Case Law[2025] ZASCA 53South Africa
Godfrey Alfred Ntuli v S (20730/2014) [2025] ZASCA 53; 2025 (2) SACR 157 (SCA) (9 May 2025)
Supreme Court of Appeal of South Africa
9 May 2025
Headnotes
Summary: Criminal law – hearsay evidence – cannot be admitted after the close of the state’s case – the trial court must rule on it before close of the state’s case – sentence in terms of s 51(2) of the Criminal Law Amendment Act 105 of 1997 – whether accused’s fair trial rights compromised due to error in the charge sheet.
Judgment
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## Godfrey Alfred Ntuli v S (20730/2014) [2025] ZASCA 53; 2025 (2) SACR 157 (SCA) (9 May 2025)
Godfrey Alfred Ntuli v S (20730/2014) [2025] ZASCA 53; 2025 (2) SACR 157 (SCA) (9 May 2025)
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sino date 9 May 2025
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THE SUPREME COURT OF
APPEAL OF SOUTH AFRICA
JUDGMENT
Reportable
Case No: 20730/2014
In the matter between:
GODFREY ALFRED
NTULI
APPELLANT
and
THE
STATE
RESPONDENT
Neutral
citation:
Godfrey Alfred Ntuli
v The State
(20730/14)
[2025] ZASCA 53
(09 May 2025)
Coram:
HUGHES, BAARTMAN and COPPIN JJA, and
MUSI and BLOEM AJJA
Heard:
10 March 2025
Delivered:
09 May 2025
Summary:
Criminal law – hearsay evidence –
cannot be admitted after the close of the state’s case –
the trial court
must rule on it before close of the state’s
case – sentence in terms of
s 51(2)
of the
Criminal Law
Amendment Act 105 of 1997
– whether accused’s fair trial
rights compromised due to error in the charge sheet.
ORDER
On
appeal from
: Gauteng Division of the
High Court, Pretoria (Mavundla J sitting as court of appeal):
1
The appeal against the conviction and sentence on count 2 is upheld.
2
The order of the high court on count 2 is set aside and replaced with
the following:
‘
1
The accused is convicted of rape in terms of
s 51(2)
of the
Criminal Law Amendment Act 105 of 1997
.
2
The accused is
sentenced
to 15 years’ imprisonment for rape.’
JUDGMENT
Baartman
JA (Hughes JA concurring)
Introduction
[1]
The
Regional Court held in Benoni (the regional court) convicted the
appellant on one count of kidnapping and four counts of rape
and
sentenced him to terms of imprisonment in respect of each count. On
count 2, rape of a female aged 14 years
[1]
,
the regional court imposed life imprisonment and gave leave to appeal
only in respect of that sentence. The Gauteng Division of
the High
Court, Pretoria (the high court), Ismail J and Hassim AJ, held that
the regional court had exceeded its sentencing jurisdiction,
[2]
it set aside the sentence and referred the matter to a single judge
for sentence only in respect of count 2. Mavundla J sentenced
the
appellant to life imprisonment and granted leave to appeal to this
Court, in respect of both conviction and sentence on all
counts.
[2]
The appellant, correctly, limited his
appeal to the conviction and sentence on count 2 and abandoned the
appeal in respect of all
other convictions and sentences. This
judgment is limited to the appeal on count 2, in respect of which,
the appellant’s
case is that the state relied on hearsay
evidence to prove the complainant’s age. This, so the
submission went, was insufficient
to meet the burden of proof upon
the state, as the complainant’s age was an element of the
offence with which he had been
charged. In respect of sentence, the
appellant’s case was that he had been charged with rape in
terms of
s 51(2)
of the
Criminal Law Amendment Act 105 of 1997
and
could therefore only be sentenced to a minimum of 10 years’
imprisonment or 15 years’ imprisonment, which is the
maximum
sentence that the regional court could impose.
[3]
The state conceded the above as correct and
submitted that it was in the interest of justice to allow the hearsay
evidence as the
accused’s rights to a fair trial had not been
compromised. The appellant pleaded not guilty to the count of rape
and exercised
his right to remain silent. The state was called upon
to prove all the elements of the offence. I deal with the proceedings
in
the lower courts to the extent necessary to address the two issues
in this appeal.
[4]
The complainant was 20 years old when she
testified that she had been 14 years old at the time of the offence.
She testified that
at approximately 17h00 on 28 January 2006,
she was on her way home accompanied by her two cousins. The appellant
accosted
them and dragged her off at gunpoint to a house where he
raped her in the backyard. Thereafter, he took her to a church in the
same street, raped her again and left her on the church premises. She
sought help at the church house where the occupants contacted
her
family. The latter took her to the police station where officers
advised them to return the next day and for her not to bath
in the
interim. The appellant was a stranger to her and she had not
consented to intercourse with him.
[5]
The complainant’s cousin, M[...]
M[...] (Mr M[...]) testified that he was 17 years old at the time of
the offence. The complainant
and he had waited outside a tavern for
their older cousin while someone older went in to call him. Mr M[...]
said that he and the
complainant were under age and could not enter
the tavern. Their older cousin joined them and on their way home, the
appellant
accosted them and dragged the complainant off at gunpoint.
[6]
Anna Martha Mabunda (Ms Mabunda), a
registered nurse, by profession a midwife, a sexual offences care
practitioner and a clinician,
testified that she had 23 years’
experience as a nurse. On 29 January 2006, she examined the
complainant and completed the
J88 form on which she recorded that the
complainant was 14 years old at the time, with date of birth 4
February 1991. Further,
that she had started menstruating at age 14.
