Case Law[2022] ZASCA 31South Africa
Director of Public Prosecutions, Free State v Mokati (440/2019) [2022] ZASCA 31; [2022] 2 All SA 646 (SCA); 2022 (2) SACR 1 (SCA) (25 March 2022)
Supreme Court of Appeal of South Africa
25 March 2022
Headnotes
Summary: Criminal law and procedure – conviction and sentence – culpable homicide – causation – mens rea – whether questions of law properly reserved.
Judgment
begin wrapper
begin container
begin header
begin slogan-floater
end slogan-floater
- About SAFLII
About SAFLII
- Databases
Databases
- Search
Search
- Terms of Use
Terms of Use
- RSS Feeds
RSS Feeds
end header
begin main
begin center
# South Africa: Supreme Court of Appeal
South Africa: Supreme Court of Appeal
You are here:
SAFLII
>>
Databases
>>
South Africa: Supreme Court of Appeal
>>
2022
>>
[2022] ZASCA 31
|
Noteup
|
LawCite
sino index
## Director of Public Prosecutions, Free State v Mokati (440/2019) [2022] ZASCA 31; [2022] 2 All SA 646 (SCA); 2022 (2) SACR 1 (SCA) (25 March 2022)
Director of Public Prosecutions, Free State v Mokati (440/2019) [2022] ZASCA 31; [2022] 2 All SA 646 (SCA); 2022 (2) SACR 1 (SCA) (25 March 2022)
Download original files
PDF format
RTF format
make_database: source=/home/saflii//raw/ZASCA/Data/2022_31.html
sino date 25 March 2022
THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
### JUDGMENT
JUDGMENT
Reportable
Case No: 440/2019
In
the matter between:
DIRECTOR OF PUBLIC
PROSECUTIONS, FREE STATE
APPELLANT
and
JOHANNES
MOKATI
RESPONDENT
Neutral
citation:
Director
of Public Prosecutions, Free State v Mokati
(Case
no 440/2019)
[2022] ZASCA 31
(25 March 2022)
Coram:
MAKGOKA and MABINDLA-BOQWANA JJA and KGOELE,
PHATSHOANE and UNTERHALTER AJJA
Heard
:
29 September 2021
Delivered
:
This judgment was handed down electronically by circulation to the
parties’ legal representatives by email.
It has been published on
the Supreme Court of Appeal website and released to SAFLII. The date
and time for hand-down is deemed to
be 25 March 2022 at 10h00.
Summary:
Criminal law and procedure
– conviction and sentence – culpable homicide – causation –
mens rea
–
whether questions of law properly reserved.
Rape – sentence – whether the
prescribed minimum sentence inadequate given aggravating factors.
ORDER
On
appeal from:
Free State Division of the
High Court, Bloemfontein, (Mathebula J sitting as the court of first
instance):
1
The appeal by the State to reserve questions
of law is dismissed.
2
The respondent’s cross-appeal against the
conviction and sentence is dismissed.
3
The sentence on count 2 stands.
4
The State’s appeal against the sentence
on count 1 is upheld.
5
The sentence of 10 years’ imprisonment on
count 1 is set aside and in its placeis substituted the following:
‘
The accused
is sentenced to 18 years’ imprisonment.
13 years of the 15 years on count
2 shall run concurrently with the sentence on count 1. The effective
sentence is thus 20 years’
imprisonment.’
6
The substituted sentence is antedated to 27
September 2018 in terms of
s 282
of the
Criminal
Procedure Act 51 of 1977
.
JUDGMENT
Phatshoane AJA
(Mabindla-Boqwana JA and Unterhalter AJA concurring):
[1]
The respondent, a 22-year old, Mr Johannes
Mokati, was convicted on two counts in the Free State Division of the
High Court (the trial
court), namely rape (count 1), for which he was
sentenced to 10 years’ imprisonment, and robbery with aggravating
circumstances
(count 2), for which he was sentenced to 15 years’
imprisonment. It was ordered that five years of the prison term on
count 1 would
run concurrently with the sentence on count 2, thus
resulting in an
effective term of 20 years' imprisonment.
The
respondent was acquitted of murder (count 3). The appellant, the
Director of Public Prosecutions, Free State (the State), appealed
against the sentence imposed on the respondent for rape. It also
reserved certain questions of law
in
terms of s 319 of the
Criminal
Procedure Act 51 of 1977 (CPA),
in
respect of the acquittal of the respondent on the count of murder and
contended that the competent verdict of culpable homicide
ought to
have been returned. The respondent cross-appealed against his
conviction and sentence in respect of the rape and robbery
counts.
The appeal and cross-appeal as well as the reservation of points of
law, are with the leave of the trial court. At the request
of this
Court, Advocates Reinders and Nkhahle of the Free State Society of
Advocates appeared as
Amicus Curiae
.
We are grateful for their written and oral submissions.
[2]
The respondent did not dispute that
on 9 February 2017 he
had sexual intercourse with the
21-year
old
Ms AM, now
deceased, at her workplace – an attorney’s office. Thereafter,
the respondent took the deceased’s belongings, namely
a cellular
phone, a laptop computer, a tablet computer and accessories.
According to the respondent, the sexual intercourse was consensual
and he took the deceased’s belongings as a form of security for an
amount of R1500 owed to him by the deceased.
In
terms of
s 3(1)
(c)
of the
Law
of Evidence Amendment Act 45 of 1988
, the trial court
admitted into evidence a
statement made by the deceased to the police on the evening of the
day of the incident. It also considered
the evidence of the
deceased’s sister, the police, the forensic and medical experts.
[3]
The trial court then
made the following factual findings: The deceased was alone at her
workplace on 9 February 2017 when the respondent
entered the premises
armed with a knife. He forcibly raped the deceased after subduing her
by threatening her at knifepoint. After
the rape, he took her
electronic devices mentioned above. He threatened to kill her and her
family if she reported the incident to
the police. Later that
evening, the deceased reported her ordeal to her sister
,
at home. According to
her sister, the deceased was emotional. Although the deceased did not
expressly tell her that the respondent
had raped her, she confirmed
that by nodding in agreement upon probing by her sister. After the
rape, the deceased was examined by
Dr De Lange, who prescribed her
doxycycline 100mg and flagyl 400 mg,
broad-spectrum antibiotics that prevent and treat sexually
transmitted diseases. Later the same
evening, the deceased made a
detailed statement to the police about the incident.
[4]
The following day the deceased was examined
by a clinical forensic nurse,
Sister
Qhathatsi, at a rape centre.
The
deceased reported to the nurse that she was vaginally and anally
penetrated. No visible (vaginal) injuries were noted. However,
the
nurse observed fresh anal lacerations consistent with anal
penetration. Sister Qhathatsi gave her post-exposure treatment
(prophylaxis),
a type of antiretroviral (ARV) to prevent infection,
to use for 28 days. She also gave her avral,
a hormonal pill.
From
9 February 2017, several medicines were prescribed for the deceased
by a number of medical practitioners. She died on 24 February
2017.
The cause of death was recorded as
cerebral venous sinus thrombosis.
[5]
With regard to the count of robbery with
aggravating circumstances, the trial court accepted the evidence of
Mr Matendere, a technology
specialist who operated a shop near the
deceased’s workplace. He testified that the respondent handed over
to him a tablet for
repairs on 9 February 2017, the day of the
incident. The respondent also offered to sell him a laptop computer,
which offer he declined.
While updating the tablet’s software, he
noticed several Afrikaans WhatsApp messages and became suspicious
that the tablet might
have been stolen. He sent a message to one
contact he recognised from the tablet list to ask if she knew the
tablet’s owner. He
later received a call from the police who
requested him to inform them when the respondent had come to collect
the tablet. The following
day, the respondent was arrested when he
arrived at Mr Matendere’s shop. The trial court rejected the
respondent’s version that
he had given Mr Matendere the devices for
safekeeping because he did not want to take them to his place in the
township. It also
rejected his evidence that Mr Matendere had
requested him to sell him the laptop.
[6]
Based on the above findings, t
he
trial court rejected the respondent’s version and convicted him of
rape and robbery with aggravating circumstances, against which
he was
granted leave to cross-appeal. There are three issues to be
considered. First,
the cross-appeal
by the respondent against the conviction on the rape and robbery
counts. Secondly, the appeal by the State on the
questions of law
reserved in terms of
s 319
of the CPA. Thirdly, the appeal and
cross-appeal against sentence. I consider them in turn.
The cross-appeal by the
respondent against the conviction on the rape and robbery counts
[7]
In
the absence of demonstrable and material misdirection by the trial
court, its findings of fact are taken by the appeal court to
be
correct and will only be disturbed if they are clearly wrong.
[1]
The respondent’s
evidence
was at variance with the warning statement he made to the police on
how the purported consensual sexual intercourse occurred.
He kept his
counsel in the dark on numerous crucial aspects of his evidence and
claimed not to have known that the issues would be
canvassed in
court.
The
trial court found the respondent to have been 'a poor witness' whose
version was interspersed with contradictions. On an overall
analysis
of the record, this finding is unassailable. Furthermore, the
deceased’s
reports
of the rape, her sudden panic attacks, anxiety and stress dispel any
notion that the sexual intercourse could have been consensual.
The
overall evidence presented by the State portrays a picture that
is consistent
and probable that the respondent had raped the deceased.
[8]
With regard to the robbery with aggravated
circumstances, apart from the inherent improbabilities in the
respondent’s version, there
is independent and objective evidence
of Mr Matendere. It was his exemplary conduct that led to the arrest
of the respondent. Once
his evidence was accepted, it put paid to the
respondent’s version that he took possession of the deceased’s
property as a form
of security. It makes no sense that the deceased
would give the respondent very valuable items (a tablet, a laptop and
a cell phone)
as security for a debt of only R1 500. Also, if Mr
Matendere had an interest in the laptop, it would defy logic for him
to jeopardise
his chances of acquiring it by having the respondent
apprehended, as he did.
[9]
In my view, the trial court was correct in
convicting the respondent on these two counts. His cross-appeal must
fail.
The appeal by the State on the
questions of law reserved in terms of
s 319
of the CPA
[10]
I
now turn to the murder count on which the respondent was acquitted
and against which the State has been granted leave by the trial
court
to reserve questions of law. It is to be remembered that the State
contended that the competent verdict of culpable homicide
ought to
have been returned.
The
State has a right of appeal only against a trial court's mistakes of
law, not its mistakes of fact.
[2]
The restriction cannot be relaxed simply because the trial judge
considered the facts incorrectly.
[3]
Section 319(1)
of the CPA provides that:
‘
If
any question of law arises on the trial in a superior court of any
person for any offence, that court may of its own motion or
at the
request either of the prosecutor or the accused reserve that question
for the consideration of the Appellate Division, and
thereupon the
first-mentioned court shall state the question reserved and shall
direct that it be specially entered in the record
and that a copy
thereof be transmitted to the registrar of the Appellate Division.’
