Case Law[2025] ZASCA 62South Africa
Magudumana v Director of Public Prosecutions, Free State and Others (1196/2023) [2025] ZASCA 62; 2025 (2) SACR 625 (SCA) (16 May 2025)
Supreme Court of Appeal of South Africa
16 May 2025
Headnotes
Summary: Criminal law – whether the appellant was arrested and abducted in Tanzania by members of South African Police Service – matter decided on respondents’ version – appeal dismissed.
Judgment
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## Magudumana v Director of Public Prosecutions, Free State and Others (1196/2023) [2025] ZASCA 62; 2025 (2) SACR 625 (SCA) (16 May 2025)
Magudumana v Director of Public Prosecutions, Free State and Others (1196/2023) [2025] ZASCA 62; 2025 (2) SACR 625 (SCA) (16 May 2025)
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sino date 16 May 2025
FLYNOTES:
CRIMINAL – Arrest –
Deported
from Tanzania
–
Detained
by Tanzanian authorities for immigration violations – Later
deported with implied consent – Tanzanian
authorities acted
independently and handed appellant over for deportation –
Lawfully arrested by members of SAPS when
arriving in South Africa
– Detention and return to South Africa were lawful –
Declared a prohibited immigrant
by Tanzanian authorities –
Handed over through official channels – Appeal dismissed.
# THE SUPREME COURT OF
APPEAL OF SOUTH AFRICA
THE SUPREME COURT OF
APPEAL OF SOUTH AFRICA
Reportable
Case
No:
1196/202
3
In the matter between:
NANDIPHA
MAGUDUMANA
APPELLANT
and
DIRECTOR
OF PUBLIC PROSECUTIONS,
FREE
STATE
FIRST
RESPONDENT
MINISTER
OF POLICE
SECOND
RESPONDENT
CAPTAIN
TIEHO JOBO FLYMAN
THIRD
RESPONDENT
PRESIDING
MAGISTRATE N O
FOURTH
RESPONDENT
HEAD
OF BIZZAH MAKHATE
CORRECTIONAL
CENTRE: KROONSTAD
FIFTH
RESPONDENT
MINISTER
OF HOME AFFAIRS
SIXTH
RESPONDENT
Neutral
Citation
:
Magudumana
v Director of Public Prosecutions,
Free State and Others
(1196/2023)
[2025] ZASCA 62
(16 May 2025)
Coram:
ZONDI DP and MAKGOKA, KATHREE-SETILOANE JJA and
GORVEN and MOLOPA-SETHOSA AJJA
Heard
:
7 November 2024
Delivered:
16
May 2025.
Summary:
Criminal law – whether the appellant was arrested and
abducted in Tanzania by members of South African Police Service –
matter decided on respondents’ version – appeal
dismissed.
Pleadings
–
matter to be decided on notice of motion
and founding affidavit – impermissible to make out case in
reply – case on
pleadings not made out.
ORDER
On
appeal from:
Free State Division of the
High Court, Bloemfontein (Loubser J, sitting as court of first
instance):
The appeal is dismissed
with costs, including the costs of two counsel where so employed.
JUDGMENT
Zondi
DP (Kathree-Setiloane JA and Gorven and Molopa-Sethosa AJJA
concurring):
Introduction
[1]
This appeal concerns the circumstances of the appellant’s
arrest in Tanzania
and her transportation from that country to South
Africa. The question is: where did the members of the South African
Police Service
(SAPS) arrest the appellant? Was it at Lanseria
Airport, in South Africa or in Tanzania? If the members of SAPS
arrested the appellant
whilst she was in Tanzania, that arrest would
be unlawful and the appellant would be entitled to be released from
custody since
the Republic of South Africa (South Africa) may not
exercise its policing powers in a sovereign state.
Background
facts
[2]
The appellant was, at some stage at least, the girlfriend of the
convicted and sentenced
rapist and murderer, Mr Thabo Bester (Mr
Bester), who was serving his sentence at the Mangaung Correctional
Centre in Bloemfontein
before his escape from that facility in about
May 2022. Several suspects linked to the escape were arrested and are
facing charges
in the Bloemfontein Magistrates’ Court (the
magistrates’ court), including defeating the administration of
justice,
violating a body, aiding an escape from prison, corruption,
and arson. The appellant was one of these suspects. She
surreptitiously
left South Africa. Some months later she was located
in Tanzania and brought back to South Africa. Before her arrest in
Tanzania,
the appellant was a fugitive from justice and a warrant for
her arrest had been issued. She subsequently appeared before the
Bloemfontein
Magistrate who authorised the warrant for her detention
at the Bizzah Makhathe Correctional Centre in Kroonstad.
[3]
On 19 May 2023, the appellant brought an urgent application in the
Free State Division
of the High Court (the high court) in which she
cited the Director of Public Prosecutions, Free State (the DPP), the
Minister of
Police, Captain Tieho Jobo Flyman, the Presiding
Magistrate (the magistrate), the Head of Bizzah Makhate Correctional
Centre: Kroonstad
(the Head of the Kroonstad Correctional Centre) as
first, second, third, fourth and fifth respondents respectively. In
that application
the appellant sought an order:
(a)
declaring that her apprehension, arrest and abduction in Tanzania was
performed by members
of the SAPS on or about 7 April 2023 and her
subsequent transportation to South Africa and purported arrest and
detention pursuant
thereto, were wrongful and unlawful;
(b)
declaring that her arraignment before the magistrate under case
number 20A/113/23 was a
nullity and setting aside those proceedings
in so far as they related to her;
(c)
declaring that the orders and warrants issued by the fourth
respondent authorising
the Head of Kroonstad Correctional Centre to
detain the appellant, are null and void; and
(d)
declaring that the appellant was entitled to be released from
detention and directing the
Head of Kroonstad Correctional Centre to
immediately do so.
High
court findings
[4]
The high court found that the appellant’s deportation
constituted a disguised
extradition which is inconsistent with the
Constitution and International Law. This notwithstanding, relying on
S
v Mahala and Another
(
Mahala
)
[1]
and
S
v December
(
December
),
[2]
it
found that the appellant’s removal from Tanzania was not
unlawful since she had willingly acquiesced to her transportation
back to South Africa. According to the high court the appellant had
given informed and enforceable consent as required in
Mohamed
and Others v President of the Republic of South Africa (Society for
the Abolition of the Death Penalty in South Africa and
Another
Intervening)
(
Mohamed
).
[3]
It
found that the appellant was aware, at the time of being handed over,
of the charges that could be levelled against her upon
her arrival in
South Africa, yet she, nevertheless, consented to her removal from
Tanzania, and return to South Africa, because
she wanted to be with
her children. The high court dismissed her application with costs
including those of two counsel where so
employed. The appeal lies
against these orders with leave of this Court.
The
parties’ submissions
[5]
There is a material factual dispute between the parties as to the
arrest of the appellant
in Tanzania and the circumstances under which
she was returned to South Africa. The appellant alleges that on 6
April 2023 she
was arrested in Tanzania and forcibly abducted by
members of the SAPS. On the evening of 12 April 2023, she was
blindfolded and
taken to an airport by the said members. From there
two uniformed SAPS members took her in a kombi to an aircraft and
ordered her
to board. She sat in the aircraft flanked by members of
the South African Defence Force and SAPS. The aircraft flew the
appellant
to Lanseria airport in Johannesburg and from there she was
taken to the Bloemfontein magistrates’ court, for the first
appearance.
[6]
The appellant states in her founding papers that she was not found to
be an illegal
immigrant by any court in Tanzania, and nor was she
deported by any such court to South Africa. She contends that her
arrest and
deportation from Tanzania to South Africa amounted to an
illegal abduction and that her extradition from Tanzania was not in
accordance
with the Extradition Act 67 of 1962 (the Extradition Act)
or the Southern African Development Community Protocol on Extradition
concluded in 2002 (SADC Extradition Protocol). Both South Africa and
Tanzania are parties to this Protocol.
[7]
The appellant maintains that she should have been surrendered to
South Africa in terms
of the Tanzanian Law of Extradition Act 15 of
1965. And since no extradition hearing took place in any Tanzanian
court her extradition
was not authorised by the Minister of
International Affairs of Tanzania.
[8]
The respondents deny that the appellant was arrested in Tanzania by
members of the SAPS, and that she
was abducted from that country.
According to the respondents, the appellant’s arrest in
Tanzania and her return to South
Africa occurred as follows. On 8
April 2023, members of the SAPS received information that Mr Bester
and the appellant had been
apprehended in the city of Arusha in
Tanzania by the Tanzanian authorities. At the time, a warrant for the
arrest of the appellant
had already been issued in South Africa, and
she and Mr Bester were therefore wanted fugitives. A
multi-departmental delegation
was assembled in Pretoria to travel to
Tanzania to deal with the matter. This delegation consisted of
high-ranking police officers,
a member of Interpol, a member of the
South African Department of Home Affairs (the Department of Home
Affairs), a member of Correctional
Services and a Deputy Director of
Public Prosecutions (the South African delegation).
[9]
This delegation then flew to Tanzania on 9 April 2023 and arrived at
Arusha late that night. The following
day they met with the Tanzanian
authorities who informed them that Mr Bester and the appellant were
not legally present in Tanzania
as they had entered, and remained
there, without legal documentation. The Tanzanian authorities further
informed them that, once
the identity of Mr Bester and the appellant
had been confirmed, the Government of Tanzania would advise on the
further handling
of the matter. The South African delegation informed
the Tanzanian authorities that the South African Government had not
initiated
any extradition processes as it was waiting to be apprised
of the decision of the Tanzanian Government in the matter. If the
decision
was that the extradition route should be followed, then the
South African Government would initiate such a process.
[10]
Some members of the South African delegation then visited Mr Bester
and the appellant at the facility where
they were detained under the
control of the Tanzanian Tourist and Diplomatic Police Division.
After their identity and nationality
were confirmed, the appellant
and Mr Bester were offered consular and legal services by the South
African Department of International
Relations and Cooperation. They
declined the offer. On 12 April 2023, the Tanzanian officials
informed the South African delegation
that their government had
declared the appellant and Mr Bester prohibited immigrants in terms
of the Tanzanian immigration laws
and that it had decided to deport
them. The South African delegation was also informed that, since
South Africa was the country
of origin of the appellant and Mr
Bester, they would be handed over by the Tanzanian authorities to the
South African High Commission
(the High Commission) in Tanzania to
facilitate their removal from that country.
[11]
Seeing that the Tanzanian Ministry of Home Affairs would not cover
the appellant and Mr Bester’s deportation
costs, the High
Commission engaged the officials of the Department of Home Affairs to
facilitate the removal of Mr Bester and the
appellant from Tanzania.
Those officials flew to Tanzania in a chartered aircraft to receive
the appellant and Mr Bester from the
High Commission officials.
Members of the SAPS accompanied the officials of the Department of
Home Affairs on the flight to provide
security to them, since Mr
Bester was considered extremely dangerous. The respondents maintain
that members of the SAPS did not
travel to Tanzania to arrest the
appellant.
[12]
The Department of Home Affairs aircraft landed in Tanzania late in
the evening of 12 April 2023. At the airport,
the appellant and Mr
Bester were handed over to the High Commission by the Tanzanian
Ministry of Home Affairs. Shortly thereafter,
the High Commission
handed them over to an immigration official of the Department of Home
Affairs, and they were flown back to
South Africa in its aircraft.
The aircraft departed the airport in Tanzania shortly after midnight
the same evening. The next day,
13 April 2023, the aircraft landed at
Lanseria airport in Johannesburg and the appellant was arrested by
members of the SAPS upon
her arrival.
[13]
The respondents point out in their answering affidavits that, at the
time the appellant was handed
over to the Department of Home Affairs
immigration official by the High Commission official in Tanzania, she
did not offer any
resistance or protest. Not only that, but the
appellant informed all and sundry that she wanted to return to South
Africa to her
children. The respondents deny that the appellant was
at any stage blindfolded or that members of the SAPS played any role
in the
hand over.