[7]
The appellant testified that he had known
the complainant as ‘She was a child who liked to go jiving. . .
I did not know as
to what her age was, because she was a person you
would find at drinking places and as the case was she was present at
Mohweni
on that day’. He confirmed that the intercourse took
place outside and that he knew the complainant was a child but
insisted
that he did not know her actual age.
[8]
It was common cause that the appellant was
charged with the rape of a 14 year old female read with the
provisions of
s 51(2)
instead of
s 51(1)
of the
Criminal Law
Amendment Act. It
was further common cause that
s 51(2)
provides for
a prescribed minimum sentence of 10 years’ imprisonment.
[9]
The regional magistrate found no
substantial and compelling circumstances present and sentenced the
appellant to life imprisonment.
Mavundla J imposed the same sentence
but, as indicated above, gave leave to appeal to this Court.
Discussion
[10]
The
appellant placed all the elements of the offence in dispute. The
state was called upon to adduce evidence of the complainant’s
age. It sought to meet that burden by leading the complainant who
testified when she was 20 years old and said that she was ‘14
years old going 15’ when the incident had occurred. Although
that was hearsay evidence the state did not make application
for its
admission in terms of
s 3(1)
of the
Law of Evidence Amendment Act, 45
of 1988
[3]
. It is in issue
whether the regional court erred by relying on the hearsay evidence.
[11]
The appellant, who was legally represented, did not object to the
hearsay evidence or to the
mistake in the charge sheet before the
regional court. Instead, his legal representative indicated that he
had been warned about
the applicability of a minimum sentence of life
imprisonment. In the high court, the appellant raised the defences
for the first
time. In
R
v Hepworth
[4]
,
this Court held:
‘
.
. . A criminal trial is not a game where one side is entitled to
claim the benefit of any omission or mistake made by the other
side .
. .’.
[5]
[12]
In
S
v Ndlovu and Others
[6]
,
this Court held that the state must apply for the admission of
hearsay evidence before closure of its case and the court must
make a
ruling before the end of the state’s case to afford the accused
the opportunity to consider properly whether to testify.
This Court
also referred with approval to
S
v Ramavhale
[7]
where hearsay evidence had been led despite the prosecutor warning
the witness not to testify about the hearsay evidence. The state
unequivocally indicated that it did not want to rely on the hearsay
evidence. The accused closed his case. However, in argument,
the
state sought to rely on the hearsay evidence. This Court concluded as
follows
‘
.
. .
Ramavhale
makes clear that unless the State obtains a ruling on the
admissibility of the hearsay evidence before closing its case, so
that
the accused knows what the State case is, he or she cannot
thereafter be criticised on the basis of the hearsay averments for
failing
to testify. It also suggests, rightly, that unless the court
rules the hearsay admissible before the State closes its case,
fairness
to the accused may dictate that the evidence not be received at all
.
(This does not preclude the State in an appropriate case from
applying to re-open its case.)’
[8]
(My emphasis.)
[13]
Nevertheless, this Court in
S
v
Ndlovu
and Others
accepted that no impropriety
had arisen where hearsay evidence from a co-accused had been admitted
against two other accused. Because
the trial court had ruled on the
admissibility of the hearsay evidence before the state closed its
case and the accused had elected
to testify even though the trial
court’s reasons and the weight it attached to the hearsay
evidence were only given at the
end of the case. This Court held
further that where the hearsay evidence is provisionally admitted and
the declarant upon whose
credibility the probative value of such
evidence depends does not testify, disavows his statement, or fails
to recall making it,
the enquiry is whether the interests of justice
nevertheless require the admission of the evidence.
[14]
This Court further said the following about
the interest of justice:
‘
The
suggestion that the prejudice in question might include the
disadvantage ensuing from the hearsay being accorded its just
evidential
weight once admitted must however be discountenanced. A
just verdict, based on evidence admitted because the interest of
justice
require it, cannot constitute ‘prejudice’. In the
present case, …Where the interest of justice require the
admission
of hearsay, the resultant strengthening of the opposing
case cannot count as prejudice for statutory purposes, since in
weighing
the interest of justice the court must already have
concluded that the reliability of the evidence is such that its
admission is
necessary and justified. If these requisites are
fulfilled, the very fact that the hearsay justifiably strengthens the
proponent’s
case warrants its admission, since its omission
would run counter to the interest of justice.’
[9]
[15]
In
S
v Litako and Others
[10]
Navsa and Ponnan JJA reconsidered the applicable legal principles in
S
v Ndhlovu and Others
with specific reference to
extra–curial
admission of one accused not admissible against another. This Court
considered the rationale at common law for
excluding the use of
extra-curial admissions by one accused against another and found that
it appears that the interest of justice
is best served by not
invoking the Act for that purpose. This Court concluded that our
system of criminal justice, underpinned
by the constitutional values
and principles that have, as their objective, a fair trial for
accused persons, the extra-curial admission
of one accused does not
constitute evidence against a co-accused and is therefore
inadmissible against such co-accused. However,
this Court reaffirmed
the approach in relation to the reception of hearsay evidence in
general.
[11]
[16]
In the circumstances of this matter, the
following is relevant to the enquiry into whether it is in the
interest of justice to allow
the hearsay evidence: These are criminal
proceedings. The nature of the proceedings militates against the
admission of the hearsay
evidence. The accused was legally
represented at the trial by the same representative. He was informed
in the charge sheet that
the state had alleged that the complainant
was 14 years old at the time of the commission of the offence.
