Case Law[2024] ZASCA 59South Africa
Director of Public Prosecutions, Eastern Cape, Makhanda v Coko (main and supplementary judgment) (248/2022) [2024] ZASCA 59; 2024 (2) SACR 113 (SCA); [2024] 3 All SA 674 (SCA) (24 April 2024)
Supreme Court of Appeal of South Africa
24 April 2024
Headnotes
Summary: Criminal law and procedure – rape – consent to an act of sexual penetration – nature of consent – appeal by Director of Public Prosecutions against decision of high court upholding appeal against conviction for rape – whether invocation of s 311 of the Criminal Procedure Act 51 of 1977 by the State is, on the facts, competent – whether State had proved its case against respondent beyond reasonable doubt that complainant had not consented to act of sexual penetration – whether high court's interference with factual findings of regional court warranted.
Judgment
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## Director of Public Prosecutions, Eastern Cape, Makhanda v Coko (main and supplementary judgment) (248/2022) [2024] ZASCA 59; 2024 (2) SACR 113 (SCA); [2024] 3 All SA 674 (SCA) (24 April 2024)
Director of Public Prosecutions, Eastern Cape, Makhanda v Coko (main and supplementary judgment) (248/2022) [2024] ZASCA 59; 2024 (2) SACR 113 (SCA); [2024] 3 All SA 674 (SCA) (24 April 2024)
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FLYNOTES:
CRIMINAL – Rape –
Consent
to sexual penetration
–
Conviction
by Regional Court – Appeal upheld by High Court – High
Court found on insubstantial grounds that complainant
was active
participant because she did not object to certain activities
preceding penetration – Nature of consent –
Having
regard to totality of evidence, respondent’s defence of
tacit consent was correctly rejected by trial court
as not
reasonably possibly true – Acquittal by High Court set aside
and conviction by Regional Court reinstated
–
Criminal Law (Sexual Offences
and Related Matters) Amendment Act 32 of 2007
,
s
3.
THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
JUDGMENT
Reportable
Case No: 248/2022
In the matter between:
DIRECTOR
OF PUBLIC PROSECUTIONS
EASTERN
CAPE, MAKHANDA
APPELLANT
and
LOYISO
COKO
RESPONDENT
and
WOMEN'S LEGAL CENTRE
TRUST FIRST
AMICUS CURIAE
INITIATIVE FOR
STRATEGIC
LITIGATION IN
AFRICA
SECOND AMICUS CURIAE
COMMISSION FOR GENDER
EQUALITY THIRD AMICUS CURIAE
Neutral
citation:
Director of Public
Prosecutions, Eastern Cape, Makhanda v Coko (Women's Legal Centre
Trust, Initiative for Strategic Litigation
in Africa and Commission
for Gender Equality intervening as Amici Curiae)
(case
no 248/2022)
[2024] ZASCA 59
(24 April 2024)
Coram:
PETSE DP and ZONDI, MOCUMIE, MBATHA and
MABINDLA-BOQWANA JJA
Heard:
14 November 2023
Delivered:
24 April 2024
Summary:
Criminal law and procedure – rape – consent to an act
of sexual penetration – nature of consent – appeal
by
Director of Public Prosecutions against decision of high court
upholding appeal against conviction for rape – whether
invocation of
s 311
of the
Criminal Procedure Act 51 of 1977
by the
State is, on the facts, competent – whether State had proved
its case against respondent beyond reasonable doubt that
complainant
had not consented to act of sexual penetration – whether high
court's interference with factual findings of regional
court
warranted.
ORDER
On
appeal from:
Eastern
Cape Division of the High Court, Makhanda (Ngcukaitobi AJ, Gqamana J
concurring, sitting as court of appeal):
1
The appeal by the State against the acquittal of the respondent is
upheld.
2
The acquittal of the respondent by the high court is set aside.
3
The conviction of the respondent by the regional court is reinstated.
4
The order of the high court is set aside and in its place the
following order
is made:
'The
appeal against conviction is dismissed.'
5
The question of sentence is remitted to the high court for it to
determine
whether the sentence
imposed by the regional court was appropriate.
6
The Director of Public Prosecutions, Eastern Cape, Makhanda is
requested to prioritise
the placement of the appeal
against sentence on the roll as soon as all
relevant regulatory requirements
have been met.
7
Should the respondent fail to prosecute the appeal against sentence
within
20 days of the date of this order he shall
forthwith report to the Makhanda Correctional Centre, Makhanda in
order to serve his
sentence.
JUDGMENT
Petse DP and
Mabindla-Boqwana JA (Zondi, Mocumie and Mbatha JJA concurring):
Introduction
[1]
This case adds to the distressing long list of innumerable cases of
rape with which our courts have
been inundated for a couple of
decades now.
[2]
Rape is an utterly despicable, selfish and
horrendous crime. It gains nothing for the perpetrator, save for
fleeting gratification,
and yet inflicts lasting emotional trauma
and, often, physical scars on the victim. More than two decades ago,
Mohamed CJ, writing
for a unanimous court, aptly remarked that:
'Rape is a very serious
offence, constituting as it does a humiliating, degrading and brutal
invasion of the privacy, the dignity
and the person of the victim.
The rights to dignity, to
privacy, and the integrity of every person are basic to the ethos of
the Constitution and to any defensible
civilization.
Women
in this country are entitled to the protection of these rights. They
have a legitimate claim to walk peacefully on the streets,
to enjoy
their shopping and their entertainment, to go and come from work, and
to enjoy the peace and tranquility of their homes
without the fear,
the apprehension and the insecurity which constantly diminishes the
quality and enjoyment of their lives.'
[1]
[3]
In similar vein Nugent JA, writing for a unanimous
court, in equal measure described rape in these terms:
'Rape
is a repulsive crime, it was rightly described by counsel in this
case as an invasion of the most private and intimate zone
of a woman
and strikes at the core of her personhood and dignity.'
[2]
[4]
In
Director
of Public Prosecutions, North Gauteng v Thabethe
[3]
this Court rightly noted that 'rape has become a scourge or cancer
that threatens to destroy both the moral and social fabric of
our
society.'
[4]
[5]
In
Tshabalala
v S (Commissioner for Gender Equality and Centre for Applied Legal
Studies as Amici Curiae); Ntuli v S
[5]
the
Constitutional Court once again underscored the gravity of the crime
of rape and its attendant repulsive consequences. In the
same case,
Khampepe J, writing separately, said that 'rape is not rare, unusual
and deviant. It is structural and systemic.'
[6]
[6]
In
Masiya
v Director of Public Prosecutions Pretoria and Another (Centre for
Applied Legal Studies and another as Amici Curiae)
[7]
the
Constitutional Court said the following of rape:
'Today
rape is recognised as being less about sex and more about the
expression of power through degradation and concurrent violation
of
the victim's dignity, bodily integrity and privacy.'
[8]
Regrettably,
26 years since the decision of this Court in
Chapman
,
the scourge of rape has shown no signs of abating. On the contrary,
rape is not only rife but has also reached pandemic proportions.
And,
sadly, it is women and children, being the most vulnerable in
society, who bear the brunt of this scourge. In this regard,
the
learned author Professor C R Snyman rightly opines in his book that
non-consensual penile penetration of a woman's vagina violates
the
most personal of all the parts of a woman's body. And that it
'infringes' her whole being and identity as a woman.
[9]
It is therefore little wonder that incidents of rape always evoke
outrage and revulsion from the citizenry.
[7]
For most women and children, in particular, the rights guaranteed
everyone in the Bill of Rights, such
as the right to be free from all
forms of violence from either public or private sources; bodily and
psychological integrity, including
the right to make decisions
concerning reproduction and security in and control of their
bodies,
[10]
ring hollow. Thus,
it brooks no argument to the contrary that rape gratuitously violates
the fundamental value of human dignity
and related rights.
[8]
Against the foregoing backdrop, it is hardly surprising therefore
that having rightly noted the prevalence
of sexual offences engulfing
the country, the legislature saw it fit to take decisive action and
introduced legislation such as
s 3 of the Criminal Law (Sexual
Offences and Related Matters) Amendment Act
[11]
(the Sexual Offences Act) to curb the scourge of rape. The Sexual
Offences Act abolished the common law offence of rape and instead
opted for an expansive definition of the statutory crime of rape
going far beyond what had hitherto constituted the common law
offence
of rape.
[12]
[9]
This matter comes before us on appeal against a decision of the
Eastern Cape Division of the High Court,
Makhanda (the high court) in
terms of which the appeal by the respondent, Mr Loyiso Coko, against
his conviction for contravening
s 3 of the Sexual Offences Act read
with s 51(2)
(b)
,
(3) and (6) of the Criminal Law Amendment Act,
[13]
(the 1997 Act) read further with Part III of Schedule 2 thereto and
the resultant sentence of seven years imprisonment, was upheld.
At
the time material to the charge, s 51(3)
(a)
of the
1997 Act prescribed that in the absence of 'substantial and
compelling circumstances' justifying a lesser sentence than that
ordained in Part III of Schedule 2, a first offender convicted of
such offence is liable to imprisonment for a minimum period of
10
years' imprisonment.
[10]
In
S
v Malgas
[14]
this Court rightly noted that the provision of s 51(1) of the 1997
Act read with Part I of Schedule 2 thereto and, by parity of
reasoning, s 51(2) read with Part II and Part III of Schedule 2
'must be read in light of the values enshrined in the Constitution
and,
unless
it does not prove possible to do so, interpreted in a manner that
respects those rights.
'
(Emphasis added.)
[11] The
appeal to the high court had arisen out of the incident that occurred
on the night of 1 July 2018 in the
respondent's room at Fingo
Village, Makhanda. The charge against the respondent was that on the
night in question he unlawfully
and intentionally committed an act of
sexual penetration on the complainant, TS, then 21 years of age, by
inserting his penis into
her vagina without TS's consent. The
respondent pleaded not guilty to the charge. In his terse explanation
in substantiation of
his plea of not guilty, the respondent, who was
legally represented, asserted that the sexual intercourse was
consensual.
[12] At the
conclusion of the trial, the respondent was convicted as charged and
thereafter sentenced to seven years'
imprisonment. The cardinal
question in this appeal is therefore whether the State succeeded in
proving its case against the respondent
and, in particular, whether
the admitted sexual intercourse had occurred without TS's consent. We
pause here to observe that this
appeal raises important questions of
law to which this Court must provide answers.
[13] It bears
mentioning that this case falls within the category of sexual
violence committed in the context of an
intimate relationship.