[14]
In the replying affidavit, the appellant adds that whilst she was in
custody in Tanzania, she
instructed Advocate Gwakisa Sambo, to
provide legal assistance to her. She also introduces an additional
layer to her cause of
action. She avers for the first time, that her
return from Tanzania and transportation to South Africa was an
extradition disguised
as a deportation, which she avers is not a
lawful mechanism for the return of a wanted fugitive such as herself.
The appellant
contends that the South African delegation colluded
with the Tanzanian authorities to secure her forcible return to South
Africa
to evade the extradition procedures provided for in the SADC
Extradition Protocol.
[15]
That this was the case, the appellant argues, is borne out by the
fact that when the Tanzanian
authorities asked the South African
delegation if they had prepared the necessary extradition documents,
it informed the Tanzanian
authorities that it had not, because ‘South
Africa’s action would need to be informed by the decision taken
by the
Government of Tanzania on the matter.’ To extradite her,
proceeded the argument, the South African Government did not have
to
get the permission of, or direction from, the Tanzanian Government.
She contends that she was forcibly placed on the Department
of Home
Affairs aircraft without being afforded a choice as to how she should
leave or where she should go. She denies that she
did not object when
the High Commission official handed her over to the Department of
Home Affairs official, and that she had indicated
at the time that
she wanted to return to South Africa to her children.
Issues
[16]
The appeal raises the following issues:
(i)
Was the appellant arrested in Tanzania by members of the SAPS or the
Tanzanian authorities?
(ii)
Did the appellant make out a case on the papers that her handing over
by the Tanzanian Ministry of
Home Affairs to the South African High
Commission and her transportation by the respondents to South Africa
was part and parcel
of a disguised extradition in breach of the law?
(i)
Was the
appellant arrested in Tanzania by members of the SAPS or the
Tanzanian authorities?
[17]
The debate on this aspect at the hearing of the appeal was whether
the appellant had made out
a case for the relief she sought. Counsel
for the appellant, relying on
Zealand
v Minister for Justice and Constitutional Development
,
[4]
submitted
that it was sufficient for the appellant simply to plead that she was
unlawfully arrested and brought to South Africa,
and once that was
established the respondents bore the burden to justify the
deprivation of her liberty.
[5]
In
Zealand
the
Constitutional Court explained the rationale for this approach as
follows:
[6]
‘
This
is not something new in our law. It has long been firmly established
in our common law that every interference with physical
liberty is
prima facie unlawful. Thus, once the claimant establishes that an
interference has occurred, the burden falls upon the
person causing
that interference to establish a ground of justification. In
Minister
van Wet en Orde v Matshoba
,
the Supreme Court of Appeal again affirmed that principle, and then
went on to consider exactly what must be averred by an applicant
complaining of unlawful detention. In the absence of any significant
South African authority, Grosskopf JA found the law concerning
the
rei
vindicatio
a
useful analogy. The simple averment of the plaintiff’s
ownership and the fact that his or her property is held by the
defendant
was sufficient in such cases. This led that court to
conclude that, since the common-law right to personal freedom was far
more
fundamental than ownership, it must be sufficient for a
plaintiff who is in detention simply to plead that he or she is being
held
by the defendant. The onus of justifying the detention then
rests on the defendant. There can be no doubt that this reasoning
applies
with equal, if not greater, force under the Constitution.’
(Footnotes omitted)
[18]
This
approach was recently affirmed by the Constitutional Court in
Mahlangu
and Another v Minister of Police
,
[7]
(Mahlangu)
in
which it stated:
‘
It
follows that in a claim based on the interference with the
constitutional right not to be deprived of one’s physical
liberty,
all that the plaintiff has to establish is that an
interference has occurred. Once this has been established, the
deprivation is
prima facie unlawful, and the defendant bears an onus
to prove that there was a justification for the interference.’
[8]
[19]
It is clear from
Zealand
and
Mahlangu
that the onus
shifts only once the identity of the party alleged to have acted
unlawfully has been established. The appellant’s
case against
the respondents was still-born as she failed to establish that she
was arrested in Tanzania by members of the SAPS.
The case before this
Court that the Minister of Police was called upon to answer was that
members of the SAPS arrested and abducted
the appellant in Tanzania.
[20]
The appellant’s case against the respondents was answered in
detail by the Minister
of Police and the Minister of Home Affairs in
the answering affidavits deposed to Mr Shibiri and Mr Matthews,
respectively. The
respondents’ version was that the appellant
was arrested together with Mr Bester in Tanzania by the Tanzanian
authorities
for being ‘[unlawfully] present within the Republic
of Tanzania.’ On 12 April 2023, the Tanzanian authorities
reported
to the South African delegation that their government had
taken a decision to deport Mr Bester and the appellant since it had
declared
them prohibited immigrants. The Tanzanian authorities then
handed the appellant over to the High Commission official who, in
turn,
handed her over to the South African Immigration official at
Kilimanjaro airport in Tanzania. The appellant offered no resistance
or protest. In fact, the appellant expressed the desire to return to
South Africa to her children.
[21]
Since the appellant was seeking final relief in the matter, in terms
of the
principles laid down in
Plascon-Evans
v Van Riebeeck Paints Pty (Ltd)
,
[9]
this
had
to be decided on the Minister of Police’s version since his
evidence shows clearly that SAPS did not take any action against
the
appellant until her arrest at Lanseria airport. The version put
forward on behalf of the Minister of Police and the other respondents
could not be said to be far-fetched or clearly untenable in that it
and can be rejected merely on papers. The version of the Minister
of
Police is that members of the SAPS were not involved in her arrest in
Tanzania or her removal from that country. There is no
reason to
reject this version. If the SAPS arrested her in Tanzania as claimed
by the appellant, why would it be necessary for
the SAPS to arrest
her again when she landed at Lanseria airport on 13 April 2023? In
fact, the evidence is that the appellant
was arrested at Lanseria
airport not by the members of the SAPS who formed part of the South
African delegation to Tanzania, but
by the SAPS members investigating
the case, concerning Mr Bester’s escape, from the Mangaung
Correctional Centre. The investigating
team was waiting at Lanseria
airport for the arrival of the Department of Home Affairs aircraft
from Tanzania and had not travelled
to Tanzania. There was no attack
on the lawfulness of the arrest of the appellant at Lanseria airport.
She disavowed that the arrest
had taken place there and founded her
application foursquare on her arrest by members of the SAPS in
Tanzania.
[22]
There was nothing sinister about the presence of members of the SAPS
on the aircraft that went
to Tanzania. According to the Department of
Home Affairs, the services of the SAPS were enlisted because Mr
Bester was regarded
as extremely dangerous. The Department of Home
Affairs therefore gave a reasonable explanation for the SAPS presence
on the aircraft
that was despatched to Tanzania. Thus, the onus never
shifted to the Minister of Police since the evidence shows clearly
that members
of the SAPS were never involved in any actions against
the appellant before her arrest at Lanseria airport.
[23]
As far as the appellant’s case against the Department of Home
Affairs is concerned, in
my view the appellant failed to make out a
case against it at all in the founding papers.
The
relief sought by the appellant in her urgent application has been set
out above. It is necessary to sketch the sequence of events
which led
to the hearing of the matter in the high court on an urgent basis.
The founding papers were issued on 19 May 2023.
The
appellant cited as respondents the first to fifth respondents herein.
The entire thrust of her case was that members of the
SAPS effected
her arrest in Tanzania as well as her transport from that country to
the Lanseria airport in South Africa. As a result,
the relief sought
was aimed foursquare at the Minister of Police and the other four
cited respondents and no-one else. It is clear
that if members of the
SAPS had arrested her in Tanzania, such arrest and any subsequent
actions on their part would have been
unlawful since the SAPS had,
and has, no jurisdiction to arrest or act against persons outside
South Africa.
[24]
No mention was made of employees of the Department of Home Affairs or
of the Minister of that
department. They were not cited as
respondents. On the contrary, on 15 May 2023, attorneys
representing the appellant wrote
to the Director General of that
department requiring certain information and documents concerning the
involvement, if any, of members
of the department in the actions in
Tanzania by 16:00 that day. The Director General responded on the
same day to the effect that
a request should be made under the
Promotion of Access to Information Act 2 of 2000
. The appellant’s
attorneys wrote by letter dated 22 May 2023 responding to a
letter from the Director General of
the previous day (which letter
was not included in the record). It refers to myriad issues raised by
the Director General and states,
among other things, that
instructions would be taken on making a joinder application. The
Director General responded the following
day noting that the Minister
of Home Affairs had not been joined as a respondent in the matter
then set down for 26 May 2023.
An undertaking was required that
the Minister be joined and a reasonable opportunity be given to file
affidavits. This letter was
responded to the following day and
contained the following material statements:
(a)
‘The application . . . does not seek any relief against the
Department of Home Affairs.’
(b)
‘. . . we see no need for you to be joined as a Respondent . .
.’
(c)
‘. . . our client’s version is that she was unlawfully
arrested by members
of the South African Police in Tanzania and
transported back to South Africa. It is our client’s version
that no documentation
ever existed or was shown to her nor was she
taken to the SA Consulate.’
(d)
‘You are welcome, and invited should you elect to do so, to
join the proceedings as
a respondent. We will not join you for the
reasons stated.’
[25]
It can thus be seen that the clear intention of the appellant was to
proceed only against the
respondents already cited in the matter. A
refusal to join the Minister of Home Affairs is entirely inconsistent
with seeking any
relief against him. It is noteworthy that paragraph
(a) above remained the position until the appellant’s heads of
argument,
without more, submitted that amended relief would be sought
which included the Minister of Home Affairs in the declaration sought
in paragraph (a) referred to in paragraph 3 of this judgment.
[26]
The Minister of Home Affairs then launched an application to join the
application as the sixth
respondent and set it down for 26 May
2023, the date on which the urgent application was to be heard. On
that day, an order
was granted by consent joining him and directing
the filing of further affidavits and heads of argument in the matter
and adjourning
it for hearing on the opposed roll on 1 June
2023. The sixth respondent delivered an answering affidavit on 29 May
2023
and the appellant delivered a composite reply to the two
answering affidavits on 30 May 2023.
[27]
No application was ever brought to amend the relief sought to include
relief against the sixth
respondent. The matter was argued based on
the original relief sought against the first five respondents only.
That position obtained
even during the hearing of the appeal before
us. For the first time, in the heads of argument of the appellant, it
was submitted
that, on appeal, this Court should grant the following
order:
‘
2.1 It is declared
that the applicant’s apprehension and arrest in Tanzania by
officials of the second and sixth respondents,
as well as her
subsequent forced return to the South Africa is inconsistent with the
Constitution of South Africa, 1996, unlawful
and invalid.’ In
addition, the heads of argument indicated that a costs order would be
sought against, inter alia, the sixth
respondent. Even during the
appeal, no substantive application was brought to amend the notice of
motion to include any order against
the sixth respondent. The
submission in the heads clearly indicated that the initial paragraph
of the notice of motion would no
longer be sought and that amended
relief would be sought.
[28]
This occasioned some robust debate between the bench and counsel for
the appellant. The latter
was unable to point to any authority that,
without any application to that effect, relief could be sought on
appeal against a party
against whom no relief had previously been
sought. Nor have I found any such authority. Counsel relied on
matters where amended
relief was granted against a party from whom
relief had previously been sought, especially where a constitutional
breach had been
established. In particular, the appellant called in
aid paragraph 18 of the matter of
Modderfontein Squatters, Greater
Benoni City Council v Modderklip Boerdery (Pty) Ltd (Agri SA &
Legal Resources Centre, Amici
Curiae); President of the Republic of
South Africa v Modderklip Boerdery (Pty) Ltd (Agri SA & Legal
Resources Centre, Amici
Curiae)
(
Modderfontein
):
‘
In the light of
the aforegoing, it is not surprising that, at the hearing before De
Villiers J, Modderklip and Agri SA accepted that
the
unconditional removal of the occupiers was not a viable option.
