Case Law[2022] ZACC 14South Africa
AK v Minister of Police (CCT 94/20) [2022] ZACC 14; 2022 (11) BCLR 1307 (CC); 2023 (1) SACR 113 (CC); 2023 (2) SA 321 (CC) (5 April 2022)
Constitutional Court of South Africa
5 April 2022
Headnotes
Summary: Delict — wrongfulness — negligence — extent of police liability for negligent police work — psychopathological harm
Judgment
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## AK v Minister of Police (CCT 94/20) [2022] ZACC 14; 2022 (11) BCLR 1307 (CC); 2023 (1) SACR 113 (CC); 2023 (2) SA 321 (CC) (5 April 2022)
AK v Minister of Police (CCT 94/20) [2022] ZACC 14; 2022 (11) BCLR 1307 (CC); 2023 (1) SACR 113 (CC); 2023 (2) SA 321 (CC) (5 April 2022)
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sino date 5 April 2022
CONSTITUTIONAL
COURT OF SOUTH AFRICA
Case CCT 94/20
In the matter between:
AK
Applicant
and
MINISTER OF
POLICE
Respondent
and
CENTRE FOR APPLIED
LEGAL STUDIES
First Amicus Curiae
WISE4AFRIKA
Second Amicus Curiae
Neutral citation:
AK v Minister of
Police
[2022] ZACC 14
Coram:
Mogoeng
CJ, Jafta J, Khampepe J, Madlanga J, Majiedt J,
Mhlantla J, Pillay AJ, Theron J and Tlaletsi AJ
Judgments:
Tlaletsi AJ (majority): [1] to [129]
Theron J (concurring): [130] to [148]
Pillay AJ (dissenting): [149] to [287]
Heard on:
9 February 2021
Decided on:
5 April 2022
Summary:
Delict — wrongfulness — negligence — extent of police
liability for negligent police work — psychopathological harm
ORDER
On appeal from the
Supreme Court of Appeal (hearing an appeal from the High Court
of South Africa, Eastern Cape Local Division,
Gqeberha):
1.
Leave to appeal is granted.
2.
The application by the first amicus curiae, Centre for
Applied Legal
Studies, to lead further evidence, is granted.
3.
The appeal is upheld.
4.
The order of the Supreme Court of Appeal is set aside
and is
substituted with the following:
“The appeal is dismissed.
5.
The Minister of Police must pay the costs of the applicant
in the
Supreme Court of Appeal and in this Court, including the costs of two
counsel, where applicable.
JUDGMENT
TLALETSI
AJ (Khampepe J, Madlanga J, Majiedt J, Mhlantla J and Theron J
concurring):
Introduction
[1]
What happened to the applicant is distressing. The
applicant was attacked, robbed and held in captivity among the bushes
and
sand dunes abutting Kings Beach in Gqeberha (formerly Port
Elizabeth) from 14h30 on 9 December 2010 until the following
morning.
She was, over this period, traumatised and repeatedly
raped. The incident demonstrates how women in this country are
unable
to enjoy their freedoms, enshrined in the Bill of Rights, free
from gender-based violence. Truly, few things can be more
important
to women than freedom from the threat of sexual
violence.
[1]
[2]
Unfortunately, this matter cannot be divorced from the
horrific reality that this country has for far too long been, and
continues
to be, plagued by a scourge of gender based violence
to a degree that few countries in the world can compare. In
Tshabalala
, this Court observed:
“Hardly a day passes without any incident of gender-based violence
being reported. This scourge has reached alarming proportions.
It is sad and a bad reflection of our society that 25 years into our
constitutional democracy, underpinned by a Bill of Rights, which
places a premium on the right to equality and the right to human
dignity, we are still grappling with what is a scourge in our
nation.”
[2]
[3]
The state has a duty to protect women against all forms of
gender-based violence that impair their enjoyment of fundamental
rights
and freedoms. It has to take reasonable and appropriate
measures to prevent the violation of those rights. The South
African Police Service (SAPS) is one of the primary state agencies
responsible for the protection of the public in general, in
particular
women and children, against the invasion of their
fundamental rights by perpetrators of violent crimes. The
courts are also
under a duty to send a clear message to perpetrators
of gender-based violence that they are determined to protect the
equality, dignity,
and freedom of all women.
[3]
This matter is about whether the SAPS, in the execution of their
duties, indeed took reasonable and appropriate measures in
the
circumstances to prevent the violation of the rights that the
applicant should at all times enjoy.
[4]
The applicant is applying for leave to appeal against the
decision of the Supreme Court of Appeal,
[4]
which upheld an appeal against the decision of the High Court of
South Africa, Eastern Cape Local Division, Gqeberha. The High
Court held that the Minister of Police was delictually liable for the
wrongful omissions of the SAPS, which negligently failed to
protect
the applicant from harm by not conducting a reasonably effective
search to find her, or a reasonably effective investigation
thereafter into the crimes committed against her. The nub of
the applicant’s complaint is that the failed search and
investigation
caused her to suffer serious psychological and
psychiatric trauma.
Parties
[5]
The applicant is AK, an adult woman living in Johannesburg.
The respondent is the Minister of Police who is sued in his capacity
as the Minister responsible for the conduct of members of the SAPS in
executing their constitutional obligations to prevent, combat
and
investigate crime. As such, the Minister is vicariously liable
for the delictual conduct, including omissions of members
of the
SAPS. There were other respondents cited, who were individual
members of the SAPS connected to the investigation of
the horrific
incident. Claims against them were dismissed by the High Court.
[6]
The Centre for Applied Legal Studies (CALS)
[5]
was admitted as the first amicus curiae and WISE4AFRIKA
[6]
as the second amicus curiae.
Background
[7]
On 9 December 2010,
the applicant
was in Gqeberha on a business trip and to visit her mother. She
had a few hours to spare before her flight back
to Johannesburg and
so decided to take advantage of the perfect weather conditions and go
for a walk at Kings Beach. She
planned to return to her
mother’s house to fetch a friend before heading to the airport to
catch a flight back to Johannesburg.
She parked her motor
vehicle in the parking area of the beach at around 14h30 and started
her walk to the shoreline.
[8]
An
unknown man accosted and
assaulted the applicant and robbed her of her personal belongings.
The man made her choose between
death or accompanying him into the
bushes. In desperate fear for her life, she surrendered and
accompanied her assailant.
She was taken into the bushes and
dunes. She was instructed to take off her clothes and was
blindfolded with a piece of her
clothing. She was kept in
captivity and raped repeatedly for a period of approximately
15 hours, until about 06h00 the
next morning (10 December
2010). Although she was accosted by one man, it is not known
how many assailants were involved in
the rape and assault.
[9]
When she eventually managed to escape, on the morning of 10
December 2010, she came across a group of joggers and pleaded
for
assistance. One of the joggers escorted her to the Humewood
Police Station, where she reported the incident. In the
meantime,
since she had not returned to her mother’s house to fetch
her friend, and having missed her flight back to Johannesburg, she
was
reported missing by her uncle on the night of 9 December
2010. Her motor vehicle was discovered by the SAPS at
Kings Beach
around 23h30 on the night of 9 December 2010.
It had been broken into and some items had been removed.
Members of the
Humewood Police Station arrived at Kings Beach around
midnight.
[10]
Warrant Officer (W/O) Gerber from the Search and Rescue
section of the K9 unit attached to the Humewood Police Station
was called
to the scene to conduct a search for the applicant in the
area. On arrival, he found at least two SAPS officers, W/O Rae
and Sergeant Pretorius from the Drug Detection section of the K9
unit attached to the New Brighton Police Station, waiting
for
him next to the applicant’s motor vehicle. Their attack dog
(which was trained to detect drugs rather than for search
and rescue)
was kept in their police vehicle, as they could not use it.
They briefed W/O Gerber of the situation. He
started to plan
his search. He drove his 4x4 vehicle along the shoreline to
check whether there could be a person lying in
the water. He
activated the vehicle’s blue light and intermittent siren sound to
make the SAPS presence known in the area
in case someone was
stranded. He drove up to the harbour wall. He thereafter
conducted a foot search with his dog in
the area he had identified in
his plan. His dog managed to spot three male “bush dwellers”
among the bushes and the dunes.
He asked them if they had seen
anything out of the ordinary, or a person who might be lost.
They said they had not. W/O
Gerber could not find the applicant
and the foot search was called off.
[11]
The police then called the helicopter unit to the scene for
assistance. It arrived at around 01h45 on 10 December
2010.
It conducted a search with a high powered “night sun”
– a bright light used to enhance visibility at night – along the
shoreline, dunes and bushes which lasted approximately 20 minutes.
The “night sun” was operated by Mr Smith, a former
W/O. Part
of the area adjoining the nearby harbour was demarcated as a no-fly
zone. The search yielded no positive results.
In the
circumstances, the applicant endured several more hours of rape, and
trauma and only escaped in the early hours of the next
morning.
[12]
Following the incident, the applicant’s case was initially
investigated by Detective W/O Andrews who was on standby duty on
10 December
2010. He arrested Mr Jakavula who was
found in possession of some clothing items which had been in the
applicant’s motor
vehicle. On Monday, 13 December 2010, the
docket was handed to W/O Madubedube to take over the investigation.
He is a
detective attached to the Family Violence, Child Protection
and Sexual Offences Unit. On the same day, W/O Madubedube
arranged with the Humewood Fire Department to view the CCTV footage
of the Kings Beach parking area with the applicant. He
also
sent Sergeant Solomons to the applicant to compile an identity
kit of the suspect. On 15 December 2010, the
applicant
attended at St Albans Correctional Centre for an identity parade.
She could, however, not identify anyone in the
parade as her
assailant. Mr Jakavula was part of the parade.
[7]
[13]
Later that day, municipal officials rounded up the “bush
dwellers” to relocate them as part of their festive period clean-up
and
invited W/O Madubedube to bring the applicant in for an informal
identification parade. The applicant could not identify anyone
as her assailant among the 25 to 30 “bush dwellers” paraded.
On 23 May 2011, DNA tests excluded Mr Jakavula as
the donor
of the DNA material found in samples obtained from the applicant.
Other suspects were similarly excluded as the rapists,
and to this
day, the applicant’s assailants remain at large and no arrests have
been made nor has a prosecution been instituted
for the rape,
abduction and assault the applicant endured.
[14]
In the applicant’s view, the quality of the SAPS’ search
and investigation fell below the standard required of them by the
Constitution.
After two and a half years of attempting to coax
the SAPS into conducting what she believed to be a proper
investigation, the applicant
instituted an action in the High Court
in November 2013 to hold the respondent delictually liable for the
alleged negligent
omission to conduct an effective search and
investigation.
Litigation history
High
Court
[15]
The High Court summarised the applicant’s submissions
as follows:
“The [applicant] alleged that SAPS wrongfully and negligently
breached its duty to investigate the crimes committed against [her];
alternatively, if they did so investigate, they failed to do so with
the skill, care and diligence required of reasonable police
officers. As a result of this the [applicant] contended that
the SAPS have caused her psychological injury and are liable to
pay
her damages.”
[8]
Negligence
[16]
In its analysis on negligence, the High Court cited the
well-known test for negligence established in
Kruger
[9]
and, after articulating the applicable test,
[10]
embarked on an analysis of the evidence to determine whether the
applicant had presented sufficient evidence to find the Minister
of
Police liable in delict. As will be shown, the High Court
made certain credibility findings against the witnesses and
considered probabilities and improbabilities in the versions of the
parties. I proceed to set out the findings and conclusions
of
the High Court.
The search for the applicant
[17]
The High Court first made a few observations regarding the
ground search. First, the applicant’s car was discovered at
approximately
23h30. Second, the SAPS arrived at the Kings
Beach parking lot before 00h00. Third, W/O Rae was the first
officer on
the scene who alerted the K9 Search and Rescue Unit.
Subsequently, W/O Gerber received his call at about 00h25 and
reached
the scene at about 00h45. The High Court found
that, since the SAPS officers who first arrived at the scene were not
called
to testify, the only reasonable conclusion that can be drawn
is that the SAPS members who first arrived on the scene did not
conduct
the most basic of foot searches. They did not walk up
to the beach with their torches and search the sparse dunes to the
right
of the walkaway or the dunes from points “F” to “G”.
[11]
The High Court held that it is the least that would have been
expected of reasonable SAPS officers in their position.
Given
the restricted size of the area, the High Court concluded, it
would not have taken longer than an hour to conduct such
a search and
the applicant would have been found by 01h00.
[18]
Regarding the search by W/O Gerber and his dog, the High Court
held that he was negligent, in that he stopped his search 20 metres
short of point “F” and should have walked up to point “F” to
make certain that there was no area beyond that to search.
Had
he done so, he would probably have found the applicant at
approximately 01h00 on 10 December 2010, thus reducing the further
trauma experienced by the applicant, who experienced further rape
over the following hours. The High Court held further
that
W/O Gerber, as a reasonably competent police officer duly exercising
his skills, would have realised that the area did not end
at point
“F” and that there was a greater area to cover right up to the
harbour wall.
[19]
The High Court held that the helicopter search also fell short
of what was required from a reasonable helicopter search and rescue
operation. It did not accept the applicant’s version that the
helicopter did not fly over the whole dune area and that she
could
only hear it from afar. Instead, it preferred the respondent’s
version that it flew over the sand dunes and bush area.
The
High Court, however, concluded that the helicopter crew did not
find the applicant because they did not fly over where she
was kept
at point “F[2]” which is beyond point “F”. Neither did
they hover close to that area and direct their “night
sun”
towards the bushes in the no-fly zone. The High Court
further accepted the evidence that the search had to be terminated
because there was a second aircraft coming in to land. However,
it remarked that the helicopter search was terminated prematurely
and
as such, the critical area where the applicant was kept remained
unsearched by both W/O Gerber with his dog and by Mr Smith
with the helicopter.
[20]
The High Court also held that the search was negligent,
because there was no communication or coordination between the
different SAPS
units. In its view, the SAPS only went through
the motions and this highlighted the “extreme indifference” of
the SAPS
to ensure that a proper search was conducted.
[21]
On this score, the High Court held that the SAPS was grossly
negligent in the performance of its duties. It recognised that
the search did not have to be perfect. The only requirement,
however, was that a reasonably diligent and skilful search and
investigation had to be carried out.
The
investigation
[22]
The High Court pointed out several aspects of the SAPS
investigation that, in its view, were seriously flawed. For
example,
W/O Madubedube was negligent insofar as he failed to follow
up on certain suspects (the “bush dwellers”) and obtain their
names
and contact details in order to reach them in future. In
addition, W/O Madubedube failed to view the CCTV footage
timeously;
he only reviewed it before the trial in which delictual
damages were claimed. In this regard, the only reasonable
inference
that the High Court could draw was that W/O
Madubedube’s alleged inaction in relation to the CCTV footage was
grossly negligent.
[23]
The High Court pointed out that W/O Madubedube missed
critically important footage of a potential suspect. Had he
viewed
the footage earlier in the investigation, he could have used
it to try to trace the possible suspects. On this score, the
High Court
accepted that the applicant’s assailant may never
be found and that it was not clear that she could positively identify
her assailant.
However, in its view, this did not exonerate W/O
Madubedube. The High Court pointed out that the applicant did
not need to
prove that if he viewed the CCTV footage it would
necessarily have led to an arrest and conviction of her assailant.
[24]
The High Court also noted certain flaws regarding the
collection of potential DNA evidence. Constable de Waal
attended
the scene with a “body fluid dog” but did not use it.
On 10 December 2010, he collected a number of exhibits for
potential
DNA evidence. One of the exhibits was a piece of a
newspaper, which he marked “possible blood stains for DNA
analysis”.
On 14 December 2010, Constable de Waal
addressed a letter to the Forensic Science Laboratory (laboratory) in
Gqeberha, forwarding
the piece of newspaper with a request that they
check for possible blood or semen and keep it safe. On
10 February 2011,
the laboratory wrote to W/O Madubedube
indicating that blood had been found on the piece of newspaper and if
DNA analysis was required,
they should be notified four months in
advance of the trial date. No further testing or analysis was
conducted until the applicant
requested it during the course of this
litigation. In March 2011, the sample was simply sent to the
laboratory in Cape Town
for safekeeping, without any request for
it to be analysed.
[25]
The Minister of Police tendered evidence that during the
course of the proceedings, the piece of newspaper was sent to the
Pretoria
laboratory on 16 July 2018 for analysis. A report was
received on 20 July 2018 confirming that the DNA profile found
in
the newspaper was identical to the applicant’s vaginal swabs.
The report excluded Mr Jakavula, as well as two other suspects,
as the donors. The High Court essentially held that the
failure to analyse and assess this evidence timeously was negligent.
W/O Madubedube conceded that he was aware of the existence of
the evidential material and the correspondence between Constable
de
Waal and the Gqeberha laboratory. He, however, did nothing to
ensure that the tests were done.
Conclusions regarding
wrongfulness
[26]
In determining the correct approach to the wrongfulness
enquiry, the High Court cited this Court’s decisions in
Loureiro
[12]
and
Country Cloud Trading CC.
[13]
The Minister argued that finding in favour of the applicant in these
circumstances would have a chilling effect on its ability
to conduct
investigations and carry out its constitutional mandate. The
SAPS also cited two English authorities in support
of this
proposition.
[14]
The High Court found that while these two decisions were not
binding on it, the present matter was, in any event, distinguishable
in that the errors in the search and investigation were serious and
significant. In particular, the failure to: (i) search
the
entire area which included the area where the applicant was held
captive; (ii) use the “night sun” in the area where the
applicant
was kept and raped when the no-fly zone was not a barrier to
conducting this search with the tools at their disposal; and
(iii)
search, question and investigate all “bush dwellers” in and
around Kings Beach with any sense of urgency at all from 9
December
to when they were removed from the area on 15 December, were very
serious and significant shortcomings in the SAPS investigation.
[27]
The High Court noted that “crimes against women and
children are of alarming proportions in this country” and that the
SAPS
has a duty to attend to its investigations thoroughly and make
use of all skills and resources at its disposal. In addition,
the High Court was of the view that
not
holding the SAPS
accountable in such circumstances would have a chilling effect on the
ability of citizens to enjoy their fundamental
constitutional rights
and, in addition, could lead to self-help. Lastly, the
High Court pointed out that the trust that
the public is
entitled to repose in the SAPS also has a critical role to play in
the determination of the Minister’s liability
in this matter.
Conclusions regarding
causation
[28]
The High Court remarked that had the SAPS conducted a
proper search, the applicant would have been found by 01h30 at the
latest,
which would have spared her nearly four and a half hours of
the ordeal, which is nearly a third of the time that the ordeal
lasted.
The High Court held that, although the SAPS was
not responsible for the actual abduction and rape, its failure to
conduct a
proper search and subsequent investigation exacerbated the
applicant’s trauma. As such, the negligent omissions were not
too remote to be considered a factual and legal cause of the harm she
suffered. In the result, the High Court held that
the
respondent was 40% liable for the applicant’s damages.
Supreme Court of
Appeal
[29]
Aggrieved by the outcome, the Minister appealed against the
judgment and orders of the High Court. It is necessary to
discuss
the findings of the Supreme Court of Appeal in detail, since
that judgment is the subject of this appeal.
[30]
The Supreme Court of Appeal identified the issues as: firstly,
whether the SAPS breached their duty to search, by failing to search
for the applicant in the sand dunes or, if they did search the sand
dunes, whether they did so negligently; and, secondly, whether
they
breached their duty by failing to properly investigate the
applicant’s criminal case. The Supreme Court of Appeal held
that this being a claim founded in delict, in order to succeed, the
applicant had to establish the elements of delict, namely, conduct,
unlawfulness or wrongfulness, fault, damage and causation.
[31]
The Supreme Court of Appeal acknowledged that the SAPS has a
duty to protect members of the public from the violation of their
constitutional
rights. The SAPS also has a constitutional
obligation to prevent crime and protect members of the public,
especially the vulnerable.
Therefore, the SAPS had a
constitutional duty to search for the applicant after 23h00 on
9 December 2010 immediately after finding
out that she was
missing. It also had a duty to investigate the applicant’s
allegations of abduction and rape. The
Supreme Court of Appeal
held further that the applicant has a constitutional right to freedom
and security of the person, as provided
for in section 12(1) of
the Constitution, and the right to have her inherent dignity
respected and protected.
[15]
[32]
On the issue of negligence, the Supreme Court of Appeal also
applied the test for negligence established in
Kruger
[16]
and
Mashongwa
.
[17]
Relying on
Mashongwa,
[18]
the Supreme Court of Appeal noted that—
‘“the standard of a reasonable person was developed in the
context of private persons’ and, given the fundamental difference
between the state and individuals, ‘it does not follow that what is
seen to be reasonable from an individual’s point of view
must also
be reasonable in the context of organs of state’”.
[19]
The
Supreme Court of Appeal accepted that the standard to be applied is
not that of the reasonable person, but that of a reasonable
organ of
state. It held that a reasonable organ of state is expected to
take reasonable measures to advance the realisation
of the rights in
the Bill of Rights; that the availability of resources is an
important factor when determining what steps are available
to the
organ of state and whether reasonable steps were in fact taken; and
that it is necessary for the organ of state to present
information to
the court to enable it to assess the reasonableness of the steps
taken.
[20]
[33]
As regards the search, the Supreme Court of Appeal analysed
the measures undertaken by the SAPS to search for the applicant.
It referred to the briefing provided to W/O Gerber by W/O Rae and
Sergeant Pretorius about what had happened; that W/O Gerber
drove along the shoreline in a 4x4 vehicle, from where the abandoned
vehicle was found up to the harbour, to check for any sign of
a body
floating in the water; the use of blue lights and the siren of the
vehicle to alert anyone in the vicinity of the presence
of the SAPS;
that W/O Gerber planned and used a trained search and rescue dog to
search for the applicant around the sand dunes and
surrounding area
which he believed had not yet been searched and, when that failed, an
aerial search with a helicopter fitted with
a strong “night sun”
light was conducted along the waterline and the sand dunes area.
[34]
The Supreme Court of Appeal disagreed with the High Court’s
finding that the applicant would have been saved from suffering
further
trauma had she been found earlier. It found such a
conclusion to be inconsistent with the opinions of the experts.
The
Supreme Court of Appeal held that the evidence made it clear that
no quantifiable psychiatric loss or contribution to her
psychopathology
could be specifically attributed to whether she
should or could have been found earlier during the morning of
10 December 2010.
[35]
Regarding the conclusion by the High Court that the helicopter
search fell short of what was required of a helicopter search only
because it did not conduct an effective search beyond point “F”
on the map, the Supreme Court of Appeal based its disagreement
on the
evidence of Mr Smith to the effect that the decision to withdraw from
the air was based on safety considerations and was thus
reasonable.
[36]
The Supreme Court of Appeal concluded that, in this case: the
SAPS mobilised all the available resources at its disposal in the
circumstances
to find the applicant; that the steps taken by the SAPS
were reasonable; and that the SAPS took all reasonably practicable
and appropriate
measures to carry out an effective search for the
applicant. It held that no negligence regarding the search was
established.
[37]
Regarding the investigation, the Supreme Court of Appeal
observed that the applicant instituted the claim against the SAPS
because
she believed that its investigation was poor. The
Supreme Court of Appeal further observed that her pleaded case and
her evidence
suggested that this perception must have commenced
during the latter part of December 2010 and early January 2011, when
she was unable
to get hold of W/O Madubedube. It was at this
time that she contacted Colonel Engelbrecht who reported that her
docket was
with the Public Prosecutor and that she could enquire from
them if she wanted information about the case. She understood
this
to mean that the investigations were completed. This
perception, the Supreme Court of Appeal held, was factually incorrect
because the investigations were ongoing.
[38]
The Supreme Court of Appeal held that the High Court’s
finding, that the SAPS were negligent in failing to search for “bush
dwellers”
in the sand dunes and to photograph them, was wrong for
two reasons. First, that was never a complaint by the applicant
and,
secondly, the applicant was happy with the investigations as
conducted by W/O Andrews during the period of 10 to 13 December
2010.
On the alleged failure by W/O Madubedube to view the CCTV
footage, and the inference drawn by the High Court that he was
grossly
negligent, the Supreme Court of Appeal found those
conclusions to be wrong, because the notes in W/O Madubedube’s
pocketbook showed
that he had made arrangements for the compilation
of a compact disc of the footage stretching from 8 to 10 December
2010. Furthermore,
during February 2011, he arranged for discs
to be cut for the private investigation company that the applicant
had hired to assist
with the investigations. The company
representative handed a copy to the applicant. She could,
however, not watch the
footage as she was still traumatised.