[11]
Three
jurisdictional requirements must be satisfied in terms of the
section, namely: (a) only a question of law may be
reserved; (b) the
question of law must arise 'on the trial'
in a superior court; (c) the reservation may be made by the
court of its own motion
or at the request of the prosecutor or the
accused, in which event the court should 'state the question
reserved' and direct that
it be entered in the record. This Court in
Magidela
[4]
stated that the question must be framed by the judge to accurately
express the legal point he or she had in mind. There must also
be
certainty concerning the facts on which the legal point is to be
decided. The relevant facts should be set out fully in the record
so
as to decide the question of law. Moreover, the point of law should
be readily apparent from the record for, if it is not, the
question
cannot be said to arise 'on the trial' of a person.
[12]
Apparent from the trial court’s factual
findings, the deceased had been on a contraceptive pill called Yaz
for a year prior to the
incident. After the rape, she was prescribed
other drugs – ARVs, antibiotics – to which she did not respond
well. After taking
the first ARV treatment, she experienced severe
nausea and took fluids with difficulty, as a result of which she had
dehydration.
She started vomiting, which was followed by diarrhoea.
The doctor who initially treated her, added further medication, which
apparently
made her health condition worse. She later visited a
district hospital where a doctor prescribed a different ARV regimen.
Her condition
worsened until she died on 24 February 2017. As
mentioned already, the cause of death was recorded as cerebral venous
sinus thrombosis.
According
to expert evidence adduced during the trial, this occurs when a blood
clot forms in the brain’s venous sinuses and prevents
blood from
draining out of the brain. As a result, blood cells may break and
leak blood into the brain tissues, forming a haemorrhage.
A clinical pharmacologist testified that this had
most likely been caused by dehydration due to vomiting and diarrhoea,
which was
worsened by lack of taking enough fluids. She also
explained that nausea, vomiting and diarrhoea were all known
side-effects of the
ARVs.
[13]
The State contended that the respondent
should be held responsible for the deceased’s death because, had he
not raped her, she would
not have had to take the ARVs. The trial
court held that it was ‘clear from the evidence that the use of
different medication could
have independently caused the clotting or
worked against each other to cause sagittal venous thrombosis.’ It
concluded that, based
on the proven facts, the respondent could not
have foreseen the chain of events that ultimately led to the
deceased’s death. Accordingly,
the trial court acquitted the
respondent on the murder count.
[14]
It is this finding that the State is
aggrieved by, and reserved
the
following eight questions of law in three categories:
‘
7.
CAUSALITY:
7.1
Is it correct in Law for the Learned
Judge to have found that there is no causal link or nexus
between the
rape and/or aggravated robbery and the death of the deceased?
7.2
Were the legal principles underlying the element of causality
properly considered and applied?
8.
EXPERT EVIDENCE
8.1
Was the approach by the Learned Judge pertaining to expert evidence
and the evaluation of
the testimony of the expert witnesses correct
in Law?
8.2
Was proper weight attached to the opinion and findings of the expert
witnesses, especially
in the light of their expertise in different
fields?
8.3
Was the approach by the Learned Judge correct in Law to have found
that the state relied on
three expert witnesses in its quest to prove
the allegations in count 3 whereas the state called five experts in
the medical and
forensic fields?
9.
MENS
REA
9.1
Were the principles of dolus eventualis correctly applied vis-à-vis
culpa?
9.2
Is it correct in Law for the Learned Judge not to have considered the
argument and concession
by the state that the accused should be
convicted of culpable homicide on the proven facts?
9.3
Is it correct in Law for the Learned judge not to have considered the
competent verdict of
culpable homicide.’
[15]
For the most part the
opposing contentions before this Court were confined to questions of
law relating to legal causation, the principles
of which are well
established and not in issue. It is not in dispute that the
respondent's conduct was the factual cause of death.
The question
whether it was correct for the trial court to have found that there
is no causal link or nexus between the rape and/or
aggravated robbery
and the death of the deceased, in my view, is a factual enquiry which
would involve the evaluation of evidence
to determine whether the
rape was the operative cause of death. The conclusion by the trial
court that the State had failed to discharge
the onus was based upon
a finding that ‘
the use of
different medication could have independently caused the clotting or
worked against each other to cause sagittal venous
thrombosis’. I
t
reasoned that
, based on the proven
facts, the respondent could not have foreseen the chain of events
that ultimately led to the deceased’s death.
This
was not a conclusion of law. Indeed, a different court might have
approached the facts differently. However, this would not morph
a
factual issue to one of law.
[16]
In
Director
of Public Prosecutions, Western Cape v Schoeman
[5]
this
Court cited
S
v
Coetzee
[6]
as
an example of how our courts distinguish carefully between errors of
law and fact. The following remarks were made:
‘
.
. . There [in
Coetzee
]
the question posed was whether on the facts found the court had
correctly applied the law. There had been two separate incidents
resulting in the death of a person. On a charge of murder, the
accused's version was that he had acted in self-defence. The trial
court acquitted him. The state appealed, contending that he was at
least guilty of culpable homicide. It appeared from the record
that
the trial judge had treated the two incidents in isolation, as if the
first incident had no bearing on the second. It was also
apparent
that he had not analysed the evidence properly by asking himself
whether the accused had acted in self-defence or whether
the facts
showed that there had been a 'free-for-all' between him and the
deceased. This court concluded that it may well have been
that the
trial judge had misdirected himself with regard to his treatment of
the facts, but there was no indication of any misdirection
regarding
the law.’ (
Footnotes
omitted
.)
[17]
As
to the second set of questions relating to the evaluation of expert
evidence, the weight to be attached thereto and the trial court’s
supposed error in having found that the State relied on three expert
witnesses to prove murder whereas it called five experts, it
suffices
to say that these matters are not questions of law.
[7]
Dealing with the evidence in a fragmented fashion would amount to a
misdirection of fact, not that of law. So too, ignorance of the
evidence or a lack of appreciation for its relevance are questions of
fact, not of law. The mere fact that the judicial process has
become
flawed by the way a trial court goes about assessing the evidence
before it does not justify permitting
s 319
to be used by the
prosecution to reserve a point of law for what is in truth
misdirection of fact.
[8]
[18]
The
third
and last category of questions concerns the State’s complaint that
the trial court failed to consider its concession, and
submission, on
the proven facts, that the respondent was guilty of culpable
homicide, not murder. Even on their most liberal construction,
it
takes the matter no further because the trial court, and the State,
failed to identify the facts that we should consider for purposes
of
answering those questions. There is a paucity of factual
findings leading to the trial court’s conclusion that the
respondent
could
not have foreseen the chain of events that ultimately led to the
deceased’s death.
The
absence of adequate factual substantiation does not give rise to a
question of law.
[19]
In its
application for leave to appeal, the State endeavoured to set out the
factual basis upon which the purported points of law
hinged. These
are almost identical to the recorded findings in paras 3 and 4 above.
In addition, it stated that from 9 February 2017,
several medicines
were prescribed for the deceased by a number of medical personnel.
From the rape and robbery to her death, the
deceased’s condition
never improved but deteriorated rapidly from 20 February 2017 until
her death four days later. Before the
attack, it states, the deceased
was in perfectly good health and suffered no chronic illness. The
mechanism of death, contributing
factors and the cause of death were
correctly evaluated, investigated and described by the respective
expert witnesses.
[20]
The
generalised findings on the evidence of the experts, as set out by
the State,
upon
which the professed points of law are predicated, suffer
deficiencies. In my view, the trial court’s findings on this aspect
ought to have been explicitly delineated and fully set out in the
record. The following remarks in
Schoeman
(supra)
para 45 are apposite:
‘
If
we were to entertain the appeal on the merits, we would face the task
of having to ascertain the relevant facts. To this end, we
would have
to read the entire record and re-evaluate all of the evidence,
thereby second-guessing the trial judge who was best placed
to do
this. We would thus have to approach the matter as if this were a
full appeal on the merits. The problem does not end there.
Having
embarked on this task, we would have to decide whether the facts
established by us accord with those found by the trial court.
It is
only if we find that the factual findings of the trial court were
wrong and the result of a legal error would we be obliged
to
interfere with the decision of the trial court.’
Where
it is unclear from the trial court's judgment what its findings of
fact are, it is necessary to request the trial judge to clarify
its
factual findings. Where this is not done, the point of law is
not properly reserved and that ought to be the end of the
matter.
[9]
[21]
Apart from the
deficient factual basis underpinning the supposed points of law, I
have endeavoured to demonstrate that the stated
questions were, in
truth, questions of fact. The trial court erroneously granted leave
in this regard. If this Court were to accede
to the State’s
contentions, it would open the door to appeals by the prosecution
against acquittals on the questions of fact,
contrary to the sound
legal practice and the enduring jurisprudence of our courts.
The State’s appeal on this ground must therefore
fail.
The appeal and cross-appeal
against sentence
[22]
I now consider the
appeal and cross-appeal against the sentence. Essentially the State
appeals against the 10-year prison sentence
for rape on the basis
that it is shockingly lenient and thus inappropriate. This is the
prescribed minimum sentence in terms of
s 51(2)(
b
)
of the Criminal Law Amendment Act 105 of 1997 (the CLAA) read with
Part III of Schedule 2. In the indictment, the State alleged
that the
respondent had repeatedly penetrated the deceased. Ordinarily, if
multiple acts of rape are established, this would attract
a sentence
of life imprisonment in terms of s 51(1) of the CLAA. The respondent
was sufficiently apprised of this provision and the
possible sentence
of life imprisonment in the event of a conviction.
[23]
The State contended that the respondent had
raped the deceased in four different positions and at three different
places in the office.
Consequently, it argued, he should have been
sentenced to life imprisonment in terms of s 51(1) of the CLAA.
[24]
The trial court had accepted the evidence
in the deceased’s statement that the respondent had raped her as
follows: he first penetrated
her vaginally on a chair; secondly, he
made her lean on a table and once more penetrated her; thirdly, he
pushed her on her knees
on the carpet and again penetrated her, and
fourthly, when his penis slid out, he turned her on her back and
penetrated her. There
was also the evidence of sister Qhathatsi that
the deceased had reported both vaginal and anal penetration.
The nurse also
observed fresh anal lacerations that are consistent
with anal penetration. This was corroborated by Dr Johanna Maria
Kotzé, a clinical
forensic medicine specialist, who stated that the
multiple tears of the skin around the anus extending inside suggested
that the
penetration was from the outside and excluded tears
occasioned by constipation or inflammatory bowel disease. Thus, the
respondent
penetrated the deceased in different positions at various
places within the office.
[25]
The trial court found
the rape to have been a single continuous act which fell within the
purview of s 51(2)(
b
).
It based its conclusion on the reports which the deceased made to Dr
De Lange and Cst Prinsloo, whose evidence was that they understood
her report to have been that the rape was one continuous sexual
encounter in different positions. In addition, concerning whether
the
deceased was anally penetrated, the trial court gave the respondent
the benefit of the doubt because, so reasoned the trial court,
the
deceased did not convey that report to either Dr De Lange,
the police or sister Qhathatsi. It found no substantial
and
compelling circumstances to deviate from the prescribed minimum
sentence hence it imposed the sentence of 10 years’ imprisonment,
five years of which was ordered to run concurrently with the 15-year
jail term for robbery with aggravating circumstances.
