Case Law[2023] ZASCA 105South Africa
Director of Public Prosecutions, KwaZulu-Natal v Pillay (706/2022) [2023] ZASCA 105; 2023 (2) SACR 254 (SCA); [2023] 3 All SA 613 (SCA) (23 June 2023)
Supreme Court of Appeal of South Africa
23 June 2023
Headnotes
Summary: Criminal procedure – appeal in terms of s 311 of Criminal Procedure Act 51 of 1977 – constitution of trial court in terms of s 93ter(1) of Magistrates’ Courts Act 32 of 1944 –– whether peremptory requirements of s 93ter(1) satisfied – duties of magistrate when accused represented– appeal upheld – conviction and sentence reinstated.
Judgment
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## Director of Public Prosecutions, KwaZulu-Natal v Pillay (706/2022) [2023] ZASCA 105; 2023 (2) SACR 254 (SCA); [2023] 3 All SA 613 (SCA) (23 June 2023)
Director of Public Prosecutions, KwaZulu-Natal v Pillay (706/2022) [2023] ZASCA 105; 2023 (2) SACR 254 (SCA); [2023] 3 All SA 613 (SCA) (23 June 2023)
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sino date 23 June 2023
THE SUPREME COURT OF
APPEAL OF SOUTH AFRICA
### JUDGMENT
JUDGMENT
Reportable
Case no: 706/2022
In the matter between:
DIRECTOR OF PUBLIC
PROSECUTIONS,
KWAZULU-NATAL APPELLANT
and
BRIAN MUNSAMY
PILLAY RESPONDENT
Neutral
citation:
Director of Public
Prosecutions, KwaZulu-Natal v Pillay
(706/2022)
[2023] ZASCA 105
(23 June 2023)
Coram:
DAMBUZA ADP and SCHIPPERS, MOTHLE, MATOJANE and
GOOSEN JJA
Heard
:
5 May 2023
Delivered
:
This judgment was handed down electronically by circulation to the
parties’ representatives via email, publication
on the Supreme
Court of Appeal website and released to SAFLII. The date and time for
hand-down is deemed to be 11h00 on 23 June
2023.
Summary:
Criminal procedure – appeal in
terms of s 311 of
Criminal Procedure Act 51 of 1977
–
constitution of trial court in terms of
s 93
ter
(1)
of
Magistrates’ Courts Act 32 of 1944
–– whether
peremptory requirements of
s 93
ter
(1)
satisfied – duties of magistrate when accused represented–
appeal upheld – conviction and sentence reinstated.
ORDER
On
appeal from:
KwaZulu-Natal Division of the High Court,
Pietermaritzburg (Mathenjwa AJ and Ploos van Amstel J, sitting as
court of appeal):
1
The appeal is upheld.
2
The high court's order is set aside.
3
The respondent’s conviction and sentence imposed by the
Regional Court Durban, are reinstated.
4
The respondent’s appeal against his conviction is remitted to
the high court.
JUDGMENT
Goosen JA (Dambuza ADP
and Mothle and Matojane JJA concurring):
[1]
This is an appeal by the Director of Public Prosecutions,
KwaZulu-Natal (the DPP), in terms of s 311
of the Criminal Procedure
Act 51 of 1977 (the CPA). It lies against an order of the High Court,
KwaZulu-Natal Division, Pietermaritzburg
(the high court), which set
aside the conviction and sentence of the respondent on a charge of
murder.
[2]
The appeal was prosecuted on the basis that it raises a question of
law, namely the proper interpretation
and application of s 93
ter
(1)
of the Magistrates’ Courts Act 32 of 1944 (the MCA).
[1]
The respondent rightly conceded that the issue in this matter, raises
a question of law.
[3]
The facts are common cause. The respondent and a co-accused were
charged with murder. The trial proceeded
before the Regional Court
for the Regional Division of KwaZulu-Natal at Durban (the trial
court). It commenced on 18 May 2018.
The respondent was legally
represented throughout the proceedings before the trial court. The
record reflects several court
appearances before the commencement of
the trial. The entries consist of handwritten notes recorded by the
presiding officer. On
26 February 2018, the accused appeared in
court. They were represented by Mr Luckychand. The case was remanded
to 7 March 2018
‘for PTC’, which was accepted to be
shorthand for ‘pre-trial conference’.
[4]
On 7 March 2018, the pre-trial conference occurred in open court.
Both the respondent and his co-accused
were present and were
represented by Mr Luckychand. The re-typed entry on the record reads
as follows:
‘
Both accused
before Court.
Both accused are advised
of the use of lay assessors – duly understood.
Mr Luckychand confirm
that no assessors will be required.
Both accd confirm the
same
PTC held – See
annexure.
1 day available for trial
[illegible] evidence admitted.’
[5]
The trial commenced on 18 May 2018. The record reads as follows:
‘
COURT:
Okay, just before we proceed, Mr Luckychand, you confirm for the
record that no assessors
are required in this matter?
MR
LUCKYCHAND:
That’s correct, Your Worship.’
[6]
On 18 August 2018, the respondent was convicted of murder. His
co-accused was acquitted. He was sentenced
to 10 years’
imprisonment on 21 August 2018. The respondent was granted leave to
appeal against his conviction. On 25 May
2022, shortly before the
hearing of the appeal, the high court issued a directive requiring
the parties to file supplementary heads
of argument dealing with
whether there had been compliance with s 93
ter
(1) of the MCA.
That issue had not been raised as a ground of appeal. The appeal was
heard on 2 June 2022. On 10 June 2022, the
high court delivered
judgment, which dealt only with the constitution of the trial court.
It held that the peremptory requirements
of s 93
ter
(1) had not
been satisfied and it set aside the respondent’s conviction.