The Supreme Court of Appeal held that it was only the applicant, and
not W/O Madubedube,
who could possibly identify her assailant if
he appeared on the footage, and to alert the SAPS to that fact; and
that it was reasonable
that she be allowed to view the footage at her
leisure in a less formal environment, either in the presence or
absence of private
investigators of her choice.
[39]
The High Court had concluded that the SAPS failed to have the
DNA evidence evaluated timeously, and that the delay was unreasonable
and a breach of the SAPS’ legal duty to conduct a reasonably
effective investigation. The Supreme Court of Appeal disagreed,
holding that this was not one of the grounds on which the applicant
relied to establish negligence on the part of the SAPS, and,
as such,
it was not a factor which might have influenced her to institute a
claim against the SAPS.
[40]
On the issue of causation, the Supreme Court of Appeal
considered whether the wrongful omission by the SAPS was a cause of
aggravation
of the applicant’s psychopathology. It correctly
held that she bore the onus to prove that the alleged poor search and
investigation
of the criminal case by the SAPS officers contributed
to, or aggravated, her psychopathology; or, differently put, that but
for the
poor police search and investigation, her psychopathology
would not have been aggravated (factual causation). The Supreme
Court
of Appeal continued thus:
“In the case of an omission, the inquiry involves substituting the
defendant’s conduct with a hypothetical positive act and then
asking whether, in the latter case, the harm causing event would
still have occurred. If this is answered in the negative,
the
defendant’s conduct was indeed a factual cause of the plaintiff’s
harm; while if answered in the affirmative, the defendant’s
conduct
was not a factual cause of the plaintiff’s harm and
caedit
quaestio
.”
[41]
The Supreme Court of Appeal held that the existence of a
relationship of factual causation between the defendant’s conduct
and the
harm suffered by the applicant was not sufficient to
establish the presence of a legally relevant causal connection. The
Supreme
Court of Appeal explained that an additional test is required
to determine whether the defendant’s conduct was a legal cause of
the applicant’s harm (legal causation). It entails an enquiry
into whether the alleged wrongful act is sufficiently linked
to the
harm for legal liability to ensue.
[42]
In relation to legal causation, the Supreme Court of Appeal
held that the High Court’s findings flew directly in the face
of
the Joint Minute compiled by the expert witnesses, as well as
direct evidence by the applicant’s own expert witness regarding the
issue of causation. The Supreme Court of Appeal held that her
expert witness, Professor Subramaney, conceded that it did
not
matter what the correct diagnosis was relating to her
psychopathology, since that pathology flowed directly from the brutal
assault
and rape, and that the future treatment envisaged for her,
whatever the correct diagnosis, would be similar. There was
therefore
no method of quantifying the psychopathological damages
suffered by the applicant as a result of the SAPS’ omission.
As a
result, the Supreme Court of Appeal held that factual and legal
causation had not been established on a balance of probabilities.
[43]
On the element of wrongfulness, the Supreme Court of Appeal
held that the High Court’s determination of the element of
wrongfulness
was flawed, as it did not consider whether it was
reasonable, in the circumstances of this case, to impose liability on
the SAPS
for the harm suffered by the applicant. Moving from
the assumption that the High Court was correct in its finding that
the
SAPS officers were “grossly negligent”, the Supreme Court of
Appeal held that to impose liability for the psychopathological
injuries that the applicant was suing for would cause difficulties
for the SAPS to conduct investigations in the future. The
Supreme Court of Appeal held that imposing liability would also
expose the SAPS to a flood of civil litigation for every case where
it negligently conducted search and rescue operations and
investigations, regardless of the degree of negligence, where a
successful
arrest and conviction did not ensue.
[44]
In sum, the Supreme Court of Appeal held that the High Court’s
findings that the elements of negligence, wrongfulness and causation
were established could not be supported by the evidence that was
presented on the applicant’s behalf. For all these reasons,
the applicant’s claim was dismissed.
[45]
On the issue of costs, the Supreme Court of Appeal held that
the applicant did not raise a constitutional issue and, that being
the
case, the costs for the action could not be determined in terms
of the
Biowatch
principle, which is to the effect that where
individuals litigating against the state in order to vindicate
constitutional rights
are unsuccessful, they must not be mulcted in
costs.
[21]
It applied the general rule that costs follow the result. The
appeal was upheld and the applicant was ordered to pay
costs, both in
the High Court and on appeal.
In this
Court
[46]
The applicant advances numerous
arguments contending that the Supreme Court of Appeal got the law and
the facts wrong on negligence,
causation, wrongfulness and costs.
She contends that the correct formulation of the issues before
the Supreme Court of Appeal
should have been: (a) whether the
officers who arrived at Kings Beach some 45 minutes before the
dog handler should have
conducted a foot search for her; (b)
whether the failure to search the area
“F”
to
“G” with the dog, in circumstances where the K-9 officer was
aware of that area, but failed to get the dog to search that area,
was negligent; (c) whether the helicopter crew searched the area
“F”
to “G” at all, and, if they did, whether they
did so negligently; and (d) whether the SAPS investigated her
criminal complaint
with the diligence and skill reasonably expected
of detectives of many years’ experience, in the specialist unit for
the investigation
of crimes against women and children.
[47]
In line
with
the practice in
this Court, on 26 August 2020, the Chief Justice issued Directions to
the parties to file written submissions on
these issues:
“(a) Whether the matter engages this
Court’s jurisdiction as a constitutional matter in terms of
section
167(3)(b)(i) of the Constitution:
(i)
Is the applicant challenging factual disputes and evidence?
(ii)
Is the applicant challenging the application of an accepted
legal test and principles in the law of delict?
(iii)
Is the applicant seeking the development of the common law of
delict pursuant to section 39(2) of the Constitution?
(b) Any further submissions
on whether the principles distilled in
Biowatch
should apply
to the costs in this Court, and those in the Supreme Court of Appeal
and the High Court?”
[48]
Both parties responded as directed.
In brief, the applicant stated that: (a) she challenges the
application by the Supreme Court
of Appeal of the wrongfulness and
negligence tests, which are inconsistent with the relevant
constitutional rights enjoyed by the
applicant; (b) she seeks the
development of the common law test of negligence as applied by the
Supreme Court of Appeal, where the
SAPS executes its duties of search
and investigation negligently; (c) wrongfulness is in dispute in the
appeal and, in the context
of her claim, wrongfulness is a
constitutional issue; (d) the wrong test for wrongfulness was
applied; (e) negligence is related
to wrongfulness, which makes it a
constitutional issue that engages this Court’s jurisdiction; and
(f) on causation, the wrong
test was applied in that the Supreme
Court of Appeal required causation to be proved as a matter of
mathematical certainty by finding
that the test was not met, because
the legal experts had not quantified the harm she suffered as a
result of the SAPS’ negligence.
On costs and the application
of the
Biowatch
principle,
she submitted that she instituted the litigation to vindicate her
fundamental constitutional rights against an organ of
state.
[49]
For present purposes, it is not
necessary to set out the respondent’s submissions in any detail.
It suffices to mention that
the respondent disagreed with the
applicant’s submissions and contended that she had not succeeded to
prove the elements of delict
and that hers is an ordinary delictual
claim in which no constitutional issues exist.
[50]
On 11 November 2020, the Chief
Justice issued further Directions
[22]
setting the matter down for hearing of oral argument. In the
notice the parties were “directed
to
file written submissions solely on the issues of wrongfulness and
costs
” on specified dates.
However,
during the course of oral argument, the parties were allowed to
present their cases covering all aspects of a delictual claim.
They did so without any hesitation or difficulty. In fact, the
parties correctly agreed that the issue of negligence, the nature
of
the damage and the important issue of factual causation, must all be
considered holistically in an enquiry as to whether wrongfulness
had
been established.
[23]
Having had the benefit of the full argument on all the elements
of delict, and both the High Court and the Supreme Court
of
Appeal having pronounced on negligence and causation, this Court is
enjoined to consider all aspects of the delictual claim. None
of the parties will be prejudiced thereby.
The
parties’ submissions
[51]
The applicant submitted that the Supreme Court of Appeal was
wrong about the test for wrongfulness. It was contended that,
having
assumed that the SAPS was grossly negligent in discharging
their constitutional and statutory duties of search and
investigation,
and that their negligence caused the harm suffered by
the applicant, the Supreme Court of Appeal should have asked the
following
questions: (i) can that duty be vindicated other than by
means of a delictual claim for damages? (ii) are there public
interest considerations
that militate against imposing liability on
the SAPS? and, (iii) are there compelling public interest
considerations that trump the
constitutional norm of accountability,
which requires holding the SAPS accountable to victims of crime and
to victims of gender-based
violence generally?
[52]
As regards costs, the applicant submitted that the costs order
of the Supreme Court of Appeal is inconsistent with
Biowatch
.
If unsuccessful, costs should not have been awarded against her,
except if the litigation is frivolous, vexatious, or manifestly
inappropriate. It was further submitted that, should the
applicant not be successful in these proceedings, costs should not
be
awarded against her.
[53]
The first amicus curiae’s submissions centred, mainly,
around this country’s international obligations to take measures to
protect
women and children against violence and to prevent further
acts of violence. It also referred to foreign jurisprudence
relating
to the required standard of investigation of gender-based
crimes; the impact of failed policing and insufficient investigation
on
behalf of victims of gender-based violence. They also
submitted that a victim-centred approach to policing
gender based violence
generally is required. Separately,
the first amicus curiae submitted that the community’s legal
convictions are against sexual
violence and demand of the state that
women be protected from such violence. Further, that there is
no need to develop the
common law, because harm resulting from
secondary victimisation such as psychological or psychiatric harm is
already actionable in
our law.
[24]
The first amicus curiae supported the applicant’s submissions
on costs to the effect that she should not be ordered to pay
the
respondent’s costs should the appeal not succeed.
[54]
The second amicus curiae submitted that the prevailing legal
convictions of the community (
boni
mores
) have evolved
to demand a heightened duty of care from the SAPS when it comes to
the investigation and application of law enforcement
in respect of
gender-based violence. To this end, the contention goes, this
Court must develop the common law in relation to
wrongfulness by
imposing a heightened duty on the SAPS in the investigation of and
law enforcement against gender-based violence.
Such a
development would be in line with the spirit, purport and object of
the Bill of Rights. In respect of costs, the second
amicus
curiae argued that the costs award of the Supreme Court of Appeal
should be set aside because mulcting the applicant with
costs amounts
to silencing survivors of gender based violence and will deter
women in the applicant’s position from attempts
to vindicate their
constitutional rights to this end.
[55]
The Minister of Police made the following submissions in
support of the findings of the Supreme Court of Appeal. The
SAPS submitted
that it has never denied its constitutional and
statutory duty to protect the public, and specifically to prevent and
to investigate
crimes of gender-based violence against women.
In fact, a special unit, the Family Violence, Child Protection and
Sexual Offences
Unit, has been created to deal specifically with such
crimes. It contended that the reason why the respondent should
not be
held liable in the instant case is for the lack of proof of:
(i) negligence; (ii) factual causation; and (iii) wrongfulness.
[56]
Regarding costs, the Minister of Police submitted that the
applicant’s delictual claim never raised issues of “genuine
constitutional
concern” and that its character was that of an
ordinary delictual action. The Minister of Police further
submitted that the
conduct of the applicant throughout the trial
justified the order made by the Supreme Court of Appeal for the
reasons that follow.
The separation of the issues for
determination, which was never necessary, was at the applicant’s
instance. Her perception
that there was an inordinate delay in
the SAPS reacting to her complaint, which was later abandoned,
resulted in unnecessary evidence
being led to disprove her
perception. Furthermore, time had to be spent during the trial
to identify the actual spot where
her assailant kept her due to her
having pointed out a wrong spot. Unnecessary costs were
incurred by the calling of Mr Olivier,
a former captain in the SAPS
who was instrumental in the development of the SAPS dog unit, by the
applicant, whose evidence was a
duplication of that of Colonel
Engelbrecht. The applicant should have known from the beginning
that she faced an insuperable
difficulty in proving causation, and
her inclusion of individual SAPS officers in her action increased the
costs significantly.
Issues
[57]
The issues for determination are whether
—
(a) leave
to appeal should be granted;
(b) the
rule 31 application should succeed;
(c) the
Minister should be held liable for the applicant’s loss; and
(d) the
costs order in the Supreme Court of Appeal should be overturned.
Jurisdiction and
leave to appeal
[58]
To entertain the application for
leave to appeal, it must first be shown that this Court has
jurisdiction. The applicant submitted
that the SAPS is under a
duty to take reasonably practical and appropriate measures to protect
women against gender based violence,
to investigate crimes
of gender-based violence, and to give effect to the constitutional
values and rights conferred by the Constitution
on women. She
states that these rights include the values of dignity, equality,
freedom and the rights to physical and psychological
integrity.
She contends further that gender based violence is an
important constitutional issue; and the failure
of the SAPS to
protect and promote the rights of women is a matter of public
interest.
[59]
The Minister submitted that the
applicant’s case is not about gender based violence, nor
does it involve a constitutional
issue; it was a normal delictual
action. He submitted that whilst the courts are acutely aware
of the scourge of gender based
violence, the applicant’s
constitutional rights to bodily integrity, dignity and freedom of
movement did not affect the standard
of the duty of care that had to
be displayed by the
SAPS
in their search
for the applicant, and in the criminal investigation against the
perpetrator of the crimes against her. Further,
it was
submitted, there was nothing of great public interest, nothing of
constitutional importance and nothing legally novel in the
action.
For these reasons, the Minister submitted that this application
should not enjoy the attention of this Court.
[60]
This Court has held that “
an
appeal against a finding on wrongfulness on the basis that [a Court]
failed to have regard to the normative imperatives of the
Bill of
Rights does ordinarily raise a constitutional issue
”
.
[25]
What particularly brings this matter within this Court’s
jurisdiction is the novelty of the issue at hand. At issue
is
the novel legal question whether a negligently conducted police
search and investigation, which causes a person harm, can be wrongful
and give rise to delictual liability. That question bears
directly on sections 12 and 7(2) of the Constitution and requires
that we consider whether the SAPS’ section 205(3) obligations to
protect, combat and investigate crime should translate to private
law
duties. The question certainly does raise a constitutional
issue.
[61]
The enquiry into the negligence of
the SAPS and causation, as well as the consideration of the findings
of the Supreme Court of Appeal
in this regard, are issues connected
to the required decision on a constitutional issue, and therefore can
also be adjudicated by
this Court.
[26]
It is also in the interests of justice to grant leave to appeal
since the applicant has good prospects of success.
Rule 31
application
[62]
It is
apposite
to dispose of the
rule 31 application at this stage. The first amicus curiae
made an application in terms of rule 31 of
this Court’s Rules to
tender new evidence. It is trite that such evidence will only
be admitted if it is relevant and incontrovertible
or of a scientific
or statistical nature, and capable of easy verification.
[63]
During oral argument, counsel for the first amicus
curiae submitted that there were two main objectives which they
sought to achieve
with the rule 31 application. First, it
contextualises the applicant’s position and demonstrates how women
in the position
of the applicant interact with the criminal justice
system. Second, it highlights the reasonableness or otherwise
of the SAPS’
conduct in light of the need for a victim centred
approach to policing and the duty to mitigate secondary
victimisation.
In response, the Minister
argued that the evidence is not relevant, because the effects of rape
on victims of gender-based violence
are trite.
[64]
In my view, this evidence is relevant and will be of
assistance to this Court for several reasons. First, the
evidence demonstrates
how, when the SAPS fail to act with empathy and
compassion or engage in victim-blaming behaviour, this results in
secondary victimisation.
Second, the evidence demonstrates that
this contributes to the relatively high rate of attrition in respect
of rape and other sexual
offences cases. These two points have
been explained in the following words:
“However, [rape victims] also indicated that they would not have
reported their rape incidents to the police if they knew they
would
be treated by the police in the way they were. All of the rape
victims that were interviewed described the police officers’
behaviour as apathetic, uncaring, intimidating, and suspicious.
Furthermore, none of the rape victims at the time of being
interviewed had received any feedback from the police with regard to
the investigative progress of their cases. It can also
be
argued that these rape victims would not advise other rape victims to
report their rape incidents to the police due to their own
negatively
perceived experiences of police treatment.”
[27]
[65]
Essentially, what the evidence seeks to demonstrate is: (i)
what a victim centred approach to policing is; (ii) how the
failure
to adhere to a victim centred approach contributes
towards secondary victimisation and; (iii) how this undermines the
capacity
of the criminal justice system to effectively prosecute and
punish those who commit acts of sexual violence against women and
children.
Put differently, the evidence demonstrates that when
the SAPS fail to act in accordance with a victim centred
approach, this
violates victims’ rights to equality, dignity and
freedom from violence. In addition, it undermines the
constitutional and
international law obligations to eradicate
gender-based violence.
[66]
It follows that this evidence is relevant to what the legal
convictions of the community demand in respect of the quality of
police
work, in the context of the scourge of gender based
violence.
[67]
The Minister misunderstood the basis on which admission of
this evidence was sought. The evidence is not meant to clarify
the
impact of rape on victims of gender based violence, but
rather the impact of non compassionate and sub standard
police
work on rape victims and how this exacerbates their existing
trauma. The latter phenomenon is known as secondary
victimisation
/ traumatisation.
[68]
I am of the view that this evidence
contextualises the position of the applicant and those who are
similarly situated. Furthermore,
in
Frankel
,
[28]
this Court accepted similar evidence related to the importance of
victim-centred approaches in the law. It seems to me that,
much
like in
Frankel
,
this evidence is relevant to the determination of what a
victim centred approach should entail on these facts and the
constitutional
issues at play, particularly the scope of the police’s
duties and whether their omissions were wrongful. Regard being
had
to rule 31, I see no impediment to its admission.
[69]
For all these reasons, the evidence
satisfies the requirements of rule 31. The evidence is
consequently admitted. Having
found that this Court has
jurisdiction to entertain the application, I proceed to consider the
merits of the appeal.
Negligence
Search
[70]
The test for negligence in respect
of organs of state (such as the
SAPS
in
this instance) was expounded by this Court in
Mashongwa
,
in the following terms:
“The real issue on this aspect of the case is not whether the
posting of a single guard, or three guards, could have prevented
the
attack. It is whether the steps taken by PRASA could reasonably
have averted the assault.
Crucial to this inquiry is the
reasonableness of the steps taken. However, it must be
emphasised that owing to the fact that
PRASA is an organ of state,
the standard is not that of a reasonable person but a reasonable
organ of state. Organs of state
are in a position that is
markedly different from that of an individual. Therefore, it
does not follow that what is seen to
be reasonable from an
individual’s point of view must also be reasonable in the context
of organs of state. That approach
would be overlooking the
fundamental differences between the state and an individual. It
would also be losing sight of the
fact that the standard of a
reasonable person was developed in the context of private persons. .
. .
The standard of a reasonable organ of state is sourced from the
Constitution. The Constitution is replete with the phrase that
the state must take reasonable measures to advance the realisation of
rights in the Bill of Rights. In the context of socio economic
rights the availability of resources plays a major part in an enquiry
whether reasonable steps have been taken. I can think
of no
reason in principle or logic why that standard is inappropriate for
present purposes. Here, as in the case of socio economic
rights, the choice of steps taken depends mainly on the available
resources. That is why an organ of state must present
information
to the court to enable it to assess the reasonableness of
the steps taken.”
[29]
(Own emphasis).
[71]
It follows from the
above
that the
enquiry must be centred on whether the SAPS acted reasonably in the
circumstances, considering the resources which were
available to them
at the time. Whether the SAPS acted reasonably is based on,
amongst others, the positive obligation imposed
on organs of state to
respect, protect, promote and fulfil the rights in the Bill of
Rights. I therefore agree with the applicant
that the SAPS must
establish that they took reasonable and appropriate measures
available to them in the circumstances. Furthermore,
in my
view, the enquiry must centre on whether the SAPS took reasonable
measures to protect and fulfil the rights of women, such
as the
applicant, to dignity, equality and freedom and security of the
person, including the right to be free from violence from
both public
and private sources.
[30]
[72]
In
respect
of
the foot search, the High Court found that the
SAPS
officers
who were at the scene before W/O Gerber’s arrival did not conduct a
foot search. The Minister seems to acknowledge
the fact
that there was a duty on these
SAPS
officers
to conduct a search, hence an attempt during oral argument in this
Court to suggest that the search was indeed conducted.
As a
reason why the evidence relating to this search was not tendered, it
was submitted on behalf of the Minister that it was because
the
applicant’s case was initially that she was held at point “M”
rather than point “F2”. Because of this change,
the
Minister decided not to call one of the
SAPS
officers
who arrived at the scene before W/O Gerber. This, of course,
could not have been a justifiable reason not to present
the evidence
of the first responders at the scene. Although the applicant
had initially pointed out that she was held at point
“M”, a
change to point “F2” was made before the trial started and was
confirmed during her cross examination when the
legal
representatives agreed that she could only have been kept at point
“F2”. This conclusion was based on the objective
facts.
This was agreed to long before the applicant’s case was closed.
Counsel for the Minister also indicated during
the inspection
in
loco
(on-site inspection) that their version was that the applicant was
kept at the area around point “F” and not “M”. There
was consequently ample opportunity for the respondent to present
evidence of a foot search by the first responders if it had such
evidence. In the premises, based on the common facts, the
Minister has simply not presented any evidence as to why it was
reasonable
for the
SAPS
not to have
conducted a foot search at point “F”.
[73]
Counsel for the Minister of Police
referred to the evidence of W/O Gerber where he testified that after
driving his 4x4 vehicle on
the shoreline, “I decided the next step
would be to search the sand dunes areas which was not searched
already by that time and
that is when I took the dog out, I briefed
W/O Rae on what my next action would be in deciding to search the
dune area with the dog”.
Counsel contended that this
statement implied that the other SAPS members searched the area
before W/O Gerber arrived.
There is no merit in this
argument. W/O Gerber stated under cross examination that
when W/O Rae briefed him, he did not
get the impression that they had
gone out on foot to check the beach area. His impression was
that when they got to the parking
area they called for his help.
He conceded that W/O Rae and Sergeant Pretorius were not of
much use to him insofar
as the search was concerned, and he had to
make his own determination on how to plan and conduct the search.
W/O
Gerber’s entry in his pocketbook
does not indicate that he was informed of any search conducted before
his arrival, and that he
planned his search with that in mind.
W/O
Gerber’s version
contradicts what was put to Mr Olivier regarding the search by
W/O Rae and Sergeant Pretorius. It
was put to Mr
Olivier that W/O Gerber’s version was that “the police men
at [the scene] informed him, amongst others, that
they had searched
the immediate surrounding areas close to the super tubes the Water
World and where it is marked ERF 577, the open
grassy area and the
thick bushes there at the southern end of the Manganese dumps, where
the yellow line is, approximately, not from
“C” but just above
“C”, to “D”; they have searched that area and the beach area
in the immediate vicinity”. It
was therefore necessary for
one of these officers to testify since W/O Gerber contradicted
this version. Reference to
“the sand dunes areas which was
not searched already” may also mean the area which was not searched
by W/O Gerber with his
vehicle.
[74]
The factual conclusion of the High
Court that not even a basic foot search was conducted between the
time the
SAPS
discovered the applicant’s
vehicle and when W/O Gerber arrived at 00h45, which was 75
minutes after, should therefore stand.
This is a factual
finding made by the trial court. An appellate court should be
loath to interfere with factual findings
of a trial court. It
may only do so if the finding is clearly wrong.
[31]
This is not the case in the matter at hand. Reasonable
police officers in this situation would have conducted a basic
foot
search of the area with or without torches. And they could
easily have found the applicant. Of course, they could
well
have not found her. The total failure to conduct the most basic
of foot searches before W/O Gerber’s arrival was
certainly
negligent. If the SAPS are not required to act promptly and
respond with appropriate seriousness, as they failed
to do in this
case, then the obligation upon them to protect the public and ensure
the safety and security of vulnerable persons
becomes hollow and
meaningless.
[75]
It is also the applicant’s case
that the “search and rescue dog search” conducted by W/O Gerber
was conducted negligently in
that he failed to search the area
“F”
to “G” at Kings Beach. He chose not to
include this area in his plan. He was aware of this area, as
well as the harbour
wall, because he had driven past Kings Beach many
times. He mentioned that he visited Kings Beach with his family
quite often.
He had also seen the boundary wall and sand dunes
when he drove along the shoreline prior to conducting his search.
His motor
vehicle lights as well as the lights immediately on the
harbour side of the wall illuminated the area between “F” and
“G”.
[76]
Nothing prevented W/O Gerber from
including this area in his plan. Mr Olivier, who is a dog
handling expert, testified
that in general, the manner and method in
which W/O Gerber conducted his search with the dog was correct.
