Case Law[2022] ZACC 18South Africa
TM obo MM v Member of the Executive Council for Health and Social Development, Gauteng (CCT 270/21) [2022] ZACC 18; 2023 (3) BCLR 315 (CC) (30 May 2022)
Constitutional Court of South Africa
30 May 2022
Headnotes
Summary: Jurisdiction — constitutional issue — interests of justice
Judgment
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## TM obo MM v Member of the Executive Council for Health and Social Development, Gauteng (CCT 270/21) [2022] ZACC 18; 2023 (3) BCLR 315 (CC) (30 May 2022)
TM obo MM v Member of the Executive Council for Health and Social Development, Gauteng (CCT 270/21) [2022] ZACC 18; 2023 (3) BCLR 315 (CC) (30 May 2022)
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sino date 30 May 2022
CONSTITUTIONAL
COURT OF SOUTH AFRICA
Case
CCT 270/21
In
the matter between:
TM
obo
MM
Applicant
and
MEMBER
OF THE EXECUTIVE COUNCIL FOR HEALTH
AND
SOCIAL DEVELOPMENT,
GAUTENG
Respondent
Neutral
citation:
TM obo MM v
Member of the Executive Council for Health and Social Development,
Gauteng
[2022] ZACC 18
Coram:
Madlanga J, Kollapen J, Majiedt J, Mathopo J,
Mhlantla J, Mlambo AJ, Theron J, Tshiqi J and Unterhalter AJ.
Judgment:
Mathopo J (unanimous)
Heard
on:
15 February 2022
Decided
on:
30 May 2022
Summary:
Jurisdiction — constitutional
issue — interests of justice
Leave
to appeal — not in the interests of justice to grant
leave — leave to appeal is refused — no order
as to costs
ORDER
On
appeal from the Supreme Court of Appeal (hearing an appeal from the
High Court of South Africa, Gauteng Local Division, Johannesburg),
the following order is made:
1.
Leave to appeal is refused.
JUDGMENT
MATHOPO
J (Madlanga J, Kollapen J, Majiedt J, Mhlantla J, Mlambo AJ,
Theron J, Tshiqi J and Unterhalter AJ concurring)
Introduction
[1]
This application concerns a claim
instituted by Ms TM in her representative capacity as the mother and
natural guardian of her minor
child,
MM,
who was diagnosed with cerebral palsy as a result of a hypoxic
ischemic injury during birth. The issues surface in an application
for leave to appeal by Ms TM against the judgment and order of the
majority of the Supreme Court of Appeal. That Court set aside
the
decision of the High Court of South Africa, Gauteng Local Division,
Johannesburg which found the respondent, the Member of
the Executive
Council for Health and Social Development, Gauteng, liable for
damages arising from injuries sustained from the alleged
negligent
conduct of the medical staff at Charlotte Maxeke Academic Hospital.
Background
[2]
On
8 July 2010, at 33 to 35 weeks of pregnancy, Ms TM made her first
visit to an antenatal clinic and was informed that there were
no
complications with her pregnancy. On 30 July, she returned to
the clinic and after her blood pressure and the heart rate
of
her unborn child were checked, she was told that her pregnancy was
progressing normally. Thereafter, on 20 August, she went
for a
follow-up, but the clinic was closed due to the nurses being on
strike. Ms TM returned a week later, on 27 August, but
the
strike was still in progress. That afternoon she experienced lower
abdominal pains and went back to the clinic, but it was
still closed.
When she made another attempt the next morning, she found that the
strike was still ongoing.
[1]
[3]
On 28 August 2010, in the early active
stage of labour, Ms TM took a taxi to the maternity ward at the
hospital and arrived
at 12h55. On admission, she was found to be
four centimetres dilated and her membranes ruptured shortly
thereafter. The nursing
staff then conducted regular foetal
monitoring by way of cardiotocography. Nothing abnormal was detected
and her labour continued
normally.
[4]
Earlier that day, at 03h35, another
patient, Ms CM, who was pregnant with twins had already been
admitted. She required a caesarean
section and was scheduled for the
procedure at 05h00. However, it was cancelled because the maternity
unit had run out of sterilised
theatre gowns. Due to this shortage,
the theatre was unused from 04h34 to 06h05 (first down time). At
06h00, this issue was resolved
and another patient, whose foetus was
in distress, had her caesarean section.
[5]
From 07h05 to 09h30, the theatre was again
unused (second down time). Between 09h30 and 11h40, two other
patients were taken
to the theatre for caesarean sections due to
foetal distress. At 09h50, Ms G was admitted to the ward and since
she had previously
undergone two caesarean sections, a natural birth
posed a risk of uterine rupture. From 11h40 to 14h15, the
theatre was
unused (third down time).
[6]
Ms DM was also admitted. At 13h45 her baby
went into foetal distress and a decision to perform a caesarean
section was taken. Ms
CM eventually went in for her caesarean section
nine hours after it was originally scheduled and the procedure was
completed at
15h20. At 15h30, Ms DM was taken to theatre for her
caesarean section.