[7]
The appeal squarely raises the proper interpretation of s 93
ter
(1)
of the MCA and its application. The section provides that:
‘
The judicial
officer presiding at any trial may, if he deems it expedient for the
administration of justice─
(a)
before any evidence has been led; or
(b)
in considering a community-based punishment in respect of any
person who has been convicted of any offence,
summon to his assistance
any one or two persons who, in his opinion, may be of assistance at
the trial of the case or in the determination
of a proper sentence,
as the case may be, to sit with him as assessor or assessors:
Provided that if an accused is standing trial
in the court of a
regional division on a charge of murder, whether together with other
charges or accused or not, the judicial
officer shall at the trial be
assisted by two assessors unless such an accused requests that the
trial be proceeded with without
assessors, whereupon the judicial
officer may in his discretion summon one or two assessors to assist
him.’
[8]
In
S v
Gayiya
[2]
this Court held that s 93
ter
(1)
prescribes the proper constitution of the court before which an
accused stands trial.
[3]
It was
held that in the event that the court is not properly constituted,
the proceedings are a nullity.
[9]
In relation to the effect of the section, this Court held:
‘
The section is
peremptory. It ordains that the judicial officer presiding in a
regional court before which an accused is charged
with murder (as in
this case)
shall
be assisted by two assessors at the trial
unless the accused requests that the trial proceed without assessors.
It is only where
the accused makes such a request that the judicial
officer becomes clothed with a discretion either to summon one or two
assessors
to assist him or to sit without an assessor. The starting
point, therefore, is for the regional magistrate to inform the
accused,
before the commencement of the trial, that it is a
requirement of the law that he or she must be assisted by two
assessors, unless
he (the accused) requests that the trial proceed
without assessors.’
[10]
The passage is clear and unequivocal. This statement of law has been
reiterated by this Court in
Shange
v S
[4]
and in
Mtambo
v The State
.
[5]
Since the
Gayiya
judgment in numerous high court judgments have addressed s 93
ter
(1)
of the MCA and sought to apply
Gayiya
.
Some conflict in the interpretation and application of
Gayiya
has emerged. In the light of this, it is necessary to resolve the
conflict.
[11]
In
S v
Langalitshoni
,
[6]
a full bench of the Eastern Cape Division set aside the conviction of
the accused by a regional court on the basis that s 93
ter
(1)
was not complied with. In that matter, the accused was legally
represented. After referring to the quoted passage from
Gayiya
,
the court said:
‘
The statement of
the legal principle quoted in the preceding paragraph has the effect
of creating an obligation on the part of a
regional magistrate
presiding over a trial involving a charge of murder. There are two
essential elements to the obligation. The
first is to inform the
accused person before the commencement of the proceedings what the
peremptory provisions of the law require
to ensure the proper
constitution of the regional court. The second is to inform the
accused person that he or she may elect to
proceed with the trial
without assessors.’
[7]
[12]
The court then set out what a trial magistrate is required to do to
discharge the obligation, both when the accused
is unrepresented and
represented. In relation to the latter scenario, the court said,
‘
What is required
is a repetition of the legal principle quoted elsewhere in this
judgment. Ideally, communication of the legal principle
should be
made in a direct manner by the magistrate addressing the accused
person, who should be asked at that stage to indicate
whether he or
she has been made aware of the peremptory provisions. The legal
representative of the accused person may then be
asked by the
magistrate to confirm the correctness of the answer given by the
accused person. It is then necessary for the magistrate
to ask
specifically whether the accused person wishes to permit the trial to
proceed without assessors. At this point a magistrate
would not be
criticised for giving a brief outline of the role played by assessors
in a criminal trial. The magistrate ought to
be satisfied that the
answer given by the accused person demonstrates an appreciation of
the nature of the question and reflects
a reliable response in the
circumstances. The accused person has the right to be tried in a
fully constituted court. An election
to proceed without assessors
amounts to a waiver of such right. A waiver of a right cannot be
achieved without knowledge thereof.
That this is so should be checked
with the accused person and the legal representative.’
[8]
[13]
The court concluded that in asking the legal representative ‘are
you going to use the services of the assessors?’,
the
magistrate did not convey that the ‘proper constitution of the
court requires that the magistrate ordinarily sit with
two
assessors.
[9]
It concluded that
the question was misleading since it suggested that the use of
assessors involved an ‘additional right’.
The questions
and answers did not, it found, indicate that the accused with full
knowledge, waived his right to a trial before
‘a properly
constituted court’.
[14]
In
S v
Ngomane and Another
,
[10]
the
accused was also legally represented and, on two separate occasions
before the commencement of the trial, the question of the
composition
of the court in terms of s 93
ter
(1)
was addressed. The record of these exchanges was cryptic. The court
took the view that the fact that the notes were cryptic,
was of no
consequence. The magistrate was, it held, clearly alert to the issue
of assessors by addressing it on two occasions.
[11]
[15]
Dealing with
Langalitshoni
, the court in
Ngomane,
reasoned that:
‘
Accordingly, when
the accused is legally represented, there is no overriding duty on
the presiding magistrate to explain to the
accused in any detail each
and every single one of his numerous constitutional rights.’
[12]
…
‘
It is obvious in
this case that the legal representative of the appellants was also
fully alert to the issue of assessors, which
was attended to and
disposed of when the appointment of assessors was addressed by the
magistrate and waived on behalf of the appellants.
The section
provides that only the accused, obviously as advised by his legal
representative and through his legal representative,
may waive the
appointment of assessors.’
[13]
[16]
These passages indicate a sharp difference in
judicial opinion. It is two-fold. On the one hand, it relates to the
ambit of a magistrate’s
duties in relation to s 93
ter
(1)
of the MCA where the accused is represented. On the other, it
concerns the sufficiency of ‘evidence’ required to
establish that an accused person has elected to proceed with a trial
in the absence of assessors. There are several judgments in
the
KwaZulu-Natal Division, of which the judgment under appeal is one,
where the issue has arisen.
[17]
Before
dealing with these judgments, reference should be made to
Chala
and Others v Director of Public Prosecutions, KwaZulu-Natal, and
Another
,
[14]
which predates
Gayiya
.