However, he
insisted that he should have included the area “F” to
“G”. Even if he did not include it as part of his plan, he
should
have walked up to point “F” with his dog. Once
there, he would have noticed that the area does not end there and
would
have been obliged to search the area beyond point “F” as
well. He mentioned that W/O Gerber should have searched the
area
“F” to “G” to complete his search since there is some
shrubs around the area as well. That is what a reasonable dog
handler in the position of W/O Gerber would have done in the
circumstances.
[77]
There is, therefore, no justifiable
reason why W/O Gerber stopped 20 metres short of point “F”.
He called the dog back
after it had reached point “F” and
did not allow it to go beyond this point and encroach the area.
Had W/O Gerber walked
up to point “F” and allowed his dog to move
20 to 30 metres into the area, it would possibly have picked up the
presence of the
people who were in the area, including the applicant.
There is no evidence that there were barriers that would have
prevented
him or his dog from reaching the area “F” to “G”.
There is no evidence to suggest that it would have been
dangerous
to traverse that area. It was not reasonable for W/O
Gerber to rely on the dog’s failure to pick up any scent as a
justification
for not searching the area. It is not the dog,
but the handler who is conducting the search. W/O Gerber’s
failure
to include the area “F” to “G” in his plan and to
ultimately search it is negligent. It is not merely with the
benefit
of hindsight, as the respondent suggests, that it can be said
that the failure to search was negligent. It remains a material
omission on the part of W/O Gerber who at the time of the search
knew of the existence of the area but chose not to search it.
He
also conceded that he knew that there were dunes in front of the
harbour wall and described the area beyond point “F”
as including
an elevated dune area. Moreover, knowing that he had not
searched the area “F” to “G” which he knew existed,
W/O
Gerber also did not instruct that the helicopter crew search this
area.
[32]
In my view, this is yet another material omission.
[78]
Our
law does not require perfection. It
requires conduct in line with a diligent and reasonable person.
Lack of negligence
does not connote exactitude. However, my
view is that in the circumstances of this case, a diligent and
reasonable police officer
who, like W/O Gerber, possesses expertise
in searching would have either included the area
“F”
to “G” in his plan or, when actually conducting the search, would
have walked up to point “F” with his dog. Failing
these, at
the very least he would have specifically instructed the helicopter
to search this area. And this is not an armchair
ex post facto
observation; the exigencies of the facts and circumstances compel
this conclusion. It bears emphasis that the
duty imposed on the
SAPS is not one of result, that is, a successful search or
investigation, but one of means. The applicant
herself has
emphasised that her complaint is not about the lack of an arrest and
successful prosecution, but about what she sees
as a woefully
inadequate search and investigation
.
[79]
It was not disputed that the area
“F” to “G” fell within the no-fly zone and that the
helicopter could not be flown over that
area in search of the
applicant. Mr Smith, the crew member whose responsibility
it was to direct the search light, testified
that the helicopter was
able to fly close enough to the area “F” to “G” such that
they could see the perimeter fence and
the road beyond it with the
assistance of the search light. He conceded that if they
hovered above the clearing and had directed
the search light at “F2”
he would have been able to see the towel, blanket, and the sleeping
bag in the clearing at “F2”.
These were items found at the
scene the following morning and depicted on photographs handed in as
exhibits at the trial. Mr
Smith, however, could not recall
whether the light was indeed directed at that specific area. He
also mentioned that they could
have crossed into the area inside “F”,
but he doubted that he could have been within 15 metres of “F2”
because of flight
restrictions.
[80]
The High Court found that the
failure of Mr Smith to shine the search light towards the dunes and
bushes in the area “F” to “G”
constituted negligence on the
part of the SAPS. Failure to direct the search light towards
point “F2” was, in my view,
a tragic omission. And this
must be viewed in light of W/O Gerber’s failure to make a specific
request to those conducting
the helicopter search to search this
area. The Supreme Court of Appeal mentioned that it disagreed
with the conclusion of the
High Court that the helicopter crew
did not conduct an effective search beyond point “F”, because the
withdrawal of the
helicopter search was based on safety
considerations and was reasonable. It must be remembered,
though, that according to Mr
Smith, the search was stopped because of
an incoming aircraft and the thickening mist. The search was
not continued thereafter.
The High Court’s conclusion
that the search was discontinued prematurely is, in my view, quite
convincing. The
helicopter crew did not even report to W/O
Gerber about their search and the area they could not cover. They
only reported
on the radio that they could not find anything in the
“bush area directly behind”.
[81]
It was not required of the
SAPS
to know or suspect before the search that the
applicant was at “F2” for them to search the area. There
are no justifiable
reasons why the area that was known to exist was
excluded from the search. It should be appreciated and is
commendable that
the
SAPS
managed to deploy
the search and rescue dog with a handler and the helicopter search at
such short notice. What matters though,
is the conduct of the
SAPS
in utilising the resources deployed.
It was required of the SAPS officers in the circumstances to utilise
their deployed resources
with the requisite degree of diligence, care
and skill reasonably expected of the SAPS officers in the
circumstances. The Supreme
Court of Appeal thus erred when it
held that the conduct of the SAPS in respect of the search was not
negligent merely because they
mobilised all the resources available
to them in the circumstances. As indicated, in the
circumstances, it is not the type
of the resources that were made
available, but how they were used to conduct the search and rescue
mission that is important.
Investigation
[82]
In my view, there are at least two
fundamental omissions by the
SAPS
that
tainted the investigations. First, the
SAPS
knew
on the morning of 10 December 2010 that the applicant was kept
in and around the vegetated sand dune area populated by the
so called
“bush dwellers”. However, the
SAPS
failed
to immediately round up the area to search for possible suspects
while the incident was still fresh. A reasonable police officer
would have suspected that the perpetrator could not be too far from
the scene, given the information that the applicant had recently
escaped and immediately reported the incident to the
SAPS
.
In addition to focusing on the spot where the applicant was
raped and kept overnight, the investigations should also have
focused
on trying to apprehend the perpetrator as quickly as possible. To
that end, the
SAPS
ought to have questioned
the “bush dwellers” as early as they could. That could have
helped them find possible suspects
or potential eyewitnesses.
As people who lived in the vicinity of the spot where the applicant
was raped, the “bush dwellers”
were the most obvious first or
early port of call for police enquiries. The
SAPS
only
met most, if not all, of the “bush dwellers” on 15 December
2010, at the invitation of the municipal officials who were
clearing
the area of all “bush dwellers” for the festive season.
Even on this occasion, no attempt was made to obtain their
full
particulars and pictures for purposes of further investigations.
Since the
SAPS
were aware that the
applicant was unable to identify her assailant in the informal
identity parade, the least they could do was to
have these details
for further investigation. It is not explained why the three
“bush dwellers” spotted by W/O Gerber when
he was searching on
foot with his dog were not interviewed to obtain more information
about possible leads that could help in the
search and the
investigations. They would surely have had better knowledge
about the area and the activities there. The
interview could
have been conducted by other SAPS members at the scene whilst W/O
Gerber continued with his dog search.
[83]
Secondly, with full knowledge that
the parking area at Kings Beach is covered by CCTV cameras, the
SAPS
should immediately have made plans to obtain and
view the video footage for possible leads. The only time the
viewing of the
CCTV footage was arranged was on 13 December 2010.
On this day, W/O Madubedube left the applicant to view the footage
and rushed
to hand over a motor vehicle to his senior, and never
returned. It matters not, as he claimed, that he viewed part of
it.
According to the applicant, her motor vehicle was depicted
in the parking bay. She was seen leaving her motor vehicle
walking
towards the beach. It was important for the
SAPS
to view the entire footage at that time for them
to have a full picture of the activities around the parking area and
the possible
modus operandi of possible perpetrators of crime. They
would have established whether the breaking into the applicant’s
motor
vehicle and stealing therefrom was in any way connected to her
abduction. It is not the Minister’s case that viewing the
entire video footage would have amounted to a waste of time for
W/O Madubedube or misuse of police resources.
[84]
Warrant Officer Madubedube viewed
the CCTV footage for the first time eight years later in preparation
for the civil trial.
Even then, he did not view the whole
footage. He only became aware of a male person depicted in the
CCTV footage walking in
the vicinity of the parking area closer to
the date of commencement of the civil trial, leaving no time to
identify and follow him
up. The High Court found that the delay
in the viewing of the footage and the
SAPS’
inactiveness
to view the whole footage was negligent. I agree with this
conclusion. This is basic. Any and all reasonable
leads
had to be followed up in the course of a proper investigation. This
the SAPS failed to do.
[85]
The Supreme Court of Appeal found
nothing wrong with the failure by the
SAPS
to
view the CCTV footage and held that it would be reasonable that the
applicant be the one to view it herself as she was the only
one who
could identify her assailant. This conclusion cannot be right
for at least two reasons. First, it places a duty
on the victim
of gender-based violence to conduct her own investigations and
relieves the police of their responsibility. Second,
viewing
the footage could not only have been about the identification of the
assailant. An astute investigator could have picked
up from it
material that could have assisted the investigative process one way
or the other. A simple example: surely, police
do view CCTV
footage of the abduction of a missing person who is not there to
identify the abductor. That can only be because
doing so will
be of benefit to the investigative process. The
SAPS
,
unlike victims of crime, are trained in the investigation of crime
and would be able to view the video footage with an investigative
eye
and look at all aspects that might provide leads for the
investigations. The investigations cannot be conducted solely
on whether the perpetrator is depicted on the video footage.
There could be other potentially relevant surrounding factors
depicted on the video footage. And the sooner the footage is
viewed, the more likely it is that whatever leads are picked from
it
may lead to something. Otherwise, any available leads may soon
go cold. As the European Court of Human Rights (ECHR)
held,
“[a] requirement of
promptness and reasonable expedition is
implicit” in taking reasonable available steps to secure evidence,
including forensic evidence,
and to secure eyewitnesses and their
testimony.
[33]
[86]
For these reasons, the police
investigation was negligent. The police failed to take
reasonable measures which were available
to them in the
circumstances. They furthermore failed to act promptly and
expeditiously so as to follow up on any available
leads. The
investigation was not deficient because it failed to result in a
successful prosecution of the applicant’s perpetrators,
but because
the methodology was flawed; the police failed to act diligently and
with the skill required of them by the Constitution.
International
law
[87]
The applicant and the first amicus,
CALS, made references to international and foreign law in support of
their submissions on the
standard required of the police to conduct
an effective search and investigation.
[88]
It is trite that the duty to
prohibit rape and other forms of gender-based violence is a customary
norm of international law.
[34]
South Africa is a party to several treaties which enshrine the rights
of women. Chief amongst these are the Convention
on the
Elimination of All Forms of Discrimination Against Women
[35]
and the Protocol to the African Charter on Human and Peoples’
Rights on the Rights of Women in Africa.
[36]
Taken together, these instruments regard gender based violence
as a pernicious form of discrimination against women
that undermines
their rights to equality and sexual autonomy.
[37]
[89]
Whilst this Court already
established, in
Carmichele
,
that the SAPS is under a duty to take appropriate measures to combat
gender-based violence and protect women from harm,
[38]
this Court has not yet crystallised the duties which the SAPS owe in
respect of search and investigation operations in circumstances
such
as the present case.
[90]
The ECHR has held that articles 2 and 3 of
the European
Convention
[39]
impose a positive obligation on States Parties to conduct an
efficient and effective investigation into an infringement of either
of the rights protected in these articles (the right to life and the
prohibition against torture). The ECHR has applied this
positive obligation to cases of gender-based violence, such as
instances in which women have been raped, to find that the police
failed to conduct a diligent and effective investigation
thereafter.
[40]
[91]
The ECHR has stated that
the
general principles related to an effective
investigation are as follows:
“The investigation must be capable, firstly, of ascertaining the
circumstances in which the incident took place and, secondly,
of
leading to the identification and punishment of those responsible.
This is not an obligation of result, but of means. The
authorities must have taken the reasonable steps available to them to
secure the evidence concerning the incident, including,
inter
alia
, eyewitness testimony and forensic evidence. A
requirement of promptness and reasonable expedition is implicit in
this context.
Any deficiency in the investigation which
undermines its capability of establishing the circumstances of the
case or the person
responsible is liable to fall foul of the required
standard of effectiveness.”
[41]
[92]
Amongst
other things, the
ECHR has emphasised that an investigation must be prompt and
expeditious. In
Menson
, for example, the ECHR held
that
although the state may encounter obstacles in conducting its
investigation, it must act promptly, lest it be seen to be colluding
or tolerating the unlawful acts.
[42]
[93]
The ECHR has also stressed that an
effective investigation “must be capable of establishing the cause
of the injuries and the identification
of those responsible with a
view to their punishment”.
[43]
This must not be misunderstood. It is about means;
[44]
that is, what – all things being equal – the investigation is
capable of achieving. It does admit of the possibility of
the
investigation not achieving what it is meant to achieve, but that
should not be because of the inadequacy of the investigation.
In addition, held the ECHR, “the authorities must have taken the
reasonable steps available to them to secure the evidence concerning
the incident”.
[45]
This includes any evidence relevant to the investigation, such
as eyewitness accounts or forensic evidence.
[46]
[94]
In applying these principles, the
ECHR has imposed a high standard of professional conduct on the
police. The approach taken
by the ECHR is far more strenuous
than the relatively lax approach which the Supreme Court of Appeal
took in this matter. As
stated earlier, the Supreme Court of
Appeal merely found that, because the SAPS deployed all their
available resources, they had
discharged their constitutional
obligations. In my view, the stricter standard of the ECHR is
more consistent with the positive
obligation to combat gender-based
violence, which was established by this Court in
Carmichele
.
[95]
Therefore, the police are under a
duty to act promptly and expeditiously, and they must furthermore
take all reasonable measures which
are available to them in the
circumstances. It is not sufficient that they mobilise the
resources at hand; they must also deploy
those resources diligently
and effectively. They must act with haste, they must take
appropriate steps to secure the available
evidence, including
eyewitness accounts, potential leads and suspects, and they must
subject relevant evidence to forensic analysis.
They must never
act in a cavalier manner or display indifference to the plight of
women in the position of the applicant.
[96]
As stated above, in the present
matter the police failed to deploy their resources effectively during
the search for the applicant.
Furthermore, the investigation
was riddled with material flaws, particularly the failure to act
promptly and expeditiously in respect
of the CCTV footage.
Causation
[97]
In my view, the negligent omissions of the SAPS were both the
factual and legal cause of
the
harm
sustained by the applicant.
[98]
In respect of factual causation, the Minister contended that
the test has not been met because, according to the experts, at most,
had the applicant been found earlier this
could
have reduced
the trauma she suffered. Put differently, the failure to find
her during the searches prolonged her trauma and
suffering. The
Minister argued that the operative word, to this end, was
could
in contradistinction to saying that if she had been found earlier
this
would
have reduced the trauma she suffered.
[99]
The applicant’s contention that the Minister misconstrued
the test for factual causation has merit. In
Lee
,
[47]
this Court stressed that the “but-for” test has always been
flexible and “does not require proof equivalent to a control sample
in a scientific investigation”.
[48]
[100]
Reliance on
Lee
is apt here because, similarly to
Lee,
the Minister contends for a scenario in which the risk of trauma
is “altogether eliminated”.
[49]
To this end, the Minister argued that because one cannot quantify the
trauma one experiences from rape and divide it into portions,
the
applicant has not established factual causation. This approach
is in my view untenable and would render it virtually impossible
for
survivors of gender-based violence to hold the SAPS liable for the
secondary trauma they endure as a result of any negligent
omissions
on the part of the SAPS.
[101]
The starting point in determining factual causation is the
evidence tendered at trial. In the Joint Minute of the expert
witnesses,
it is recorded,
inter alia
, that—
(a) there
is no evidence of premorbid pathology;
(b) the
applicant has been severely traumatised by a prolonged and
life threatening
incident occurring over 9/10 December 2010.
She sustained serious psychological and psychiatric sequelae due to
the incident
leading to serious functional impairment in social and
occupational domains;
(c) the
prolonged life-threatening trauma of the incident cannot be divided
into sub-units that are quantifiable with any level of psychiatric
validity, as was testified to by Professor Subramaney;
(d) from
a psychological and psychiatric point of view, the prolonged
life threatening incident carries the predominant causative
weight in the psychiatric illness diagnosed in the case of the
applicant;
(e) her
subjective experience of the quality of the SAPS investigation
(among
others) contributes to, maintains and aggravates the psychiatric
illness;
(f)
regardless of the diagnoses made respectively, outcomes, cost
and
prognosis from psychological and psychiatric perspective remain
similar; and the civil litigation is a contributing factor to
the
poor treatment outcomes to date.
[102]
The expert witnesses further agreed that although the
predominant cause of the applicant’s injury was the traumatic
incident itself,
“this cannot absolve [the defendants] from
responsibility for the exacerbation of the initial trauma of the
prolonged and life threatening
incident”.
[50]
The severity of the applicant’s trauma, the experts agreed,
bore a direct relationship not only to the initial injury but
also to
its prolonged duration and the events which have taken place
subsequently.
[103]
Professor Subramaney testified that:
“[T]o what extent can we attribute the failure by SAPS to find her
between twelve and two. . . to what extent can we attribute
that to
her PTSD? My advice to the court would be that you know in the
way we look at outcomes for PTSD and prolongation of
exposure in that
way the impact could have been bigger.
In other words, if
the police had managed to find her, she would have been spared
further trauma
which as I understand it, continued to occur from
the times that you mentioned SAPS could have found her to when she
was eventually
. . . she managed to escape.” (Own emphasis)
[104]
From the above reference to the evidence, a point can
be made that had the applicant been found sooner, she would have been
spared
a significant number of hours of the ordeal, up to a third of
the total time of the trauma which gave rise to her injury. Those
hours are, in my view, not insignificant. The agreed expert
evidence suggests that the fact that the trauma was
prolonged
,
was significant. Therefore, every moment that the applicant was
subjected to the violent assault, represents a moment in which
her
dignity, autonomy and personal security were stripped away. These
are values that go to the heart of the human condition.
Each
rape, for as long as it continues, is an individual affront on a
person’s dignity. It is not inconsequential that the
rape was
repeated for a substantially longer period.
[105]
During oral argument, counsel for the Minister submitted that
what the experts meant by “prolonged”, is that 11 hours is
already
prolonged and it cannot be said that if she had been
found earlier, she would have suffered less, because 11 hours of a
vicious repeated
rape was already “prolonged”. The essence
of this submission is simply that because the applicant had already
endured a
prolonged period of assault, the further hours of her
violation that were occasioned as a result of failure by the police
to find
her were immaterial in terms of contributing to her
psychopathological trauma. This argument fundamentally
misunderstands the
nature of rape and its resultant harm. It
also flies in the face of what Professor Subramaney stated, namely,
that had she
been found sooner, she would have suffered less trauma.
[106]
The argument by the Minister also
flagrantly disregards the fact that, on the basis of logic alone,
four and a half hours of rape
is, in itself, a lengthy period of
suffering and trauma.
As the High Court correctly held,
the SAPS’ negligent omissions meant that her exposure to the terror
and trauma of being held captive
and repeatedly raped was prolonged
for a number of hours. This negligence has to be factored in as
contributing to the “prolonged”
nature of the incident.
Therefore, based on the evidence of the expert witnesses, the
negligence of the SAPS in causing the
prolongation of the incident
carries causative weight,
notwithstanding that the assault was
already prolonged
.
[107]
Indeed, the Minister’s own expert, Dr Colin, gave evidence
in which he compared the trauma to a dose of poison. He said:
“Imagine
a poison and the higher or the
more
intense or the
more severe or the more poisonous, obviously the resultant effect
will be much worse”. He testified that the
duration of the
trauma was incredibly important in terms of the outcome for her, and
that the length of the trauma was as important
a contributor to the
effects of it as any of the other contributors, for example, the
violence, intrusion, physical damage, invasion
of privacy or denial
of freedom. On the basis of this, and other evidence, the High
Court concluded that the delay in finding
the applicant unduly
prolonged her exposure to the trauma and had a significant impact on
her psychopathological suffering. I
have to agree. The
“poison” analogy leads to an irrefutable conclusion: the longer
the exposure, the greater the trauma.
And, with reference to
the facts of this case, the duration of exposure was increased, and
the degree of trauma increased,
as a direct result of the omissions
of the SAPS. Had she been found earlier, her experience of the
trauma and its imprint in
her mind would have been shorter.
[108]
The Minister seeks to rely on Professor Subramaney’s
evidence to suggest that the diagnosis and psychopathology would have
been
the same regardless of the conduct of the SAPS. Thus, the
conduct of the SAPS made no difference. During oral argument,
his counsel contended that the applicant is unable to prove any
material contribution to her psychopathology by the longer duration
of the rape, and that, ultimately, this was something that the
experts, including her own expert, Professor Subramaney, conceded
under cross-examination. The Minister contended that the
experts could not say if the longer duration by some four and a half
hours of the rape could have made a difference. The Minister
relied on the finding by the experts that “the prolonged and
severe
trauma suffered by the applicant cannot be divided into sub-units
that are quantifiable with any level of psychological or
psychiatric
validity, as was also testified to by Professor Subramaney”.
Indeed, the Minister’s case has always been
that it would be
impossible to quantify the harm suffered as a result of the SAPS’
failure to find her and, thus, impossible to
quantify damages.
[109]
The Minister misconceives the test for causation. The
test for causation is whether, but for the negligent conduct, the
applicant
would have suffered the harm, and the expert note makes it
clear that in this case, the failures by the SAPS did materially
contribute
to the applicant’s harm. The Supreme Court of
Appeal held in
Van Duivenboden
that:
“[A] plaintiff is not required to establish a causal link with
certainty, but only to establish that the wrongful conduct was
probably
a cause of the loss, which calls for a sensible
retrospective analysis of what would probably have occurred, based
upon the evidence
and what can be expected to occur in the ordinary
course of human affairs rather than metaphysics.”
[51]
[110]
As stated above, this Court in
Lee
held that the
“but-for” test has always been flexible and the case of
Rudman
,
[52]
relied on by the applicant, supports this. In that case,
medical experts were unable to determine to what degree each of the
causal factors had contributed to the harm suffered. Yet, the
Court found that this should not result in the plaintiff being
non-suited. What the court is required to do is the best that
it can on the evidence that is available to it. Accordingly,
the applicant need not determine causation as a matter of
mathematical certainty or science, but rather, causation is
established
on a common sense weighing up of the evidence.
Thus, the Supreme Court of Appeal misdirected
itself in finding that no quantifiable psychiatric loss could be
attributed specifically
to whether the applicant could have been
found earlier and
there was no method of quantifying the
psychopathological damages suffered because of the omission.
[111]
On the investigation, the experts also agreed that “the
[applicant]’s subjective experience of the quality of the SAPS
investigation
contributes to, maintains and aggravates the
psychiatric illness”. Indeed, this was corroborated by the
evidence of Ms Norton,
the applicant’s psychologist, who
stated that whenever the applicant was forced to engage with
reminders of the trauma, such as
through the investigation and
litigation, she would experience regression to increasingly lower
levels.
This, Ms Norton testified, took
up her therapeutic space and her recovery was delayed.
Professor Subramaney also testified that the nature of
the investigation had a huge impact on her post traumatic stress
disorder
and depression. It is clear from the evidence, then,
that the nature of the investigation and the stresses of litigation,
which
were informed by the negligent omissions of the SAPS,
materially contributed to the harm suffered.
[112]
I am satisfied that the Joint Minute of experts does support a
finding that the negligent omissions of the SAPS, outlined above,
made
a material contribution to the applicant’s psychopathology and
were therefore a factual cause of the harm she suffered. As
the
High Court correctly found, it is not necessary to scientifically
quantify the measure of damage suffered as a result of the
negligent
search and investigation. That Court’s decision to hold the
Minister liable for 40% of the damages is unassailable.
[113]
Turning to legal causation, the Minister raised two
objections. First, that the harm was too remote. Second,
that the
officers could not reasonably have foreseen that their
omissions would have resulted in the applicant’s trauma. In
Mashongwa
, this Court described the enquiry into legal
causation as follows:
“No legal system permits liability without bounds. It is
universally accepted that a way must be found to impose limitations
on the wrongdoer’s liability. The imputation of liability to
the wrongdoer depends on whether the harmful conduct is too
remotely
connected to the harm caused or closely connected to it. When
proximity has been established, then liability ought
to be imputed to
the wrongdoer provided policy considerations based on the norms and
values of our Constitution and justice also
point to the
reasonableness of imputing liability to the defendant.”
[53]
[114]
Applying this test to the facts, this Court held that the
respondent in that case should be held liable because the steps
required
of it to prevent the harm would have come at no extra cost
and the conduct in the matter invoked moral indignation.