[17]
The complainant testified about her age
without any objection from the defence. The day after the incident,
Ms Mabunda who conducted
the medical examination, recorded the date
of birth as 4 February 1991 and that the complainant had started to
menstruate at age
14 years old. I accept that the complainant had an
interest in the outcome of the criminal proceedings. In the
circumstances of
this matter the risk of insincerity on her part is
greatly reduced. It is incomprehensible that the complainant knew the
significance
of her age in relation to the minimum sentence regime
the day after she was raped.
[18]
The
regional court made favourable credibility findings in favour of the
complainant, the record bears out the correctness of those
findings
and points to the reliability of her evidence.
[12]
The state could have proved the complainant’s age by leading
the evidence of her mother or someone who was present at her
birth or
by the production of her birth certificate. There is no explanation
why the state did not employ any of these mundane
routes. Instead,
the state displayed unfortunate ineptitude in the presentation of the
complainant’s case. However, this
case is distinguishable from
Lubando
v S
[13]
where the complainant was 11 years old when she testified and was
contradicted by her mother about the circumstances of the alleged
rape.
[19]
In this matter sexual intercourse was
common cause, and the appellant admitted that he knew it was unlawful
for him to have had
intercourse with her as she was a minor. The
state relied on the complainant’s age to bring the offence
within the ambit
of the minimum sentence regime, but inexplicably
failed to comply with the ordinary rules of evidence. However, the
accused knew
the import of the complainant’s age and directed
his defence to it. He testified with a clear understanding of the
case against
him as is evident from the following cross-examination
exchange between him and the prosecutor:
‘
Prosecutor
:
Why would you refer to her as a child?
Accused
:
If you can go at Mabaso’s Place you will see that at the end of
the day, I am not saying this because I am in court. You
will find
the little ones that are there at these places and 03h:00 will strike
they are still there.
Prosecutor
:
Alright, the little ones that just confirmed what am I thinking. You
knew she was a child did you not Sir?
Accused
:
Yes, but I did not know as to what her age was.
Prosecutor
:
But if you refer to ‘’little ones’’ and
‘’child’’ what do you expect us to think?
Accused
:
A person if even that person could be 20 in relation to me I am an
adult, I am 40 that person will remain a child. Even though
we drink
together, even though we sleep together’.
[20]
In addition, in cross-examination of the
complainant, the appellant’s counsel put the following to her:
‘
The
accused will say, and these are my instructions, that although he
knows it is against the law to have sex with a minor, that
he and you
did have sex and that it was consensual. He never forced you at
gunpoint or in any other manner to have sex with him.’
It follows that it was
common cause that the appellant had sexual intercourse with the
complainant to whom he referred as a minor.
It is opportunistic for
the appellant to complain about hearsay evidence in these
circumstances.
[21]
The appellant acquiesced in the admission
of the hearsay evidence. In addition, it is in the interest of
justice to allow the hearsay
evidence of the complainant that she was
14 years old at the time of the offence, incidentally, also when she
started menstruating
according to the medical report, J88 form.
[22]
I
turn to the second issue in this appeal, whether the reference in the
charge sheet to
s 51(2)
instead of
s 51(1)
limited the minimum
sentence that could be imposed to 10 years’ imprisonment. An
accused has the right to be informed of
the charge he is facing with
sufficient particularity to enable him or her to answer it. That
accords with an accused person’s
Constitutional right to a fair
trial.
[14]
Errors or omissions
in the charge sheet may impact on the accused’s fair trial
right. However, no error or omission in the
charge sheet, per se,
impacts the accused’s right to a fair trial. The court is
required to make a fact-based enquiry considering
the entire trial
record before concluding whether the accused’s fair trial
rights have been compromised. Ponnan JA, writing
for the minority in
S
v Mashinini and Another
[15]
,
said the following:
‘
I
have been at pains to stress, as enjoined by the authorities to which
I have referred, that a fair-trial enquiry does not occur
in
vacuo
,
but that it is first and foremost a fact-based enquiry. And, as I
have already stated, any conclusion as may be arrived at requires
a
vigilant examination of all the relevant circumstances. . .’.
[16]
[23]
The
above minority view relied on
S
v Ndlovu
[17]
,
where this Court held that:
‘
The
enquiry, therefore, is whether, on a vigilant examination of the
relevant circumstances, it can be said that an accused had
had a fair
trial. And I think it is implicit in these observations that where
the state intends to rely upon the sentencing regime
created by the
Act a fair trial will generally demand that its intention pertinently
be brought to the attention of the accused
at the onset of the trial,
if not in the charge-sheet then in some other form, so that the
accused is placed in a position to appreciate
properly in good time
the charge that he faces as well as its possible consequences . .
.’.
[18]
[24]
In
S
v
Kolea
[19]
,
this Court unanimously endorsed the minority position as follows:
‘
A
close investigation of the circumstances in
Mashinini
reveals that
s 51(2)
of the Act was erroneously typed instead of
s
51(1)
of the Act; that the appellants were correctly apprised of the
applicability of the increase penalty provisions of the Act; that
they pleaded guilty to a charge involving multiple rape which, in any
event, is not even applicable to
s 51(2)
; that they never complained
of, nor showed that they had suffered, any prejudice; and that they
participated fully in the trial.