In that matter, Vahed J concluded that a failure to properly invoke
the provisions of the section would always constitute a fatal
irregularity resulting in the proceedings being set aside.
[15]
The learned judge then went on to state:
‘
I
am of the view also that to overcome the problems as highlighted by
these cases it should always appear from the record of proceedings
in
cases where s 93
ter
is required to be invoked, that a proper explanation is given by the
magistrate to the accused persons of the choice they have
in the
appointment of assessors, together with a brief exposition of the
import of that choice and as to what is required of them.
The record
should also reflect, after having given such explanation and
requesting such response from accused persons, in cases
where they
elect not to have assessors, that the magistrate nevertheless still
considered whether such course was advisable in
the particular case
before him or her. All of this should appear on the record.’
[16]
[18]
In
Nxumalo
v S
,
[17]
the court raised the issue of the constitution of the court in terms
of s 93
ter
(1),
in an appeal against the sentence. The accused were legally
represented at the trial. The record indicated that, on 26 September
2013, their legal representative informed the court that ‘the
defence does not require assessors’. At a pre-trial conference
held on 9 December 2013, this was reiterated. When the trial
commenced on 31 March 2014, the magistrate asked the legal
representative
whether what was recorded at the pre-trial conference
was still the case, and it was confirmed.
[19]
The court held that
Gayiya
had endorsed the approach set out in
Chala.
[18]
It held that
Langalitshoni
had expanded on the approach previously adopted. It found that the
proviso to s 93
ter
(1)
was never explained to the accused and that he had not made a request
not to sit with assessors. It set aside the conviction
and sentence.
[20]
On 28 March 2022, judgment was delivered in
Hlatshwayo
and Another v S
.
[19]
It followed
Nxumalo.
It
held that the record did not disclose that the proviso was explained
and found that the trial court was not properly constituted.
It set
aside convictions and sentences.
Zulu
v State
[20]
was delivered on 13 May 2022. In that case, the question relating to
the constitution of the trial court in terms of s 93
ter
(1)
was not dealt with in pre-trial proceedings.
Zulu
also followed
Nxumalo.
The court set aside the convictions and remitted the matter to the
regional court for the trial to commence
de
novo
.
[21]
On 29 July 2022, the judgment in
Green
v State
[21]
(
Green
)
was delivered.
[22]
Green
marked a departure from the approach adopted in the earlier
judgments. In that matter, the minute of a pre-trial conference
recorded
that ‘no lay assessors [are] required.’ Dumisa
AJ, who wrote the main judgment, accepted that the requirements of s
93
ter
(1)
were met. He held that there was no reason to doubt the competence of
the legal representative and that the court was entitled
to assume
that the accused had made his election with the benefit of advice.
[22]
In a concurring judgment, Olsen J addressed the conflict between
Ngomane
and
Langalitshoni.
In relation to the judgments of
Nxumalo
,
Hlatshwayo
and
Zulu
,
Olsen J stated:
[23]
‘
I
have not found a report of any case in this division in which it was
held, before the judgment in
Langalitshoni
was handed down, that a simple record of a request by an accused
(conveyed by his legal representative) that the magistrate sits
alone
is inadequate to establish the proper constitution of a court
presided over by a magistrate alone. That accords with my
understanding of the attitude of this Court at the time, that a
record of the choice alone is sufficient. I have found three
judgments
which post-date
Langalitshoni
in which that case was followed in this division without comment.
[References to
Nxumalo
,
Hlatshwayo
and
Zulu
omitted.]
Despite
the fact that
Ngomane
was published in 2021, the judgment was not drawn to the attention of
the judges who presided in the three cases, just mentioned.
Being
unaware of this conflict, they did not deal with it. In the
circumstances, I do not believe that in this appeal we are bound
to
follow the three decisions.’
[23] The
court was critical of the use of phrases like ‘properly
constituted court’, or ‘fully constituted
court’ as
used in
Langalitshoni
. It was critical of its characterisation
of the accused’s election as being an incidence of waiver. It
declined to follow
the
Langalitshoni
reasoning.
[24] This
brings me to the judgment in the matter under appeal. In this
instance the high court was aware of the judgment
in
Ngomane
.
It did not, however, engage with the conflict in approach between
Ngomane
and
Langalitshoni
. Instead, it asserted that:
‘
In
Ngomane
the court appears to have entirely overlooked that in
Gayiya
the accused was also legally represented, and Mpati P clearly stated
that the accused must be informed by the presiding officer
at the
trial that by law he or she is required to be tried in the presence
of assessors. Accordingly, the issue of assessors is
canvassed with
the accused and that communication should appear in the record.’
[25] The high
court then considered
Nxumalo,
accepting that it endorsed
Langalitshoni
. It found on the facts that the respondents were
not informed of the right to be tried in the presence of assessors.
It concluded
that, on the facts, the case was on all fours with
Nxumalo
and that it was bound by that judgment.
[26] The high
court’s perfunctory treatment of
Ngomane
on the basis
that the court had overlooked the fact that, in
Gayiya
, the
accused was represented, is unfortunate. It is also wrong. In
Gayiya,
the accused was not represented at the stage that the trial court
dealt with s 93
ter.
There are several passages in the judgment
of Mpati P which indicate this fact. For instance, the judgment
indicates that the court
questioned the accused on his plea of guilty
to satisfy itself that he admitted all of the elements of the
offences. The judgment
records that the accused addressed the court
after he had closed his case. He also addressed the court in relation
to the sentence.
This would not have occurred had the accused been
represented.
[27]
The high court’s error caused it to construe
Gayiya
as laying down a principle that the presiding officer is obliged to
address an accused person directly, and to explain the ambit
and
effect of s 93
ter
(1)
to an accused person without reference to their legal representative.
Gayiya
did not lay down such principle. The judgment, it must also be
stated, did not endorse the approach advocated in
Chala
.