Instead, they proposed an order in two parts: the first was
a
declaratory order relating to the State's constitutional obligations
towards not only Modderklip but also the occupiers, and
the second
part was a
mandamus
requiring
the State to submit to Court a comprehensive plan to solve the
problems of Modderklip and the occupiers. In the Court
below,
the State objected to the new direction, wishing to hold Modderklip
to the relief originally sought. This objection was
overruled by De
Villiers J (at para [52]), correctly so. If a constitutional breach
is established, this Court is (as was the Court
below) mandated to
grant appropriate relief. A claimant in such circumstances should
not necessarily be bound to the formulation
of the relief
originally sought or the manner in which it was presented or argued.
That much is apparent from the course the litigation
took
in
Carmichele
and
Bannatyne
and why the
further
amici,
the
Nkuzi Development Association, the Community Law Centre and the
Programme for Land and Agrarian Studies (University of
the
Western Cape), were admitted to the proceedings.’
[10]
[29]
I respectfully agree with, and am clearly bound by, this
dictum
.
Where relief has been sought against cited parties and it has been
established that they committed a constitutional breach, it
is
entirely appropriate and indeed obligatory that the original relief
sought be amended to address the breach. That would fall
under the
customary prayer that further or amended relief would be sought.
There is ample authority that this is competent and,
indeed,
necessary. A court should do so
mero
motu
if
the party concerned does not itself request amended relief. As
mentioned in
Modderfontein
,
this was spelled out in
Fose
v Minister of Safety and Security
:
[11]
‘
Courts should not
be overawed by practical problems. They should “attempt to
synchronise the real world with the ideal construct
of a
constitutional world” and they have a duty to mould an order
that will provide effective relief to those affected by
a
constitutional breach.
Fose
v Minister of Safety and Security
held that -
“
(a)ppropriate
relief will in essence be relief that is required to protect and
enforce the Constitution. Depending on the circumstances
of each
particular case the relief may be a declaration of rights, an
interdict, a
mandamus
or
such other relief as may be required to ensure that the rights
enshrined in the Constitution are protected and enforced.
If it is
necessary to do so, the courts may even have to fashion new
remedies to secure the protection and enforcement of
these
all-important rights.”
(In para [19].)
“
I have no doubt
that this Court has a particular duty to ensure that, within the
bounds of the Constitution, effective relief be
granted for the
infringement of any of the rights entrenched in it. In our context an
appropriate remedy must mean an effective
remedy, for without
effective remedies for breach, the values underlying and the right
entrenched in the Constitution cannot
properly be upheld or enhanced.
Particularly in a country where so few have the means to enforce
their rights through the courts,
it is essential that on those
occasions when the legal process does establish that an infringement
of an entrenched right has occurred,
it be effectively vindicated.
The courts have a particular responsibility in this regard and are
obliged to ‘forge new
tools’ and shape innovative
remedies, if needs be, to achieve this goal.”
(In para [69].)’
[12]
[30]
The difficulty in the present matter is not that a party against whom
some relief had been sought
was proved to have committed a
constitutional breach and was, as a result, confronted with amended
relief at a late stage in proceedings,
even on appeal. In the present
matter, the appellant, despite the Minister of Home Affairs having
joined as a respondent, at no
point indicated that her previous
express view that relief would only be sought against the first five
respondents, had changed.
Nor did she at any stage seek to amend that
relief to include relief against the Minister of Home Affairs.
[31]
The appellant sought to justify the new relief sought on the basis
that a constitutional breach
had been established in the deprivation
of her liberty. In support, she relied on the matter of
Zealand
where it was held:
‘
[24] There is
another, more important reason why this court should rule in the
applicant's favour. The Constitution enshrines the
right to freedom
and security of the person, including the right not to be deprived
of freedom arbitrarily or without just
cause, as well as the founding
value of freedom. Accordingly, it was sufficient in this case for the
applicant simply to plead
that he was unlawfully detained. This he
did. The respondents then bore the burden to justify the deprivation
of liberty, whatever
form it may have taken.
[25] This is not
something new in our law. It has long been firmly established in our
common law that every interference with physical
liberty is prima
facie unlawful. Thus, once the claimant establishes that an
interference has occurred, the burden falls upon the
person causing
that interference to establish a ground of justification. In
Minister
van Wet en Orde v Matshoba
, the Supreme Court of Appeal again
affirmed that principle, and then went on to consider exactly
what must be averred by an
applicant complaining of unlawful
detention. In the absence of any significant South African authority,
Grosskopf JA found the
law concerning the
rei vindicatio
a
useful analogy. The simple averment of the plaintiff's ownership and
the fact that his or her property is held by the
defendant was
sufficient in such cases. This led that court to conclude that, since
the common-law right to personal freedom was
far more fundamental
than ownership, it must be sufficient for a plaintiff who is in
detention simply to plead that he or she is
being held by the
defendant. The onus of justifying the detention then rests on the
defendant. There can be no doubt that this
reasoning applies
with equal, if not greater, force under the Constitution.
[26]
Even if the applicant can be said to have altered his cause of action
(which I do not accept to be the case), no prejudice
will be suffered
by the respondents if this court decides the case as it has now been
presented.’
[13]
[32]
Once again, those principles are well-established. What is of
cardinal importance, however, is
that, for the onus to shift to a
party, it must be established that
that
party
is
the one responsible for the constitutional breach. In this regard,
the
dicta
in question makes it
clear that ‘once the claimant establishes that an interference
has occurred, the burden falls upon
the
person causing that interference
to
establish a ground of justification’
[14]
and, as regards the
rei
vindicatio
,
‘[t]he simple averment of the plaintiff's ownership and the
fact that his or her property is held
by
the defendant
was
sufficient’
[15]
and that this Court
accordingly correctly concluded that ‘it must be sufficient for
a plaintiff who is in detention simply
to plead that he or she is
being held
by
the defendant
.’
[16]
(Emphasis added.) In the
present matter, therefore, before any onus shifted to the Minister of
Home Affairs, it was necessary to
prove that he was ‘the person
causing that interference’ or that the appellant was ‘being
held by the [Minister
of Home Affairs].’ No such averments
appear in the founding affidavit or are included as the relief sought
in the Notice
of Motion. There was simply no case which the Minister
of Home Affairs was obliged to meet. As such, no onus shifted to the
Minister
of Home Affairs for him to discharge. The only averments, by
way of argument, appear in the replying affidavit which, if relief
was to be based on it, should have been framed as a supplementary
founding affidavit so that the Minister of Home Affairs had the
opportunity to respond. In
Zealand
,
it was made clear that, even if amended relief was considered against
the party alleged to have breached the constitutional right,
prejudice should be considered before such relief could be granted.
[33]
In the present matter, had such an amendment have been sought, or had
the replying affidavit
been styled a supplementary founding
affidavit, the Minister of Home Affairs may well have sought to
depose to a further affidavit.
Since neither of these was done, if
any relief is granted against the Minister of Home Affairs, as
requested in the appellant’s
heads of argument, the Minister of
Home Affairs will be prejudiced by not being afforded
audi alteram
partem
.
[34]
It is no answer to this that the Minister of Home Affairs could have
sought to respond to the
replying affidavit by applying to deliver a
further affidavit. This was neither offered by the appellant in
reply, nor, as mentioned,
did the appellant apply to amend the relief
sought which would also have given the Minister of Home Affairs an
opportunity to respond
and outline any prejudice occasioned to him if
amended relief was to be considered.
[35]
The recent matter of
DB
v CB
[17]
is instructive. It is
necessary to quote extensively from the majority judgment:
‘
[44] The purpose
of pleadings is to define the issues for the other party and for the
court. The court is called upon to adjudicate
the disputes that arise
from the pleadings and those disputes alone. There are instances
where the court may
mero
motu
raise
a question of law that emerges fully from the evidence and which is
necessary for the determination of the matter, provided
its
consideration on appeal involves no unfairness to the other party
against whom it is directed. It is, however, impermissible
for a
court to decide issues falling outside the pleadings, without
determining issues of fairness and prejudice. It is
impermissible
for a party to plead a particular case and seek to
establish a different case at the trial.
[45] This principle is
equally applicable, and perhaps more so, to appeals. A party should
generally not be allowed to argue new
issues on appeal that were not
raised or considered by the lower court. There are exceptions and
circumstances when a party may
be allowed to rely on an issue which
was not covered in the pleadings. In
Slabbert
the
Supreme Court of Appeal articulated these circumstances:
“
This occurs where
the issue in question has been canvassed fully by both sides at the
trial. In
South
British Insurance Co Ltd v Unicorn Shipping Lines (Pty) Ltd
,
this court said: However, the absence of such an averment in the
pleadings would not necessarily be fatal if the point was fully
canvassed in evidence. This means fully canvassed by both sides in
the sense that the court was expected to pronounce upon it as
an
issue.”
[46] This Court
in
Notyawa
expressed its disapproval of a litigant
changing its case as the matter proceeded through the various courts.
It said:
“
Before us this
finding was not challenged, but the applicant changed tack. The
consequential relief was no longer sought, but he
submitted that a
live controversy between the parties remained. This related to what
further consequential remedy, in the form
of a claim for damages,
might be available to the applicant. This would be pursued in
different proceedings.
This change in strategy
cannot avail the applicant, not least because the point is being
raised for the first time in this Court.
There was nothing to
prevent the applicant from seeking an amendment to the relief he
sought in the High Court
. Yet there is no explanation why he did
not do so, nor why this Court should do so as a court of first
instance. That this should
not readily be countenanced was recently
re-affirmed by this Court in
Tiekiedraai
. There is no reason
to do so here.”
[Emphasis added.]
[47] The question of
unfairness and prejudice must be considered where a party raises an
issue for the first time on appeal. What
might be “unfair”
was considered by this court in
Barkhuizen
, albeit in a
slightly different context, where the court noted that:
“
Unfairness may
arise where, for example, a party would not have agreed on material
facts, or on only those facts stated in the agreed
statement of facts
had the party been aware that there were other legal issues involved.
It would similarly be unfair to the other
party if the law point and
all its ramifications were not canvassed and investigated at trial.”
[48] It also noted that:
“
The mere fact that
a point of law is raised for the first time on appeal is not in
itself sufficient reason for refusing to consider
it. If the point is
covered by the pleadings, and if its consideration on appeal involves
no unfairness to the other party against
whom it is directed, this
Court may in the exercise of its discretion consider the point.”
[49] An appeal court can
deal with an issue that was not raised in the lower courts and not
considered by the lower courts. However,
this can only be done in
exceptional circumstances. A court will not entertain a new issue on
appeal where it causes prejudice
or unfairness to the other
party.’
[18]
[36]
In the present matter, the following is clear. The pleadings define
the issues and, in the case
of application papers, the Notice of
Motion and founding affidavit must contain the case to be met by the
respondents. No mention
was made of the Minister of Home Affairs in
those documents. As was the case in
Notyawa
, referred to in
DB
v CB
, ‘[t]here was nothing to prevent the applicant from
seeking an amendment to the relief [she] sought in the High Court.
Yet
there is no explanation why [she] did not do so, nor why this
Court should do so as a court of first instance.’ Amended
relief
on appeal should ‘not readily be countenanced’.
Unfairness must be considered if such relief is sought. If ‘its
consideration on appeal involves no unfairness to the other party
against whom it is directed, this Court may in the exercise of
its
discretion consider the point.’ The latter
dictum
must
mean that, if there is unfairness, no discretion arises to consider
the point. If there is no unfairness, a court must still
exercise a
discretion whether to allow amended relief or not.
[37]
In
DB v CB
, the majority in the Constitutional Court held that
the issue in question could not be dealt with on appeal to it. This
was dealt
with as follows:
‘
In any event, and
if it can be said that the ousting issue arose on the pleadings, the
expansion of the issues was impermissible
for a number of reasons.
First, the issues had not been properly covered by the pleadings.
Secondly, and crucially, the question
of unfairness or prejudice was
not considered by the High Court or the Supreme Court of Appeal.