[26]
The
process which must be followed in placing an appeal before the court
is sourced from the provisions of the CPA. In the case of
an appeal
by an accused person, it is s 316 which applies and if the State
pursues the appeal, s 316B read with s 316 applies.
[10]
Chief amongst the grounds of appeal against the sentence raised by
the State is that the trial court erred in finding that the deceased
was raped once and had not been raped anally. The trial court dealt
with the enquiry into the question whether there had been multiple
acts of rape when it considered the respondent’s conviction. Based
on its conclusion that the rape ‘was one continuous act [in]
different positions’, it found the respondent guilty on one count
of rape.
[27]
The
State’s ground of appeal that there had been multiple acts of rape
was not competently placed before this Court for re-evaluation.
Its
contentions on this score have a bearing on the respondent’s
conviction, and no appeal by the State lies against that part
of the
judgment. To illustrate the difficulty with the prosecution of this
appeal on the basis suggested by the State, I can do no
better than
refer to the apt example made by the Constitutional Court in
S
v Nabolisa
[11]
as follows:
‘
Take,
for instance, a case where the accused person applies for leave to
appeal against conviction and sentence. The trial court grants
him or
her leave in respect of conviction only. He or she would not be
allowed to prosecute an appeal against sentence because the
scope of
his or her appeal is limited to conviction.’
[28]
The
well-established
principle is that when a high court grants leave to appeal to this
Court it may limit the grounds of appeal to be
addressed or it may
grant leave generally so that all the relevant issues might be
canvassed. Where the high court has limited the
grounds of appeal
this Court has no jurisdiction to expand the grounds of appeal. If an
appellant is dissatisfied with a high court’s
decision to limit the
grounds of appeal his or her remedy is to petition this Court to
expand the grounds of appeal, not to appeal
directly to this
Court.
[12]
[29]
In my view, it is impermissible for the
State, on an appeal against the sentence, to seek a reversal of the
trial court’s finding
on issues having a bearing on the conviction
without having sought leave against the conviction through a
reservation of a point
of law on them. Even though the trial court
granted the State leave to appeal against the sentence generally, it
did not extend such
leave to issues which fell within the ambit of
the respondent’s conviction. Therefore, it is not open to this
Court to re-evaluate
whether there had been multiple acts of rape in
this case. To hold otherwise would lead to manifest prejudice to the
respondent.
[30]
It
is so that the charge to which the respondent pleaded refers to
several acts of penetration, including anal penetration. In the
end,
he was convicted on one count of rape. The offence attracts a minimum
sentence of 10 years’ imprisonment for a first offender.
[13]
Therefore, the appeal by the State against the sentence should be
approached on that basis. This is regrettable because the trial
court
made factual findings in error on a number of issues including
whether the deceased suffered anal penetration. The adjudication
of
rape offences calls for accurate understanding and careful analysis
of all the evidence, whereas those who are called upon
to
sentence convicted offenders in such cases call for considerable
reflection.
[14]
[31]
The evidence concerning anal penetration is
so glaring that any reasonable court would not have given the
respondent any benefit of
the doubt. That the deceased did not report
the anal penetration to Dr De Lange and Cst Prinsloo is of no moment.
It is to be remembered
that the deceased was extremely reticent about
her ordeal because the respondent had
threatened
her with death if she were to report the matter. The deceased
had
to be implored to report the rape to the police. Dr Kotzé explained
that ‘in this acute [stressful] situation it is not unusual
that
the history might lack some detail’. It matters not that sister
Qhathatsi did not specify in her report that the deceased
told her of
the anal penetration. Of importance is that she examined the deceased
and recorded the anal lacerations in the medical
report. The
independent corroborative evidence of Dr Kotzé puts the matter
beyond doubt that there had been anal penetration.
[32]
Clearly,
a complete disregard of anal penetration by the trial court did not
accurately reflect the recorded evidence, which is lamentable,
given
that this would be an aggravating issue. Non-consensual anal
penetration of women and young girls constitutes a form of
violence against them, equal in intensity and impact to
non-consensual vaginal penetration.
[15]
But for the reasons given above we are bound by the findings made by
the trial Court on this point.
[33]
The State did not only rely on the multiple
acts of rape in its contention that the sentence was inordinately
light. It advanced a
number of aggravating circumstances which, it
submitted, were not properly considered by the trial court.
[34]
Rape is undoubtedly a serious offence which
invades the dignity, sexual autonomy and privacy of its victims. The
respondent graduated
into being a menace to society. He committed the
offences three days following his release on parole. He has a
previous conviction
for assault with intent to do grievous bodily
harm, for which he was sentenced to six months’ imprisonment. This
suggests that
he has a propensity for violence. The high court found
that ‘on the accepted evidence, it appears that the accused planned
meticulously
his offence’. He entered the deceased’s workplace,
an isolated space, at the end of the business day, which is
trespassing. He
then subdued her with threats of physical violence at
knifepoint. The manner in which he forced the deceased into different
positions
and repeatedly penetrated her showed a blatant display of
his aggression. During the entire episode, as his penis slid out, the
deceased
said, it ignited the respondent’s ire. That the deceased
was on her menstrual cycle did not deter him. The trial court
correctly
labelled this a violation of the deceased’s womanhood in
the ghastliest manner. The deceased had three fresh bruises or burn
marks
on her back caused by the carpet she was dragged and laid on
during the rape.
[35]
The overwhelming expert evidence adduced
provides an adequate measure of the deleterious effect that the
offence had upon the deceased.
Dr De Lange says when he examined her
on 9 February 2017 she was hysterical. He saw her at regular
intervals after this date and
had to give her calming medication
because she suffered from anxiety attacks and had emotional
outbursts. He also gave her medicines
for head-aches, neck pain and
nausea. On 20 February 2017 the deceased started having convulsions
and epileptic fits. She is reported
to have appeared ‘very anxious
and frightened’. On her last days of life, after 20 February 2017,
she was incoherent in her speech
and later was unresponsive to verbal
communication. Increased tongue, limbs and focal convulsions were
also observed. She could not
walk and had to be carried. On 23
February 2017 she went into a coma and died the next day.
[36]
Prof Richard John Nichol, a psychiatrist,
with reference to the docket, noted that two days following the rape
the deceased had hypersomnia,
excessive sleepiness. Three days on she
had episodes of irregular sleeping with ‘strong emotional
components’. Prof Nichol says
that the anxiety and panic attacks
would have fuelled the events. Acute mental stress, negative emotions
and psychological trauma
trigger atherothrombotic events (clot
formation) and the possibility of venous thromboembolism. Prof Nichol
opined that not only
was the medicine the trigger of the thrombus
events, so too was the acute stress. Dr Paulina Maria Van Zyl, a
clinical pharmacologist,
intimated that apart from the medication,
the other factors that could have contributed to the clot formation
include the trauma
the deceased experienced ‘due to the violet
manner in which she was treated during the rape.’ According to Dr
Van Zyl, the extreme
anxiety was directly linked to rape. The stress
hormone and stress response were activated at all times. She went on
to state that
‘there is literature that shows that there is an
association between psychological trauma and blood clotting.
[37]
Thus,
there can be little question that the rape evoked ongoing severe
psychological and physical distress on the once industrious
and
perfectly healthy 21-year old woman until her death 14 days later.
This signifies the gravity of the offence which ought to have
been
accorded sufficient weight by the trial court. On this score, I can
do no better than to refer to the remarks made by this Court
i
n
S
v De Beer
[16]
that:
'Rape
is a topic that abounds with myths and misconceptions. It is a
serious social problem about which, fortunately, we are at last
becoming concerned. The increasing attention given to it has raised
our national consciousness about what is always and foremost
an
aggressive act. It is a violation that is invasive and dehumanising.
The consequences for the rape victim are severe and permanent….'
[38]
The
offences also caused considerable hardship on the deceased’s
family. Her father’s health condition is said to have been
negatively
affected and deteriorating. It is remarkable that the
respondent did not show any contrition and sought to do so during the
sentencing
phase. This cannot be equated to genuine remorse and
flounders in the face of the weight of authority of this
Court.
[17]
All of
the above are serious aggravating circumstances.
[39]
The
trial court acknowledged that it was enjoined to strike a proper
balance between the
Zinn
[18]
triad of factors which consist of the crime, the criminal and the
interest of the society. Despite this, one searches in vain at
the
factors the trial court considered in respect of the crime and its
impact on the deceased. It also perfunctorily referred to
some of the
aggravating factors
and did
not direct its mind to the interest of society and the need for
deterrence. This constituted a misdirection.
[40]
In
his cross-appeal, the respondent urged that his sentence be reduced
to five and 10 years’ imprisonment for rape and robbery with
aggravating circumstances, respectively. His argument, that the trial
court erred in not finding substantial and compelling circumstances
present, which merited a deviation from the imposition of the
prescribed sentence under s 51(2)(
b
)
of the CLAA, does not carry any persuasion. As recited by the trial
court, the respondent's personal circumstances were that he
was
single with a minor child who lives with its grandmother. Prior to
his arrest, he was employed at a furniture store earning R250
per
week. It was not contended that his mitigating factors constituted
substantial and compelling circumstances. Instead, it was
argued
that, although the deceased was subjected to mental and physical
trauma following the rape, she did not sustain any injuries
during
the act. This argument must falter. This factor should be
considered along with other relevant factors to conclude whether
there are substantial and compelling circumstances.
[19]
An apparent lack of physical injury to the complainant, without more,
would not suffice.
[41]
Insofar
as the trial court reasoned that there were no substantial and
compelling circumstances present in this case, no cogent criticism
can be sustained. In cases of serious crime, the offender's personal
circumstances are in themselves largely immaterial to what the
period
of imprisonment should be.
[20]
[42]
The crimes which impair the dignity of
women and children; which violate their sexual autonomy and privacy
rights, such as rape and
other sexual offences, are rampant in our
society. Society craves justice and looks up to our courts to impose
sentences commensurate
to the crime and fit the criminal.
[43]
It is
trite that punishment is pre-eminently a matter for the trial court's
discretion.
[21]
The circumstances in which a court of appeal may interfere in the
sentencing discretion of a lower court are circumscribed.
The
principles were restated in
S
v Malgas
[22]
as follows
:
‘
.
. . A court exercising appellate jurisdiction cannot, in the absence
of material misdirection by the trial court, approach the question
of
sentence as if it were the trial court and then substitute the
sentence arrived at by it simply because it prefers it. To do so
would be to usurp the sentencing discretion of the trial court. Where
material misdirection by the trial court vitiates its exercise
of that discretion, an appellate Court is of course entitled to
consider the question of sentence afresh . . . However, even in the
absence of material misdirection, an appellate Court may yet be
justified in interfering with the sentence imposed by the trial court
when the disparity between the sentence of the trial court and the
sentence which the appellate Court would have imposed had it been
the
trial court is so marked that it can properly be described as
“shocking”, “startling” or “disturbingly inappropriate”.’