[7]
At 15h45 an abnormal cardiotocography
reading, which indicated foetal distress, was detected on Ms TM and,
at 16h00, a decision
was taken that an emergency caesarean section be
performed. However, Ms DM was still undergoing a caesarean section
from 15h50
to 16h25, and thereafter Ms G occupied the theatre between
16h45 and 17h55. As a result, Ms TM could only be attended to at
18h15 and her caesarean section was finalised at 19h20. MM was born
at 18h43, approximately 155 minutes after the initial
decision
to perform Ms TM’s caesarean section was taken.
[8]
MM suffered a hypoxic ischemic injury due
to perinatal asphyxia which resulted in a mixed-type cerebral palsy,
that is, permanent
brain damage. On 28 November 2013, a
magnetic resonance imaging (MRI) scan performed on MM when he was
three years old
reflected that this had been caused by an acute
profound insult.
[9]
At
birth, MM was found to be severely acidotic. Professor Johan Smith, a
specialist neonatologist, testified on behalf of Ms TM
that the
process leading to acidosis occurs when the tissues are deprived of
oxygen. This leads to the cells generating excess
acid which, if
allowed to accumulate, leads to a drop in the pH of the blood of the
foetus. This, in turn, can lead to an ischemic
injury. Essentially,
Professor Smith testified that the cause of the brain injury was
the lack of oxygen to MM’s brain.
[2]
Professor Smith further testified that MM suffered
a
hypoxic
ischemic injury
during the period 17h43 to 18h43.
[10]
Dr
Linda Ruth Murray, a specialist obstetrician and gynaecologist,
testified on behalf of Ms TM that during birth a foetus will
move
along the birth canal by virtue of the contractions of the muscles of
the maternal uterine wall. These contractions occur
periodically
through labour and with greater frequency and intensity as the baby
is about to be born. During this process, the
placenta and umbilical
cord are compressed and the oxygen flow to the foetus is temporarily
occluded. As the contractions end,
the compression on the placenta
and umbilical cord is relieved, and the oxygen flows freely to the
baby.
[3]
[11]
Dr
Murray further testified that at the time that the foetus is
constricted by the contractions of the uterine muscles, the
occlusions
to the cord and placenta affect free flow of oxygen to the
foetus. This may exhaust the foetus’ reserves and ability to
cope,
and it will eventually succumb to hypoxia and suffer brain
injury. Dr Murray compared this to a person in a tub of water
who
is kept under water for a time and allowed up to catch their
breath periodically. This process can be performed for a relatively
long period, but at a certain point, the person’s energy
reserves are depleted, and that person will not be able to catch
their breath.
[4]
[12]
Professor
Keith Bolton, a specialist paediatrician, testified on behalf of the
respondent that the injury could have been caused
by the fact that
the distress of the foetus was not alleviated before the unborn child
succumbed to the injury. However, he was
of the opinion that there
could have been other possible reasons which rendered MM compromised
and thus unable to cope with the
rigour of the birth process in the
first place. Professor Bolton posited that the cause of the cerebral
palsy may have been an
intraamniotic infection known as
chorioamnionitis, a bacterial infection with attendant inflammation
of the foetal membranes.
This condition is associated with prolonged
labour. The fact that antibiotics were prescribed to the foetus and
the mother and
that Ms TM’s wound became infected some
days later after the birth were said to support this proposition. It
was, however,
conceded that these aspects were inconclusive as to the
cause of the injury.
[5]
Litigation
history
High Court
[13]
There were two issues, according to the
pleadings, which the High Court was called upon to decide. The first
was whether the respondent
failed to provide adequate resources
(facilities and personnel). And the second was whether the hospital
rendered substandard care
to Ms TM. The respondent admitted that it
owed Ms TM and MM a duty of care, subject to the availability of
resources. In her plea,
the respondent denied liability for the claim
and further averred that the hospital and its staff members performed
the caesarean
section as soon as they reasonably could.
[14]
In the pre-trial minute, the respondent
made the following admissions:
(a)
She undertook to render medical care and treatment to Ms TM and her
unborn child on her admission to
the hospital.
(b)
By virtue of the provisions in the Constitution (sections 9, 10, 11
and 27), she owed Ms TM a duty
of care to ensure the rendering
of medical care, treatment and advice to her with skill, care and
diligence as could reasonably
be expected of medical practitioners
and nursing staff in similar circumstances; thus placing an
obligation on the respondent to
ensure that proper, sufficient and
reasonable health care services are provided to members of the public
(particularly those who
cannot make use of services in a private
hospital).
(c)
The hospital staff undertook to render medical examinations, care,
treatment and advice to Ms TM and
to monitor her labour as was
reasonably required in the circumstances.
[15]
After
considering the evidence, the High Court held that there was a direct
link between the failure to treat the patients efficiently
throughout
the day in question and the injury that occurred.