Thirdly, as mentioned, the matter
was presented as a stated case in
the Regional Court. The respondent did not have an opportunity to
present evidence as to the
facts and circumstances surrounding the
conclusion of the prenuptial agreement. Such evidence may have been
relevant to the question
whether the agreement was a donation that
fell outside the ambit of s 7 of the Divorce Act. Although neither
party raised the question
of prejudice, a court is enjoined to
consider this question in determining whether an issue can be raised
for the first time on
appeal. Fourthly, no reason has been
advanced by the applicant as to why he could not amend his pleadings.
Fifthly, both the
High Court and the Supreme Court of Appeal failed
to exercise their discretion as to whether they should consider the
new issue
on appeal. It would thus not be in the interests of justice
to grant leave to appeal on the ousting issue.’
[19]
[38]
As has been said, there would be unfairness in the failure to extend
audi alteram partem
to the Minister of Home Affairs. This is
one of the fundamental tenets of the Rule of Law. Although it is not
possible to specify
the prejudice which might result, some of the
considerations set out above apply. At the very least, in the light
of the avowed
intent of the appellant to proceed only against the
first five respondents, the Minister of Home Affairs would be
prejudiced if
relief were to be granted against him when this was
nowhere foreshadowed prior to receipt of the appellant’s heads
of argument
and in the absence of a formal application to amend even
on appeal. That being the case, no discretion arises in the present
matter
for this Court to allow the amended relief sought. For these
reasons, no relief should be granted against the Minister of Home
Affairs, regardless of the outcome of the rest of the appeal.
(ii) Did the
appellant make out the case on the papers that her handing over by
the Tanzanian Ministry of Home Affairs to the South
African High
Commission and her transportation by the respondents to South Africa
was part and parcel of a disguised extradition
in breach of the law?
[39]
The second leg of the appellant’s argument was that her arrest
in Tanzania and handing
over by the Tanzanian Ministry of Home
Affairs to the South African High Commission official and her removal
from Tanzania, were
part and parcel of a disguised extradition. The
appellant contends that there was collusion between South Africa and
Tanzania to
secure her deportation to South Africa in order to evade
the procedures for extradition. It was submitted on behalf of the
appellant
that because her deportation was a disguised extradition it
was unlawful and a South African court should therefore have declined
to exercise jurisdiction.
But, as
mentioned above, the case made out against the Minister of Police was
that members of the SAPS arrested the appellant in
Tanzania and that
they were involved in forcing the appellant to board the aircraft and
return to South Africa. The factual disputes
in this regard must be
determined in favour of the Minister of Police. And, as set out
above, no relief against the Minister of
Home Affairs is competent.
As such, it is unnecessary to consider the law concerning disguised
extraditions and its application
in this matter.
[40]
In the light of the conclusion I have reached, it is not necessary to
have regard to evidence
on the question whether or not the appellant
returned to South Africa voluntarily.
[41]
In conclusion, I find that the appellant was not arrested in Tanzania
by members of the
SAPS and therefore the appellant failed to show
that the police acted unlawfully. The overwhelming evidence is that
the appellant
and Mr Bester were arrested by the Tanzanian
authorities for having violated the immigration laws of that country.
When she arrived
at Lanseria airport, she was lawfully arrested by
members of the SAPS.
Order
[42]
In the result I make the following order:
The
appeal is dismissed with costs, including the costs of two counsel
where so employed.
D H ZONDI
DEPUTY PRESIDENT
Makgoka
JA (dissenting):
[43]
I have read the judgment prepared by the Deputy President (the first
judgment), which has admirably
set out the background facts. They are
therefore not regurgitated in this judgment. Regrettably, I disagree
with the first judgment’s
conclusion to dismiss the appeal, and
the reasoning underpinning it. I would uphold the appeal.
[44]
The first judgment rests on three findings. First, that the appellant
did not make a case for
disguised extradition in the founding
affidavit but in her replying affidavit, and therefore, the argument
should not be considered.
Second, because the appellant had failed to
establish that she was arrested by the SAPS in Tanzania, this is
dispositive of the
matter, and it is not necessary to consider
whether the appellant’s deportation to South Africa was lawful.
Third, that because
the appellant did not amend her notice of motion
to seek relief against the Minister of Home Affairs, no order should
be made against
the Minister.
[45]
I do not agree with these conclusions. As to the first, I endeavour
to demonstrate that the appellant
did not make a new case in the
replying affidavit, but that the unlawful disguised extradition
argument arises fairly from the
founding affidavit. In addition, I
make the point that the unlawful disguised extradition is a point of
law, which can be raised
at any stage, even during an appeal, subject
to certain provisos.
[46]
As to the second, I am of the view that despite not having been
arrested by the SAPS, consideration
should also be given to the
lawfulness of: (a) the handing over of the appellant by the Tanzanian
authorities to the South African
authorities; (b) the South African
authorities’ detention of the appellant upon such hand-over;
and (c) the transportation
of the appellant back to South Africa,
where she was arrested upon arrival and subsequently prosecuted. In
my view, these questions
are inextricably linked. None of them can be
considered in isolation.
[47]
As to the third, in constitutional matters where a violation of human
rights is established,
a court should not be constrained by
procedural missteps in seeking to give effective relief to vindicate
rights. As I demonstrate
in this judgment, the Department of Home
Affairs officials engaged in an unlawful disguised extradition by
deporting the appellant
to South Africa without following the
extradition process. It is this conduct that must be declared
unlawful and invalid, to the
extent of its inconsistency with the
Constitution. Section 172(1)(
a
) of the Constitution enjoins us
to so. We do not have residual discretion not to. Section 172(1)(
b
)
permits us to make a consequential order ‘that is just and
equitable.’ This, we must do, unbound by any procedural
imperfections. If, as I find, the officials of the Department of Home
Affairs acted unlawfully, there can be no conceivable prejudice
to
the Minister of Home Affairs were an order of declaration, and
related relief, made against him.
The
pleadings
[48]
As mentioned in the first judgment, the Minister of Home Affairs was
initially, not a party to
the application in the high court. In her
founding affidavit, the appellant alleged that the SAPS unlawfully
abducted her from
Tanzania and deported her to South Africa. In the
answering affidavit on behalf of the first, second and third
respondents (the
Justice cluster respondents), this was denied. It
was stated that the Department of Home Affairs was the one
instrumental in the
deportation of the appellant, and that the
Justice cluster respondents’ role was limited to providing
escort to the Department
of Home Affairs officials. Based on these
allegations, the Minister of Home Affairs joined the proceedings as
the sixth respondent.
The allegations by the Justice cluster
respondents about the role of the Department of Home Affairs
constituted a sufficient basis
for the Minister of Home Affairs, as
the executive head of that department, to join the proceedings.
[49]
It is understandable why the appellant did not initially join the
Minister of Home Affairs. She
had encountered several officials from
South Africa after she had been arrested in Tanzania. It is safe to
assume that she neither
knew which department each of them
represented, nor who played what role in her deportation. This was
only clarified in the answering
affidavit on behalf of the Justice
cluster respondents. Nothing turns on the fact that the appellant had
declined to join the Minister
of Home Affairs. The fact of the matter
is that the Minister subsequently became a party to the proceedings,
and an answering affidavit
was deposed on his behalf. As I will
demonstrate later, it is
in
that
affidavit that the unlawful conduct of the Department of Home Affairs
officials in the deportation of the appellant, was laid
bare.
New
case in the replying affidavit?
[50]
In my view, the complete answer to this is that the high court has
already decided it, and there
is no cross-appeal to disturb it in
this Court. After the appellant’s delivery of her replying
affidavit, the Minister of
Home Affairs applied to strike out the
appellant’s assertion of disguised extradition from the
replying affidavit (the application
to strike out). The Minister
complained that the appellant had sought to make a new case in the
replying affidavit. The high court
held that the appellant’s
assertions in her replying affidavit were merely a refinement of what
she had averred in her founding
affidavit. It consequently dismissed
the application.
[51]
There is no cross-appeal against the high court’s order
dismissing the application to strike
out. Appeals to this Court are
regulated by rule 16(1)(
a
)
and (
b
)
of the
Superior Courts Act 10 of 2013
[20]
(Superior
Courts Act) and rule 7(2) and (3) of the Rules of this Court.
[21]
Referring
to their predecessors, (s 20(1)
(b)
of
the Supreme Court Act, and Rule 5(3) of the Rules of this Court) this
Court in
Publications
Control Board v Central News Agency
(
Publications
Board
)
[22]
said
the following of the provisions:
‘
The
combined effect of these provisions is that if a respondent in an
appeal wishes to achieve a variation of the judgment or order
in the
Court a quo he shall lodge a notice of his cross-appeal
setting forth therein full particulars of the variation
which he
seeks . . .The terms “judgment” and “order”
in the statute and Rule of Court do not embrace every
decision or
ruling of a court. These terms are confined to decisions granting
“definite and distinct relief.”
’
[52]
There is no debate that the order of the high court dismissing the
application to strike out
is ‘definite and distinct relief’
envisaged in
Publications Board
.
By submitting that the unlawful disguised extradition should not be
considered by this Court, the respondents attacked the order
of the
high court dismissing the application to strike out, and sought its
variation on appeal. This was not open to any of the
respondents
without leave to cross-appeal having been granted. It follows that
this Court does not have jurisdiction to
consider them afresh.
[53]
Recently, this Court has had to consider its jurisdiction to
entertain appeals in which leave
was not properly granted, or not
granted at all. In
Hanekom
N O v Nuwekloof Private Game Reserve Farm Owners
Association
[23]
special
leave to appeal had been granted by this Court against an order of
two Judges who had considered an appeal against
an
adjudicator’s
decision under the Community Schemes Ombud Service Act 9 of 2011.
This Court held that the two Judges had sat
as a court of first
instance, and therefore, leave to appeal should have been sought from
them, instead of this Court. Accordingly,
it held that the special
leave to appeal granted by it was erroneous and that it had no
jurisdiction. The appeal was accordingly
struck off the roll.
Minister
of Police v Nontsele
[24]
concerned
an appeal in which the respondent sought to challenge an order
against which no leave to cross-appeal had been granted.
It was held
that
a
cross-appeal cannot be entertained in the absence of leave to appeal
having been granted.
[54]
The
upshot of these decisions is that this Court has no jurisdiction to
question the correctness of the high court’s order
dismissing
the application to strike out, without leave to cross-appeal having
been granted, either by the high court or this Court.
By declining to
consider the issue, the first judgment is effectively, but without
expressly saying so, overruling the order of
the high court.
[55]
The significance of this is two-fold. First, once the high court’s
conclusion is ignored,
as the first judgment does, the respondents
are relieved of the burden to explain the lawfulness of taking the
appellant into their
custody from the Tanzanian authorities; and
keeping her in detention until her transportation to South Africa.
Second, the dismissal
of the application to strike out enabled the
high court to conclude that the respondents engaged in an unlawful
disguised extradition.
The approach adopted in the first judgment
nullifies that conclusion. That, with respect, this Court does not
have jurisdiction
to do without the necessary leave to cross-appeal
the high court’s findings having been granted.
[56]
I now consider how the high court disposed of the argument that the
appellant introduced a new
case in the replying affidavit.
This
is how it resolved the issue:
‘
I
do not think that there is much merit in the objection to the
applicant’s reliance on an unlawful disguised extradition
in
the form of deportation, which appears in her replying
affidavit. This is so because she had already alleged in her
founding
affidavit that no documentation existed to show that there
was an extradition. She also mentioned there that none of the
procedures
for making an extradition request had been followed. It
therefore appears that the reference to a disguised extradition in
the replying affidavit was nothing more than the use of refined
technology to say the same thing that she has already intimated
in
her founding affidavit. The objection in this respect cannot
succeed.’
[25]
[57]
The high court was correct in its conclusion. On a proper analysis of
the pleadings, the appellant
did not raise a new issue in the
replying affidavit. Its approach finds support in a recent decision
of the Constitutional Court
in
Botha
v Smuts (Botha)
[26]
where
a similar issue was considered.