Consequently, this can be particularly difficult to navigate given
the intimate nature of such relationship,
familiarity coupled with
the fact that the parties would in most cases have previously been
involved in some form of sexual contact
prior to an allegation of
rape by one of the parties against the other. This point was
studiously emphasised by counsel for the
second amicus curiae,
Initiative for Strategic Litigation in Africa. However, it must be
stressed that this in no way means that
consent by one party to a
specific form of sexual act should be taken to be a licence to every
other sexual act. It is,
inter alia
, those types of situations
that the Sexual Offences Act was designed to address.
Factual background
[14] The
events leading up to the prosecution of the respondent are largely
common cause. Therefore, we shall summarise
them as briefly as the
exigencies of the case require.
[15] The
respondent and TS commenced a love relationship in mid-June 2018. At
the time, the respondent was employed
as a driver with Gardmed
Ambulance Service. TS was still a student at a local university and
in her early twenties. As it emerged
from the record, the parties had
on a couple of occasions engaged in discussions during which TS
informed the respondent that she
was a virgin. TS had, more than
once, reiterated that she was not ready to engage in penetrative
penile/vaginal sexual intercourse
as she wished to preserve her
virginity.
[16] On 1
July 2018, and by sheer coincidence, their paths crossed at one of
the local stores. During this brief encounter,
they agreed that TS
would visit the respondent at his apartment in the evening and spend
the night with him. Even during this encounter,
TS made plain that
her acceptance of the invitation to visit the respondent at his
apartment was no signification that they would
engage in sexual
intercourse. For his part, the respondent unequivocally assured TS
that he had no qualms with her standpoint.
[17] Indeed,
during the early evening, TS made good on her undertaking and
repaired to the respondent's apartment. Once
there, the two of them
sat on the respondent's bed and watched a movie on television. TS was
all along wearing pyjamas, without
underwear (as it was customary for
her whenever she went to bed). They kissed each other for some
considerable time. The respondent
began to take off TS's pyjama
pants. The respondent's attempt at this was thwarted by TS who,
instead, closed her legs.
[18] In order
to put her at ease, the respondent assured TS that he had no
intention to have sexual intercourse with
her. Having been given such
assurance, TS then allowed the respondent to take off her pyjama
pants. They continued kissing. The
respondent then began to perform
oral sex on TS. Although, TS testified that she was taken aback and
felt uncomfortable when the
respondent performed oral sex on her, she
did not object to this. For his part, the respondent testified that
whilst he was performing
oral sex on TS, he also took off his pants.
What happened next, according to TS' testimony, was that the
respondent stopped performing
oral sex and, instead, climbed on top
of her as she laid on her back on the bed and started kissing her.
She then dropped her guard
and relaxed. The next thing, she felt a
sharp pain in her vagina and realised that the respondent was
penetrating her, vaginally,
with his penis.
[19] When the
respondent inserted his penis into her vagina, TS froze and started
crying. She immediately attempted
to push him off her whilst at the
same time saying that 'he must stop', he 'was hurting [her].' It is
common cause that the respondent
did not heed TS' plea and groans.
Rather, what he did, on his own version, was to pause momentarily,
and thereafter, according
to TS' testimony, he 'just carried on
shoving it in and out and saying sorry in my ear.' We pause here to
observe that there was
common understanding amongst those involved in
the trial that the phrase 'shoving it in and out' was meant to convey
to the trial
court that instead of stopping the sexual act, the
respondent in fact continued to thrust his penis in and out of TS'
vagina.
[20] As
already indicated, the respondent also testified at the trial. With
respect to the crucial aspects of TS' evidence,
he testified that
when he penetrated TS, the latter 'did not say anything at the time.'
It is fair to infer that in saying this,
the respondent presumably
sought to convey to the trial court that TS did not verbalise her
objection to his penetrative penile
act. This is in fact apparent
from what the respondent himself later confirmed when he testified
that 'all she said was that it
was hurting.' Indeed, this is borne
out and made clear by what the respondent later stated that TS did
not resist or try to push
him off her after he had mounted her
following oral sex with her.
[21] The
respondent sought to reinforce this notion when he testified to the
effect that TS was relaxed after the oral
sex and that this was the
stage at which he took off his pants and mounted on top of her.
Further, the respondent suggested that
he understood the prolonged
oral sex in which they had engaged as some form of foreplay to the
penetrative sexual intercourse.
Most tellingly, the respondent
nevertheless accepted that penetrative sexual intercourse was not in
their plans on TS' visit on
the fateful night. But he went on to
state that penetrative sexual intercourse flowed from the 'foreplay'
in the form of oral sex
that they had engaged in preceding the
penetrative sexual intercourse, including TS' body language. The
cumulative effect of these
factors, so the respondent asserted,
formed the basis for his assumption that TS was a willing participant
even to penetrative
sexual intercourse, engendered by the latter's
failure to object when he climbed on top of her.
[22] After
the respondent had finished having sexual intercourse, TS became
emotionally withdrawn and from then on there
was no meaningful
communication between them, let alone an affectionate one, as would
have been expected. But what emerges from
the record and strikes one
is that TS immediately expressed her disdain at what the respondent
did to her. TS felt betrayed by
the respondent who had, before he
took off TS' pyjama pants, reassured her that her wish that she was
not ready to engage in penile
vaginal penetrative sexual intercourse
would be respected.
[23] The next
morning TS, whose disgust at what had befallen her was palpable
throughout the previous night, left and
returned to her University
residence. What followed next was a series of WhatsApp text messages
exchanged between them that spanned
a period of over 48 days. We
interpose here to emphasise that all of them, without exception, were
about nothing else other than
what befell TS on the fateful night. We
refer to these messages later in this judgment, albeit briefly. The
sum total of the messages
exchanged reveal that TS' sudden change in
her mood and disposition towards the respondent could not have been
feigned.
Trial court
[24] At the
end of the presentation of the evidence, the regional magistrate was
satisfied that the State had proved
the respondent's guilt beyond a
reasonable doubt. More particularly, the regional magistrate held
that it had been established
that the respondent unlawfully and
intentionally sexually penetrated TS without the latter's consent. He
was not impressed by the
respondent as a witness and, as a result,
rejected his evidence as false beyond a reasonable doubt.
[25] In
reaching this conclusion, the regional magistrate,
inter alia
,
found that the respondent's assertion that TS had, during the kissing
and oral sex, given him mixed signals leading him to believe
that she
was consenting to penetrative penile/vaginal sex was a vain attempt
aimed at tailoring his evidence to fit his version
which could not
reasonably possibly be true. And that having regard to the fact that
TS had more than once made it abundantly clear
to the respondent that
she was still a virgin and wished to preserve her virginity, these
considerations detracted from the truthfulness
of his version.
Therefore, concluded the regional magistrate, it was proven beyond
reasonable doubt that the respondent in truth
failed to restrain
himself during the so-called heat of his passion and penetrated TS
well aware that she had not consented to
his penetrative sexual act.
We interpose here to mention that at the trial it was common cause,
in addition to her undisputed steadfast
stance that she wished to
preserve her virginity coupled with the respondent's assurances to
her that penetrative sexual intercourse
would not take place, that at
no stage had TS explicitly consented to penile/vaginal penetrative
sex. In the circumstances, the
regional magistrate convicted the
respondent of rape in contravention of s 3 of the Sexual Offences Act
as charged.
[26]
The trial court's underlying reasoning lay emphasis on the
existence of the prior agreement between the respondent and TS before
the night of the incident, that they would not have sex. The
agreement arose from the fact that the complainant was a virgin and
was not ready to engage in penetrative sex. She had made it clear
that the position had not changed when she initially resisted
the
respondent’s attempts to remove her pyjama pants. The
respondent reassured her that no sex would take place. As a result,
TS allowed the respondent to take off her pyjama pants. Thus, having
regard to the express agreement and a seriously held desire
and value
she held dearly, to remain a virgin, the trial court reasoned that
something more than body language was required to
communicate that TS
had actually changed her mind.
[27] We pause
here to observe that significantly, the respondent agreed with the
prosecutor that 'something more' was
required to establish consent.
This is borne out by what emerged during his cross-examination by the
prosecutor that went as follows:
'PROSECUTOR: But you
would agree with me that if she was not a virgin then it is
understandable, meaning the fact that she is no
longer a virgin would
mean that she is sexually active and you would not need an expressive
answer from her, but this girl is a
virgin. Do you not think that you
needed something more from her?
ACCUSED: Yes, I think I
needed more from her.
COURT: Especially also in
view of your earlier discussions surrounding her virginity.
ACCUSED: that is correct
your Worship.'
High Court
[28]
Dissatisfied with his conviction and resultant sentence, the
respondent unsuccessfully applied, to the regional
court, for leave
to appeal his conviction and sentence. In the view of the regional
magistrate, the envisaged appeal had no reasonable
prospects of
success, hence its refusal. Undaunted by this setback, the respondent
turned to the high court. The high court took
a different view of the
matter to that of the regional magistrate and granted leave.
[29] In due
course, the appeal was heard by Gqamana J sitting together with
Ngcukaitobi AJ. In a judgment penned by
Ngcukaitobi AJ, in which
Gqamana J concurred, the high court came to the conclusion that on
the evidence, the respondent's conviction
was unsustainable. It went
on to find that the regional court had fundamentally misdirected
itself in several material respects.
In particular, the high court
held that the regional court failed to take cognisance of the fact
that consent to an act of sexual
penetration can be granted either by
explicitly communicating the consent to the other person or tacitly
by conduct.
[30] In this
regard the high court,
inter alia
, reasoned as follows:
'
It
was the evidence of the Appellant that throughout the encounter, the
Complainant was an equally active participant, she was not
merely
passive – she kissed the Appellant back, she held him, she had
no problem with the removal of her clothes, she watched
him take off
his clothes without raising an objection, she knew he was erect, she
did not object to the oral sex. The only area
where there was a
dispute was
after
the penetration. It is in this area where the Complainant says she
objected and said the penetration was hurting. The Appellant’s
evidence was that when the Complainant said the penetration was
hurting, he “would stop and then continue”. This aspect
was not taken up in cross examination, nor was it weighed in the
assessment of the probabilities by the Magistrate. It was not
the
evidence that the Appellant simply continued with the intercourse in
disregard of the wishes of the Complainant, as held by
the
Magistrate. In these circumstances, I cannot uphold the findings of
fact of the Magistrate which are unjustified when one has
regard to
the record. I cannot hold that the state proved that the version of
the Appellant that he genuinely believed there was
at least tacit
consent was false beyond reasonable doubt.'
[31]
It further found that TS did not object to any of the respondent's
actions after taking off her pyjama pants. On
this score the high
court said:
'After
she was being undressed, they continued kissing. Then the Appellant
took off his clothes.
No force or
threats were used to coerce the Complainant
(who is the same age as the Appellant). After he had taken his
clothes off, he returned to place his head in between her thighs,
again with no force. He then performed oral sex on her,
which
she testified she had no objection.