[6]
It reasoned that the failure by the hospital staff to prevent the
second and third down times when they knew that there were women
who
were in the labour ward in need of caesarean sections amounted to
negligence.
[7]
Accordingly, the Court held the respondent liable on the basis that
the hospital had not managed its resources adequately.
[8]
It further emphasised that this case was about the management of
available resources and in so doing it declined to make a finding
on
whether the allocation of resources was actionable.
[9]
[16]
It bears noting that the finding in
relation to negligence was made despite the fact that neither the
non-utilisation of the theatre
earlier in the day nor the alleged
mismanagement of resources was pleaded. Aggrieved by the outcome, the
respondent sought and
was granted leave by the High Court to appeal
to the Supreme Court of Appeal.
Supreme Court of Appeal
[17]
The
Supreme Court of Appeal was split. Both the majority and minority
judgments accepted that the respondent, acting through the
medical
staff, owed Ms TM a legal duty to exercise reasonable care,
skill and diligence in her treatment.
[10]
[18]
The
majority judgment assumed wrongfulness in favour of Ms TM. It
observed that the legal duty alleged to have been owed to MM by
the
hospital was pleaded in broad and general terms and that the
respondent and its medical staff were charged with the management
of
the maternity unit. As a result, the majority found that there is a
legal duty in delict “to manage the [maternity] unit’s
resources with reasonable efficiency” and this duty could “have
been breached by acts or omissions preceding”
Ms TM’s
admission at 12h55 on 28 August 2010.
[11]
In coming to this conclusion, the majority judgment focused its
attention on the following:
(a)
The failure by the hospital to have a second functioning maternity
theatre so that when Ms G and
Ms TM needed caesarean sections at
16h00, they could both be promptly attended to.
(b)
The failure by the hospital staff to use the operational theatre
earlier during the day as the need
arose so that it would be
available for Ms TM’s procedure.
(c)
The triage decision to prioritise Ms G’s caesarean section over
Ms TM’s.
(d)
The failure by the hospital staff to take interim measures to improve
the foetus’ oxygenation
while Ms TM waited for her procedure.
(e)
The failure to refer Ms TM to another hospital.
[19]
On
the first issue, the majority found that although there was space for
a second maternity theatre, the second theatre was not
equipped and
had no staff.
[12]
It
noted the fact that this issue was not pleaded by Ms TM and held that
if it was, it would have had to be supported by expert
evidence as
well as the hospital’s detailed financial records.
[13]
As
a result, having considered the limited evidence before it, the
majority judgment could not find that the respondent was negligent
in
failing to allocate capital to ensure that the second maternity
theatre was functional in 2010.
[14]
[20]
On
the down time issue, the majority found that since this was also not
pleaded by Ms TM, it would be unfair to penalise the
respondent
for failing to adduce evidence in respect of this particular issue.
According to the majority, if Ms TM wanted to rely
on this ground she
should have specifically called for that evidence. The majority
further disagreed with the High Court and held
that Ms TM failed
to discharge this onus.
[15]
Concerning
the triage decision, the majority noted that it was also not pleaded
but that it was instead developed during the cross examination
of Dr Murray. It then found that the High Court was correct to reject
the submission that Ms TM’s caesarean section
should have
been prioritised over Ms G’s.
[16]
[21]
The
majority then considered the failure by the hospital staff to take
interim measures to improve the foetus’ oxygenation
which
included giving Ms TM an oxygen mask and getting her to lie on her
left side. It found that since Ms TM’s medical record
did not
indicate whether Atosiban was administered, this alleged omission was
questionable – especially considering that
it could do no harm
– but there was not enough evidence to indicate that it would
have had a material effect on Ms TM’s
situation.
[17]
Regarding
the use of an oxygen mask, the majority considered Dr Murray’s
testimony that it was part of standard procedure
to give the mother
oxygen but that it did very little to help the foetus, and it was
generally not used much.
[18]
In
contrast, Dr Hlengani Lawrence Chauke, an obstetrician and
gynaecologist with expertise in maternal and foetal medicine,
who
testified on behalf of the respondent, did not agree with the use of
an oxygen mask regardless of it being part of the
Guidelines
for Maternity Care in South Africa (2007 Guidelines)
.
[19]
Insofar
as the issue of placing Ms TM on her side, the majority found
that although the experts agreed that this measure would
help the
mother and not harm her, there was no evidence about the extent of
its usefulness and Ms TM was not pressed about her
position since she
testified eight years after the fact.
[20]
[22]
In
analysing the failure to refer Ms TM to another hospital, the
majority stated that no evidence was led to determine: which
hospitals
existed; the facilities they had; the distance to those
hospitals; and whether an ambulance service was available and the
estimated
duration of the transfer.
[21]
It concluded that the procedure could not have been performed earlier
than 16h15, taking into account the nature of caesarean section
intervals.
[22]
The majority emphasised the fact that this issue was also not
pleaded.
[23]
Lastly,
the majority criticised Professor Smith’s opinion about the
final hour hypothesis on the basis that it was not
supported by
a “respectable body of expert opinion”.
