevent persons of wealthier
backgrounds who are able to afford to provide a child
with better
financial benefits being given preference in considering the suitable
placement for an adoptable child.
[196]
The
culture and religious background of the child and the prospective
adoptive parents is again emphasized in paragraph 13.3.2.1
in setting
out the factors which the Children’s Court must consider when
determining whether an adoption application should
be granted. It
should be noted that the emphasis is not only on the culture but also
on the religion of the child. Despite this,
the DSD has chosen to
ignore the fact that the both the applicants and E are catholic, and
E’s faith appears to be important
to him. Indeed, Ms. Menemene
reported that he missed attending Church as he was accustomed to do
at the TLC when he visited Ms.
K at her home.
[197]
Although
it is accepted that
as a general rule, it will be preferable
that children are placed with family and/or within their own
community, the Act and the
case law make it clear that the facts of
each case must be examined to determine whether this would be in the
best interests of
the particular child. In mindlessly applying the
Guidelines, the DSD and the social workers tasked to find a suitable
placement
for E have ignored that the applicants are the only
de
facto
family he has ever known and that they would be regarded as
‘
family members
’ within the meaning of the
Children’s Act making them suitable adoptive parents for E.
[198] In
TT
,
Dippenaar J criticised the DSD’s stance in slavishly applying
its Guidelines in refusing the adoption by prospective parents
of two
young children referred to as “B” and “L”,
even when the children had been in their care- in the
one instance
since birth and the other shortly after birth-without proper regard
to the best interests of the children concerned.
In that matter, a
duly accredited adoption social worker
recommended that
the children be declared “
adoptable
”. The
Children’s Court relied on the findings of the adoption social
worker that the prospective parents were best
suited to adopt the
children and proposed making an Order that the respective applicants
adopt B and L respectively. The Department,
however, refused to issue
a letter of recommendation in relation to the one child, B, and
sought to renege on its letter of recommendation
in the case of the
other child, L, by seeking to self-review its decision to issue a
letter of recommendation. The reasons provided
by the DSD was that
the prospective adoptive parents were of a different culture to that
of the children and it was its policy
that children should maintain a
connection with their family or extended family and culture and
tradition.
[199] Dealing with the
DSD’s stance which emphasised culture and tradition, Dippenaar
J made it plain that maintaining a child’s
culture and
tradition was not an overriding consideration in the Children’s
Act, but was but one of the factors to consider
in determining the
best interests of a child. He explained in TT that-
“
[98] The
Department placed great emphasis on s 7(1)(f) of the Act,
relating to the need for a child to remain in the care of
his or her
parent, family and extended family and to maintain a connection with
his or her family, extended family, culture or
tradition. The
Department finds motivation in these provisions for its stance that
the maintenance of a connection by the child
with his family, culture
and tradition is of primary importance. It also relies on s 231(3) to
support that argument. The Department's
blanket approach to elevating
the factors in s 7(1)(f) to an overriding consideration is,
however, contrary to a contextual
and purposive reading of the
relevant provisions of the Act.
[99] The wording of s
7(1) does not give any paramountcy to those factors mentioned in s
7(1)(f). Whilst in our diverse society,
keeping the connection with
extended family, culture and tradition is a factor showing where the
best interests of a child lie,
it is but one of the factors that
require consideration if it is relevant to a particular child's
circumstances. It is not a paramount
consideration….
”
[200] Dippenaar further
stated:
“
[123] According
to the Department, the Guidelines don't overreach but were prepared
having regard to the 'cultural and class diversity
of SA society'. It
is contended that there was —
'a failure to consider
the undesirable alienation of children from their parents and
community in circumstances where their culture
and class are regarded
as inferior. It would also lead to resentment in future on the part
of parents who play a subservient role
to rich and culturally
supposedly superior adoptive parents.'
[124] The Department
further contends that the adoption process must be carried out with —
'the full
consciousness of the cultural (and the class) diversity of South
African society. A failure to take these into account
would lead to
an undesirable alienation of children from their parents and
community in circumstances where their culture and class
are regarded
as inferior.'
[201] This is in essence
a political stance which has been echoed by the approach taken by the
DSD in the present matter. It is
a stance that does not necessarily
take the best interests or particular circumstances of the child into
consideration and is not
an approach endorsed in the Children’s
Act. It is readily apparent that DSD’s National and
Intercountry Guidelines
go way beyond what is contemplated in the Act
and the Hague Convention (incorporated into the Act by section 256)
regarding the
need to try and place a child locally before an
intercountry adoption is considered. Moreover, whatever the DSD’s
policies
and Guidelines may say, they cannot override the provisions
of the Act and will always be trumped by the best interests of the
child.
[202]
In dealing with the National Guidelines relied upon by the DSD in the
matter before him, Dippenaar J made it plain that they could
not be
applied without prioritising the best interests of the children
concerned and could not impose conditions for adoption not
provided
for in the Act-
“
[140] The
Guidelines purport to provide for the substantive regulation of
adoptions and the standard of the best interests of the
child.
A
fundamental premise of the Guidelines is that it is paramount to
maintain a connection between an adoptable child and his or her
extended biological family, culture and community, despite the Act
not giving priority to these factors
.
…
[141] The
Guidelines further effectively undermine the other factors in s 7(1)
of the Act relevant to a child's best interests.
Various requirements
are read into the Act which enjoy priority, which are not justified,
having regard to the express wording
of the relevant provisions.
[143] It
further appears from the Guidelines that they interpret the
permissive provision in s 231(3) as a mandatory overriding
factor
that
prioritises a commonality in the culture and community
backgrounds between an adoptable child and a prospective adoptive
parent,
without taking the child's best interests into account on an
individualised basis. This interpretation undermines s 28(2) of the
Constitution. The prioritisation of considerations of culture and
community is stated in a manner that seeks to exclude the adoption
of
adoptable children by parents from a different culture or community
to that of the child
.
[144]
Elevation of
culture, without taking consideration of the circumstances of a
particular child into account, misconceives that culture
is but one
of the factors which must be considered
. …
[145] The
Guidelines in material respects impose conditions that are not
contemplated or contained in the Act.
They also seek to
impose a blanket approach without individualising the needs of a
particular child in his or her particular circumstances,
emphasising
principles that are not envisaged by the Act or in fact by the
Constitution
. …
(Emphasis added)
[203] In agreeing with
the applicants that the National Guidelines ought to be reviewed and
set aside as being contrary to the Constitutional
prerogative that
the best interests of the child must be paramount, Dippenaar J
stressed that the Guidelines could in no way override
the provisions
of the Act by stipulating additional requirements for adoption not
prescribed in the Act:
“
[148] The Act
and the Constitution provide sufficient guidelines as to the kind of
policy guidelines that may be included in regulations,
including the
Guidelines. There is nothing in the Act that empowers the Minister
(or the drafter) of the Guidelines to purport
to develop a policy or
guidelines that would impose additional requirements not envisaged by
the Constitution or the Act, or to
develop Guidelines that are
inconsistent with the Constitution.
[149] In the
Guidelines substantive law has been sought to be created and
additional requirements for adoption prescribed,
in circumstances
where there is no empowerment to do so and in circumvention of the
democratic procedures that accompany the legislative
process.
[150] Whoever was
responsible for the Guidelines was not empowered to include in the
Guidelines provisions that do not comply with
the Act and undermine
certain rights in the Constitution. In doing so, it was ultra vires
and in breach of the principle of legality.
That is exacerbated by
the fact that it cannot be concluded, and was not established by the
Department, that it was indeed the
Minister who is responsible for
the Guidelines.
…
[154] I
conclude that the Guidelines are to be declared invalid and are to be
reviewed and set aside. It would be appropriate
to set aside the
Guidelines in their totality due to the pervasive nature of the
objectionable provisions thereof.
”
[204]
The stance taken by Dippenaar J in
TT
is equally applicable to
the further National Guideline embodying the DSD’s prohibition
against pre-identification of children
set out in
paragraph 12. This deals with the “
matching
”
of prospective adoptive parents and a child and
stipulates unequivocally that-
“
Matching should
not be done by the prospective adoptive parent/s themselves, in other
words, they should not visit a CYCC to pick
out an appealing child.
There shall be no pre-identification of children by any person who
wishes to adopt as such arrangement
is not in compliance with the
provision of the Act.”