On the complainant’s version,
there was no manifestation of any refusal of consent between the
kissing, oral sex and penetration.
The evidence was that it was only after the penetration that the
Complainant experienced pain and told the Appellant to stop as
he was
hurting her.
The Appellant accepted
this but said he would stop and then continue
.'
(Emphasis added.)
[32] The high
court nevertheless recognised that absence of resistance does not
necessarily constitute consent to a
sexual act. However, it went on
to find that TS was an active participant because she did not object
to a number of activities
performed by the respondent before he
penetrated her. It further found that neither force nor coercion was
used.
Discussion
[33] Before
delving into what is at the core of this appeal, it might be helpful
to make certain observations in regard
to two issues. The first
relates to the proper test to be applied to the evaluation of
evidence adduced in a criminal trial. The
second has more to do with
the enduring principles that constrain the powers of an appellate
court when it comes to factual findings
of the trial court and, in
particular, circumscribe the circumstances in which interference with
such factual findings may be justified.
We proceed to deal with these
issues in turn.
[34]
Insofar as the proper approach to evaluation of evidence in a
criminal matter is concerned, bearing in mind that
the onus is on the
prosecution to prove its case against the accused beyond reasonable
doubt, the current state of the law is settled.
What Nugent J said in
S
v Van der Meyden
[15]
on this score is instructive. The learned Judge said:
'The onus of proof in a
criminal case is discharged by the State if the evidence establishes
the guilt of the accused beyond reasonable
doubt. The corollary is
that he is entitled to be acquitted if it is reasonably possible that
he might be innocent (see, for example,
R v Difford
1937 AD
370
especially at 373, 383). These are not separate and independent
tests, but the expression of the same test when viewed from opposite
perspectives. In order to convict, the evidence must establish the
guilt of the accused beyond reasonable doubt, which will be
so only
if there is at the same time no reasonable possibility that an
innocent explanation which has been put forward might be
true. The
two are inseparable, each being the logical corollary of the other.
In
whichever form the test is expressed, it must be satisfied upon a
consideration of all the evidence. A court does not look at
the
evidence implicating the accused in isolation in order to determine
whether there is proof beyond reasonable doubt, and so
too does it
not look at the exculpatory evidence in isolation in order to
determine whether it is reasonably possible that it might
be
true.'
[16]
[35]
Van der
Meyden
was
cited with approval in
S
v Chabalala
[17]
in which Heher JA said:
'The
correct approach is to weigh up all the elements which point towards
the guilt of the accused against all those which are indicative
of
his innocence, taking proper account of inherent strengths and
weaknesses, probabilities and improbabilities on both sides and,
having done so, to decide whether the balance weighs so heavily in
favour of the State as to exclude any reasonable doubt about
the
accused's guilt.'
[18]
[36]
Whilst it is permissible for a trial court to have regard to the
inherent probabilities in the accused's version,
such version 'can
only be rejected on the basis of inherent improbabilities if it can
be said to be so improbable that it cannot
be reasonably true.'
[19]
[37]
The concept of 'proof beyond reasonable doubt' has been a subject of
judicial discussion in countless decisions
of our courts. Therefore,
it is not necessary to rehash the principles appertaining thereto in
this judgment. It suffices to reiterate
that proof beyond reasonable
doubt does not equate to proof 'beyond all shadow of doubt' or
'absolute certainty' as to the guilt
of the accused.
[20]
[38]
As to the second issue, it is now trite, as has repeatedly been
emphasised in innumerable decisions of our courts,
that in every
appeal against conviction where the factual findings of the trial
court are impugned, an appellate court should be
guided by the
well-settled principle that its powers to interfere with such
findings are circumscribed. Thus, it is not at large
to interfere
unless it is satisfied that the trial court committed material
misdirections or a demonstrable blunder in evaluating
the evidence.
Almost eight decades ago in
Rex
v Dhlumayo and Another
,
[21]
this Court quoted a passage from one of its previous judgments
delivered on 28 March 1948 in
Rex
v Apter and Apter
in
which the following was stated:
'Where
the judicial officer in the trial court has taken every point into
consideration and has not misdirected himself or been
guilty of any
error of law, an appeal court, in a case in which the ground of
appeal is that the trial court ought to have had
a doubt, will not be
entitled to interfere with the verdict unless it is satisfied that
the trial court ought to have had a doubt;
but I am prepared to
assume that in this appeal, because of the criticism to which I have
referred, we should re-try the case in
the sense of inquiring whether
on the record of the evidence, taken in conjunction with the
impression made on the trial court
by the witnesses, we ourselves are
satisfied beyond reasonable doubt of the guilt of the
appellants.'
[22]
[39]
Therefore, in the ordinary course, an appellate court should proceed
on the basis that the factual findings of
the trial court are
correct. This entails that the appellate court must defer to the
trial court as the latter court was steeped
in the atmosphere of the
trial and had the opportunity of observing the witnesses testify, and
drawing inferences from their demeanour.
In
Powel
and Wife v Streatham Nursing Home
[23]
Lord Wright was forthright when he put it thus:
'Not
to have seen the witnesses puts appellate judges in a permanent
position of disadvantage as against the trial judges, and,
unless it
can be shown that he has failed to use or has palpably misused his
advantage, the higher court ought not to take the
responsibility of
reversing conclusions so arrived at, merely on the result of their
own comparisons and criticisms of the witnesses
and of their own view
of the probabilities of the case.'
[24]
[40]
However, care should be taken not to overstate the indubitable duty
of an appellate court to show deference to
the factual findings of
the trial court and, as a result, render the rights of appellants on
appeal illusory. In this regard, the
remarks of the Constitutional
Court in
Bernert
v Absa Bank Ltd
[25]
are instructive. The Court said the following:
'What
must be stressed here, is the point that has been repeatedly made.
The principle that an appellate court will not ordinarily
interfere
with a factual finding by a trial court is not an inflexible rule. It
is recognition of the advantages that the trial
court enjoys which
the appellate court does not. These advantages flow from observing
and hearing witnesses as opposed to reading
"the cold printed
word". The main advantage being the opportunity to observe the
demeanour of the witnesses. But this
rule of practice should not be
used to "tie the hands of the appellate courts". It should
be used to assist, and not
to hamper, an appellate court to do
justice to the case before it. Thus, where there is a misdirection on
the facts by the trial
court, the appellate court is entitled to
disregard the findings on facts and come to its own conclusion on the
facts as they appear
on the record. Similarly, where the appellate
court is convinced that the conclusion reached by the trial court is
clearly wrong,
it will reverse it.'
[26]
This
Court
[41]
At the outset it soon became clear during the hearing that this case
primarily concerns the interpretation and
approach adopted by the
high court to two crucial elements of the statutory crime of rape,
namely the nature of consent to a sexual
penetrative act and the form
of intention required for conviction.
[42]
As previously indicated, the common law crime of rape was abolished
by the Sexual Offences Act that took effect
on 16 December 2007. And,
in its wisdom, the legislature settled for an extensive definition of
rape. It will be helpful at this
juncture to quote s 3 of the Sexual
Offences Act. It provides:
'Any
person ("A") who
unlawfully
and
intentionally
commits
an act of sexual penetration
with a complainant ("B"),
without the consent of B
, is guilty of the offence of rape.'
(Emphasis added.)
[43]
It bears mentioning that for purposes of s 3, 'consent' is defined in
s 1(2) of the Sexual Offences Act as 'voluntary
or uncoerced
agreement'. Section 1(3), in turn, lists instances where a
complainant would be taken not to have voluntarily or without
coercion agreed to an act of sexual penetration.
[27]
[44]
The expression 'sexual penetration' is defined in s 1(1) of the
Sexual Offences Act as follows:
'"sexual
penetration" includes any act which causes penetration to any
extent whatsoever by-
(a)
the genital organs of one person into or beyond the genital organs,
anus, or mouth of another person;
(b)
any other part of the body of one person or, any object, including
any part of the body
of an animal, into or beyond the genital organs or anus of another
person; or
(c)
the genital organs of an animal, into or beyond the mouth of another
person, and
"sexually
penetrates" has a corresponding meaning.'
The
Sexual Offences Act also defines 'genital organs' as including 'the
whole or part of the male and female genital organs, and
further
includes surgically constructed or reconstructed genital organs.'
[45]
In essence, s 3 of the Sexual Offences Act, as foreshadowed in its
Preamble, seeks to 'deal adequately, effectively
and in a
non-discriminatory manner with many aspects relating to . . . the
commission of sexual offences.' Further, it seeks to
accord proper
recognition to the right to equality enshrined in the Bill of
Rights.
[28]
The concepts of
'sexual penetration' and 'consent' are likewise now extensively
statutorily defined. Self-evidently, this was the
legislature's
response to the criticism expressed by the Constitutional Court in
Masiya
that the common law crime
of rape was 'archaic, illogical, discriminatory, irrational, unjust
and thus unconstitutional.'
[29]
[46]
We pause here to observe – borrowing from the eloquence of
Marais JA – that in the light of the most
extensive definitions
of the expression 'act of sexual penetration' and the concept of
'consent' employed in the Sexual Offences
Act and 'an alarming
burgeoning' of rape incidents, the legislature was not 'content with'
the pervasive prevalence of rape and
the fact that this scourge
diminished the quality of life of women and children in particular,
that it would remain 'business as
usual'
[30]
,
that had hitherto allowed perpetrators avenues of escape for the
consequences of their heinous deeds. The legislature therefore
considered the enactment of the Sexual Offences Act as an appropriate
response to the scourge of sexual violence cases.
[47]
From what is set out in paras 42 to 45 above, there are therefore two
crucial elements of the statutory crime of
rape that the State must
establish to secure a conviction on a rape charge, namely (a) an act
of sexual penetration without consent,
in the sense defined in the
Sexual Offences Act; and (b) intent, historically known as
mens
rea
.
Statutory
interpretation
[48]
As previously indicated, the respondent was charged with a
contravention of s 3 of the Sexual Offences Act. Thus,
we are in this
appeal enjoined to keep uppermost in our minds the abiding principles
of statutory interpretation. In this regard,
the logical and helpful
point of departure is the decision of this Court in
Natal
Joint Municipal Pension Fund v Endumeni Municipality
.
[31]
[49]
Endumeni
tells us that the prevailing state of the law on the
subject is as follows:
'Interpretation
is the process of attributing meaning to the words used in a
document, be it legislation, some other statutory instrument,
or
contract, having regard to the context provided by reading the
particular provision or provisions in the light of the document
as a
whole and the circumstances attendant upon its coming into existence.
Whatever the nature of the document, consideration must
be given to
the language used in the light of the ordinary rules of grammar and
syntax; the context in which the provision appears;
the apparent
purpose to which it is directed and the material known to those
responsible for its production. Where more than one
meaning is
possible each possibility must be weighed in the light of all these
factors. The process is objective not subjective.
