Case Law[2022] ZAGPJHC 575South Africa
Mavudzi and Another v Majola and Others (49039/2021) [2022] ZAGPJHC 575; 2022 (6) SA 420 (GJ) (10 August 2022)
High Court of South Africa (Gauteng Division, Johannesburg)
10 August 2022
Headnotes
SUMMARY
Judgment
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# South Africa: South Gauteng High Court, Johannesburg
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## Mavudzi and Another v Majola and Others (49039/2021) [2022] ZAGPJHC 575; 2022 (6) SA 420 (GJ) (10 August 2022)
Mavudzi and Another v Majola and Others (49039/2021) [2022] ZAGPJHC 575; 2022 (6) SA 420 (GJ) (10 August 2022)
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sino date 10 August 2022
REPUBLIC
OF SOUTH AFRICA
IN
THE HIGH COURT OF SOUTH AFRICA
(GAUTENG
DIVISION, JOHANNESBURG)
CASE
NUMBER: 49039/2021
DATE
OF HEARING: 22 July 2022
(1)
REPORTABLE: YES
(2)
OF INTEREST TO OTHER JUDGES: YES
DATE:
10 August 2022
In
the matters between:
MAXWELL
MAVUDZI First
Applicant
JEREMIAH
NYASHA MUSIWACHO DUBE Second
Applicant
And
SKHUMBUZO
MAJOLA First
Respondent
And
LEGAL
PRACTICE COUNCIL Second
Respondent
And
NATIONAL
PROSECUTING AUTHORITY Third
Respondent
And
GENERAL
COUNCIL OF THE BAR
OF
SOUTH
AFRICA Fourth
Respondent
SUMMARY
Application
by laymen, whist an accused persons in an ongoing criminal trial, to
strike of the name of their prosecutor, a state
advocate, from the
roll of advocates - whether sound factual grounds existed to consider
the application - also, whether laymen
had standing to directly
approach the court in a striking off application; further the
procedure to be followed in a striking off
application considered in
relation to the role of the courts and of the legal practice council
in terms of section 44 of the Legal
Practice Act (LPC).
On
the facts relied upon by applicants, no grounds existed to bring the
application. The applicants claimed that a judge hearing
a case
brought by them to declare their arrest warrant invalid criticised a
prosecutor for misleading a judge in an earlier case
and that such
criticism was sufficient to warrant the striking off of the
prosecutor. It was held:
(1)
That the judgment had been misread - a judgment must be interpreted,
holistically, contextually and fairly.
(2)
That the judgment merely made contingent findings of fact which
assumed the factual allegations made by the
applicant, which were not
rebutted in those papers, to be true for the purposes of deciding the
key legal issue, ie, whether the
issue which was before the court was
res judicata.
(3)
That the judgment did not purport to make findings that the
prosecutor was guilty of unprofessional misconduct
and in any event,
were a court to do so in the absence of a prior investigation and
report from a regulatory body, that pronouncement
would have been
wholly improper.
(4)
Accordingly, there was no factual foundation to support the case
presented, even though the allegations about
the prosecutor's conduct
were such that it was appropriate that an investigation into possible
unprofessional conduct be conducted
by the PC and the NPA.
As
to standing of the lay applicants and section 44 (2) of the Legal
Practice Act which provides that several persons including
a
"complainant' may approach a court in regard to seeking an order
of "appropriate relief' in respect of the conduct
of a legal
practitioner, it was held:
(1)
That a court would not entertain an application to strike off a
practitioner before and until a regulatory
body, primarily but not
exclusively the LPC, had investigated the allegations of misconduct
and reported thereon to the court;
this being appropriate because it
could not generally be expected that persons or entities other than
the legal regulatory bodies
would have the appreciation about
graduations of misconduct that could be addressed by different levels
of discipline, and a court
would rely heavily on the insights from
such peer review
(2)
That the applicants became complainants as contemplated by section
44(2) of the PA after they had lodged a
complaint with the LPC, but
because the LPC had not yet completed its investigation and reached a
conclusion, they were not eligible
to become applicants before the
court, thus the application was, even on its own terms, premature;
further, that it would generally
be only in circumstances where the
LPC was derelict in its role in terms of the disciplinary apparatus
of the LPA, that an application
to the court would be appropriate.
Application
dismissed with costs
REPUBLIC
OF SOUTH AFRICA
IN
THE HIGH COURT OF SOUTH AFRICA
(GAUTENG
DIVISION, JOHANNESBURG)
CASE
NUMBER: 49039/2021
DATE
OF HEARING: 22 July 2022
(1)
REPORTABLE: YES
(2)
OF INTEREST TO OTHER JUDGES: YES
DATE:
2022/08/10
In
the matters between:
MAXWELL
MAVUDZI First
Applicant
JEREMIAH
NYASHA MUSIWACHO DUBE Second
Applicant
and
SKHUMBUZO
MAJOLA First
Respondent
and
LEGAL
PRACTICE COUNCIL Second
Respondent
and
NATIONAL
PROSECUTING AUTHORITY Third
Respondent
and
GENERAL
COUNCIL OF THE BAR
OF
SOUTH
AFRICA Fourth
Respondent
This
judgment has been delivered by being uploaded to the caselines
profile on 10 August 2022 at 10h00 and communicated to the parties
by
email.
JUDGMENT
Sutherland
DJP
Introduction
[1]
This case is about whether or not to strike the name of the first
respondent, Adv Skhumbuzo Majola, off the
Roll of Advocates on the
grounds of gross unprofessional conduct. The applicants are Mr
Maxwell Mavudzi and Mr Jeremiah Dube, both
laymen. They are, at
present, accused persons, held in custody, in a pending criminal
trial before the High Court in Johannesburg.
Adv Majola is the lead
prosecutor in their case which has been running since 2019 and seems
to still have some way to go.
[2]
The third respondent is the employer of Adv Majola, the National
Prosecuting Authority (NPA), which has delegated
him to appear in
court on behalf of the State. The second respondent is the Legal
Practice Council (LPC), which is the primary
regulatory body
exercising disciplinary oversight of the legal profession, and with
whom Mr Mavudzi lodged a complaint about Adv
Majola shortly before
launching these proceedings. The fourth respondent, the General
Council of the Bar of South Africa, (GCB),
has a generic interest in
striking off matters which involve advocates, and was joined in
pursuance of a directive issued by me.