Similarly,
in this matter there is a sufficiently close connection
between the negligent omissions described above and the harm the
applicant
endured. Furthermore, much like in
Mashongwa
,
the further steps which were required would have come at no extra
cost to the SAPS. All that was required was for the SAPS
to
cover a wider area than they did with the resources already employed,
both in the search and investigations. Based on this
Court’s
strong pronouncements on the duty of all sectors of society to combat
the scourge of gender-based violence, I am of the
view that the
omissions in this case invoke moral indignation and are not too
remote to attract delictual liability.
Wrongfulness
[115]
The three-fold enquiry into wrongfulness raised by the
applicant is apposite. The three-fold test is:
(a) have
the SAPS breached a duty (under the Constitution or statute)?
(b) can
that duty be vindicated other than by means of a delictual claim
for
damages?
(c) are
there public interest considerations against imposing such liability
on the SAPS?
[116]
In response, the Minister argued that imposing liability in
these circumstances would have a chilling effect on the performance
by
the SAPS of their duties, because any mistake in the course of a
search or investigation, however minute, would result in liability.
[117]
It is trite that even if an omission is negligent it is not
per se
wrongful. Rather, whether a negligent omission is
wrongful turns on the legal convictions of the community, as informed
by
our constitutional values. Essentially, this demands an
enquiry as to whether it is reasonable to impose liability in the
circumstances.
In
Carmichele
, this Court emphasised the
obligation on the SAPS to take effective steps to eradicate all forms
of gender-based discrimination and
accepted that this is a relevant
consideration in the wrongfulness enquiry.
[54]
That gender-based violence constitutes one of the most pernicious and
systematic forms of discrimination against women in our
society is
beyond dispute. Gender-based violence sustains women’s
subordination in society and imperils the constitutional
values of
human dignity, freedom, substantive equality, and the establishment
of a non-sexist society.
[118]
It is important to note that the SAPS has conceded its
obligations towards the applicant and similarly placed individuals
who are
victims of gender-based violence. Having found that the
search and investigation were negligent, I am of the view that the
SAPS has breached its statutory and constitutional duties owed to the
applicant. This is because I do not accept the contention
that
the mistakes in the search and investigation were negligible.
In my view, the omissions outlined above are
serious
and
significant
and should for that reason be actionable.
[119]
Thus, the only matter left to be determined is whether
imposing liability may have a “chilling effect” on the SAPS’
ability
to discharge its constitutional obligations. In support
of this “chilling effect” argument, the respondent relied on the
English decision in
Hill
.
[55]
Reliance on this case was misconceived and flawed for at least two
reasons. First, the reasoning in
Hill
directly
contradicts the approach this Court took on the scope of state
liability in
Carmichele
.
[56]
Second, the courts in the United Kingdom have subsequently questioned
the correctness of the approach taken in
Hill
. In the
more recent decision of
DSD
,
[57]
contrary to what was held in
Hill
, the United Kingdom Supreme
Court emphasised the importance of the positive obligations imposed
on the police to protect members
of the public from harm and the
violation of their rights under the European Convention.
[120]
The “chilling effect” argument is also at odds with the
importance that the norm of accountability has played in the
wrongfulness
enquiry in our courts. In
Van Duivenboden
,
the Supreme Court of Appeal pointed out that while respect for
individual autonomy usually required judicial restraint in imposing
liability for omissions committed by private persons, the position
was fundamentally different for omissions committed by the
state.
[58]
In this regard, the Supreme Court of Appeal emphasised that unlike
private persons, the state has a positive obligation to
respect,
protect, promote and fulfil the rights in the Bill of Rights.
As such, the imposition of liability could rather be
seen as an
accountability enhancing measure. The same view on the norm of
accountability was recognised by this Court in
Mashongwa
.
[121]
Thus, I agree with the High Court that, if anything,
not
imposing liability would have a “chilling effect” on the ability
of survivors of gender-based violence to vindicate their rights
and
hold the SAPS liable for any secondary victimisation it has caused.
The imposition of liability in these circumstances
will also not open
the floodgates, because any potential applicant would still have to
satisfy all the elements of delictual liability,
and this would be
dependent on the facts of each case. In the instant case, the
fact that the SAPS’ shortcomings occurred
in the context of the
scourge of gender-based violence helps tip the scales in favour of
imputing delictual liability.
[122]
To hold the SAPS to account for their below-par searches and
investigations would improve the efficacy and quality of their work,
as well as build public confidence in their ability and commitment to
discharge their constitutional obligations. Preventing
gender based violence is a public policy consideration.
The Supreme Court of Appeal did not apply the wrongfulness
test in
accordance with public policy as infused with the values of the
Constitution. If it had done so, then gender-based
violence
would have formed part of its public policy analysis.
[123]
For all these reasons, in my view, the conduct of the SAPS is
wrongful.
Is
there a need to develop the common law?
[124]
The second amicus curiae argued that, in the event that this
Court finds that there is not already a heightened duty on the SAPS
in
respect of survivors of gender based violence, the
common law must be developed to this end.
[59]
In
Mashongwa
the common law was developed by replacing
the standard of a reasonable person with the standard of a reasonable
organ of state in
determining delictual liability against an organ of
state.
[60]
In my view, the common law has already been developed to cover cases
like the present. It does not need any further development.
[125]
All that is required is for the SAPS to act within the
framework that is already in place to appreciate the vulnerability of
women
and the hardship they suffer due to violent crime. The
contention by the respondent that the applicant was a difficult
complainant
to deal with is a true reflection of the failure to
appreciate the secondary trauma that victims of gender-based
violence, particularly
sexual offence victims, go through. It
is for that reason that the SAPS should approach investigations with
diligence and care,
to ensure that perpetrators are brought to book.
Survivors of gender based violence should be treated with
empathy and
be assured that the SAPS are doing their best to arrest
the perpetrators. Regular reporting is key to such treatment.
They
should be viewed as victims of serious crimes and not be
regarded as difficult complainants to appease.
[126]
In
conclusion
,
I find that the High Court was correct in holding the Minister of
Police liable. Therefore, the appeal should succeed, and
the
order of the Supreme Court of Appeal must be set aside.
Costs
[127]
Although the success of the appeal
changes the picture as to costs, something needs to be said about the
approach of the Supreme Court
of Appeal regarding costs. I
agree with the applicant that the Supreme Court of Appeal misdirected
itself on the issue of costs;
the
Biowatch
principle should have been applied.
The Supreme Court of Appeal awarded costs against the applicant based
on its finding that
this is an ordinary delictual matter which does
not raise a constitutional issue. However, this is litigation
between an organ
of state and a private party, and it raises a
genuine constitutional issue; that is the vindication of
constitutional rights and
the constitutional duties of the SAPS.
I do not think that this matter or the conduct of the applicant
constituted an abuse
of the court process. Costs orders like
the one made by the Supreme Court of Appeal will have a chilling
effect and lead to
a culture of silence. Part of the social
effort to eradicate the scourge of gender-based violence must be to
encourage victims
to raise their voices.
[61]
Courts must avoid discouraging victims but should rather protect
victims who choose to litigate, in the knowledge that they
do so in
the face of a real chance of being re victimised by the judicial
scrutiny of their past trauma. Public policy
considerations in
relation to gender-based violence, in my view, enjoin this Court to
apply the
Biowatch
principle.
Remedy
[128]
The order of the Supreme Court of
Appeal falls to be set aside and the order of the High Court should
stand. The respondent
should pay the costs of the applicant,
including costs of two counsel.
Order
[129]
In the result, the following order is made:
1.
Leave to appeal is granted.
2.
The application by the first amicus curiae, Centre for
Applied Legal
Studies, to lead further evidence, is granted.
3.
The appeal is upheld.
4.
The order of the Supreme Court of Appeal is set aside
and is
substituted with the following:
“The appeal is dismissed.”
5.
The Minister of Police must pay the costs of the applicant
in the
Supreme Court of Appeal and in this Court, including the costs of two
counsel, where applicable.
THERON J (Majiedt J
concurring):
[130]
I have had the pleasure of reading the
judgment of my Brother Tlaletsi AJ (first judgment) and
that of my Sister Pillay
AJ (third judgment). I agree with the
first judgment. I write separately to provide additional
reasons in support
of the first judgment’s findings on wrongfulness
in respect of the investigation.
[131]
Two preliminary points are necessary.
First, the applicant did not contend that our law should be developed
so that the Minister
can be held directly liable for the SAPS’
officers’ alleged negligent omissions. I do not understand
the High Court or
the first judgment to have silently developed
the law in this way. Rather, it was simply never placed in
dispute that,
if the SAPS’ officers conducted themselves
negligently and wrongfully, the Minister could be held vicariously
for the resulting
harm. Given the facts of this case, I do not
consider it prudent or necessary to consider whether the time has
come for our
law to recognise that the state can be held directly
liable in delict for the conduct of its officials.
[132]
Second, for purposes of the enquiry into
wrongfulness, it is important to distinguish the search and the
investigation. In respect
of the former, our courts have long
recognised that a negligent omission by a SAPS official in the
exercise of his or her duties,
which results in a third party causing
a plaintiff bodily harm, is actionable in delict.
[62]
I can conceive of no cogent reason why a negligently conducted
search, which has the result that a person suffers prolonged
harm at
the hands of an assailant, falls outside of the ambit of this
established principle. I thus add nothing in respect
of my
Brother Tlaletsi AJ’s findings in respect of the wrongfulness of
the SAPS’ negligent omissions in the course of the search.
By
contrast, the contention that the SAPS can be held liable in delict
for a negligently conducted investigation which causes a complainant
psychiatric injury is novel. Our courts have expressly left
open whether negligently conducted investigations which cause harm
are wrongful.
[63]
And, as I detail below, there are competing considerations, reflected
in foreign jurisprudence, which suggest that we should
proceed
cautiously in imposing liability for negligently conducted
investigations.
[133]
English courts have refused to recognise the existence of a
legal duty of care in respect of the police’s investigative work.
In the leading case of
Hill
,
[64]
the House of Lords held that to impose liability for negligently
conducted police work might encourage “defensive policing”,
in
which police refuse to take risks lest this attract liability.
The Court held further that to impose liability would mean
that
police resources are wasted in the defence of legal suits, and would
impermissibly involve courts in an adjudication of matters
which lie
at the heart of police discretion including how available resources
should be deployed and whether particular lines of
enquiry should or
should not be pursued.
[134]
Similar considerations
influenced the House of Lords’ decision in
Brooks
.
[65]
In considering whether liability should be
recognised in a case where police negligence in an investigation
negatively affected a
complainant’s psychological state, Lord Steyn
reasoned:
“It is, of course, desirable that police officers should treat
victims and witnesses properly and with respect . . . [b]ut to
convert
that ethical value into general legal duties of care on the
police towards victims and witnesses would be going too far.
The
prime function of the police is the preservation of the Queen’s
peace. The police must concentrate on preventing the commission
of crime; protecting life and property; and apprehending criminals
and preserving evidence.
. . .
By placing general duties of care on the police to victims and
witnesses the police’s ability to perform their public functions
in
the interests of the community, fearlessly and with despatch, would
be impeded. It would, as was recognised in
Hill
, be
bound to lead to an unduly defensive approach in combating
crime.”
[66]
[135]
Australian courts have adopted a similar approach. In
Sullivan
,
[67]
for instance, the Australian High Court refused to recognise that the
police owed a duty of care to a parent, who was investigated
for
sexual offences which he had allegedly committed in respect of his
child.
[68]
The Court held that a duty of care could not be recognised in such
circumstances, because it would saddle the police with inconsistent
obligations: on the one hand, they would be duty-bound to thoroughly
investigate allegations of sexual offences. On the other,
the
police would be required to interrogate suspects of such offences
with caution.
[136]
It is of course true that
Hill
does not provide for a
blanket immunity in respect of delictual liability for negligently
conducted police work. This was clarified
recently by the
Supreme Court of the United Kingdom in
Robinson
,
[69]
where that Court explained that
Hill
merely provides for a
guarded and circumspect approach to imposing liability on the police
for negligent investigations. To
this extent, therefore, the
Hill
and
Brook
s dicta are consistent with the approach
to wrongfulness endorsed by this Court in
Carmichele
.
[137]
There are, however, two considerations which, in my view, mean
that we must nonetheless approach these dicta with caution.
First,
English law does not recognise the so-called norm of
accountability and thus draws no distinction between private and
state parties
in respect of delictual liability.
[70]
As my Brother Tlaletsi AJ explains, that is not so in our law.
The norm of accountability provides that, unlike in respect
of
private litigants, the state’s negligent harm-causing omissions are
wrongful, absent an alternative means of holding the state
to
account, or a compelling countervailing consideration.
[71]
For this reason, while English law does not immunise police from
delictual liability, it is nonetheless doubtful that courts
in the
United Kingdom, and those elsewhere that adopt a similar approach,
would hold the police liable in delict in the broad range
of
circumstances in which our courts have done so.
[72]
[138]
Second, the policy arguments which undergird
Hill
and
Brooks
are speculative, have been trenchantly questioned by
the Canadian courts,
[73]
and have been recently undermined by the Supreme Court of the United
Kingdom itself.
[74]
In
Hamilton Wentworth I
, a decision of the Ontario Court
of Appeal, it was held in respect of the “defensive policing
argument” that:
“The assertion that the imposition of a legal duty of care on the
police with respect to their criminal investigations will cause
the
police to change the way they perform their professional duties is,
in my view, both unproven and unlikely. Surgeons do
not turn
off the light over the operating room table because they owe a duty
of care to their patients. They perform the operation,
with
care. The owners of summer resorts do not lock the gates
because they owe a duty of care to their customers. They
open
their resorts and take care to make them safe. In short, the
‘chilling effect’ scenario painted fairly vividly in
Hill
and
Brooks
is, in my view, both speculative and
counterintuitive.”
[75]
[139]
The Court explained further
:
“[T]he Law Lords’ concern that the existence of a duty of care
will divert police time and resources from the investigation of
crime
to a defence of the investigation at a later time (‘reopened and
retraversed’) is simply not borne out by the Canadian
experience.
In Canada, a duty of care exists in two provinces, Ontario and
Quebec. In neither province have the floodgates
opened.”
[76]
[140]
On appeal to the Supreme Court of Canada, similar concerns
were expressed.
[77]
That Court explained that
:
“
The best that can be said
from the record is that recognising a duty of care owed by police
officers to particular suspects led to
a relatively small number of
lawsuits, the cost of which are unknown, with effects on the police
that have not been measured. This
is not enough to negate the
prima facie duty of care established at the first stage of the
Anns
test.”
[78]
[141]
Of course, our law does not recognise the
Anns
test,
[79]
and there is therefore no question in this case of the police being
required to negate a prima facie finding of wrongfulness.
Nonetheless, as in
Hamilton-Wentworth II
, we have been
presented with scant evidence to substantiate the contention that to
impose delictual liability for a negligently conducted
investigation
would materially denude the effective functioning of the SAPS.
[142]
Tellingly, in
DSD
, the Supreme Court of the United
Kingdom expressed similar scepticism over the
Hill
and
Brooks
policy arguments. That Court held
:
“[T]he claim that to ‘re-visit such matters step-by-step by way
of litigation . . . would inhibit the robust operation of police
work
. . . divert resources from current inquiries [and act as a
deterrent] not a spur to law enforcement’ is unsupported by any
evidence. . . . Carrying out police investigations efficiently
should not give rise to a diversion of resources. On the
contrary, it should lead to more effective investigation of crime,
the enhancement of standards and the saving of resources. There
is no reason to suppose that the existence of a right under article 3
to call to account egregious errors on the part of the police
in the
investigation of serious crime would do other than act as an
incentive to avoid those errors and to deter, indeed eliminate,
the
making of such grievous mistakes.”
[80]
[143]
There are, of course, important differences between
DSD
and the case before us. Amongst others, that case was brought
in terms of the Human Rights Act,
[81]
and not as a claim in delict. However,
DSD,
and the
other authorities referred to, nonetheless provide four important
points of guidance. First, in the absence of substantiating
evidence, we must approach the
Hill
and
Brooks
policy
arguments with trepidation.
[144]
Second, and relatedly, though a plaintiff bears the onus of
proof in respect of wrongfulness, if the state as defendant intends
to
rely on the possible deleterious effect of imposing liability on
its operations in order to rebut a finding of wrongfulness, it must
put up evidence to substantiate such a claim. In this case, the
Minister failed to do so.
[145]
Third, the SAPS’ negligent harm-causing omissions ought not
to be recognised as wrongful if to do so would saddle the SAPS with
mutually inconsistent duties. That is not the case here.
The duty which the first judgment recognises is simply the duty
that
the SAPS conduct investigations non-negligently. That duty is
entirely consistent with the SAPS’ various other duties.
[146]
Finally, and importantly, it is not every negligent omission,
which occurs during the course of a police investigation and which
causes
a complainant psychiatric injury, that will attract delictual
liability. In most cases, it will only be egregious errors
which
do. In
DSD
, this requirement was derived from an
interpretation of article 3 of the European Convention on Human
Rights.
[82]
In our law, however, this most naturally flows from the requirements
of legal causation and negligence. This is because
it will
rarely be the case that it is reasonably foreseeable that isolated
instances of mere negligence, in an otherwise effectively
conducted
investigation, will cause a complainant psychiatric injury.
Moreover, while the policy considerations in
Brooks
and
Hill
might be overstated, it is nonetheless true that the SAPS’
investigative work might well be adversely affected if it can be
dragged
to court by hyper-sensitive complainants.
[147]
I accept that “egregious” is a vague term and its
application calls for a value judgment. The precise contours of
that term
are, in my view, best worked out on a case by case
basis. Nonetheless, at its core, the requirement that the
errors
be egregious to attract liability indicates that mere
negligence during the course of a police investigation will not
suffice.
In this case, the SAPS indeed made egregious errors
during the course of its investigation. Most notably, it
inexplicably failed
to view CCTV footage of the Kings Beach parking
lot in the hours immediately following the applicant’s escape.
It matters
not that that footage was provided to the complainant.
Crucial investigative work should not be outsourced to survivors of
violent crime, least of all survivors of sexual crimes. Nor
does it matter that the footage would not have led to the capture
of
the assailant or assailants. As my Brother Tlaletsi AJ holds,
in a matter such as this, the SAPS’ duties in respect of
an
investigation are about means and not results.
[148]
For these reasons and those set out in the first judgment, I
support the decision to uphold the appeal.
PILLAY AJ
(Mogoeng CJ and Jafta J concurring):
Introduction
“
[V]ictims of rape, as a class of vulnerable
people in our society, ought to have a reasonable expectation that
their cases are taken
seriously enough to be investigated properly
and tried at a standard that the guilty do not wriggle free because
of an uninsightful
and superficial attention to details by those who
are responsible to protect them.”
[83]
[149]
The lament above is all too familiar amongst judicial
officers. Burgeoning gender-based violence cases continue to
clutter court
rolls at an alarming rate. Secondary
victimisation is as commonplace as suicidal tendencies amongst
victims.
So ubiquitous is gender-based
violence and, often, so inadequate is the SAPS’ response to it that
I take judicial notice of this
social scourge and constitutional
relapse.
One too many violent crimes go unpunished as
inefficiencies in the police services proliferate. Our
collective abhorrence
is aptly articulated in the main judgment, with
able assistance from the amici. Unwaveringly I agree with
similar sentiments
of my Colleague, Tlaletsi AJ, on whose
coattails I ride for the background, chronology and litigation
history. But is
this that kind of a case?
[150]
Jurisdiction poses no difficulties. This Court has
jurisdiction. Wrongfulness of the conduct of members of the
SAPS, who
have obligations under section 205(3) of the
Constitution, raises constitutional questions. Furthermore, the
applicant
invites this Court, not only to interpret and develop the
common law in terms of section 39(2), but also to recognise that
the
social scourge of gender-based violence imposes a heightened duty
of care upon the police. Sections 7(2), 10, 12(1)(c), 39(2)
and
205(3) of the Constitution are at issue.
[151]
However, whether leave to appeal should be granted is
controversial. If the Supreme Court of Appeal erred in
overturning the
High Court on findings of fact, then this Court must
itself tread a similar path of fact finding to determine whether the
conclusions
reached by the courts below are justified. On the
one hand, for an appellate court to overturn the findings of fact and
credibility
made by the court of first instance is exceptional.
[84]
The rationale for this general rule is that, being steeped in the
trial, the court of first instance would have the opportunity
to
observe the demeanour, “appearance and whole personality” of
witnesses and would thus be better placed than the appeal courts
to
test and evaluate the evidence against impressions created by
witnesses.
[85]
[152]
On the other hand, this Court’s oversight is required to
assess the conduct of the police for compliance by the SAPS with its
constitutional
obligations. In this case, the complaints are of
wrongful conduct by omission and therefore scrutinising the facts is
inevitable.
Facilitating the phenomenal scale of this
enterprise, given the voluminous evidence generated over the
five-week trial, is the fact
that credibility and the material facts
are either not in dispute or are self-evident from the record.
What is in dispute are
the inferences to be drawn from the facts.
In these circumstances, deference to the findings of fact of the High
Court would
be slavish. Therefore leave to appeal must be
granted.
Issues
[153]
The complaints about conduct are a
series of omissions. The issues are whether the SAPS breached
its legal duty towards the
applicant in the way that its members
searched for her and investigated her complaint of abduction and
rape. If I find no unlawful
omissions, then I must also find
that the SAPS did not breach its legal duty. That will be the
end of the enquiry. Then
wrongfulness would typically have
acted “as
a break on liability”.
[86]
But,
if there were omissions and they
impaired or flawed the searches and investigations, imputing
liability against the SAPS must follow
but only if it is reasonable
to do so.
Wrongfulness
[154]
An enquiry into wrongfulness begins
by establishing whether the SAPS was under a legal duty to act
positively to prevent the harm
suffered by the applicant.
[87]
If there was a duty, then the enquiry moves on to determine whether
that duty was breached. If it was breached, then
unless the
respondent proves a ground of justification, wrongfulness will be
established. If wrongfulness is proved, then it
must be further
established that imposing liability would be reasonable. If
wrongfulness of conduct is not proved, then the
SAPS will not be
liable,
[88]
even if the other three elements of delictual liability – fault,
causation and harm – are present.
[89]
However, the same facts sometimes serve as proof of the other
elements of delict.
[90]
Notwithstanding this, wrongfulness is a discrete requirement reserved
for the assessment of conduct.
[91]
Considering that the complaints are a series of omissions,
investigating wrongfulness and the reasonableness of imposing
liability
would be dispositive of the appeal.
[155]
Wrongfulness
is presumed if a
positive act causes physical injury.
[92]
No such presumption arises in the case of an omission. An
omission will be wrongful if a legal duty rests on a defendant
to act
positively to prevent harm, the defendant fails to fulfil that duty,
and such failure results in harm to a plaintiff.
An omission
alone is not wrongful. For liability to follow, a wrongful
omission must also be culpable or blameworthy of harm.
[93]
Confirming these general principles is the holding of this Court in
Mashongwa
that liability follows an omission or negative conduct when there is
a pre existing duty, such as the failure to provide safety
equipment to employees in a factory.
[94]
[156]
It must be reasonable
[95]
to impose delictual liability on the respondent for the loss caused
by an omission.
[96]
Assessing reasonableness for purposes of a wrongfulness enquiry has
nothing to do with the reasonableness of the respondent’s
omissions, which implicate negligence and causation. Rather,
reasonableness in relation to omissions takes into account public
and
legal policy, which in turn must be “informed by the norms and
values of our society, embodied in the Constitution”.
[97]
Enquiring into wrongful conduct means delving into whether the
boni mores
,
constitutionally understood, regard imposing liability as
acceptable. Based on the duty not to cause harm, but to respect
rights, the enquiry questions the reasonableness of imposing
liability.
[98]
This approach combines the traditional common law
boni
mores
criteria with the reasonableness
test derived from the Constitution, which this Court adopted in
Le
Roux
:
“
In the more recent past our courts have come to
recognise, however, that in the context of the law of delict: (a) the
criterion of
wrongfulness ultimately depends on a judicial
determination of whether – assuming all the other elements of
delictual liability
to be present – it would be reasonable to
impose liability on a defendant for the damages flowing from specific
conduct; and (b)
that the judicial determination of that
reasonableness would in turn
depend on
considerations of public and legal policy in accordance with
constitutional norms
.
Incidentally, to avoid confusion it should be borne in mind that,
what is meant by reasonableness in the
context of wrongfulness has nothing to do with the reasonableness of
the defendant’s conduct,
but it concerns the reasonableness of
imposing liability on the defendant for the harm resulting from that
conduct
.”
[99]
(Own emphasis.)
[157]
Wrongfulness is an
ex
post facto
(after the fact)
evaluation.
[100]
Therefore, foreseeability is not normally a factor.