[24]
It merely referred to the exposition of the case law set out in
Chala
.
[25]
The judgment in
Gayiya
requires only that the magistrate presiding at the trial brings to
the attention of an accused person the provisions of s 93
ter
(1)
and establishes whether the accused has made a request to proceed
without assessors. In the event that the accused makes such
request,
the magistrate may exercise a discretion regarding the appointment of
assessors.
[28] It is
necessary to say something about the request which may be made by an
accused. The court in
Langalitshoni
construed s 93
ter
(1)
as conferring upon an accused person a right to be tried by a ‘fully’
or ‘properly’ constituted court,
namely a court including
assessors. It held that the election not to do so amounts to a waiver
of the right, which can only occur
if the accused is fully cognisant
of their rights. Other courts, as indicated, have also used the words
‘election’
and waiver’ to characterise the request.
[29]
Section 93
ter
(1)
deals, as this Court has held, with the constitution of the court. It
regulates the criminal jurisdiction of a regional court.
[26]
The section permits the involvement of persons, in addition to
appointed judicial officers, in the adjudication of criminal matters
within the jurisdiction of a magistrate’s court. It does so on
a discretionary basis by way of an election made by the presiding
judicial officer, except in the case of a murder charge. In the
latter case, the section provides for the peremptory involvement
of
assessors to assist the presiding judicial officer. In both
instances, the participation of the assessors is delineated, and
provision is made for disqualification, recusal, and the continuation
of the trial without an assessor.
[27]
[30]
Section 93
ter
(1) does not confer upon an accused person a right to be tried by a
‘properly constituted’ court. The language employed
in s
93
ter
(1)
confers only a right to request that the trial proceed without
assessors. The request is not dispositive. Once the request is
made,
the magistrate has a discretion to summon one or two assessors to
assist them, notwithstanding the request.
The fact that the
court has a discretion to summon assessors despite the request,
effectively negates the notion of any kind of
‘election’
by the accused.
[31]
What s 93
ter
(1) requires is that an accused person must be
informed of the section’s mandatory provisions and that he may
request that
the trial proceed without assessors.
Gayiya
does
not hold that the magistrate is obliged to only address the accused
directly, or to explain the nature of the rights conferred
by the
section. It is not necessary, for present purposes, to traverse the
obligations imposed upon a judicial officer in circumstances
where an
accused person is unrepresented. They are well understood.
[32]
Where an accused person is legally represented, the obligation which
rests upon a presiding officer is of a different
character. The
presiding officer remains under an obligation to ensure that the
trial is fair and that an accused person’s
constitutional
rights are protected. But that general obligation is to be carried
out in the light of the accused having exercised
the right to legal
representation. Section 25(3)(
f
)
of the Constitution confers upon an accused person the right to
choose and be represented by a legal practitioner. In
S
v Mpongoshe
[28]
this Court held that
section 73(2) of the CPA confers upon an accused the wider right to
be represented. In that case it was held
that the right to legal
representation encompassed the right to have a plea tendered
vicariously by the legal representative.
[33]
In
Beyers
v Director of Public Prosecutions, Western Cape,
[29]
it was held that:
‘
The idea of being
represented by a legal adviser cannot simply mean having somebody
next to you to speak on your behalf. Representation
entails that the
legal adviser will act in your best interests, will represent you,
will say everything that need be said in your
favour, and will call
such evidence as is justified by the circumstances in order to put
the best case possible before the court
in your defence.’
[34]
‘Representation’ in this sense is not confined to the
conduct of the trial. A legal representative,
who is engaged to
represent an accused, is obliged to act in the best interests of
their client. That means, inter alia, to act
according to the highest
standards of professional ethics; to advise the client of their
rights fully and properly; and to guide
and advise the client in
exercising of those rights. The legal representative must prepare
thoroughly and properly on all aspects
of the case. This includes
advising the client about s 93
ter
(1), where it applies,
informing the magistrate of the process and whether a request is made
to proceed without assessors.
[35]
A presiding officer must, in the first instance, respect an accused
person's choice of legal representative and
must defer to the legal
representative’s conduct of the matter. These are general
principles which are well established.
They inform our adversarial
system of trial adjudication.
[30]
It is against this backdrop that the duties of a trial magistrate
must be viewed. Where an accused is represented, it must be
established that the representative and the accused were aware of the
provisions of the section, and whether the accused, as represented,
has made a request as envisaged. It is incumbent upon the presiding
officer to ensure that the court is constituted in accordance
with s
93
ter
(1).
As indicated in
Gayiya
,
the presiding officer must take the lead in doing so at a stage
before any evidence is led.
[36]
The approach regarding the intended reliance upon prescribed minimum
sentences as provided by s 51 of Act 105 of
1997, is instructive. In
S v
Legoa
,
[31]
it was held that the concept of substantive fairness under the
Constitution requires that an accused be informed of facts, which
the
State intends to prove to bring him within the increased sentencing
jurisdiction provided by that Act. The court declined to
lay down a
general rule regarding the form of notice. It held that:
‘
Whether
the accused’s substantive fair trial right, including his
ability to answer the charge, has been impaired will therefore
depend
upon a vigilant examination of the relevant circumstances.
[32]
[37]
In
S v
Kolea
,
[33]
this Court reaffirmed the principle in
Legoa
.
It also endorsed the approach set out by Ponnan JA in a minority
judgment in
S
v Mashinini and Another,
[34]
where the learned judge stated that the fair trial enquiry is first
and foremost a fact-based enquiry. The court in
Kolea
held that the conclusion to which the majority had come was
wrong.
[35]
[38]
Although we are not here dealing with a fair trial enquiry,
compliance with s 93
ter
(1) of the MCA is no less a fact-based
enquiry. In light of this, it is equally undesirable to lay down a
general rule regarding
what must be done to establish compliance with
the section. The set of guidelines proffered in
Langalitshoni
,
strays into this terrain. The requirements are at odds with the
notion of a right to legal representation. They are also premised
upon a misconception of the nature of the right conferred by s
93
ter
(1) and the application of principles of waiver.