[205] There is no such
provision in the Act. This rule has been applied by the DSD against
the applicants in the current application
without any regard to the
fact that the applicants did not “
visit a CYCC to pick out
an appealing child
.” It is repeated that the applicants’
contact with E during the period that they were in South Africa arose
under circumstances
when they had no intention to adopt E.
[206] It is apparent from
the facts before me and those before Dippenaar J in
TT
that
the Guidelines have not served to protect the best interests of
children eligible for adoption but instead, serve to promote
a
political agenda which disapproves of the adoption of orphaned South
African children by culturally different adoptive parents
who may be
able to offer financial advantages to them. Whilst this is a purpose
which has substantial merit, it should not be blindly
applied without
regard to the best interests and particular circumstances of the
child sought to be adopted. This is particularly
so as so many South
African children have remained in institutions when they could have
been offered a better life by both local
and foreign prospective
adoptive parents who may have been racially and culturally different
from them.
[207] Although in
TT
,
Dippenaar J reviewed and set aside the National Guidelines as being
inconsistent with the Act and the Constitution, by agreement
between
the parties before him, he granted leave to appeal to the SCA to
determine the Constitutionality of the Guidelines and
his setting
aside the Guidelines has thus been suspended. Should it transpire
that Dippenaar’s judgment is upheld, this would
be dispositive
of the stance taken by the DSD in this matter as, without the
Intercountry and National Guidelines, there is nothing
in the Act or
in the Hague Convention which supports its insistence that E is not
“
adoptable
” as a local placement has been found
for him or that the applicants’ prior contact with E precludes
them from being
considered as prospective adoptive parents to E.
[208] Moreover, the
findings made by Dippenaar J supports my view that the prior contact
and bond which has already developed between
applicants and E should
not be considered as ‘
pre-identification
’ and
should instead serve to confirm that it may be, in the particular
circumstances of E’s case, that it is in his
best interests
that E be permitted to apply to adopt him; indeed it was the fact
that B and L had been living with the applicants
from birth or
virtually since birth that tipped the scales for Dippenaar J against
their placement with extended family and motivated
Dippenaar J to
order that the adoption orders in their favour should be confirmed.
[209] Whilst the prior
relationship between the minor child and his prospective adoptive
parents was not regarded as a sufficiently
exceptional circumstance
to persuade the CC to hear the application for the sole custody and
guardianship of the minor child in
AD
, it was recognised by
the Constitutional Court that this was a factor that may have tipped
the scales in an application for the
adoption of baby R by the
respondents in
AD
.
THE BEST INTERESTS OF
THE MINOR CHILD
[210] What is abundantly
clear from the International Conventions, the Constitution, the
Children’s Act and the Guidelines
is that of paramount
importance, is the best interests of the child under consideration.
Subsection 240(2)(a) provides that-
“
(2) A
children's court considering an application may make an order for the
adoption of a child only if-
(a) the
adoption is in the best interests of the child;”
[211] Section 7(1) of the
Act provides a list of factors to be considered when determining the
best interests of a child. The section
is mandatory and where
relevant provides:
“
(1)
Whenever a provision of this Act requires the best interests of the
child standard to be applied, the following factors
mus
t
be taken into consideration where relevant, namely-
(a) the nature of the
personal relationship between-
(i) the child and the
parents, or any specific parent; and
(ii) the child
and any other care-giver or person relevant in those circumstances;
(b) the attitude
of the parents, or any specific parent, towards-
(i) the child; and
(ii) the
exercise of parental responsibilities and rights in respect of the
child;
(c) the capacity
of the parents, or any specific parent, or any other care-giver or
person, to provide for the needs of the
child, including emotional
and intellectual needs;
(d) the likely effect
on the child of any change in the child's circumstances, including
the likely effect on the child of any separation
from -
(i) both or either of
the parents; or
(ii) any brother
or sister or other child, or any other care-giver or person, with
whom the child has been living;
. ..
(f) the need for
the child -
(i) to remain in the
care of his or her parent, family and extended family; and
(ii) to maintain
a connection with his or her family, extended family, culture or
tradition;
(g) the child's -
(i) age, maturity and
stage of development;
(ii) gender;
(iii) background; and
(iv) any other
relevant characteristics of the child.
(h) the child's
physical and emotional security and his or her intellectual,
emotional, social and cultural development;
. . .
(k) the need for
a child to be brought up within a stable family environment and,
where this is not possible, in an environment
resembling as closely
as possible a caring family environment;
. . .
(n) which action or
decision would avoid or minimise further legal or administrative
proceedings in relation to the child”.
(Emphasis added)
[212]
In
TT
Dippenaar J pointed out that the approach taken by the
Department ignored the broader definition of a ‘
family
member
’ in the Act quoted above, and in particular, its
extended definition beyond blood ties to “
any other person
with whom the child had developed a significant relationship based on
psychological or emotional attachment, which
resembles a family
relationship
”. He stated that the best interests of the
children under consideration to remain with those with whom the
children had formed
a significant psychological and emotional
attachment had been ignored by the Department in favour of its
slavishly applied Guideline
that it was in the best interests of
children to remain with his/her extended biological family and to
live amongst persons of
the same culture and community. Dippenaar J
stated:
“
[137] Despite
the definition of 'family member' in (d), which accords with
that definition under s 1 of the Act,
the
Guidelines seek to place a higher importance on biological and
extended family as a better option for adoption or foster care
and
seem to place a limitation on the interpretation of family which is
not constitutionally justifiable
…”
[213] Dippenaar J went on
to state:
“
[207] The
Department's stance disregards that 'family member' as defined in the
Act is not limited to genetic family, but also includes
—
'any other person with
whom the child had developed a significant relationship based on
psychological or emotional attachment, which
resembles a family
relationship'.
“
[208]
Similarly, parental care is not limited to genetic family. The
removal of a child from the reach of his family constitutes
a
limitation of his right to family care and parental care as envisaged
by s 28(1)(b) of the Constitution.”
[214] In emphasising the
rights of B and L whose adoption was under consideration, Dippenaar J
criticised the Department for ignoring
the family ties which had been
established between the prospective adoptive parents and the children
concerned: He stated:
“
[193] The
rights of children are enshrined in s 28 of the Constitution. Under s
28(1)(b), every child has a right to family care,
parental care or,
where appropriate, alternative care when removed from the family
environment.The section recognises that family
life is important to
the wellbeing of children. It sets a standard against which to
test provisions of conduct which affect
children in general and acts
as a guiding principle in each case to deal with a particular
child.That right can be employed to
oppose any executive
administrative action which would interfere with the delivery of
parental care or would seek to separate children
from their parents.
[194] It is well
established that: '[Section] 28(1)(b) [of the Constitution] is
aimed at the preservation of a healthy parent
– child
relationship in the family environment against unwarranted executive,
administrative and legislative acts. It is
to be viewed against the
background of a history of disintegrated family structures caused by
government policies.'
[195] It is
also trite that the Children's Act, in accordance with s 28(2) of the
Constitution, seeks to promote the best
interests of the child, which
include preventing the child from being psychologically harmed.
…
[198] …
The Department further fundamentally failed to recognise the bonds
which B and L have formed with their prospective
adoptive parents and
that they are a family. The Department's entire disregard for B and
L's rights and best interest's is best
illustrated by the
unintelligible failure to even meet or visit either B or L, or their
prospective adoptive parents. Moreover,
the stance adopted by the
Department 'results in serious long-term psychological trauma both
for consenting parents and the child
in question'.
[199] In the
process the Department also manifestly failed to have regard to the
constitutional rights of the prospective
adoptive parents and their
other children, the siblings of B and L. They are also severely
impacted and traumatised by their conduct
in relation to the
adoptions of B and L. This constitutes a significant failure on the
part of the Department and the social workers
involved to comply with
their statutory obligations.”
[215] Dippenaar J also
criticised what he regarded as the callous application by the DSD of
its guidelines without regard to the
impact and trauma separation
from the only family the children had known, should they be placed as
required by the DSD:
“
[209] Such
removal is what the Department seeks to do in contending that it is
not in the best interests of B and L that they be
adopted by their
prospective adoptive parents. In the case of B, the Department's
stance is that it is in his best interests to
be removed from the
care of Eleventh and twelfth respondents and placed with the first
applicant's parents in foster care, persons
he has never met. In the
case of L, the Department contends that he should be removed from the
care of the thirteenth and fourteenth
respondents, placed in the care
of the Department and his adoption process should commence de novo.
[210] This approach is
simply unconscionable and illustrates a significant lack of empathy
and compassion for B and L. It is trite
that 'each child must be
treated as a unique and valuable human being with his or her
individual needs, wishes and feelings respected.