[101]
Notwithstanding this, subjective foreseeability could be relevant in
determining wrongfulness
ex post facto
in a particular case.
[102]
If a police officer knew or subjectively foresaw that the applicant
would suffer harm because of his conduct, it must be considered
in
determining the wrongfulness of his omissions.
[103]
[158]
On using hindsight, in the context
of the legal duty of prosecutors,
Carmichele
cautioned as follows
:
“
In considering the legal duty owed by a
prosecutor either to the public generally or to a particular member
thereof, a court should
take into account the pressures under which
prosecutors work, especially in the magistrates’ courts.
Care
should be taken not to use hindsight as a basis for unfair criticism
.
To err in this regard might well have a
chilling
effect
on the exercise by prosecutors
of their judgment in favour of the liberty of the individual.
That
said, each case must ultimately depend on its own facts.”
[104]
(Own emphasis.)
[159]
In
Mashongwa
,
this Court went further to affirm that it is
reasonable to impute liability to an organ of state, but favoured
enquiring into “whether
imposing liability for damages is likely to
have ‘a chilling effect’ on the performance of government
functions.”
[105]
Boldly chipping at the “chilling effect” defence against
delictual liability, this Court had already applied the Constitution
and its values to hold in
Carmichele
:
“
Fears expressed about the chilling effect such
delictual liability might have on the proper exercise of duties by
public servants
are sufficiently met by the proportionality exercise
which must be carried out and also by the requirements of
foreseeability and
proximity. This exercise in appropriate
cases will establish limits to the delictual liability of public
officials.
A public interest
immunity excusing the respondents from liability that they might
otherwise have in the circumstances of the present
case, would be
inconsistent with our Constitution and its values.
Liability in this case must thus be
determined on the basis of the law and its application to the facts
of the case, and not because
of an immunity against such claims
granted to the respondents
.”
[106]
(Own emphasis.)
[160]
The breach of a statutory duty
resulting in harm is prima facie wrongful. To prove
wrongfulness where a statutory duty exists,
the applicant must prove
that the relevant statutory measures provided her with a private law
remedy; that she is a person for whose
benefit and protection the
statutory duty was imposed; that the nature of the harm and the way
it occurred are such as are contemplated
by the enactment and that
the SAPS in fact transgressed the statutory provision.
[107]
[161]
In
Mashongwa
,
this Court had to rule on the liability of an organ of state and
determine “whether the legislation’s scheme is primarily about
protecting individuals or advancing public good”
[108]
was a consideration. Unlike in
Mashongwa
,
the Constitution imposes specific duties on the SAPS, so that
protecting individuals and advancing the public good are not binary
and mutually exclusive goals.
Undeniably,
the special relationship that exists between a police officer and a
citizen, like that between an officer of the law and
a prisoner,
[109]
establishes a legal duty (outlined below) to prevent harm. When
wrongfulness rests on a series of alleged omissions,
what the
SAPS did must be established first, before deducing from that,
whether what they omitted to do, if anything at all, amounts
to
wrongful omissions. A piecemeal assessment of only particular
omissions will miss out on painting a proper picture of what
was
done, against which, what was omitted must be adjudicated.
Duty to act
[162]
The
SAPS has a duty under section
205(3) of the Constitution “to prevent, combat and
investigate
crime, to maintain public order, to
protect
and secure the inhabitants of the Republic and their property, and to
uphold and enforce the law”. Under section 7(2)
of the
Constitution, the state must respect, protect, promote and fulfil the
rights in the Bill of Rights. Pertinent to this
case are the
rights to human dignity
[110]
and freedom and security of the person.
[111]
Section 13(3)(a) of the SAPS Act provides that “a member who
is obliged to perform an official duty, shall, with due
regard to his
or her powers, duties and functions, perform such duty in a manner
that is
reasonable in the
circumstances
”.
[163]
To
reinforce
these
constitutional and statutory obligations, the SAPS’ Code of Conduct
is a commitment to create
“
a safe and
secure environment for all people in South Africa” by—
“
investigating criminal conduct which has endangered the safety
or security of the community and bringing the perpetrators thereof
to
justice
.”
[112]
(Own emphasis.)
[164]
Pertinently, the SAPS’
Instruction
[113]
which targets gender-based violent crimes directs:
“
Any person who reports the alleged commission
of a sexual offence to a member must be treated in a professional
manner and must be
reassured that the report is viewed in a serious
light and will be thoroughly investigated.”
[114]
[165]
The Instruction was issued to ensure
that “[t]he SAPS renders a professional service to victims in the
investigation of [sexual]
offences . . . and [will] assist victims in
this regard”.
[115]
It seeks to alert members of the SAPS to the secondary trauma
experienced by victims of sexual offences and urges them to be
sensitive when interviewing and assisting victims. Informing
the victim on a regular basis of the progress of the investigation
is
also imperative.
[116]
The Instruction details the role of the investigating officer.
[117]
Members are instructed on how to preserve and package evidence
taken from the body of the victim for dispatch to the Forensic
Science
Laboratory.
[118]
Importantly:
“
Upon receipt of a control sample, the sample
must be handed over to the Forensic Science Laboratory as soon as
possible. A letter
must then be obtained from
the
prosecutor
concerned in which
the
prosecutor requests that a DNA analysis be conducted on the samples.
This letter must be handed over to the Forensic Science Laboratory as
soon as possible and a copy of the letter must be filed
under part
“B” of the docket.”
[119]
(Own emphasis.)
[166]
Regarding identification, the
“investigating officer must ensure that an identification parade is
held in the circumstances provided
for and in accordance with the
provisions contained in the National Instruction on Identification
Parades”.
[120]
[167]
Under international law, South
Africa has a duty—
“
to prohibit all gender-based discrimination
that has the effect or purpose of impairing the enjoyment by women of
fundamental rights
and freedoms and to take reasonable and
appropriate measures to prevent the violation of those rights.
The police is one of
the primary agencies of the state responsible
for the protection of the public in general and women and children in
particular”.
[121]
[168]
Preventing and combating
gender-based violence described in the legal instruments above
articulates public and legal policy about
police conduct.
Undoubtedly, the SAPS has a constitutionally mandated duty to
search for and protect victims of crimes and
to investigate
crimes.
[122]
In
K
, this
Court went further to identify trust in the police as the greater
good to be gained from the police doing their duty
:
“
Our Constitution mandates members of the police
to protect members of the community and to prevent crime. It is
an important
mandate which should quite legitimately and reasonably
result in the trust of the police by members of the community.
Where
such trust is established, the achievement of the tasks of the
police will be facilitated. In determining whether the Minister
is liable in these circumstances, courts must take account of the
importance of the constitutional role entrusted to the police and
the
importance of nurturing the confidence and trust of the community in
the police in order to ensure that their role is successfully
performed.”
[123]
[169]
The Supreme Court of Appeal re-enforced the protection of
women by stating that:
“The constitutional obligations to prevent crime and to protect
members of the public, particularly the vulnerable, such as Ms
K,
must enjoy some prominence.
Ms K
has the constitutional right to freedom and security of the person,
provided for in section 12(1) of the Constitution. She
also has
the constitutional right to have her inherent dignity respected and
protected.”
[124]
(Footnotes omitted.)
Heightened
duty and developing the common law
[170]
The ubiquity of gender-based
violence induces an overwhelming sense that more must be done to
prevent, deter and investigate such
crimes. Hence the call on
the Court to develop the common law and to impose a “heightened
duty” on the police to combat
such crimes.
[171]
In my view, there is no shortage of
prescripts elevating the legal duty of police officers to combat
crime generally and gender-based
violence specifically. The
SAPS’ legal duty starts with section 205 of the Constitution.
It continues in section 13(3)(a)
of the SAPS Act and the
Instruction. Then the slew of judge-made laws developed the
common law to hold the police, prosecutors
and organs of state liable
for wrongful omissions resulting in harm. Thus, it is not for
lack of law imposing legal duties
on the SAPS that police services
unravel. Making more laws will be the wrong place to search for
remedies to flick the switch
on inefficiencies in the police
services.
[172]
However, if “heightened duty”
means a strategic approach to targeting gender based violence, I
would agree unreservedly.
Central
to
such an approach would be DNA testing by the SAPS’ Forensic Science
Laboratories. At the pre-trial conference, it became
common
cause that once a DNA profile of any suspect is obtained, it is
automatically logged on to a computerised national DNA database
by
the SAPS Forensic Science Laboratories. If a future analysis
matches the DNA profile of a previously logged one, the
analyst
would be alerted. The investigating officer of the older,
unsolved case would be notified that a possible suspect in
his case
has been located to be further investigated. The DNA of repeat
offenders of sexual offences is bound to surface during
forensic
testing. Once an offender is identified through DNA, his range
of possible defences against sexual offence charges
would be
narrowed. Consent of the victim would be the focus. This
would have a domino effect of bolstering efficiencies
in the
administration of justice. Therefore, submitting DNA for
testing and maintaining a database of offenders cannot be
over-emphasised.
Similarly, having efficient, responsive
forensic laboratory services is indispensable to a successful
strategy for combating
gender-based violence. However, a
heightened duty would not authorise harvesting DNA randomly for no
better reason than people
are homeless and dwelling in bushes around
Kings Beach. That would cross the line of propriety.
[173]
Delays in the under-resourced
Forensic Science Laboratories, a fact I take judicial notice of,
impact directly on the capacity of
the SAPS to identify and pin down
perpetrators. Being a scourge, gender-based violence complaints
cause backlogs in the laboratories.
Back in February 2011, four
months was the lead time that the Forensic Science Laboratories
requested if reports were needed for
court. In this matter,
getting tests done within a week was an aberration induced by the
urgency of the matter already being
in court and the applicant
requesting a report from the SAPS during discovery proceedings in the
civil trial.
[174]
The 2020 publication of the
National Strategic Plan on Gender-based Violence and Femicide
[125]
(the Plan), endorsed by the President of South Africa, recognises the
importance of forensic testing DNA samples. The Plan’s
Emergency Response Action Plan identifies “clearing backlog of all
DNA samples at forensic laboratories related to GBVF [gender-based
violence and femicide] especially sexual offences cases . . . [and]
prioritising GBVF cases to clear the backlog”.
[126]
[175]
In these circumstances, a heightened
duty does not require more rules. Certainly not judge-made
rules, if that is what the applicant
and the amici have in mind.
Instead, a heightened duty must refer to, for instance, consequence
management of the police to
be attentive to their responsibilities,
and intervening strategically to execute their well-known legal
duties. The Forensic
Science Laboratories must also clear
backlogs and expedite reports on specimens tested. Accordingly,
I find no basis upon which
to impose a heightened duty beyond that
which is already recognised in law.
Submissions on wrongfulness
[176]
In response to the directions
calling for submissions on wrongfulness and costs, the applicant
limited her causes of action to six
categories of omissions covering
the searches for the applicant the night she was raped and the
ensuing investigations. The
respondent denied that there were
any negligent omissions on the part of the SAPS.
[177]
The applicant’s causes of action,
summarised in the first judgment, place this dispute squarely within
the ambit of a private law
claim for damages. It is not a
public interest law dispute in which the cause of action is an
omission by the SAPS and the
remedy sought is not compensation but
providing a safe environment at Kings Beach, free of rapists and
thieves. Therefore,
the personal interests of the applicant in
a successful outcome, is a material context for assessing the
evidence.
[178]
Below, the analysis of the
applicant’s final submissions on wrongfulness and costs will take
the format of deconstructing each complaint
under the broad headings
of “the searches”, “investigating the ‘bush dwellers’”,
“viewing the CCTV footage” and “testing
DNA”. Each
complaint will be examined first against what the SAPS did before
considering what it omitted to do. It
will soon become apparent
that the case pleaded is not the same as the one pursued in this
appeal. Notwithstanding this, I
accept the invitation from the
applicant to examine every complaint. Omissions to perform
constitutional and statutory duties
are so serious that shortcomings
in the pleadings should not stand in the way if the evidence allows
an inquiry into substance.
The searches
Foot search
[179]
In this appeal, the applicant
submits that the officers who arrived on the scene before W/O Gerber
did not conduct a foot search
for the 45 minutes that they waited for
his arrival. If they had walked up the beach and searched the
area from “F” to
“G”
[127]
by walking along the dunes and shining their torches into the
clearings in the bushes, they would have found the applicant.
So the applicant submits.
[180]
Context matters. It was dark, nearing midnight.
The SAPS had no clue as to where the applicant was. They could
not
be certain that she was even in the vicinity of where her vehicle
was found. She might have drowned. There was not much
information to work with. Considering the circumstances in
which the applicant went missing, there was some urgency to find
her
to avert harm. Strategically, W/O Gerber, and subsequently
Mr Smith, focused their searches along the high water
mark,
in case she had drowned, and in the vegetation on the sand dunes, in
case she was concealed in that vicinity.
[181]
In the applicant’s Notice of Intention to Institute Legal
Proceedings (Notice) dated 13 August 2012, which was served on the
respondent
in terms of section 3 of the Institution of Legal
Proceedings Against Certain Organs of State Act,
[128]
the applicant did not include as an omission
any
failure by
the police to search for her. In her Amended Particulars of
Claim dated 13 May 2014, she alleged that the police
considered it
“too dangerous to enter the bushes” and called off the search
despite having a police dog to assist with the search.
And when
she amended her Particulars of Claim finally, as late as 6 February
2018, about a week before the trial was due to commence,
it was
to
allege that the SAPS breached its duty to protect her “by failing
to search the area in the vicinity of the carpark at Kings
Beach,
particularly the sand dunes”.
[182]
In response to a request at pre-trial, the respondent
indicated that it had every intention of adducing at the trial the
evidence
of the police officers who arrived first at the parking area
and searched the area at “M”, the clearing approximately
20 metres
from the beach and 350 metres from the carpark, where
she said she had been held captive.
[183]
However, at the inspection
in loco
conducted at the
start of the trial on 15 February 2018, the respondent
disagreed that “the place pointed out by the
applicant’s counsel
[was] the place where the applicant was raped, and took the court to
approximately point F”. In the
photograph of the applicant,
taken on the morning after the incident, she was depicted as pointing
out the spot where she had been
raped. That spot was “probably
closer to where the vegetation could be seen after the bend in the
palisade fencing near point
F.” Regarding the applicant’s
counsel pointing out “M” as the place where she had been raped,
the respondent’s counsel
showed that there were no bushes, unlike
near “F”. The absence of bushes at the time of the incident
was confirmed by an
aerial photograph of the terrain taken by a
registered surveyor, A D Hemsley in 2011.
[184]
Thus it became common cause at the start of the trial that the
applicant was at “F2”, a bushy area some 700 metres from the
carpark,
and not at “M” as she had indicated. Once the
applicant clarified that her complaint related to no search being
conducted
at “F2”, the respondent considered it unnecessary to
call any of the officers who had arrived first on the scene.
Consequently,
it led no evidence of foot searches before
W/O Gerber arrived.
[185]
The High Court concluded that the actions of the SAPS “fell
below the standards reasonably expected of them” because the “SAPS
members could have, but did not, conduct the most basic foot
searches”.
[129]
In contrast, the Supreme Court of Appeal noted that “the late
confirmation [of the location of “F2”] did not prejudice
the
police in the conduct of their defence.” Disagreeing with the
finding of the High Court, it found that the police
took all
reasonably practicable and appropriate precautions to carry out an
effective search for Ms K. No negligence concerning
the search
was proved. Effectively, the Supreme Court of Appeal rejected
the High Court’s finding that the respondent
should have led
the evidence of the officers who arrived first on the scene.
[130]
[186]
I agree with the finding of the Supreme Court of Appeal.
Undertaking a foot search was an obvious, perhaps even intuitive
first
step. Considering that “M” was close to and in front
of the carpark, it cannot confidently be inferred that the police
were so unreasonable and derelict in their duties as to have not
searched at “M”. Additionally, there were no bushes at
“M”. The allegations that the police were scared to venture
into the bushes did not apply to a search at “M”.
Therefore, proving a foot search at “M” rather than at “F”
would have been easier for the respondent. As the police
had to
undertake costly searches subsequently, it is incomprehensible that
they would not have undertaken the most basic, least costly
search at
no risk to their personal safety. After the respondent assisted
the applicant to correctly locate the hideaway at
“F2”, for the
applicant to insist that the SAPS should have searched at “M” is
ingratitude at best.
[187]
Militating against the inference that no basic search was
conducted are (a) the pre-trial minute in which the respondent
signalled
its intention to lead the evidence of searches at “M”
and (b) counsel’s explanation for ultimately not leading the
evidence,
namely, that he considered it to have become irrelevant.
This is not an instance of no evidence but an election not to
lead
evidence of a foot search because the evidence had become
irrelevant. In the interests of curtailing an already
protracted
trial, the explanation is reasonable. Relying on
these factors is sound. In contrast, relying on W/O Gerber’s
after the fact “impression” that no foot search had been
conducted prior to his arrival is inadmissible hearsay. As for
the applicant’s claim that the police should have walked up the
beach and searched the area from “F” to “G” by walking
along
the dunes and shining their torches into the clearings in the bushes,
that was easier said than done without a search and rescue
dog. Both
experts for the applicant, former policeman Messrs Engelbrecht and
Olivier, agreed that using a police dog for the
search in the bushes
was correct in the circumstances. Bearing in mind that the
applicant bears the onus of proof, she does
not scale the hurdle in
proving any omission, let alone a wrongful omission by the SAPS not
undertaking a foot search at either “M”
or “F” to “G”.
Additionally, having failed to include as an omission any failure by
the SAPS to search for her in her
Notice, establishing a causative
connection between the alleged failure to search and harm to the
applicant and damages would be
contrived. This observation
would apply to all the searches.
Dog search
[188]
In this appeal the applicant submits that W/O Gerber did not
search the area from “F” to “G” with his dog, even though he
was aware of the area beyond “F”. “He stopped the dog
some 20 metres short of F”. So the applicant submitted.
[189]
Since the trial, the applicant’s complaint has morphed from
an allegation about the police not searching on foot near the
carpark,
into an allegation that they did not search the area between
“F” and “G”, a fact that she had not pleaded. In this
appeal, the applicant persists that if the SAPS had searched between
“F” and “G”, they would have found her and that the
rape
would have ended sooner and not continued for approximately four
hours longer.
[190]
The evidence was that for his initial search, W/O Gerber drove
his four-wheel drive vehicle with its blue lights and siren switched
on to alert the applicant that the police were looking for her.
He searched the shoreline driving along the high water mark,
up to
“G1”, close to the harbour wall. Interestingly, to get to
“G1”, W/O Gerber had to drive beyond “F2”,
which was
inland and away from, but parallel to, the high water mark.
According to W/O Gerber, his siren could have been heard
at point
“F2”. However, the applicant testified that she did not
hear any sounds of police personnel or dogs in her vicinity.
[191]
Having checked for her possible drowning, W/O Gerber then
searched on foot with Kojak, a dog that was trained to find people,
dead
or alive. Based on the direction of the wind, he adopted a
search pattern called the “saw tooth” or “zig-zag” method.
W/O Gerber, identified and, with Kojak, searched the dunes
within “FEDR”, forming a sort of trapezoid over the sand dunes.
At the trial, this search method and the use of a dog earned the
approval of Mr Olivier. W/O Gerber searched the dunes,
commencing close to the carpark. To catch the scent cone of a
human, Kojak had to be downwind. Kojak worked off leash.
W/O Gerber did not walk up to “F” because Kojak had been
there. He called Kojak back
after
it had checked “F”
at the boundary fence.
[192]
The High Court found that W/O Gerber “should have walked up
to point “F” to make sure there was no point beyond this to
search”,
[131]
and that his failure to walk from “F” to “G” was “a
significant and glaring omission”.
[132]
Although the High Court found W/O Gerber to be an honest
witness with a plausible explanation, it also found that
he
demonstrated shortcomings in the way he undertook this search.
It rejected W/O Gerber’s explanation about the kink
in the
fence, and inexplicably found that the wind would have blown the
scent cone past Kojak’s nose. As stated above, the
Supreme
Court of Appeal disagreed with the findings of the High Court
generally regarding the searches, and held that they were
“effective”.
[133]
[193]
Warrant Officer Gerber gave two reasons for not searching
between “F” and “G”. First, Kojak did not pick up a
scent
that signalled the presence of a person beyond “F” towards
“G”. Second, W/O Gerber had predetermined his search
range, which did not include “F” to “G”.
[194]
As for the first reason, after the inspection
in loco
,
the kink in the fence had been established. Messrs Engelbrecht
and Olivier confirmed the scent cone factor, namely that the
kink
could have deflected the scent cone resulting in Kojak not picking up
the scent. The High Court erred in rejecting this
uncontested
evidence of the specialists.
[195]
Warrant Officer Gerber searched on foot just short of 20
metres from “F”. He did not search at “F” because Kojak
had
searched there. He had no reason to distrust Kojak’s
search and rescue abilities, nor could he anticipate the kink in the
fence. Omitting to walk up to “F” was not wrongful.
In this regard, the evidence of the applicant’s witness,
Mr Olivier,
is instructive.
[196]
Mr Olivier described himself as a former police captain
instrumental in developing the SAPS’ dog unit and their search and
training
together with their handlers. His evidence was that
all the SAPS’ dogs and handlers were subjected to ongoing
assessments
to ensure that operational standards were met. To
this end, dogs were issued with “green cards” or work
certificates without
which they were not allowed to work. To be
certified, the dogs had to pass an evaluation conducted regularly.
The dogs
are subjected to periodical inspection and assessment with
their handlers. Mr Olivier and W/O Gerber were confident that
if
the applicant had been in the trapezoid “FEDR”, Kojak would
have found her. This evidence does not support the finding
in
the first judgment that the SAPS cannot rely on dogs to search
because the handler and not the dogs conduct the search.
The
finding of the first judgment contradicts evidence for both
parties that dogs succeed in search and rescue work and that
they are
effective in searching through thick bushes inaccessible to the
handlers.
[197]
However, having approved of W/O Gerber’s search methods
conducted with Kojak, Mr Olivier’s insistence that W/O Gerber
should
have included “F” to “G” in his search and that he
should have walked up to point “F” with Kojak, must be weighed
against
Mr Olivier being a partisan witness for the applicant.
His “insistence” was based on nothing more than his
unsubstantiated
opinion formed with the benefit of hindsight.
[198]
Warrant Officer Gerber’s second reason for not
searching between “F” and “G” was that searching the
trapezoid quickly
was his priority. Searching at “F2”,
which fell outside the trapezoid, would have been a deviation from
his search plan.
Once the applicant’s expert accepted that
defining the search area and searching within it was reasonable and a
standard operating
procedure, then there was no basis to criticise
W/O Gerber for not including “F” to “G” in his search
plan. The
significance of his knowing the area between “F”
and “G” is not apparent from the evidence. “F” to “G”
was
not the only bushy area. Having defined the search area to
be “FEDR”, and that such definition was reasonable, the SAPS’
duty was to ensure that it searched within “FEDR”. Omitting
to do so would have been wrongful. Searching beyond “FEDR”
was an option but not an obligation, the non-fulfilment of which
would result in legal liability.
[199]
Warrant Officer Gerber searched for the applicant for two and
a half hours. When he did not find the applicant within “FEDR”,
the possibility of her drowning gained traction. Then he called
for air services. He had a plan. He was sufficiently
concerned about where the applicant had been hidden to return to the
scene the following morning to find an explanation. This
is not
the conduct of a policeman who did not care about his duties.
The applicant cannot support her contention that W/O Gerber
omitted to search for her out of concern for his own safety.
W/O Gerber’s searches were methodical and thorough.
Furthermore, by second guessing the SAPS’ reliance on and use
of
dogs, this Court would be trespassing into the SAPS’ operations
and powers.
Having regard to what W/O Gerber
did, what he did not do – namely, search at “F2” – was not a
wrongful omission.
Consequently, his conduct was not wrongful.
Helicopter
search
[200]
In this appeal, the applicant submits that
Mr Smith failed to direct the helicopter search to cover the area
from “F” to “G”.
If the helicopter had flown between
“F” and “G”, Mr Smith would have seen the applicant in
the clearing in the bushes
at “F2”. “The only reasonable
inference was the one that the High Court made, namely that the
helicopter did not search the
area “F” to “G”.”, so the
applicant submits.
[201]
Not searching between “F” and “G” was not an inference
to be drawn but an established common cause fact. The only
issue
was whether this was a wrongful omission resulting in liability
for the respondent.
[202]
The evidence for the respondent was that Mr Smith was “an
extra pair of eyes and ears” for the pilot. He operated the
“night
sun” searchlight for illumination. They flew from
the carpark, down to and along the shoreline and then to the harbour
wall,
near “G”. “G” was a no-fly zone. Retracing
W/O Gerber’s route, the helicopter flew low along the high
water mark, passing “F2” to its left where the applicant was held
captive. As it was low tide, Mr Smith anticipated that
if the
applicant had drowned, her body could have been on the sand.