In view of what I have said above, I
believe that the appellants in that case were not in any way
prejudiced by the erroneous reference
to
s 51(2)
instead of
s 51(1)
in the charge-sheet. I am therefore satisfied that the conclusion at
which the majority arrived in
Mashinini
was clearly wrong.Finally, it must always be borne in mind that the
concept of fairness connotes fairness to both the accused and
the
complainant, or the public as represented by the state…’
[20]
[25]
This
Court relied on
S
v Jaipal
[21]
where the Constitutional Court held that:
‘
The
right of an accused to a fair trial requires fairness to the accused,
as well as fairness to the public as represented by the
State. It has
to instil confidence in the criminal justice system with the public,
including those close to the accused, as well
as those distress by
the audacity and horror of crime.’
[22]
[26]
Applying the above test to the trial
proceedings in this matter, the following is apparent: The appellant
was charged with rape
of a 14 year old female and made aware that the
state intended to rely on the minimum sentence regime. On
29 November 2010,
when he was still unrepresented, his
rights to legal representation were explained as well as ‘Act
105/97’ the minimum
sentence regime. He was legally represented
when he pleaded not guilty and chose not to disclose the basis of his
defence. However,
the appellant’s version put to the state
witnesses was that he had consensual sex with a minor while not
knowing how old
she was. He referred to the complainant as a child.
Thus, his defence was directed at the allegations in the charge sheet
that
attracted life imprisonment.
[27]
Despite the shortcomings in the charge
sheet and the regional court referring to
s 51(2)
in convicting the
appellant, the appellant’s counsel unequivocally stated that he
was aware that the charge attracted life
imprisonment and that he had
been so ‘notified’, it bears repeating:
‘…
it
is submitted and it is agreed that all the offences of which the
accused person was convicted are very serious offences such
that the
legislator imposed minimum sentences . . . I mean the accused was
notified and it is common cause that as far as count
2 is concerned
that there is in fact a minimum sentence of life to be imposed by
this court, unless there are substantial and compelling
circumstances
to show . . . why this court should deviate from the minimum sentence
in this matter.
’
[28]
The appellant is content to rely on the
mistake in the charge sheet and the allegation that the charge sheet
does not indicate when
he became aware that he faced life
imprisonment without saying when he became aware. I have indicated
above that the appellant,
correctly in my view, abandoned his appeal
in respect of the other four convictions and sentences against him.
Count 1 was kidnapping
of the 14 year old complainant in count 2. By
implication, the consensual sex defence was abandoned. The mistake in
the charge
sheet with reference to
s 51(2)
instead of
s 51(1)
was the
only remaining straw to clutch at. That opportunist stance cannot
assist him; a criminal trial is not a game.
[29]
In
the circumstances of this matter, the reference to the wrong section
of the Act did not prejudice the appellant so that his right
to a
fair trial was compromised. The appellant’s personal
circumstances were placed before Mavundla J and duly considered.
However, the aggravating circumstances far outweighed the mitigating
circumstances. The complainant was a child, abducted at gunpoint,
raped twice and left at night to find her way home. That was her
first sexual experience. Despite the high incidence of these offences
and the harsh sentences imposed, the tide is not being turned. The
enhanced penalty introduced in the minimum sentence regime did
not
change the offence of rape nor did it limit the trial court’s
jurisdiction.
[23]
A court of
appeal has limited scope to interfere in the sentencing court’s
exercise of its discretion when imposing sentence.
I am unable to
fault Mavundla J’s exercise of his discretion, therefore, this
Court cannot interfere.
[30]
However, it remains lamentable that these
errors still sneak into charge sheets. Complainants in gender-based
violent offences are
routinely being let down by inattentive
drafting. I would dismiss the appeal against conviction and sentence
in respect of count
2.
The order
[31]
The appeal against conviction and sentence is dismissed.
BAARTMAN
JUDGE
OF APPEAL
Bloem
AJA (Coppin JA and Musi AJ concurring)
[32]
I have had the benefit of reading the judgment of my colleague,
Baartman JA (the first judgment).
For the reasons set out hereunder,
I cannot agree that the conviction and sentence in respect of count 2
should be confirmed.
[33]
The appellant faced four charges in the regional court sitting at
Benoni (the trial court). On
count 1, he was charged with kidnapping.
On count 2, he was charged with rape in that upon or about 29 January
2006 he unlawfully,
intentionally and without her consent had sexual
intercourse with the complainant ‘aged 14 years old at the
time’.
The complainants in counts 1 and 2 is the same person.
The incidents were alleged to have occurred on the same date. On
count 3,
it was alleged that on 12 July 2009 he raped another woman.
On count 4, it was alleged that on 7 December 2007 he raped another
woman. On count 5, it was alleged that on 29 March 2010 he raped
another woman. All the offences were alleged to have been committed
at Daveyton, Gauteng.
[34]
Despite his plea of not guilty, the regional magistrate convicted the
appellant on all the counts, as charged.
In respect of count 1, being
kidnapping, he was sentenced to five years’ imprisonment. In
respect of count 2, being the rape
of a girl who was allegedly 14
years old, he was sentenced to imprisonment for life. He was
sentenced to ten years’ imprisonment
on each of counts three,
four and five, being rape.
[35]
The appellant applied for leave to appeal against those convictions
and sentences. He was granted leave to appeal
to the high court only
against the sentences. On 5 December 2013 the high court set aside
the sentence of imprisonment for life
(count 2) and remitted the
matter to a single judge for sentencing in respect of that count. On
27 October 2014 Mavundla J confirmed
the appellant’s conviction
and imposed a sentence of imprisonment for life on the appellant in
respect of count two. The
circumstances under which the high court
heard the matter are set out in paragraph one of the first judgment.