The GCB has however, in this
particular case, chosen to participate as an
amicus curiae
; as
such, it has confined its role to the presentation of argument. The
other respondents have all filed answering affidavits opposing
the
relief sought. Mr Mavudzi, who was reputed to be acquainted with the
law and who has demonstrated the accuracy of that reputation,
addressed the court in person on behalf of the applicants. All
respondents were represented by counsel.
[3]
This judgment confines itself to the issues pressed in argument
during the hearing and ignores those that
were abandoned. Three main
areas of controversy were:
a)
First, is the factual foundation relied upon for the striking off
application sound? If it is not the
application must be dismissed on
that ground alone.
b)
Second, what is the proper procedure to bring a striking off
application before a court and who may be
an applicant? This aspect
concerns whether Mr Mavudzi and Mr Dube have standing to bring a
striking off application to court, either
at all, or in the
particular circumstances of this case? An examination of the Legal
Practice Act 28 of 2014 (LPA), the role of
the LPC and the role of
the High Court in the regulation of the Legal Professions is
required. Further, independently of standing,
once Mr Mavudzi, had on
behalf of himself and Mr Dube, lodged a complaint against Adv Majola
with the LPC, did that step constitute
an election that inhibited an
application to court, before or until the LPC process had been
completed?
The
Controversy on the Facts
[4]
The basis for the contention that Adv Majola should have his name
struck off the Roll of Advocates is that
he deliberately misled a
court of law. Adv Majola, in the proceedings before this court,
denies having committed any such impropriety.
[5]
An act of deliberately misleading a court can be, if serious, a
proper ground for a striking off. Well-established
authority exists
for that proposition. In
Society of Advocates of Natal and the
Natal Law Society v Merret
[1997] All SA 273
(N),
an attorney,
appearing for a plaintiff in a divorce action, ostensibly unopposed,
told a court that the defendant was aware of the
matter coming before
the court that day. The statement was false. The court held that the
falsehood was deliberate and warranted
a striking off. Similarly, In
Van der Berg v General Council of the Bar of South Africa
[2007] 2
ALL SA 499
(SCA),
an advocate had misled a court by refraining
from making a full disclosure of facts that ought to have been
disclosed. His name,
was for that reason,
inter alia
, struck
off the Roll.
[6]
In the application before this court the premise for the accusation
is derived from the obiter remarks made
by Gilbert AJ in a judgment.
Gilbert AJ had heard an application brought by Mr Mavudzi to
challenge the lawfulness of his arrest.
That application was
dismissed. The ratio for that dismissal was that the issue of the
unlawfulness of the warrant of arrest was
res judicata
, having
been disposed of finally in an earlier application before Du Plessis
AJ.
[7]
The roots of the controversy derive from an application to a
magistrate to authorise a warrant of arrest.
To contextualise the
convoluted evolution of the litigation a brief narrative is
necessary.
a)
Apparently, the South African Revenue Service (SARS) took the view
that crimes had been committed by Mr Mavudzi and Mr Dube. This
judgment does require the allegations to be addressed. In October
2014, allegations against the applicants by SARS were submitted to
the NPA. The investigating officer was Captain Gobozi. The NPA
assigned Adv Majola to deal with the case.
b)
On 17 March 2015 Adv Majola signed off on an application in terms
of
section 43(1) of the Criminal Procedure Act 51 of 1977 (CPA) to
procure a warrant of arrest. The essential function of that
section
is to place before a judicial officer a factual basis that would
justify the issue of a warrant of arrest. The text reads:
“
43 Warrant of
arrest may be issued by magistrate or justice
(1) Any magistrate or
justice may issue a warrant for the arrest of any person upon the
written application of an attorney-general,
a public prosecutor or a
commissioned officer of police-
(a)
which sets out
the offence alleged to have been committed;
(b)
which alleges
that such offence was committed within the area of jurisdiction of
such magistrate or, in the case of a justice,
within the area of
jurisdiction of the magistrate within whose district or area
application is made to the justice for such warrant,
or where such
offence was not committed within such area of jurisdiction, which
alleges that the person in respect of whom the
application is made,
is known or is on reasonable grounds suspected to be within such area
of jurisdiction; and
(c)
which
states that from information taken upon oath there is a reasonable
suspicion that the person in respect of whom the warrant
is applied
for has committed the alleged offence.
(2) A warrant of arrest
issued under this section shall direct that the person described in
the warrant shall be arrested by a peace
officer in respect of the
offence set out in the warrant and that he be brought before a lower
court in accordance with the provisions
of section 50.
(3)…”
(underlining added)
c)
The required warrant was issued on 24 March 2015. Mr Mavudzi was
arrested on 31 July 2015 and has been incarcerated ever since.
d)
The trial commenced in 2019. Certain evidence was led by Captain
Gobozi about the procurement of the warrant. In short, Captain Gobozi
alluded to the warrant, issued on 24 March 2021 being justified
by
reliance on an affidavit that reflected the date of 10 April 2015.
e)
Alerted by this revelation to what seemed to Mr Mavudzi to be a
discrepancy
and an irregularity in that process, Mr Mavudzi launched
an application for bail which included a challenge to the validity of
the warrant of arrest. This application came before Du Plessis AJ in
March 2020. The incongruity patent from the dates in question
was
countered by a deflection; Adv Majola stated, from the bar, that in
obtaining the warrant of arrest, reliance was placed by
him on an
affidavit by captain Gobozi. Such a document was presented to Du
Plessis AJ. The application was thereupon dismissed.
f)
Only subsequent to that hearing, did Mr Mavudzi scrutinise
the
affidavit by Captain Gobozi. He read the date on it: 23 March 2015.
Thus, he reasoned, although the affidavit was attested
to the day
before the date upon which the warrant was issued, it could not have
been relied upon by Adv Majola on 17 March, when
he submitted the
application to the magistrate.
g)
In August 2020 the criminal trial continued. Captain Gobozi again
testified. Nothing was given in evidence to clarify the discrepancy.