[23]
It therefore reversed the judgment of the High Court and held that no
negligence and causation had been established by Ms TM.
[24]
The
minority judgment, however, would have dismissed the appeal on the
grounds that Ms TM should have been prioritised over
Ms G
because her condition was not dire compared to that of Ms TM. The
minority found the hospital staff negligent for its
failure to
promptly refer Ms TM to another facility. In support of its
decision, the minority relied on the 2007 Guidelines,
which provided
that a caesarean section should be performed within one hour of the
decision to operate and disagreed with the majority
about the
procedure not being performed any sooner had Ms TM been referred to
another hospital.
[24]
In
this Court
Applicant’s
submissions
[25]
Ms
TM submits that this Court’s jurisdiction is engaged as the
matter raises constitutional issues of significance. She submits
that
she has the right to have access to adequate and emergency health
care services and also relies on MM’s section 28(2)
right.
[25]
She also argues
that the matter implicates the constitutional norms of
accountability, responsiveness and good governance, which
require
this Court to consider whether a public hospital can be held
accountable for its failure to properly manage its resources,
before
and after admission to a labour ward, and the standard of care
afforded to pregnant mothers.
[26]
Ms TM also contends that the matter raises
an arguable point of law of general public importance which requires
this Court to determine
whether the respondent bears a legal duty,
through the management of public maternity units, to ensure the
efficient use of resources.
[27]
Ms TM submits that after prioritising Ms
G’s caesarean section over hers, knowing that her foetus was in
distress and that
they could not provide the necessary caesarean
section within the required time, the hospital staff ought to have
referred her
to another hospital which might have been able to help.
This, Ms TM argues, is because the hospital is in a province with
other
public hospitals, such as Chris Hani Baragwanath, which are
located within a 30 kilometre radius, and it would have been
reasonable
to do so in accordance with its Hospital’s Policy
for Admission of Patients from Casualty which provides that:
“
If
no space can be found for the patient within the hospital, the
clinical executive on call must be contacted so that arrangements
can
be made for the patient to be transferred to another medical facility
or, alternatively, to ensure that additional nursing
staff are
acquired to provide the necessary nursing care, thus enabling the
patient to remain at this hospital.”
[26]
Thus,
reasonable hospital staff would have taken steps to ascertain whether
MM would have been able to be delivered sooner elsewhere.
[28]
Ms TM further submits that, from the time
the decision to perform a caesarean section on her was taken to the
time the procedure
was finally carried out, the staff failed to take
appropriate interim measures to mitigate the risks associated with
foetal distress.
In particular, they failed to administer tocolytic
medication, to provide an oxygen mask and to get her to lie on her
side.
[29]
Ms TM contends that the majority of the
Supreme Court of Appeal erred when it found that she did not
discharge the burden of proof
in respect of the down times. This is
so because, as the minority found, the pleadings were clear and
concise and were supported
by the pre-trial minute and the
submissions. Once the down times were established, the respondent had
an obligation to demonstrate
that the maternity theatre could not be
reasonably utilised. The failure to utilise the maternity theatre
resulted in the unacceptable
delay in her operation and there was no
way for her to know, or be able to ascertain, how that happened. For
that reason, she submits
that the establishment of the down times
must have at least created an evidentiary burden on the respondent to
show they happened
in reasonable circumstances.
[30]
Ms
TM contends further that in order to establish factual causation, a
claimant must prove a causal link between the defendant’s
action and the omission, on the one hand, and the harm suffered by
the plaintiff, on the other. To determine this, continues the
submission, the courts apply a “but for” test which does
not require the plaintiff to satisfy a court that the harm
would
certainly not have occurred in the absence of the negligent conduct.
The plaintiff is only required “to establish that
the wrongful
conduct was probably a cause of the loss”.
[27]
[31]
Ms TM also argues that had the hospital
used its resources efficiently and managed the theatres properly, Ms
CM’s caesarean
section would have taken place from 07h05 to
08h10 or 11h40 to 12h45 and Ms G’s procedure would have taken
place from 11h40
to 12h50 or 12h55 to 14h04. Ms DM’s caesarean
section would have taken place around 14h15 to 15h15 and by the time
the decision
was taken at 16h00 to operate on Ms TM, the theatre
would have been available. Importantly, this would have prevented the
brain injury to MM.
[32]
Ms TM submits that the hospital’s
failure to properly manage its resources is indicative of a systemic
failure and the respondent
should not escape accountability even
where the cause of the harm is impossible to pin down.
[33]
Lastly, Ms TM argues that the majority of
the Supreme Court of Appeal was incorrect to disregard Professor
Smith’s final-hour
hypothesis since it had no basis to assume
that the injury to MM occurred within 30 minutes after foetal
distress as this assumption
was not raised or proved in evidence. The
evidence of Professor Smith, which was not contradicted or
challenged, ought to
have been accepted. Therefore, the application
for leave to appeal should succeed with costs.