A sensible meaning
is to be preferred to one that leads to insensible or unbusinesslike
results or undermines the apparent purpose
of the document. Judges
must be alert to, and guard against, the temptation to substitute
what they regard as reasonable, sensible
or businesslike for the
words actually used. To do so in regard to a statute or statutory
instrument is to cross the divide between
interpretation and
legislation. In a contractual context it is to make a contract for
the parties other than the one they in fact
made. The ‘inevitable
point of departure is the language of the provision itself’,
read in context and having regard
to the purpose of the provision and
the background to the preparation and production of the
document.'
[32]
[50]
Accordingly, the inevitable point of departure is the language used
in the provision under consideration in the
light of the overarching
scheme of the legislation and, in particular, the context.
[33]
Endumeni
has been consistently
followed in this Court
[34]
and
subsequently referred to with approval in several judgments of the
Constitutional Court.
[35]
[51]
In
Chisuse
and Others v Director-General, Department of Home Affairs and
Another
[36]
the Constitutional Court reiterated that the process of
interpretation is a unitary exercise, not a mechanical consideration
of
the text, context and purpose of the instrument under
consideration. Most recently, the essence of what the interpretative
exercise
entails was neatly captured by Unterhalter AJA in
Capitec
Bank Holdings Limited and Another v Coral Lagoon Investments 194
(Pty) Ltd and Others
[37]
thus:
'It
is the language used, understood in the context in which it is used,
and having regard to the purpose of the provision that
constitutes
the unitary exercise of interpretation. I would only add that the
triad of text, context and purpose should not be
used in a mechanical
fashion. It is the relationship between the words used, the concepts
expressed by those words and the place
of the contested provision
within the scheme of the agreement (or instrument) as a whole that
constitutes the enterprise by recourse
to which a coherent and
salient interpretation is determined.'
[38]
[52]
To conclude on this topic, it is necessary to emphasise that since
the coming into effect of the Constitution on
4 February 1997, the
courts of the land are now enjoined to interpret legislation through
the prism of the Constitution. This constitutional
injunction was
explained by the Constitutional Court, with reference to its previous
decision,
[39]
thus:
'When
interpreting legislation, a court must promote the spirit, purport
and objects of the Bill of Rights in terms of section 39(2)
of the
Constitution. This Court has made clear that section 39(2) fashions a
mandatory constitutional canon of statutory interpretation.'
[40]
[53]
In
Makate
v Vodacom (Pty) Ltd
[41]
the Constitutional Court reiterated that s 39(2) 'introduced...a
new rule in terms of which statutes must be construed' stating
that
'this new aid of interpretation is mandatory'. It explained:
'[T]his
means that courts must at all times bear in mind the provisions of
section 39(2) when interpreting legislation. If the provision
under
construction implicates or affects rights in the Bill of Rights, then
the obligation in section 39(2) is activated. The court
is duty-bound
to promote the purport, spirit and objects of the Bill of Rights in
the process of interpreting the provision in
question.'
[42]
[54]
The Court continued:
'The
objects of the Bill of Rights are promoted by, where the provision is
capable of more than one meaning, adopting a meaning
that does not
limit a right in the Bill of Rights. If the provision is not
only capable of a construction that avoids limiting
rights in the
Bill of Rights but also bears a meaning that promotes those rights,
the court is obliged to prefer the latter meaning.'
[43]
Analysis
[55]
Bearing the basic principles of statutory interpretation discussed
above in mind, we now proceed to a consideration
of what is at the
heart of this appeal. Turning to s 3 of the Sexual Offences Act, we
first deal with the concept of 'consent'
as defined in s 1(2) with
special reference to the word 'agreement'. To our mind, such a word
entails the meeting of the minds
of the willing participants to
engage in penetrative sexual intercourse. The Sexual Offences Act
explicitly requires that consent
must be 'given
consciously
and voluntarily, either expressly or tacitly
by
persons who have the mental capacity to appreciate the nature of the
act consented to. Moreover, for the consent to avail a person
who
commits a penetrative sexual act, such consent must be based on true
knowledge of the material facts relating to the act in
question.'
[44]
[56]
As this Court made plain in
Mugridge
v S
,
[45]
mere submission, or acquiescence, or lack of resistance does not
convey a willingness to engage in a penetrative sexual act. Thus,
none of these would constitute consent. The court had this to say:
'The
law requires further that consent be active, and therefore mere
submission is not sufficient. In
Rex v Swiggelaar
, Murray AJA
commented as follows:
"The
authorities are clear upon the point that though the consent of a
woman may be gathered from her conduct, apart from her
words, it is
fallacious to take the absence of resistance as
per
se
proof of consent.
Submission by itself is no grant of consent, and if a man so
intimidates a woman as to induce her to abandon resistance
and submit
to intercourse to which she is unwilling, he commits the crime of
rape. All the circumstances must be taken into account
to determine
whether passivity is proof of implied consent or whether it is merely
the abandonment of outward resistance which
the woman, while
persisting in her objection to intercourse, is afraid to display or
realises is useless."' (Emphasis added.)
[46]
[57]
Turning to the expression 'act of sexual penetration', what
immediately strikes one is that such an expression
tellingly
signifies that the one party must agree to engage in a particular act
of sexual penetration with another. The self-evident
implication of
this is that B (as illustrated in the definition) must therefore
consent to the specific act of penetrative act
about to take place,
for 'consent' as contemplated in s 3, to avail A. Thus, for example,
consent to foreplay or oral sex will
not suffice for purposes of a
vaginal penetrative sexual act because foreplay and oral sex do not
constitute an ‘act of penetration’
as defined in the
Sexual Offences Act.
[58]
In addition, the reference to 'an act' equally assumes great
significance. In our view, it axiomatically signifies
a specific act
to which B consents. In this regard, counsel for the third amicus,
the Commission for Gender Equality, invited us
to have regard to
foreign judicial precedent which dealt with a comparable situation
presently confronting us in this case. Before
we consider these
foreign cases to which we have been referred by counsel, it is
necessary to sound a word of caution as doctrines
and the contextual
settings between jurisdictions may well differ.
[59]
That resort to foreign jurisdictions for guidance is permissible and
has received endorsement from the Constitutional
Court is beyond
question. In
H
v Fetal Assessment Centre
[47]
the Court set out the circumstances in which foreign law may be
invoked as a useful aid in interpreting legislation and developing
common law. The Court there said the following:
'Foreign
law has been used by this Court both in the interpretation of
legislation and in the development of the common law. Without
attempting to be comprehensive, its use may be summarised thus:
(a)
Foreign law is a useful aid in approaching constitutional problems in
South African jurisprudence. South African courts may,
but are under
no obligation to, have regard to it.
(b)
In having regard to foreign law, courts must be cognisant both of the
historical context out of which our Constitution was born
and our
present social, political and economic context.
(c)
The similarities and differences between the constitutional
dispensation in other jurisdictions and our Constitution must be
evaluated. Jurisprudence from countries not under a system of
constitutional supremacy and jurisdictions with very different
constitutions will not be as valuable as the jurisprudence of
countries founded on a system of constitutional supremacy and with
a
constitution similar to ours.
(d)
Any doctrines, precedents and arguments in the foreign jurisprudence
must be viewed through the prism of the Bill of Rights
and our
constitutional values.
The
relevant question then is what role foreign law can fulfil in
considering this case. Where a case potentially has both moral
and
legal implications in line with the importance and nature of those in
this case, it would be prudent to determine whether similar
legal
questions have arisen in other jurisdictions. In making this
determination, it is necessary for this Court to consider the
context
in which these problems have arisen and their similarities and
differences to the South African context. Of importance
is the
reasoning used to justify the conclusion reached in each of the
foreign jurisdictions considered, and whether such reasoning
is
possible in light of the Constitution’s normative framework and
our social context.'
[48]
[60]
Almost a decade ago, in
R
v Hutchinson
[49]
the Canadian Court was called upon to interpret s 273.1 of the
Canadian Criminal Code which defined 'consent' in the context of
sexual assault as 'the voluntary agreement of the complainant to
engage in the sexual activity in question.' The Court there said:
'We
conclude that Farrar J.A. was correct to interpret the “sexual
activity in question” in s. 273.1(1) to refer
simply to
the physical sex act itself (for example, kissing, petting, oral sex,
intercourse, or the use of sex toys). The complainant
must agree to
the
specific
physical sex act. For
example, as our colleagues correctly note, agreement to one form of
penetration is not agreement to any or
all forms of penetration and
agreement to sexual touching on one part of the body is not agreement
to all sexual touching.'
[50]
(Emphasis added.)
[61]
Our comments pertaining to the passage from
Hutchinson
quoted
in the preceding paragraph in the context of the Sexual Offences Act
are these. True, the words employed in the statutory
provision
considered in
Hutchinson
are materially different to our own
legislation. Nevertheless,
Hutchinson
provides useful insights
into what the words 'an act' referred to in our own legislation
should be understood to mean. In our judgement,
reference to 'an act'
found in s 3 can, on a rational basis, only be interpreted to mean
and be understood as a reference to 'a
specific physical act.' The
section does not refer to 'acts' that B may consent to. Rather, it
seems to be inherent in the very
choice made by the legislature in
using a singular, ie 'an act' that B may consent only to a specific
act of sexual activity. And
it seems plausible and clear enough that
it would be a far cry to contend that whilst the legislation speaks
of 'an act' that should
be understood to be a reference to more than
one act. Such an interpretation would lead 'to insensible or
unbusinesslike results'
or fundamentally 'undermines the apparent
purpose' of the legislation. Accordingly, in our view, it would be
incongruent with the
Sexual Offences Act to construe the agreement to
one form of sexual act to encompass all kinds of sexual acts.
Therefore, this
means B's willingness to engage in other acts should
clearly be communicated to A, either explicitly or tacitly.
Mens
rea
[62]
As to the element of
mens
rea
, it
is beyond question that intention is a prerequisite for a conviction
as it is an integral part of the definition of the statutory
crime of
rape. A must know that B had not consented to a penetrative sexual
act.
[51]
Therefore, the
accused may 'escape [criminal] liability on the ground of absence of
knowledge of unlawfulness of his conduct if
he [or she] believed the
complainant . . . was infact consenting.'
[52]
Even
dolus
eventualis
suffices,
which means that it is sufficient to prove that A foresaw the
possibility that B's free and conscious consent might be
lacking,
'but nevertheless continues to act [recklessly] appreciating that
[he/she may be acting without her/his consent], therefore
"gambling"
as it were [with the security, bodily integrity and dignity] of the
person against whom the act is directed.'