On 18 December 2020, he brought an application to declare
the warrant
invalid and the arrest unlawful based on the allegation that the
warrant had been procured irregularly because when
applied for, the
provisions of Section 43(1)(c) of the CPA had not been met. This was
the application heard by Gilbert AJ. The
result of that case was the
dismissal of the application by reason of
res judicata
,
Gilbert AJ concluding the issue of the validity of the warrant having
been finally disposed of in the proceedings before Du Plessis
AJ.
h)
In that judgment, Gilbert AJ made critical remarks about Adv Majola’s
conduct. The content of judgment of Gilbert AJ is the font of the
application for the striking off application before this court.
This
is manifest in the relief sought. Prayer 1 of the Notice of Motion
reads:
“
An order [is
sought] declaring that to the extent that the judgment of Gilbert AJ
…. made adverse findings of dishonesty
against [Adv Majola]
….that he is not a fit and proper person to remain enrolled as
an advocate …”
[8]
Accordingly, the premise of the application before us is that Gilbert
AJ made a finding that Adv Majola misled
Du Plessis AJ in the first
hearing into the lawfulness of the warrant of arrest and that that
finding grounds the application for
a striking off. What exactly did
Gilbert AJ say?
[9]
The circumstances, as ventilated before Gilbert J appear from paras
[17] to [24] thus:
“
[17]
On
10 December 2019 the applicant launched further bail proceedings
on what he contends were ‘new facts’. Those
are the
proceedings that would be heard by Du Plessis AJ. The relief the
applicant sought was two-fold. Apart from seeking bail,
the applicant
sought declaratory relief that the issue of the warrant of arrest was
unlawful. The basis for the declaratory relief
arose from the
applicant’s cross-examination of the investigating officer,
Mr Gobozi during his criminal trial on 5 December
2019.
[18] Mr Gobozi under
cross-examination during the applicant’s criminal trial had
testified on 5 December 2019 that the
information under oath that had
been relied upon for purposes of section 43(1)(c) in applying for the
warrant on 17 March 2015
were affidavits by Mr Motsoleni Setswane
(“Mr Setswane”) as complainant on behalf of the South
African Revenue Services
(“SARS”). Mr Gobozi testified
that those affidavits were dated 10 April 2015. But the warrant
of arrest had been
applied for on 17 March 2015 and had been
issued on 24 March 2015, and so the applicant challenged
Mr Gobozi in
cross-examination during the criminal trial that
the April 2015 affidavits could not have been relied upon those
affidavits to
apply to the magistrate for the issue of the warrant as
those affidavits did not yet exist. The applicant explains in his
founding
affidavit in these proceedings that when this incongruity
was put to Mr Gobozi under cross-examination during the criminal
trial, Mr Gobozi then claimed that he had rather relied upon
affidavits made by the complainant dated 10 October 2014
and
that it was these affidavits that constituted the information taken
upon oath pursuant to which the reasonable suspicion was
formed
necessary to have enabled the warrant of arrest to have been applied
for and issued in March 2015. The applicant’s
argument
continued in those proceedings that when regard is had to the
October 2014 affidavits, they were in any event insufficient
to
have justified the formation of the required reasonable suspicion
because he was neither mentioned by name nor implicated in
those
affidavits.
[19] …..
[20] An issue squarely
raised by the applicant in the proceedings before Du Plessis AJ
on 5 March 2020 was the lawfulness
of the issue of the warrant
based upon Mr Gobozi’s apparent reliance upon the
complainant’s affidavits dated April
2015 and how this could
not have been possible as the warrant had already been applied for on
17 March 2015.
[21] Du Plessis AJ
specifically enquired of Advocate Majola for the first respondent
[ie, Mr Mavudzi] whether he had relied on any
other information taken
upon oath (i.e. other than the complainant’s affidavits) for
the reasonable suspicion required for
him to have applied for the
warrant on 17 March 2015. Advocate Majola answered that he had
also relied upon an affidavit by
Mr Gobozi, as the investigating
officer. It must be remembered that Advocate Majola is the prosecutor
who applied for the
warrant and therefore was informing the court
what he had relied upon in applying for the warrant.
[22] The Gobozi affidavit
was not available to the court and so Du Plessis AJ postponed the
hearing to 12 March 2020 to enable
the Gobozi affidavit to be
located. Advocate Majola had informed the court on 5 March 2020
that the original affidavit should
still be with the magistrate who
ordinarily would keep the affidavit and that enquiries must take
place at the magistrates’
court. Advocate Majola also said that
the State may have a copy, but it may be locked away in a storeroom
and that it would be
like “
looking [for] a needle in a
haystack”
.
[23] When the hearing
resumed on 12 March 2020 before Du Plessis AJ, it transpired
that the original Gobozi affidavit could
not be found at the
magistrates’ court. Advocate Majola was nevertheless able to
hand up a copy of the affidavit. It is not
clear from the papers how
Advocate Majola located the copy of the Gobozi affidavit,
particularly given his expressed hesitation
that it would be found.
Although the papers before me included a transcript of the
proceedings that took place before Du Plessis
AJ on 5 March 2020, I
was not furnished with a copy of the transcript of the proceedings of
12 March 2020.
[24] But what the
applicant states under oath is that Advocate Majola did hand up the
copy of the Gobozi affidavit and notwithstanding
objection from the
applicant’s then legal representative, Du Plessis AJ accepted
the affidavit.”
[10]
Accordingly, on the information that was presented in court, Gilbert
AJ held that Adv Majola unequivocally represented
to Du Plessis AJ
that he had relied on an affidavit by Captain Gobozi. This
representation is alleged by Mr Mavudzi to be false
and a deliberate
lie.
[11]
Gilbert AJ thereupon, later in the judgment, goes on to describe the
way treated this controversy as follows:
“
[39]
The applicant [ie Mr Mavudzi] then further states in his founding
affidavit that at the resumed hearing on 12 March 2020 Du
Plessis AJ
accepted the Gobozi affidavit into evidence on its mere production by
Advocate Majola despite objections by his then
legal representative,
including to its authenticity and that no factual basis had been laid
for it to be tendered from the bar.
I
repeat that have not been provided with the transcript of what took
place on 12 March 2020 but in the absence of any evidence
to the
contrary I accept what the applicant says transpired on that day.
[40]
I have no reason
to doubt the applicant’s version that Advocate Majola persisted
on 12 March 2020 in his assurance that
he relied upon the Gobozi
affidavit for the necessary reasonable suspicion so as to approach
the magistrate for the issue of the
warrant of arrest.