[36]
Before
Mavundla J dealt with the limited issue of the appellant’s
conviction and sentence of imprisonment for life in respect
of count
2, he was called upon to determine two issues. The first issue was
whether the state could rely on the provisions of s
51(1) of the
Criminal Law Amendment Act 105 of 1997 (read with
s 94
of the
Criminal Procedure Act 51 of 1977
), when reference was made in the
charge sheet to
s 51(2)
, to which the appellant pleaded and under
which he was convicted. The second issue was whether the state proved
beyond reasonable
doubt that the complainant was under the age of 16
years
[24]
when she was raped. Mavundla J decided both issues in favour of the
state. The appeal against the sentence of imprisonment for
life was
thereafter dismissed. On 27 October 2014, Mavundla J granted the
appellant leave to appeal to this Court in respect
of his convictions
and sentences on all counts.
[37]
It is unnecessary to decide whether it was
permissible for Mavundla J
to grant leave to appeal in respect of conviction and sentence in
respect of all the counts, when he
was required to only determine an
appropriate sentence in respect of the appellant’s conviction
on count 2. This is because,
at the hearing in this Court, the
appellant confined his appeal to his conviction and sentence on
count 2, having abandoned
his appeal against the convictions and
sentences in respect of the other counts.
[38]
In terms of
s 51(1)
a court ‘shall sentence a person it has
convicted of an offence referred to in
Part 1
of Schedule 2 to
imprisonment for life’, subject to
ss 51(3)
and (6). Those
subsections read as follows:
‘
(3)
(a)
If any court referred to in subsection (1) or (2) is satisfied that
substantial and compelling circumstances exist which justify
the
imposition of a lesser sentence than the sentence prescribed in those
subsections, it shall enter those circumstances on the
record of the
proceedings and must thereupon impose such lesser sentence: Provided
that if a regional court imposes such a lesser
sentence in respect of
an offence referred to
Part 1
of Schedule 2, it shall have
jurisdiction to impose a term of imprisonment for a period not
exceeding 30 years.
(a
A
)
When
imposing a sentence in respect of the offence of rape the following
shall not constitute substantial and compelling circumstances
justifying the imposition of a lesser sentence:
(i) the
complainant's previous sexual history;
(ii) an
apparent lack of physical injury to the complainant;
(iii) an
accused person's cultural or religious beliefs about rape; or
(iv) any
relationship between the accused person and the complainant prior to
the offence being committed.”
(4) . . .
(5) . . .
(6) This section does not
apply in respect of an accused person who was under the age of 18
years at the time of the commission
of an offence contemplated in
subsection (1) or (2).’
[39]
Rape, where the victim is a person under the age of 16 years, is an
offence
referred to in
Part 1
of Schedule 2.
Section 51(2)
makes
provision for the imposition of sentences of imprisonment between
three and 25 years for persons who have been convicted
of offences
referred in
Parts II
to V of Schedule 2. The
Criminal Law Amendment
Act ordains
that, where an accused has been convicted of an offence
referred to in
Part 1
of Schedule 2, he shall be sentenced to
imprisonment for life, subject to
ss 51(3)
and (6). On the other
hand, a sentence of imprisonment for life is impermissible where an
accused has been convicted of an offence
referred to in
Parts II
to V
in Schedule 2. It is accordingly important for the state to correctly
inform an accused whether it would rely on
s 51(1)
or (2) of the
Criminal Law Amendment Act. The
difference between the subsections is
imprisonment up to 30 years, as against imprisonment for life.
[40]
In terms of
s 51(1)
, in the absence of substantial and compelling circumstances,
a court shall sentence ‘a person it has convicted of an offence
referred to in
Part I
of Schedule 2 to imprisonment for life’.
The appellant was not convicted of an offence referred to in
Part I
of Schedule 2. He was charged under the provisions of
s 51(2)
,
pleaded not guilty to that charge and was convicted under the
provisions of
s 51(2).
Rape, where the victim is under the age of 16
years, is an offence referred to in
Part I
of Schedule 2. For the
appellant to have been convicted under
s 51(1)
, his conviction should
have encompassed all the elements of the offence referred to in
Part
I
of Schedule 2. As pointed out more fully hereunder, the state
failed to prove one essential element in that regard, namely, that
the complainant was under the age of 16 years when she was raped.
Since the appellant was convicted under the provisions of
s 51(2)
, it
would be unfair to sentence him under the provisions of
s 51(1).
[25]
In the circumstances, the appellant cannot be sentenced as if he
committed an offence under
s 51(1).
He must be sentenced because he
was convicted of having committed an offence under
s 51(2).
[41]
The remaining issue is whether the state proved beyond reasonable
doubt that the complainant was under the age of 16 years when she was
raped. A finding in that regard has significant consequences
for the
appellant. If the state proved that the complainant was indeed under
the age of 16 years when the appellant raped her and
if the trial
court and the high court were not satisfied that substantial and
compelling circumstances existed which justified
the imposition of a
lesser sentence, he was correctly sentenced to imprisonment for life.
If she was over the age of 16 years when
the appellant raped her, a
sentence of imprisonment for life would have been inappropriate in
the regional court.