Children must be
treated with dignity and compassion.'
[211] The
stance adopted by the Department lacks adherence to this principle
and smacks of an entire disregard for the most
important persons in
the entire adoption process, those of B and L. Not only is the
Department's attitude towards the interests
of the children, who
remain in limbo, cavalier, as pointed out by the amicus, but it is
also far worse. The attitude cruelly disregards
the best interests of
the children involved, who, if their recommendations are followed,
stand to be ripped from the only families
they have ever known, and
made to endure an unsafe future. In my view, the Department's stance
'results in serious long-term psychological
trauma both for
consenting parents and the child in question'.The same can be said
for the impact on the prospective adoptive parents
and their
families.”
[216] Dippennaar J
admonished the DSD’s for prioritising family ties and cultural
bonds without regard to the facts and circumstances
of the case,
which he said was cruel and inimical to the best interests of the
children under consideration:
“
[215] The
Department did not consider the interests of B and L at all, but
rather got embroiled in bureaucratic red tape to defend
what is
ultimately an indefensible position not based on law or fact. In
seeking to derail the adoptions of B and L, and ignoring
all other
considerations in favour of their blanket priority of placing
children with extended biological families (including the
reports of
the adoption social worker and the findings in respect of B in the
children's court), they undermined the best interests
of B and L in
breach of s 28(2) of the Constitution. Sacrificing the needs and
interests of vulnerable children at the altar of
expedience is
indefensible.
It
is cruel and inimical to the best interests of the children involved
and smacks of a lack of insight into and compassion for
the reality
of the situation
.”
(Emphasis
added)
[217] He pointed out that
in terms of the minutes of the Department's panel discussion meeting
of 21 July 2020 the Department was
mindful that:
“
[221] ….
The child is currently 2 years old and in the Cs' care for the past
20 months. The panel acknowledge that the integration
of the child
into the biological family, will be disruptive for the child as well
as the adoptive parents. The biological family
will also need to
adapt to the new member of their family, taking into account the
differences in their culture, language, environment
etc. The panel
also takes cognisance of the abovementioned and agreed that although
reintegration with the biological family will
not be without
challenges the long-term placement of the child concerned needs to be
taken into account. Adoption is a final long-terms
placement, which
do (sic) not provide the child concerned with any opportunity to be
re-integrated with his family of origin.'
[222] The views of the
Department and its panel relied upon the reports pertaining to B's
adoption prepared by the social workers,
including the fifth
respondent. Ms Naidoo's report was only prepared months later and is
dated 4 February 2021. From the minutes,
it is clear that Emphasis
was on maintaining a cultural connection and the prioritisation of
placing B with family. Although referred
to, B's present
circumstances were not properly taken into consideration, nor was
proper consideration given to the implications
of the disruptive
consequences of the approach adopted by the Department.”
[218] Dippenaar was
shocked by “
the callous attitude
” of the
Department epitomised by the statement made during the course of the
proceedings in the Children’s Court by
the fifth respondent
when questioned whether in his assessment that it was in the best
interest of the child concerned (B) that
he be removed from his
prospective adoptive parents and placed with his grandparents? In
response to this and the further question
whether this would not be
traumatic for the child the fifth respondent said:
“
The child is
still . . . young but he can adjust, the child can adjust.”
[219] Dippenaar J
admonished the social workers in
TT
for failing to have regard
to the traumatic effect it would have on the children concerned
should they be removed from their adoptive
parents and contemplated
by the DSD:
[225] The failure of
the social workers to meet or assess B and Eleventh and twelfth
respondents is a material omission resulting
in material facts not
being taken into account by the Department in making its decision.
The Department thus did not properly assess
whether B's adoption by
Eleventh and twelfth respondents would be in his best interests in
accordance with the various factors
listed in s 7(1) of the Act.
…
.
[227] Despite
acknowledging that B had already at the time been in the temporary
care of Eleventh and twelfth respondents
for some 20 months, this
factor was not rationally taken into consideration, given the
Department's acknowledgement that placing
B with his maternal
grandparents would be disruptive.
…
[231]
Significantly, B has no connection with the biological or extended
families of the first applicant. The impact on B's
life if he is
removed from his present family, Eleventh and twelfth respondents,
will be devastating.
[232] All the
available facts have been placed before the court, which
overwhelmingly establish that it would be in B's best
interest that
an adoption order be granted and that his adoption by Eleventh and
twelfth respondents be recommended.”
[220] As the DSD did in
the matter before Dippenaar J, the DSD has in this case, entirely
ignored the definition of a ‘
family member
’ in the
Act which would undoubtedly include the applicants and relied on
section 7(1)(f) to bolster their case that it is
in the best
interests of E that he remains with his biological family or extended
family. Should one adopt the prescribed definition
of ‘
family
member
’ and ‘
caregiver
’ set out in
the Act, in complying with section 7, it was incumbent on the DSD,
and the social workers who have sought to
transfer E to the foster
care of Ms. K, to have considered the nature of the personal
relationship between the applicants and E
(as required in section
7(1)(a)(ii)) and the likely effect a separation from them would have
upon E (as stipulated in section 7(1)(d)(ii)).
[221] I have similar
feelings to those expressed by Dippenaar J in
TT
with regard
to the failure by the the social workers in the present matter to
have regard to the bond that has already been established
between E
and the applicants; to say that children easily adapt is to say the
least, callous and uncaring. It also falls far short
of the
requirements set out in section 7(1) of the Act in determining the
best interests of E and their obligation to provide a
suitable local
placement for him, which should not be judged in a vacuum, but rather
with regard to other available options for
the placement of E. The
DSD and the social workers concerned in the present matter were not
entitled to simply apply the Guidelines
and completely ignore the
possibility that his best interests might be served should the
applicants adopt E. Indeed they seem to
have entirely disregarded the
traumatic effect which E’s separation from the applicants and
his placement with Ms. K may
have on him. In so acting, the social
workers concerned failed in their duties set out in section 239 of
the Act to investigate
the best interests of E.
[222] Dealing with this
section, Dippenaar stated:
“
[94] The
adoption social worker has various obligations under s 239 of the
Act. A report must be provided under s 239(1)(b) dealing,
inter
alia, with the child's best interests. The adoption [social] worker
must provide information on whether or not the proposed
adoption is
in the best interests of the child.
The
best-interests criteria are of paramount importance. It is
child-centric and
revolves
around the particular facts and circumstances of the specific
individual prospective adoptable child
.”
[223] After referring to
section 7(1) of the Act, Dippenaar J made it plain that:
“
[96] Our courts
have not given exhaustive content to the best-interests criteria, as
they must remain flexible, and
individual
circumstances will determine which factors secure the best interests
of a particular child
.The
Constitutional Court explained thus S v M:
'Yet this court has
recognised that it is precisely the contextual nature and inherent
flexibility of s 28 that constitutes the
source of its strength.
Thus,
in Fitzpatrick this court held that the best-interests
principle has "never been given exhaustive content",
but
that "(i)t is necessary that the standard should be flexible as
individual circumstances will determine which factors secure the
best interests of a particular child
". Furthermore "(t)he
list of factors competing for the core of best interests [of the
child] is almost endless and
will depend on each particular
factual situation
". Viewed in this light, indeterminacy of
outcome is not a weakness.
A truly principled child-centred
approach requires a close and individualised examination of the
precise real-life situation of
the particular child involved. To
apply a predetermined formula for the sake of certainty, irrespective
of the circumstances, would
in fact be contrary to the best interests
of the child concerned
.'
[97] It is clear that
there is thus no one decisive factor as to what will serve a child's
best interests.
The determination of any particular child's
best interests must thus be individualised to that child's particular
circumstances.
The stance adopted by the Department in its
interpretation and the elevation of certain factors above others, and
the granting
of precedence to certain factors, misconceives this
fundamental principle
.”
(emphasis added)
[224] The failure by the
social workers to investigate the nature of the relationship between
the applicants and E constituted,
in my view a dereliction of their
duties and terms of office to safeguard the best interests of E. Like
in the present case, Dippenaar
J pointed out that the DSD had made no
attempt to investigate the circumstances under which the minor
children would live if adopted
by the applicants, their relationship
and suitability as adoptive parents and stated:
“
[201] The
Department and the social workers involved unfathomably never
investigated the present circumstances of B and L, despite
them being
the most important people in the adoption process and their best
interests being at the heart of Enquiry. From the undisputed
evidence, it is clear that Eleventh and twelfth respondents and their
daughter are the only family B has ever known. B has been
in their
care for nearly four years. The siblings have established bonds. He
is an integral part of an emotionally and financially
stable family
and extended family and is thriving. The ongoing uncertainty
regarding B's adoption has taken a strong emotional
toll on Eleventh
and twelfth respondents. It is clear that the removal of B from their
care would have devastating long-term effects
on Entire family.