[44]
As
adumbrated above, the trial court imposed the 10-year statutory
minimum sentence for rape. The fact that the law prescribes
minimum sentences does not prevent the court, in appropriate
circumstances, from imposing a more severe sentence.
Following
Malgas,
this Court had occasion to consider the import of s 51(1), 51(2) and
51 (3) of the CLAA in
S
v Mthembu.
[23]
The
principles adverted to, apply with equal force here with regard to
the interpretation of s 51, in particular, the sentencing discretion
of the trial court when imposing a sentence greater than the
statutory minimum.
Mthembu
dealt with the question
whether
a court contemplating the imposition of a sentence higher than the
prescribed minimum sentence was obliged to forewarn the
accused of
its intention. A
t
the heart of that appeal was the correctness of the decision in
S
v Mbatha
[24]
where,
amongst other matters, the full court of Kwa-Zulu Natal Division held
that
the
approach that had been laid down regarding downward revisions from
the minimum sentences was also correct when a court was contemplating
the imposition of a greater sentence than that prescribed.
[45]
In
Mthembu
,
paying particular respect to the provisions of s 51 of the CLAA, this
Court held:
‘
[5]
Thus far our courts have simply accepted that if, upon an evaluation
of the cumulative effect of all the circumstances of a case,
a higher
sentence was called for, there were no constraints on its discretion
to impose a sentence far in excess of the ordained
minimum (
Director
of Public Prosecutions, Transvaal v Venter
[2008] ZASCA 76
;
2009
(1) SACR 165
(SCA)
([2008]
4 All SA 132)
para 19)
…
[8]
It is noteworthy that s 51 is headed 'Discretionary minimum sentences
for certain serious offences'. That, together with repeated
reference to the words 'not less than' in ss (2), is the
clearest indicator that the legislature did not intend to fetter the
discretion of the sentencing court
…
[11]
Plainly what we are dealing with is a legislative provision that
fetters only partially the sentencing discretion of the court.
That
much emerges from ss (3)
(a)
which
entitles a court to impose a lesser sentence than the sentence
prescribed if it is satisfied that substantial and
compelling
circumstances exist which justify the imposition of such lesser
sentence
.
It follows that, even were a court to conclude that substantial and
compelling circumstances do indeed exist, it may in the exercise
of
its sentencing discretion nonetheless impose the prescribed minimum
or such higher sentence as to it appears just.
(Emphasis added.)
…
[13]
Whilst
ss (3)(a) obliges a sentencing court to enter the circumstances
on the record if it is minded to impose a lesser sentence
than that
ordained by the legislature, there is no indication in the language
of that provision that a similar course must be followed
where a more
severe sentence is contemplated.
(Emphasis added.)
And at para
18 it was there pronounced:
[18]…
After
all, any sentence imposed, like any other conclusion, should be
properly motivated (
S
v Maake
2011
(1) SACR 263
(SCA). And we should not lose from sight that our
appellate courts have, in terms of long standing practice, reserved
for themselves
the right to interfere where a sentence has been
vitiated by a material misdirection or where it is shocking or
startlingly inappropriate…a
'vigilant examination of the relevant
circumstances' is required…’
[46]
The
legislature has deliberately left it to the courts to decide whether
the circumstances of any particular case call for a departure
from
the prescribed sentence
in view
of the obvious injustice implicit in an obligation to impose
only the prescribed sentences in any given circumstance
.
[25]
The courts are freer to depart from the prescribed sentences than has
been supposed in some of the previously decided cases.
[26]
[47]
What
is clear from
Mthembu
is that where there are no substantial and compelling circumstances
the trial court retains its sentencing discretion. If the trial
court
has imposed the minimum sentence in terms of the CLAA an appellate
court may still determine whether the minimum prescribed
sentence is
disturbingly inappropriate and accordingly determine the appropriate
sentence where the minimum sentence imposed
is grossly
disproportionate. There is nothing in the CLAA which posits that a
deviation from the prescribed minimum sentences be
justified in the
same way as would be the case where a lesser punishment is called
for. Such a construction would manifestly inhibit
the object of the
CLAA. In addition, on the plain reading of the CLAA, there is nothing
indicating that the aggravating circumstances
of this case have
already been factored in the prescribed minimum sentence of 10 years
as the second judgment suggests. This Court
in
S
v Kolea
[27]
held that the term of 10 years' imprisonment referred to in s 51 (2)
is the
minimum
sentence that can be imposed. This means that any sentence in excess
of 10 years' imprisonment, and possibly even life imprisonment,
can
be imposed by a court having jurisdiction to do so and having had
regard to the cumulative effect of all the circumstances of
the case.
This was echoed in
Director
of Public Prosecutions, Transvaal v Venter
,
[28]
when increasing the sentence imposed by the trial court, in this
terms:
‘
It
needs to be borne in mind that the sentences provided for in the Act
are minimum sentences for the prescribed offences and
Malgas
was
directed to whether a lower sentence might be called for in a
particular
case
.
But an evaluation of the cumulative effect of all the circumstances,
in accordance with the approach in that case, might well indicate
that a higher sentence is called for
.’
(Emphasis added.)
[48]
The holding in
Mthembu
(supra) is dispositive of the discretion enjoyed by a sentencing
court to impose a sentence above the statutory minimum. It
specifically
declined to adopt the reasoning in
Mbatha
.
It is so that this Court in
Maake
made the following remarks:
‘
[28]
The safeguards in relation to minimum sentences must a fortiori apply
to the contemplated imposition of a maximum sentence. In relation
to motivating the imposition of a maximum sentence, it is necessary
to have regard to what was stated in
S
v Mbatha
2009
(2) SACR 623
(KZP) (at 631
f
–
j
):
'On
that approach there is as much a necessity for the court in its
judgment on sentence to identify on the record the
aggravating circumstances
that take the case out of the
ordinary, as there is for it in the converse situation to identify
those substantial and compelling
circumstances that warrant the
imposition of a lesser sentence than the prescribed minimum. The
trial judge should identify the circumstances
that impel her or him
to impose a sentence greater than the prescribed minimum and explain
why they render the particular case one
where a departure from the
prescribed sentence is justified. The factors that render the accused
more morally blameworthy must be
clearly articulated. . . . Otherwise
the whole purpose of a reasonably consistent and standardised
approach to sentence in the case
of the most serious crimes will be
defeated, as it will be open to those judges who have particularly
stern views on sentence, and
regard Parliament's response to serious
crime as inadequate, to impose those views in disregard of the
purpose of the legislation.'
[49]
In respect of the above finding in
Maake,
this Court in
Mthembu
said the following:
‘
[19]…
Maake
,
in support of the broad hypothesis that conclusions by a court should
be properly motivated, called in aid
Mbatha.
It
was submitted to us that
Maake
cited
Mbatha
with
apparent approval and that that constitutes an endorsement of its
correctness on this score. We do not agree.
Maake
did
not subject the judgment in
Mbatha
to
careful scrutiny, nor was the correctness of its conclusion or
reasoning properly considered. It sought support from
Mbatha
in
a wholly different context.’
Maake
dealt at length with
the salutary practice for judicial officers to provide reasons to
substantiate their conclusions.
Mthembu
confined the
ratio
of
Maake
to
this well understood proposition. As the holding in
Mthembu
made clear, the authority of
Maake
does not
extend further. I again endorse the position adopted in
Mthembu
as to the basis upon which a sentencing court may exercise its
discretion to increase a sentence above the prescribed minimum, and
I
apply it in this judgment.
[50]
The position may thus
be stated as follows. First, Parliament has legislated a minimum
sentencing regime in respect of particular
crimes to reflect the
seriousness with which such offences should be considered by the
courts when imposing a sentence. Second, this
legislative regime
imposes a minimum sentence, absent substantial and compelling
circumstances. The presence of such circumstances
requires the
downward revision of the sentence below the prescribed minimum, so as
to ensure that sentencing is not rendered disproportionate,
and hence
unconstitutional. Third, a prescribed minimum sentence does not
prevent a sentencing court from imposing a sentence above
the
prescribed minimum, if a careful consideration of all the factors
relevant to the imposition of a fair and proportionate sentence
warrants a sentence above the prescribed minimum. Fourth, the
sentencing court’s discretion to determine the correct sentence is
not constrained by the requirement that it must find substantial and
compelling circumstances before a sentence is imposed that is
above
the prescribed minimum. That would entail a minimum sentence being a
presumptive sentence, which it is not. The sentencing
court will take
account of the fact that the prescribed sentence,
at
a minimum,
reflects
the gravity that Parliament attaches to the crime. However, t
he
variability of crimes and the offenders who commit crimes is legion.
Hence, the sentencing
court, if it considers that the crime warrants a sentence above the
prescribed minimum, should exercise its
discretion to do so, taking
account of the guidance provided in
Malgas
and the overarching constitutional constraint of proportionality.
Fifth, if an appellate court considers that the sentencing court
has
failed to impose a sentence above the prescribed minimum when it
should have done so, the appellate court may only intervene
if the
imposition of the prescribed minimum sentence is grossly
disproportionate.
[51]
It is so that sometimes decided cases provide useful guidance where
they show a succession of punishment
imposed for a particular type of
crime. However, in
S
v
Sinden
[29]
this Court added that it is an idle exercise to match the colours of
the case at hand and the colours of other cases with the object
of
arriving at an appropriate sentence.
Each
case must be determined on its peculiar facts.
[52]
Insofar as reference is made in the second judgment that
the
multiple rapes in
S
v
Swart
,
S
v
Nkomo
,
S
v
Fifana
and Mhlongo v The State
[30]
were accompanied by far more humiliating and gruesome circumstances
than in the present case and that none of the perpetrators were
sentenced to anything more than 18 years’ imprisonment, c
aution
should be exercised in making comparative judgments of the gravity of
offences committed in other cases where all the factual
circumstances
are difficult to compare. As stated by this Court in
S
v Kwanape
,
[31]
the
fact that more serious cases than the one under consideration may be
found is not decisive. The enquiry should be whether the
circumstances are serious enough that they justify the imposition of
a heavy penalty in a particular case, and not whether the level
of
justified outrage is equal to or not as severe as in other cases in
which a lesser penalty was imposed. This Court has cautioned
against
the danger that lies in that approach.
[32]
There comes a point beyond which incremental gradations of judicial
outrage make little sense. Where a rape, as here, is a cruel
infliction of grave harm the sentence must reflect the gravity of the
offence. This bearing in mind that the consistency required
in
sentencing does not equal uniformity.
[53] A
sentence should be individualised to fit the crime, the criminal and
the interest of society. A court
should not shy away from imposing a
sentence that accounts for all the triad of factors on the basis that
it would be ‘tantamount
to breaking’ the accused, as the trial
court reasoned. The respondent should atone for his actions. I am of
the view that, having
regard to the cumulative effect of all the
circumstances and the serious aggravating features of this case, the
trial court could
not reasonably have imposed the sentence that it
did. In addition, the minimum sentence imposed in terms of s 51(2)(
b
)
of the CLAA is 'disturbingly inappropriate’ and markedly out of
kilter with the sentence I would have imposed.