Respondent’s
submissions
[34]
The respondent submits that this Court has
no jurisdiction because the matter does not raise a constitutional
issue, nor does it
raise an arguable point of law of general public
importance and, as a result, leave to appeal should not be granted.
The respondent
also contends that the difficulty facing Ms TM is that
all the issues she contends engage the Court’s jurisdiction
were not
pleaded.
[35]
The
respondent contends that the principles enunciated in
Jiba
[28]
are relevant here since the application does not raise issues of law
but an evaluation of facts. This is because what is before
this Court
is whether, on the facts, negligence and causation have been
established. This, the respondent submits, is not a question
of law,
nor is it a question of general public importance.
[36]
The respondent submits that its alleged
failure to ensure that public resources are used efficiently does not
constitute a breach
of a legal duty and, accordingly, does not
establish a claim for delictual damages. This is because the measures
relied on by Ms TM
do not anticipate, directly or by inference,
an obligation to pay damages for loss suffered as a result of the
breach or non-compliance
and a finding otherwise would have a
chilling effect. Importantly, a finding by this Court that would
extend delictual liability
in respect of medical negligence would not
be in the public interest given the financial state of health care
facilities.
[37]
In relation to the majority judgment that
it was reasonable for the hospital to have the second theatre fully
operational, the respondent
submits that this is an issue entrusted
by law to public officials and not to the courts, and no case has
been made out for challenging
this decision. Regarding the down time
issue, the respondent submits that even if the use of the theatre was
negligent, the High
Court was wrong to find the respondent liable for
conduct that occurred before Ms TM was admitted to the facility and
that there
was sub-optimal use even when there was no indication that
she would undergo a caesarean section. The respondent submits that
even
if there was poor management of the resources, that did not
translate to negligent conduct for purposes of delictual liability.
In this respect, the findings of the minority that there was no legal
duty on the hospital before Ms TM was admitted and that of
the
majority that she failed to establish negligence should stand.
[38]
In respect of the triage decision, the
respondent argues that the choices of Dr Sibeko, who had her
hands full as the senior
doctor and registrar on duty on the day in
question, were not negligent and, because of her passing, there was
no explanation of
the criteria she used for prioritising other
patients over Ms TM and no adverse inference should be drawn against
them. Importantly,
the respondent contends that the majority’s
views, that even if a senior doctor had been consulted it had not
been established
that the decision would have been different, should
prevail.
[39]
On the issue of interim measures, the
respondent submits that the majority judgment was correct in its
finding that the failure
to administer Atosiban was questionable, and
there was no evidence that its administration would have a material
effect. The respondent
also argues that the use of an oxygen mask
provided little assistance to the foetus and that getting the mother
to lie on her side
would have also had no substantial effect.
[40]
On the question whether Ms TM should have
been referred to another hospital, the respondent submits that the
policy relied on by
the minority judgment did not apply and since
reference was made to material that was not before the High Court,
the issue should
not have been considered. Lastly, on the issue of
causation, the respondent submits that where an MRI scan indicates
the injury
pattern as acute profound as opposed to a partial
prolonged one, the time to take precautionary measures is limited.
Thus, the
majority’s findings in this regard should be upheld.
Issues
Jurisdiction and leave to
appeal
[41]
There are two issues before this Court,
namely whether a constitutional issue is
raised and, if so, whether it is in the interests of justice for this
Court to grant leave
to appeal.
[42]
Section
167(3)(b)
of the Constitution provides that:
“
The
Constitutional Court—
. . .
(b)
may decide—
(i)
constitutional matters; and
(ii)
any other matter, if the Constitutional Court grants leave to appeal
on the grounds that the
matter raises an arguable point of law of
general public importance which ought to be considered by that
Court.”
[43]
In
order to determine whether this matter engages the jurisdiction of
this Court, we must consider its character.
[29]
It
is now settled that this Court will entertain matters which involve—
“
(a)
the interpretation, application or upholding of the Constitution
itself, including issues concerning the status, powers or functions
of an organ of state and disputes between organs of state; (b)
the development of (or the failure to develop) the common law
in
accordance with the spirit, purport and objects of the Bill of
Rights; (c) a statute that conflicts with a requirement
or
restriction imposed by the Constitution; (d) the interpretation
of a statute in accordance with the spirit, purport and
objects of
the Bill of Rights (or the failure to do so); (e) the erroneous
interpretation or application of legislation that has
been enacted to
give effect to a constitutional right or in compliance with the
Legislature’s constitutional responsibilities;
or (f)
executive or administrative action that conflicts with a requirement
or restriction imposed by the Constitution.”
[30]
The
character of this appeal turns on the divergent factual findings of
the Supreme Court of Appeal. This factual evaluation is
not a
precursor to reaching and deciding a constitutional issue.
[44]
This Court
in
Gcaba
said:
“
Jurisdiction
is determined on the basis of the pleadings . . . and not the
substantive merits. . . . . In the event of the Court’s
jurisdiction being challenged at the outset (
in limine
),
the applicant’s pleadings are the determining factor. They
contain the legal basis of the claim under which the applicant
has
chosen to invoke the Court’s competence.”