[39]
The high court concluded that the respondent’s right was not
explained to him. Before this Court, counsel
for the respondent
contended that whatever had occurred at the pre-trial remand
proceedings was irrelevant since it was the trial
magistrate who was
obliged to explain and act in accordance with the section. The
argument is without substance. The purpose of
the pre-trial
conference is to ensure that the enrolled case is ready to proceed to
trial. Such pre-trial proceedings are not to
be ignored.
[40]
The notes made by the magistrate presiding at the pre-trial remand
hearing, state that the provisions of the section
were explained to
the accused. They were understood. The legal representative said that
the two accused did not require assessors.
This was plainly a request
that the trial proceeds without assessors. The accused confirmed this
to be so. Thus, when the trial
magistrate asked the legal
representative whether that was still the case, he sought to confirm
the request.
[41]
On the facts, s 93
ter
(1) was complied with. The high court
ignored the facts as disclosed on the record. In the circumstances,
the high court erred both
in respect of the law relating to the
section and in its application to the facts. It follows that the
appeal must succeed.
[42]
The respondent was granted leave to appeal against his conviction.
The high court did not deal with the merits
of the appeal against
conviction. The consequence of this Court’s finding on appeal,
must be that the respondent’s
conviction and sentence are
reinstated. Once that is so he is entitled to prosecute his appeal in
the high court.
[43]
In the result, the following order will issue.
1
The appeal is upheld.
2
The high court's order is set aside.
3
The respondent’s conviction and sentence imposed by the
Regional Court Durban, are reinstated.
4
The respondent’s appeal against his conviction is remitted to
the high court.
_________________
G G GOOSEN
JUDGE OF APPEAL
Schippers JA
[44]
I have had the benefit of reading the first judgment by my colleague
Goosen
JA. I agree that the appeal should be upheld, but I come to
that conclusion by a shorter route. In what follows, I utilise the
same abbreviations used in the first judgment.
[45]
The issue raised in this appeal is one of statutory interpretation:
whether
there has been compliance with s 93
ter
(1) of the MCA.
It provides:
‘
The judicial
officer presiding at any trial may, if he deems it expedient for the
administration of justice─
(a)
before any evidence has been led; or
(b)
in considering a community-based punishment in respect of any
person who has been convicted of any offence,
summon to his assistance
any one or two persons who, in his opinion, may be of assistance at
the trial of the case or in the determination
of a proper sentence,
as the case may be, to sit with him as assessor or assessors:
Provided that if an accused is standing trial
in the court of a
regional division on a charge of murder, whether together with other
charges or accused or not, the judicial
officer shall at the trial be
assisted by two assessors unless such an accused requests that the
trial be proceeded with without
assessors, whereupon the judicial
officer may in his discretion summon one or two assessors to assist
him.’
[46]
The issue arose in the following circumstances. The respondent and
his co-accused
were charged with murder in the Regional Court,
Durban, KwaZulu-Natal. They were legally represented. The record
shows that that
at a pre-trial conference they were advised of the
use of lay assessors, which they understood; that their attorney
confirmed that
no assessors would be required; and that the same was
confirmed by the accused.
[47]
A different magistrate presided over the trial. The accused were
represented
by the same attorney. Before the trial commenced, the
magistrate asked the attorney to confirm that no assessors were
required,
which he did. The trial proceeded without assessors. The
respondent was convicted of murder and sentenced to ten years’
imprisonment.
His co-accused was acquitted.
[48]
The respondent was granted leave to appeal to the KwaZulu-Natal
Division of
the High Court, Pietermaritzburg (the high court). Prior
to the hearing of the appeal, the high court (Mathenjwa AJ and Ploos
van
Amstel J) issued a directive that the parties file supplementary
heads of argument on the question whether there had been compliance
with the proviso to s 93
ter
(1) of the MCA (the proviso).
[49]
The high
court did not deal with the merits of the appeal. It held that there
was no compliance with the proviso and set aside the
respondent’s
conviction and sentence. The court referred to
Langalitshoni
,
[36]
in which the magistrate enquired of the accused’s legal
representative whether he was going to use the services of assessors.
The representative replied that assessors were not required. The
court in
Langalitshoni
held that ideally, the magistrate should ask the accused directly
whether he or she has been made aware of the proviso; the legal
representative ‘may then be asked by the magistrate to confirm
the correctness of the answer given by the accused person’;
and
it is then necessary for the magistrate to specifically ask whether
the accused wishes that trial proceed without assessors.
[37]
It set aside the accused’s conviction and sentence for want of
compliance with the proviso.
[50]
The high
court also referred to the contrary approach in
Ngomane.
[38]
There, the court (Bam J and
Munzhelele
AJ
)
declined to follow
Langalitshoni
and held that the legal representative of the appellants was alert to
the issue of assessors; that it had been addressed by the
magistrate
on two separate occasions; and that the appointment of assessors had
been waived on behalf of the appellants. It concluded
that when the
accused is legally represented, there is no need for the magistrate
to explain to the accused in minute detail what
the MCA provides, and
what their rights are in relation to assessors.
[51]
In this
case, the high court reasoned that the trial court was not properly
constituted at the pre-trial conference; and that before
commencement
of the trial, the respondent had not been informed that ‘as a
matter of law he had a right to be tried in the
presence of assessors
and with full knowledge thereof he elected not to be tried in the
presence of assessors’. The court
said that the appeal ‘is
on all fours with the facts in
Nxumalo
’,
[39]
and that it was bound by that decision. In
Nxumalo
the record reflected that the accused’s legal representative
had informed the court that ‘the defence does not require
assessors’, which the representative confirmed at a pre-trial
conference and prior to the commencement of the trial.
[52]
The high court relied on the following paragraphs in
Nxumalo
:
‘
. . . Mr Nxumalo
himself [the accused], was not involved in these discussions, save
for being present when the learned magistrate
spoke to Mr Zulu [the
legal representative].