There,
the first respondent had posted on a social media platform, a picture
of the applicant, his child, the location of his business
and
residential address, to highlight what he considered to be animal
cruelty taking place on the applicant’s farm. In his
founding
affidavit, the applicant alleged that the publication
posed
a threat to the security of his family, and a threat of commercial
harm to his businesses. In his replying affidavit, he asserted
that
the publication violated his right to privacy. The respondent
objected, alleging that the right to privacy issue was a new
cause of
action raised only in the replying affidavit.
[58]
Writing for the majority, Kollapen J pointed out that in asserting
his right to privacy in the
replying affidavit, the applicant had
relied substantially on the same facts advanced in the founding
affidavit, ‘[and] formally
invoked his right to privacy by
name.’
[27]
He
further held that the basis for asserting the
right
to privacy had been laid in the notice of motion and founding
affidavit, and the replying affidavit ‘directly clarified
his
reliance on his right to privacy’.
[28]
Kollapen J further explained:
‘
[P]rior
to the filing of the replying affidavit, the issue of privacy had
been raised by [the applicant] even though not as elegantly
or
directly as would have been desired, perhaps because the application
was launched as one of urgency. Notwithstanding, [the
first
respondent] knew that the case he was required to meet included a
privacy challenge and he responded to that in his answering
affidavit. The privacy case was squarely and properly before the
High Court for determination.’
[29]
[59]
In a concurring majority judgment, Chaskalson AJ agreed with Kollapen
J. He held that there would
be no prejudice to the first respondent
in allowing the applicant to recast his case in this respect.
Chaskalson AJ reasoned that
there was no suggestion that had the
applicant pertinently pleaded his complaint as a privacy issue, the
respondents would have
answered it differently. This was because:
‘
Any
facts potentially relevant to the re-characterised privacy complaints
would have been equally relevant to the originally pleaded
complaints
of a threat to security at [the applicant’s] family home and a
threat of commercial harm to his businesses . .
.’ .
[30]
[60]
Based on the above considerations, the majority considered the right
to privacy issue even though
it was not expressly asserted in the
founding affidavit, but only in the replying affidavit.
[61]
In the present case, there is similarly no mention of the phrase
‘disguised extradition’
in the appellant’s founding
affidavit. However, the appellant’s complaint remained
consistent that she was unlawfully
deported from Tanzania to South
Africa. She said that this was so because: (a)
no
documentation existed to show that there was an extradition;
and
(b)
none
of the procedures for making an extradition request had been
followed. These averments
would
fairly sustain an assertion that her deportation was a disguised
extradition. In other words, the facts upon which the appellant
averred that she was unlawfully returned to South Africa, are the
same as would be for the assertion that her deportation was an
unlawful disguised extradition.
[62]
Put differently, there is no suggestion by any of the respondents
that had disguised extradition
been expressly mentioned in the
founding affidavit, they would have framed their answering affidavit
differently. All that the
appellant did in the replying affidavit was
simply to draw a legal conclusion from the conduct of the
respondents, and pin a label
to it as a ‘disguised
extradition’.
[63]
Furthermore, even if the disguised extradition point constitutes a
new case in the replying affidavit,
it is a point of law which can be
advanced even if not
specifically
mentioned in the papers, provided: (a) it arises from the facts;
[31]
and
(b) no prejudice occurs to the other party.
[32]
As
to (a), the appellant has averred that her deportation from Tanzania
to South Africa was unlawful because extradition procedures
were not
followed. In its judgment, the high court observed that counsel for
the appellant had ‘
dealt
extensively with the legal principles in question [of extradition and
deportations] . . .’ .
[33]
[64]
The high court
accordingly
devoted some effort
to establishing whether the deportation of the appellant to South
Africa was lawful. The issue therefore arises
squarely from the
papers, and the high court dealt with it.
Similarly, in this
Court, both in their heads of argument and in oral submissions,
counsel for the appellant addressed the issue.
We exhaustively
debated the merits of the argument with counsel. As to prejudice,
none of the respondents has asserted any, were
the issue to be
considered by this Court. I discern none.
[65]
In any event, the respondents could have sought leave to
file
a supplementary affidavit to answer what they considered to be a new
point raised in the replying affidavit. In
Pretoria
Portland Cement Company Ltd v Competition Commission
[34]
this
Court
held
that a party under similar circumstances was entitled to do so.
This
was affirmed by the Constitutional Court in
Botha
.
[35]
None of the respondents sought such leave. The Department of Home
Affairs elected to apply for the striking out of the appellant’s
reference to disguised extradition. As mentioned, that application
was dismissed.
[66]
It must also be emphasised that the rule against a new case being
made in the replying affidavit,
[36]
is
not immutable. Our courts have relaxed the rule where the interests
of justice demand it. In
Smith
v
Kwanonqubela
Town
Council,
[37]
this
Court explained that the rule against a new matter in reply is
not absolute and should be applied with a fair measure
of common
sense when it found that the new matter raised in reply before it
provided no material advantage to the applicant.
[38]
[67]
In
Betlane
v
Shelly Court CC
,
[39]
the
Constitutional Court relaxed the rule to allow a new legal argument
raised in the replying affidavit on the basis that the applicant
did
not have legal representation when the founding affidavit was
drafted. In
My
Vote Counts
v
Speaker of the National Assembly
,
[40]
the
Constitutional Court summarised the position on the issue thus:
‘
It
is, in any event, imperative that a litigant should make out its case
in its founding affidavit, and certainly not belatedly
in argument.
The exception, of course, is that a point that has not been raised in
the affidavits may only be argued or determined
by a court if it is
legal in nature, foreshadowed in the pleaded case and does not cause
prejudice to the other party.’
[41]
(Footnote
omitted.)
[68]
Significantly, a new legal point can even be raised on appeal. In
Barkhuizen
v Napier
,
[42]
the
Constitutional Court said the following about it:
‘
The
mere fact that a point of law is raised for the first time on appeal
is not in itself sufficient reason for refusing to consider
it. If
the point is covered by the pleadings, and if its consideration on
appeal involves no unfairness to the other party against
whom it is
directed, this Court may in the exercise of its discretion consider
the point.’
[43]
(Footnote
omitted.)
[69]
On the footing that the disguised extradition argument arose from the
papers and the high court
dealt with it, we are enjoined to deal with
it.
Declining
to do so
goes
against the authority of the Constitutional Court. In the context of
a constitutional challenge, that court held in
S
v Jordan
[44]
that
where the constitutionality of a provision is challenged on a number
of grounds and the court upholds one such ground, it should
also
express its opinion on the other challenges. This is necessary in the
event of the Constitutional Court declining to confirm
the ground
upheld by a lower court.
[45]
[70]
In
Spilhaus
Property Holdings (Pty) Limited v MTN
(
Spilhaus
)
[46]
the
Constitutional Court was more express in its criticism of this Court
for disposing of a matter on one aspect, despite there
being other
contentious ones. Jafta J said:
‘
[T]he
Supreme Court of Appeal itself has said that it is desirable, where
possible, for a lower court to decide all issues raised
in a matter
before it. This applies equally to the Supreme Court of Appeal. This
is more so where, as here, the final appeal court
reverses its
decision on the chosen limited point. This may impact on the fairness
of an appeal hearing. Litigants are entitled
to a decision on all
issues raised, especially where they have an option of appealing
further. The court to which an appeal lies
also benefits from the
reasoning on all issues.
The
practice of choosing one point in disposing of an appeal in the
Supreme Court of Appeal pre-dates the Constitution and
arose at
the time when that Court was the apex court. It may have been proper
in the pre-constitutional era. That is no longer
the case because
appeals against decisions of the Supreme Court of Appeal lie to this
Court which is now the apex court . . .’.
[47]
(Footnotes omitted.)
[71]
For the reason that we are no longer the court of last instance, the
appellant has the right
to apply to the Constitutional Court for
leave to appeal. Should such leave be granted, she would likely
persist with her argument
that, her deportation was an unlawful
disguised extradition. The Constitutional Court would not have the
benefit of this Court’s
view on the issue – the type of
situation deprecated in
Spilhaus.
[72]
Lastly, I consider that
the
issues raised by the appellant, which implicate public international
law and international human rights law, are ‘…too
important for this case to be disposed of on [the] narrow basis’
adopted in the first judgment.
[48]
[73]
For all of the above reasons, I conclude that the high court was
correct to consider the appellant’s
disguised extradition
argument. On the basis that there is no cross-appeal against this
conclusion, the only issue before this
Court is whether the high
court was correct in its conclusion that the appellant consented or
acquiesced in her deportation to
South Africa. Before I come to that
issue, I set out my reasoning for why I agree with the high court’s
conclusion that the
appellant’s deportation was an unlawful
disguised extradition. I consider in turn, the following under this
rubric:
(a)
the
appellant’s arrest and detention by the Tanzanian authorities;
(b) the handing over of the appellant into the custody
of the South
African authorities; and (c)
the
appellant’s alleged consent to be transported back to South
Africa.
The
appellant’s arrest and detention by the Tanzanian authorities
[74]
The appellant was lawfully arrested and detained by the Tanzanian
authorities because she was
in that country illegally. But she was
also
a fugitive from
justice in South Africa. The legal mechanism through which a fugitive
from justice can be handed over to the State
which seeks her or his
prosecution, is through extradition.
The
extradition regulatory framework
[75]
In the present case, the regulatory framework comprises the
Tanzanian
Extradition Act
[49]
and
the Southern African Development Community Protocol on Extradition
(the SADC Extradition Protocol). Both South Africa and Tanzania
are
signatories to the SADC Extradition Protocol
.
South Africa ratified the
SADC
Extradition Protocol on 14 April 2003 and the Protocol entered into
force on 1 September 2006.
[50]
[76]
Section 5(1) of the Tanzanian Extradition Act provides:
‘
A
requisition for the surrender of a fugitive criminal of any country
who is in or suspected of being in Tanzania shall be made
to the
Minister by a diplomatic representative or consular officer of that
country and, upon receipt of requisition, the Minister
may, by order
under his hand, signify to a magistrate that a requisition has been
made and require the magistrate to issue his
warrant for the arrest
and detention of the fugitive criminal.’
[77]
Article 6(1) of the SADC Extradition Protocol provides that an
extradition request shall be made
in writing, which together with
‘supporting documents and subsequent communications shall be
transmitted through the diplomatic
channel, directly between the
Ministries of Justice or any other authority designated by the State
Parties.’ Article 6(2)
prescribes the documents and information
which must accompany the request. Article 10 of the SADC Extradition
Protocol provides
for urgent provisional arrest procedures.
Deportation
vis-à-vis extradition
[78]
In
Mohamed
the
Constitutional Court pointed out that extradition and deportation
serve distinct purposes. The differences were explained as
follows:
‘
In
principle there is a clear distinction between extradition and
deportation. Extradition involves basically three elements:
acts
of sovereignty on the part of two states; a request by one state to
another state for the delivery to it of an alleged criminal;
and the
delivery of the person requested for the purposes of trial or
sentence in the territory of the requesting state. Deportation
is
essentially a unilateral act of the deporting state in order to get
rid of an undesired alien. The purpose of deportation is
achieved
when such alien leaves the deporting state’s territory; the
destination of the deportee is irrelevant to the purpose
of
deportation. One of the important distinguishing features between
extradition and deportation is therefore the purpose of the
state
delivery act in question. . .’.
[51]
(Footnote omitted).
[79]
What the above exposition entails is that a State that seeks the
handing over of a fugitive from
justice from another State, must,
ordinarily, do so through extradition. In the present case, it is
common cause that Tanzania
handed the appellant to South Africa, with
full knowledge that the appellant was a fugitive from justice in
South Africa. It therefore
appreciated that upon handing over the
appellant to the South African authorities, she was likely to stand
trial in South Africa.
It is
common cause that the procedures referred to in both the Tanzanian
Extradition Act and the SADC
Extradition
Protocol were not followed.
On
the respondents’ own version, it was by agreement and
cooperation between the authorities of both States that the appellant
was handed over to the South African authorities, and subsequently
transported to South Africa.