Advocate
Majola, who self-evidently has personal knowledge of what transpired
both in relation to the issue of the warrant and what
transpired
before Du Plessis AJ on 5 and 12 March 2020, did not give any
evidence to the contrary in these proceedings.
[41] To repeat, the
warrant was applied for on 17 March 2015 and appears to have
been issued on 24 March 2015. So, the
applicant argues, both him
and his then legal representative assumed on 12 March 2020 when the
hearing resumed before Du Plessis
AJ that the Gobozi affidavit must
have pre-dated 17 March 2015 as how else could Advocate Majola
have relied upon that affidavit
if it had not then already existed.
[42] The applicant states
in his founding affidavit that it was only after Du Plessis AJ “
had
already finalised [his] applications
” and had dismissed
them that he noticed that the Gobozi affidavit was dated
23 March 2015. The applicant states
that this is the date
of the Gobozi affidavit because that is the date reflected on the
affidavit when the affidavit was deposed
to before the commissioner
of oaths.
[43] The difficulty for
the first respondent is now apparent. How could Advocate Majola have
relied upon and have assured Du Plessis
AJ that the Gobozi affidavit
existed and that he had relied upon the Gobozi affidavit when
applying for the warrant on 17 March
2015 if that affidavit had
only been deposed to on 23 March 2015. The applicant squarely
raises this in his founding affidavit
in these proceedings and makes
it plain that Advocate Majola should have informed the court on
12 March 2020 when he handed
up the Gobozi affidavit that it was
dated 23 March 2015 and that this would have immediately called
into question how that
affidavit could have been relied upon for the
reasonable suspicion necessary in terms of section 43(1)(c) of the
CPA for the issue
of warrant on 17 March 2015. The applicant
argues that as an officer of the court, Advocate Majola was duty
bound to draw
this difficulty in relation to the date to the court
and that it could not have been reasonably expected of the applicant
or his
then legal representative in the cut and thrust of the
proceedings on 12 March 2020 to have noticed any discrepancy in
the
date.
[44] The applicant then
says as follows in his founding affidavit:
“
69.
From his exchanges with the learned Judge, as reflected in paragraphs
42 to 46 hereinabove, it is clear
that Advocate Majola assured his
Lordship that he relied on the [Gobozi affidavit] to sign the
[application for the warrant of
arrest] on 17 March 2015. On the
facts it could not have existed.
70.
One cannot resist inferring that on the facts Advocate Majola misled
the bail court or was reckless
to the truthfulness or correctness of
[the Gobozi affidavit]
.”
[45]
These are
extremely serious allegations being directed at Advocate Majola, who
is both an advocate and a state prosecutor. It would
have been
expected of Advocate Majola to squarely deal with these serious
allegations levelled against him. Instead, Advocate Majola
did not
give any version under oath in the proceedings before me. Instead,
Mr Oosthuizen [the Deputy DPP] who has no personal
knowledge on
this issue, filed an answering affidavit. Notably, no confirmatory
affidavit was deposed to by Advocate Majola.
In any event the
transcription of 5 March 2020 speaks for itself. The applicant’s
evidence is left unrebutted as to the representations
that had been
made by Advocate Majola to the court.
[46] This is what
Mr Oosthuizen, who has no personal knowledge, had to say in
response to these serious allegations:
“
53.1
The contents of these paragraphs are denied.
53.2
It is inconceivable that the investigating officer would obtain the
warrant for the arrest of the applicant
where no case existed against
him. The legal requirement in terms of section 43(1) is that
there must exist a reasonable suspicion
that an offence had been
committed. Such information must be under oath. These requirements
were complied with hence the issuing
of the warrant of arrest by the
magistrate.
”
[47] This is obviously
not a satisfactory response to the serious allegations. Mr Oosthuizen
in his answering affidavit sidesteps
the issue and instead advances
reasons why the warrant of arrest was nonetheless lawfully issued and
why the matter is in any event
res judicata
.
That may be so
but what is entirely lacking is any attempt to deal with these
serious allegations directed against Advocate Majola.
[48] I have only
identified two paragraphs in the applicant’s founding affidavit
dealing with the averred misrepresentation
by Advocate Majola to Du
Plessis AJ. The thrust of the founding affidavit – the ‘new
evidence’ that forms the
primary basis of the application –
is the averred misrepresentation. It is also the central feature in
the applicant’s
replying affidavit and his heads of argument.
[49]
Advocate Majola
has not taken this court into his confidence and informed the court
of his version. No reason is given why Advocate
Majola, who should be
the central witness, did not depose to the answering affidavit, or at
the very least furnish a confirmatory
affidavit.
[50] The applicant
submitted that I am to draw the appropriate negative inferences
against Advocate Majola and the first respondent
and to find
that the misrepresentations asserted by him in his founding affidavit
as having been made by Advocate Majola are
well-founded.
[51]
There may be an
innocent explanation.
It may be that the date of commissioning of
the Gobozi affidavit of 23 March 2015 was a typographical error
and that it had
been deposed to earlier, particularly as there is a
typed date on the affidavit of 23 February 2015. There is also
the evidence
of the further cross-examination of Mr Gobozi by
the applicant on 20 August 2020 during the course of the trial
and which
the applicant has disclosed in his founding affidavit. Mr
Gobozi was again challenged on 20 August 2020 as to the date of
his affidavit, and appears to advance a version that the date of
23 March 2015 “
might be an error
” and that
the correct date was 3 February 2015, which would obviously
pre-date 17 March 2015. But the typed
date is 23 February
2015 and not 3 February 2015 and the commissioning is reflected
to have taken place on 23 March
2015. It would have been
expected of both, or at least either, of Advocate Majola or Mr Gobozi
to have given their version under
oath in these proceedings on this
central issue as to the date of the Gobozi affidavit that features
squarely in the representations
made by Advocate Majola to the court
on 5 and 12 March 2020, and which is also the focus on the present
proceedings before me.
[52]
The situation
faced by this court is that the two central witnesses involved in the
process of issuing the warrant of arrest, namely
Advocate Majola
who applied for the warrant on 17 March 2015 and Mr Gobozi
on whose affidavit Advocate Majola apparently
relied in applying for
the warrant have not given any evidence. Particularly disconcerting
is the failure of Advocate Majola
to do so given that he is a
officer of the court and where he has been accused of serious
misrepresentations.