The proviso was never
explained to Mr Nxumalo, and he never made a request not to sit with
assessors. Whether his legal representative
explained the proviso to
him, is also not reflected on the record. Had that been the case, the
learned magistrate could have engaged
Mr Nxumalo so that he could
have confirmed his understanding of the section, and his request not
to have assessors’.
[40]
[53]
It is trite
that statutory interpretation is a unitary exercise which requires a
court to determine the meaning of a provision,
having regard to the
language used, the context in which it is used and the purpose of the
provision.
[41]
As was held in
Endumeni
,
[42]
‘[t]he inevitable point of departure is the language of the
provision itself’.
[43]
These are the words which the lawgiver has chosen to enact to express
the purpose of the legislation and are thus the primary source
by
which meaning is ascertained.
[54]
The
proviso, on its plain language, states that a regional court
magistrate must be assisted by two assessors where an accused is
charged with murder, unless the accused requests that the trial
proceed without assessors. These requirements are peremptory.
[44]
Prior to the commencement of the trial, the regional magistrate must
inform the accused of the proviso – an uncomplicated
obligation
as appears from
Gayiya.
[45]
[55]
The proviso
says nothing about the ‘waiver’ of a right that the
judicial officer be assisted by two assessors. Instead,
it refers to
a ‘request’ by an accused that the trial proceed with or
without assessors. A ‘request’ is
defined in the Oxford
English Dictionary
[46]
as ‘[t]he action or an instance of asking . . . for something’.
Similarly, it is defined as ‘the act of politely
or officially
asking for something’,
[47]
or asking for something formally.
[48]
[56]
Thus, on
its plain wording, the proviso prescribes the constitution of a
regional court in which an accused is charged with murder,
unless the
accused formally asks that the trial proceed without assessors. Put
differently, the request is a statement of the accused’s
desire
that no assessors are required. And it makes no difference whether
that request is conveyed to the magistrate by the accused
himself, or
by his legal representative. This construction is consistent with the
purpose of the proviso: to promote lay participation
in the
adjudication of criminal cases in order to achieve a measure of
community involvement in the criminal justice system,
[49]
unless the accused requests otherwise.
[57]
The proviso
is silent on the manner in which an accused must be informed of the
court’s composition; or whether a statement
or confirmation by
an accused’s legal representative that the trial may proceed
without assessors, constitutes compliance
with the proviso. Sensibly
interpreted however,
[50]
as long as it appears from the record of the proceedings that an
accused has been informed of the proviso – by the magistrate
or
the accused’s legal representative – and that there is a
formal request that the trial proceed without assessors,
there will
be compliance with the proviso. Whether there has been such
compliance is a question of fact to be determined in light
of the
circumstances of the particular case.
[58]
In the case
of an accused who is legally represented, it is implicit in a
statement or request to the magistrate that no assessors
are
required, that the accused has been informed of the proviso. This is
because judicial officers ‘act on the assumption
that a duly
admitted lawyer is competent’, as stated by this Court in
Halgryn
.
[51]
Legal competence necessarily entails knowledge of the law and in this
case, the proviso. It can therefore be accepted that a legal
representative would inform the accused of the proviso, explain its
requirements, and that when the representative informs the
court that
assessors are or are not required, that the accused has understood
what has been explained to him or her, unless, in
the exceptional
case, something emerges which suggests otherwise.
[52]
[59]
It is
self-evident that an attorney or advocate must demonstrate legal
expertise, honesty and faithfulness in the conduct of his
or her
client’s case.
[53]
It is the duty of the legal representative ‘to ensure that the
accused’s constitutional rights are not violated and
that the
accused has a fair trial in accordance with all procedural aspects
and relevant legislation’.
[54]
For these reasons, the manner in which the client’s case is to
be conducted, vests in the legal representative. In the words
of
Schreiner JA:
‘
. . . Once the
client has placed his case in the hands of counsel the latter has
complete control and it is he who must decide whether
a particular
witness, including the client is to be called or not. So in
Swinfen
v Lord Chelmsford
,
157 E.R. 1436
at p. 1449, POLLOCK, C.B.,
states the Court’s view that,
“
a counsel has
complete authority over the suit, the mode of conducting it, and all
that is incident to it – such as withdrawing
the record,
withdrawing a juror, calling no witnesses, or selecting such as, in
his discretion, the things ought to be called,
and other matters
which properly belong to the suit and the management and conduct of
the trial”.’
[55]
[60]
Counsel’s
authority over the suit however, does not detract from the mandatory
requirements of the proviso. But the proviso
does not preclude a
situation, for example, where the legal representative advises the
accused that in his or her view, and in
the interests of the accused,
the trial should proceed without assessors. A court should not look
behind a decision in a trial
made by counsel in good faith and in the
best interests of the client, save only to prevent a miscarriage of
justice.
[56]
If the accused accepts that advice, the legal representative would
advise the court that assessors are not required, and there
would be
compliance with the proviso. And in such a case, it cannot be
suggested that ‘the accused never made a request [that
the
court] not sit with assessors’. Neither is it necessary for the
record to reflect that the ‘legal representative
explained the
proviso to him’
[57]
– that is a given.
[61]
The wording
of the proviso is clear and unambiguous concerning the composition of
the court, and the accused’s entitlement
to formally ask that
the trial proceed with or without assessors. However, the
interpretation of the proviso in
Langalitshoni
and
Nxumalo
produces a manifest absurdity. It is a settled principle that
statutes should be construed to avoid absurdities or anomalous
results.
[58]
Had the legal representative in both those cases informed the court
that assessors
were
required, it would have been accepted that the proviso had been
explained to the accused and that there was compliance with the
requirements of the proviso. And in that scenario, it cannot be
suggested, as the court in
Langalitshoni
found, that the question, ‘Are you going to use the services of
assessors’, was ‘misleading’, because it
did not
convey to the accused the proper constitution of the court.