[202] L's
position is similar. He has been in the care of the thirteenth and
fourteenth respondents from shortly after
his birth and for more than
three years. He has formed bonds with their two biological children
and extended family. The thirteenth
respondent is of the same
cultural descent as the second applicant and is preserving L's
connection with his culture and tradition.
As in the case of B, L is
an integral part of the family and his removal would have devastating
long-term effects on all involved.
The thirteenth and fourteenth
respondents live in constant uncertainty and anxiety as a result of
the pending review launched by
the Department, given its expressed
stance that L must be removed from their care, placed in the care of
the Department and that
his adoption must commence de novo.
[203] Both B
and L remain vulnerable whilst their adoptions are not finalised and
there is a threat of their removal from
their prospective adoptive
parents. A substantial flaw in the Department's approach is its
narrow interpretation of the concept
of family, being limited to a
genetic connection.
[204] There is no
basis to draw a distinction between a child's biological family and a
child's adoptive family. Such a distinction
would violate a child's
right to family life, a component of the right to dignity. Once it
has been established that a child's
best interests favour adoption,
and once a child is placed with an adoptive family, any distinction
in value between the biological
family and the adoptive family would
amount to discrimination, striking at the right to dignity, and thus
unlawful.It would be
artificial and overly technical to define an
adoptive family only as one where an adoption order has been granted,
given the factual
circumstances of B and L.”
[225] Dippenaar J, thus,
had no hesitation in reviewing and setting aside the Department’s
decision to issue a letter of non-recommendation
relating to B’s
adoption. He summarily refused to allow the DSD to review and set
aside its decision to issue a recommendation
regarding the adoption
of L by the Children’s Court as being pointless and contrary to
L’s best interests.
[226] Although it was
said by the DSD that it is in the best interests of local children to
be placed with local family and extended
family in order to preserve
their culture and traditions, in the present matter and in
TT
,
this principle has been applied with no consideration whatsoever to
the best interest of E or the children under consideration
in TT. The
DSD did not interview the Head of the TLC, its staff or the
applicants; instead, the social workers applied the Guidelines
prescribed by the DSD without question; and without any regard at all
to the best interests of E, or his particular circumstances.
I put it
to CDS’s counsel during argument whether he seriously believed
that it was in the best interests for E to be placed
with his great
aunt, who he hardly knew and did not have a relationship with; he
was, commendably, hard pressed to affirm this.
[227] That is not to say
that at the end of the day, the Children’s Court would not find
that it would E’s best interests
to be placed with Ms. K.
However, were it to do so, this would only occur after a proper
investigation into E’ best interests
had been carried out. This
would require that the benefits to E in remaining within his extended
family and culture be weighed
against the trauma it would cause him
to be separated from the applicants’ family, with whom he has
expressed a desire to
live and his mother had indicated she wished
should take care of him. What would also have to be seriously weighed
against the
strong emotional attachment which E has with the
applicants, is the substantial impact and trauma that would be
experienced by
E should he be removed from the TLC (which is the only
permanent home he has ever known) and be taken from the only country
he
has known to Poland where the culture is entirely different and
the language spoken is foreign. These are all factors that would
have
to be taken into account by the Children’s. Court in
considering the application for E’s adoption by the applicants
which I intend to refer to the Children’s Court.
THE CENTRAL AUTHORITY
[228] The Central
Authority referred to in the Hague Convention is defined in section
257 of the Act to be the DG of the DSG. Its
powers and functions are
set out in section 258.
“
257
Central
Authority
(1) For the purposes
of the Hague Convention on Intercountry Adoption, 'Central
Authority'-
(a) in relation to the
Republic, means the Director-General; or
(b) in relation to a
convention country, means a person or office designated by such
convention country under Article 6 of the Hague
Convention on
Intercountry Adoption.
(2) The
Director-General, after consultation with the Director-General:
Justice and Constitutional Development, must perform the
functions
assigned by the Convention to Central Authorities.
258
Performance
of functions
(1) The Central
Authority of the Republic may in terms of section 310 delegate any
powers or duties of the Central Authority
under the Hague Convention
on Intercountry Adoption to an official in the Department.
(2) Any powers or
duties of the Central Authority in terms of Articles 15 to 21 of the
Convention and sections 261 (3) and (4),
262 (3) and (4), 264 (2) and
265 (2) may, to the extent determined by the Central Authority, be
performed by-
(a) another organ of
state; or
(b) a child protection
organisation accredited in terms of section 259 to provide
intercountry adoption services.”
[229] Poland is a
convention country. Adoption of a child by a person in a convention
country is dealt with in section 261:
“
261
Adoption
of child from Republic by person in convention country
(1) A person
habitually resident in a convention country who wishes to adopt a
child habitually resident in the Republic must apply
to the central
authority of the convention country concerned.
(2) If the central
authority of the convention country concerned is satisfied that the
applicant is fit and proper to adopt, it
shall prepare a report on
that person in accordance with the requirements of the Hague
Convention on Intercountry Adoption and
any prescribed requirements
and transmit the report to the Central Authority of the Republic.
(3) If an adoptable
child is available for adoption, the Central Authority will prepare a
report on the child in accordance with
the requirements of the Hague
Convention on Intercountry Adoption and any prescribed requirements
and forward it to the central
authority of the convention country
concerned.
(4)
If the Central
Authority and the central authority of the convention country
concerned both agree on the adoption, the Central Authority
will
refer the application for adoption together with all relevant
documents and the reports contemplated in subsections (2) and
(3) to
the children's court for consideration in terms of section 240
.
(5) The court may make
an order for the adoption of the child if the requirements of section
231 regarding persons who may adopt
a child are complied with,
the
application has been considered in terms of section 240
and the
court is satisfied that-
(a) the adoption is in
the best interests of the child;
(b) the child
is in the Republic;
(c) the child is
not prevented from leaving the Republic-
(i) under a law of the
Republic; or
(ii) because of an
order of a court of the Republic;
(d) the arrangements
for the adoption of the child are in accordance with the requirements
of the Hague Convention on Intercountry
Adoption and any prescribed
requirements;
(e) the central
authority of the convention country has agreed to the adoption of the
child;
(f)
the
Central Authority of the Republic has agreed to the adoption of the
child
; and
(g)
the name of the
child has been in the RACAP for at least 60 days and no fit and
proper adoptive parent for the child is available
in the Republic
.
(6) (a) The
Central Authority of the Republic may withdraw its consent to the
adoption of the child within a period of 140
days from the date on
which it has consented to the adoption, if it is in the best
interests of the child to do so.
(b) In Event of the
Central Authority of the Republic withdrawing its consent, the child
must be returned to the Republic forthwith
in the prescribed manner.
…
(8) This section does
not apply to a child habitually resident in the Republic and who is
to be placed for adoption outside the
Republic with a family member
of that child or with a person who will become an adoptive parent
jointly with the child's biological
parent.”
(Emphasis
added)
[230] It is thus apparent
that Section 261(5)(f) of the Act requires that, before making any
international adoption order, the Children’s
Court must be
satisfied that the Central Authority has given its consent. In the
process of deciding whether to consent in each
case, the Central
Authority may require proof that national placement options have been
properly considered. If the principle of
subsidiarity has not been
complied with in this manner, it could in view of the wording of s
261(5)(f) conceivably refuse to consent
to the adoption of E.
[231] Thus, even were the
Children’s Court to approve the adoption of E by the
applicants, the DSD conceivably could, in its
capacity as the Central
Authority, refuse to consent to E’s adoption as it did in
TT
,
notwithstanding the consideration by the Children’s Court of
the best interests of E. Indeed, in this matter the DSD has
said that
it would not issue a letter of approval unless E is declared to be
‘
adoptable
’ which it says is not possible as a
local placement exists for him. In essence, the DSD’s view is
that there is no
way that the applicants may be considered as a
placement option for E, because an intercountry adoption is entirely
prohibited
in the circumstances where
any
local placement is
available to E and they are excluded from consideration in view of
E’s pre-identification by E.