[31]
[45]
This Court in
Jiba
then went a step further:
“
The
proper approach to this inquiry is to have recourse to the pleadings
and interpret them with a view to determine the nature
of the claim
advanced. It must be clear from that claim that a constitutional
issue or an arguable point of law of general public
importance is
raised. For a constitutional issue to arise the claim advanced must
require the consideration and application of
some constitutional rule
or principle in the process of deciding the matter.”
[32]
And
it recognised that “[t]he apparently incorrect determination of
facts by the majority in the Supreme Court of Appeal and
the
erroneous application of [a legal test] to those facts also [does]
not raise a constitutional issue”.
[33]
[46]
Thus,
this Court has and will refuse “to entertain appeals that seek
to challenge only factual findings or [the] incorrect
application of
the law by the lower courts”.
[34]
A challenge to a decision of the Supreme Court of Appeal on the sole
basis that it is wrong on the facts is not a constitutional
matter.
[35]
[47]
To fully appreciate and understand what
this case is about, it is necessary to look at the pleadings
and make the following observation
.
The pleadings in this case are not a model of clarity and not all of
the issues on which the evidence was led were pleaded.
It
must be clear from the pleadings that a constitutional issue or an
arguable point of law of general public importance is being
raised.
[48]
As stated earlier, the High Court did not
find for Ms TM on the two pleaded issues. The respondent admitted
that it owed her and
MM a duty of care subject to the availability of
resources. The High Court held—
“
that
those responsible for managing and staffing the Maternity Unit were
negligent in not seeing to it that the facility was not
managed in a
manner which would have rendered the theatre available to the
plaintiff sooner than occurred. It is not in dispute
that the
defendant is vicariously liable for their conduct.”
[36]
[49]
This finding is at odds with the pleaded
case. Neither the non-utilisation of the theatre earlier in the day
nor the alleged mismanagement
of resources were pleaded as grounds of
negligence. In the Supreme Court of Appeal, both judgments rejected
this finding. Following
a thorough analysis of the pleadings and
evidence, the majority adopted a view that wrongfulness was not in
dispute and assumed
the issue in favour of Ms TM. It concluded
that she had failed to prove that the hospital had been negligent
and, in any event,
failed to establish that such negligence would
have been the factual cause of MM’s injury. Once wrongfulness
had been assumed
in favour of Ms TM, it was out of the way and no
longer an issue that needed to be determined. The only issues that
remained were
negligence and causation and both turned on the
evaluation of factual evidence. That is still the position in this
Court.
[50]
Before
us, Ms TM asserts that the hospital failed to manage the limited
resources that were available in a manner that was reasonable.
This
issue essentially involves a determination of facts. Ms TM also seeks
to rely on this Court’s judgment in
Mashongwa
[37]
where jurisdiction was established on the basis of wrongfulness. This
Court’s jurisdiction in that matter was engaged on
the basis
that “an enquiry into wrongfulness ‘focuses on the
conduct and goes to whether the policy and legal convictions
of the
community, constitutionally understood, regard it as
acceptable’”.
[38]
It is clear that the issue of wrongfulness was an additional,
separate basis for jurisdiction in that matter. This Court also held
that a matter that appears to be factual in nature may still engage
its jurisdiction where constitutional issues are “the
pillars
on which the superstructure of [that] case rests”.
[39]
That is not the position in this matter.
[51]
In
the stated
case before the High Court, there was an admission of wrongfulness
with the result that the debate before the Supreme
Court of Appeal
was solely on negligence and causation, hence the Supreme Court of
Appeal correctly accepted, in my view, that
this was not a live
issue. The appeal was not upheld on the basis of wrongfulness; thus
no constitutional issue was raised. The
difficulty standing in the
way of Ms TM is that the finding of the majority regarding
wrongfulness was in her favour and a party
cannot appeal a judgment
that is in its favour.
[52]
It is also my view that Ms TM has brought a
narrow case before this Court and does not argue that the Supreme
Court of Appeal and
the High Court held different views about the
content of the law. What remains is negligence and causation and the
question to
be asked is whether a resolution of these issues engages
the jurisdiction of this Court. I do not think so. The disagreements
between
the majority and minority together with the decision of the
High Court stem from the evaluation of facts and not the application
of legal principles. The issue before the Supreme Court of Appeal was
whether, on the facts, Ms TM had established that the conduct
of the
hospital staff had been negligent and, if so, whether such negligence
was causally linked to MM being afflicted with cerebral
palsy. These
are purely factual issues which cannot be framed as “constitutional
matters”.
[53]
These
are factual
issues which Ms TM is inviting us to grapple with and we should
decline the invitation. Whether the hospital staff administered
the
tocolytic medication is a factual issue.
Whether the hospital staff reached out to other hospitals about their
availability and
whether they could assist Ms TM, are also questions
of fact. Whether the injury to MM occurred in the first hour or much
later,
is unfortunately, another question of fact. These questions do
not require the interpretation of sections in the Bill of Rights.