The
handing over of the appellant into the custody of the South African
authorities
[80]
It is common cause that, having been arrested by the Tanzanian
police, the appellant was later
handed over to the South African
authorities, who restrained and kept her in custody. She was
subsequently transported to South
Africa, where she was arrested upon
arrival. The South African authorities had to have a lawful basis to
justify their conduct.
They explained it as follows. The Minister of
Home Affairs contended that there was an agreement between Tanzania
and South Africa
in terms of which the appellant was handed over and
deported to South Africa. For their part, the Justice cluster
respondents submitted
that the appellant consented to be transported
back to South Africa.
[81]
As to the agreement, Ms Neo Moroeng, the third secretary for the
Consular and Immigration Services
at the South African High
Commission in Tanzania, explained how it was reached:
‘
The
agreement between the Tanzanian authorities and the [South African]
High Commission to deport [the appellant] and [Mr] Thabo
Bester back
to South Africa was reached at the premises of the High Commission. I
am advised that once that happened, [the appellant]
and [Mr] Thabo
Bester, as a matter of international law, were regarded to have been
in [the] custody of the High Commission on
the South African soil.’
[82]
According to the Department of Home Affairs, once the agreement was
reached, the appellant was
taken into custody in terms of s 41(1) of
the South African
Immigration Act 13 of 2002
. That provision reads as
follows:
‘
When
so requested by an immigration officer or a police officer, any
person shall identify himself or herself as a citizen, permanent
resident or foreigner, when so requested by an immigration officer or
police officer and if on reasonable grounds such immigration
officer
or police officer is not satisfied that such person is entitled to be
in the Republic, such immigration officer or a police
officer may
take such person into custody without a warrant, and if necessary
detain him or her in a prescribed manner and place
until such a
person’s prima facie status or citizenship is ascertained.’
[83]
In a nutshell, the Minister of Home Affairs contended as follows. An
agreement was reached at
the South African High Commission in
Tanzania for the deportation of the appellant after she had been
declared a prohibited immigrant
by the Tanzanian authorities.
According to the Minister, this agreement was valid because the South
African High Commission in
Tanzania constitutes ‘South African
territory’. Based on that agreement, the Home Affairs officials
took the appellant
into their custody, exercising the powers
contained in s 41 of the South African
Immigration Act. They
kept her
in custody until she was later transported back to South Africa. The
propositions propounded above, are all wrong.
[84]
First, there is no procedure in international law in terms of which a
fugitive from justice can
simply be ‘handed over’ to the
country in which they are sought for prosecution based on an
agreement between States.
That can only be achieved through an
extradition process. In the present case, the appellant could only be
handed over to South
Africa after due process had been observed in
terms of the Tanzanian
Immigration Act, the
Tanzanian Extradition Act
and the SADC
Extradition
Protocol. The appellant was therefore, handed over by Tanzanian
authorities to their South African counterparts without any legal
basis. The agreement between Tanzania and South Africa is therefore
unlawful.
[85]
Second, in international law, diplomatic premises are not regarded as
territories of their countries.
As explained in
Santos
v Santos
,
[52]
acts occurring there are regarded as taking place on the territory of
the receiving State, and not on that of the sending State.
Third, a
plain reading of s 41 makes it clear that it only applies in South
Africa, and not territorially. It is available to an
immigration
officer or a police officer who suspects a person in South Africa to
be an illegal foreigner. It has nothing to do
with a South African
who is arrested in a foreign country for being in that country
illegally, as was the appellant.
[86]
The significance of the Department of Home Affairs admitting that it
took the appellant into
custody and detained her, is that the
Minister of Home Affairs was burdened with the onus to justify the
custody and detention.
As explained in
Zealand
, in such
circumstances, it was sufficient for the appellant to plead that
being held in custody and detention by the South African
authorities
was unlawful. I have demonstrated that their attempt to do so by
relying on the agreement reached with the Tanzanian
authorities, and
on s 41 of the South African
Immigration Act, is
misconceived. On
their own version, the Justice cluster respondents were complicit in
this. They supported the Department of Home
Affairs in keeping the
appellant in custody until she was deported to South Africa.
[87]
Section 25(2)(
c
)
of the Tanzanian
Immigration Act
[53]
gives
guidance on
how
the appellant should have been dealt with. It provides that:
‘
[A]ny
person arrested under the provisions of subsection (1) shall without
delay, be brought before a Magistrate, except that where
such person
has been declared a prohibited immigrant in Tanzania, he may, instead
of being brought before a magistrate, be placed
in custody until he
boards a ship or aircraft or obtains any other means of transport
conveying him to any place outside of Tanzania.’
[88]
As a prohibited immigrant in Tanzania, in terms of the above
provision, the appellant had to
be kept in custody until she boarded
a ship or aircraft to leave Tanzania.
Section 25(2)(
c
)
vested the appellant with a right, when leaving Tanzania, to decide
her next destination. She had a choice not to return to South
Africa,
but to go to any other country. However, by being handed over to
South African authorities to transport her to South Africa,
the
appellant’s right to choose her destination upon leaving
Tanzania, was violated. The high court was not bothered by this.
It
held that if the appellant was aggrieved with that, ‘she
should
approach the courts in Tanzania [as] [t]his court does not have
any jurisdiction to decide such an issue.’
[89]
It is correct that a South African court does not have jurisdiction
to decide an issue which
occurred in another country. But when a
violation of entrenched rights forms part and parcel of the
deportation or extradition
of a person to be tried in our courts, it
becomes our concern. In both
Mohamed
and
Minister
of Home Affairs v Tsebe
,
[54]
the
Constitutional Court underscored that
South
Africa cannot extradite or deport a person to a country where they
face a real risk of the death penalty without first securing
an
assurance that the death penalty will not be carried out
.
By parity of reasoning, it should matter to a South African court
where, in the process of extraditing or deporting a fugitive
from
another country to South Africa, their rights are violated.
In
the present case, the agreement between Tanzanian and South African
authorities to deport the appellant to South Africa, violated
her
right to choose her destination upon leaving Tanzania, as provided
for in
s 25(2)(
c
)
of the Tanzanian
Immigration Act.
[90]
This supports the view that her deportation was a disguised
extradition. The very fact of the
existence of an agreement between
Tanzania and South Africa strengthens this view. As mentioned,
cooperation between States is
a non-dispensable feature of
extradition, while unilateral action by a State is a feature of
deportation. There are further pointers
in the respondents’ own
versions that the appellant’s ‘hand over’ was an
extradition disguised as deportation.
For example, Brigadier Richard
Shibiri of the SAPS explained the purpose of including a member of
the National Prosecution Authority
in the South African delegation,
as follows:
‘
Adv
LM Mgiba’s participation in the engagement as an NPA official
was limited to ensuring that in the event the persons’
identities were confirmed and
they
were returned to South Africa, the State would be able to prosecute
them
should that be necessary.’ (Emphasis added.)
[91]
The identity of a person is immaterial when a person has to be
deported. From the point of view
of the deporting State, all that is
necessary is for the deportee to depart from its jurisdiction. But
the identity of a person
is material where such a person is also a
fugitive from justice. Such a person can only be surrendered to a
country where they
are sought for prosecution, by way of extradition.
[92]
Furthermore, the respondents made it plain that if the appellant was
correctly identified, she
would be returned to South Africa for
prosecution. If that was the purpose, she could only be legally
brought back to South Africa
through extradition. On that
understanding, the South African delegation ought to have had an
extradition request to Tanzania.
This explains why the Tanzanian
authorities enquired from them whether they had prepared such a
request. They responded that they
would be guided by Tanzania. This
was misguided. A decision to seek extradition did not lie with what
Tanzania intended to do.
As a matter of international law, South
Africa was enjoined to make an extradition request because it sought
the presence of the
appellant in its jurisdiction in order to
prosecute her.
[93]
On the facts, it is clear that the South African authorities went to
Tanzania with only one purpose
in mind – to take the appellant
into custody for her to face prosecution. The composition of the
South African delegation
is revealing: high-ranking police officers,
a member of Interpol, a Home Affairs official, a prison official and
a prosecutor.
The reason proffered for the delegation flying to
Tanzania is that they needed to identify the appellant and Mr Bester.
This is
unconvincing. The identification could easily have been
verified through the deoxyribonucleic acid (DNA), which would not
have
required the delegation’s physical presence in Tanzania.
To demonstrate this point, confirmation of the appellant’s
identity was verified through her fingerprints. There is no
explanation of what role any of the people comprising the delegation
played in this process.
[94]
The result is that the South African authorities had failed to
discharge the onus resting on
them to establish the lawfulness of
them taking the appellant into custody and detaining her until she
was arrested upon arrival
in South Africa. Their conduct was
therefore unlawful.
The
criminal court’s jurisdiction
[95]
In the circumstances,
S
v Ebrahim
(
Ebrahim
)
[55]
commands that our courts will not exercise jurisdiction in a
subsequent criminal trial. In that case,
the
appellant, an anti-apartheid activist who had fled South Africa while
under a restriction order, was abducted from Swaziland
by agents of
the apartheid regime and transported back to South Africa, where he
was handed over to the police. He was subsequently
charged with
treason. He challenged the jurisdiction of the court to try him
because he had been unlawfully abducted from a foreign
country. The
trial court dismissed that application and ultimately convicted him
of treason. On appeal, this Court undertook an
exhaustive survey of
Roman and Roman-Dutch common law, which regarded the removal of a
person from an area of jurisdiction in which
he had been illegally
arrested to another area as tantamount to abduction. That, this Court
found, constituted a serious injustice,
and a court before which such
a person was brought lacked jurisdiction to try him or her.
[96]
The Court held that the above rules embodied several fundamental
legal principles, including
the promotion of human rights and the
sound administration of justice. The State was bound by these rules
and had to come to Court
with clean hands. It was accordingly held
that the trial court had lacked jurisdiction to try the
appellant and his application
should therefore have succeeded.
Both
the conviction and sentence were accordingly set aside.
[97]
Ebrahim
remains
the lodestar, not only in our country but in other jurisdictions. For
example, it was applied by the English apex court
– the House
of Lords, in
Bennett
v Horseferry Road Magistrates’ Court
(
Bennett
).
[56]
It also inspired a powerful dissenting opinion by Justice Stevens in
the United States of America’s Supreme Court in
United
States v Alvarez-Machain
.
[57]
[98]
In
Bennett
,
a New Zealand citizen
who was in South Africa, was sought in the United Kingdom (UK) for
fraud. He was arrested in South Africa.
On the pretext that he was
being extradited to New Zealand, the South African police, in
cooperation with their UK counterparts,
flew him to the UK, where he
was arrested by the UK police. When he was brought before the
magistrate for trial, he challenged
the court’s jurisdiction on
the basis that he was brought into its jurisdiction as a result of a
disguised extradition or
kidnapping. He pointed to the complicity
between the UK police and the South African police to secure his
presence within the jurisdiction
to enable him to be arrested. His
application having been dismissed, he approached the Divisional Court
of the Queen's Bench Division
(the High Court) for judicial review of
the magistrates’ court’s decision. The High Court held
that, despite the evidence
of collusion between the UK police and the
South African police in kidnapping the appellant and securing his
removal from South
Africa, the court had no jurisdiction to inquire
into the circumstances by which he came to be within its
jurisdiction. It accordingly
dismissed his application for judicial
review.
[99]
On appeal to it, the House of Lords disagreed. It held that
t
he
maintenance of the rule of law prevailed over the public interest in
the prosecution and punishment of crime where the prosecuting
authority had secured the prisoner’s presence by having him
abducted from another state. Disregarding available procedures
to
secure his lawful extradition to the jurisdiction of the court from
the state where he was residing, amounted to an abuse of
process. For
those reasons, the House of Lords concluded that the High Court in
the exercise of its supervisory jurisdiction, had
power to inquire
into the circumstances by which a person was brought within the
jurisdiction. If satisfied that it was in disregard
of extradition
procedures the court could stay the prosecution and order the release
of the accused.