In
sum, the deceased suffered great anguish: there had been, among other
harms, an intrusion by a stranger into her private workplace;
the
explicit threat of extreme violence against her; the ongoing use of
coercion and rape in several humiliating and undoubtedly
painful
forms; and the ordeal had a devastating psychological impact.
This
justifies our interference to prevent an injustice. In my view, 18
years’ imprisonment for rape would best serve all the objectives
of
punishment. The sentence imposed for robbery with aggravating
circumstances need not be disturbed. It follows that the State’s
appeal against the sentence must be upheld and the respondent’s
cross-appeal dismissed. In the result, the following order is made:
1.
The appeal by the State to reserve questions of law is
dismissed.
2.
The respondent’s cross-appeal against the
conviction and sentence is dismissed.
3.
The sentence on count 2 stands.
4.
The State’s appeal against the sentence
on count 1 is upheld.
5.
The sentence of 10 years’ imprisonment on
count 1 is set aside and in its place is
substituted the following:
‘
The accused
is sentenced to 18 years’ imprisonment.
The 13 years’ imprisonment on
count 2 shall run concurrently with the sentence on count 1.’
6.
The substituted sentence is antedated to 27
September 2018 in terms of
s 282
of the
Criminal
Procedure Act 51 of 1977
.
M V PHATSHOANE
ACTING
JUDGE OF APPEAL
Makgoka JA
(Kgoele AJA concurring):
[54]
I have read the judgment prepared by my colleague, Phatshoane AJA. I
agree with the order of the judgment,
except in respect of the
sentence on the rape count. As already mentioned in the majority
judgment, the rape attracted the prescribed
minimum sentence of 10
years’ imprisonment in terms of s 51(2) of the Criminal Law
Amendment Act 105 of 1997 (the Act),
[33]
as the
respondent was a first offender. Having found, in terms of s 51(3)
(a)
of the Act, that no ‘substantial and compelling circumstances’
existed for the imposition of a lesser sentence, the trial court
imposed the prescribed minimum sentence of 10 years’ imprisonment.
Five of those years were ordered to run concurrently with 15
years’
imprisonment imposed in respect of the robbery. Thus the effective
sentence was 20 years’ imprisonment.
[55] On
appeal, the State contends the sentence imposed in respect of the
rape count is lenient. The majority
judgment agrees, and sets aside
the sentence of 10 years’ imprisonment imposed by the trial
court and substitutes it with
a sentence of 18 years’ imprisonment.
13 years of the sentence imposed for the robbery is ordered to run
concurrently with the
substituted sentence for rape, which leaves the
effective sentence of 20 years’ intact.
[56] I
respectfully disagree with the substituted sentence and the reasoning
underpinning it. In my view,
there is no basis to interfere with the
sentence imposed by the trial court. My difference with the majority
judgment lies in our
respective answers to the following question: is
a sentencing court which imposes a sentence higher than the
prescribed minimum sentence,
enjoined to demonstrate factors which
render the prescribed minimum sentence inappropriate? The question
was differently formulated
by the full court in
S v
Mbatha
2009 (2) SACR 623
(KZP) para 12 thus:
‘…
[D]oes
the court simply have a free and unbounded discretion once it
concludes that a sentence greater than the statutory minimum
is
appropriate? What influence does the statutory minimum have in the
determination of sentence in such a case?
[57]
I answer that question in the affirmative. The majority judgment
holds the opposite view. It places much
store on the dictum in para
13 of
S v Mthembu
[2011] ZASCA 179
;
2012 (1) SACR 517
(SCA) that, whilst ss 3(a)
obliges a sentencing court to enter the circumstances on the record
if it is minded to impose a lesser
sentence than that ordained by the
legislature, there is no indication in the language of that provision
that a similar course must
be followed where a more severe sentence
is contemplated.
These remarks should be
understood in their proper context, taking into account (a) what the
issue in that case was, and (b) the seemingly
contrary views
expressed in two other decisions of this Court, namely,
Maake
v Director of Public Prosecutions
[2010] ZASCA 51
;
2011 (1) SACR 263
(SCA);
[2011] 1 All SA 460
(SCA)
and
S v Mathebula
[2011] ZASCA 165
;
2012 (1) SACR 374
(SCA).
[58] The
main issue in
Mthembu
was whether a court contemplating to
impose a sentence higher than the prescribed minimum sentence was
obliged to forewarn the accused
of its intention to do so. This had
been a finding, among others, of the full court in
Mbatha
.
This Court (in
Mthembu
) ruled that
Mbatha
was wrongly
decided on this issue, and that there is no such a duty on a court to
forewarn an accused. About this finding, there
is nothing
controversial, as there are no conflicting pronouncements by this
Court on it, and it does not arise in this case.
[59]
Of relevance to the present case, and which has resulted in
conflicting pronouncements by this Court,
is how the full court in
Mbatha
had
answered the question referred to in para 56 above. Wallis J, writing
for the unanimous full court, said the following at paras
14 and 15:
‘
I
appreciate that the Supreme Court of Appeal laid down this approach
[in
Malgas
]
in the context of cases concerned with a departure from the statutory
minimum sentence by virtue of the presence of substantial
and
compelling circumstances. I am also alive to the fact that the
legislation contains no provision corresponding to s 51(3)(
a
)
when the departure from the prescribed minimum sentence is upwards
rather than downwards. Nonetheless it
seems
to me that this must remain the correct approach when the court is
contemplating imposing a greater sentence than the prescribed
minimum, in the same way as where it is contemplating imposing a
lesser sentence. Otherwise, the process of determining the
appropriate
sentence will be bifurcated in a most undesirable way
…
If the
approach is different from that which I have indicated it will lead
to the following situation. The court will first determine
whether
the case is one falling within the minimum sentencing legislation. If
it is, then it will enquire whether there are substantial
and
compelling circumstances justifying the imposition of a lesser
sentence. If it concludes that there are none, it will then abandon
all that has gone before and simply determine in the exercise of its
discretion an appropriate sentence, having no regard to the
legislation.
In
my view such an approach disregards one of the purposes of the
minimum sentencing legislation, which is to provide a measure of
uniformity and not simply to limit in one direction the discretion of
courts in imposing sentence in particular cases, whilst leaving
them
entirely at large in the other direction
…’
[60]
And at para 20 Wallis J further explained:
‘
On
that approach there is as much a necessity for the court in its
judgment on sentence to identify on the record the aggravating
circumstances that take the case out of the ordinary, as there is for
it in the converse situation to identify those substantial
and
compelling circumstances that warrant the imposition of a lesser
sentence than the prescribed minimum. The trial judge should
identify
the circumstances that impel her or him to impose a sentence greater
than the prescribed minimum and explain why they render
the
particular case one where a departure from the prescribed sentence is
justified. The factors that render the accused more morally
blameworthy must be clearly articulated. . . . Otherwise the whole
purpose of a reasonably consistent and standardised approach to
sentence in the case of the most serious crimes will be defeated, as
it will open to those judges who have particularly stern views
on
sentence, and regard Parliament’s response to serious crime as
inadequate, to impose those views in disregard of the purpose
of the
legislation.’
[61]
The findings in para 20 of
Mbatha
were cited with approval by
this Court in
Maake
and
Mathebula.
In
Maake
(at
para 28) this Court said:
‘
The
safeguards in relation to minimum sentences must
a
fortiori
apply
to the contemplated imposition of a maximum sentence. In relation to
motivating the imposition of a maximum sentence it is necessary
to
have regard to what was stated in
S
v Mbatha
2009
(2) SACR 623
(KZP) (at 631
fj
)…’
And in
Mathebula
(at para
11):
‘
The
proper approach to be adopted by a sentencing court
which
contemplates to impose higher than the prescribed minimum sentence
seems to me to be the one adumbrated by Wallis J in
S
v Mbatha
2009 (2)
SACR 623
(KZP) para 20… [T]his salutary approach was endorsed in
[
Maake
]
(above) para 28…’ (Emphasis added.)
[62] As
already mentioned, this Court in
Mthembu
(in the dictum at
para 13) declined to endorse the findings in para 20 of
Mbatha
.
About the endorsement of those findings in
Maake
, this Court
said the following at para 19:
‘
One
further aspect merits mention.
Maake,
in support of the broad hypothesis that conclusions by a court should
be properly motivated, called in aid
Mbatha.
It was submitted to us that
Maake
cited
Mbatha
with apparent approval and that that constitutes an endorsement of
its correctness on this score. We do not agree.
Maake
did not subject the judgment in
Mbatha
to careful scrutiny nor was the correctness of its conclusion or
reasoning properly considered. It sought support from
Mbatha
in a wholly different context.’
[63] It
is significant that despite the misgivings expressed in
Mthembu
about the correctness of
Maake
endorsing para 20 of Mbatha,
this Court did not overturn
Maake
as being clearly wrong on
the issue
.
The effect is that there are three decisions of
this Court in seeming disharmony –
Maake
and
Mathebula
expressly endorsing those views, and
Mthembu
disapproving of
them. This is the context in which
Mthembu
is to be
understood. Incidentally,
Mathebula
and
Mthembu
,
expressing contrary views on the issue, were delivered on the same
day ie 29 September 2011, the two cases having been heard on
5 and 16
September 2011, respectively.
[64] To
the extent of this seeming disharmony between
Maake
and
Mathebula on the one hand, and
Mthembu
, on the the other,
Mthembu
does not seem to be the final and authoritative
pronouncement on the issue. I therefore respectfully disagree with
the proposition
in the majority judgment that
Mthembu
is
dispositive of the issue. It could only be so had
Mthembu
overturned
Maake
. As mentioned already, it did not. In the
light of the seeming disharmony pointed out, it seems that the jury
is still out on the
correctness of the holding in para 20 of
Mbatha
.
[65]
As I see it, where a minimum sentence is prescribed in the Act, it is
not enough for a court to simply
invoke its ‘inherent jurisdiction’
to deviate from the prescribed minimum sentence and impose a higher
one. Something more is
needed to justify departure from the
prescribed minimum sentence to a higher one. There must be an
objective and juridical basis
to ensure that imposing a sentence
higher than the prescribed minimum is not undertaken on an
undefined basis, and influenced
by a particular judicial officer’s
subjective views as to what is appropriate. Where a court deviates
downward, the basis for doing
so is found in s 51(3)
(a)
of the Act, in terms of which a court may deviate from the prescribed
minimum sentence and impose a lesser sentence, if it finds
‘substantial and compelling circumstances’ to exist.
[66]
This proviso serves as a jurisdictional factor without which, a court
is obliged to impose the prescribed
minimum sentence, subject to the
caveat enunciated in
S
v Malgas
2001 (1) SACR 469 (SCA); 2001 (2) SA 1222; [2001] 3 All SA 220
(A).