[232] This would result
unnecessarily result in further litigation to set aside the DSD’s
decision and delay E’s placement.
It clear from its Guidelines
that the DSD itself appreciates that it is in the best interest of a
child for his/her placement to
be considered expeditiously. In
addition, section 7(1)(n) of the Act makes it clear that in all
matters in which the best interests
of a child need to be determined,
regard must be had to which action or decision would minimise further
legal and administrative
proceedings in relation to the child.
[233] Bearing this in
mind, it is hoped that any decision made by the Children’s
Court as to the placement in the best interests
of E will be
respected by the DSD and it will issue a compliance certificate under
section 263 should it be decided that E’s
adoption by the
applicants is in his best interests. However, in order to avoid such
a situation arising, I intend making an order
that in considering the
adoptability of E, his best interests must be taken into account and
that the availability of a local placement
shall not exclude a
declaration as to the adoptability of E, but be one of the factors to
be taken into account by both the appointed
accredited adoption
social worker and the DSD in considering the best interests of E. I
similarly propose formulating an Order
which would preclude the
‘pre-identification’ principle being blanketly applied in
the current circumstances either
by the appointed accredited adoption
social worker or an accredited adoption agency, without regard to the
best interests of E.
[234] It remains now only
to consider what I have termed “
the technical defences
”
raised by the DSD.
COMPLIANCE WITH THE
RACAP PROVISIONS
[235] The relevant
portions of section 232 of the Act provide:
“
Register on
Adoptable Children and Prospective Adoptive Parents
(1) The
Director-General must keep and maintain a register to be called the
Register on Adoptable Children and Prospective Adoptive
Parents for
the purpose of-
(a) keeping a record
of adoptable children; and
(b) keeping a record
of fit and proper adoptive parents.
(2) The name and other
identifying information of a child
may
be entered into RACAP
if the child is adoptable as contemplated in section 230 (3).
(3) The name and other
identifying information of a child must be removed from RACAP if the
child has been adopted.
” (Emphasis added)
[236] The applicants seek
a waiver of this provision. They maintain that in considering whether
the listing of E on RACAP is necessary,
the purpose of the listing of
a child and prospective adoption parents on RACAP must be considered.
The applicants argue that in
the current circumstances, only two
possible placements for E are realistically available; that with Ms.
K on a semi-permanent
foster-care basis, or with the applicants on a
permanent basis. They maintain that adherence to the provisions of
section 232 to
ensure that there are no other local prospective
adoptive parents who would be willing and suitable adoptive parents
for E would
thus serve no purpose in the current circumstances. The
applicants stress that adherence of this section would only serve to
delay
the adoption E should his adoption by the applicants be
recommended by the Children’s Court. The applicants further
argue
that it should also be borne in mind that there are
circumstances where children may be adopted who were not placed on
RACAP where
the adoption of the child is by step fathers, foster
parents and family members.
[237] Although the word
‘may’ is used in section 232, in the context and on a
purposive construction of the section,
the intention of the
legislature was not to make the listing of an adoptable child’s
name on RACAP optional. It is mandatory
for the DG to keep and
maintain a list of persons seeking to adopt children and children who
are ‘adoptable’. The use
of the word ‘may’ in
this context indicates that only children who have been declared
adoptable name’s may be
placed on RACAP, indicating the names
of those children who have not been declared adoptable may not. The
section is thus permissive
and not discretionary and in my view may
thus not be waived.
[238] The DSD correctly
argues that an intercountry adoption cannot proceed unless a child
has been listed on RACAP as being ‘
adoptable
’.
Moreover, in terms of section 261(5)(g) of the Act, an intercountry
adoption may not proceed unless the child’s name
has been
placed on RACAP for a period of 60 days and no fit and proper
adoptive parent in South Africa is found. This section provides:
“
(
5)
The court may make an order for the adoption of the child if the
requirements of section 231 regarding persons who may adopt
a child
are complied with, the application has been considered in terms of
section 240 and the court is satisfied that-
…
(g) the name of
the child has been in the RACAP for at least 60 days and no fit and
proper adoptive parent for the child is
available in the Republic”
[239] There is no
question in my mind that this provision is peremptory. The intention
of the legislature behind this provision
and that contained in
section 232 is that all adoptable children must be placed on the list
and all prospective adoptive parents
who qualify to be placed on
RACAP should be afforded an equal opportunity to be considered as
prospective adoptive parents to all
children listed as adoptable on
RACAP.
[240] It is readily
apparent that both the RACAP provisions and the rule against
pre-identification are designed to ensure that
a ‘
child-centred’
approach is adopted which ensures that the family most suitable for
the child is found; not that an application for adoption is
made for
a child most suited to the family applying for adoption. The DSD is
rightly of the view that foreign families cannot simply
‘
choose
’
a child, and then attempt to adopt that child. That being said, in
the circumstances of the present matter, this is not
what the
applicants have sought to do . Nevertheless it is still necessary
that E’s name be placed on RACAP to determine
whether, apart
from the applicants and Ms. K, there are no other more suitable
adoptive parents for E.
[241] Although it is in
this Court’s inherent jurisdiction to order that the
applicants’ application for the adoption
of E be considered on
an expedited basis, the provisions of section 261 (5) are clearly
mandatory and E’s name would need
to have appeared on RACAP for
60 days before an adoption order may be made by the Children’s
Court and may not be waived.
[242] However, as the
definition of a “
family
member
”
is
broad enough to include the applicants, it would not be necessary
that the further extended period required to enable the DSD
to
withdraw any consent set out in section 261(8) quoted above be
complied with.
THE ABSENCE OF A
WORKING AGREEMENT BETWEEN SOUTH AFRICA AND POLAND
[243] DSD insist that
existence of an intercountry working agreement is mandatory before
any intercountry adoption can be considered
by Polish citizens. It
has already been demonstrated that this comes from the Guidelines and
not the Act.
[244] The terms of
section 255 make it clear that a working agreement is only required
where the prospective adoptive parents come
from a country that is
not a signatory to the Hague convention. Where the receiving country
is a convention country, the terms
of the Convention constitute the
terms of the working document. In such an instance, a working
agreement is discretionary and
may
be entered into “
for
the purpose of supplementing the provisions of the Convention or to
facilitate the application of the principles contained therein
”.
The section provides in relevant part:
“
255
International co-operation
(1) The President
may
on such conditions as he or she deems fit-
(a) enter into an
agreement with a foreign State t
hat is not a State Party to the
Hague Convention on Intercountry Adoption
in respect of any
matter pertaining to the intercountry adoption of children; and
(b) enter into
an agreement with a foreign State
that is a State Party to the
Hague Convention on Intercountry Adoption
in respect of any
matter pertaining to the intercountry adoption of children
for the
purpose of supplementing the provisions of the Convention or to
facilitate the application of the principles contained therein
.”
[245] It is thus readily
apparent that the Act does not require that a working agreement be
entered into between South Africa and
Poland before an application
for E’s adoption of E can be brought. Should the DSD wish to do
so in order to supplement the
provisions of the Hague Convention it
may do so, but cannot use the absence of such a working agreement as
a basis to oppose the
current application. The DSD’s Guidelines
cannot impose more stringent requirements than those stipulated in
the Act. Thus,
the DSD’s reliance on the Guidelines in
insisting upon a working agreement being place with Poland in the
face of the clear
provisions of the Act is misconceived.
[246] Furthermore, the
working agreement between countries is not restricted to the
overarching agreement between state and state,
but also between
adoption agencies, referred to in section 260 of the Act, which are
subject to the approval of the DSD. There
would be nothing to
preclude an international adoption agency tasked with the application
to be brought by the applicants to the
Children’s Court to
enter into an appropriate agreement with Poland.
[247] Section 260 of the
Act provides:
“
260. Entering
into adoption working agreement
(1) A child protection
organisation accredited in terms of section 259 to provide
intercountry adoption services may enter into
an adoption working
agreement with an accredited adoption agency in another country.
(2) A child protection
organisation referred to in subsection (1)-
(a) must provide the
Central Authority with certified copies of all adoption working
agreements entered into by that child protection
organisation for
approval thereof; and
(b) may not act in
terms of any such adoption working agreements before it has been
approved by the Central Authority.”
[248] DSD submits that
the President ought properly to have been joined to the current
proceedings as it was contemplated in the
notice of motion that the
DSD be ordered to enter into a working agreement with Poland. The DSD
stresses that Section 255 of the
Act envisages that the President of
South Africa must enter into such an agreement. However, the DSD
argues that the President
of the Republic cannot be compelled to
enter into a working agreement with Poland as this would constitute a
breach of the principle
of separation of powers and would be a
considerable overreach by the courts into the functions of Executive.