[53]
In
the circumstances, and for purposes of these proceedings, I accept
that the applicant has established the misrepresentations
upon which
he relies. These are motion proceedings and the only version placed
before me is that of the applicant. A bare denial
in an answering
affidavit by someone with no personal knowledge does not suffice to
create a genuine factual dispute.
[1]
A denial will particularly be inadequate for creating a genuine
dispute of fact where the person making the denial has in his or
her
possession the relevant facts to amplify the denial,
[2]
which in this instance is in the form of Advocate Majola’s
personal knowledge of what happened. The applicant’s version
is
not so inherently improbable or untenable that I can reject it –
to the contrary, it is consistent with such other evidence
as there
is, including the transcription of the court proceedings on 5 March
2020 and such other material as has been placed
before the court by
the applicant in his affidavits.
[54]
Having now found
for purposes of these proceedings that the applicant has established
the misrepresentations,
the next question is whether those can
now be relied upon by the applicant to seek of this court to find
that his arrest was unlawful.
…
..
[91] In my view, the
conduct of the first respondent [ie the DPP] is regrettable. As
I
have emphasised, serious allegations were directed at
Advocate Majola’s conduct and which went substantively
unchallenged.
These allegations featured centrally in the
applicant’s founding affidavit. That Advocate Majola was
being called upon
to explain himself is clear from the applicant’s
affidavits and heads of argument. The applicant’s challenge to
Mr Oosthuizen’s evidence as being hearsay was not a
technical objection but went to the heart of the applicant’s
case, which was that Advocate Majola as a central witness was
not giving his version in response to the allegations that he
had
misrepresented by omission to Du Plessis AJ that the Gobozi affidavit
predated the application for the warrant. Neither the
first
respondent nor Advocate Majola has engaged with these serious
allegations.
[92] …..
[93] I also intend
directing that a copy of this judgment be made available by the
Registrar to the Director of Public Prosecutions.
As stated, there
may be an innocent explanation as to the date of the Gobozi
affidavit, but neither the first respondent nor Advocate
Majola have
proffered any explanation.
(underlining supplied)
How must the judgment
be read and understood?
[12]
It is plain that Gilbert AJ made a finding that Adv Majola had misled
Du Plessis AJ. Importantly, Gilbert AJ stressed
that the finding was
made for ‘
the purposes of that application’
. What
does this mean?
[13]
The premise for the finding was that the factual allegations made by
Mr Mavudzi were corroborated by the transcript of
the hearing before
Du Plessis J and were unrebutted by Adv Majola. Moreover, whilst
recognising that there may be “an innocent
explanation”,
Adv Majola is rebuked for not putting forward an explanation in that
hearing. Hence, the issue was referred
to the NPA to investigate the
conduct of Adv Majola.
[14]
The approach of Gilbert AJ has been criticised in two respects:
a)
First, that Gilbert AJ was mistaken in rebuking Adv Majola for not
tendering an explanation because, although Adv Majola had,
ostensibly, perhaps culpably, not provided an answering affidavit to
the allegations made by Mr Mavudzi, he had indeed tendered to testify
at the hearing to explain, but that tender was disallowed
by Gilbert
AJ.
b)
Second, the analysis Gilbert AJ conducted was founded on the usual
engagement with disputes of fact in motion proceedings, best
exemplified in the seminal decision in
Plascon Evans v Van
Riebeeck Paints 1984(3) SA 623 (AD
in which allegations by an
applicant insofar not challenged by a respondent are accepted as the
factual premise upon which to decide
the matter. It is argued that
this was, however, inapposite in regard to a decision about an
allegation of professional misconduct.
The
question of the tender of an explanation
[15]
Adv Majola voices the grievance about the findings and the rebuke by
Gilbert AJ in that he was denied the benefit of
audi alterem
partem
in a case where he was not a party and for that reason was
never put on his guard to rebut the allegations, learning of them
only
at the hearing. Adv Majola, states that he was not personally
involved in preparing the opposition to the application brought
before
Gilbert AJ, save to instruct his colleague Adv Oosthuizen, to
oppose it on the basis of
res judicata.
Whether it is
plausible that he could be ignorant of the allegations implicating
him, given that the very foundation of the application
before Gilbert
AJ was based on allegations that he misled the court, need not be
decided for immediate purposes, but plainly remains
hanging.
[16]
Adv Majola had been promoted and transferred by the time of the
hearing before Gilbert AJ and was no longer based in
Johannesburg. He
nevertheless followed the video-linked proceedings from afar.
Listening in on the debate, he tendered to offer
an explanation when
he ‘learned’ of the allegations made against him and
heard the tenor of the debate.
[17]
He states that Gilbert AJ refused to entertain such a tender. This
refusal, states Adv Majola, is evident from the recording
and
transcript of the hearing conducted online via Teams. Adv Green SC,
who appeared for the GCB before this court, caused the
audio
recording to be checked and confirmed this to be so on his
understanding of the exchange. Also, a transcript of that hearing
was
presented to this court which seems to bear that out.
[18]
The relevant passage is transcribed thus:
“
MR
RATHIDILE
: Yes.
COURT:
and now he, Mr Majola, I do not know, because I
cannot see who is really this [indistinct], but it looks Mr Majola
was a, was it,
is that sitting in the gallery. He is listening in, so
can, can you see the inferences that I have been asked to draw by the
applicant
… [intervenes]
MR
RATHIDILE
: Ja…
[intervenes]
COURT:
That Mr Majola appears to be reluctant to actually
say what happened here.
MR
RATHIDILE
: Okay Your
Lordship, when I was, my instructing attorney was just passing some
messages, [indistinct] messages
from client, because the client is
also listening to this, but we, we are just under pressure. I do not
know, because initially
Your Lordship asked about the confirmatory
affidavit but the client writes now, he just say, he just wanted to,
to give evidence,
so I do not know what okay…
[intervenes]
COURT:
No Mr Bala, I think, I think we may have passed …
[intervenes]
MR
RATHIDILE
: Yes
COURT:
…
that stage.
MR
RATHIDILE
: Ja.
COURT:
He said that it would be unfair to the applicant…
[intervenes]
MR
RATHIDILE
: Yes.