[53]
[63]
Counsel for the State and the first
amicus curiae
, Women's
Legal Centre Trust (WLCT), submitted that in this case there were, at
the very least, unquestionable factors that were
indicative of the
presence of intent in the form of
dolus eventualis
. For her
part, counsel for WLCT enumerated the following: (a) the respondent
knew that TS was a virgin and while this is not in
itself a factor
that raises the bar as to the test of consent, it is relevant when
considering whether the respondent was alive
to the possibility that
TS did not consent to sexual intercourse in the form of
penile-vaginal penetration; (b) the respondent
conceded that sexual
intercourse in the form of penile-vaginal penetration was not part of
the plan for that evening; (c) when
the respondent tried to remove
TS's pants, she physically resisted and expressly indicated that she
did not want to have sex with
him. The respondent in turn assured her
that he was not trying to have sex with her; (d) following this
reassurance, TS allowed
the respondent to remove her pants and
perform oral sex on her; and (e) when asked by the prosecutor 'what
made you think at that
moment that she would allow you to take her
virginity?', the respondent answered 'since there was no resistance
from when I was
doing oral sex, I went with the motion'; (f) that TS
put a high premium of her virginity to the knowledge of the
respondent and
that she wished to preserve until, as she put it, 'she
was ready to engage in penetrative sex'; and (g) the fact that when
he testified,
the respondent could only provide an incoherent and
nebulous explanation as to how it came about that he ended up
sexually penetrating
TS vaginally, being content to suggest that he
was overcome with the passion of the moment.
[64]
These factors, considered cumulatively, impel the conclusion that the
respondent, in breach of his assurances to
TS, intentionally had
penetrative sexual intercourse with her, well knowing that she had
not consented thereto. Counsel further
argued that there could hardly
be a clearer example of 'proceeded recklessly' than this. The high
court's acceptance of this evidence,
so it was argued, clearly played
into the myth that a man can take consent to one sexual act as an
invitation to perform all other
sexual acts; and that 'going with the
moment' is an acceptable defence – which it is not. It was
further submitted that '[t]he
fact that the complainant gives no
outward indication that she is consenting would be strong evidence
that the accused[’s]
belief is not honestly entertained.'
[54]
[65]
It will be recalled that TS testified that she was uncomfortable with
oral sex and that she only relaxed after
the respondent went up and
started kissing her again. Immediately thereafter, the next thing she
felt was a sharp pain in her vagina,
when the respondent penetrated
her vagina without her consent. She asked him to stop, pushing him
away and telling him that he
was hurting her. The respondent denied
that she asked him to stop and pushed him but conceded that she did
say he was hurting her.
But whenever TS told the respondent that the
penetration was hurting her, the respondent would momentarily stop
and then continue.
[66]
However, in the face of all this, the high court found, on
insubstantial grounds, that TS was an active participant.
As earlier
indicated, it stated:
'It
was the evidence of the Appellant that throughout the encounter, the
Complainant was an equally active participant, she was
not merely
passive – she kissed the Appellant back, she held him, she had
no problem with the removal of her clothes, she
watched him take off
his clothes without raising an objection, she knew he was erect, she
did not object to the oral sex. The only
area where there was a
dispute was
after
the penetration. It is in this area where
the Complainant says she objected and said the penetration was
hurting. The Appellant’s
evidence was that when the Complainant
said the penetration was hurting, he “would stop and then
continue”. This aspect
was not taken up in cross examination,
nor was it weighed in the assessment of the probabilities by the
Magistrate. It was not
the evidence that the Appellant simply
continued with the intercourse in disregard of the wishes of the
Complainant, as held by
the Magistrate. In these circumstances, I
cannot uphold the findings of the fact of the Magistrate which are
unjustified when one
has regard to the record. I cannot hold that the
state proved that the version of the Appellant that he genuinely
believed there
was at least tacit consent was false beyond reasonable
doubt.'
[67]
It further found that TS did not object to any of the actions by the
respondent after he took off her pyjama pants.
It then said:
'After
she was being undressed, they continued kissing. Then the Appellant
took off his clothes.
No force or threats were used to coerce the
Complainant
(who is the same age as the Appellant). After he had
taken his clothes off, he returned to place his head in between her
thighs,
again with no force. He then performed oral sex on her,
which
she testified she had no objection.
On the complainant’s
version, there was no manifestation of any refusal of consent between
the kissing, oral sex and penetration.
The evidence was that it
was only after the penetration that the Complainant experienced pain
and told the Appellant to stop as
he was hurting her.
The
Appellant accepted this but said he would stop and then continue
.'
(Emphasis added.)
[68]
In our view, the high court erred in making these findings. The
respondent testified that he could tell from her
body language that
TS was ready to be penetrated. And he further stated that as he took
off his pants, TS calmly lay on the bed,
doing nothing. He was not
sure whether she saw that he had an erection but she could have felt
it. Then the following exchange
ensued between the prosecutor and the
respondent:
‘
PROSECUTOR:
You never asked her for permission to penetrate her?
ACCUSED:
Not with words, no.
PROSECUTOR:
What made you think at that moment she would allow you to take her
virginity?
ACCUSED:
Since there was no resistance from when I was doing the oral sex,
I
went with the motion.
’ (Emphasis added.)
[69]
But the high court recognised that lack of resistance does not
constitute consent to sexual act. This notwithstanding,
it went on to
find that TS was an active participant because she did not object to
a number of activities performed by the respondent
before he
penetrated her. It further found that no force was used nor was she
coerced although the evidence supports TS’s
version that she
was just lying there in shock of what was happening.
[70]
As already mentioned, consent to penetrative sex must be communicated
by the complainant to the accused. Consent
to 'foreplay' does not
constitute consent to '
an act of penetration
'. The respondent
squarely relied on and equated the complainant's consent to
'foreplay' and oral sex as constituting consent to
sexual
penetration. This, notwithstanding his firm assurance that no
penetrative sex would take place when TS visited him at his
apartment.
[71]
The high court further found that the trial court had applied
a stringent standard for consent on the basis that TS was a virgin.
In this regard, it held that the trial court had required express
consent even though on the facts tacit consent was established.
We
disagree with these findings. The trial court did not lay down a
general rule that when a complainant is a virgin, a higher
standard
of consent is required. Rather, it found that in the peculiar
circumstances of this case, there was no basis for the
respondent's
assertion
that TS had, through her body language, tacitly
consented to penetrative sex.
[72]
True, the trial court’s underlying reasoning lay emphasis on
the existence of the agreement between the respondent
and TS before
the night of the incident, that they would not engage in sexual
intercourse. As already mentioned, the agreement
arose from the fact
that TS was a virgin and had unequivocally indicated that she was not
ready to engage in penetrative sex. She
subsequently made it clear on
the night of the incident that the position had not changed by,
inter
alia
, initially resisting the respondent’s attempts to
remove her pyjama pants. The respondent reassured her that no sexual
intercourse
would take place. Thus, having regard to the express
agreement and uncompromising desire and value she held dearly, namely
to preserve
her virginity, the trial court reasoned that something
more than body language was required to communicate that the
complainant
had changed her mind. Whilst this could have been
expressed better, we are nevertheless unable to find fault with the
essence of
what the trial court said.
[73]
Significantly, the respondent also agreed with the prosecutor that
'something more' was required to establish consent.
This is borne out
by what emerged during the cross-examination of the respondent by the
prosecutor, as earlier indicated, thus:
'PROSECUTOR:
But you would agree with me that if she was not a virgin then it is
understandable, meaning the fact that she is no
longer a virgin would
mean that she is sexually active and you would not need an expressive
answer from her, but this girl is a
virgin. Do you not think that you
needed something more from her?
[55]
ACCUSED:
Yes, I think I needed more from her.
COURT:
Especially also in view of your earlier discussions surrounding her
virginity.
ACCUSED:
That is correct Your Worship.'
[74]
That TS had the inalienable right to choose whether or not to
participate in penetrative sex goes without saying.
This goes to the
heart of her constitutional right to dignity, bodily integrity and
security of person.
[75]
It is noteworthy that after the penetration for the first time, and
whilst the respondent was still on top of her,
TS persistently
demonstrated her unmistaken objection to continued penetrative sex by
pushing the respondent away, telling him
to stop and saying he was
hurting her. Even on his own version the respondent accepted that TS
told him that it was painful. Instead,
the respondent would as he
testified, however, merely pause and then continue. There is no
evidence that he first established from
TS whether he could continue,
or that she communicated her consent to him to continue, even by her
conduct, despite her unequivocal
indication that it was painful.
[76]
At this juncture a pertinent observation of considerable weight may
be mentioned. Logic dictates that even in circumstances
where consent
has been given to a specific sexual act, it may also be withdrawn
during the sexual act to which the consent relates.
This then means
that if B changes her mind and withdraws her consent and communicates
her change of mind to A, there would be no
consent to speak of beyond
the withdrawal of the consent previously granted.
[77]
Thus, subsequent to the withdrawal of consent previously granted, any
continued engagement in an act of penetrative
sexual act in relation
to which consent has subsequently been withdrawn would constitute a
contravention of s 3. In this regard,
a reference to the
Canadian Supreme Court case of
R v Ewanchunk,
is merited. The
court said:
'Common
sense should dictate that, once the complainant has expressed her
unwillingness to engage in sexual contact,
the
accused should make certain that she has fully changed her mind
before proceeding with further intimacies. The accused cannot
rely on
the mere lapse of time or the complainant's silence or equivocal
conduct to indicate that there has been a change of heart
and that
consent now exists,
nor
can he engage in further sexual touching to "test the waters".
Continuing sexual contact after someone has said "No"
is,
at minimum, reckless conduct, which is not excusable.' (Emphasis
added.)
[56]
[78]
Even on this basis, we conclude that the crime of rape was
established. In other words, even if TS had initially
consented to an
act of sexual penetration – which was not the case here –
her cries and groans, indicated above, served
as an unequivocal
indication that she disapproved of the respondent's conduct. Despite
this, the respondent was unfazed and continued
penetrating her.
Consequently, the high court erred in disregarding this crucial
aspect of the trial court's judgment.
[79]
We accept that the trial court went overboard in some of its
findings. One example is when it found that the respondent
had lured
TS to his apartment with the intention of having sex with her, in the
belief that he could get away with it. This is
a misdirection because
such a finding is not borne out by the evidence. However, this does
not detract from the weight of the evidence
as the facts demonstrate
beyond reasonable doubt that the respondent sexually penetrated TS
without her consent. Accordingly, having
regard to the totality of
the evidence, his defence of tacit consent was correctly rejected by
the trial court as not reasonably
possibly true.
[80]
Considered in that context, the version of the respondent, in our
view, casts a shadow of unreality over the thrust
of this evidence.
Such version amounts to no more than a pregnable veil of incongruity
when the contrasting versions are analysed
in the context of each
other. And, seen in this light, there can be no cogent reason to call
into question the trial court's adverse
credibility findings against
the respondent. We say this because of the crucial factors already
mentioned in para 63 above.