Without a working
agreement, the DSD states that an adoption order
made would not be effective and enforceable in Poland.
[249] The applicants
point out that the Hague Convention itself does not require that
individual working agreements are in place
to facilitate specific
intercountry adoptions between individual states. They state where
there is a conflict between domestic
law and the convention, the
convention must apply. Moreover, it is argued that there is nothing
to preclude the DSD from motivating
to the President that he conclude
a working agreement (if required ) with Poland to facilitate the
adoption of E in this instance.
[250] The applicants
stress that Poland has indicated its willingness, in fact, has
requested to enter into a working agreement
with South Africa. The
applicants argue that the DSD cannot simply refuse an adoption to
Poland, but is required to take the necessary
steps to enter into or
cause the President to enter into an intercountry working agreement,
or an inter-agency working agreement
and/or to waive the requirement
for a working agreement in the best interests of E.
[251] These arguments
have essentially become academic as in terms of their amended draft
Order, the applicants have abandoned the
relief sought in the notice
of motion obliging the DSD to enter into a working agreement with
Poland. What the applicants now contend
is that:
251.1. The Children’s
Court, like any court, may be reluctant to grant an order where such
order cannot be given effect to,
and in order to prevent that from
being a factor in a decision, and to avoid the necessity of
relitigating the matter, the DSD
should be ordered to give effect to
any Order granted by the Children’s Court.
251.2. The exact
mechanisms to give effect to an adoption order granted in Poland are
formulated in such a way in the amended draft
order so as to direct
the SDS to give effect to any adoption order that may be granted,
without prescribing how to effect same.
[252] This in my view,
deals adequately with the DSD’s complaint that there is at
present no existing working agreement with
Poland. Should it feel
that such an agreement is necessary, there is nothing to preclude it
entering into a working agreement with
Poland to facilitate E’s
adoption. It is, however, hoped that this will be done expeditiously
in the best interests of E.
THE CONSENT GIVEN BY
THE HLATSHWAYO FAMILY TO THE ADOPTION OF E BY THE APPLICANTS
[253] The DSD refutes the
validity of the consent given by the Hlatshwayo family to the
adoption of E by the applicants based on
the provisions of Article 29
of the Hague Convention. This provides:
“
There shall be
no contact between the prospective adoptive parents and the child's
parents or any other person who has care of the
child until the
requirements of Article 4, sub-paragraphs
a)
to
c)
,
and Article 5, sub-paragraph
a)
,
have been met, unless the adoption takes place within a family or
unless the contact is in compliance with the conditions established
by the competent authority of the State of origin
.”
[254] The relevant
provisions in Article 4 provide:
“
An adoption
within the scope of the Convention shall take place only if the
competent authorities of the State of origin –
a)
have established that
the child is adoptable;
b)
have determined, after
possibilities for placement of the child within the State of origin
have been given due consideration, that
an intercountry adoption is
in the child's best interests;
c)
have ensured that
(1) the persons,
institutions and authorities whose consent is necessary for adoption,
have been counselled as may be necessary
and duly informed of the
effects of their consent, in particular whether or not an adoption
will result in the termination of the
legal relationship between the
child and his or her family of origin,
(2) such
persons, institutions and authorities have given their consent
freely, in the required legal form, and expressed
or evidenced in
writing,
(3) the
consents have not been induced by payment or compensation of any kind
and have not been withdrawn, and
(4) the
consent of the mother, where required, has been given only after the
birth of the child;”
[255] The DSD complains
that the applicants have had contact with the Hlatshhwayo family with
negates their consent to the adoption
of E by the applicants.
[256] This is a non-issue
as section 233 of the Act makes it plain that only the consent of a
parent or guardian is relevant. Moreover,
although the minor child is
less than 10 years of age, he made his preference known to me that he
wished the applicants to adopt
him and it may well be found, after
proper investigation, that he has the maturity and stage of
development to understand the implications
of such consent.
[257] In any event,
article 29 only prohibits contact between the prospective adoptive
parents and “
the child’s parents and any other person
who has care of the child.
” The Hlatshwayo family have
never cared for the child; the TLC has been responsible for his care,
which it has, from time
to time, by way of leaves of absences,
delegated to the applicants .
[258] The consent of the
Hlatshwayo family to the adoption of E by the applicants would thus,
together with E’s and his mother’s
consent that the
applicants care for him, be but relevant factors for the Children’s
Court to consider when considering the
best interests of E.
THE APPOINTMENT OF A
CURATOR AD LITEM
[259] The applicants
initially sought the appointment of
a curator ad litem
to E so that his voice may be heard in any subsequent proceedings
before the Children’s Court. This was opposed by the DSD
on the
basis that the applicants also identified who the
curator ad litem
should be and thus, had concerns about the curator’s
objectivity. However, during argument, it was submitted
by the applicants that this would not be necessary as it is
contemplated that a report by an adoption social worker will be
submitted
to the Children’s Court who will fully canvass the
best interests of E. This relief is no longer persisted with and thus
need not be dealt with.
THE RELIEF SOUGHT IN
THE AMENDED DRAFT ORDER
[260] The applicants have
clearly experienced some difficulty in formulating an appropriate
remedy. It is incumbent upon me to consider
the relief now sought in
the amended draft order attached to the applicants’ counsel’s
heads of argument.
Referral of the matter
to the Children’s Court
[261] I am satisfied that
it is within my powers as the Upper Guardian of E to refer this
matter to the Children’s Court and
direct that an accredited
intercountry adoption agency facilitate the submission of an
application for the adoption of E by the
applicants to the Children’s
Court for its consideration.
[262] I stress that in
TT, Dippenaar J made it plain that:
“
[212] …
In terms of the High Court's common-law power as upper guardian of
minor children, a court has the duty and
power to make an appropriate
order, in order to safeguard the best interests of L.”
[263] Although this
statement was made with reference to the review application brought
by the DSD to set aside its letter of consent
to the adoption of L,
it is a statement of general application. It certainly applies to
this Court’s powers in the present
application to safeguard the
best interests of E.
[264] In doing so, I do
not prejudge the application but only wish that the applicants are
afforded the opportunity to be considered
as adoptive parents. I
would expect that the Children’s Court will apply the law as
set out in the Act and the Constitution
and evaluate solely the best
interests of E in considering his placement, having regard to all the
factors that the Act prescribes
be considered in the process of this
evaluation.
Directing an
accredited adoption social worker to consider the adoptability of E
[265] The DSD is not
comfortable with the relief sought that a private adoption social
worker be appointed to consider whether E
is “
adoptable
”;
they argue that such a social worker would be commissioned and paid
by the applicants and it would thus, not be likely
that such social
worker would canvass suitable local placements first. The DSD’s
view is that a ‘commissioned’
social worker, approached
directly by prospective adoption parents who have already ‘
chosen
’
a child, would not be considered “
independent both because
they have paid for the report and because of the private social
worker’s brief.
”
[266] I stress that it is
my intention to direct that any adoption social worker appointed
consider first and foremost, the best
interests of E and that the
applicants are neither summarily excluded from consideration by
virtue of their prior association with
E, nor by the fact that an
alternative, local placement with Ms. K has been found. These
directions will apply to any adoption
social worker appointed and
should allay the DSD’s fears of bias on the part of any
adoption social worker.
Interdicting the DG of
the DSD and the Head of the Department of the DSD from removing E
from the care of the TLC and placing him
with Ms. K
[267] The applicant’s
seek an interim interdict precluding the DG of the DSD and the Head
of the Department of the DSD placing
the child in the foster care of
Ms. K pending the outcome of their application to the Children’s
Court for the adoption of
E. Although this interdict is couched in
final terms, it can only operate pending the outcome of the
applicants’ application
to the Children’s Court to adopt
E.
[268] It is trite that an
interim interdict will be granted in circumstances where
prima
facie
right has been established, where there is no alternative
remedy; there is a well-grounded apprehension of irreparable harm and
the balance of convenience favours the granting thereof.
[269] As I am mindful of
referring this application to the Children’s Court to consider
an application to be brought by the
applicants for the adoption of E,
the applicants would clearly have a
prima facie
right to
ensure that E is not placed in the foster care of Ms. K pending the
outcome of their application for the adoption of E.