[34]
In
Malgas
,
considering an appeal to reduce the prescribed minimum sentence of
life imprisonment, this Court cautioned that t
he
specified prescribed minimum sentences were not to be departed from
lightly and for flimsy reasons which could not withstand
scrutiny.
[35]
[67] To
my mind, the proviso in s 51(3)
(a)
and the dictum in
Malgas
referred to above, is a good pointer at the other end of the
sentencing equilibrium. Thus, where a court is called upon to
impose a sentence higher than that prescribed by the Act
,
weighty considerations are required to demonstrate the
out-of- ordinary facts of the case which render the prescribed
minimum sentence
inadequate. By prescribing minimum sentences in
respect of particular offences, the legislature has set normative
benchmarks against
which sentencing discretion should be exercised.
[68]
Accordingly, in my view, when a court imposes a sentence higher than
the prescribed minimum sentence,
it must bear the normative benchmark
in mind, and demonstrate the circumstances of the case which takes it
out of the ordinary to
justify a sentence higher than the prescribed
minimum. Thus, where there is a deviation from the prescribed minimum
sentences, either
downward or upward, the extent of the deviation
requires justification. To my mind, the greater the deviation the
greater the burden
of justification. In my view, this threshold is
even higher where a court of appeal is asked to interfere with the
exercise of a
discretion by a trial court, which, as already stated,
is subject to a stringent test.
[69]
Before I turn now to the issues in this case, it is necessary to
restate trite principles which govern
an appeal court’s powers in
respect of the sentence imposed by the trial court. It is settled
that sentencing is a matter which
falls pre-eminently within the
discretion of a trial court. A court of appeal can interfere with a
sentence imposed by a trial court
only in two situations. First,
where
material
misdirection by the trial court vitiates its exercise of that
discretion.
The
nature of the misdirection referred to here is one envisaged in
S
v Pillay
1977
(4) SA 531
(A) at 535E-F, being ‘of such a nature, degree, or
seriousness that it shows, directly or inferentially, that the Court
did not
exercise its discretion at all or exercised it improperly or
unreasonably’.
Second,
where the disparity between the sentence imposed by the trial court
and that which the court of appeal would have imposed
had it been the
trial court, is so marked that it can properly be described as
‘shocking’, ‘startling’ or ‘disturbingly
inappropriate’.
[36]
Where
minimum sentences are prescribed for particular offences identified
in the Act, there is an added consideration in that a trial
court
imposes a sentence within a particular legislative framework.
[70]
Another important sentencing principle is this. In appeals against
sentence, where it is contended that
a sentence by the trial court is
either excessive or lenient,
the
appellate court is not at large in the sense in which it is in a
situation where misdirection is the basis of the appeal.
[37]
Thus,
in the former situation, an appellate court can only interfere if the
sentence is one that no reasonable court would have imposed.
[71] In
the present case, the State, correctly in my view, does not contend
that the trial court misdirected
itself when it imposed the
prescribed minimum sentence. Instead, the assertion is that, given
the circumstances of the case, the
prescribed minimum sentence is
inadequate, and that a higher sentence should have been imposed.
Thus, the two issues are whether:
(a) there are circumstances
justifying a sentence higher than the prescribed minimum sentence of
10 years’ imprisonment; and (b)
the sentence imposed by the trial
court is one that no reasonable court would have imposed in the
circumstances. I consider them,
in turn.
Are there circumstances
justifying a higher sentence?
[72] The
majority judgment mentions several factors to justify a higher
sentence. They are that: the respondent
has a previous conviction for
assault with intent to do grievous bodily harm; the respondent had
‘meticulously’ planned the rape;
the respondent ‘trespassed’
onto the premises where the rape took place; the deceased was subdued
with threats of physical violence
at knifepoint; the respondent
penetrated the deceased in different positions thereby showed a
‘blatant display of aggression’;
the deceased was on her
menstrual cycle; the rape was a violation of the deceased’s
womanhood in ‘the ghastliest manner’; the
deceased had three
fresh bruises or burn marks on her back caused by the carpet she laid
on during the rape acts; the deceased suffered
severe physical and
mental distress.
[73] In
my view, none of these aggravating factors, either individually or
cumulatively with others, constitutes
a basis for a higher sentence.
I should not be understood to say that these are not important as
aggravating factors in considering
sentence. What I emphasise is that
they are inherent in most rapes. They are integral features of the
offence of rape, and their
presence is already reflected in the
prescribed minimum sentences decreed in s 51(2) and, in particular,
the sentence of 10 years’
imprisonment for rape simpliciter, with
which we are concerned. Thus, they cannot be used as justification
for increasing the sentences
further. The same applies to an accused,
who cannot advance the fact that he or she is a first offender as a
basis to reduce the
prescribed minimum sentence, as this has already
been factored in by the legislature. Thus, in the absence of the
aggravated factors
mentioned in s 51(1) which would attract life
imprisonment, the prescribed minimum sentence of 10 years’
imprisonment must, subject
to the
Malgas
caveat, ordinarily be
imposed.
[74] I
briefly comment on some of the factors mentioned in the majority
judgment as being sufficient to impose
a higher sentence, and
endeavour to show that this is not justified. In almost all the
rapes, either a weapon or actual violence
is used to subdue a
complainant’s resistance. There is no evidence that the offences
were ‘meticulously planned’. The trial
court mentioned this
without reference to any factual or circumstantial basis from
the evidence on record. But even if they
were, there are few rapes
that occur spontaneously. However, whether planned or spontaneous,
rape remains abhorrent. The fact that
one is commited without
planning does not make it less serious. Thus, the issue of planning
is a neutral factor. As to ‘trespassing’,
most rapes occur in the
complainant’s homes or on private properties. It is a factor
inherent in the crime of rape.
[75] With
regard to ‘repeated acts of penetration’, on a careful reading of
the deceased’s statement,
it seems that the repeated acts of
penetration had to do with the fact that the respondent’s penis
kept sliding out, and less to
do with demonstration of aggression.
But, once more, aggression is inherent in the offence of rape, as
does the fact that the deceased’s
womanhood is violated ‘in a
ghastly’ manner. All rapes against women, irrespective of the
circumstances in which they take place,
fit that description.
Similarly, the fact the deceased suffered bruises or marks on her
back is an inherent incidence of the violent
nature of rape, which,
like all other factors mentioned above, have been factored in by the
legislature in the prescribed minimum
sentence of 10 years’
imprisonment.
[76] As
to the impact of the rape on the deceased, on the face of it, the
death of the deceased itself might
be said to constitute a factor
that should move a court to impose a higher sentence. It must be
accepted that every rape would have
negative psychological effect on
those who survive the horrific ordeal. It is here where a proper and
dispassionate appraisal of
the facts is called for.
[77]
It is common cause that a few hours after the rape, the deceased was
placed on a cautionary treatment
consisting of anti-retroviral drugs
and antibiotics. At that stage, the deceased had been using a
contraceptive pill called Yaz.
The
deceased’s body reacted negatively to this combination of drugs and
the contraceptive pill. According to the deceased’s sister,
the
deceased experienced extreme nausea shortly after she started using
the initial ARV regime. It got worse when a further ARV regime
was
added to the initial ones. This eventually led to the deceased’s
death, the cause of which was recorded as cerebral venous
sinus
thrombosis.
[78]
It was further common cause during the trial that had the deceased
not reacted negatively to the combination
of the prescribed
medications, it is conceivable that she would not have died. A
cerebral venous sinus thrombosis occurs when
a
blood clot forms in the brain’s venous sinuses and prevents blood
from draining out of the brain. A haemorrhage forms when the
blood
cells break and leak blood into the brain tissues.
According
to Dr
Paulina
van Zyl, a clinical pharmacologist,
[38]
who
testified during the trial that the condition was caused by a
combination of ARV drugs, antibiotics and the contraceptive pill
the
deceased had been using.
[79] As a
result of the deceased’s immediate negative reaction to the drugs,
and her unfortunate and untimely
death, the expert evidence before
the trial court focused on the pathological impact of the drugs on
the deceased, rather than the
nature and extent of the psychological
impact of the rape on her. The limited evidence of the psychological
impact is that the deceased
had acute stress disorder. She was very
fearful and would not leave her home unless accompanied by a person
known to her. She also
had episodes of insomnia, although this could
be attributed to the effect of the medication she had been
prescribed. But, on the
whole, the factors mentioned in the majority
judgment as having a deleterious psychological effect on the deceased
are the predictable,
natural consequences to be expected of a
traumatic event such as rape. They do not add to the respondent’s
moral blameworthiness
as to justify a sentence higher than the
prescribed minimum sentence.
[80]
Whilst the death of the deceased is a factor that should undoubtedly
be borne in mind in considering
sentence, it must never displace the
need for a proper and balanced approach. Ordinarily, one does not
expect a rape incident such
as the one in the present case to result
in the chain of events that lead to death. It is important to
emphasise that the deceased
did not die from the injuries sustained
during the rape, but as a result of the precautionary medical
intervention following the
rape. Indeed, during rape itself, the
deceased suffered no more than the bruises on her back and on her
genital organs, which, as
I have said, are inherent in the offence of
rape.
[81]
There is therefore a point beyond which the respondent cannot be
sentenced for the chain of events which
followed the rape. The
respondent’s causal liability ends where the effect of the ARVs
begins, which, as mentioned already, was
immediate. Any sentence
which ignores this fine line, is likely to result in the respondent
indirectly being punished for the tragic
death of the deceased, for
which he was acquitted. Simply put, the respondent can only be
punished for rape simpliciter, and its
predictable, inherent
consequences, which unfortunately do not include death. Viewed in
this light, the death of the deceased, tragic
and unfortunate as it
is, is not a factor which would justify the imposition of a higher
sentence. The upshot of all of the above
is that there is no basis to
interfere with the sentence imposed by the trial court.
[82] I
need to briefly comment on the majority judgment’s criticism of the
trial court’s finding that
there was no anal penetration. In paras
25-30 the majority judgment explains why it is not competent for this
Court to take into
account anal penetration in considering sentence.
That reasoning, is with respect, correct. That should be the end of
the matter.
But the majority judgment proceeds to critisise the trial
court’s decision to afford the respondent the benefit of the doubt
in
this respect, and actually make a definitive finding that there
was anal penetration. In my view, this is unnecessary, and serves
no
purpose, given the acceptance, for the reasons given, that there is
nothing this Court can do about this issue. The issue is therefore
irrelevant to the consideration of sentence on appeal.
Is the sentence imposed by the
trial court one which no reasonable court would have imposed?
[83]
The threshold to establish that the
prescribed minimum sentence of 10 years’ imprisonment is so lenient
that no reasonable court
would have imposed it, is self-evidently
high. A court of appeal should not easily conclude that the requisite
threshold has been
reached in a particular case.
This
is for the simple reason that, absent substantial and compelling
circumstances, and subject to the
Malgas
caveat referred to earlier, the imposition of a prescribed minimum
sentence is deemed adequate and reasonable.