[81]
At this juncture we revert to the WhatsApp messages to which we
alluded in paragraph 23 above. Whilst the text
messages exchanged
between the respondent and TS in the aftermath of the incident could
not in themselves be relied upon as evidence
establishing the crime
of rape, they are nevertheless consistent with the substance of the
evidence and, in some way, reinforce
the State's case. To illustrate
the point, the following excerpt from the record will suffice.
'[TS]:
So, you don't think anything wrong happened on Sunday other than the
fact that there was no condom.
[Respondent]:
Alot was wrong, I thought you wanted it to happen so technically
consent did pop. Could infected you by not using
protection. You
could be pregnant right now.
[TS]:
For the record, I didn't want to. I wasn't ready nor prepared to have
sex that night. And I thought we were on the same page
about that
because you assured me we weren't having sex before you took of my
pyjamas. But you said one thing and did the opposite.
And I’ve
been going insane ever since.
[Respondent]:
As worthless as my apology is I'll still apologize. I am really
sorry.
.
. .
[TS]:
Why are you apologising to me Loyiso? Do you get what you apologising
for? What exactly is it you want me to forgive?
[Respondent]:
Going back on my word. And having unprotected sex with you?
[TS]:
Going back on your word. That's what you call inserting your penis in
my [vagina] without my permission. And continuing even
when I told
you you hurting me.
[Respondent]:
Then maybe I don’t deserve your forgiveness.'
[82]
TS testified that following the rape, she could not believe what had
just happened to her. For his part, the respondent
accepted that TS
was visibly 'shocked, more than angry, very distant and quiet', after
the sexual act. He further confirmed that
she had also said that she
could 'not believe what just happened, happened.'
[83]
TS’s distant behaviour was clearly not just due to loss of her
virginity. Whilst that was in the reckoning,
the issue for her was
more about the manner in which she lost it. She was surreptitiously
robbed of her right to choose when and
with whom and how she would
lose her virginity. Instead, she found herself to have lost something
she valued through being sexually
violated by her boyfriend. She felt
betrayed that the respondent's assurances turned out to have been a
ruse to violate her. The
effect on her of such traumatising encounter
was corroborated by Ms Yendall, a counselling psychologist, who
testified that, among
other things, TS struggled with anxiety and
panic attacks. According to her, TS also presented depressive
symptomology which included
a struggle to sleep at night. The
aftermath of the ordeal also had an adverse impact on her academic,
social and emotional well-being.
[84]
Taking into account the conspectus of the evidence, there can be no
doubt that rape was proved beyond a reasonable
doubt in this case.
Therefore, the high court’s interference with the findings of
the trial court was not warranted. The
inevitable consequence of our
conclusion is that the respondent's conviction by the trial court
falls to be reinstated. Insofar
as the sentence imposed by the trial
court is concerned, different considerations apply. This is because
the high court, having
overturned the respondent's conviction,
rightly considered that such outcome rendered it unnecessary for it
to deal with the appeal
against the sentence which automatically fell
away. We return to the consequences of this later.
Court's
jurisdiction
[85]
It is apposite at this stage to refer to
s 311
of the
Criminal
Procedure Act (the
CPA).
[57]
This provision reads:
'(1)
Where the provincial or local division on appeal, whether brought by
the attorney-general or other prosecutor or the person
convicted,
gives a decision in favour of the person convicted on a question of
law, the attorney-general or other prosecutor against
whom the
decision is given may appeal to the Appellate Division of the Supreme
Court, which shall, if it decides the matter in
issue in favour of
the appellant, set aside or vary the decision appealed from and, if
the matter was brought before the provincial
or local division in
terms of–
(a)
section 309
(1), re-instate the conviction, sentence or order of the
lower court appealed from, either in its original form or in such a
modified
form as the said [Supreme Court of Appeal] may consider
desirable.'
[86]
It is trite that the State does not have a right to appeal on
questions of fact such as where a court has erred
in evaluating the
evidence or drawing inferences, even if such an error is grave. This
was reiterated by this Court in
Director
of Public Prosecutions, Transvaal v Mtshweni
[58]
relying on
Magmoed
v Janse van Rensburg.
[59]
In
Magmoed
Corbett CJ made plain,
with reference to previous decisions
[60]
of this Court, that
s 319
there under consideration did 'not permit
of the reservation of a question which in reality is a question of
fact'.
[61]
By parity of
reasoning it goes without saying that
s 311
of the CPA too does not
accord the State a right of appeal in relation to a question of fact
even if dressed up as a question of
law, like for example, whether a
reasonable court would have acquitted the accused.
[87]
It is evident in this case that the high court committed an error of
law in its approach to what was central in
the matter before it. In
terms of
s 311(1)
(a)
of the CPA, this Court may 're-instate
the conviction, sentence, or order of the lower court appealed from
either in its original
form or in such a modified form' as this Court
may consider desirable.
[88]
Understandably, in this case the high court did not enter into the
merits of the appeal in relation to the sentence.
And, this being a
case that emanated from the magistrates' court, this Court is by law
precluded from entertaining the appeal against
sentence in
circumstances where the high court did not adjudicate the appeal once
the conviction was overturned. As this Court
held in
S
v N
[62]
more than three decades ago, this is because its power to hear
criminal appeals derives from statute and not from its inherent
jurisdiction.
[63]
Hence, in
S
v Khoasasa
[64]
this Court reiterated that in circumstances where an appeal from a
lower court has not been heard and determined first by the high
court, it had no jurisdiction itself to hear such an appeal directly
from the lower court.
Khoasasa
has been consistently
followed ever since.
[65]
[89]
In these circumstances, we consider that the interests of justice
dictate that the respondent ought to be afforded
an opportunity to
pursue his appeal against sentence in the high court, if so advised.
Therefore, whatever order we make in this
appeal should conduce to a
speedy hearing of such appeal to prevent any potential prejudice that
the respondent may suffer if the
appeal against sentence is not dealt
with expeditiously. Our order should, in these circumstances,
incorporate a paragraph requesting
the Director of Public
Prosecutions, Makhanda to place the matter on the roll as soon as
possible, once all the relevant regulatory
requirements have been
satisfied.
[90]
However, lest the respondent elects not to pursue his appeal against
the sentence imposed by the regional court
– thereby accepting
his fate – the order of the high court setting aside the
sentence will, in line with the conclusion
reached in this judgment,
be set aside. And the sentence imposed by the regional court will
therefore be reinstated in order to
cater for such eventuality.
Condonation
[91]
There is also an application for condonation of the late filing by
the State of its notice of appeal to address.
Although this
application was initially opposed by the respondent, the opposition
was withdrawn at the hearing. The principles
in regard to
applications for condonation are now well settled. A court
considering an application for condonation is required
to have
regard,
inter alia
, to: (a) the degree of non-compliance; (b)
the explanation therefor; (c) the importance of the case; (d) the
respondent's interest
in the finality of the decision appealed
against; and (e) the avoidance of unnecessary delay in the
administration of justice.
[92]
In the context of the facts of this case and the fact that the matter
raises an arguable point of law of general
public importance, we are
satisfied, having regard to the degree of non-compliance, the
explanation proffered for the delay and
the prospects of success,
that condonation should be granted.
[93]
To recapitulate, in relation to the conviction, it is our considered
view that upon a realistic appraisal of the
evidence holistically,
the State had, as correctly found by the regional magistrate, proved
its case against the respondent beyond
reasonable doubt. Accordingly,
for all the foregoing reasons and in particular, the cumulative
effect of the weighty factors mentioned
in para 63 above, the
foundation for the conclusion of the high court that TS had tacitly
consented to the penetrative sexual act,
is negated. It is therefore,
with respect, a matter for adverse comment that the high court,
ironically, misdirected itself in
holding that the regional
magistrate had committed material misdirections in reaching his
conclusion to convict the respondent
of rape.
[94]
A postscript will be the appropriate point to end this judgment. It
is this: were the conclusion reached by the
high court to prevail,
leading to the dismissal of this appeal, this would not only be a
perverse incentive to unscrupulous persons
taking advantage of their
victims, but also have the effect of frustrating the speedy
realisation of the constitutional objective
of gender equality which
is one of the foundational values of our constitutional order. In
addition, this would also entrench patriarchal
attitudes, stereotypes
and mindsets that the rights of women and children, in particular, to
their dignity and physical integrity
count for little and can
therefore be gratuitously violated with impunity.
[95]
On this score the remarks of Langa CJ in
Masiya
[66]
are particularly apposite and warrant repetition. The learned Chief
Justice said:
'As
expressed in the judgment of Nkabinde J, the historical reason why
rape was criminalised was to protect the proprietary rights
of men in
women. However, over the years the courts have gradually focused less
on the proprietary interests and more on the sexual
nature of the
crime. Today rape is recognised as being less about sex and more
about the expression of power through degradation
and the concurrent
violation of the victim’s dignity, bodily integrity and
privacy. In the words of the International Criminal
Tribunal for
Rwanda the "essence of rape is not the particular details of the
body parts and objects involved, but rather
the aggression that is
expressed in a sexual manner under conditions of coercion."'
[67]
[96]
Further, in his insightful article, Hall pertinently remarks that
rape is: 'an act of violence and oppression against
women. It is a
sexual attack which expresses male dominance and contempt for women .
. . The origins of rape are anchored in the
structured imbalance of
power between men and women as social groups, that is, in their
political relationship.'
[68]
State
of appeal record
[97]
Before making the order, it is regrettably necessary to comment
adversely on the state of the record. It comprises
three volumes
running into 398 pages. Incorporated into the record are also
irrelevant documents that have no bearing on what is
at stake in this
appeal. For example, the following documents were included: (i)
transcript of the address of the legal representatives
during the
application for leave to appeal; and (ii) the transcript of the
argument when the appeal was heard in the high court.
Altogether,
this irrelevant material accounts for 105 pages of the record. This
is a flagrant disregard of what
rule 8(6)
(j)
(i) of this Court
requires relative to preparation of appeal records.
[98]
This Court has, in a number of cases, bemoaned the fact that despite
many admonitions practitioners continue to
pay scant regard to its
rules that are designed to promote efficiency in the disposition of
the court's business. One of the objectives
of the rule in question
is to assist Judges of this Court in preparing for the appeal so that
they can focus only on relevant matter
without wasting their valuable
time and energy trawling through irrelevant material. Practitioners
should henceforth take this
as a warning that should this sort of
wanton disregard for its rules persist, this Court might well
seriously consider sanctioning
those responsible for such
transgressions as a mark of its displeasure.
[69]
Order
[99]
In the result, the following order is made:
1
The appeal by the State against the acquittal of the respondent is
upheld.