[100]
In the present case, the high court, on the authority of
Ebrahim
and
Bennett
, held that Tanzania and South Africa’s
cooperation to deport the appellant constituted a disguised
extradition. It reasoned:
‘
It
is patently clear, on their own version, that the respondents
willingly participated in the handing over event at the airport
believing such handing over was done in terms of international law
and in terms of the law in Tanzania. Moreover, the respondents
were aware that the applicant was handed over for purposes of
prosecution in South Africa. What they did not realize, was
that
such handing over of the applicant was in fact an extradition without
any process and not a deportation . . .’.
[58]
[101]
However, the high court nevertheless held that despite the finding of
unlawful disguised extradition, the appellant
had to be non-suited
because she did not object to being transported back to South Africa.
This is what the high court said:
‘
The
answering affidavit on behalf of the Director of Public Prosecutions,
the Minister of Police and of Captain Flyman, states that
when the
applicant was handed over at the airport by the South African High
Commission to the officials of Home Affairs, she did
not, be it
verbally or otherwise, offer any resistance or protest. On the
contrary, she informed all and sundry that she wanted
to return to
South Africa to her children, it is said in the affidavit.’
[59]
[102]
For that conclusion, the high court placed reliance upon
Mahala
and
December
.
In
Mahala
,
the two appellants were arrested by the Ciskeian Police
[60]
but were subsequently prosecuted and convicted of murder in South
Africa. The trial court found that the first appellant had
voluntarily
agreed to travel with the South African Police (SAP) to
South Africa where he was arrested. As to the second appellant, it
was
found that although arrested by the SAP in Ciskei, he had
acquiesced in the SAP transporting him to South Africa, where he was
arrested. The trial court accordingly held that the appellants had
not been unlawfully abducted and that it had jurisdiction to
try
them. On appeal, this Court held that the trial court was correct in
concluding that the appellants were neither unlawfully
arrested
in Ciskei, nor unlawfully abducted. As a result, it was concluded
that there was no violation of public international
law and/or
South African law, or an infringement of the appellants'
fundamental human rights.
[103]
In
December
,
the appellant was brought
from
Ciskei to South Africa to stand trial on charges of murder. This was
done without either deportation or extradition proceedings.
This
Court found that the appellant was not forced to accompany the
police but did so willingly because, at that stage, he
had not been
arrested.
The Court
further
held that there was no obligation on the police to explain the nature
and details of extradition proceedings. Accordingly,
it concluded
that there was no unlawful or improper conduct on the part of any of
the organs or functionaries of the South African
State. Consequently,
this Court found, that a South African court was not precluded from
trying the appellant.
[104]
In both
Mahala
and
December
,
this Court distinguished
Ebrahim
on
the basis that there was no evidence of prior unlawfulness on the
part of the State functionaries when the consent to be transported
to
South Africa was secured. Both judgments have been trenchantly
criticised in some academic writings.
[61]
Counsel for the appellant contended that they were wrongly decided,
and urged us to overrule them on that basis. Because of the
view I
take that both cases are distinguishable as explained below, it is
not necessary to embark upon the exercise to determine
whether they
should be overruled. Having said that, I must state that I harbour
serious doubts about the reasoning and conclusion
in both cases. In
light of the constitutional prism through which the issue has to be
considered, it is doubtful whether they align
with our constitutional
values.
[105]
Be that as it may,
Mahala
and
December
established that
where there is no finding of illegality, the principle enunciated in
Ebrahim
does not find application. Subject to what I have
stated above, I accept for present purposes that the distinction was
well made.
In the present case, the high court found that the
respondents had acted unlawfully by engaging in a disguised
extradition. There
is, therefore, illegality which preceded the
handing over and the transportation of the appellant to South Africa.
Accordingly,
this case is distinguishable from both
Mahala
and
December
. To that extent, the reliance by the high court on
the two cases was misconceived because it had found an illegality in
the form
of a disguised extradition.
The
appellant’s alleged consent to be transported back to South
Africa
[106]
As mentioned, the high court found that the South African authorities
engaged in an unlawful disguised extradition.
This is a pivotal
finding. Once it was made, this should have been the end of the
matter, and the application ought to have been
granted on that basis.
Because of the view the majority take, the first judgment does not
express a view about the correctness
of this finding. In my view, the
high court was undoubtedly correct in that conclusion. However, the
high court went on to find
that the appellant had consented to be
deported to South Africa. It erred, in that regard, for, the findings
of unlawfulness and
consent are incompatible.
[107]
As mentioned, the consent defence was relied upon by the Justice
cluster respondents, but not by the Minister
of Home Affairs. The
Justice cluster respondents’ stance was that they had no direct
role in the arrest and the return of
the appellant to South Africa.
They maintained that their involvement was limited to escorting the
Department of Home Affairs officials.
If that is the case, the
alleged consent could not have been made to the Justice cluster
respondents, but only to the Department
of Home Affairs officials.
[108]
It is noteworthy that the Department of Home Affairs did not assert
that case. Their stance, as discussed above,
was that the basis for
taking the appellant into their custody and for transporting her to
South Africa, was their agreement with
the Tanzanian authorities. A
valid consent must be unequivocal. The very fact that the respondents
provide contradictory bases
upon which the appellant was deported to
South Africa, shows, in my view, that the alleged consent was not
unequivocal.
[109]
At law, there are difficulties with the consent defence. There is no
indication as to what exactly was conveyed
to the appellant before
the consent was made. As pointed out by
the
Constitutional Court
in
Mohamed
,
to
be
enforceable, consent must be ‘fully informed’ and one
clearly showing that the person consenting ‘was aware
of the
exact nature and extent of the rights being waived
in
consequence of such consent.
’
[62]
[110]
A fully informed consent in the present case would have entailed the
appellant being apprised of at least two
things. The first would have
been
that
there was a warrant of arrest pending against her, which would be
executed upon her arrival in South Africa. This is because the
alleged consent to be transported back to South Africa was pivoted on
the appellant expressing a desire to be reunited with her
children.
If she was going to be arrested upon arrival in South Africa,
reuniting with her children was not going to be accomplished.
[111]
Second, the appellant should have been informed that there was an
extradition process, which contained some safeguards
for her
protection. Those were aptly explained by Lord Griffiths in
Bennett
as follows:
‘
Extradition
procedures are designed not only to ensure that criminals are
returned from one country to another but also to protect
the rights
of those who are accused of crimes by the requesting country. Thus
sufficient evidence has to be produced to show a
prima facie case
against the accused and the rule of speciality protects the accused
from being tried for any crime other than
that for which he was
extradited. If a practice developed in which the police or
prosecuting authorities of this country ignored
extradition
procedures and secured the return of an accused by a mere request to
police colleagues in another country, they would
be flouting the
extradition procedures and depriving the accused of the safeguards
built into the extradition process for his benefit.
It is to my mind
unthinkable that in such circumstances the court should declare
itself to be powerless and stand idly by . . .’
[63]
[112]
There is no suggestion that the appellant was informed of any of
these. Had this been done, her response to being
transported to South
Africa might well have been different.
In
any event, I am of the view that
a
valid consent can only be made with
prior
and full knowledge of the rights being waived,
and
not
after
an
infraction of such
rights had
occurred
.
In the present case, the alleged consent would have been made
after
the appellant had been unlawfully handed over to the South African
delegation, for the sole purpose of being brought back to South
Africa. She was already in an unlawful detention.
[113]
What real choice, it may be asked, did the appellant have in those
circumstances? On the common cause facts, it
is safe to assume that
had the appellant indicated to the South African authorities that she
wished to go to any other country
except South Africa, her wish would
not have been respected. That would have defeated the expressly
stated purpose of the South
African delegation – to bring her
back to South Africa to face prosecution. Considered in this light,
any consent made in
such circumstances
would
be illusory and consequently, unenforceable.
Conclusion
[114]
I find that the agreement between Tanzania and South Africa to hand
over the appellant, and her subsequent detention
by the South African
authorities, were both unlawful. So was the appellant’s
subsequent transportation back to South Africa.
The result is that
the criminal court in which the appellant was subsequently
prosecuted, lacked the jurisdiction to hear the case.
[115]
Given the gravity of the allegations which led to the prosecution of
the appellant, this finding will understandably
evoke indignation
from the public. But the State, as the repository of the rule of law,
cannot be allowed to act unlawfully.
In
Mohamed
,
having made a similar finding against the State, the Constitutional
Court remarked:
‘
That
is a serious finding. South Africa is a young democracy still finding
its way to full compliance with the values and ideals
enshrined in
the Constitution. It is therefore important that the state lead by
example. This principle cannot be put better than
in the celebrated
words of Justice Brandeis in
Olmstead
et al v United States
:
“
In
a government of laws, existence of the government will be imperilled
if it fails to observe the law scrupulously . . . Government
is the
potent, omnipresent teacher. For good or for ill, it teaches the
whole people by its example . . . If the government becomes
a
lawbreaker, it breeds contempt for the law; it invites every man to
become a law unto himself; it invites anarchy.”
[64]
(Footnotes omitted.)
[116]
During the hearing, counsel for the appellant abandoned the relief to
declare ‘unlawful and without legal
effect’ the warrant
for arrest issued in respect of the appellant. Given that the
majority of this Court dismisses the appeal,
that point is of no
consequence. But it is, for this judgment, because its effect would
have been that the appellant’s detention
and prosecution being
unlawful, she should be released from custody. To my mind,
counsel’s
abandonment
of the prayer was correctly made. The unlawful disguised extradition
of the appellant has no bearing on the validity
or otherwise of that
warrant, which had been issued before the disguised extradition.
Whether the warrant can still be executed
in the light of the finding
of an unlawful disguised extradition, is a matter for the office of
the Director of Public Prosecutions
to consider. If she is legally
empowered to do so, she may still execute the warrant against the
appellant. But that would not
have been a matter for this Court to
decide.
[65]
[117]
The order I would have made is different from what the appellant had
sought in the notice of motion. There, she
had sought an order
against the SAPS on the basis that its members had abducted her from
Tanzania. Given the turn the case took
after the Minister of Home
Affairs had joined to the proceedings, an order different from that
sought in the notice of motion is
appropriate. This is because the
Department of Home Affairs, on its own version, took the appellant
into custody from the Tanzanian
authorities and facilitated her
deportation to South Africa. The Justice cluster respondents admitted
to having supported the Department
of Home Affairs in that regard. As
the high court found, the conduct of these respondents was unlawful.
The order reflects this,
and recognises that the case has evolved, as
it happens not so infrequently in our courts. The totality of the
evidence points
to a different relief.
[118]
In
Modder
East Squatters v Modderklip Boerdery
[66]
(
Modderklip
)
the applicants, at the hearing in the high court, sought a different
order to that which they originally sought in the notice
of motion,
as the original relief was no longer viable. The State, as a
respondent, opposed this. The high court declined to hold
the
applicants to the originally sought relief. Endorsing the high
court’s ruling, Harms JA explained:
‘
In
the court below the state objected to the new direction, wishing to
hold Modderklip to the relief originally sought. This objection
was
overruled by De Villiers J (at para 52), correctly so.
If
a constitutional breach is established, this court is (as was the
court below) mandated to grant appropriate relief. A claimant
in
such circumstances should not necessarily be bound to the formulation
of the relief originally sought or how it was presented
or argued
.
. .’ .
[67]
(Emphasis
added.)
[119]
Once a finding of a disguised extradition is made, the respondents
have acted unlawfully. Accordingly, as mentioned,
I am obliged by s
172(1)(
a
)
of the Constitution to declare their conduct unlawful. The appellant
is entitled to effective relief, unbound by what she originally
sought in her notice of motion. To borrow from
Modderklip
,
the appellant should not ‘be bound to the formulation of the
relief originally sought’, or how the case was presented.
Order
[120]
Had I commanded the majority, I would have made the following order:
1
The appeal is upheld with costs, including costs of two counsel to be
paid by the first, second, third, and sixth respondents,
jointly and
severally, the one paying the others to be absolved.