Then, even though the dog had searched through the bushes,
the
helicopter went over “FEDR” to ensure that nothing was missed.
It flew approximately 30 to 50 metres above the ground
with
good illumination of a wide area of about 15 to 20 metres. Mr
Smith testified that the helicopter flew close enough to
“E”, “F”
and “G” that he could see the illuminated road beyond the fence.
They could not fly across the fence into
the harbour area which was a
no-fly zone. Under cross-examination, he clarified that the
helicopter was further than 15 metres
from “F2” and could
not approach closer because of the restrictions.
[203]
The applicant’s evidence differs markedly from Mr Smith’s.
She testified that she heard the helicopter. “It was
far away
. . . around the shoreline . . . the helicopter never hovered around
where we were . . . I didn’t hear it over where we
were.”
On her version, the helicopter did not fly within “FEDR”.
[204]
Against this backdrop, the High Court found that “the
helicopter search fell short of what was required from a helicopter
search
and rescue operation” and that “they did not find the
plaintiff because they did not fly over where she was held at F[2] .
.
. or they did not hover close to that area and direct the ‘night
sun’ towards the bushes in the ‘no-fly’ zone”.
[134]
[205]
It was common cause that the helicopter did not fly over
“F2”. For the “night sun” to reach “F2”, the
helicopter
had to be within 15 to 20 metres. This was not
possible because of the aviation restrictions. Missing from the
High Court’s
analysis was an appreciation that “G” was a
no-fly zone. Even if the applicant was in a clearing, she was
out of the range
of visibility from the helicopter, which had to be
more than 15 metres away from “G” due to the restrictions.
Thus, even
if Mr Smith had directed the “night sun”
searchlight towards her, he would not have seen her. At “F2”,
she
was about 20 m away from “F”. “Hovering” over
“F2” was out of the question.
[206]
I take issue with the recording and analysis of the evidence
in the first judgment in three respects: First, Mr Smith
did
not “concede” “that if they had directed the search light
at “F2” he would have been able to see the towel, blanket, and
the sleeping bag in the clearing at “F2”.” He was
emphatic that he would see those items “
if
[he] was close to
it and a light went over it”. He added that if you “hover
above it at 30 metres and you focus the light,
direct the light down
you can see through those sorts of clearings”. And finally
the theoretical proposition was put again:
“if one
hovered
above that with the night sun, you would be able to see that? . . .
yes . . . ”. But Mr Smith could not hover over “F2”,
the
restricted area. In fact, his evidence was that he had to be
more than 15 metres away.
[207]
Second, the first judgment’s statement “
Gerber’s
failure to make a specific request to those conducting the helicopter
search to search this area,” suggests that W/O Gerber
had a
duty to make such a request and that somehow he had authority to
instruct the helicopter crew. He had a duty to brief
the crew
which he did before suggesting that they should search the bushes.
If W/O Gerber requested the helicopter crew to
search at “F2” his
request would have been unlawful as “F2” was a no-fly zone.
[208]
Third, discontinuing the helicopter search was not premature.
With the mist thickening and an incoming aircraft approaching,
terminating the helicopter search was necessary. Abandoning the
search on instruction from the control centre, and in compliance
with
safety protocols, was not a matter of discretion. To hold
that the helicopter search was terminated prematurely
is to overstep
the separation of powers boundary.
[209]
Not hovering over “F2” cannot constitute a wrongful
omission to search at “F2”. Remarkably, however, the
applicant did
not see or hear the helicopter around the fence
(“EFG”), even though it searched that area for about 20 minutes.
The High Court
correctly preferred the respondent’s evidence
over the applicant’s on this issue.
[210]
Regarding all the searches, the High Court found that there
was “no proper command and control of the search and no
communication
and coordination between the various SAPS units”.
[135]
Evidence of the combination of foot, four-wheel drive, dog and
helicopter searches refute this and the High Court’s further
finding:
“It also
serves to highlight the extreme indifference on the part of SAPS in
relation to ensuring that the area was properly and
effectively
searched. From the ground crew to W/O Gerber to the SAPS
helicopter crew – all simply went through the motions
of searching
without conducting a reasonably effective search, or indeed anything
vaguely resembling such, at all.”
[136]
[211]
The evidence of both W/O Gerber and Mr Smith which
dovetailed each other, was corroborated by book entries for record
keeping
and was not impugned during cross-examination.
Furthermore, the High Court found W/O Gerber to be an honest witness.
[212]
The High Court also failed to appreciate that the applicant
had changed her case from no complaint about the SAPS omitting to
search
for her, to the SAPS omitting to search the area in the
vicinity of the carpark at Kings Beach, to the SAPS refusing “to
enter
the area to free the plaintiff and apprehend the perpetrators”,
and then to the SAPS omitting to search at “F2”, twice the
distance away. Accepting in favour of the applicant that she
was unaware of the foot and dog searches, she knew about the
helicopter
search before she instituted proceedings. She now
claims that because the helicopter omitted to hover close to “F2”,
it
did not find her and the rape was prolonged. It is
surprising that the applicant did not include in her Notice
any
omission or failure by the police to search for her. The
principle thrust of her claim is that because the SAPS omitted to
search for her, the rape at the hands of the rapist was prolonged by
some four hours. Therefore, pleading that the searches
were
omitted and flawed was imperative from the outset when she issued the
Notice. And when she amended her Particulars of
Claim finally a
week before the trial, the applicant had sufficient particularity to
plead precisely in what respects the searches
fell short of the
standards required of reasonable policing services. This was
not done. The searches are one of two
poster boards for this
litigation. They inform the computation of the duration of the
rape and concomitantly the quantum (R25 million)
she claims as
damages. Pleading the searches should have been strident.
Instead, the applicant is clutching at snippets
of information
presented incoherently during the trial to impermissibly found so
substantial a cause of action on appeal.
[213]
Knowledge of the applicant being at “F2” comes after the
fact. The police had no clue or reason to suspect that she was
at “F2”, a spot as much as 700-odd metres away from where
her car was found. She might just as well have been at the
opposite end of the beach or nowhere near the beach. Precisely
in circumstances like this, foreseeability is not a factor when
assessing wrongfulness. This is not a case of the SAPS
subjectively foreseeing that the applicant was in the vicinity of
“F2”
and in disregard of such foresight, omitting or failing to
search there.
[137]
Deconstructing the reasons why, when the police went as far as
“G1” on the high water mark, they did not go inland to “F2”,
or why, when W/O Gerber was at “F” he did not search at “F2”,
are the sort of questions asked with the wisdom of hindsight.
How
close to the no-fly zone should the helicopter have hovered is a
discretion that the pilot had to exercise without fear
of
interference from a court. Judicial interference to determine
when and how helicopters should be flown would, without more,
be
dangerous overreach.
[214]
Similarly, whether it is reasonable for the police to search
350 or 700 metres and whether (and how) to conduct a search and
rescue operation with a dog, are judgement calls that the police must
make as the circumstances require. Second guessing the
exercise
of police discretion about such operational issues would amount to
undue interference in police business. The High
Court’s
findings encroach on standard operating procedures and safety
protocols of the SAPS’ search and rescue services.
To apply
the general rule of deference to findings of fact of a trial court
would be to permit this impermissible encroachment to
prevail.
[215]
Using the helicopter to search for the applicant was unusual.
Rape victims seldom have helicopters searching for them.
The
crime scene was a tourist destination, it was near an airport and it
was the opening of the summer holiday season – an accumulation
of
factors which would explain this extraordinary but commendable use of
a public resource. The entire helicopter search went
on for
about 20 minutes.
[216]
The sense of being so close to finding the applicant, and yet
not finding her, must induce an overwhelming sense of regret and
reflection
as W/O Gerber’s returning to the crime scene
suggests. Regret and wisdom after the fact do not inform the
wrongfulness
of not searching at “F2”. If they did, they
would impermissibly raise the bar for liability from a duty to search
to a
duty to find the applicant. Assessing wrongfulness based
on hindsight is impermissible. Even if it were found that the
SAPS omitted to search at “M” and omitting to search at both “M”
and “F2” were wrongful, imputing liability against the
SAPS in
all the circumstances would not be reasonable. Reasonableness
is the common law, statutory and constitutional standard
against
which wrongful omissions must be adjudicated. What the SAPS did
must count in assessing reasonableness.
Investigations
[217]
As foreshadowed above, the investigations relate to the “bush
dwellers”, the CCTV footage and the DNA test. Success in all
three strands of the investigations depended on the applicant’s
ability to identify her assailant(s). A positive identification
would trigger DNA testing to confirm that a suspect was a
perpetrator. Thus identification was a priority.
[218]
Sergeant Solomons started preparing an identikit. She
used Identi-Kit 2000 and Photoshop One, software that had been in use
for more than 20 years. Identi-Kit 2000 had different facial
options from which to choose to compose a face, irrespective of
race. The description that the applicant tried to give her was
of the suspect who had passed her as she was walking on the
beach.
He was a black man, aged 40, of medium build and short hair, Sergeant
Solomons testified. To her the applicant
appeared unsure about
the facial features of the suspect. The identikit that emerged
depicted a younger man. If the applicant
had told
Sergeant Solomons that her attacker was older with angry eyes,
as she later described in Court, Sergeant Solomons
would have
adjusted the identikit to achieve that result. Following
complaints from the applicant, Sergeant Solomons arranged
for
the identikit to be redone by Sergeant Steenkamp in Gauteng
where the applicant resided. The same software was used
to
prepare both identikits. The High Court dismissed the
applicant’s complaint against Sergeant Solomons and the suitability
of the software. The applicant’s action against
Sergeant Solomons as the fourth defendant failed.
[219]
Understandably, the applicant’s ability to identify her
perpetrator was compromised. Her attacker had blindfolded her
throughout
the incident, she said. The trauma itself could also
have impaired her faculties of observation. Consequently, the
investigations
were impeded from the outset.
Investigations: the “bush dwellers”and delays
[220]
In this appeal, the applicant submits that from 10 to 15
December 2010, the SAPS failed to investigate the homeless “bush
dwellers”
who lived in the sand dunes. Having arranged an
informal identity parade, W/O Madubedube failed to obtain
information
from the “bush dwellers”, despite knowing that they
were about to be moved from Kings Beach that day. He failed to
record
their names and details, to show them the identikit and to ask
them if they recognised the person depicted. W/O Madubedube
failed to ask the car guard and informant, Mr Ruiters, and
another municipal worker, who knew the “bush dwellers”, if they
had recognised any of the “bush dwellers” who had been assembled
on 15 December 2010 for the informal identity parade as suspects
that
Mr Ruiters had named to the SAPS earlier that day. These
are the applicant’s complaints.
[221]
The complaints of the applicant in this appeal differ from
those in her Particulars of Claim. What the applicant stated in
her
Particulars of Claim was that W/O Madubedube had failed to
take statements from the car guards, Messrs Francis and Ruiters,
whose details she had given to him, as they knew who her abductors
and their associates were. In neither her Notice nor her
Amended Particulars of Claim (2018) did she mention the “bush
dwellers”. Furthermore, in her Amended Particulars of Claim,
the applicant asserted that the SAPS delayed for over an hour after
one of the joggers had called for the police. As a result,
Mr Britz, a jogger who had encountered her on the beach, had to
drive her to the police station three kilometres away.
Allegedly, the delay also resulted in the SAPS missing the
opportunity to investigate three “bush dwellers” who were busy
with
their ablutions before the police arrived. These
complaints about delays suggest that the SAPS subjected the applicant
to secondary
trauma.
[222]
Turning first to the alleged delay in attending to the
applicant, in the pre-trial minute the applicant asked the respondent
to admit
that by 08h00 on 10 December 2010, the SAPS had
not arrived at Kings Beach and that they only attended there at about
09h30.
The respondent declined to make this admission but
pointed the applicant to the objective evidence of the police
photographer and
forensic investigator whose photographs reflected
that they were taken at her point out of the crime scene at about
08h10 on the
morning after the incident. Also contradicting
her, Mr Britz, who was her witness, testified that the delay was
for about
half an hour. The chronology reveals that there was
no delay in the police response. When the SAPS was contacted
the
applicant was no longer in danger. W/O Andrews was on
the scene with the photographer within an hour of being instructed
to
attend to her complaint. And for the rest of the day there was
no delay in taking her statement, which W/O Andrews
commissioned
at 09h30. She was medically examined at 12h30 according to the
J88 report.
[223]
Although at the trial the applicant did not persist in her
complaint that W/O Andrews delayed in attending to her at the
crime
scene, the High Court criticised W/O Andrews for not
having the beach area searched for possible suspects, for not viewing
the CCTV footage to identify suspects and for not testifying to
explain these alleged omissions. Furthermore, the High
Court
found that after arresting Mr Jakavula, W/O Andrews did
nothing else to identify other suspects amongst the “bush
dwellers”. In contrast, the Supreme Court of Appeal found
that “at that stage the investigation was conducted by W/O Andrews,
who was responsible for the investigation up until 12 December 2010.
Ms K was happy with the work he did”.
[138]
[224]
I align myself with the Supreme Court of Appeal. The
uncontested evidence is that W/O Andrews took charge of the
investigation
on Friday, 10 December 2010 before he handed
over to W/O Madubedube on Monday morning. The chronology
also reveals
that W/O Andrews was occupied with interviewing and
processing suspects, namely Messrs Jakavula and Manqane.
Mr Jakavula
had been arrested on the morning of Saturday,
11 December 2010. Three observant warrant officers
had spotted him
while they were scouring Kings Beach for leads to
find the assailants. The first judgment’s statement that “
the
SAPS
failed to immediately round up the
area to search for possible suspects while the incident was still
fresh”, discounts what the
SAPS did.
[225]
The High Court correctly rejected several other complaints
including an omission by the SAPS to take a statement from Mr Britz.
Another unfounded complaint was that Brigadier Koll had failed
to supervise the SAPS in their search for the applicant on
9 and 10 December 2010.
The High Court
found that he was not even aware of the search that night. In
any event he was not in charge of the Family Violence,
Child
Protection and Sexual Offences Unit (FCS Unit) which fell under
Colonel Engelbrecht. The applicant’s action
against
Brigadier Koll as the second defendant failed.
[226]
Regarding the “bush dwellers”, as the applicant omitted to
mention them in her Notice and her Amended Particulars of Claim
(2018),
the Supreme Court of Appeal unsurprisingly found that the
SAPS’ failure to follow leads on the “bush dwellers” was not
one
of the applicant’s complaints.
[139]
In this appeal, the applicant alleges that W/O Madubedube had
failed to follow leads on the “bush dwellers”, record
their
names, show them the identikit and follow up with the informants.
Investigations: “bush dwellers” – informal identity parade
[227]
Early on 15 December 2010, the applicant together with a
witness to whom some of the applicant’s clothing had been sold,
attended
a formal identification parade at the
St Albans Correctional Centre. The applicant did
not point out Mr Jakavula
as a perpetrator but the witness did.
[228]
The informality of the identity parade held later that day
forms the backdrop to one of the complaints regarding the “bush
dwellers”.
With commendable co-operation with the
municipality, which was about to remove the “bush dwellers” a day
ahead of the holiday
season, W/O Madubedube seized the
opportunity, at short notice, to hold an informal identity parade.
W/O Madubedube
telephoned the applicant to inform and prepare
her for the identity parade. The applicant was willing to
participate.
She drove out to Kings Beach. Once there,
W/O Madubedube spoke to her again while she was still in her car
to ascertain
whether she was able to go through with the identity
parade. She was keen to catch the rapist(s) quickly. She
was also
due to return to Johannesburg the following day. So,
there was some urgency to conduct the parade even under those
circumstances.
[229]
Naturally, the applicant was traumatised by having to identify
her assailant(s). Subsequently, she complained to the medical
experts, and in Court, that she was traumatised by having to be so
close to the possible suspects. Secondary trauma was
unavoidable
once she set out to catch her assailant(s).
[230]
Complaining about W/O Madubedube’s handling of the
identity parade was unjustified. W/O Madubedube had
checked with
the applicant twice about whether she was willing to
proceed with the informal identity parade. She could have
refused. But
without her identifying the suspects, the
investigation would have been hamstrung. It was suggested to
W/O Madubedube
during cross-examination, that he should have had
the applicant seated in a car with tinted windows during the identity
parade. Whether
he had access to such a vehicle in the short
time he had to hold the hastily assembled identity parade was not
tested. That
it did not occur to W/O Madubedube to use
such a vehicle, does not render this omission a flaw in his
investigation or treatment
of the applicant. Reasonable
precautions were taken to protect her during the identity parade.
She stood with W/O Madubedube
about three metres away from
the line-up. She had her face covered with a burka. Her
fears of being recognised were
unfounded. To criticise
W/O Madubedube for holding an informal parade under those
conditions, and when the applicant participated
in it without demur,
is unreasonable, unfair and unjustified.
[231]
The applicant criticised the composition of those
participating in the parade. She said that there were only about 10
participants.
The evidence for the respondent was that the SAPS
had lined up some 25 to 30 “bush dwellers”. W/O Madubedube
testified
that they had to be transported in three vehicles.
Contradicting the applicant, Mr Robile who testified for the
applicant,
confirmed under cross-examination that the vagrants – as
counsel preferred to refer to the “bush dwellers” – were
off-loaded
eight at a time; they were viewed and reloaded into the
van before the next van of eight men were viewed. Objectively,
Mr Robile’s
evidence is convincing.
[232]
The “bush dwellers” were accounted for as it was the
municipality’s plan to remove them all. The applicant was
unable
to identify any of the “bush dwellers”. Drawing
blood samples from all of them – an instruction from
Major General Rabie
in March 2012 – came with the
risk of multiple civil suits by the “bush dwellers”, as
Captain Winter astutely pointed
out when she declined to carry
out the instruction. Unsurprisingly, other specious complaints about
the composition of the parade
made in the Notice did not surface in
the Particulars of Claim. In this instance, what was done and
not done matter.
Investigations: omitting to show the identikit
[233]
The applicant criticised W/O Madubedube for not
distributing copies of the identikit to the “bush dwellers” and
for not asking
for information from Mr Ruiters, who was working
at the beach at the time. Strangely, this complaint
contradicted the
cross-examination of W/O Madubedube when
counsel put to him that he had shown the identikit resembling Mr
Lawrence to the “bush
dwellers”. If this complaint had any
substance at all then the applicant would surely have led the
evidence of her witness,
Mr Robile. Mr Robile had
arranged and attended the informal identity parade. He was able
to comment on the
number and composition of the “bush dwellers”
participating in the identity parade and whether W/O Madubedube
had distributed
the identikit. But the applicant omitted to
secure corroboration from Mr Robile.
[234]
Warrant Officer Madubedube had distributed and pasted
photocopies he had made of the identikit of the suspect in the
parking area.
Not every “bush dweller” received a copy as
he did not have that many printed. Nor did he hold up a copy of
the identikit
or specifically ask the “bush dwellers”, assembled
for the informal identity parade, if any of them recognised the
suspect in
the identikit, as the applicant suggests he should have
done. However, it was obvious to W/O Madubedube that if
the “bush
dwellers” had recognised the face in the identikit and,
assuming they were willing to co-operate with the police, they would
have
told him. None did. He distributed the identikit
twice; once on 15 December 2010 and again after the
prosecutor
had so requested.
[235]
After the informal parade, W/O Madubedube also asked Mr
Ruiters, and others to be informal informants. It was he who
had introduced
SSG, the applicant’s private investigators, to
Mr Ruiters. The High Court accepted that W/O Madubedube
attempted
to trace the possible suspect serving a 15 years sentence
for killing his girlfriend at St Albans Correctional Centre
but that he was unsuccessful because the information he had from the
applicant was too sparse. When she eventually did go to
St Albans with Lieutenant Gallant, the applicant did not
identify the suspect.
Investigations:
omitting to note the names of the “bush dwellers”
[236]
As for W/O Madubedube omitting to note the names of the
“bush dwellers” assembled for the informal identity parade,
once
the applicant failed to identify anyone as her assailant, noting
the details of the “bush dwellers” would have been merely
administratively
efficient or academic. Practically, this
omission had no impact on the investigation. Furthermore, the
applicant’s
complaint rests on an assumption that the “bush
dwellers” had some form of identification, that they would have
given the police
their correct details and that the police would have
some means of verification and follow-up. This was not the
case.
For example, the three “bush dwellers” who were
investigated had multiple names.
[237]
The High Court criticised W/O Gerber for not questioning the
“bush dwellers” or recording the names of those he had
encountered.
During the search for the applicant, Kojak took
W/O Gerber to where three “bush dwellers” were asleep.
W/O Gerber
did not take their names; he merely asked them
whether they had seen anything out of the ordinary, maybe a person
who was lost.
They had not. W/O Gerber did not
report seeing these three “bush dwellers” to W/O Rae and
Sergeant Pretorius
and there was no follow up on them.
[238]
Warrant Officer Gerber had no reason to suspect them or think
of them as witnesses as they were asleep when he found them.
For
administrative efficiency, W/O Gerber could have noted their
names or enlisted help from one of the other officers to do so.
His omission had no impact on the investigation as the applicant
could not identify any of the “bush dwellers”.
Omissions
by the warrant officers to record the names of the “bush dwellers”
were not wrongful.
Investigations: Follow up on the names of suspects
[239]
The applicant’s complaint that W/O Madubedube did not follow
up on the names of suspects that Mr Ruiters gave him is, once
again, at odds with the questions counsel put to W/O Madubedube.
Under cross-examination, counsel sought and obtained
confirmation
from W/O Madubedube that Mr Ruiters had given him the names of
suspects, that W/O Madubedube had noted these
names in his
pocketbook; that he had spoken to the informers on the morning of
15 December 2010; that he had showed Mr Ruiters
the
identikit and Mr Ruiters had identified the identikit to be
“Bongile” (Mr Lawrence), a “bush dweller”, and
that he
meticulously recorded the events of 15 December 2010 in his
pocketbook.
[240]
The High Court correctly accepted that apart from “drunken
gossip”, W/O Madubedube got no “tangible evidence” from Mr
Ruiters. And further, that in “W/O Madubedube’s
professional opinion as an experienced detective . . . he received
no
information from [Mr] Ruiters or anyone else on which he could
reasonably and lawfully arrest anyone. [This] was vindicated
by
subsequent events”
.
[140]
Notwithstanding the High Court’s assessment of Mr Ruiter’s,
in this appeal the applicant persists that W/O Madubedube
could not have put much effort into the investigation because it was
the applicant’s efforts to meet with Mr Ruiters in August 2012
that led the police to Messrs Manqane and Lawrence
at
St Albans Correctional Centre. This is untrue.
[241]
The uncontroverted evidence about Mr Manqane is that by
13 December 2010, the police had arrested him, questioned
him,
taken a statement from him, taken items of clothing for forensic
testing from him, and then released him. At the instance of
the
applicant, her erstwhile attorneys and her cousin, Mr Rubusana,
Lieutenant Gallant detained Mr Manqane again on
6 September
2012. On 9 September 2012, Mr Manqane made
another statement in which he repeated his denial of
the rape
charge. On 7 December 2012, for the third time, Mr Manqane
was rearrested, questioned and detained to give a
blood sample for
DNA testing the following day. Sergeant Leppan recorded
the third statement from Mr Manqane in which
the latter yet
again denied knowing about the rape. This arrest has a
background relevant for assessing again what the SAPS
did against
claims of what it did not do.
[242]
On 7 December 2012, the applicant participated in a march to
the police station to protest against gender-based violence.
Along
the way, Messrs
Jakavula and Manqane
were pointed out to be suspects in the rape case.
Sergeant Leppan
arrested both men.
These arrests were again at the instance of Mr Rubusana and
probably also the applicant. At the trial, the applicant denied
having anything to do with their arrests. She denied making the
statement that Sergeant Leppan relied on to effect their arrests
and
disowned the signature on it. She denied being
inside
the police station which, she said, explained why her purported
statement was not commissioned. Additionally, the address
on
her purported statement was for her business, whereas she had always
used her residential address.
[243]
Sergeant Leppan testified that he had no
idea what the applicant’s residential and business addresses were.
He used the address
she gave him.
He recalled that
the
applicant arrived at the police station in the company of a group of
marchers. She had “insisted” that both Messrs Jakavula
and
Manqane “were part of the group that raped her”. However,
he had to have the applicant’s affidavit before he could
effect an
arrest and depose to his own arrest statement. He was adamant
that it was he who took her statement and that she
was lying about
her statement being fabricated and her signature being forged.