[59]
As stated, the legal representative would be aware of the proviso,
would have advised the accused of its requirements, and neither
the
representative nor the accused could conceivably be ‘misled’.
Why should the position be any different in the case
where the legal
representative informs the court that assessors are not required? In
both scenarios the proviso requires no more
than a formal request by
the defence lawyer that the trial proceed with or without assessors.
[62]
The
decision in
Hlatshwayo
illustrates the point.
[60]
It does not appear from the judgment whether the accused were legally
represented; it is assumed that they were. On 27 March 2018,
during
the pre-trial stage, the magistrate completed a pro-forma document
forming part of the record and next to paragraph 1.14
thereof, it was
indicated that both accused required assessors. That is the clearest
indication that they understood the proviso;
and there was no
question about compliance with it. On 22 May 2018 the accused
appeared before a different magistrate (who ultimately
presided over
the trial) and the case was remanded for trial. The following note
was made on the record: ‘Both accused now
indicate that they do
not require assessors in this case’.
[61]
At the commencement of the trial the magistrate did not deal with the
proviso at all. The accused were convicted of murder and
sentenced to
15 years’ imprisonment. On appeal, the convictions and
sentences were set aside because there was no compliance
with the
proviso.
[62]
[63]
It appears from
Hlatshwayo
that the request by the legal
representative, on behalf of the accused, that the trial proceed with
assessors was accepted by the
trial court. So too, a similar request
was subsequently made that assessors were no longer required. That
explains why it was unnecessary
for the magistrate to again deal with
the proviso prior to the commencement of the trial. The appeal court
however followed
Langalitshoni
and
Nxumalo
in setting
aside the convictions and sentences.
[64]
I return to the facts of this case. The record shows that at the
pre-trial
conference, the respondent and his co-accused were legally
represented. They were advised of the use of lay assessors, obviously
sourced in the proviso, which requires the magistrate to be assisted
by two assessors. The magistrate could not, and would not,
have
recorded that they understood that advice, unless it was explained to
them. So, contrary to the high court’s finding,
the accused
were directly involved in the explanation concerning the proviso. The
magistrate went further. He asked the respondent’s
attorney to
confirm that no assessors were required – essentially a
confirmation of the accused’s request – which
the
attorney provided. Thereafter, the record states, ‘both accd
confirm the same’, meaning that they, in turn, confirmed
the
request to their attorney that the trial proceed without assessors.
[65]
Subsequently, and prior to the commencement of the trial, the
presiding magistrate’s
request to the respondent’s
attorney to again confirm that no assessors were required, was a
belt-and-braces approach to
the proviso. The attorney provided the
requisite confirmation. On these facts, nothing can be clearer than
that the magistrate
(and it may be accepted, the attorney) explained
the proviso to the respondent; that he understood it; and that he
requested that
the trial proceed without assessors.
[66]
It follows that the high court erred in holding that the trial court
was not
properly constituted. And its attempt to distinguish
Ngomane
on the basis that Bam J ‘appears to have entirely overlooked
that in
Gayiya
the accused was also legally represented’,
and that regardless of legal representation, the accused should still
be informed
of the proviso, must fail. The accused in
Gayiya
was unrepresented, and that is not what
Gayiya
holds.
[67]
For the
above reasons, the decisions in
Langalitshoni
,
Nxumalo
and
Hlatshwayo
are incorrect and should not be followed. The decision in
Zulu
[63]
however, stands on a different footing. There, the trial court
informed the accused of the proviso, after he had already pleaded.
The appeal court correctly held that the magistrate was required to
inform the accused of the proviso before the trial commenced.
That
was sufficient to set aside the conviction and sentence. However, the
court’s endorsement of the approach in
Langalitshoni
,
Nxumalo
and
Hlatshwayo
,
was incorrect.
[68]
The appeal must therefore be upheld. I agree with the order issued.
__________________
A
SCHIPPERS
JUDGE
OF APPEAL
Appearances
For
the appellant:
K
L Singh and B Mbokazi
Instructed
by:
Director
of Public Prosecutions, Durban
Director
of Public Prosecutions, Bloemfontein
For
the respondent:
L
Barnard
Instructed
by:
Jay
Pundit & Co, KwaDukuza
Blair
Attorneys, Bloemfontein.
[1]
Director
of Public Prosecutions, Gauteng Division, Pretoria v Moabi
[2017]
ZASCA 85
;
2017 (2) SACR 384
(SCA) para 46.
[2]
S
v Gayiya
[2016] ZASCA 65; 2016 (2) SACR 165 (SCA).
[3]
Gayiya
fn
2 above para 8 read with para 11.
[4]
Shange
v S
[2017]
ZASCA 51
para 5.
[5]
Mtambo
v State
[2021]
ZASCA 17
para 9.
[6]
S
v Langalitshoni
[2018] ZAECMHC 75;
2020 (2) SACR 65
(ECM).
[7]
Langalitshoni
para 8.
[8]
Langalitshoni
fn 6 above para 9.
[9]
Langalitshoni
fn 6 above para 11.
[10]
S
v Ngomane and Another
[2021] ZAGPPHC 172; 2021 (2) SACR 654 (GP).
[11]
Ngomane
para
17.
[12]
Ngomane
para 19.
[13]
Ngomane
para 20.
[14]
Chala
and Others v Director of Public Prosecutions, KwaZulu-Natal, and
Another
[2014]
ZAKZPHC 62; 2015 (2) SACR 283 (KZP).
[15]
Chala
para 27.
[16]
Chala
para 28.
[17]
Nxumalo
v S
[2022] ZAKZDHC 23 (10 February 2022) (Lopes and Ploos Van Amstel
JJ).
[18]
Nxumalo
para 7.
[19]
Hlatshwayo
and Another v State
[2022] ZAKPHC 8 (28 March 2022) (Bezuidenhout AJ and Ploos van
Amstel J).