2
The order of the high court is set aside and replaced with the
following order:
‘
1
It is declared that the applicant’s hand-over by the Tanzanian
authorities
to the officials of the South African High Commission in
Tanzania and/or the officials of the second and sixth respondents,
and
the subsequent deportation of the applicant to South Africa, were
unlawful;
2
It is declared that the fourth respondent, under case number
20A/113/23,
lacked the jurisdiction to try the applicant;
3
The fifth respondent is ordered to forthwith release the applicant
from
the Bizzah Makhate Correctional Centre where she is being held
in custody and detention;
4
The first, second, third and sixth respondents are ordered to pay the
costs
of the application, jointly and severally, the one paying the
others to be absolved.’
T
MAKGOKA
JUDGE
OF APPEAL
APPEARANCES
For
the appellant:
A
Katz SC and K Perumalsamy
Instructed
by:
Machini
Motloung Attorneys, Bloemfontein
For
the first, second, third, fourth
and
fifth respondents
N
Snellenburg SC and M Mazibuko
Instructed
by:
State
Attorney, Bloemfontein.
[1]
S
v Mahala and Another
1994
(1) SACR 510 (A);
[1994]
4 All SA 198 (A).
[2]
S
v December
1995
(1) SACR 438 (A).
[3]
Mohamed
and Others v President of the Republic of South Africa (Society for
the Abolition of the Death Penalty in South Africa
and Another
Intervening)
[2001]
ZACC 18
;
2001 (3) SA 893
(CC);
2001 (2) SACR 66
;
2001 (7) BCLR 685.
[4]
Zealand v Minister
for Justice and Constitutional Development
and
Another
2008 (2) SACR 1
(CC);
[2008] ZACC 3
;
2008 (6) BCLR 601
(CC);
2008 (2) SACR 1
(CC);
2008 (4) SA 458
(CC) (
Zealand
).
[5]
Zealand
para
24, as referred to recently by this Court in
Syce
and Another v Minister of Police
[2024]
ZASCA 30
;
2024 (2) SACR 1
(SCA) para 49.
[6]
Zealand
para
25. See also reference to the dictum quoted in para 25 in
De
Klerk v Minister of Police
[2019]
ZACC 32
;
2019 (12) BCLR 1425
(CC);
2020 (1) SACR 1
(CC);
2021 (4) SA
585
(CC) paras 14 and 122.
[7]
Mahlangu and Another
v Minister of Police
[2021]
ZACC 10
;
2021 (7) BCLR 698
(CC);
2021 (2) SACR 595
(CC) (
Mahlangu)
,
quoting and confirming in para 29
Relyant
Trading (Pty) Ltd v Shongwe
[2007]
1 All SA 375
(SCA);
2006
JDR 0720 (SCA) para 6.
[8]
Mahlangu
para 32.
[9]
Plascon-Evans v Van
Riebeeck Paints (Pty) Ltd
[1984] ZASCA 51
;
1984
(3) SA 623
at 634E-635C
[1984] ZASCA 51
; ;
[1984] 2 All SA 366
(A) at 367-368.
[10]
Modderfontein
Squatters,
Greater Benoni CC v Modderklip Boerdery (Pty) Ltd (Agri SA &
Legal Resources Centre, Amici Curiae); President of
the RSA v
Modderklip Boerdery (Pty) Ltd (Agri SA & Legal Resources Centre,
Amici Curiae)
[2004]
ZASCA 47
;
2004 (6) SA 40
(SCA);
2004 (8) BCLR 821
;
[2004] 3 All SA
169
para 18 (
Modderfontein)
.
References omitted. Approved in
Commando
and Others v City of Cape Town and Another
[2024]
ZACC 27
;
2025 (3) SA 1
(CC);
2025 (3) BCLR 243
(CC) para 32.
[11]
Fose
v Minister of Safety and Security
1997
(3) SA 786 (CC).
[12]
Modderfontein
para
42. References omitted. Referred to with approval in
Thint
(Pty) Ltd v NDPP; Zuma v NDPP
[2008]
ZACC 13
;
2009 (1) SA 1
(CC);
2008 (2) SACR 421
;
2008 (12) BCLR 1197
fn 174.
[13]
Zealand
paras
24-26. References omitted.
[14]
Ibid
para 25.
[15]
Ibid
para 25.
[16]
Ibid
para 25.
[17]
DB
v CB
[2024]
ZACC 9; 2024 (5) SA 335 (CC); 2024 (8) BCLR 1080 (CC).
[18]
Ibid
paras 44-49.
[19]
Ibid
par 53.
[20]
Superior
Courts Act 10 of 2013
.-
Section 16
thereof reads as follows: ‘(1)
Subject to
section 15(1)
, the Constitution and any other law—
(a)
an appeal against any decision of a Division as a court of first
instance lies, upon leave having been granted—
(i)
if the court consisted of a single judge, either to the Supreme
Court of Appeal or to a full court of that Division, depending
on
the direction issued in terms of section 17(6); or
(ii)
if the court consisted of more than one judge, to the Supreme Court
of Appeal;
(b)
an appeal against any decision of a Division on appeal to it, lies
to the Supreme Court of Appeal upon special leave having
been
granted by the Supreme Court of Appeal . . .’
[21]
The
relevant sub-rules read:
‘
(2)
A respondent in a civil appeal who intends to cross-appeal shall,
within one month after receipt of the appellant’s
notice of
appeal, lodge a notice of the cross-appeal with the registrar and
with the registrar of the court a quo.
(3) Every notice of
appeal and cross-appeal shall —
(a) state what part of
the judgment or order is appealed against;
(b) state the particular
respect in which the variation of the judgment or order is sought .
. .’
[22]
Publications
Control Board v Central News Agency
Ltd
1977 (1) SA 717
(A) at 745A.
[23]
Hanekom N O and
Others v Nuwekloof Private Game Reserve Farm Owners Association
[2024]
ZASCA 154; 2025 (2) SA 128 (SCA).
[24]
Minister
of Police v Nontsele
[2024]
ZASCA 137; [2025] 1 All SA 44 (SCA).
[25]
High Court judgment para
22.
[26]
Botha v Smuts and
Another
[2024]
ZACC 22
;
2025 (1) SA 581
(CC);
2024 (12) BCLR 1477
(CC) (
Botha
).
[27]
Ibid para 53.
[28]
Ibid para 55.
[29]
Ibid para 57.
[30]
Ibid para 215.
[31]
Van
Rensburg v Van Rensburg en Andere
1963
(1) SA 505
(A) at 509E-510B;
Sentrale
Kunsmis Korporasie (Edms) Bpk v NKP Kunsmisverspreiders (Edms) Bpk
1970
(3) SA 367
(A) at 404D G;
Minister
of Justice v Nationwide Truck Hire (Pty) Ltd
1981
(4) SA 826
(A) at 833G
in
fin
;
Cabinet
for the Territory of South West Africa v Chikane and Another
1989
(1) SA 349
at 360F-G;
F
v Minister of Safety & Security and Others
[2011]
ZACC 37
;
2012 (1) SA 536
(CC);
2012 (3) BCLR 244
(CC); (2012) 33 ILJ
93 (CC);
2013 (2) SACR 20
(CC) para 128;
Eskom
Holdings SOC Ltd v Vaal River Development Association (Pty) Ltd and
Others
[2022]
ZACC 44
;
2023 (4) SA 325
(CC);
2023 (5) BCLR 527
(CC) para 277.
[32]
Minister van Wet en
Orde v Matshoba
1990
(1) SA 280
(A) at 285G.
[33]
High Court judgment para
25.
[34]
Pretoria
Portland Cement Co Ltd and Another v Competition Commission and
Others
[2002]
ZASCA 63
;
2003
(2) SA 385
(SCA)
para
63. See also
Sigaba
v Minister of Defence and Police
and
Another
1980
(3) SA 535
(TkS) at 550F;
Tantoush
v Refugee Appeal Board
and
Others
[2007] ZAGPHC 191
;
2008
(1) SA 232
(T) paras 51 and 71.
[35]
Botha
para
56.
[36]
Director
of Hospital Services v Mistry
1979
(1) SA 626
(A) at 635H.
[37]
Smith
v Kwanonqubela
Town
Council
1999
(4) SA 947 (SCA).
[38]
Ibid
para 15.
[39]
Betlane
v Shelly Court CC
[2010]
ZACC 23; 2011 (1) SA 388 (CC); 2011 (3) BCLR 264 (CC).
[40]
My
Vote Counts NPC v Speaker of the National Assembly
and
Others
[2015]
ZACC 31; 2016 (1) SA 132 (CC); 2015 (12) BCLR 1407 (CC).
[41]
Ibid
para 177.
[42]
Barkhuizen
v Napier
[2007]
ZACC 5; 2007 (5) SA 323 (CC); 2007 (7) BCLR 691 (CC).
[43]
Ibid
para 39.
[44]
S
v Jordan (Sex Workers Education and Advocacy Task Force and Others
as Amici Curiae)
[2002]
ZACC 22
;
2002 (6) SA 642
;
2002 (11) BCLR 1117
(CC).
[45]
Ibid
para 21.
[46]
Spilhaus
Property Holdings (Pty) Ltd and Others v Mobile Telephone Networks
and Another
[2019]
ZACC 16; 2019 (4) SA 406 (CC); 2019 (6) BCLR 772 (CC).
[47]
Ibid
paras 44 and 45.
[48]
See
the approach of Langa CJ in
Chirwa
v Transnet Ltd and Others
[2007]
ZACC 23
;
2008 (4) SA 367
(CC);
2008 (3) BCLR 251
(CC);
[2008] 2 BLLR
97
(CC); (2008) 29 ILJ 73 (CC) para 86.
[49]
Tanzanian
Extradition Act
No.
15 of 1965 (Cap. 368 R.E 2002).
[50]
Government
Notice 405,
Government
Gazette
35368
of 25 May 2012.
[51]
Mohamed
para 28.
[52]
Santos v Santos
1987 (4) SA 150
(W) at
152F-G;
Portion
20 of Plot 15 Athol 15 (Pty) Ltd v Rodrigues
2001
(1) SA 1285
(W) at 1293C-E.
[53]
Tanzanian
Immigration Act (Cap
. 54 R.E 2016).
[54]
Minister
of Home Affairs and Others v Tsebe and Others, Minister of Justice
and Constitutional Development and Another v Tsebe
and Others
[2012]
ZACC 16; 2012 (5) SA 467 (CC); 2012 (10) BCLR 1017 (CC).
[55]
S v Ebrahim
1991 (2) SA 553 (A);
[1991] 4 All SA 356 (A).
[56]
Bennett
v Horseferry Road Magistrates’ Court and Another
[1993]
3 All ER 138;
[1994]
1 AC 42.
[57]
United States v
Alvarez-Machain
[1992] USSC 85
;
504
US 655
(1992).
[58]
High Court judgment para
38.
[59]
High Court judgment para
39.
[60]
Ciskei
was one of the four ‘independent’ Bantustans created by
the apartheid regime as ‘countries’, to
further its
policies of racial segregation. It attained ‘independence’
in 1981. The area was reintegrated into South
Africa as part of the
Eastern Cape Province after the democratic dispensation in 1994.
[61]
See, for example, HA
Strydom ‘Abductions on foreign soil – again:
S
v Mahala
’
(1993)
9
SAJHR
308; J Dugard
‘Abduction: Does the Appellate Division Care about
International Law –
S
v December
’
1995
(1) SACR 438 (A)’ (1996) 12(2)
SAJHR
324.
[62]
Mohamed
para 62.
[63]
Bennett
at
151.
[64]
Mohamed
para 68.
[65]
See
similarly,
National
Commissioner of Correctional Services and Another v Democratic
Alliance and Others (with South African Institute of Race
Relations
intervening as Amicus Curiae)
[2022]
ZASCA 159
;
2023 (2) SA 530
(SCA);
2023 (1) SACR 492
(SCA);
[2023] 1
All SA 39
(SCA); para 60.
[66]
Modder
East Squatters and Another v Modderklip Boerdery (Pty) Ltd,
President of the Republic of
South
Africa and Others v Modderklip Boerdery (Pty) Ltd
[2004]
ZASCA 47; [2004] 3 All SA 169 (SCA).
[67]
Ibid
para 18.
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