COURT:
Now suddenly have oral evidence putting. Your
submission is that if, if we do take oral evidence, I do not know
where it is going
to go. I do not know what questions might get asked
of him by the, the applicant. You know, because the applicant would
have also
a chance to answer, ask questions.
You know it is not an
easy, he simply swears under oath.
MR
RATHIDILE:
Yes.
COURT:
So, look I have raised my concern and you say it
does not make a difference because in any event there was sufficient
information
under oath to form a reasonable suspicion and that is
based … [intervenes]
MR
RATHIDILE
: Yes.”
[19]
The cited passage is to some extent obscure and must of course be
read in the context of a much longer exchange that
took place in the
hearing. Mr Muvudzi contends that a proper reading of the record of
the hearing shows that an offer was made
to Adv Majola to explain
which was rejected by Adv Majola. The counter argument is that the
passages Mr Mavudzi cites relate to
whether additional evidence about
the question if condonation was necessary. There is a clear dispute
of fact, but it is apparent
Adv Majola did want to put something on
record
[20]
As to an explanation for the discrepancy, Adv Majola, in an answering
affidavit before this court, gave an account of
the material that he
relied on to procure the warrant. He says he relied on the October
2014 affidavits. He does not, however,
deal squarely with the
accusations made against him about relying on the Gobozi affidavit.
[21]
Plainly, the remarks by Gilbert AJ about a failure by Adv Majola, to
explain himself cannot be accepted without further
examination of the
transcripts and, on the probabilities, additional evidence will be
needed to explain what was said and why and
in what context.
Dealing
with allegations of professional misconduct in a judgment
[22]
A court may not risk making material criticisms of a legal
practitioner without a proper opportunity for that practitioner
to be
heard in respect of the allegations or of
prima facie
acts of
misconduct. This proposition is incontrovertible. The SCA in
Motswai
v RAF
2014 (6) SA 360
(SCA
) was called upon to consider the
criticism made by the judge in the trial about the conduct of certain
attorneys. The judge
a quo
had made a finding that they had
acted fraudulently and in addition to the rebuke disallowed fees. As
in this matter, the findings
were remarks in the judgment and did not
form part of an order. Again, similarly, in
Motswai
, the issue
of the behaviour had been referred to the regulatory bodies. These
two passages from the SCA judgment setting aside
the disallowing of
the fees and overruling the rebuke in
Motswai
are pertinent:
“
[46]
….the judge's reasoning is wrong. She drew inferences from the
documents that were before her without calling for any
further
evidence. In this regard our courts have stated emphatically that
charges of fraud or other conduct that carries serious
consequences
must be proved by the 'clearest' evidence or 'clear and satisfactory'
evidence or 'clear and convincing' evidence,
or some similar
phrase. In my view the documents before the judge raised
questions regarding the efficacy of the claim
and the costs
incurred in the litigation to date — no more. The judge was
entitled — indeed obliged — to investigate
these
questions and if necessary to call for evidence. But she was not
entitled to draw conclusions that appeared obvious to her
only from
the available documents. As was said in the well-known dictum of
Megarry J in
John v Rees
:
'(E)verybody who has
anything to do with the law well knows, the path of the law is strewn
with examples of open and shut cases
which, somehow, were not; of
unanswerable charges which, in the event, were completely answered;
of inexplicable conduct which
was fully explained; of fixed and
unalterable determinations that, by discussion, suffered a change.
…
.
[59] Through the
authority vested in the courts by s 165(1) of the Constitution judges
wield tremendous power. Their findings often
have serious
repercussions for the persons affected by them. They may vindicate
those who have been wronged but they may condemn
others. Their
judgments may destroy the livelihoods and reputations of those
against whom they are directed. It is therefore
a power that must be
exercised judicially and within the parameters prescribed by law. In
this case it required the judge to hold
a public hearing so that the
interested parties were given an opportunity to deal with the issues
fully, including allowing them
to make all the relevant facts
available to the court before the impugned findings were made against
them. The judge failed to
do so and in the process did serious harm
to several parties.”
[23]
The argument presented on behalf of the GCB draws attention to the
dictum of Nugent JA in Van der Berg v GCB
[2007] 2 ALL SA 499
at para
[2]:
“
Proceedings
to discipline a practitioner are generally commenced on notice of
motion but the ordinary approach as outlined in
Plascon-Evans
is
not appropriate to applications of that kind.
The
applicant’s role in bringing such proceedings is not that of an
ordinary adversarial litigant but is rather to bring evidence
of a
practitioner’s misconduct to the attention of the court, in the
interests of the court, the profession and the public
at large, to
enable a court to exercise its disciplinary powers.
It
will not always be possible for a court to properly fulfil its
disciplinary function if it confines its enquiry to admitted facts
as
it would ordinarily do in motion proceedings and it will often find
it necessary to properly establish the facts. Bearing in
mind that it
is always undesirable to attempt to resolve factual disputes on the
affidavits alone
(unless
the relevant assertions are so far-fetched or untenable as to be
capable of being disposed of summarily) that might make
it necessary
for the court itself to call for oral evidence or for the
cross-examination of deponents (including the practitioner)
in
appropriate cases. In the present case that might well have been
prudent and desirable so as to resolve the many questions that
are
raised by the evidence, but that notwithstanding, the appeal can in
any event be properly disposed of on the undisputed facts.
(For that
reason it is also not necessary to revisit what degree of persuasion
evidence must carry before facts can be taken to
have been
established in cases of this kind.”
(Underlining
added)
Reading
a Judgment of a court
[24]
A judgment must be read and interpreted as any other legal document:
accurately, holistically, contextually and, not
least in importance,
fairly. The phraseology used by Gilbert AJ has been seized upon in
this matter to launch a serious attack
on Adv Majola. As will be
addressed elsewhere, the conduct of Adv Majola indeed warrants
examination, but that is not the gravamen
of the controversy about
the remarks by Gilbert AJ.