[84] In
the context of s 51 of the Act, there are further considerations why
the sentence of 18 years’ imprisonment
is disproportionate. The
prescribed minimum sentence for murder in terms of s 51(2) of the Act
is 15 years’ imprisonment for a
first offender. This is the
sentence the respondent would have faced had he been convicted of
murder as initially charged. On the
approach of the majority
judgment, the respondent would have been sentenced to 15 years for
murder and 18 years for rape. This would
have been an incongruous
outcome, as murder, being the capital offence, must perforce carry
the heavier of the two sentences. It
is also worth noting that the
sentence of 18 years’ imprisonment is close to the sentence
prescribed for murder where an accused
is a second offender, which is
20 years. With respect, I do not think this can be justified for rape
simpliciter, the specific circumstances
of the rape in this case
nothwithstanding. As alluded earlier, care must be taken that the
respondent is not unwittingly sentenced
for the death of the
deceased. He was charged with murder, but acquitted of that charge.
[85]
What is more,
it
must be borne in mind that the legislature has consciously not made
any
gradation
of determinate sentences for rape. The prescribed minimum sentence of
10 years’ imprisonment progresses immediately to
life imprisonment
once any of the aggravating features is present.
[39]
Viewed
in that light, the sentence of 18 years’ imprisonment imposed
by the majority judgment seems to be, with respect, an
impermissible
judicial intervention and an attempt to fill a deliberate aperture
created by the legislature.
[86] I
therefore conclude that the sentence of 10 years’ imprisonment
imposed by the trial court is not
such that no court acting
reasonably, would have imposed it. Granted, another court might have
considered a higher sentence. But
as emphasised earlier, this
is not the test on appeal. It is not about what the appeal court
prefers, but whether a court acting
reasonably, would have imposed
the impugned sentence. Whether the sentence imposed by the
trial court in the present case can
be said to be unreasonable in the
sense envisaged in the authorities, can also be tested with reference
to sentences imposed in far
more aggravated circumstances than the
present case, which I consider below.
[87] I
refer to previous cases conscious of the fact that sentences imposed
in such cases can only serve as
mere guidelines. As this Court
explained in
S
v
Sinden
1995 (2)
SACR 704
(A) at 708A:
‘
Decided
cases dealing with sentence may be of value also as providing
guidelines for the trial court’s exercise of discretion (see
S
v S
1977 (3) SA 830
(A)) and they sometimes provide useful guidance where
they show a succession of punishment imposed for a particular type of
crime.
(See
R
v Karg
1961 (1) SA 231
(A) at 236G). But it is an idle exercise to match the
colours of the case at hand and the colours of other cases with the
object
of arriving at an appropriate sentence. “(E)ach case should
be dealt with on its own facts, connected with the crime and the
criminal
. . ..”’
In
S
v D
1995 (1) SACR 259
(A) at 260
e
,
it was stated that ‘decided cases on sentence provide guidelines,
not straightjackets’. And, in
S
v PB
2013
(2) SACR 533
(SCA) (at para 16) this Court cautioned against a
slavish following of decided cases on sentences, which could result
in an
abdication by the court of ‘its duty and discretion to
consider sentence untrammeled by sentences imposed by another court,
albeit
in a similar case’. Ultimately each case must be decided in
the light of its peculiar facts.
[40]
[88]
On the other hand, whilst sentence is always individualised and bound
to the facts of a particular case,
value can be gained by considering
sentences imposed in comparable cases.
[41]
For, as
pointed out in
Malgas
at para 21:
‘
It
would be foolish of course, to refuse to acknowledge that there is an
abiding reality which cannot be wished away, namely, an
understandable
tendency for a court to use, even if only as a
starting point, past sentencing patterns as a provisional standard
for comparison
when deciding whether a prescribed sentence should be
regarded as unjust.’
[89]
With these dictates in mind, I consider a few cases.
(a)
I commence with
S
v Swart
2004 (2) SACR 370
(SCA), where
this Court remarked that the respondent had subjected the complainant
to ‘extreme humiliation and degradation’.
The respondent and the
complainant lived on the same property as tenants but were not used
to each other. One evening, while the
complainant was asleep, the
respondent, who was drunk, broke into her room. He hit her in the
face, and hurled profanities at her.
He forced her legs apart and
pinned her down and tried to penetrate her vaginally, but his penis
was not sufficiently erect, so he
pushed one of her legs up behind
her head and then succeeded in penetrating her. He later dragged the
complainant by her hair to
the kitchen where he forced her to smear
margarine on his penis and on her vagina. All the time he had her in
his control, holding
her by her hair and pulling her about by it.
Still pulling the complainant by
her hair he dragged her to the adjoining bathroom where he pushed her
over the bath and penetrated
her anally. That caused pain to the
complainant and when she screamed, the respondent hit her hard on one
of her ears. The complainant
felt a bowel movement and begged to use
the toilet. The respondent, still pulling her by the hair, dragged
her from the bath and
pushed her onto the toilet. The complainant
lost control of her bowel movement and defecated on the floor on her
way to the toilet
and then again in the toilet. While the complainant
sat on the toilet the respondent pulled hard at head and put his
penis into her
mouth, causing the complainant almost to choke. He
pulled her back to the bedroom, pushed her onto the bed, and
penetrated her vaginally.
When she screamed, he put his hand into her
mouth, with his fingers behind her teeth, and pulled her jaw. She bit
his hand and the
respondent in turn bit her breast. He then altered
his position, withdrew his penis, and penetrated her yet again. On
that occasion
he pinned her arm to her chest and she felt as if she
was suffocating.
As to the psychological impact of
the rape on her, the complainant’s uncontested evidence was that
she had lost confidence in herself,
and had not been able to work and
could not bring herself to look for work. In the first few weeks
after the incident, she wore dark
glasses when going out. She had a
nervous breakdown and was admitted to hospital, but could only stay
in hospital for a week because
her medical aid funds had been
exhausted. Because of that fact, she also had to give up
anti-depressant drugs prescribed for her.
The rape incident had
affected her sex life with her husband. There was no intimacy between
her and the husband, and, as she put
it, she ‘just get all uptight
and everything when he comes near me. I had flashbacks’. It took at
least five months before they
had any sexual relationship after the
incident. When her husband was having to work nightshifts, she would
lie awake at night with
every light on in her flat, fully clothed,
with three kitchen knives and her husband’s gun in the bed. She
felt badly about herself
and described herself as ‘a wreck.’
The
respondent was convicted in the high court of housebreaking with
intent to rape, two counts of rape, and two counts of indecent
assault. The offences were taken together for the purposes of
sentence by the trial court, and the respondent was sentenced to
seven
years’ imprisonment, which was suspended for five years on
certain conditions.
On appeal by the State
against the sentence, this Court set aside the sentence imposed by
the trial court and substituted it with
a sentence of eight years’
imprisonment.
(b)
Next is
S v
Nkomo
[2007] 3 All SA 596
(SCA);
2007
(2) SACR 198
(SCA). The complainant met the appellant in a bar,
who gave her a drink laced with alcohol. He forced her into a hotel
room
where he raped her. He locked her in the room and went back to
the bar for more drinks. She attempted to escape from the room by
jumping out of a window, and fell some ten metres to the ground and
injured her leg. She fell where the appellant had been sitting
and
drinking. He forced her back into the hotel room and raped her four
more times during the course of the night. He also forced
her to
perform oral sex on him and slapped her, pushed her and kicked her.
He prevented her from leaving the room again by taking
her clothes
away. The complainant managed to escape the following morning. The
appellant was sentenced to life imprisonment by the
high court after
the matter had been referred to it by the regional court after
conviction. On appeal, this Court, by majority, allowed
the appeal on
sentence and replaced the sentence of life imprisonment with that of
16 years’ imprisonment.
(c)
In
S v Fifana
and Others
[2008] ZAGPHC 326
a
four-months pregnant woman was gang-raped at knife point by three men
after they had broken into her house at night whilst she
was asleep.
Over and above being gang-raped, each of the three assailants
repeatedly raped her. Although one of the accused initially
used a
condom, during one of the repeated rapes he did not. Another accused
was HIV positive, thereby exposing the complainant and
her unborn
baby to the risk of HIV/Aids infection. The accused were sentenced to
15 years each for the rapes.
(d)
In
S v SM
2014 (1) SACR 53
(GNP) a 15-year-old girl was raped and impregnated
by her father, who had threatened to kill her if she reported him to
anyone. When
her pregnancy started to show, the complainant disclosed
that she had been raped by the appellant. A psychosocial report on
the complainant's
post-crime situation recorded severe emotional
impact of the rape on the complainant. She had: low self-esteem,
sense of loss and
powerlessness, anger and hostility. Furthermore,
she developed a sense of guilt, shame and developed pseudo-maturity
and inappropriate
sexual behaviour. The report concluded that the
complainant was put through a ‘life threatening and traumatic
experience which
can affect her for the rest of her life’. The
appellant was sentenced to life imprisonment by the regional court.
On appeal, the
high court set aside that sentence and substituted it
with one of 15 years’ imprisonment.
(e)
In
S v Mabaso
2014 (1) SACR 299
(KZP) the complainant was accosted by an unknown
man on her way from work who threatened her with a knife, and forced
her into a
forest, where he raped her in a spot where there were
dense trees, grass, soil and stones. The thorns pierced her
shoulders. Then
he instructed her to get dressed, and they continued
walking. After a while he forced her to undress again, upon which he
raped her
once more. The entire ordeal lasted for about an hour and a
half, and was very painful. Thick, long and sharp thorns pierced her
back and feet. The tips broke into her feet. During the incident, the
appellant robbed the complainant of her cellular phone and
her
wallet. She also lost her shoes. The trial court sentenced him to
life imprisonment. On appeal to the high court, the majority
upheld
his appeal against the sentence and imposed a sentence of 15 years’
imprisonment in respect of each of the two rapes and
eight years
imprisonment for the robbery. With the concurrency order the
appellant was sentenced to an effective 20 years’ imprisonment.
The
minority judgment would have imposed a term of 25 years’
imprisonment for the two rape counts.
(f)
In
Mhlongo v
The State
[2016] ZASCA 152
the
complainant, a 27-year-old woman was subjected to ‘a night of
terror and repeated rapes’.
On the day of
the incident, the complainant was lured by the appellant and his
uncle to get a lift home. Instead of driving her home,
the appellant
took her to his own home, where he assaulted her and threatened to
kill her, whereupon he overpowered and raped her
repeatedly
throughout the night until he released her the next day. The
complainant was still a virgin. She was subsequently diagnosed
with
HIV, from which she later died. The regional court sentenced the
appellant to life imprisonment. On appeal to the high court,
the
sentence was set aside and substituted with a sentence of 18 years’
imprisonment. Although this Court, at para 21, expressed
disquiet
about the reduction of the sentence by the high court, it held that
‘in the light of there being no cross appeal by the
State against
sentence; this court can, unfortunately, do no more’.
[90]
A common theme in the cases referred to above, is the presence of
aggravated factors referred to in s
51(1) of the Act, in that there
were multiple rapes, which attracted life imprisonment. In addition,
the multiple rapes were accompanied
by far more humiliating and
gruesome circumstances than in the present case, especially those in
Swart
,
Nkomo
,
Fifana and Mhlongo
.