Importantly, it is accepted that there was a duty to treat Ms TM
reasonably.
[54]
Thus, the Court must refuse to entertain an
appeal that seeks to challenge only factual findings. I cannot
overstate that a challenge
to a decision of the Supreme Court of
Appeal on the basis only that it is wrong on the facts does not raise
a constitutional matter.
[55]
Ms
TM further contends that the disagreement before us is not on the
facts but on the legal duty to manage the resources efficiently.
She
states that in assessing the legal duty involved, there must be a
duty to make use of the facilities available. The question
of the
legal duty, in my view, did not arise; it was agreed that there was a
legal duty on the respondent and that there was a
duty to ensure
proper treatment. As far as the resources are concerned, courts
should be slow to interfere with budgetary decisions
and the
allocation of resources.
[40]
[56]
This
Court recently considered a similar matter in
NVM
.
[41]
That matter concerned the birth of a minor child who suffered severe
brain injury which resulted in cerebral palsy. The issue in
that
matter was whether the respondent was liable for damages.
[57]
The
minority judgment held that the matter engaged this Court’s
jurisdiction on the basis that “
the
factual disputes in this matter are both underpinned by the right of
access to healthcare, and are also ancillary to this constitutional
issue”
[42]
and
found that the applicant “adduced sufficient evidence to prove
factual causation”.
[43]
However, the majority judgment found differently.
[58]
The
majority judgment held that “[a]
peripheral
constitutional issue or arguable point of law is not a justification
for embarking on a factual reappraisal of a case
where the
reappraisal is not rendered reasonably necessary by the answer to the
constitutional issue or arguable point of law”.
[44]
It further held that it was uncontentious that the respondent owed a
duty to the applicant to “provide her with a reasonably
competent level of care, the breach of which would be wrongful”.
[45]
Importantly, the majority, in line with what this Court has held on
numerous occasions, found that the application of factual causation
to the facts of a case does not raise a constitutional matter.
[46]
[59]
It is clear from
NVM
that where a matter concerns an evaluation of facts or the
application of factual causation to the facts of a matter, it will
not engage the jurisdiction of this Court. Importantly, where the
Court has to consider the existence of a legal duty, wrongfulness
in
the context of causation, it may be a constitutional matter. The
position here is different. The legal duty was admitted by
the
respondent and neither the High Court nor the Supreme Court of
Appeal were called upon to examine sections 7(2) and
27 of the
Constitution. What distinguishes this case from
Mashongwa
is that there the claim was a constitutional matter because the very
existence of the legal duty or wrongfulness had to be determined.
In
this matter, wrongfulness has been assumed in favour of Ms TM and the
only question which was answered in the negative was whether
the
admitted breach of the required standard of care factually caused
MM’s injury.
[60]
I accept that questions relating to the
existence and scope of the legal duty to manage resources efficiently
could be said to be
connected to a constitutional issue. However, the
difficulty facing Ms TM is that this issue was not pleaded. Another
difficulty
facing her is the inconclusive and divergent expert
evidence which is further compounded by the insufficient evidence and
inadequate
pleading of the down times. No effort was made to plead or
lead evidence regarding the activities of the hospital staff during
these times.
[61]
As
a second string to her bow, Ms TM contends that this matter
implicates the right to health care services. What Ms TM is
attempting
to do is dress her claim in terms of sections 7(2)
and 27 of the Constitution. This is, however, not enough to make the
case
a constitutional matter. In
Mbatha
,
this
Court held that a factual issue does not become a constitutional
issue because it has been clothed in constitutional garb,
[47]
and this rings true in this matter too.
Conclusion
[62]
This matter does not raise a constitutional
issue. Therefore, leave to appeal must be refused.
Costs
[63]
The
respondent is the successful party and costs should follow the
result; however, it is a state institution which draws its budget
from the national fiscus. In accordance with
Biowatch
,
[48]
each party must then pay its own costs as there are no exceptional
circumstances that would warrant ordering Ms TM to pay the
respondent’s costs.
Order
[64]
The following order is made:
1.
Leave to appeal is refused.
For the
Applicant:
S Budlender SC and E Webber instructed by Wim Krynauw
Attorneys
For the Respondent:
V Soni SC and P Muthige instructed by the State Attorney,
Johannesburg
[1]
Tendai
v MEC Health and Social Development, Gauteng Provincial Government
2018 JDR 1849 (GJ) (High Court judgment)
at paras 5-6.
[2]
Id at paras 11-2.
[3]
Id at para 12.
[4]
Id at para 13.
[5]
Id at para 15.
[6]
Id
at para 42.
[7]
Id
at para 41.
[8]
Id
at para 43.
[9]
Id
at paras 31 and 33.
[10]
The
Member of the Executive Council for Health & Social Development
of the Gauteng Provincial Government v TM
[2021] ZASCA 110
; 2021 JDR 1819 (SCA) (Supreme Court of Appeal
judgment) at paras 53 and 56.