[42]
It was submitted on behalf of the appellant
that the state failed to
prove that the complainant was under the age of 16 years when the
appellant raped her. The state submitted
that it adduced sufficient
evidence to prove that the complainant was 14 years of age when the
appellant raped her. For that submission,
the state relied on the
complainant’s evidence. She testified on 12 July 2011 that she
was 20 years old and that during 2006,
she ‘was 14 [and] about
to turn 15’. The state also relied on the evidence of Anna
Mabunda, a registered professional
nurse, midwife and sexual assault
care practitioner. She examined the complainant on 29 January 2006.
During or after the
examination she completed a medical report of her
examination on the complainant. Of importance for present purposes is
that she
noted the name of the complainant and 4 February 1991 as the
date when she was allegedly born. Ms Mabunda did not testify from
where she obtained the information regarding the complainant’s
date of birth. The only reasonable explanation is that she
obtained
that information from the complainant.
[43]
Ms Mabunda testified that
her physical examination of the complainant
revealed inter alia that there were no physical injuries, that she
started menstruating
at the age of 14 years, that she has not been
pregnant before, and that her tanner stage was three. Based on the
history that the
complainant had provided and her examination of the
complainant, Ms Mabunda concluded ‘that the injuries sustained
gynaecologically
were consistent with penetration. The anal
examination excluded any injuries.’ The medical report deals
with the gynaecological
and anal examination, obviously to determine
whether there were any signs that the complainant had been
penetrated. Ms Mabunda
did not testify that she examined the
complainant to establish or estimate her age. Based on the evidence
of the complainant and
Ms Mabunda, the state contended that it had
proved beyond reasonable doubt that the complainant was born on the
date as she testified,
and that she was 14 years old when she was
raped.
[44]
In
R
v C
[26]
it was held that a statement by a person as to the date when he or
she was born is hearsay evidence. That must be correct because
such a
person, although present at birth, is unable to testify as to the
veracity of the occurrence when he or she was born. The
first
judgment accepts that the complainant’s evidence as to the date
of her birth is hearsay evidence.
[27]
The Constitutional Court had the following to say about hearsay
evidence and the circumstances under which such evidence may be
admitted:
‘
Hearsay
evidence is inadmissible, unless the court is of the opinion that it
is in the interests of justice for it to be admitted,
taking into
account the factors referred to in
s 3(1)(
c
)(i)-(vii).
The SCA in
Ndhlovu
held
that
s 3(1)(
c
)’s
criteria - which must be ‘’interpreted in accordance with
the values of the Constitution and the norms of
the objective value
system it embodies’’ – protect against the
unregulated admission of hearsay evidence and
thereby sufficiently
guard the rights of accused.’
[28]
[45]
Section 3
of the
Law of Evidence Amendment Act 45 of 1988
has been
quoted in footnote 3 of the first judgment and will not be repeated
herein. The starting point is that hearsay evidence
is inadmissible.
Section 3(1)
provides that hearsay evidence shall not be admitted as
evidence at criminal or civil proceedings unless the provisions of
s
3(1)(
a
), (
b
) or (
c
) have been complied with. At
the trial, the state did not seek to have the hearsay evidence
admitted in terms of the provisions
of
s 3(1)
of the
Law of Evidence
Amendment Act. That
should be the end of the matter as to whether the
state proved the complainant’s date of birth.
[46]
Before us, the state contended that the
hearsay evidence should be
admitted in the interests of justice. The first judgment found that
it is in the interests of justice
to allow the hearsay evidence
regarding the complainant’s age as the appellant had acquiesced
in the admission of that hearsay
evidence. The concept of ‘the
interest of justice’ is not free standing. A trial court can
only come to the opinion
whether hearsay evidence should be admitted
in the interests of justice after having taken into account the
factors referred to
in
s 3(1)
(c)
(i)-(vii) of the
Law of
Evidence Amendment Act, lest
such admission is unregulated. The trial
court had no regard to
s 3(1)
(c)
.
[47]
Where the
state seeks the admission of hearsay evidence, the trial court must
be asked clearly and timeously to consider and rule
on the
admissibility of the hearsay evidence. If the hearsay evidence is
presented during the state case, the trial court must
rule on whether
the hearsay evidence should be admitted before the state closes its
case. A ruling at that stage will enable the
accused to appreciate
the full evidentiary ambit he or she faces. In other words, the
accused must know before he or she testifies,
whether he or she must
also deal with the hearsay evidence in his or her own evidence. The
trial court cannot be asked for the
first time at the end of the
trial to admit hearsay evidence. In
S
v Ramavhale
the hearsay evidence was admitted by the trial court only in the
judgment when the accused was found guilty on a piece of hearsay
evidence by a State witness as to what the deceased had said.
[29]
This Court described the admission of hearsay at that stage ‘a
particularly serious irregularity, which had the effect, I
regret to
say, that the appellant had a less than fair trial’.
[30]
In
S v
Ndhlovu and others
it was held that a request for the admission of hearsay evidence
cannot be made on appeal.
[31]
[48]
One of the
factors which the first judgment considered when determining whether
the trial and high courts correctly admitted the
hearsay evidence,
was the failure of the appellant, who was throughout the trial
legally represented, to object to the fact that
the complainant and
Ms Mabunda gave hearsay evidence.