2
The acquittal of the respondent by the high court is set aside.
3
The conviction of the respondent by the regional court is reinstated.
4
The order of the high court is set aside and in its place the
following order
is made:
'The
appeal against conviction is dismissed.'
5
The question of sentence is remitted to the high court for it to
determine
whether the sentence
imposed by the regional court was appropriate.
6
The Director of Public Prosecutions, Eastern Cape, Makhanda is
requested to prioritise
the placement of the appeal
against sentence on the roll as soon as all
relevant regulatory requirements
have been met.
7
Should the respondent fail to prosecute the appeal against sentence
within
20 days of the date of this order he shall
forthwith report to the Makhanda Correctional Centre, Makhanda in
order to serve his
sentence.
X M PETSE
DEPUTY PRESIDENT
SUPREME COURT OF APPEAL
N P MABINDLA-BOQWANA
JUDGE OF APPEAL
Appearances:
For
the appellant:
J Mnisi (with P Pillay)
Instructed
by:
The State Attorney, Port Elizabeth
The State Attorney,
Bloemfontein
For
the respondent:
KF Pieterse
Instructed
by:
EDJ Attorneys, Bloemfontein
For
the first amicus curiae: B Pithey
Instructed
by:
The Women’s Legal Centre, Cape Town
Maduba
Attorneys, Bloemfontein
For
the second amicus curiae: L Makapela
Instructed
by:
Centre for Applied Legal Studies, Johannesburg
McIntyre Van der Post
Attorneys, Bloemfontein
For
the third amicus curiae: G Marcus SC
(with E Webber)
Instructed
by:
Norton Rose Fulbright South Africa Inc, Cape
Town
Lovius Block Inc.,
Bloemfontein
THE
SUPREME COURT OF APPEAL OF SOUTH AFRICA
JUDGMENT
Reportable
Case No: 248/2022
In the matter between:
DIRECTOR
OF PUBLIC PROSECUTIONS
EASTERN
CAPE, MAKHANDA
APPELLANT
and
LOYISO
COKO
RESPONDENT
and
WOMEN'S LEGAL CENTRE
TRUST FIRST AMICUS
CURIAE
INITIATIVE FOR
STRATEGIC
LITIGATION IN
AFRICA
SECOND AMICUS CURIAE
COMMISSION FOR GENDER
EQUALITY THIRD AMICUS CURIAE
Neutral
citation:
Director of Public
Prosecutions, Eastern Cape, Makhanda v Coko (Women's Legal Centre
Trust, Initiative for Strategic Litigation
in Africa and Commission
for Gender Equality intervening as Amici Curiae)
(case
no 248/2022)
[2024] ZASCA 59
(24 April 2024)
Coram:
PETSE DP and ZONDI, MOCUMIE, MBATHA and
MABINDLA-BOQWANA JJA
Heard:
14 November 2023
Delivered:
24 April 2024
Corrected:
This judgment was corrected electronically by circulation to the
parties’
representatives by email, publication on the Supreme
Court of Appeal website, and release to SAFLII. The date and time for
correction
is deemed to be 11h00 on
05 July 2024
.
Summary:
Criminal law and procedure – rape – consent to an act
of sexual penetration – nature of consent – appeal
by
Director of Public Prosecutions against decision of high court
upholding appeal against conviction for rape – whether
invocation of
s 311
of the
Criminal Procedure Act 51 of 1977
by the
State is, on the facts, competent – whether State had proved
its case against respondent beyond reasonable doubt that
complainant
had not consented to act of sexual penetration – whether high
court's interference with factual findings of regional
court
warranted.
ORDER
On
appeal from:
Eastern
Cape Division of the High Court, Makhanda (Ngcukaitobi AJ, Gqamana J
concurring, sitting as court of appeal):
1
Paragraphs 5 and 6 of the order of this Court made on 24 April 2024
are deleted.
2
Paragraph 7 of the said order is varied and
substituted as follows:
‘
2.1
The respondent is directed to present himself to the Makhanda
Correctional Centre, Makhanda within 7 days of the
date of this order
to serve his sentence.’
3
The order of this Court will henceforth read thus:
‘
1
The appeal by the State against the acquittal of the respondent is
upheld.
2
The acquittal of the respondent by the high court is set aside.
3
The conviction of the respondent by the regional court is reinstated.
4
The order of the high court is set aside and in its place the
following order is
made:
“
The
appeal against conviction is dismissed.”
5
The respondent is directed to present himself to the Makhanda
Correctional Centre, Makhanda
within 7 days of the date of this order
to serve his sentence.’
SUPPLEMENTARY JUDGMENT
Petse DP and
Mabindla-Boqwana JA (Zondi, Mocumie and Mbatha JJA concurring):
[1]
On 24 April 2024 this Court delivered judgment in this matter
incorporating an order in the following
terms:
‘
1
The appeal by the State against the acquittal of the respondent is
upheld.
2
The acquittal of the respondent by the high court is set aside.
3
The conviction of the respondent by the regional court is reinstated.
4
The order of the high court is set aside and in its place the
following
order is made:
'The
appeal against conviction is dismissed.'
5
The question of sentence is remitted to the high court for it to
determine
whether the sentence imposed by the regional court was
appropriate.
6
The Director of Public Prosecutions, Eastern Cape, Makhanda is
requested
to prioritise the placement of the appeal against sentence
on the roll as soon as all relevant regulatory requirements have been
met.
7
Should the respondent fail to prosecute the appeal against sentence
within
20 days of the date of this order he shall forthwith report to
the Makhanda Correctional Centre, Makhanda in order to serve his
sentence.’
[2]
Some few days after the judgment had been delivered, we were provided
with correspondence by the Registrar
of this Court emanating from the
Director of Public Prosecutions, Makhanda. The upshot of this
correspondence was that paragraphs
5, 6 and 7 of this Court’s
order were incapable of implementation. We were further told that
this was so because there was
no appeal against sentence pending
before the high court since the respondent had previously been
refused leave to appeal by the
high court on petition to it.
[3]
Consequently, what was before the high court on appeal to it from the
regional court was the appeal
against conviction only. Therefore, the
statement in paragraph 1 of the high court judgment that the appeal
which served before
it against both the conviction and sentence was
erroneous. In this regard it bears mentioning that the foregoing
error, as it turned
out, was common to all the interested parties who
participated in the appeal before this Court as it appeared in the
documents
presented before us, including the judgment of the high
court.
[4]
Accordingly, the order made by this Court on 24 April 2024 falls to
be rectified. In our view, this
can be achieved by deleting
paragraphs 5 and 6 of such order and varying paragraph 7 to reflect
the true state of affairs and in
addition renumbering, to the extent
necessary the operative paragraphs of the amended order.
[5]
In the result, the following order is made:
1
Paragraphs 5 and 6 of the order of this Court made on 24 April 2024
are deleted.
2
Paragraph 7 of the said order is varied and substituted as follows:
‘
2.1
The respondent is directed to present himself to the Makhanda
Correctional Centre, Makhanda within 7 days of the
date of this order
to serve his sentence.’
3
The order of this Court will henceforth read thus:
‘
1
The appeal by the State against the acquittal of the respondent is
upheld.
2
The acquittal of the respondent by the high court is set aside.
3
The conviction of the respondent by the regional court is reinstated.
4
The order of the high court is set aside and in its place the
following order
is made:
“
The
appeal against conviction is dismissed.”
5
The respondent is directed to present himself to the Makhanda
Correctional Centre, Makhanda
within 7 days of the date of this order
to serve his sentence.’
X M PETSE
DEPUTY PRESIDENT
SUPREME COURT OF APPEAL
N P MABINDLA-BOQWANA
JUDGE OF APPEAL
Appearances
For the
appellant:
J Mnisi (with P Pillay)
Instructed
by:
The State Attorney, Port Elizabeth
The State Attorney,
Bloemfontein
For
the respondent:
KF Pieterse
Instructed
by:
EDJ Attorneys, Bloemfontein
For
the first amicus curiae: A
Christians
Instructed
by:
The Women’s Legal Centre, Cape Town
Maduba
Attorneys, Bloemfontein
For
the second amicus curiae: L Makapela
Instructed
by:
Centre for Applied Legal Studies, Johannesburg
McIntyre
Van der Post Attorneys, Bloemfontein
For
the third amicus curiae: G Marcus SC (with E
Webber)
Instructed
by:
Norton Rose Fulbright South Africa Inc., Cape
Town
Lovius
Block Inc., Bloemfontein
[1]
S v
Chapman
[1997]
ZASCA 45
;
1997 (3) SA 341
(SCA) (
Chapman
)
paras 3-4.
[2]
S v
Vilakazi
[2008]
ZASCA 87
;
2009 (1) SACR 552
(SCA) para 1.
[3]
Director
of Public Prosecutions, North Gauteng v Thabethe
2011 (2) SACR 567 (SCA).
[4]
Ibid para 16.
[5]
Tshabalala
v S (Commissioner for Gender Equality and Centre for Applied Legal
Studies as Amici Curiae); Ntuli v S
[2019]
ZACC 48; 2020 (2) SACR 38 (CC).
[6]
Ibid para 76.
[7]
Masiya
v Director of Public Prosecution Pretoria and Another (Centre for
Applied Legal Studies and another as Amici Curiae)
[2007]
ZACC 9
;
2007 (5) SA 30
(CC);
2007 (8) BCLR 827
(CC);
2007 (2) SACR
435
(CC) (
Masiya
).
[8]
Ibid para 51.
[9]
C R Snyman
Criminal
Law
5ed
at 357.
[10]
See s 12 of the Constitution of the Republic of South Africa, 1996.
[11]
Criminal Law (Sexual Offences and Related Matters) Amendment Act 32
of 2007
.
[12]
In his book
South
African Criminal Law and Procedure, Volume II (Common Law Crimes)
3ed, the learned author
Professor J R L Milton defines rape thus: 'Rape consists in unlawful
intentional sexual intercourse with
a woman without her consent.' On
the other hand in his book
Criminal
Law
4ed
Professor C R Snyman defines the common law crime of rape as
follows: 'Rape consists in the male having unlawful and intentional
sexual intercourse with a female without her consent.' See also:
S
v Gaseb
2001
(1) SACR 438
(NmS) at 451g-h.
[13]
Criminal Law Amendment Act 105 of 1997
.
[14]
S v
Malgas
[2001]
ZASCA 30
;
[2001] 3 All SA 220
(A);
2001 (2) SA 1222
(A) (
Malgas
).
[15]
S v Van
der Meyden
1997
(2) SA 79
(WLD);
2001 (2) SACR 97
(
Van
der Meyden
).
[16]
Ibid at 80H-81B.
[17]
S v
Chabalala
2003
(1) SACR 134 (SCA).