[11]
Id at para 56.
[12]
Id
at para 69.
[13]
Id
at para 70.
[14]
Id at paras 73 and 77.
[15]
Id at paras 89-90.
[16]
Id at paras 93 and 96.
[17]
Id at para 101.
[18]
Id at para 102.
[19]
Id.
See also Department of Health
Guidelines
for Maternity Care in South Africa, Department of Health, Republic
of South Africa: A manual for clinics, community
health centres and
district hospitals
3 ed (Department of Health, 2007).
[20]
Supreme
Court of Appeal judgment above n 10 at para 103.
[21]
Id
at para 106.
[22]
Id
at para 110.
[23]
Id
at para 126.
[24]
Id at paras 46-7.
[25]
Section
28(2) of the Constitution provides that “[a] child’s
best interests are of paramount importance in every matter
concerning the child”.
[26]
Supreme Court of Appeal judgment above n 10 at para 43.
[27]
Minister
of Safety and Security v Van Duivenboden
[2002] ZASCA 79
;
2002 (6) SA 431
(SCA) at para 25.
[28]
General
Council of the Bar of South Africa v Jiba
[2019]
ZACC 23
;
2019
JDR 1194 (CC);
2019 (8) BCLR 919
(CC) (
Jiba
).
[29]
Competition
Commission of South Africa v Mediclinic Southern Africa (Pty) Ltd
[2021]
ZACC 35
; 2021 JDR 3149 (CC);
2022
(5) BCLR 532
(CC)
at
para 35.
[30]
Fraser
v Absa Bank Ltd (National Director of Public Prosecutions as Amicus
Curiae)
[2006] ZACC 24
;
2007 (3) SA 484
(CC);
2007 (3) BCLR 219
(CC) at para
38.
[31]
Gcaba
v Minister for Safety and Security
[2009] ZACC 26
;
2010 (1) SA 238
(CC);
2010 (1) BCLR 35
(CC) at para
75.
[32]
Jiba
above
n 28 at para 38.
[33]
Id
at
para 49.
[34]
Mankayi
v Anglogold Ashanti Ltd
[2011]
ZACC 3
;
2011 (3) SA 237
(CC);
2011 (5) BCLR 453
(CC) at para 12.
[35]
S
v
Boesak
[2000]
ZACC 25
;
2001 (1) SA 912
(CC);
2001 (1) BCLR 36
(CC) at para 15.
[36]
High
Court judgment above n 1 at para 43.
[37]
Mashongwa
v Passenger Rail Agency of South Africa
[2015] ZACC 36; 2016 (3) SA 528 (CC); 2016 (2) BCLR 204 (CC).
[38]
Id
at para 13.
[39]
Id.
[40]
Soobramoney
v Minister of Health, Kwazulu-Natal
[1997] ZACC 17; 1998 (1) SA 765 (CC); 1997 (12) BCLR 1696 (CC).
[41]
NVM
obo VKM v Tembisa Hospital
[2022]
ZACC 11
; 2022 JDR 0608 (CC) (
NVM
).
[42]
Id at para 49.
[43]
Id at para 87. The minority judgment at para 79 relied heavily on
the fact that:
“
(a)
The foetus was evidently in a healthy condition at 03h15, judging by
the clear amniotic
fluid and the apparently normal foetal heart
rate.
(b)
During the critical period, between 03h15 and 04h45, there was no
foetal heart rate
monitoring at all by the hospital staff.
Monitoring should have occurred at half hourly intervals, that is,
at 03h45 and again
at 04h15, as Ms NM was in active labour by that
time.
(c)
V suffered an acute profound hypoxic injury intrapartum during the
critical period.
(d)
There were no emergency measures adopted by the nursing staff –
none were
recorded in the hospital records and none were mentioned
at the trial.
(e)
Absent any foetal heart rate monitoring during the critical period,
no warning signs
of a possible hypoxic event were capable of being
detected. This was very properly conceded at the trial to constitute
a negligent
omission and the attempt to withdraw that concession in
this Court falls to be rejected.
(f)
Had the monitoring been done, on the probabilities the hospital
staff would
have picked up the warning signs (that probably would
have been present) to indicate foetal distress caused by hypoxia. In
the
face of these warning signs, the staff would on the
probabilities have taken urgent steps to “buy time” for
V and
to make arrangements for an urgent caesarean section so as to
prevent the injury to V’s brain. It is probable that with the
proper emergency measures, V’s brain injury would not have
occurred.”
[44]
Id at para 88.
[45]
Id at para 91.
[46]
Id at paras 98-9.
[47]
Mbatha
v University of Zululand
[2013]
ZACC 43
; (2014) 35 ILJ 349 (CC);
2014 (2) BCLR 123
(CC) at para 222.
[48]
Biowatch
Trust v Registrar Genetic Resources
[2009]
ZACC 14
;
2009 (6) SA 232
(CC);
2009 (10) BCLR 1014
(CC).
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