[270] It is apparent from
the provisions of the Act set out above that the adoption by a foster
parent takes precedence in matters
of adoption. Thus, should E
be placed in Ms. K’s foster care and she is willing to adopt E,
she may be afforded preference
in any application for the adoption of
E by the applicants. It is in all probability to avoid such a
situation arising that the
applicants seek an interdict precluding E
being placed in Ms. K’s care pending the outcome of the
application they hope to
bring in the Children’s Court to adopt
E. The interdict sought would also prevent E establishing a
substantial bond with
the K family which might affect the outcome of
their application to adopt him and/or strengthen the case for E to be
placed in
the care of Ms. K.
[271] I also have little
doubt that the interdict is also sought in the best interests of E as
it would be detrimental and traumatic
for him to be placed with Ms. K
at this stage, should it ultimately turn out that the applicants are
able to adopt E. This does,
however, mean that E must remain
institutionalised pending the outcome of the current dispute between
the parties.
[272]
I am satisfied that the applicants have a reasonable apprehension of
harm should the requested interdict not be granted. In terms
of
section 173 of the Act, the Head of the Department (“
HOD
”)
of the DSD (the fifth respondent, who does not oppose this
application) may move a child already in alternative care, without
an
order of court in certain circumstances. In moving the child from one
province to another, all that is required is the agreement
of the HOD
of the other province; a court order is not required. It is for this
reason that an interdict is sought, preventing
such a move, without
the involvement of a Court.
[273]
Similarly, in section 174 of the Act, a temporary move of a minor for
a period of not more than six months is permitted, and in
terms of
section 175, if the child is being reunited with immediate or other
family members. This I am satisfied establishes the
requirement that
there be a reasonable apprehension that should the proposed interdict
not be granted, the applicants, and indeed
also E, may suffer
irreparable harm.
[274] The applicants
submit that the balance of convenience and the best interests of E
dictate that the
status quo
should be preserved and he should
remain in the care of the TLC, where he has been for nearly 7 years,
with visitation rights being
afforded to the applicants and
telephonic or video contact with them when they are not in the
country while his future is being
determined. The TLC is the only
permanent home he has ever known and he appears to be happy and have
friends there and thus, it
would be in his best interests to remain
there pending the outcome of present litigation between the parties.
[275]
In
National
Adoption Coalition of South Africa
[24]
it was stated that a minor child “
is
to be placed in environment best suited to meet his or her emotional,
psychological and physical needs
.”
The continued placement of E with the TLC would be the environment
best suited to meet his needs pending the outcome of
the application
for his adoption to be brought by the applicants. It would not be in
his best interests to be temporarily placed
with Ms. K as this is not
an environment with which he is familiar.
[276] The applicants
argue that by virtue of their bond already established with E that
they have reasonable prospects of being
able to adopt E. Without
prejudging the matter, I tend to agree; they have as precedence the
approach taken by Dippenaar in
TT
.
[277] Although no
undertaking was provided on the papers, counsel for the DSD indicated
that his client had no intention of placing
E with Ms. K until the
dispute regarding his placement had been finally resolved. I
appreciate this approach. However, as a precautionary
measure, I
propose to grant the requested interdict. While it is not ideal for
any child to remain institutionalised for longer
than may be
necessary, the emotional and psychological upheaval which would be
caused to E should he be placed in the foster care
of Ms. K at this
stage will be extremely damaging to E. Section 157 of the Act
requires that the court orders should be “
aimed at
securing stability in
[a]
child’s life
”. In
this instance, the interdict sought will provide such stability.
[278] However, should it
be found that it is in the best interests of E that he remain in
South Africa and be placed with Ms. K,
it is important that he
continues to have contact with Ms. K and her family as well as with
the Hlatshwayo family pending the outcome
of the applicants’
application for the adoption of E. This is also important as the
applicants have tendered to enter into
a post-adoption agreement
which would provide that E continue to have contact with the K and
Hlatshwayo families.
The declaratory relief
sought
[279] The applicants seek
the following relief, purportedly, “
for purposes of
determining the best interests of the aforesaid minor child
”,
which I will deal with in turn.
279.1. First, the
specific circumstances in which the applicants’ relationship
with the minor child developed does not fall
within the definition or
“
pre-identification
. I agree that in the particular
circumstances of this case, the applicants’ prior contact with
the minor child was not for
the purpose of pre-identifying a child
for adoption. In any event, on the strength of the approach taken by
Dippenaar J in TT,
any prohibition against the prior contact between
a minor child and prospective adoptive parents, would be outweighed
by the best
interests of E; indeed this prior contact should properly
serve to afford preference to the applicants’ adoption of E, as
in the case of foster parents and caregivers in national adoptions.
279.2. I thus propose to
declare that in determining the adoptability of E and in assessing
his best interest, the applicants’
prior contact with E shall
not be regarded by the appointed accredited adoption social worker or
the accredited adoption agency
appointed to facilitate the
application for the adoption of E by the applicants, as bar to his
adoption by the applicants.
279.3. Second, the
relationship established between the applicants and the minor child
without the intention of finding a child
to adopt, does not fall into
the category of “
baby shopping
”. If relief is
granted as set out in subparagraph 1 above, there is no need for this
relief as the concept of “
baby-shopping
” is simply
an extension of the prohibition against pre-identification.
279.4. Third, the
pre-existing relationship which has formed between the applicants and
the minor child shall not be considered
a hindrance in the
consideration of their adoption of the minor child by the Children’s
Court. This Court is not permitted
to unduly fetter the discretion of
the Children’s Court in its determination of what is in the
best interests of E. However,
on the strength of the authority of
TT
and this judgment, when considering the best interests of E, his
close bond with the applicants should be considered by the Children’s
Court as strengthening their case for the adoption of E. Moreover,
there is no provision in the Children’s Act which would
preclude the applicants adopting E because of their prior
relationship with him and the Guidelines prescribing this cannot
lawfully
stipulate conditions for adoption that go beyond those
stipulated in the Act.
279.5. Fourth, the
subsidiarity principle is not the overriding principle and shall not
prevent E’s adoption by the applicants
contrary to the best
interests of E. This is in accordance with the Hague Convention, the
Act, the findings of the Constitutional
Court in
AD
and this
Court in
TT
; as such, the declaratory relief sought in this
regard would be appropriate.
The intergration of E
into the K family
[280] In terms of
paragraph 5 of the draft Order, an order is sought that if E is
placed with Ms. K that a further assessment and
an integration
program be considered in order to protect E. In support of the relief
sought, the applicants argue that the attitude
of Ms. K –
“
reflected not only during the visit by the applicants, but
also in her answering affidavit, the report of E’s first visit,
as well as the incomplete and incorrect reports on first respondent
by ENGO in Heilbron, are sufficient to raise concern about
the child
if he is placed directly with the first respondent without the
appropriate preparation and oversight thereafter
.”
[281] I am mindful that
the relief sought by the applicants has been sought solely in the
best interests of E. Should this application
or their application for
the adoption of E not be successful, they do not wish E to be placed
with Ms. K without a proper intergration
program being followed prior
to his placement.
[282] This
notwithstanding, should it be decided that E should be placed with
Ms. K, the Children’s Court is pre-eminently
suited to ensure
that any family integration steps which ought to be taken to assist E
to properly form familial bonds and to feels
safe and secure before
he is placed with Ms. K be taken. I have trust that the Children’s
Court will ensure that these steps
are taken.
The conclusion of a
post-adoption order with E’s biological family
[283] The applicants
maintain that in the event that the Children’s Court find that
E ought to be placed with the applicants,
the relief sought in
paragraph 6.3 of the draft order directing the Children’s Court
to consider a post adoption order requiring
access to his biological
family is purely for the protection of the interests of E. Whilst I
have no doubt that such an Order would
be in the best interests of E,
again, this is an issue that would need to be determined by the
Children’s Court after a thorough
investigation as to whether
it would be in the best interests of E to maintain ties with his
biological family. This court is not
empowered to prescribe to the
Children’s Court what would be in the best interests of E.
That the referral of
the applicants’ application for the adoption of E be expedited
[284]
The
applicants maintain that it is in E’s best interest to have the
matter of his future decided as soon as is possible, and
that his
future be secured. They rely on
Fraser
[25]
which
emphasised
the
importance of finalising the decisions relating to a minor child and
that the “
continued
uncertainty as to the status and placing of the child cannot be in
the interests of the child
”
.