[32]
That situation presented itself in
R
v C
. In
that case it was an essential element of the offence with which the
accused was charged that the complainant should be under
the age of
16 years. The state argued that the accused’s failure in that
case to dispute the complainant’s evidence
regarding her
alleged date of birth must be regarded as a tacit admission by the
accused of the complainant’s age, as alleged
by the state in
the charge sheet and as deposed to by her in evidence. The court did
not sustain that argument, as the complainant’s
evidence as to
her age was hearsay and that it was not incumbent upon the accused to
challenge hearsay evidence. Reference was
made to
R
v K
[33]
wherein
van Blerk AJ stated that it is difficult to comprehend how an
accused’s failure to challenge inadmissible evidence
adduced by
the state can, without further ado, become admissible evidence.
[49]
In
Ndhlovu
this
court reiterated what was held in
Ramavhale
,
namely that an accused cannot be criticised for not testifying and
dealing with hearsay evidence, when the state failed to obtain
a
ruling on the admissibility of hearsay evidence before closing its
case.
[34]
In this case, the trial court allowed the hearsay evidence at the
time of the judgment when the appellant was convicted, as if
it was
admissible, even although there was also no application by the state
to re-open its case to lead admissible evidence regarding
the
complainant’s date of birth. In the circumstances, I cannot
agree with the first judgment that, by not challenging the
hearsay
evidence, that evidence became admissible, or that the appellant
acquiesced in its admission.
[50]
The appellant’s
attorney put to the complainant that, although
the appellant knew that it was against the law to have sex with a
minor, he had
consensual sexual intercourse with her. The appellant
testified that he ‘did not know as to what [the complainant’s]
age was, because she was a person you would find at drinking places
and as the case was she was also present at Mohweni [Tavern]
on that
day’. At a later stage, he testified that although he knew that
she was a child, he ‘did not know as to what
her age was’.
[51]
A child is
a person under the age of 18 years in terms of s 28(3) of the
Constitution and the Children’s Act.
[35]
In this case, regard being had to the appellant’s undisputed
evidence that he did not know the complainant’s age and
that
she attended ‘drinking places’, it is not far-fetched
that he might have laboured under the impression that she
was over
the age of 16 years but under the age of 18 years when the appellant
raped her. It means that in either case, she was
still a child. In
this regard, it must be remembered that the trial court rejected the
appellant’s version that he was in
a relationship with the
complainant and accepted the complainant’s evidence that he was
a stranger to her. The rejection
of the appellant’s evidence in
that regard does not mean that it is not reasonable that he might
have believed that the complainant
was under the age of 18 years when
he raped her.
[52]
In all the circumstances,
the failure on the part of the state to
seek a ruling before the close of its case that the hearsay evidence
regarding the complainant’s
date of birth be admitted, means
that the evidence of the complainant and Ms Mabunda remained
inadmissible. The state accordingly
failed to prove an essential
element for its reliance on the provisions of
s 51(1)
of the
Criminal Law Amendment Act. In
the result, the trial court and the
high court erred when they it imposed a sentence of imprisonment for
life on the appellant
on the basis that he had raped a girl under the
age of 16 years. The sentence of imprisonment for life must
accordingly be set
aside and replaced with an appropriate sentence.
[53]
I have had
regard to the fact that the appellant raped the complainant at
gunpoint, that she had not indulged in sexual activity
before the
incident in question, and that he claimed that he had sexual
intercourse with her consent. I have also considered how
the courts
have described rape and its effects on the victim and his or her
family.
[36]
Members of society expect the courts to treat rapists sternly, in
view of the prevalence of that offence. The appellant’s
personal circumstances must recede to the background, because he
faces a long period of imprisonment.
[37]
The facts of this case show that he is a danger to society,
especially women. I am of the view that a sentence of 15 years’
imprisonment, which is the maximum term of imprisonment which the
regional court could impose at that stage, on count 2 will do
justice
to the offence, the appellant and the interests of society.
[54]
For the sake of clarity and certainty, the appellant has been
convicted on all counts. The appeal against sentence on count 2 is
successful. The sentences in respect of the other counts remain the
same, even the order that the sentence on count 1 run concurrently
with the ‘new’ sentence on count 2. The effect is that
the appellant has been sentenced to 45 years’ imprisonment.
[55]
In the result, it is ordered that:
1
The appeal against the conviction and sentence on count 2 is upheld.
2
The order of the high court on count 2 is set aside and replaced with
the following:
‘
1
The accused is convicted of rape in terms of
s 51(2)
of the
Criminal Law Amendment Act 105 of 1997
.
2
The accused is
sentenced to 15 years’
imprisonment for rape.’
G
H BLOEM
ACTING
JUDGE OF APPEAL
Appearances:
For
the appellant:
F
Van As
Instructed
by:
Legal
Aid South Africa, Pretoria
Legal
Aid South Africa, Bloemfontein
For
the respondent:
M
J Makgwatha
Instructed
by:
Director
of Public Prosecutions, Pretoria
Director
of Public Prosecutions, Bloemfontein
[1]
Contravention
of
s 51(1)
of the
Criminal Law Amendment Act 105 of 1997
read with
s
94
of the
Criminal Procedure Act 51 of 1977
.
[2]
Hassim
J held:
‘
1.
In respect of count 2 the sentence is set aside as being
ultra
vires
because the trial court did not
have the jurisdiction to impose the sentence of life.
2. The matter is
remitted to a single judge of this division in order to determine an
appropriate sentence in respect of count
2 . . .’.