His reason for omitting to commission her statement
was that things
were awkward that day with W/O Andrews declining to rearrest
them
because the FCS Unit had already discovered during their
investigation that they were “not linked to the rape itself”.
Sergeant Leppan is convincing.
[244]
Re-arresting Messrs Jakavula and Manqane during the march on
7 December 2012 caused tension amongst members of the
SAPS.
Sergeant Leppan was unaware of the history of the
investigations. Furthermore, he would have been relying on
hearsay in
the statement of Mr Rubusana and needed the applicant’s
statement to effect the arrests. In the meantime, the marchers
had
assembled outside the police station to protest.
Lieutenant Gallant’s evidence was that eventually both men had
to be
detained for their own safety.
[245]
At the trial, the applicant complained
that
W/O Madubedube had decided to arrest and charge
Mr Jakavula when she had made it clear that he was not her
abductor.
She had already stated that she was “100%”
certain that Mr Jakavula was not her assailant. Following
the first identity
parade in which she had failed to identify
Mr Jakavula who had been arrested for possessing her property,
she had informed the
prosecutor accordingly. The prosecutor was
going to withdraw the rape case against Mr Jakavula.
However, even though
the applicant eschewed
Mr Jakavula
as her rapist, she was instrumental in having him rearrested on the
rape
charge. Mr Jakavula was convicted not for rape
but for the theft of the applicant’s property that had been removed
from
her vehicle.
[246]
As for Mr Lawrence, the applicant’s alleged “main”
assailant, W/O Madubedube testified that he was unaware that he
was in the St Albans Correctional Centre. He had
many discussions with Mr Ruiters who would have disclosed
Mr Lawrence’s
whereabouts had he known of it then.
Mr Lawrence’s whereabouts only came to light in August
2012 when W/O Madubedube
was no longer the investigating
officer.
In September 2012,
Lieutenant Gallant accompanied
the
applicant
to the St Albans Correctional Centre
.
She could not identify
Mr Lawrence
.
Afterwards, she realised that she had made a mistake and
informed Lieutenant Gallant. She was aggrieved that he
did
nothing to return to the prison to help her remedy her mistake.
Unsurprisingly, Lieutenant Gallant did not
reconvene an identity parade. To have done so would have
compromised the fairness
and consequent reliability of the evidence
of a second identity parade.
[247]
Mr Lawrence’s arrest and detention, his statement of
11 September 2012 to Lieutenant Gallant denying the
allegations
that he raped the applicant, followed by DNA tests
that excluded him as a donor, ended the investigations against him.
Thus all three suspects had been investigated and excluded as her
assailants by the end of December 2012. Therefore, there
were no omissions regarding the investigation of the “bush dwellers”.
Investigations:
CCTV footage
[248]
In this appeal, the applicant submits that W/O Madubedube had
failed to view the full CCTV footage that was taken of Kings Beach on
9 and 10 December 2010 until shortly before he
testified. He was unaware that the footage of 10 December 2010
showed a man walking in the vicinity of Kings Beach parking, who
could have been a potential suspect or witness. If he had
watched the footage earlier, he could have used it to try and trace
the suspect, for example, by showing still images of the footage
to
Mr Ruiters and the “bush dwellers”. He spent under
four hours viewing a total of 60 hours of footage.
The
bulk of his time was spent on 10 February 2011, which was
an unreasonable delay after the incident. So the applicant
submits. However, in my view, this was another complaint that
was neither pleaded nor proved.
[249]
The applicant alleged in her Notice and Particulars of Claim
that W/O Madubedube had failed to get the CCTV footage from the
municipality and had told her that she would have to obtain it
herself. At the trial, she persisted that she had obtained the
footage after engaging the services of SSG, and that she gave
W/O Madubedube the footage but he never viewed or acted on it.
She was unable to pinpoint a time when she became dissatisfied with
the police investigation. It was a continuous set of events,
she said. But she settled for the first trigger being the
failure by W/O Madubedube to call her to view the footage.
[250]
Viewing the footage with her was never an omission she relied
on to ground her claim. The earliest and only indication that
she wanted the police to show her the footage was when she wrote to
Brigadier Koll on 4 June 2011 to plead with him. In the
appeal
before this Court, the applicant’s complaint about the footage has
evolved once more. Her central thrust in this appeal
is that
W/O Madubedube watched less than four hours of the 60 hours of
footage; consequently he omitted to notice a potential
suspect, and
he unreasonably omitted to view the footage until 10 February 2011.
Obtaining and viewing
the CCTV footage
[251]
Warrant Officer Madubedube was first to suggest to the
applicant that she view the footage. He took her to the
municipality
and obtained copies of the footage for himself and for
the applicant at his own initiative. Not even the prosecutor
had listed
viewing the footage as an issue for further
investigation. He proceeded to view the footage with the
applicant on the very
first day that he was tasked with the
investigation. He wanted to check for anything suspicious and
to confirm the time when
the applicant was taken to the crime scene
by the assailant.
[252]
At the municipality, viewing the footage was not easy.
More than 20 rotating cameras zooming in from different angles to the
beach had to be viewed. W/O Madubedube had to work with Mr
Rampo, the attendant, to find the cameras that recorded the
parking
bay where the applicant had parked. They established that the
applicant had alighted from her car that afternoon at
about 14h30.
The footage showed the applicant walking from her car onto the path
that stopped short of the dunes.
[253]
Warrant Officer Madubedube was able to satisfy one of his
reasons for viewing the footage, namely, to confirm the time when the
applicant
arrived at the beach and to gauge when the crime was
committed. Getting footage of her assailant(s) was impossible.
There
were no cameras filming the beach where the applicant was
apprehended and assaulted. Consequently, W/O Madubedube had
established
that the usefulness of the footage was limited to
spotting any suspicious people or activities in the parking area.
[254]
Warrant Officer Madubedube viewed sufficient footage on the
same day he took over the investigation, which was three days after
the
applicant’s rape. That was enough to ascertain that
images of her assailant attacking her on the beach would not be
available
for her to identify. W/O Madubedube watched the four
short discs that he received from Mr Rampo on 8 February 2011 for
almost
three hours. Having already established the limited
usefulness of the footage, the urgency to view them sooner had
abated.
With the applicant being uncertain of her assailant’s
identity, viewing the footage with her would also have been
pointless.
Certainly, by 20 June 2011, Brigadier Koll
was able to confirm to the applicant that the footage provided no
positive
leads.
[255]
Warrant Officer Madubedube gave the recordings to SSG, because
the applicant requested them. It was a special dispensation for
her considering that the municipality had refused to let her view the
recordings alone in the absence of W/O Madubedube when
he had to
return Lieutenant Colonel Engelbrecht’s car. By
giving her the recordings the SAPS was not shifting its
duty to view
the footage on to the applicant. Instead of appreciating the
special dispensation, the applicant seeks to turn
it against the
SAPS.
[256]
SSG Forensic Consultants subsequently acquired 60 hours of
footage, from 06h00 on 8 December 2010 until 18h00 on 10 December
2010.
On 18 February 2011, SSG gave the applicant
their report and informed her that they had identified possible
suspects in
the footage. SSG had also printed photographs of
possible suspects for her convenience, which she could have viewed
without
trawling through 60 hours of the footage. She did
not view the footage. Nor did she show the footage of the
alleged
suspect in the carpark to W/O Madubedube until he was
about to testify. It was only during trial preparation that the
applicant watched the footage for the first time, despite receiving
it as early as 18 February 2011. Effectively,
she
instituted legal proceedings without having viewed the footage.
Her explanation for not viewing the footage sooner than
the seven
years that had passed was that she was too traumatised to view it on
her own.
The
man in the carpark
[257]
On 19 February 2018, in preparation for the trial that was
already underway, the respondent was invited to but was unable to
make
any admissions about the footage of the man in the carpark, and
put in issue the relevance of such footage. W/O Madubedube
had not seen that footage until shortly before he testified.
During the trial, counsel pointed out on the screen shown in court,
footage of a man wearing a yellow vest with dark blue shorts at Kings
Beach parking on 10 December 2010 at 10:49:04, several
hours after the rape. No other allegedly suspicious sightings
were pointed out in the rest of the 60 - hour footage.
Not even footage of her car being broken into in the carpark emerged
from the footage.
[258]
The applicant was mindful that it was she, and she alone, who
had to identify the perpetrator. If viewing the footage of the
man was critical to the investigation, it begs the question why
neither SSG nor her legal representatives drew the attention of any
of the members of the SAPS to it despite the lapse of more than seven
years. The applicant appreciated fully the urgency to
investigate every lead without delay. Considering that a
substantial part of her case was the delays in the investigations,
it
remains unexplained why she herself would delay until the trial to
share with the police apparently vital information she had
taken
trouble to procure.
[259]
As it turned out, the entire exercise of viewing 60 hours of
footage yielded no more than the picture of the solitary man in the
carpark,
hours after the incident. The man depicted was not
someone the applicant recognised. He did not fit her
description of
her assailant. Nor was he behaving oddly.
He was just a man walking in a public space, as he was entitled to.
Nothing
suggested that he was a suspect. Merely because he
appeared to be poor and possibly homeless, did not make him a
suspect.
Certainly not when the applicant could not identify
him.
[260]
Unquestionably, the legal duty rested on the police to view
the footage as an aspect of their investigative function.
However,
if the applicant had better information, it was up to her to
communicate that to W/O Madubedube. W/O Madubedube
would
have had no reason to doubt that she had viewed the footage.
Anxious as she was to have her assailant arrested, it was reasonable
for W/O Madubedube to expect her to have alerted him at the
earliest to footage that she wanted him to investigate.
[261]
The High Court found it “difficult”, as I do, “to
understand why the plaintiff who had appointed and paid for SSG to
assist
the police with their investigation, chose not to view the
footage in an effort to try and make an identification of her
assailant”.
[141]
The finding of the Supreme Court of Appeal, that it would have been
reasonable to allow the applicant to view the footage at
her leisure
in a less formal environment, either in the presence or absence of
private investigators of her choice, is unassailable.
[142]
[262]
Warrant Officer Madubedube did not watch six discs consisting
of 60 hours of footage. Sixty hours of viewing would
have taken at least 8 working days. W/O Madubedube investigated
“a lot” of rape cases. His time spent on one case
must
always be at the expense of his other cases. Considering the
limited usefulness of the recordings, coupled with the applicant’s
uncertainty as to the identity of her assailant, it was reasonable
for W/O Madubedube not to expend more time than he did to view
the
footage. For the same reason, viewing the footage about two
months after the incident instead of sooner, was also reasonable.
As
it turned out, his exercise of discretion was prudent as the 60 hour
footage produced no better evidence than a solitary
man doing nothing
more than simply standing in the carpark.
[263]
Investigating the man in the carpark – assuming the SAPS was
able to find him – could, not necessarily would, have led to
arrests
or finding witnesses. However, by not following this
lead, assuming indeed it was a lead, neither W/O Madubedube nor
the
SAPS committed any omission. Choosing not to watch 60 hours
of footage in the circumstances was not an omission, but an
exercise
of discretion. For W/O Madubedube to focus on the footage
more than 36 hours before the crime, instead of
15 hours
after the crime, was reasonable. Similarly to exercise judicial
restraint in prescribing the distances that the
police should search,
how much footage the police are duty bound to view, is also a
discretion that the police should be allowed
to exercise as the
context requires, without interference from the courts.
[264]
I agree with the finding of the High Court that W/O Madubedube
had a duty to facilitate the viewing of the footage by the
applicant.
He fulfilled this duty, first by viewing part of the
footage with her. Subsequently, he gave copies of the footage
to her through
SSG. I disagree with the High Court’s finding
that granting the applicant access to the footage to view as she
pleased was
“grossly negligent” or wrongful. As the Supreme
Court of Appeal said, the “conclusion of the High Court was
wrong”.
[143]
Similarly to her complaint about the searches, having failed to
plead any omission about viewing and investigating the man
in the
carpark, establishing a causative connection between that alleged
omission and harm to the applicant and damages would be
contrived.
Omitting DNA tests of
blood on paper
[265]
In this appeal, the applicant alleges that W/O Madubedube
failed to take steps that were available to him to ensure that a
piece of
paper found at the crime scene that had blood and semen
stains, was subjected to DNA testing. The SAPS tested the blood
sample
only eight years later and in response to a request for
further discovery during trial proceedings. The results were
obtained
within a week. This showed that the SAPS had always
been able to have the evidence tested. The delay of eight years
was
consequently negligent. So submits the applicant.
[266]
The Supreme Court of Appeal found that the failure by the SAPS
to conduct any DNA analysis was not one of the applicant’s
stated
grounds for establishing wrongfulness.
[144]
Therefore, that complaint did not influence her claim.
[145]
The applicant contends that she did not plead this ground precisely
because she was unaware until the trial that this line
of
investigation had not been undertaken.
[267]
As foreshadowed in the discussion on the arrests of the three
“bush dweller” suspects, multiple DNA tests were done.
On 22 December 2010, W/O Madubedube delivered the sexual assault
evidence collection kit and smears from the applicant, the
blood and
hair sample collection kit from Mr Jakavula, the applicant's clothing
and the clothing of Mr Manqane, and the piece of
paper to the
Forensic Science Laboratory to test for the presence of spermatozoa.
As per protocol, a letter from the prosecutor
accompanied his
request.
[268]
Warrant Officer Madubedube explained that he did not have
authority to draw blood from Mr Manqane for DNA testing purposes once
W/O
Andrews had taken a statement which excluded Mr Manqane as a
suspect. Unless new information came to the fore,
W/O Madubedube
could not second guess W/O Andrews. In
my view, the High Court erred in rejecting this explanation from W/O
Madubedube.
[269]
On 10 February 2011, the laboratory responded that the
preliminary report showed that there was no hair or semen detected on
any items
tested, including a pair of panties, a blanket, a sleeping
bag, a towel, a mirror and, importantly, the piece of paper.
Furthermore,
the report read:
“Presumable blood has been detected on the piece of paper. If
the
state prosecutor
is of the opinion that DNA analysis will
have evidential value s/he must notify the laboratory in writing
four
months
before the court date. . . . The control blood sample of
the suspect and victim must be sent to the laboratory for
comparison.”
(Own emphasis.)
[270]
In these circumstances, the Forensic Science Laboratory kept
the samples in safekeeping pending further instructions.
Notably
such instructions had to be from the prosecutor.
[271]
On 23 May 2011, the Forensic Science Laboratory reported that
the sample of DNA taken from Mr Jakavula excluded him as the donor of
the DNA obtained from the vulva, vestibule, cervical and vaginal
swabs from the applicant. Mr Jakavula was the only accused
person. The report did not include DNA results for Mr Manqane
whose blood sample was not included for testing in December 2010.
After questioning Mr Manqane and determining that he was not a
rape suspect, W/O Andrews had released him as he was obliged
to
after forty-eight hours.
[272]
About 29 August 2012, Brigadier Koll received a letter from
Eversheds, the applicant’s erstwhile attorneys, requesting the
investigating
officer to follow up on Mr Ruiter’s leads “as
DNA testing of Messrs Lawrence and Manqane will provide evidence as
to the
identity of [the applicant’s] rapists”. On
7 September 2012, Lieutenant Colonel Engelbrecht
reported to the Provincial Head: Detectives’
Secretary that in relation to Mr Manqane:
“
His fingerprints and photograph [were] also
obtained should the DNA be positive and his address was verified.
If he can be linked
with DNA to the case he will be arrested and
brought before court
.”
[273]
On 12 September 2012, the prosecutor wrote to the Forensic
Science Laboratory attaching the blood samples of Messrs Lawrence and
Manqane
and requesting DNA tests which were “urgently” required.
Together with the blood samples, Lieutenant Gallant dispatched
samples of DNA obtained from the vulva, vestibule, cervical and
vaginal swabs from the applicant.
On
11 December 2012, the Forensic Science Laboratory reported
that Messrs Manqane and Lawrence were excluded as donors
of the
DNA obtained from all the applicant’s swabs. This report
ended the investigation against these suspects.
With
none of the suspects’ DNA connecting them to the rape, on 20
February 2013, Lieutenant Gallant asked the prosecutor
for her
decision, which she gave as follows:
“Both cases [were] removed from the court roll after the victim . .
. stated in Humewood Cas . . . that accused 1 Mzwandile Jakavula,
is
not the person who raped her and due to the fact that additional
accused 2, Themba Mavupa Mancano and suspect, Sibongile Lawrence’s
DNA results were negative.”
[274]
Under these circumstances, testing the blood on the piece of
paper for DNA would have been superfluous. By May 2013, the
rape
case was provisionally withdrawn due to insufficient evidence.
Significantly, it was the prosecutor’s duty to assess whether
DNA
analysis of the blood found on the piece of paper was required for
court. Section 16(3) of the Instruction provides
that “[a]
letter must then be obtained from the prosecutor concerned in which
the prosecutor requests that a DNA analysis be conducted
on the
samples”. With no prosecution pending and no suspects in
sight, further DNA testing was pointless. The SAPS
did not seek
or receive another request until the applicant sought discovery on 18
June 2018, when the civil trial was well underway.
[275]
When the piece of paper was tested on 20 July 2018, after the
trial started, the results excluded Messrs Jakavula, Manqane and
Lawrence
once more. The male DNA found in the bloodstain
on the paper was identical to the DNA found in the vaginal swabs
taken
from the applicant. This DNA showed no match with any
suspect. Testing the paper was not needed for a criminal
prosecution.
Importantly, the male DNA found in the
vaginal swabs were already on the DNA database of the Forensic
Science Laboratory after
samples from the applicant were tested in
May 2011. If that male DNA is logged on the database
from some other source,
there would be a match. That could lead
to identifying and tracing the rapist. That might still
happen. Again,
the first judgment discounts what was done.
[276]
Neither in her Notice nor in the various versions of her
Particulars of Claim did the applicant refer to DNA evidence.
The Pre-Amended
Particulars of Claim were delivered on 14 November
2013 and the final Amended Particulars of Claim were delivered on 6
February 2018,
nine days before the trial. In addition, there
were lengthy requests for further particulars for trial and extensive
pre-trial
conferences. The applicant was aware that DNA tests
had been carried out and of the significance of such evidence.
She
had many opportunities to request for DNA reports timeously.
Requesting DNA reports via discovery proceedings as late as
18 June 2018
begs the question: Why did the applicant delay
to seek and obtain such information when three reports had been
available since November
2012 whence she would have known that the
piece of paper had not been tested? She had to have known from
the letter of 10 February 2011
from the laboratory that the
prosecutor had to request for the paper to be tested. Yet she
did not enquire whether this had
been done, not even when her
attorneys wrote letters demanding that Messrs Lawrence and Manqane be
tested. If she was unaware
of the DNA line of investigation, it
was because she chose not to know. Her failing to plead and
prove omissions regarding
the DNA testing and raising it belatedly on
appeal is yet another afterthought. Therefore, the following
finding of the High Court
is not justified either in law or
fact:
“Warrant Officer Madubedube and SAPS failed to take steps to have
all the DNA evidence evaluated timeously. Doing this eight
years after the fact and in response to a request for discovery in
the context of civil litigation was plainly an unreasonable delay
and
a breach of SAPS’ legal duty to conduct a reasonably effective
investigation.”
[146]
[277]
The Supreme Court of Appeal correctly found that the failure
by the SAPS to conduct any DNA analysis was not one of the
applicant’s
stated grounds for establishing wrongfulness.
[147]
Establishing a causal connection between this alleged omission and
harm when the applicant was unaware of the omission would
be, like
the searches and investigating the man in the park, a hard ask. The
applicant’s contention that she did not plead
this ground because
she was unaware until the trial that this line of investigation had
not been undertaken, is contrived.
It is also after the fact
reasoning that the test for wrongfulness eschews.
Delays
and secondary trauma
[278]
The chronology shows that the police acted with remarkable
alacrity and diligence, not least because of the media attention that
the
case attracted. The applicant’s high profile, her
commendable agency, her access to resources and social capital also
kept
the police on their toes. She had access to the
deputy mayor, a representative of the community policing forum,
the Ministry
of Justice and People Opposed to Women Abuse (POWA) to
keep the pressure on the police. She frequently contacted
senior police
management to complain about poor police services.
As a result, in June 2012,
Brigadier Koll
assigned three very senior officers to her case. The
investigation diary was closely supervised. Scrutiny of the
investigation
by the applicant’s private investigators, SSG,
compounded the pressure on the SAPS to do better.
[279]
Still, the applicant complained about delays. Within the
space of the first five days, the police had effected arrests of two
suspects, Messrs Jakavula and Manqane, charged Mr Jakavula
but released Mr Manqane, conducted two identity parades, neither
of
which showed up any suspects, obtained samples found at the
crime scene for DNA analysis, composed a facial identikit
of a suspect, viewed parts of the CCTV footage of Kings Beach
and submitted the docket to the prosecutorial services. Within
six months, the police had excluded the DNA of Mr Jakavula and
within a further 18 months had similarly excluded the DNA
of
Messrs Manqane and Lawrence.
[280]
Other alleged delays on the morning after the rape were shown
above to be unfounded. The alleged omissions and delays in the
overall management of the investigation are unfounded in my view.
They could not be the cause of the applicant’s secondary
trauma.
As the medical experts agreed, reliving the ordeal for the purposes
of the litigation compounded her secondary trauma.
Assessing
W/O Madubedube
[281]
This judgment would be incomplete without a response to the
following overall impressions of the High Court of W/O Madubedube
:
“[H]e was a very poor witness. His evidence was laboured and
wandered without clear direction. He appeared to conduct
his
investigation with little plan in mind. He meticulously
recorded everything he did, but the overall impression one is left
with is that there is much that he did not do which he could have
done and should have done. He did conduct an investigation
of
sorts, but the investigation was characterised by a number of glaring
omissions which could only have left the plaintiff with
a clear
impression that he was doing very little to follow up on all possible
leads which might lead to the apprehension of her assailant.
In
the circumstances, it is not surprising that she became slightly
‘hysterical’ and difficult to deal with or that she contacted
a
number of civil society organisations, various police officials
higher up the chain of command, private investigators and eventually
lawyers to try and galvanise W/O Madubedube into some sort of
action.”
[148]
[282]
The High Court’s observations of W/O Madubedube are not
borne out by the facts. Nor was it fair to hold it against him
that
his evidence was “laboured”, considering that he was
testifying through an interpreter who had been engaged on the spur of
the
moment without forewarning that W/O Madubedube would be
testifying in isiXhosa. W/O Madubedube was not evasive.
The evidence shows that he did have a plan for his investigations and
wasted no time in implementing it. He took initiatives
even
before the Senior Public Prosecutor gave directions about posting
identikits, holding identity parades and processing DNA testing.
Viewing the CCTV footage was his idea. All this he did
despite having a difficult complainant. He was a detective
experienced in “lots” of rape cases. The High Court
concluded that the applicant’s complaint that he was always without
transport and sending her “Please call me” messages were
unfounded. There were no omissions, glaring or otherwise, in
his
investigations.
[283]
From the outset, the applicant was unhappy with W/O Madubedube
taking over the investigation from W/O Andrews. Around
15 February 2011, she called General Rabie, the
cluster commander, to enquire about progress with the investigation
and to complain about its slow pace. General Rabie and
Colonel Engelbrecht supervised W/O Madubedube to monitor
progress with the investigation. By signing off the
investigation diary periodically, Colonel Engelbrecht signalled
his
satisfaction with the progress.
[284]
Warrant Officer Madubedube testified that he and the applicant
did not “click”. His attempts to “humble” himself
failed
to curry favour with her. He testified that the
applicant telephoned him over a weekend. She spoke harshly to
him.
Around April 2011, after W/O Madubedube’s aunt
informed him that what was being said about him in the media
pertaining
to the case was not good, he asked Colonel Engelbrecht
to release him from the investigation. Colonel Engelbrecht
convinced him to remain on the case, which he did until June 2011.
In the circumstances, the applicant’s case that the
SAPS and
W/O Madubedube in particular, had failed to investigate her
complaint of rape is unfounded on the objective evidence.
As
with the actions against Brigadier Ronald Koll and
W/O Adine Solomon, the action against W/O Madubedube
as the third defendant, also failed.
Conclusion
[285]
To answer the question I posed at the outset,
[149]
I find that this is not “that kind of case”.
The
Supreme Court of Appeal’s finding is entirely fortified by the
facts that had to be traversed in considerable detail in this
appeal. The burden on the applicant was to prove that the SAPS
omitted to do their duty to search and investigate her complaints.
Her burden was not to prove that the searches and investigations
would have resulted in successful arrests and prosecutions.
Of
course, conversely, if they did result in prosecutions, the applicant
would have no claim against the SAPS. On the facts,
the police
did not omit to perform any of their duties. No omission
resulted in the rapist not being apprehended. Rather,
the
applicant’s inability to recognise her assailant – which is
understandable given the traumatic circumstances – was an
impediment.