[25]
An understanding of the case Gilbert AJ was required to adjudicate is
the place to start in order to grasp the meaning
of his remarks in
the judgment. The relief sought was to declare a warrant of
arrest invalid. The application was premised
on allegations that the
basis for obtaining the warrant was tainted with irregularity,
specifically that the affidavits supposedly
relied upon to obtain the
magistrate’s blessing did not exist when it was applied for on
17 March 2015. The founding affidavit
of Mr Mavudzi anticipated the
defence of
res judicata
being raised and sought to circumvent
that vulnerability by construing the discovery of the date of the
Gobozi affidavit as ‘new
facts’. The NPA countered by a
perfunctory answer and plumped for res judicata as complete answer.
In the result, the NPA
succeeded with that defence.
[26]
When Gilbert AJ, expressed himself in the passages of his judgment,
cited above, more especially the underlined sentences,
it is
inescapable that the remarks were made
contingently
in
relation to the crux of the matter before him: he had to decide if
res judicata was a sound defence, not whether Adv Majola
was guilty
of dishonesty. Properly understood, the judgment posits,
for the
sake of the argument
on
res judicata
point, that even on
the premise that Adv Majola misled Du Plessis AJ, as alleged and
unrebutted on the papers, those “acts”
did not knock out
the res judicata defence. It is true enough that Gilbert AJ could
have made that position unequivocal by articulating
that differently.
It not improbable that a legal practitioner reading the judgment
would have grasped the meaning of the text as
fundamentally
contingent whereas a layman might read it literally. To belabour the
point, for the sake of clarity, these passages
are critical to an
understanding of the reach of the remarks:
[44] – the
allegation of untruthfulness is cited;
[51] ‘There may be
an innocent explanation’;
[53] ‘In the
circumstances, [ie the absence of a rebuttal on affidavit] and for
the purposes of these proceedings, I accept
that the applicant has
established the misrepresentations upon which he relies’.
[62] ‘…that
Adv Majola misrepresented by omission to Du Plessis AJ that the
Gobozi affidavit predated the issue of
the warrant does not
constitute a new issue or create a new cause of action’;
[93] ‘I also intend
directing that a copy of this judgment be made available …to
the [NPA]. As stated, there may be
an innocent explanation as to the
date of the Gobozi affidavit, but neither the [NPA] nor Adv Majola
have proffered any explanation.’
[27]
Accordingly, the judgment of Gilbert AJ cannot be relied upon to
found an application to strike off Adv Majola’s
name from the
Roll of Advocates. Because the premise of the relief sought are these
remarks or findings, the application must fail
for want of a proper
foundation.
[28]
This conclusion standing alone, disposes of the matter.
The
LPA and the roles of the LPC and of the High Court in discipline of
the Professions
[29]
It is an extraordinary occurrence that laymen bring an application
for the striking off of a legal practitioner. There
is no known
precedent for such action drawn to our attention. During the case
management stage of this case, I directed the parties
to address the
standing of Mr Mavudzi to be an applicant in this application.
[30]
Mr Mavudzi invokes section 44(2) of the LPA. Section 44 reads:
“
Powers
of High Court
(1) The provisions of
this Act do not derogate in any way from the power of the High Court
to adjudicate upon and make orders in
respect of matters concerning
the conduct of a legal practitioner, candidate legal practitioner or
a juristic entity.
(2) Nothing contained in
this Act precludes a complainant or a legal practitioner, candidate
legal practitioner or juristic entity
from applying to the High Court
for appropriate relief in connection with any complaint or charge of
misconduct against a legal
practitioner, candidate legal practitioner
or juristic entity or in connection with any decision of a
disciplinary body, the Ombud
or the Council in connection with such
complaint or charge.”(underlining added)
[31]
This section must be understood in the context of the architecture of
the LPA and the history of the regulation of the
legal professions.
The Constitution is silent about the legal profession, save for a
reference to the right to counsel in criminal
proceedings in section
35(2)(c) and 35(3)(f).
[32]
Prior to the enactment of the LPA, advocates were regulated by the
Admission of Advocates Act 74 of 1964
and the attorneys were
regulated by the Attorneys Act 53 of 1979. The GCB was recognised as
having standing in the
Admission of Advocates Act, a
rare mention of
a voluntary organisation in a statute.
[3]
[33]
The public recognition of a Legal Practitioner as an ‘officer
of the court,’ a popular label not one rooted
in law, has
historically been the sole preserve of the High Courts in accordance
with the Common Law in terms of which the court
wields inherent power
to regulate its own process. That exclusive preserve of power to
admit and to expel Legal Practitioners was
codified in
section 44
of
the LPA. The section creates nothing, rather, it clarifies that
nothing has changed the Common Law in this respect.
[34]
The LPC as the ‘primary regulator’ of the professions, is
vested with several powers by the LPA. The apparatus
to discipline is
extensive. The principal attribute of the apparatus is that a
practitioner who is accused of misconduct must enjoy
a fair
procedure, inclusive not only of
audi alterem partem
but that
there be an appropriate investigation of the allegations against the
practitioner. These matters are the subject matter
of chapter 4,
sections 36
–
44
.
Section 38
requires Rules to be promulgated
to facilitate orderly disciplinary proceedings. If found to have
transgressed, an appeal is available.
[35]
The use of term ‘complainant’ in
section 44(2)
must be
understood in the context of the LPA apparatus. On behalf of the GCB,
Mr Green submitted that it must mean a person who
had put in a
complaint to the LPC, and moreover, had exhausted the LPA process.
Upon such a platform a
complainant
would become eligible to become an
applicant
before a court. This must be correct in both respects. The word
‘complainant’ is a technical term denoting a status
acquired by having taken a particular step; a section in the LPA
using the term must be understood to mean a complainant for the
purposes of the LPA.
[4]
Moreover, once having lodged the complaint, it would be senseless to
contemplate parallel contemporaneous proceedings before a
court by
that complainant whilst the LPC remained engaged in the investigation
and was yet to reach a conclusion.
[36]
Section 44
(2) does afford standing to a complainant to approach the
court but that opportunity must be understood in the context of the
statutory
process. The same section envisaged other interested
persons approaching a court. However, the process is not a
free-for-all. The
section stipulates that an approach to court may be
made ‘in connection with a complaint’. Because the
‘complaint’
is the foundational premise of the further
action by any of the eligible persons, it must be understood that it
is inappropriate
to do so in respect of a complaint that is still
being addressed. A contrary interpretation would defy common sense.
[37]
Moreover, a critical facet of the process is the description of the
power of the court to order ‘appropriate relief’.