[3]
‘
Section
3(1)
hearsay evidence
(1)
Subject
to the provisions of any other law, hearsay evidence shall not be
admitted as evidence at criminal or civil proceedings,
unless-
(a)
each
party against whom the evidence is to be adduced agrees to the
admission thereof as evidence at such proceedings;
(b)
the
person upon whose credibility the probative value of such evidence
depends, himself testifies at such proceedings;
or
(c)
the
court, having regard to-
(i)
the
nature of the proceedings;
(ii)
the
nature of the evidence;
(iii)
the
purpose for which the evidence is tendered;
(iv)
the
probative value of the evidence;
(v)
the
reason why the evidence is not given by the person upon whose
credibility the probative value of such evidence
depends;
(vi)
any
prejudice to a party which the admission of such evidence might
entail; and
(vii)
any
other factor which should in the opinion of the court be taken into
account,
is of the opinion that
such evidence should be admitted in the interests of justice.’
[4]
R
v Hepworth
1928 AD 265.
[5]
At
277.
[6]
S
v Ndlovu and Others
[2002] 3 All SA 760
(SCA);
2002 (6) SA 305
(SCA);
2002 (2) SACR 325
(SCA) para 18.
[7]
S
v Ramavhale
1996 (1) SACR 639 (A).
[8]
S
v Ndlovu and Others
para 19(
b
)
at 338.
[9]
Para
50.
## [10]S
v Litako and Others[2014] ZASCA 54; [2014] 3 All SA 138 (SCA); 2014 (2) SACR 431 (SCA);
2015 (3) SA 287 (SCA). See also the most recent Constitutional
Court
case confirming the principles in respect of the interest of
justice:Kapa
v S[2023] ZACC 1; 2023 (4) BCLR 370 (CC); 2023 (1) SACR 583 (CC).
[10]
S
v Litako and Others
[2014] ZASCA 54; [2014] 3 All SA 138 (SCA); 2014 (2) SACR 431 (SCA);
2015 (3) SA 287 (SCA). See also the most recent Constitutional
Court
case confirming the principles in respect of the interest of
justice:
Kapa
v S
[2023] ZACC 1; 2023 (4) BCLR 370 (CC); 2023 (1) SACR 583 (CC).
[11]
See
Litako
paras
70 -71.
[12]
‘
As
far as the complainant of the first count is concerned, I
experienced her evidence to be given in a logical, chronological
manner. At this point going through her evidence meticulously, I
could not find any material contradictions where she contradicted
herself. She also did not contradict the witness that was called to
support her evidence, Mr M
[...]
.
I furthermore could also not find any improbabilities in her
version.’ (vol 1 pg 168 -169.)
[13]
Lubando
v S
(347/2015)
[2016] ZASCA 4
;
2016 (2) SACR 160
(SCA) (1 March 2016).
[14]
Section
35(3)(
a
)
of the Constitution of the Republic of South Africa 108 of 1996.
[15]
S
v Mashinini
and Another 2012 (1) SACR 604 (SCA).
[16]
Para
51.
[17]
S
v Ndlovu
2003
(1) SACR 331 (SCA); [2003] 1 All SA 66 (SCA).
[18]
Para
12.
[19]
S
v Kolea
2013 (1) SACR 409 (SCA).
[20]
Paras
19 and 20.
[21]
S
v Jaipal
2005 (1) SACR 215 (CC); 2005 (4) SA 581 (CC); 2005 (5) BCLR 423
(CC).
[22]
Para
29.
[23]
S
v Kekana
[2018] ZASCA 148
;
2019 (1) SACR 1
(SCA);
2019 1 ALL SA 67
(SCA)
paras 23-24.
[24]
Prior
to the amendment of the Criminal Law (Sexual Offences and Related
Matters) Act 32 of 2007, an accused who was convicted
of rape ‘where
the victim was under 16 years’ was, in terms of Part 1 of
Schedule 2, as read with
s 51(1)
of the
Criminal Law Amendment Act
105 of 1997
, mandated to be sentenced to imprisonment for life,
absent a finding of the existence of substantial and compelling
circumstances
justifying a lesser sentence. In so far as it is
relevant to this case, on 16 December 2007, s 68 of the Criminal Law
(Sexual
Offences and Related Matters) Act 32 of 2007 amended
Schedule 2 of the
Criminal Law Amendment Act by
making the
prescribed minimum sentence of imprisonment for life a possibility
where the victim is under the age of 18 years.
It means that, to
make the prescribed minimum sentencing regime applicable to the
facts of this case, the state was required
to prove that the
complainant was under the age of 16 years when the appellant
raped her on 29 January 2006.
[25]
S
v Legoa
2003 (1) SACR 13
(SCA) paras 13, 14 and 27.
[26]
R
v C
1955
(1) 380 (CPD) at 381G.
[27]
See
para 10 of the judgment.
[28]
S
v Kapa
[2023] ZACC 1
;
2023 (4) BCLR 370
(CC);
2023 (1) SACR 583
(CC) para
32.
[29]
Ramavhale
at 651G.
[30]
Ramavhale
at
651H-J
[31]
Ndhlovu
and Others
para
18.
[32]
See
paras 11 and 21 of the judgment.
[33]
Rex
v K
1951 (3) SA 180
(SWA) at 183.
[34]
Ndhlovu
and Others para
19
(b)
.
[35]
See
the definition of ‘child’ in
s 1
of the Children’s
Act 38 of 2005.
[36]
S
v Chapman
[1997] ZASCA 45
;
1997 (2) SACR 3
(SCA) at 5b and
S
v SMM
2013 (2) SACR 292
(SCA) at 299a-b.
[37]
S
v Matyityi
2011 (1) SACR 40
(SCA) at para 23.
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