[18]
Ibid para 15.
[19]
See
S v
Shackell
2001
(2) SACR 185
(SCA) para 30.
[20]
See, in this regard,
S
v Ntsele
1998
(2) SACR 178
(SCA);
S
v Mashiane en Andere
1998
(2) SACR 664
(NC) and the cases therein cited.
[21]
Rex v
Dhlumayo and Another
1948
(2) SA 677
(A) (
Dhlumayo
).
[22]
Ibid at 687.
Dhlumayo
has been consistently
followed ever since. See, for example
S
v Cornick and Another
[2007]
ZASCA 14
;
[2007] 2 All SA 447
(SCA);
2007 (2) SACR 115
(SCA);
S
v Egglestone
[2008]
ZASCA 77
;
[2008] 4 All SA 207
(SCA);
2009 (1) SACR 244
(SCA);
S
v Monyane and Others
[2006]
ZASCA 113
; [2006] SCA 141 (RSA);
2008 (1) SACR 543
(SCA);
S
v Mnisi
[2009]
ZASCA 17
;
2009 (2) SACR 227
(SCA);
[2009] 3 All SA 159
;
Mazibuko
and Another v National Director Of Public Prosecutions
2009 (2) SACR 368
(SCA);
S v
Abader
2008
(1) SACR 347
(W);
S
v Naicker
2008
(2) SACR 54
(N);
Lotter
v S
[2007]
ZAWCHC 70
;
2008 (2) SACR 595
(C);
S
v Robiyana and Others
[2008]
ZAECHC 107
;
2009 (1) SACR 104
(Ck);
Bakos
v S
[2009]
ZAGPJHC 69; 2010 (1) SACR 523 (GSJ).
[23]
Powel
and Wife v Streatham Nursing Home
1935
AC 243.
[24]
Ibid at 265.
[25]
Bernert
v Absa Bank Ltd
[2010]
ZACC 28; 2011 (3) SA 92 (CC); 2011 (4) BCLR 329 (CC).
[26]
Ibid para 106.
[27]
See
s 1(3)
which reads:
'(3)
Circumstances in subsection (2) in respect of which a person ('B')
(the complainant) does not voluntarily or without coercion
agree to
an act of sexual penetration, as contemplated in
sections 3
and
4
,
or an act of sexual violation as contemplated in
sections 5
(1),
6
and
7
or any other act as contemplated in
sections 8
(1), 8 (2), 8
(3), 9, 10, 12, 17 (1), 17 (2), 17 (3) (a), 19, 20 (1), 21 (1), 21
(2), 21 (3) and 22 include, but are not limited
to, the following:
(a)
Where B (the complainant) submits or is subjected to such a sexual
act as a result of-
(i)
the use of force or intimidation by A (the accused person) against
B, C (a third person) or D (another person) or against
the property
of B, C or D; or
(ii)
a threat of harm by A against B, C or D or against the property of
B, C or D;
(b)
where there is an abuse of power or authority by A to the extent
that B is inhibited from indicating his or her unwillingness
or
resistance to the sexual act, or unwillingness to participate in
such a sexual act;
(c)
where the sexual act is committed under false pretences or by
fraudulent means, including where B is led to believe by A that-
(i)
B is committing such a sexual act with a particular person who is in
fact a different person; or
(ii)
such a sexual act is something other than that act; or
(d)
where B is incapable in law of appreciating the nature of the sexual
act, including where B is, at the time of the commission
of such
sexual act-
(i)
asleep;
(ii)
unconscious;
(iii)
in an altered state of consciousness, including under the influence
of any medicine, drug, alcohol or other substance, to
the extent
that B's consciousness or judgement is adversely affected;
(iv)
a child below the age of 12 years; or
(v)
a person who is mentally disabled.'
[28]
See in this regard the 4
th
and 6
th
object under 'whereas'
in the Preamble to the Sexual Offences Act.
[29]
See
Masiya
fn 7 above paras 10 and
70.
[30]
S
v Malgas
[2001]
ZASCA 30
;
[2001] 3 All SA 220
(A) para 7.
[31]
Natal
Joint Municipal Pension Fund v Endumeni Municipality
[2012] ZASCA 13
;
[2012]
2 All SA 262
(SCA);
2012 (4) SA 593
(SCA) (
Endumeni
).
[32]
Endumeni
para 18.
[33]
See, in this regard, the separate concurring judgment of Schreiner
JA in
Jaga
v Dönges NO and Another; Bhana v Dönges NO and Another
1950
(4) SA 653
(A) at 662G-663A whose approach was endorsed by the
Constitutional Court in
Bato
Star Fishing (Pty) Ltd v Minister of Environmental Affairs and
Tourism and Others
[2004]
ZACC 15
;
2004 (4) SA 490
(CC);
2004 (7) BCLR 687
(CC) paras 77 and
89-91.
[34]
See, for example,
Shoprite
Checkers (Pty) Ltd v Mafate
[2023]
ZASCA 14
;
[2023] 2 All SA 332
(SCA) para 18;
Transnet
National Ports Authority v Reit Investments (Pty) Ltd and Another
[2020] ZASCA 129
para
56.
[35]
See, for example,
Cool
Ideas 1186 CC v Hubbard and Another
[2014]
ZACC 16
;
2014 (4) SA 474
(CC);
2014 (8) BCLR 869
(CC);
Airports
Company South Africa v Big Five Duty Free (Pty) Limited and Others
[2018] ZACC 33
;
2019 (5)
SA 1
(CC) para 29;
Road
Traffic Management Corporation v Waymark Infotech (Pty) Limited
[2019] ZACC 12
;
2019 (5)
SA 29
(CC) paras 29-30 (
Road
Traffic Management
).
[36]
Chisuse
and Others v Director-General, Department of Home Affairs and
Another
[2020]
ZACC 20
;
2020 (10) BCLR 1173
(CC);
2020 (6) SA 14
(CC) para 52. See
also,
University
of Johannesburg v Auckland Park Theological Seminary and Another
[2021]
ZACC 13
;
2021 (8) BCLR 807
(CC);
2021 (6) SA 1
(CC) para 65;
Department
of Land Affairs and Others v Goedgelegen Tropical Fruits (Pty) Ltd
[2007] ZACC 12
;
2007
(10) BCLR 1027
(CC);
2007 (6) SA 199
(CC) in which the
Constitutional Court stressed that statutory provisions must always
be interpreted purposively.
[37]
Capitec
Bank Holdings Limited and Another v Coral Lagoon Investments 194
(Pty) Ltd and Others
[2021]
ZASCA 99; [2021] 3 All SA 647 (SCA) 2022 (1) SA 100 (SCA).
[38]
Ibid para 25.
[39]
Investigating
Directorate: Serious Economic Offences and Others v Hyundai Motor
Distributors (Pty) Ltd and Others In re: Hyundai
Motor Distributors
(Pty) Ltd and Others v Smit NO and Others
[2000]
ZACC 12
;
2000 (10) BCLR 1079
;
2001 (1) SA 545
(CC) para 21.
[40]
Fraser
v Absa Bank Limited
[2006]
ZACC 24
;
2007 (3) SA 484
(CC);
2007 (3) BCLR 219
(CC) para 43.
[41]
Makate
v Vodacom (Pty) Ltd
[2016]
ZACC 13; 2016 (6) BCLR 709 (CC); 2016 (4) SA 121 (CC).
[42]
Ibid para 88.
[43]
Ibid para 89. See also in this regard:
Road
Traffic Management
fn
35 above paras 29-30.
[44]
See
in this regard,
Snyman
op
cit at 364. See also:
S
v Nitito
[2011]
ZASCA 198
para 8.
[45]
Mugridge
v S
[2013]
ZASCA 43
;
2013 (2) SACR 111
(SCA) (
Mugridge
).
[46]
Ibid para 40.
[47]
H v
Fetal Assessment Centre
[2014]
ZACC 34
;
2015 (2) BCLR 127
(CC);
2015 (2) SA 193
(CC) paras 31-32.
See also,
Nelson
Mandela Foundation Trust and Another v Afriforum NPC and Others
[2019] ZAEQC 2;
[2019] 4
All SA 237
(EqC);
2019 (6) SA 327
(GJ) at 115-117.
[48]
Ibid paras 21-32.
[49]
R v
Hutchinson
2014
SCC 19
(
Hutchinson
).
[50]
Ibid para 54.
[51]
See, in this regard:
R
v K
1958
(3) SA 420
(A) at 421;
R
v Z
1960
(1) SA 739
(A) at 743A-745D.
[52]
Burchell
Principles
of Law
5ed
at 414 paras 235-236.
[53]
Director
of Public Prosecutions, Gauteng v Pistorius
[2015]
ZASCA 204
;
[2016] 1 All SA 346
(SCA);
2016 (2) SA 317
(SCA);
2016
(1) SACR 431
(SCA) para 26. See also,
S
v Humphreys
2015
(1) SA 491
(SCA) para 15.
[54]
Burchell fn 45 above at 415.
[55]
The choice of words by the prosecutor is regrettable as the
implication is that for someone who is sexually active express
consent is not required, which is not the case.
[56]
R v
Ewanchunk
1999
SCC 711
para 52.
[57]
The
Criminal Procedure Act 51 of 1977
.
[58]
Director
of Public Prosecutions, Transvaal v Mtshweni
[2006] ZASCA 165
;
[2007]
1 All SA 531
(SCA);
2007 (2) SACR 217
(SCA) para 19.
[59]
Magmoed
v Janse van Rensburg
[1992]
ZASCA 208
;
1993 (1) SA 777
(A) (
Magmoed
).
[60]
See
S v
Khoza en Andere
[1990] ZASCA 142
;
1991
(1) SA 793
(A) at 797B; cf
Attorney-General,
Transvaal v Kader
1991
(4) 727 (A) at 739D-740J.
[61]
Magmoed
fn 54 above at 806H-I.
[62]
S v N
1991 (2) SACR 10(A).
[63]
See
s 309(1)
of the
Criminal Procedure Act 51 of 1977
that provides
that appeals from lower courts (including regional courts) lie to
the High Court;
Abraham
de Sousa v S
[2011]
ZASCA 215
para 5.
[64]
S v
Khoasasa
2003
(11) SACR 123
(SCA) (
Khoasasa
).
[65]
See, for example:
S
v Smith
2012
(1) SACR 567
(SCA) paras 2-3;
S
v Matshona
2013
(2) SACR 126
(SCA) para 5;
S
v Kriel
2014
(1) SACR 586
(SCA) paras 11-12.
[66]
Masiya
fn 7 above.
[67]
Ibid para 78.
[68]
Hall
Rape:
The Politics of Definition
(1988)
1-5 SALJ 76
at 73.
[69]
See rule 11A of the Supreme Court of Appeal Rules.
sino noindex
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