This
echoes the common law principle of the inherent power of the court.
It could not be ‘appropriate relief’ to pre-empt
a
professional body, least of all the LPC, from completing its task of
addressing the complaint. The section is wide enough to
encompass an
approach to the court to seek relief against the LPC for not doing a
proper job or rendering an absurd outcome in
a disciplinary
proceeding. Such approach would be by way of a mandamus to fulfil its
function or a review of an inappropriate decision.
However, none of
these considerations can apply to the complaint lodged by Mr Mavudzi.
Accordingly, Mr Mavudzi has not shown that
he became eligible to an
applicant and at best, the application was premature.
[5]
[38]
There are, furthermore, sound reasons why it would be extremely rare
that a court would entertain an application to strike
off the name of
a legal practitioner from the roll before and until a professional
body had investigated and concluded, whether
or not, in its opinion,
that such a step was necessary. Mr Green on behalf of the GCB has
made several submissions in this regard
which we fully endorse:
- First, there is the
simple fact, probably uncomfortable to some observers but no less
valid for that reason, that its less rather
than more likely that
laymen will recognise and appreciate the appropriate graduations of
discipline suitable for professional
misconduct. Not every
impropriety warrants the attention of the court. It is the role of
the LPC and other voluntary regulatory
bodies such as the GCB, the
several bars, Attorneys Associations and the Law society, that is to
so, professional peers, to assess
deviancy and initiate the proper
steps.
- Second, the courts
will, as they have for centuries, rely heavily on the insight and the
rules of professional bodies to assess
professional misconduct.
[6]
For a court to devise what
appropriate relief” would be is practically unattainable
without the assistance of the professional
bodies.
[7]
- Third, the distinct
danger exists of what Mr Green has labelled the “weaponising”
of the striking off application
to advance personal interests rather
than advance the public interest. This very case, in which two
accused persons during their
trial seek a striking off of the
prosecutor, is a signal example of that danger.
[41]
To sum up:
i)
It is inappropriate for any lay person or entity to apply
ab
initio
to the courts for a striking off of the name of a legal
practitioner from the roll, save for the reason mentioned in (iii)
below.
ii)
A complaint of misconduct against a legal practitioner must be lodged
with the
LPC or any one of the voluntary regulatory bodies of legal
practitioners and the court shall insist on a report from one or more
of them in any striking off application that comes before it to
facilitate the court reaching a conclusion on ‘appropriate
relief’.
(iii)
Only where a regulatory body is itself delinquent in performing its
functions in
addressing a complaint, would it be appropriate for a
lay person to approach the court for ‘appropriate relief’.
(iv)
Any person aggrieved at the decision of a regulatory body may seek to
review its decision.
The
conduct of Adv Majola
[42]
It is unnecessary for this court to express a view about the
allegations against Adv Majola because the LPC is required
to
complete an investigation and reach a conclusion about whether there
has been misconduct or not, and if so, what an appropriate
sanction
would be. The report of the events in the several court hearings
warrant an investigation and it is regrettable that Adv
Majola has
not addressed the allegations in his affidavit before this court.
Conclusions
[43]
In the result the application must fail. As to costs, although it
seems objectively unlikely that Mr Mavudzi and Mr Dube
are able to
meet costs orders under their present circumstances, it is
appropriate that the LPC, NPA and Adv Majola be awarded
their costs.
[44]
This court expresses its appreciation to Advocate Green SC and Adv
Chanza who appeared for the Amicus, the GCB, for their
assistance.
The
Order
(1)
The application is dismissed.
(2)
The applicants shall bear the costs incurred by the first, second and
third respondents,
joint and severally.
Sutherland
DJP
I
agree:
Molahlehi
J
Heard:
27 July 2022
Judgment:
10
August 2022
The
Applicants were represented by: the
first Applicant, in person.
The
First and Third respondents: (Adv
S Majola and the
National Prosecuting
Authority):
Adv
C Georgiades SC
Instructed
by: the
State Attorney.
The
Second respondent: (The
Legal Practice Council):
Adv T C Tshavhungwa,
Instructed
by: Damons
Magardie Richardson Attorneys.
The
fourth respondent: (the
amicus Curaie; the General Council
of the Bar of South
Africa)
Adv
I P Green SC, with him, Adv J Chanza,
Instructed
by: Edward
Nathan Sonnenbergs
[1]
As
held in
Room
Hire Co (Pty) Limited v Jeppe Street Mansions (Pty) Ltd
1949 (3) SA 1155
(T) at 1162 1163: “
If
by
a
mere denial in general terms
a
respondent can defeat or delay an applicant who comes to Court on
motion, then motion
proceedings
are worthless, for a respondent can always defeat or delay a
petitioner by such
a
device.”
[2]
Wightman
trading as JW Construction v Headfour (Pty) Limited and another
[2008] ZASCA 6
;
2008 (3) SA 371
(SCA)
at
375G-376B
[3]
See:
Ex
Parte Goosen 2019(3) SA 489 (GJ)
where
the history of the regulation of the legal profession is addressed.
[4]
Natal
Joint Pension Fund v
Endumeni
Municipality 2012(4) SA 593 (SCA) at para [18]
[5]
In this case, the LPC opposed the relief sought by Mr Mavudzi on the
ground that it was premature because it has not completed
its
investigation into the complaint. The answering affidavit further
states unequivocally that the mere fact that a judge remarked
adversely on the conduct of a legal practitioner is not a foundation
for discipline and that the LPC is required to investigate
the
substance of the adverse remarks and solicit information from the
interested parties. This approach is wholly correct.
[6]
The Code of Conduct issued by the LPC in terms of section 36 of the
LPA has statutory force: GN 168 of 29 March 2019 ( GG 42337)
as
amended.
[7]
Mr Mavudzi referred us to the decision in the Free State Division,
Melato
v South African Legal Practice Council
.
[7] There a Full Bench held that section 44(2) should be interpreted
to encompass a striking off application being brought by
anyone and,
moreover, that no prior formal disciplinary enquiry by the LPC was
required as a precondition. (at para [15]). These
remarks were made
in- circumstances where the delinquent attorney sought to review the
LPC for bringing a striking off application
when it had not had an
oral hearing. The decision in the case bears no relationship to any
issue that arises in this matter.
sino noindex
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