[286]
The applicant fails to meet the
threshold of proving any material omissions on the part of the SAPS.
Imposing liability on the
respondent in these circumstances is
unreasonable as the legal convictions of the community, conscious of
the Constitution, would
not support it. This finding on
wrongfulness is dispositive of all the elements for liability in
delict.
The applicant’s claim for compensation in
excess of R25 million must fail.
[287]
Regarding costs,
Biowatch
applies. The applicant
should
have been able to trust that public spaces would be safe and that she
could exercise her constitutional right to freedom of
movement
without the risk of harm. Although the applicant did not frame
her claim under public interest law but private law,
judicial
supervision of steps to eliminate this social scourge must be
accessible for as long as the blight persists. The trauma
suffered by the applicant as a rape victim militates against awarding
any costs.
But for the costs order in the
Supreme
Court of Appeal, I would dismiss the appeal with no order as to costs
in the Supreme Court of Appeal and in this Court.
For the
Applicant:
T J Bruinders SC and N Lewis instructed by
Norton Rose Fulbright South Africa Incorporated
For the
Respondent:
C J Mouton SC and G Wolmarans
instructed by the State Attorney
For the First Amicus
Curiae:
N Rajab-Budlender and L Phasha
instructed
by Centre for Applied Legal Studies
For the Second Amicus
Curiae
R Tulk and L G Mokgoroane
instructed
by
Kedijang Attorneys
[1]
Carmichele v Minister of Safety and Security
(Centre for Applied Legal Studies Intervening)
[2001]
ZACC 22
;
2001 (4) SA 938
(CC);
2001 (10) BCLR 995
(CC) at para 62.
[2]
Tshabalala v S
;
Ntuli v S
[2019] ZACC 48
;
2020 (5) SA
1
(CC);
2020 (3) BCLR 307
(CC) at para 61.
[3]
S v Chapman
[1997]
ZASCA 45
;
1997 (3) SA 341
(SCA) at 345C-D.
[4]
The Minister of Police v K
[2020] ZASCA 50
;
2020 (3) All SA
38
(SCA) (Supreme Court of Appeal judgment).
[5]
CALS is a civil society organisation based at the University of the
Witwatersrand, Johannesburg.
[6]
WISE4AFRIKA is an organisation not for gain that operates to advance
the empowerment of women by challenging patriarchy through
advocacy
and advancing women-inspired solutions for empowerment.
[7]
Even though the applicant was told that Mr Jakavula was found in
possession of some of the items from her car, she was not convinced
that he could be her assailant given the length of time she spent
with her captor and the time when her vehicle could have been
broken
into.
[8]
K v Minister of Safety and Security
[2018] ZAECPEHC 82;
2019
(1) SACR 529
(ECP) (High Court judgment) at para 18.
[9]
Kruger v Coetzee
1966 (2) SA 428
(A).
[10]
The Court articulated the test as follows:
“This test prescribes
that negligence would be established if:
a.
diligens paterfamilias
in the position of the defendant—
(i)
would foresee the reasonable possibility of his conduct
injuring
another in his person or property and causing him patrimonial loss;
and
(ii)
would take reasonable steps to guard against such occurrence;
and
b.
the defendant failed to take such steps.”
[11]
The references to points “F” and “G” are
based on the agreed aerial map of the beach and shoreline where the
search was
conducted. In the High Court, the parties agreed
that on the night of the incident the applicant was being held at
point
“F2” on the map.
[12]
Loureiro v Imvula Quality Protection (Pty) Ltd
[2014] ZACC 4;
2014 (3) SA 394 (CC); 2014 (5) BCLR 511 (CC).
[13]
Country Cloud Trading CC v MEC, Department of Infrastructure
Development, Gauteng
[2014] ZACC 28; 2015 (1) SA 1 (CC); 2014
(12) BCLR 1397 (CC).
[14]
See
Hill v Chief
Constable of West Yorkshire
[1987] 1 All ER 1173
(CA)
and
Commissioner of Police of the
Metropolis v DSD
[2018] UKSC 11
(
DSD
).
[15]
Section 10 of the Constitution provides that “Everyone has
inherent dignity and the right to have their dignity respected and
protected”.
[16]
Kruger
above n 9.
[17]
Mashongwa v Passenger Rail Agency of South Africa
[2015] ZACC
36; 2016 (3) SA 528 (CC); 2016 (2) BCLR 204 (CC).
[18]
Id at para 40.
[19]
Supreme Court of Appeal judgment above n 4 at
para 20.
[20]
Id
at para 21 relying on
Mashongwa
above n 17 at para 41.
[21]
Biowatch Trust v Registrar Genetic Resources and Others
[2009]
ZACC 14; 2009 (6) SA 232 (CC); 2009 (10) BCLR 1014 (CC).
[22]
Rule 13(2) of the Rules of this Court provides that “Oral argument
shall not be allowed if directions to that effect are given
by the
Chief Justice”. Sub rule (3)(a) reads: “Oral argument
shall be relevant to the issue before the Court and its
duration
shall be subject to such time as the Chief Justice may impose.”
[23]
In
Loureiro
above
n 12 at para 36, this Court held that negligence and the
interpretation of the contract in that case were issues connected
to
the required decision on a constitutional issue.
[24]
Komape v Minister of Basic Education
[2019] ZASCA 192; 2020
(2) SA 347 (SCA).
[25]
Loureiro
above n 12 at para 34.
[26]
Compare
Loureiro
above n 12 at para 36.
[27]
Steyn and Steyn “Revictimisation of rape victims by the South
African Police Service” (2008) 1
Acta Criminologica
41 at
56.
[28]
NL v Estate of the Late Frankel
[2018] ZACC 16
;
2018 (2) SACR
283
(CC);
2018 (8) BCLR 921
(CC) (
Frankel
).
[29]
Mashongwa
above
n 17 at paras 40-1.
[30]
Sections 9, 10 and 12 of the Constitution.
[31]
S v Francis
[1999] ZASCA 11
;
1999 (1) SACR 650
(SCA) at para
33;
Rex v Dhlumayo
1948 (2) SA 677
(A) (
Dhlumayo
) at
705-6; and
S v Hadebe
[1997] ZASCA 86
;
1998 (1) SACR 422
(SCA) at paras 426A-C.
[32]
Although it was not possible for the helicopter to fly over the area
“F” to “G”, Mr Smith had conceded that he did not
inform W/O
Gerber of this at the time that W/O Gerber requested the air search
and so, for all intents and purposes, W/O Gerber
could and should
have at the very least requested that the helicopter search the area
“F” to “G”. He did not.
[33]
Makaratzis
v
Greece
, no
50385/99, §
74,
ECHR 2004
.
[34]
See
for example
MC v
Bulgaria
, no 39272/98,
§
20,
ECHR, 2003
.
[35]
United Nations Convention on the Elimination of all Forms of
Discrimination against Women, 18 December 1979 (CEDAW).
[36]
Protocol
to the African Charter on Human and
Peoples’ Rights on the Rights of Women in Africa, 25 November 2005
(Maputo Protocol).
[37]
The Maputo Protocol prohibits gender-based violence as part of
women’s rights to life, integrity and security of the person
(article 4), and dignity (article 3). Also see articles 1, 2,
3, 6, 11,12 and 16 of CEDAW. In 1992, the CEDAW Committee
recommended that “States may also be responsible for private acts
if they fail to act with due diligence to prevent violations
of
rights or to investigate and punish acts of violence, and for
providing compensation”. See General Recommendation 19,
U.N.
GAOR, Committee on the Elimination of Discrimination Against Women,
11th session (1992). In their Concluding Observations
on South
Africa’s Fifth Periodic Report, the CEDAW Committee noted as a
principal area of concern, the “failure by the [SAPS]
to
systematically investigate, prosecute and adequately punish the
negligence and mishandling of cases by police officers”.
The
Committee recommended that South Africa ensure systematic training,
awareness raising and capacity building of among others,
police
officers on the application of criminal law provisions on
gender-based violence, gender sensitive investigation
procedures,
and the need generally to create an enabling environment
for women and girls to report gender-based violence. CEDAW
Committee,
Concluding Observations on the fifth periodic report of
South Africa, 11 November 2021 at E(9)(b), E(10)(b), E(22)(c) and
E(34)(d).
See also Combrinck, “Positive State Duties to
Protect Women from Violence: Recent South African Developments”
(1998) 20
Human Rights Quarterly
666
and
S v Baloyi
[1999] ZACC 19
;
2000 (2) SA 425
(CC);
2000 (1) BCLR 86
(CC) at
para 13.
[38]
Carmichele
above n 1 at para 62.
[39]
Articles 2 and 3 of the European Convention
provide as follows:
“Right to Life
Everyone’s right to
life shall be protected by law. No one shall be deprived of
his life intentionally save in the execution
of a sentence of a
court following his conviction of a crime for which this penalty is
provided by law.”
And Article 3 states
that “[n]o one shall be subjected to torture or to inhuman or
degrading punishment or treatment.”
[40]
See
MC
above
n 34 at 151-3.
[41]
Makaratzis
above
n 33
at para 74.
[42]
Menson v United Kingdom
, no
47916/99, ECHR, 2003.
[43]
Id at page 13.
[44]
Id.
[45]
Id.
[46]
See
Fanziyeva v Russia
,
no 41675/08, ECHR, 2015.
[47]
Lee v Minister of Correctional Services
[2012] ZACC 30; 2013
(2) SA 144 (CC); 2013 (2) BCLR 129 (CC).
[48]
Id at para 56.
[49]
Id at para 22.
[50]
High Court judgment above n 8 at para 217.
[51]
Minister of Safety and Security v Van Duivenboden
[2002]
ZASCA 79
;
2002 (6) SA 431
(SCA) (
Van Duivenboden
) at
para 26. See also
Lee
above n 47 at para 41. In
Za v Smit
[2015] ZASCA 75
;
2015 (4) SA 574
(SCA) at para 30
the Court held that—
“the application of
the ‘but-for test’. . . is a matter of common sense, based on
the practical way in which the minds of
ordinary people work,
against the background of everyday life experiences. In
applying this common sense, practical
test, a plaintiff therefore
has to establish that it is more likely than not that, but for the
defendant’s wrongful and negligent
conduct, his or her harm would
not have ensued”.
[52]
Minister of Safety and Security v
Rudman
[2004] ZASCA
68
;
2005 (2) SA 16
(SCA) (
Rudman
).
[53]
Mashongwa
above n 17 at
para 68.
[54]
Carmichele
above n 1.
[55]
Hill
above n 14.
[56]
In
Hill
above n 14 at para 75G-H the Court held:
“If the police were
liable to be sued for negligence in the investigation of crime which
has allowed the criminal to commit further
crimes, it must be
expected that actions in this field would not be uncommon.
Investigative police work is a matter of judgment,
often no doubt
dictated by experience or instinct. The threat that a decision
which, in the end, proved to be wrong might
result in an action for
damages would be likely to have an inhibiting effect on the exercise
of that judgment.”
[57]
DSD
above n 14.
[58]
Van Duivenboden
above n 51 at paras 19 and 44.
[59]
It needs to be mentioned that the SAPS recognised that a special
dispensation for sexual offences was necessary. The National
Instruction was issued to ensure that members render a professional
service to victims of sexual violence in respect of the
investigation
of such offences and assist victims in that regard.
See the National Instruction in terms of the Criminal Law (Sexual
Offences
and Related Matters) Amendment Act (32/2007): For general
information, GNR 865, GG 31330, 15 August 2008 (Instruction).
The
Department of Social Development also issued the “National
Policy Guidelines for Victim Empowerment”. The policy is
based
upon the concept of restorative justice, which is in concert
with international trends to promote a victim centred approach
to criminal justice. It focusses on the needs of the victim.
[60]
Mashongwa
above n 17 at paras 40-1.
[61]
Frankel
above n
28 at para 24.
[62]
Van Duivenboden
above n 51.
[63]
Id at para 22.
[64]
Hill
above n 14.
[65]
Brooks v Commissioner of Police of the Metropolis
[2005] UKHL
24.
[66]
Id at para 30.
[67]
Sullivan v Moody
(2001) 207 CLR 562.
[68]
Id at 580.
[69]
Robinson v Chief Constable of West Yorkshire Police
[2018]
UKSC 4
at para 61.
[70]
Id at paras 30-4 and the authorities cited there.
[71]
Van Duivenboden
above n 51 at para 21.
[72]
See for example
Carmichele
above n 1;
Minister of Safety
and Security v Hamilton
[2003] ZASCA 98
;
2004 (2) SA 216
(SCA);
Van Eeden v Minister of Safety and Security
[2002] ZASCA 132
;
2003 (1) SA 389
(SCA); and
Van Duivenboden
above n 51.
[73]
Hill v Hamilton
Wentworth Regional Police Services
Board
[2007] 3 SCR 129
;
2007 SCC 41
(
Hamilton Wentworth
II
) at para 61 and
Hill v Hamilton
Wentworth
Regional Police Services Board
[2005] OJ No 4045 (QL)
(
Hamilton-Wentworth I
) at paras 63-4.
[74]
DSD
above n 14 at paras 67, 97 and 131.
[75]
Hamilton-Wentworth I
above n 73 at para 63.
[76]
Id at para 64.
[77]
Hamilton-Wentworth II
above n 73 at para 61.
[78]
Id.
[79]
This test emanates from the House of Lords decision in
Anns v
Merton London Borough Council
[1977] UKHL 4
;
[1978] AC 728.
It was held
in that case that the test for whether a duty of care exists
proceeds in two stages. First, a court asks
whether there is
sufficient proximity between the parties to impose a duty. If
so, a prima facie duty of care is recognised,
and the Court then
considers whether there is any reason to negate that duty.
[80]
DSD
above n 14 at para 71.
[81]
1998.
[82]
See article 3 of the European Convention on Human Rights above n 39.
[83]
Motsagki v S
, unreported judgment of the High Court of South
Africa, Gauteng Local Division, Johannesburg, Case No 2013/A5043 (14
October 2014)
at para 66.
[84]
Makate v Vodacom (Pty) Ltd
[2016] ZACC 13
;
2016 (4) SA 121
(CC);
2016 (6) BCLR 709
(CC)
at para 40 and
Bernert v Absa Bank
Ltd
[2010] ZACC 28
;
2011 (3) SA 92
(CC);
2011 (4) BCLR 329
(CC) at para
106.
[85]
Zwane v S
[2013]
ZASCA 165
; at para 9;
Meintjies v
Esterhuizen
[2003] JOL 12335
(E) at
para 4 and
Dhlumayo
above n 31 at 705, where the Court held that:
“The trial judge has
advantages – which the appellate court cannot have – in seeing
and hearing the witnesses and in being
steeped in the atmosphere of
the trial. Not only has he/she had the opportunity of
observing their demeanour, but also their
appearance and whole
personality. This should never be overlooked. The mere
fact that the trial judge has not commented
on the demeanour of the
witnesses can hardly ever place the appeal court in as good a
position as he/she was.”
[86]
Country Cloud Trading CC
above n 13 at paras 20-1.
[87]
Mashongwa
above n 17 at paras 19-21;
Oppelt v
Department of Health, Western Cape
[2015] ZACC 33
;
2016 (1) SA
325
(CC);
2015 (12) BCLR 1471
(CC) at paras 51 4;
Carmichele
above n 1 at paras 27-30;
Minister of Justice and
Constitutional Development v X
[2014] ZASCA 129
;
2015 (1) SA 25
(SCA) at para 13;
Minister of Water Affairs v Durr
[2006]
ZASCA 102
;
2006 (6) SA 587
(SCA) at paras 19 and 50;
Lubbe v Louw
[2004] ZASCA 130
; 2005 JDR 0037 (SCA) at paras 13-7;
H L &
H Timber Products (Pty) Ltd v Sappi Manufacturing (Pty) Ltd
[2000] ZASCA 187
;
2001 (4) SA 814
(SCA);
Steenberg v De Kaap
Timber (Pty) Ltd
[1991] ZASCA 144
;
1992 (2) SA 169
(A);
Minister
of Forestry v Quathlamba (Pty) Ltd
1973 (3) SA 69
(A) at paras
80 and 82;
Dews v Simon’s Town Municipality
1991 (4) SA 479
(C) at 485; Van der Walt and Midgley
Principles of Delict
4
ed (LexisNexis, Durban 2016) at 115-6; Loubser et al
The Law of
Delict in South Africa
(Oxford, Cape Town 2017) at 186 and
Neethling et al
Law of Delict
7 ed (LexisNexis, Durban 2015)
at 58.
[88]
H v Fetal Assessment Centre
[2014] ZACC 34
;
2015 (2) SA 193
(CC);
2015 (2) BCLR 127
(CC) (
Fetal Assessment
)
at
para 54.
[89]
Id at para 67.
[90]
De Klerk v Minister of Police
[2019] ZACC 32
;
2020 (1) SACR 1
(CC);
2019 (12) BCLR 1425
(CC)
at para 28.
See also cases cited in fn 34 and 35 therein.
[91]
Stedall v Aspeling
[2017] ZASCA 172
;
2018 (2) SA 75
(SCA) at
para 11 and
Van Duivenboden
above n
51 at para 12.
[92]
Country Cloud Trading CC
above n 13 at para 22.
[93]
Van Duivenboden
above n 51
at para 23
citing
Kruger
above
n 9 at 430E–F.
[94]
Mashongwa
above n 17 at para 19.
[95]
Le Roux v Dey
[2011] ZACC 4
;
2011 (3) SA 274
(CC);
2011
(6) BCLR 577
(CC) at para 122.
[96]
Oppelt
above n 87 at para 51. See also
Fetal
Assessment
above n 88 at para 67;
Loureiro
above n 12
at paras 53-6. See also
TS v Life Healthcare Group (Pty)
Ltd
2017 (4) SA 580
(KZD) at paras 14-6, where the High Court
stated that the test for wrongfulness in our law is trite, and
thereafter described the
boni mores
legal duty test
followed closely by the new test as if no differences exist between
the two tests. See
Country Cloud Trading CC
above n 13
at paras 20-5. See also
Minister van Polisie v Ewels
[1975] ZASCA 2
;
1975 (3) SA 590
(A) at 597 (
Ewels
);
Local
Transitional Council of Delmas v Boschoff
[2005] ZASCA 57
;
2005
(5) SA 514
(SACR) at paras 19-20 and Neethling et al above n 87
at paras 81-2.
[97]
Loureiro
above n 12 at para 34.
[98]
Moses v Minister of Safety and
Security
2000 (3) SA 106
(C) at
113G-H as regards the “legal convictions of the community”.
[99]
Le Roux
above n 95 at para 122.
[100]
Neethling and Potgieter “Foreseeability: Wrongfulness and
Negligence of Omissions in Delict – the Debate Goes on
MTO
Forestry (Pty) Ltd v Swart N.O.
2017 5 SA 76
(SCA)” (2018) 43
Journal for Juridical Science
145 at 155.
[101]
In
Country Cloud Trading CC
above n 13, this Court held at
para 34:
“The Supreme Court of Appeal agreed with Country Cloud on the
facts, holding that the Department had intent, at least in the
form
of
dolus eventualis
– and that this was a relevant factor in
assessing whether its conduct was wrongful.
It disagreed,
however, that foreseeability of harm in and of itself is a relevant
consideration in that enquiry
. Although it had been
adopted in previous judgments, the Supreme Court of Appeal stated
that this approach was ‘bound to
add to the confusion between
negligence and wrongfulness’. Furthermore, the Court held
that this factor could not single
out Country Cloud’s claim for
‘special treatment’ because foreseeability is already a
‘prerequisite for delictual liability
in all cases’. This
is because foreseeability of harm is already required to establish
other delictual elements, namely
negligence and causation.”
[102]
Neethling and Potgieter above n 100 at 155.
[103]
Neethling et al above n 87 at 38. This Court in
Country
Cloud Trading CC
above n 13 held at paras
38 and
41 2:
“The
evidence also suggests, as the Supreme Court of Appeal correctly
held, that Mr Buthelezi foresaw the risk that his purported
cancellation would breach the completion contract.
Mr Buthelezi came under severe pressure from within the
Department
and from the media for not following the [departmental
acquisition council’s] recommendation to put the completion
contract out
to tender. He was no doubt desperately looking
for reasons to cancel, and the reasons he advanced proved to be
utterly unfounded.
Finally, despite the allegation in Country
Cloud’s founding papers that Mr Buthelezi had intentionally
cancelled the completion
contract without any basis for doing so,
the Department failed to call Mr Buthelezi to give evidence at the
trial. So the
probable inference that he foresaw that his
conduct was contractually unlawful was not rebutted.
However,
Country Cloud also contends that foreseeability of loss, and the
fact that Mr Buthelezi foresaw the precise loss it
would
suffer, is relevant in the wrongfulness enquiry. Of course
foreseeability is relevant, as has been noted above, to
the extent
that it plays a role in establishing the nature of the defendant’s
fault. It is not necessary, however, to consider
whether
foreseeability might have some broader relevance in the wrongfulness
enquiry. I am prepared to assume that the purpose
it might
serve here – to limit potential plaintiffs and diminish the risk
of limitless liability – is already served by the
nature of the
Department’s fault.
Does all
of this impel a finding of wrongfulness in this case? No.
As the Supreme Court of Appeal correctly noted, the
defendant’s
blameworthiness, and the risk of indeterminate liability, are
relevant but not dispositive considerations.
They should be
weighed with all others in determining whether conduct is wrongful.
In addition, there are cases where knowingly
causing loss, even
absent any risk of indeterminate liability, could not plausibly be
wrongful, for the plaintiff would not have
harmed a right or legal
interest of the defendant.” (Footnotes omitted).
[104]
Carmichele
above n 1 at paras 73-4.
[105]
Mashongwa
above n 17 at para 22.
[106]
Carmichele
above n 1 at para 49.
[107]
Neethling et al above n 87 at 65.
[108]
Mashongwa
above
n 17 at para 22. See also
Steenkamp
N.O. v Provincial Tender Board, Eastern Cape
[2006]
ZACC 16
; 2007(3) SA 121 (CC);
2007 (3) BCLR 300
(CC) at para 42.
[109]
Ewels
above n 96 at 594.
[110]
Section 10 of the Constitution.
[111]
Section 12 of the Constitution.
[112]
Code of Conduct of the South African Police Service dated 22 May
2020 (SAPS Code).
[113]
Instruction above n 59.
[114]
Id section 4(6).
[115]
Id section 1.
[116]
Id sections 5(11) and 9(2)(e).
[117]
Id section 9.
[118]
Id sections 8(2)(a), 10(6)(f) and 16(3)-(4).
[119]
Id section 16(3).
[120]
Id section 20.
[121]
F v Minister of Safety and Security
[2011] ZACC 37
;
2012 (1)
SA 536
(CC);
2012 (3) BCLR 244
(CC) at para 37 and CEDAW above
n 35.
[122]
Carmichele
above n 1 at para 62;
Van Duivenboden
above
n 51 at para 33; and
Van Eeden
above n 72 at para 18.
[123]
K v Minister of Safety and Security
[2005] ZACC 8
;
2005 (6)
SA 419
(CC);
2005 (9) BCLR 835
(CC) at para 52.
[124]
Supreme Court of Appeal judgment above n 4 at
para 14.
[125]
National Strategic Plan on Gender-Based Violence and Femicide -
Human Dignity and Healing, Safety, Freedom and Equality in our
Lifetime, 2020 at 48.
[126]
Id at para 4.3.4.
[127]
These
and others are points marked on the aerial
maps exhibits CBV1–CB1-2.
[128]
40 of 2002.
[129]
High Court judgment above n 8 at paras
100
and 102.
[130]
Supreme Court of Appeal judgment above n 4 at
paras 39-40.
[131]
High Court judgment above n 8 at para 107.
[132]
Id at para 106.
[133]
Supreme Court of Appeal judgment above n 4 at
para 40.
[134]
High Court judgment above n 8 at para 109.
[135]
High Court judgment above n 8 at para 111.
[136]
Id at para 112.
[137]
Contrast with
Country
Cloud
Trading CC
above n 13.
[138]
Supreme Court of Appeal judgment above n 4 at
para 46.
[139]
Id.
[140]
High Court judgment above n 8 at para 134.
[141]
High Court judgment above n 8 at para 150.
[142]
Supreme Court of Appeal judgment above n 4 at para 48.
[143]
Supreme Court of Appeal judgment above n 4 at
para 48.
[144]
Supreme Court of Appeal judgment above n 4 at
para 50.
[145]
Id.
[146]
High Court judgment above n 8 at para 164.
[147]
Supreme Court of Appeal judgment above n 4 at
para 50.
[148]
High Court judgment above n 8 at para 177.
[149]
See [149].
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