But none of the perpetrators were sentenced to anything more than 18
years’ imprisonment. It is therefore not clear how, in the
present
case, in respect of a rape unaccompanied by the aggravated factors
mentioned in s 51(1), a sentence of 18 years’ imprisonment
can be
justified. As explained in
Malgas
(at para 8) one of the purposes of the
Act was to ensure ‘… a severe, standardised, and consistent
response’ from the courts
to the commission of such crimes. That
purpose is not achieved where there is no consistency in the
sentences imposed by the courts,
especially where, as here,
aggravated rapes have been met with lesser sentences, and a rape
simplicister, attracts a more severe
sentence. In my view, this could
never have been the intention of the legislature.
[91]
Two further obvious points remain to be made. The first is that when
an appellate court sets aside a
sentence imposed by a trial court,
and substitutes it with its own, it exercises a discretion. It must
therefore ensure that its
substituted sentence is not itself vitiated
by misdirection or a disturbingly lenient or heavy sentence. The
second is that the constitutional
right to a fair trial also covers
the sentencing stage. In
S
v Dodo
[2001] ZACC 16
;
2001 (1) SACR 594
(CC);
2001 (5) BCLR 423
(CC) paras 37-38, the
Constitutional Court noted that proportionality between the
seriousness of the offence and the period of imprisonment
lies at the
core of the right not to be punished in a cruel, inhuman or degrading
way.
[42]
A
disproportionate sentence is therefore unconstitutional. It therefore
remains
the duty of a sentencing court, whether at first instance or at
appellate stage, to exercise its discretion in such a manner
that
that right is not infringed.
Conclusion
[92] In
the circumstances of the present case, a sentence of 18 years’
imprisonment is in my view, totally
disproportionate, and thus not
constitutionally compliant. As mentioned already, in the context of
the minimum sentences prescribed
in s 51 of the Act, it is heavier
than the sentences prescribed for murder (a capital offence) where an
accused is a second offender
and almost the same as the sentence for
murder where an accused is a third offender. Comparatively, it is
also far heavier than the
sentences imposed in more aggravated
circumstances, evidenced by the cases to which I have referred. For
these reasons, I am unable
to support the sentence of 18 years’
imprisonment imposed by the majority judgment. I find it disturbingly
severe and shockingly
inappropriate.
[93]
However, the principled basis for my disagreement remains that a
juridical basis to interfere with the
sentence imposed by the trial
court, as envisaged in both
Maake
and
Mathebula
, has
not been established.
[94] I
would in the circumstances dismiss the State’s appeal against the
sentence. Save for that, I concur
in the rest of the order of the
majority judgment.
T
Makgoka
Judge
of Appeal
APPEARANCES:
For
appellant:
J M de Nysschen
Instructed
by:
Director of Public Prosecutions, Bloemfontein
For
respondent:
P L
Van der Merwe
Instructed
by:
Legal Aid South Africa, Bloemfontein
Amicus
curiae
:
S J Reinders
(with R J Nkhahle)
[1]
S v
Hadebe and Others
1997
(2) SACR 641
(SCA) at 645E-F
.
[2]
Director
of Public Prosecutions, Western Cape v Schoeman and Another
[2019] ZASCA 158
;
2020 (1) SACR 449
(SCA) para 39.
[3]
Ibid
.
See also E Du Toit, F De Jager, A Paizes, A Skeen and S E Van der
Merwe ‘Commentary on the Criminal Procedure Act’ Supplementary
Volume at 31-38A.
[4]
Director
of Public Prosecutions: Natal v Magidela and Another
[2000] ZASCA 4
;
[2000]
2 All SA 337
(A);
2000 (1) SACR 458
(SCA) para 9.
[5]
Ibid
fn
2 para 71.
[6]
S v
Coetzee
1977
(4) SA 539 (A).
[7]
Ibid
at
544H–545A.
[8]
Ibid
fn 2 paras 74.
[9]
Ibid
fn
2 paras 40 and 46.
[10]
Nabolisa
v S
[2013]
ZACC 17
;
2013 (2) SACR 221
(CC);
2013 (8) BCLR 964
(CC) para 75.
[11]
Ibid
para 73.
[12]
Delport
and Others v S
[2014] ZASCA 197
;
[2015] 1 All SA 286
(SCA);
2015 (1) SACR 620
(SCA)
para 41.
[13]
In
terms of s 51(2)
(b)
of
the CLAA read with Part III of schedule 2, a term of 10 years’
imprisonment is prescribed for a first offender, 15 years
for a
second offender, and 20 years for a third or subsequent offender.
[14]
S v
Vilakazi
[2008]
ZASCA 87
;
[2008] 4 All SA 396
(SCA);
2009 (1) SACR 552
(SCA);
2012
(6) SA 353
(SCA) para 21.
[15]
Masiya
v Director of Public Prosecution, Pretoria and Another (Centre for
Applied Legal Studies and Another, Amici Curiae)
2007
(5) SA 30
(CC);
[2007] ZACC 9
(CC);
2007 (2) SACR 435
(CC);
2007 (8)
BCLR 827
(CC) para 37.
[16]
(SCA
case No 121/2004, 12 November 2004)
[17]
S v
Matyityi
[2010]
ZASCA 127
;
2011 (1) SACR 40
;
[2010] 2 All SA 424
(SCA) (SCA) para
13.
[18]
S v
Zinn
1969
(2) SA 537
(A);
[1969]
3 All SA 57
(A)
.
[19]
S v
SMM
2013 (2) SACR 292
(SCA) para 26.
[20]
Ibid
fn 14 para 58.
[21]
S v
Rabie
1975]
4 All SA 723
(A)
;
1975
(4) SA 855
(A)
at
857D-E.
[22]
S
v Malgas
2001 (1) SACR 469
(SCA);
2001 (2) SA 1222
;
[2001] 3 All SA 220
(A)
para 12.
[23]
2012
(1) SACR 517
(SCA) paras 5-13 and 18.
[24]
2009
(2) SACR 623
(KZP), see also
Mthembu
fn 23 para 4.
[25]
See
Malgas
fn 22 para 18;
Director
of Public Prosecutions, Transvaal v Venter
[2008]
ZASCA 76
;
[2008] 4 All SA 132
(SCA);
2009 (1) SACR 165
(SCA) para
17;
Mthembu
fn 23 para 10.
[26]
See
Malgas
fn 22 para 25;
Mthembu
fn 23 para 10.
[27]
S v
Kolea
[2012] ZASCA 199
(SCA);
2013 (1) SACR 409
(SCA) para 17.
[28]
Fn 25
para 19.
[29]
1995
(2)
SACR
704
(
A)
at
708a;
see also
S
v Fraser
1987 (2) SA 859
(A) at 863C – D.
[30]
S v
Swart
2004 (2) SACR 370
(SCA);
S
v Nkomo
[2007] 3 All SA 596
(SCA);
2007 (2) SACR 198
(SCA);
S
v Fifana and Others
[2008] ZAGPHC 326
;
Mhlongo
v The State
[2016] ZASCA 152
[31]
S
v Kwanape
[2012]
ZASCA 168
;
2014
(1) SACR 405
(SCA)
para 22.
[32]
S
v Mahomotsa
2002
(2) SACR 435
(SCA)
para
19.
[33]
This
is because
there
are no aggravated circumstances referred to in
Schedule
2 Part I read with s 51(1) of the Act, for which life imprisonment
is prescribed.
[34]
In
S
v Malgas
2001
(1) SACR 469
(SCA);
2001 (2) SA 1222
;
[2001] 3 All SA 220
(A) para
22 it was explained: ‘The greater the sense of unease a court
feels about the imposition of a prescribed sentence, the
greater its
anxiety will be that it may be perpetrating an injustice. Once a
court reaches the point where unease has hardened
into a conviction
that an injustice will be done, that can only be because it is
satisfied that the circumstances of the particular
case render the
prescribed sentence unjust or, as some might prefer to put it,
disproportionate to the crime, the criminal and
the legitimate needs
of society. If that is the result of a consideration of the
circumstances the court is entitled to characterise
them as
substantial and compelling and such as to justify the imposition of
a lesser sentence’.
[35]
Fn 3
above para 11.
[36]
S
v Sadler
[2000] ZASCA 105
;
2000 (1) SACR 331
(SCA);
[2000] 2 All SA 121
(A)
para
8;
Cwele
and Another
v
S
[2012] ZASCA 155
;
[2012] 4 All SA 497
(SCA);
2013
(1) SACR 478
(SCA)
para
33;
S v Swart
2000
(2) SACR 566
(SCA) para 21;
S
v Coetzee
2010 (1) SACR 176
(SCA);
S v Matlala
2003
(1) SACR 80 (SCA).
[37]
Ibid
para 12.
[38]
This
is a specialist in the study of interaction between humans and
medicine.
[39]
See
the observation in
S
v Vilakazi
[2008] ZASCA 87
; 2009 (1) SACR 552 (SCA)
[2008] ZASCA 87
; ;
[2008] 4 All SA 396
(SCA);
2012 (6) SA 353
(SCA) para 13 where the gap was described as
‘striking’.
[40]
See
S
v Kwanape
[2012]
ZASCA 168
;
2014 (1) SACR 405
(SCA) para 16.
[41]
Tiry
and Others
v
S
[2020] ZASCA 137
;
[2021] 1 All SA 80
(SCA);
2021 (1) SACR 349
(SCA)
para 120.
[42]
See s
12(1)
(e)
of the Constitution of the Republic of South Africa, 1996.
sino noindex
make_database footer start
Similar Cases
Director of Public Prosecutions, Eastern Cape, Makhanda v Coko (main and supplementary judgment) (248/2022) [2024] ZASCA 59; 2024 (2) SACR 113 (SCA); [2024] 3 All SA 674 (SCA) (24 April 2024)
[2024] ZASCA 59Supreme Court of Appeal of South Africa99% similar
Magudumana v Director of Public Prosecutions, Free State and Others (1196/2023) [2025] ZASCA 62; 2025 (2) SACR 625 (SCA) (16 May 2025)
[2025] ZASCA 62Supreme Court of Appeal of South Africa99% similar
Director of Public Prosecutions, Kwazulu-Natal Pietermaritzburg v Ndlovu (888/2021) [2024] ZASCA 23; 2024 JDR 1077 (SCA) (14 March 2024)
[2024] ZASCA 23Supreme Court of Appeal of South Africa99% similar
Director of Public Prosecutions, Gauteng Division, Pretoria v D.M.S and A.O.L (69/2022) [2023] ZASCA 65; [2023] 3 All SA 24 (SCA); 2023 (2) SACR 113 (SCA) (12 May 2023)
[2023] ZASCA 65Supreme Court of Appeal of South Africa99% similar
Director of Public Prosecutions, Limpopo v Kwinda (266/2023) [2024] ZASCA 175; 2025 (1) SACR 457 (SCA) (12 December 2024)
[2024] ZASCA 175Supreme Court of Appeal of South Africa99% similar