[20]
Zulu
v State
[2022] ZAKPHC 20 (13 May 2022) (Khallil AJ and Chili J).
[21]
Green
v State
[2022]
ZAKPHC (29 July 2022) (Dumisa AJ and Olsen J).
[22]
Judgment
in the matter presently under appeal was delivered on 10 June 2022,
after
Green
was argued, but before judgment was delivered.
[23]
Green
fn
21 above para 21.
[24]
As
erroneously stated in
Nxumalo
and
Hlatshwayo
.
See para 19 above.
[25]
Gayiya
fn 2 above para 7.
[26]
The section appears in Chapter XII of the MC Act, which relates to
the criminal jurisdiction of the magistrate’s court.
[27]
MC Act s 93
ter
(11)
provides:
‘
(
a
)
If an assessor—
(i)
dies;
(ii)
in the opinion of the presiding officer becomes unable to act as an
assessor;
(iii)
is for any reason absent; or
(iv)
has been ordered to recuse himself or herself or has recused himself
or herself in terms of
subsection
(10)
,
at
any stage before the completion of the proceedings concerned, the
presiding judicial officer may, in the interests of justice
and
after due consideration of the arguments put forward by the accused
person and the prosecutor—
(
aa
)
direct that the proceedings continue before the remaining member or
members of the court;
(
bb
)
direct that the proceedings start afresh; or
(
cc
)
in the circumstances contemplated in subparagraph (iii), postpone
the proceedings in order to obtain the assessor’s presence:
Provided
that if the accused person has legal representation and the
prosecutor and the accused person consent thereto, the proceedings
shall, in the circumstances contemplated in subparagraphs (i), (ii)
or (iv), continue before the remaining member or members
of the
court.’
[28]
S
v Mpongoshe
1980
(4) SA 593
(A) at 603B-C.
[29]
Beyers
v Director of Public Prosecutions, Western Cape
2003
(1) SACR 164
(C) at 166j-167a.
[30]
See
R
v Matonsi
1958 (2) SA 450
(A) at 456;
R
v Baartman and Others
1960 (3) SA 535
at 538;
S
v Mkhise; S v Mosia; S v Jones; S v Le Roux
1988 (2) SA 868
(A) at 874E;
S
v Louw
[1990] ZASCA 43
;
1990 (3) SA 116
(A) at 124B-125E.
[31]
S
v Legoa
[2002] ZASCA 122; 2003 (1) SACR 13 (SCA).
[32]
Legoa
para
21.
[33]
S
v Kolea
[2012] ZASCA 199
;
2013 (1) SACR 409
(SCA) para 8.
[34]
S
v Mashinini and Another
[2012] ZASCA 1
;
2012 (1) SACR 604
(SCA) para 51.
[35]
Kolea
fn 33 above para 37.
[36]
S
v Langalitshoni
[2018] ZAECMHC 75; 2020 (2) SACR 65 (ECM).
[37]
Ibid
para 9.
[38]
S
v Ngomane and Another
[2021] ZAGPPHC 172;
2021 (1) SACR 654
(GP) (
Ngomane
).
[39]
S
v
Nxumalo
[2022]
ZAKZDHC 23.
[40]
Ibid
paras 9 and 10.
[41]
Capitec
Bank Holdings Ltd and Another v Coral Lagoon Investments 194 (Pty)
Ltd and Others
[2021]
ZASCA 99
;
2022 (1) SA 100
(SCA) para 25.
[42]
Natal
Joint Municipal Pension Fund v
Endumeni
Municipality
[2012] ZASCA 13
;
2012 (4) SA 593
(SCA) (
Endumeni
).
[43]
Ibid
para 18.
[44]
S
v
Gayiya
[2016]
ZASCA 65
;
2016 (2) SACR 165
(SCA) paras 8 and 11.
[45]
Ibid
para 8.
[46]
L
Brown
The
New Shorter Oxford English Dictionary on Historical Principles
3 ed (1993) Vol 2 p 2556.
[47]
https://dictionary.cambridge.org/dictionary/english/request.
[48]
https://www.collinsdictionary.com/dictionary/english/request.
[49]
A
Kruger
Hiemstra’s
Criminal Procedure
21-9 Issue 12 (May 2019).
[50]
Endumeni
para 18.
[51]
S
v Halgryn
[2002] ZASCA 59
;
2002 (2) SACR 211
(SCA);
[2002] 4 All SA 157
(SCA)
para 12.
[52]
S
v Green
[2022] ZAKZPHC 31 para 23.
[53]
R
v Matonsi
1958 (2) SA 450
(A) at 458A per Van Blerk AJA.
[54]
Ngomane
para 22; Ibid para 21.
[55]
Matonsi
fn 19 at 456C-D.
[56]
GDB
v Her Majesty The Queen
2000 SCC 2002
;
[2000] 1 SCR 520
para 34.
[57]
Nxumalo
paras
9 and 10.
[58]
Venter
v R
1907
TS 910
at 915, affirmed in
Smit
v Minister of Justice and Correctional Services and Others
[2020] ZACC 29
;
2021 (3) BCLR 219
(CC) para 121, where Madlanga J,
citing Innes CJ, said: ‘[W]hen to give the plain words of the
statute their ordinary meaning
would lead to absurdity so glaring
that it could never have been contemplated by the Legislature, or
where it would lead to a
result contrary to the intention of the
Legislature, as shown by the context or by such other considerations
as the Court is
justified in taking into account, the Court may
depart from the ordinary effect of the words to the extent necessary
to remove
the absurdity and to give effect to the true intention of
the Legislature.’
[59]
Langalitshoni
para
11.
[60]
S
v Hlatshwayo and Another
[2022]
ZAKPHC 8 (28 March 2022).
[61]
Ibid
para 4.
[62]
Ibid
paras 14-16.
[63]
Busani
Richard
Zulu
v The State
[2022] ZAKPHC 20 (13 May 2022).
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