I agree with this and thus propose making an Order that this matter
be referred to the Children’s Court on an expedited
basis. This
is in any event in accordance with the DSD’s Guidelines.
[285] The applicants
finally argue that the relief sought in claims 1,2 and 3 of their
draft order can be immediately granted. They
argue that question of
the “a
doptability
” of E and the adoption
application can commence simultaneously, if so authorized, by a
suitably qualified adoption social
worker, and the Children’s
Court can then proceed to make a determination in the best interest
of E. I cannot see why this
could not be achieved.
Costs
[286] The applicants
sought costs against the respondents only in the event that the
matter was defended. The applicants maintain
that DSD has not only
opposed the relief sought, but has misconstrued the relief sought and
therefore a punitive costs order is
sought as against the second
respondent. No costs were sought against Ms. K.
[287] There is absolutely
no basis for this relief. I find that the initial opposition of the
application by the DSD was
bona fide
pursued on the basis of
the its own internal policies and Guidelines, which it clearly
believed it was obliged to follow.
[288] However, I cannot
see why the costs of the application should not follow the result and
thus intend ordering the DSD to pay
the costs of this application. In
this respect, I point out that by the time this matter was argued,
the judgment of Dippenaar
J in
TT
had been delivered in which
he criticised the DSD’s approach in blindly applying its
Guidelines without regard to the best
interests of the children under
consideration before him. It would have been readily apparent to the
DSD that the facts of that
case were directly relevant to facts in
the present matter. The DSD would also have been aware that Dippenaar
J had set aside its
Guidelines as being unconstitutional- in not
prioritising the best interests of children, and unlawful-by
stipulating additional
requirements for the adoption of children not
prescribed in the Children’s Act. In these circumstances, the
DSD ought not
to have proceeded with its opposition to the current
application, alternatively ought to have requested that it be
postponed pending
the outcome of the appeal in
TT
.
ORDER
[289] Having regard to
all the considerations outlined above, I make an Order directing
that-
1. The applicants’
proposed application for the adoption of E is referred to the sixth
respondent for its consideration on
an expedited basis.
2. An accredited adoption
agency be appointed by the applicants to facilitate an application by
them to the Children’s Court
for the adoption of E within 90
days of this Order and that neither the fact that an alternative
local placement has been found
for E nor that the applicants have had
a pre-association with E shall be considered as a bar to such an
application.
3. An accredited adoption
social worker appointed by the applicants and/or such accredited
adoption agency consider whether the
minor child is ‘
adoptable
’
in terms of section 230 of the Children’s Act 30 of 2005 (‘
the
Act
’) and prepare a report to the Children’s Court as
required in terms of section 239(1)(b) within 60 days of such
appointment.
4. In considering the
adoptability of the minor child and in reporting to the Children’s
Court, neither the fact that an alternative
local placement has been
found for E, nor that the applicants have had a pre-association with
E, shall be considered as a bar to
a declaration as to his
adoptability.
5. In the event that the
appointed adoption social worker declaring E to be adoptable, that E’
name be placed on Register
on Adoptable Children and Prospective
Adoptive Parents (RACAP) within five working days of such
declaration.
6. The third and fifth
respondents are hereby interdicted from removing E from the care of
the fourth respondent without an Order
of the Children’s Court,
alternatively this Court, pending the outcome of the application to
be made by the applicants to
the Children’s Court for the
adoption of E.
7. Pending the outcome of
the application for the adoption of E by the applicants, the
applicants and the first respondent shall
be permitted to have access
to E as approved by the fourth respondent acting in E’s best
interests.
8. The Court file is
declared to be confidential and the anonymity of the applicants and E
must be protected by all of the parties
in this matter.
9. The applicants and the
DSD are directed to ensure that within 10 business days of this
Order, all references to the applicants
in the papers before this
Court are redacted and replaced with the applicants’ initials
and that all references to the minor
child shall be replaced by “
E
”.
10.
The second respondent pay the costs of the application.
S.M. WENTZEL
Acting Judge of
the High Court
Gauteng Division,
Johannesburg
Heard
:
12 June 2023
Judgment
:
26 October 2023
Appearances
:
For
Applicants
:
DM
Ainslie
Instructed
by
:
NLA
Legal Inc.
For
Second Respondent
:
TM
Malatji
Instructed
by
:
State
Attorney
[1]
The relevant provisions of section 171 of the Children’s Act
38 of 2005 (‘the Children’s Act’ or ‘the
Act’) provides:
“
171
Transfer of child in alternative care
(1)
The
provincial head of social development in the relevant province may,
subject to subsection (5), transfer in writing a child
in
alternative care from one form of alternative care to another.
(2)
..
(3)
…
(4)
[2]
I wish to place on record that the applicants raised a preliminary
issue concerning the late filing of the second respondent’s
answering affidavit, for which condonation was not sought. The
applicant’s applied to strike out this affidavit and for
a
punitive cost order to be made should condonation be granted. I
requested the applicants to put these technical issues aside
so that
the real issues could be decided in the best interests of E. The
applicant’s counsel agreed to this.
[3]
Minister
of Welfare and Population Development v Fitzpatrick
2000 (3) SA 422 (CC).
[4]
In terms of section 239(1)(b)(i) of the Children’s Act, an
application to the Children’s Court may only be made if
an
accredited adoption social worker has prepared a report containing
information whether the child is ‘
adoptable
.’
Section 240 (1)(c) in turn provides that the report by an adoption
social worker in terms of section 239(1)(b)(i) is
one of the factors
that must be considered by the Children’s Court in considering
an application for an adoption of a child.
[5]
See
Girdwood
v Girdwood
1995(4)SA698C
at 708J-709A.
[6]
AD &
another v DW & others; Centre for Child Law (amicus
curiae); Dept of Social Development (Intervening)
2008 (3) SA 183 (CC)
[7]
The Children’s Act ultimately closed the loophole allowing
foreigners to apply for sole custody and guardianship and made
it
clear that all applications for sole custody and sole guardianship
of minor children by foreign nationals would be treated
as
intercountry adoptions. The facts and findings of the CC in
AD
nevertheless remain
relevant to the current matter.
[8]
TT and
Another v Minister of Social Development and Others
2023
(2) SA 565 (GJ).
[9]
supra
[10]
Van Bueren, The International Law of the Rights of the Child (1998)
102
[11]
Hague Conference on International Private Law (2008). The
Implementation and Operation of the 1993 Hague Intercountry Adoption
Convention: Guide to Good Practice, Guide No. 1. Bristol: Family
Law, Chapter 2.1.1., para. 51; Hague Convention on Protection
of
Children and Cooperation in Respect of lntercountry Adoptions of 29
May 1993
[12]
Pfund “The Developing Jurisprudence of the Rights of the
Child – the Contributions of the Hague Conference
on
Private International Law” 1997 3 ILSA Journal of
International and Comparative Law 665 670; and Wallace
“International
Adoption: The Most Logical Solution to the
Disparity Between the Number of Orphaned and Abandoned Children in
Some Countries
and Families and Individuals Wishing to Adopt in
Others?” 2003 20 Arizona Journal of International and
Comparative Law
689 702. See also Intercountry Adoption and The
Subsidiarity Principle: A PROPOSAL FOR A VIA MEDIA, Meda Couzens,
Lecturer,
Faculty of Law University of KwaZulu-Natal, Durban and
Noel Zaal, Professor, Faculty of LawUniversity of KwaZulu-Natal,
Durban;
Hague Conference on International Private Law (2008). The
Implementation and Operation of the 1993.
[13]
Hague Conference on Private International Law, Permanent Bureau
(2008) Guide to Good Practices para 47 and para 53;
[14]
This applied unless the child was of the other spouse, or the
prospective adoptive parent was in the process of becoming
a South
African citizen.
# [15]Minister of Welfare and
Population Development v Fitzpatrick and Others2000
(3) SA 422 (CC).
[15]
Minister of Welfare and
Population Development v Fitzpatrick and Others
2000
(3) SA 422 (CC).
[16]
2000 7 BCLR 713
(CC) 719 par 16
[17]
at paras 20-21
[18]
supra
at 724 fn 33
[19]
supra
[20]
supra at para 99
[21]
Section
254(a)
[22]
supra
[23]
Supra.
[24]
National
Adoption Coalition of South Africa v Head of Department of Social
Development KwaZulu-Natal and Others
2020
(4) SA 284
(KZD) at paragraph 5(c)
[25]
Fraser
v
Naude and Others
1999
(1) SA 1
(CC) at para 9
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